Harold E. Selick
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
27 Sep 2024 |
1,000 |
1,000
|
-
|
|
-
|
Stock Option (right to buy) |
David R. Hoffmann
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
27 Sep 2024 |
1,000 |
1,000
|
-
|
|
-
|
Stock Option (right to buy) |
Kevin M. Lalande
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
27 Sep 2024 |
1,000 |
1,000
|
-
|
|
-
|
Stock Option (right to buy) |
Corazon Dating Sanders
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
27 Sep 2024 |
1,000 |
1,000
|
-
|
|
-
|
Stock Option (right to buy) |
Gabriela Gruia
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
27 Sep 2024 |
1,000 |
1,000
|
-
|
|
-
|
Stock Option (right to buy) |
Kevin M. Lalande
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Apr 2024 |
1,154,154 |
1,154,154
|
-
|
|
-
|
Warrants (Right to Buy) |
Kevin M. Lalande
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Apr 2024 |
402,077 |
402,077
|
-
|
|
-
|
Pre-Funded Warrants (Right to Buy) |
Kevin M. Lalande
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 2.35 per share. |
02 Apr 2024 |
175,000 |
175,000
(0%)
|
0%
|
2.4 |
411,250
|
Common Stock |
Eric E. Poma
|
Director, See remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Jan 2024 |
23,333 |
23,333
|
-
|
|
-
|
Stock Option (right to buy) |
Voi Maurizio
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Jan 2024 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (right to buy) |
S. Kim Jason
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Jan 2024 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (right to buy) |
Gabriela Gruia
|
Director, Interim Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Aug 2023 |
11,666 |
11,666
|
-
|
|
-
|
Stock Option (right to buy) |
Eric E. Poma
|
Director, See remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Feb 2023 |
400,000 |
400,000
|
-
|
|
-
|
Stock Option (right to buy) |
Roger J. Waltzman
|
See remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Feb 2023 |
170,000 |
170,000
|
-
|
|
-
|
Stock Option (right to buy) |
Jason S. Kim
|
See remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Feb 2023 |
170,000 |
170,000
|
-
|
|
-
|
Stock Option (right to buy) |
Jason S. Kim
|
See remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.71 per share. |
07 Jul 2022 |
12,089 |
95,493
(0%)
|
0%
|
0.7 |
8,583
|
Common Stock |
Jason S. Kim
|
See remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
07 Jul 2022 |
12,089 |
0
|
-
|
|
-
|
Stock Option (right to buy) |
Sean McLennan
|
See remarks |
Purchase of securities on an exchange or from another person at price $ 0.82 per share. |
16 Jun 2022 |
30,000 |
30,000
(0%)
|
0%
|
0.8 |
24,477
|
Common Stock |
Kevin M. Lalande
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.89 per share. |
13 Jun 2022 |
62,000 |
222,000
(0%)
|
0%
|
0.9 |
55,180
|
Common Stock |
Kevin M. Lalande
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.87 per share. |
13 Jun 2022 |
60,000 |
160,000
(0%)
|
0%
|
0.9 |
52,200
|
Common Stock |
Kevin M. Lalande
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.91 per share. |
13 Jun 2022 |
100,000 |
100,000
(0%)
|
0%
|
0.9 |
91,000
|
Common Stock |
Harold E. Selick
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Jun 2022 |
15,000 |
15,000
|
-
|
|
-
|
Stock Option (right to buy) |
David R. Hoffmann
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Jun 2022 |
15,000 |
15,000
|
-
|
|
-
|
Stock Option (right to buy) |
Kevin M. Lalande
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Jun 2022 |
15,000 |
15,000
|
-
|
|
-
|
Stock Option (right to buy) |
David Hirsch
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Jun 2022 |
15,000 |
15,000
|
-
|
|
-
|
Stock Option (right to buy) |
Jonathan Lanfear
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Jun 2022 |
15,000 |
15,000
|
-
|
|
-
|
Stock Option (right to buy) |
Corazon Dating Sanders
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Jun 2022 |
15,000 |
15,000
|
-
|
|
-
|
Stock Option (right to buy) |
Gabriela Gruia
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Jun 2022 |
15,000 |
15,000
|
-
|
|
-
|
Stock Option (right to buy) |
Eric E. Poma
|
Director, See remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.71 per share. |
27 Apr 2022 |
6,831 |
250,290
(0%)
|
0%
|
0.7 |
4,850
|
Common Stock |
Eric E. Poma
|
Director, See remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
27 Apr 2022 |
27,325 |
0
|
-
|
|
-
|
Stock Option (right to buy) |
Eric E. Poma
|
Director, See remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
27 Apr 2022 |
6,831 |
0
|
-
|
|
-
|
Stock Option (right to buy) |
Eric E. Poma
|
Director, See remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.71 per share. |
27 Apr 2022 |
27,325 |
277,615
(0%)
|
0%
|
0.7 |
19,401
|
Common Stock |
Gabriela Gruia
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Mar 2022 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (right to buy) |
Eric E. Poma
|
Director, See remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Feb 2022 |
300,000 |
300,000
|
-
|
|
-
|
Stock Option (right to buy) |
Roger J. Waltzman
|
See remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Feb 2022 |
125,000 |
125,000
|
-
|
|
-
|
Stock Option (right to buy) |
Jason S. Kim
|
See remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Feb 2022 |
125,000 |
125,000
|
-
|
|
-
|
Stock Option (right to buy) |
Sean McLennan
|
See remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Feb 2022 |
85,000 |
85,000
|
-
|
|
-
|
Stock Option (right to buy) |
Eric E. Poma
|
Director, See remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.71 per share. |
06 Jul 2021 |
3,563 |
243,459
(0%)
|
0%
|
0.7 |
2,530
|
Common Stock |
Eric E. Poma
|
Director, See remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
06 Jul 2021 |
3,563 |
0
|
-
|
|
-
|
Stock Option (right to buy) |
Jason S. Kim
|
See remarks |
Sale of securities on an exchange or to another person at price $ 8.36 per share. |
28 Jun 2021 |
2,770 |
83,404
(0%)
|
0%
|
8.4 |
23,157
|
Common Stock |
Jason S. Kim
|
See remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
28 Jun 2021 |
32,038 |
0
|
-
|
|
-
|
Stock Option (right to buy) |
Jason S. Kim
|
See remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.71 per share. |
28 Jun 2021 |
32,038 |
86,174
(0%)
|
0%
|
0.7 |
22,747
|
Common Stock |
Harold E. Selick
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Jun 2021 |
15,000 |
15,000
|
-
|
|
-
|
Stock Option (right to buy) |
David R. Hoffmann
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Jun 2021 |
15,000 |
15,000
|
-
|
|
-
|
Stock Option (right to buy) |
Scott Morenstein
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Jun 2021 |
15,000 |
15,000
|
-
|
|
-
|
Stock Option (right to buy) |
Kevin M. Lalande
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Jun 2021 |
15,000 |
15,000
|
-
|
|
-
|
Stock Option (right to buy) |
David Hirsch
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Jun 2021 |
15,000 |
15,000
|
-
|
|
-
|
Stock Option (right to buy) |
Jonathan Lanfear
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Jun 2021 |
15,000 |
15,000
|
-
|
|
-
|
Stock Option (right to buy) |
Corazon Dating Sanders
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Jun 2021 |
15,000 |
15,000
|
-
|
|
-
|
Stock Option (right to buy) |
Eric E. Poma
|
Director, See remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Feb 2021 |
300,000 |
300,000
|
-
|
|
-
|
Stock Option (right to buy) |
Roger J. Waltzman
|
See remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Feb 2021 |
125,000 |
125,000
|
-
|
|
-
|
Stock Option (right to buy) |
Jason S. Kim
|
See remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Feb 2021 |
125,000 |
125,000
|
-
|
|
-
|
Stock Option (right to buy) |
Adam D. Cutler
|
See remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Feb 2021 |
125,000 |
125,000
|
-
|
|
-
|
Stock Option (right to buy) |
Kevin M. Lalande
|
Director, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 13.05 per share. |
16 Sep 2020 |
500,000 |
6,097,298
(13%)
|
1%
|
13.1 |
6,525,000
|
Common Stock |
Harold E. Selick
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 May 2020 |
15,000 |
15,000
|
-
|
|
-
|
Stock Option (right to buy) |
David R. Hoffmann
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 May 2020 |
15,000 |
15,000
|
-
|
|
-
|
Stock Option (right to buy) |
Scott Morenstein
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 May 2020 |
15,000 |
15,000
|
-
|
|
-
|
Stock Option (right to buy) |
Kevin M. Lalande
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 May 2020 |
15,000 |
15,000
|
-
|
|
-
|
Stock Option (right to buy) |
David Hirsch
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 May 2020 |
15,000 |
15,000
|
-
|
|
-
|
Stock Option (right to buy) |
Corazon Dating Sanders
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 May 2020 |
15,000 |
15,000
|
-
|
|
-
|
Stock Option (right to buy) |
David Hirsch
|
Director, Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
26 May 2020 |
1,000,000 |
3,199,035
(7%)
|
2%
|
|
0
|
Common Stock |
David Hirsch
|
Director, Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
26 May 2020 |
1,649 |
1,649
(0%)
|
0%
|
|
0
|
Common Stock |
Kevin M. Lalande
|
Director, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 16.51 per share. |
20 May 2020 |
300,000 |
6,597,298
(15%)
|
0%
|
16.5 |
4,953,000
|
Common Stock |
Kevin M. Lalande
|
Director, Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
30 Apr 2020 |
1,000,000 |
6,897,298
(15%)
|
2%
|
|
0
|
Common Stock |
Eric E. Poma
|
Director, See remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Feb 2020 |
312,500 |
312,500
|
-
|
|
-
|
Stock Option (right to buy) |
Roger J. Waltzman
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Feb 2020 |
120,000 |
120,000
|
-
|
|
-
|
Stock Option (right to buy) |
Jason S. Kim
|
See remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Feb 2020 |
150,000 |
150,000
|
-
|
|
-
|
Stock Option (right to buy) |
Adam D. Cutler
|
See remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Feb 2020 |
150,000 |
150,000
|
-
|
|
-
|
Stock Option (right to buy) |
Jason S. Kim
|
See Remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.42 per share. |
03 Jan 2020 |
54,136 |
54,136
(0%)
|
0%
|
0.4 |
22,737
|
Common Stock |
Jason S. Kim
|
See Remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
03 Jan 2020 |
54,136 |
0
|
-
|
|
-
|
Stock Option (right to buy) |
Corazon Dating Sanders
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Dec 2019 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (right to buy) |
David Hirsch
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 8.00 per share. |
25 Nov 2019 |
937,500 |
4,199,035
(9%)
|
2%
|
8 |
7,500,000
|
Common Stock |
Scott Morenstein
|
None |
Purchase of securities on an exchange or from another person at price $ 8.00 per share. |
21 Nov 2019 |
468,750 |
2,052,991
(4%)
|
1%
|
8 |
3,750,000
|
Common Stock |
Harold E. Selick
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 May 2019 |
15,000 |
15,000
|
-
|
|
-
|
Stock Option (right to buy) |
David R. Hoffmann
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 May 2019 |
15,000 |
15,000
|
-
|
|
-
|
Stock Option (right to buy) |
Scott Morenstein
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 May 2019 |
15,000 |
15,000
|
-
|
|
-
|
Stock Option (right to buy) |
Kevin M. Lalande
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 May 2019 |
15,000 |
15,000
|
-
|
|
-
|
Stock Option (right to buy) |
David Hirsch
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 May 2019 |
15,000 |
15,000
|
-
|
|
-
|
Stock Option (right to buy) |
Roger J. Waltzman
|
SVP, Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Feb 2019 |
175,000 |
175,000
|
-
|
|
-
|
Stock Option (right to buy) |
Eric E. Poma
|
Director, See remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Feb 2019 |
250,000 |
250,000
|
-
|
|
-
|
Stock Option (right to buy) |
Jason S. Kim
|
See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Feb 2019 |
130,000 |
130,000
|
-
|
|
-
|
Stock Option (right to buy) |
Adam D. Cutler
|
See remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Feb 2019 |
92,000 |
92,000
|
-
|
|
-
|
Stock Option (right to buy) |
Eric E. Poma
|
Director, See Remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
26 Nov 2018 |
152,945 |
0
|
-
|
|
-
|
Stock Option (right to buy) |
Eric E. Poma
|
Director, See Remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.71 per share. |
26 Nov 2018 |
86,951 |
239,896
(0%)
|
0%
|
0.7 |
61,735
|
Common Stock |
Eric E. Poma
|
Director, See Remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.42 per share. |
26 Nov 2018 |
152,945 |
152,945
(0%)
|
0%
|
0.4 |
64,237
|
Common Stock |
Eric E. Poma
|
Director, See Remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
26 Nov 2018 |
86,951 |
3,563
|
-
|
|
-
|
Stock Option (right to buy) |
Scott Morenstein
|
None |
Purchase of securities on an exchange or from another person at price $ 5.50 per share. |
25 Sep 2018 |
545,454 |
1,559,241
(4%)
|
1%
|
5.5 |
2,999,997
|
Common Stock |
David Hirsch
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 5.50 per share. |
21 Sep 2018 |
365,000 |
3,261,535
(12%)
|
1%
|
5.5 |
2,007,500
|
Common Stock |
Eric E. Poma
|
Director, See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 May 2018 |
585,126 |
585,126
|
-
|
|
-
|
Stock Option (right to buy) |
Harold E. Selick
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 May 2018 |
15,000 |
15,000
|
-
|
|
-
|
Stock Option (right to buy) |
David R. Hoffmann
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 May 2018 |
15,000 |
15,000
|
-
|
|
-
|
Stock Option (right to buy) |
Scott Morenstein
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 May 2018 |
15,000 |
15,000
|
-
|
|
-
|
Stock Option (right to buy) |
Kevin M. Lalande
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 May 2018 |
15,000 |
15,000
|
-
|
|
-
|
Stock Option (right to buy) |
David Hirsch
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 May 2018 |
15,000 |
15,000
|
-
|
|
-
|
Stock Option (right to buy) |
Jason Kim
|
See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 May 2018 |
196,161 |
196,161
|
-
|
|
-
|
Stock Option (right to buy) |
Adam D. Cutler
|
See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 May 2018 |
100,000 |
100,000
|
-
|
|
-
|
Stock Option (right to buy) |
Adam D. Cutler
|
CFO and Treasurer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Nov 2017 |
225,000 |
225,000
|
-
|
|
-
|
Stock Option (right to buy) |
Eric E. Poma
|
Director, See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Oct 2017 |
275,000 |
275,000
|
-
|
|
-
|
Stock Option (right to buy) |
Harold E. Selick
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Oct 2017 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (right to buy) |
David R. Hoffmann
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Oct 2017 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (right to buy) |
Scott Morenstein
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Oct 2017 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (right to buy) |
Kevin M. Lalande
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Oct 2017 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (right to buy) |
David Hirsch
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Oct 2017 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (right to buy) |
Jason Kim
|
See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Oct 2017 |
137,500 |
137,500
|
-
|
|
-
|
Stock Option (right to buy) |
Jeffrey W. Bird
|
None |
Purchase of securities on an exchange or from another person at price $ 0.57 per share. |
31 May 2017 |
473,077 |
3,940,573
(5%)
|
0%
|
0.6 |
268,424
|
Common Stock |
Jeffrey W. Bird
|
None |
Other type of transaction at price $ 0.00 per share. |
31 May 2017 |
630,770 |
3,467,496
(4%)
|
0%
|
|
0
|
Common Stock |
Jeffrey W. Bird
|
None |
Purchase of securities on an exchange or from another person at price $ 0.57 per share. |
31 May 2017 |
37,626 |
377,782
(0%)
|
0%
|
0.6 |
21,349
|
Common Stock |
Wilfred E. Jaeger
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Jun 2016 |
35,000 |
35,000
|
-
|
|
-
|
Stock Option (right to buy) |
Bruce C. Cozadd
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Jun 2016 |
35,000 |
35,000
|
-
|
|
-
|
Stock Option (right to buy) |
David R. Hoffmann
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Jun 2016 |
35,000 |
35,000
|
-
|
|
-
|
Stock Option (right to buy) |
George G.C. Parker
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Jun 2016 |
35,000 |
35,000
|
-
|
|
-
|
Stock Option (right to buy) |
Jeffrey W. Bird
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Jun 2016 |
35,000 |
35,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
David R. Parkinson
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Jun 2016 |
35,000 |
35,000
|
-
|
|
-
|
Stock Option (right to buy) |
Harold E. Selick
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Mar 2016 |
800,000 |
800,000
|
-
|
|
-
|
Stock Option (right to buy) |
Joel A. Fernandes
|
Senior Vice President |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Mar 2016 |
200,000 |
200,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Stewart M. Kroll
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Mar 2016 |
300,000 |
300,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Tillman Pearce
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Mar 2016 |
200,000 |
200,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Jeffrey W. Bird
|
None |
Other type of transaction at price $ 0.00 per share. |
01 Mar 2016 |
617,132 |
4,098,266
|
-
|
|
-
|
Common Stock |
Jeffrey W. Bird
|
None |
Other type of transaction at price $ 0.00 per share. |
01 Mar 2016 |
96,010 |
340,156
|
-
|
|
-
|
Common Stock |
Wilfred E. Jaeger
|
None |
Other type of transaction at price $ 0.00 per share. |
24 Nov 2015 |
27,500 |
52,500
|
-
|
|
-
|
Common Stock |
Joel A. Fernandes
|
Senior Vice President |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
28 Sep 2015 |
3,562 |
28,120
|
-
|
|
-
|
Common Stock |
Wilfred E. Jaeger
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 May 2015 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (right to buy) |
Bruce C. Cozadd
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 May 2015 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (right to buy) |
David R. Hoffmann
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 May 2015 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (right to buy) |
George G.C. Parker
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 May 2015 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (right to buy) |
Jeffrey W. Bird
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 May 2015 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
David R. Parkinson
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 May 2015 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (right to buy) |
George G.C. Parker
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
18 Mar 2015 |
2,500 |
0
|
-
|
|
-
|
Stock Option (right to buy) |
George G.C. Parker
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
18 Mar 2015 |
2,500 |
8,572
|
-
|
|
-
|
Common Stock |
Harold E. Selick
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Feb 2015 |
400,000 |
400,000
|
-
|
|
-
|
Stock Option (right to buy) |
Robert L. Simon
|
Senior Vice President |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Feb 2015 |
100,000 |
100,000
|
-
|
|
-
|
Stock Option (right to buy) |
Joel A. Fernandes
|
VP, Finance & Controller |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Feb 2015 |
70,000 |
70,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Stewart M. Kroll
|
Senior Vice President |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Feb 2015 |
100,000 |
100,000
|
-
|
|
-
|
Stock Option (right to buy) |
Tillman Pearce
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Feb 2015 |
160,000 |
160,000
|
-
|
|
-
|
Stock Option (right to buy) |
Nipun Davar
|
Vice President |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Feb 2015 |
100,000 |
100,000
|
-
|
|
-
|
Stock Option (right to buy) |
Wilfred E. Jaeger
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
18 Feb 2015 |
25,000 |
25,000
|
-
|
|
-
|
Common Stock Warrant (Right to Buy) |
Wilfred E. Jaeger
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
18 Feb 2015 |
25,000 |
80,000
|
-
|
|
-
|
Common Stock |
Tillman Pearce
|
Chief Medical Officer |
Gift of securities by or to the insider at price $ 0.00 per share. |
31 Dec 2014 |
17 |
17
|
-
|
|
-
|
Common Stock |
Nipun Davar
|
Vice President |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
13 Oct 2014 |
3,000 |
3,000
|
-
|
|
-
|
Common Stock |
Harold E. Selick
|
Director, Chief Executive Officer |
|
02 Oct 2014 |
20,942 |
20,942
|
-
|
|
-
|
Common Stock Warrants (Right to Buy) |
Harold E. Selick
|
Director, Chief Executive Officer |
|
02 Oct 2014 |
20,942 |
433,870
|
-
|
|
-
|
Common Stock |
Andrew T. Sheehan
|
Ten Percent Owner |
|
01 Oct 2014 |
6,802 |
81,860
|
-
|
|
-
|
Common Stock |
Andrew T. Sheehan
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
01 Oct 2014 |
3,695 |
78,165
|
-
|
|
-
|
Common Stock |
Andrew T. Sheehan
|
Ten Percent Owner |
|
01 Oct 2014 |
417,050 |
4,942,055
|
-
|
|
-
|
Common Stock |
Andrew T. Sheehan
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
01 Oct 2014 |
226,657 |
4,715,398
|
-
|
|
-
|
Common Stock |
Andrew T. Sheehan
|
Ten Percent Owner |
|
01 Oct 2014 |
6,802 |
0
|
-
|
|
-
|
Common Stock Warrant |
Andrew T. Sheehan
|
Ten Percent Owner |
|
01 Oct 2014 |
417,050 |
0
|
-
|
|
-
|
Common Stock Warrant |
Tench Coxe
|
Ten Percent Owner |
|
01 Oct 2014 |
10,078 |
0
|
-
|
|
-
|
Common Stock Warrant |
Tench Coxe
|
Ten Percent Owner |
|
01 Oct 2014 |
60,758 |
0
|
-
|
|
-
|
Common Stock Warrant |
Tench Coxe
|
Ten Percent Owner |
|
01 Oct 2014 |
417,050 |
0
|
-
|
|
-
|
Common Stock Warrant |
Tench Coxe
|
Ten Percent Owner |
|
01 Oct 2014 |
10,078 |
300,357
|
-
|
|
-
|
Common Stock |
Tench Coxe
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
01 Oct 2014 |
33,020 |
182,828
|
-
|
|
-
|
Common Stock |
Tench Coxe
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
01 Oct 2014 |
226,657 |
4,715,398
|
-
|
|
-
|
Common Stock |
Tench Coxe
|
Ten Percent Owner |
|
01 Oct 2014 |
417,050 |
4,942,055
|
-
|
|
-
|
Common Stock |
Tench Coxe
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
01 Oct 2014 |
5,477 |
294,880
|
-
|
|
-
|
Common Stock |
Tench Coxe
|
Ten Percent Owner |
|
01 Oct 2014 |
60,758 |
215,848
|
-
|
|
-
|
Common Stock |
David L. Anderson
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
01 Oct 2014 |
435 |
15,891
|
-
|
|
-
|
Common Stock |
David L. Anderson
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
01 Oct 2014 |
2,995 |
78,038
|
-
|
|
-
|
Common Stock |
David L. Anderson
|
Ten Percent Owner |
|
01 Oct 2014 |
801 |
16,326
|
-
|
|
-
|
Common Stock |
David L. Anderson
|
Ten Percent Owner |
|
01 Oct 2014 |
5,511 |
40,105
|
-
|
|
-
|
Common Stock |
David L. Anderson
|
Ten Percent Owner |
|
01 Oct 2014 |
417,050 |
4,942,055
|
-
|
|
-
|
Common Stock |
David L. Anderson
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
01 Oct 2014 |
226,657 |
4,715,398
|
-
|
|
-
|
Common Stock |
David L. Anderson
|
Ten Percent Owner |
|
01 Oct 2014 |
5,511 |
0
|
-
|
|
-
|
Common Stock Warrant |
David L. Anderson
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
01 Oct 2014 |
2,995 |
37,110
|
-
|
|
-
|
Common Stock |
David L. Anderson
|
Ten Percent Owner |
|
01 Oct 2014 |
5,511 |
81,033
|
-
|
|
-
|
Common Stock |
David L. Anderson
|
Ten Percent Owner |
|
01 Oct 2014 |
801 |
0
|
-
|
|
-
|
Common Stock Warrant |
David L. Anderson
|
Ten Percent Owner |
|
01 Oct 2014 |
5,511 |
0
|
-
|
|
-
|
Common Stock Warrant |
David L. Anderson
|
Ten Percent Owner |
|
01 Oct 2014 |
417,050 |
0
|
-
|
|
-
|
Common Stock Warrant |
James C. Gaither
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
01 Oct 2014 |
4,630 |
49,601
|
-
|
|
-
|
Common Stock |
James C. Gaither
|
Ten Percent Owner |
|
01 Oct 2014 |
8,521 |
54,231
|
-
|
|
-
|
Common Stock |
James C. Gaither
|
Ten Percent Owner |
|
01 Oct 2014 |
8,521 |
0
|
-
|
|
-
|
Common Stock Warrant |
James C. Gaither
|
Ten Percent Owner |
|
01 Oct 2014 |
417,050 |
0
|
-
|
|
-
|
Common Stock Warrant |
James C. Gaither
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
01 Oct 2014 |
226,657 |
4,715,398
|
-
|
|
-
|
Common Stock |
James C. Gaither
|
Ten Percent Owner |
|
01 Oct 2014 |
417,050 |
4,942,055
|
-
|
|
-
|
Common Stock |
William H. Younger
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
01 Oct 2014 |
1,332 |
89,275
|
-
|
|
-
|
Common Stock |
William H. Younger
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
01 Oct 2014 |
14,407 |
112,480
|
-
|
|
-
|
Common Stock |
William H. Younger
|
Ten Percent Owner |
|
01 Oct 2014 |
2,452 |
90,607
|
-
|
|
-
|
Common Stock |
William H. Younger
|
Ten Percent Owner |
|
01 Oct 2014 |
26,509 |
0
|
-
|
|
-
|
Common Stock Warrant |
William H. Younger
|
Ten Percent Owner |
|
01 Oct 2014 |
2,452 |
0
|
-
|
|
-
|
Common Stock Warrant |
William H. Younger
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
01 Oct 2014 |
226,657 |
4,715,398
|
-
|
|
-
|
Common Stock |
William H. Younger
|
Ten Percent Owner |
|
01 Oct 2014 |
417,050 |
4,942,055
|
-
|
|
-
|
Common Stock |
William H. Younger
|
Ten Percent Owner |
|
01 Oct 2014 |
417,050 |
0
|
-
|
|
-
|
Common Stock Warrant |
William H. Younger
|
Ten Percent Owner |
|
01 Oct 2014 |
26,509 |
126,887
|
-
|
|
-
|
Common Stock |
George Leonard Baker
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
01 Oct 2014 |
226,657 |
4,715,398
|
-
|
|
-
|
Common Stock |
George Leonard Baker
|
Ten Percent Owner |
|
01 Oct 2014 |
6,977 |
78,401
|
-
|
|
-
|
Common Stock |
George Leonard Baker
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
01 Oct 2014 |
3,791 |
74,610
|
-
|
|
-
|
Common Stock |
George Leonard Baker
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
01 Oct 2014 |
6,316 |
132,161
|
-
|
|
-
|
Common Stock |
George Leonard Baker
|
Ten Percent Owner |
|
01 Oct 2014 |
417,050 |
4,942,055
|
-
|
|
-
|
Common Stock |
George Leonard Baker
|
Ten Percent Owner |
|
01 Oct 2014 |
11,623 |
138,477
|
-
|
|
-
|
Common Stock |
George Leonard Baker
|
Ten Percent Owner |
|
01 Oct 2014 |
6,977 |
0
|
-
|
|
-
|
Common Stock Warrant |
George Leonard Baker
|
Ten Percent Owner |
|
01 Oct 2014 |
11,623 |
0
|
-
|
|
-
|
Common Stock Warrant |
George Leonard Baker
|
Ten Percent Owner |
|
01 Oct 2014 |
417,050 |
0
|
-
|
|
-
|
Common Stock Warrant |
James N. White
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
01 Oct 2014 |
12,881 |
264,669
|
-
|
|
-
|
Common Stock |
James N. White
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
01 Oct 2014 |
226,657 |
4,715,398
|
-
|
|
-
|
Common Stock |
James N. White
|
Ten Percent Owner |
|
01 Oct 2014 |
23,704 |
277,550
|
-
|
|
-
|
Common Stock |
James N. White
|
Ten Percent Owner |
|
01 Oct 2014 |
417,050 |
0
|
-
|
|
-
|
Common Stock Warrant |
James N. White
|
Ten Percent Owner |
|
01 Oct 2014 |
23,704 |
0
|
-
|
|
-
|
Common Stock Warrant |
James N. White
|
Ten Percent Owner |
|
01 Oct 2014 |
417,050 |
4,942,055
|
-
|
|
-
|
Common Stock |
Jeffrey W. Bird
|
Director, Ten Percent Owner |
|
01 Oct 2014 |
21,829 |
256,009
|
-
|
|
-
|
Common Stock |
Jeffrey W. Bird
|
Director, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
01 Oct 2014 |
226,657 |
4,715,398
|
-
|
|
-
|
Common Stock |
Jeffrey W. Bird
|
Director, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
01 Oct 2014 |
11,863 |
244,146
|
-
|
|
-
|
Common Stock |
Jeffrey W. Bird
|
Director, Ten Percent Owner |
|
01 Oct 2014 |
417,050 |
0
|
-
|
|
-
|
Common Stock Warrant |
Jeffrey W. Bird
|
Director, Ten Percent Owner |
|
01 Oct 2014 |
417,050 |
4,942,055
|
-
|
|
-
|
Common Stock |
Jeffrey W. Bird
|
Director, Ten Percent Owner |
|
01 Oct 2014 |
21,829 |
0
|
-
|
|
-
|
Common Stock Warrant |
Stefan Dyckerhoff
|
Ten Percent Owner |
|
01 Oct 2014 |
417,050 |
0
|
-
|
|
-
|
Common Stock Warrant |
Stefan Dyckerhoff
|
Ten Percent Owner |
|
01 Oct 2014 |
417,050 |
4,942,055
|
-
|
|
-
|
Common Stock |
Stefan Dyckerhoff
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
01 Oct 2014 |
226,657 |
4,715,398
|
-
|
|
-
|
Common Stock |
Sweet E David
|
Ten Percent Owner |
|
01 Oct 2014 |
417,050 |
0
|
-
|
|
-
|
Common Stock Warrant |
Sweet E David
|
Ten Percent Owner |
|
01 Oct 2014 |
3,798 |
0
|
-
|
|
-
|
Common Stock Warrant |
Sweet E David
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
01 Oct 2014 |
2,064 |
39,795
|
-
|
|
-
|
Common Stock |
Sweet E David
|
Ten Percent Owner |
|
01 Oct 2014 |
3,798 |
41,859
|
-
|
|
-
|
Common Stock |
Sweet E David
|
Ten Percent Owner |
|
01 Oct 2014 |
417,050 |
4,942,055
|
-
|
|
-
|
Common Stock |
Sweet E David
|
Ten Percent Owner |
|
01 Oct 2014 |
797 |
11,745
|
-
|
|
-
|
Common Stock |
Sweet E David
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
01 Oct 2014 |
226,657 |
4,715,398
|
-
|
|
-
|
Common Stock |
Sweet E David
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
01 Oct 2014 |
433 |
11,312
|
-
|
|
-
|
Common Stock |
Sweet E David
|
Ten Percent Owner |
|
01 Oct 2014 |
797 |
0
|
-
|
|
-
|
Common Stock Warrant |
Speiser L Michael
|
Ten Percent Owner |
|
01 Oct 2014 |
1,051 |
12,455
|
-
|
|
-
|
Common Stock |
Speiser L Michael
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
01 Oct 2014 |
226,657 |
4,715,398
|
-
|
|
-
|
Common Stock |
Speiser L Michael
|
Ten Percent Owner |
|
01 Oct 2014 |
417,050 |
0
|
-
|
|
-
|
Common Stock Warrant |
Speiser L Michael
|
Ten Percent Owner |
|
01 Oct 2014 |
1,051 |
0
|
-
|
|
-
|
Common Stock Warrant |
Speiser L Michael
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
01 Oct 2014 |
571 |
11,884
|
-
|
|
-
|
Common Stock |
Speiser L Michael
|
Ten Percent Owner |
|
01 Oct 2014 |
417,050 |
4,942,055
|
-
|
|
-
|
Common Stock |
Jeffrey W. Bird
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
20 Jun 2014 |
10,028 |
0
|
-
|
|
-
|
Common Stock |
Jeffrey W. Bird
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
20 Jun 2014 |
3,960 |
0
|
-
|
|
-
|
Common Stock |
Andrew T. Sheehan
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
20 Jun 2014 |
3,960 |
0
|
-
|
|
-
|
Common Stock |
Andrew T. Sheehan
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
20 Jun 2014 |
10,028 |
0
|
-
|
|
-
|
Common Stock |
Tench Coxe
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
20 Jun 2014 |
3,960 |
0
|
-
|
|
-
|
Common Stock |
Tench Coxe
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
20 Jun 2014 |
10,028 |
0
|
-
|
|
-
|
Common Stock |
David L. Anderson
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
20 Jun 2014 |
10,028 |
0
|
-
|
|
-
|
Common Stock |
David L. Anderson
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
20 Jun 2014 |
3,960 |
0
|
-
|
|
-
|
Common Stock |
James C. Gaither
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
20 Jun 2014 |
10,028 |
0
|
-
|
|
-
|
Common Stock |
James C. Gaither
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
20 Jun 2014 |
3,960 |
0
|
-
|
|
-
|
Common Stock |
William H. Younger
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
20 Jun 2014 |
10,028 |
0
|
-
|
|
-
|
Common Stock |
William H. Younger
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
20 Jun 2014 |
3,960 |
0
|
-
|
|
-
|
Common Stock |
George Leonard Baker
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
20 Jun 2014 |
10,028 |
0
|
-
|
|
-
|
Common Stock |
George Leonard Baker
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
20 Jun 2014 |
3,960 |
0
|
-
|
|
-
|
Common Stock |
James N. White
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
20 Jun 2014 |
3,960 |
0
|
-
|
|
-
|
Common Stock |
James N. White
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
20 Jun 2014 |
10,028 |
0
|
-
|
|
-
|
Common Stock |
Jeffrey W. Bird
|
Director, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
20 Jun 2014 |
10,028 |
0
|
-
|
|
-
|
Common Stock |
Jeffrey W. Bird
|
Director, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
20 Jun 2014 |
3,960 |
0
|
-
|
|
-
|
Common Stock |
Stefan Dyckerhoff
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
20 Jun 2014 |
10,028 |
0
|
-
|
|
-
|
Common Stock |
Stefan Dyckerhoff
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
20 Jun 2014 |
3,960 |
0
|
-
|
|
-
|
Common Stock |
Sweet E David
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
20 Jun 2014 |
3,960 |
0
|
-
|
|
-
|
Common Stock |
Sweet E David
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
20 Jun 2014 |
10,028 |
0
|
-
|
|
-
|
Common Stock |
Speiser L Michael
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
20 Jun 2014 |
10,028 |
0
|
-
|
|
-
|
Common Stock |
Speiser L Michael
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
20 Jun 2014 |
3,960 |
0
|
-
|
|
-
|
Common Stock |
Harold E. Selick
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 May 2014 |
325,000 |
325,000
|
-
|
|
-
|
Stock Option (right to buy) |
Wilfred E. Jaeger
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 May 2014 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (right to buy) |
Bruce C. Cozadd
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 May 2014 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (right to buy) |
David R. Hoffmann
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 May 2014 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (right to buy) |
Robert L. Simon
|
Senior Vice President |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 May 2014 |
90,000 |
90,000
|
-
|
|
-
|
Stock Option (right to buy) |
George G.C. Parker
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 May 2014 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (right to buy) |
Joel A. Fernandes
|
VP, Finance & Controller |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 May 2014 |
50,000 |
50,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Jeffrey W. Bird
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 May 2014 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
David R. Parkinson
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 May 2014 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (right to buy) |
Tillman Pearce
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 May 2014 |
145,000 |
145,000
|
-
|
|
-
|
Stock Option (right to buy) |
Nipun Davar
|
Vice President |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 May 2014 |
70,000 |
70,000
|
-
|
|
-
|
Stock Option (right to buy) |
Wilfred E. Jaeger
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
16 Jan 2014 |
91,449 |
0
|
-
|
|
-
|
Common Stock |
Wilfred E. Jaeger
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
16 Jan 2014 |
4,907 |
0
|
-
|
|
-
|
Common Stock |
Wilfred E. Jaeger
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
13 Jan 2014 |
5,000 |
15,111
|
-
|
|
-
|
Common Stock |
Wilfred E. Jaeger
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
13 Jan 2014 |
6,477 |
20,111
|
-
|
|
-
|
Common Stock |
Wilfred E. Jaeger
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
13 Jan 2014 |
93,000 |
281,245
|
-
|
|
-
|
Common Stock |
Wilfred E. Jaeger
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
13 Jan 2014 |
120,479 |
374,245
|
-
|
|
-
|
Common Stock |
Wilfred E. Jaeger
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
13 Jan 2014 |
10,204 |
4,907
|
-
|
|
-
|
Common Stock |
Wilfred E. Jaeger
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
13 Jan 2014 |
189,796 |
91,449
|
-
|
|
-
|
Common Stock |
Wilfred E. Jaeger
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
08 Jan 2014 |
189,796 |
760,438
|
-
|
|
-
|
Common Stock |
Wilfred E. Jaeger
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
08 Jan 2014 |
231,456 |
950,234
|
-
|
|
-
|
Common Stock |
Wilfred E. Jaeger
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
08 Jan 2014 |
265,714 |
494,724
|
-
|
|
-
|
Common Stock |
Wilfred E. Jaeger
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
08 Jan 2014 |
10,204 |
40,874
|
-
|
|
-
|
Common Stock |
Wilfred E. Jaeger
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
08 Jan 2014 |
12,444 |
51,078
|
-
|
|
-
|
Common Stock |
Wilfred E. Jaeger
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
08 Jan 2014 |
14,286 |
26,588
|
-
|
|
-
|
Common Stock |
Wilfred E. Jaeger
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
12 Jul 2013 |
4,552 |
63,522
|
-
|
|
-
|
Common Stock |
Wilfred E. Jaeger
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
12 Jul 2013 |
11,877 |
68,074
|
-
|
|
-
|
Common Stock |
Wilfred E. Jaeger
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
12 Jul 2013 |
220,923 |
1,266,338
|
-
|
|
-
|
Common Stock |
Wilfred E. Jaeger
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
12 Jul 2013 |
84,648 |
1,181,690
|
-
|
|
-
|
Common Stock |
Wilfred E. Jaeger
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
10 Jul 2013 |
110,082 |
1,487,261
|
-
|
|
-
|
Common Stock |
Wilfred E. Jaeger
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
10 Jul 2013 |
58,837 |
1,597,343
|
-
|
|
-
|
Common Stock |
Wilfred E. Jaeger
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
10 Jul 2013 |
5,918 |
79,951
|
-
|
|
-
|
Common Stock |
Wilfred E. Jaeger
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
10 Jul 2013 |
3,163 |
85,869
|
-
|
|
-
|
Common Stock |
Wilfred E. Jaeger
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
03 Jul 2013 |
91,070 |
1,656,180
|
-
|
|
-
|
Common Stock |
Wilfred E. Jaeger
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
03 Jul 2013 |
117,389 |
1,747,250
|
-
|
|
-
|
Common Stock |
Wilfred E. Jaeger
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
03 Jul 2013 |
4,897 |
89,032
|
-
|
|
-
|
Common Stock |
Wilfred E. Jaeger
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
03 Jul 2013 |
6,311 |
93,929
|
-
|
|
-
|
Common Stock |
Wilfred E. Jaeger
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
19 Jun 2013 |
1,898 |
1,864,639
|
-
|
|
-
|
Common Stock |
Wilfred E. Jaeger
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
19 Jun 2013 |
102 |
100,240
|
-
|
|
-
|
Common Stock |
Harold E. Selick
|
Director, Chief Executive Officer |
|
17 Jun 2013 |
19,607 |
0
|
-
|
|
-
|
Common Stock Warrant |
Harold E. Selick
|
Director, Chief Executive Officer |
|
17 Jun 2013 |
19,607 |
403,928
|
-
|
|
-
|
Common Stock |
Wilfred E. Jaeger
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
17 Jun 2013 |
2,715 |
103,991
|
-
|
|
-
|
Common Stock |
Wilfred E. Jaeger
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
17 Jun 2013 |
67,862 |
1,866,537
|
-
|
|
-
|
Common Stock |
Wilfred E. Jaeger
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
17 Jun 2013 |
3,649 |
100,342
|
-
|
|
-
|
Common Stock |
Wilfred E. Jaeger
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
17 Jun 2013 |
50,507 |
1,934,399
|
-
|
|
-
|
Common Stock |
Wilfred E. Jaeger
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
07 Jun 2013 |
94,898 |
2,035,771
|
-
|
|
-
|
Common Stock |
Wilfred E. Jaeger
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
07 Jun 2013 |
50,865 |
1,984,906
|
-
|
|
-
|
Common Stock |
Wilfred E. Jaeger
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
07 Jun 2013 |
5,102 |
109,441
|
-
|
|
-
|
Common Stock |
Wilfred E. Jaeger
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
07 Jun 2013 |
2,735 |
106,706
|
-
|
|
-
|
Common Stock |
Andrew T. Sheehan
|
Ten Percent Owner |
|
31 May 2013 |
14,691 |
0
|
-
|
|
-
|
Common Stock Warrant |
Andrew T. Sheehan
|
Ten Percent Owner |
|
31 May 2013 |
801,952 |
0
|
-
|
|
-
|
Common Stock Warrant |
Andrew T. Sheehan
|
Ten Percent Owner |
|
31 May 2013 |
14,691 |
79,831
|
-
|
|
-
|
Common Stock |
Andrew T. Sheehan
|
Ten Percent Owner |
|
31 May 2013 |
801,952 |
4,785,597
|
-
|
|
-
|
Common Stock |
Andrew T. Sheehan
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
31 May 2013 |
260,592 |
4,525,005
|
-
|
|
-
|
Common Stock |
Andrew T. Sheehan
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
31 May 2013 |
4,773 |
75,058
|
-
|
|
-
|
Common Stock |
Tench Coxe
|
Ten Percent Owner |
|
31 May 2013 |
801,952 |
4,785,597
|
-
|
|
-
|
Common Stock |
Tench Coxe
|
Ten Percent Owner |
|
31 May 2013 |
128,816 |
0
|
-
|
|
-
|
Common Stock Warrant |
Tench Coxe
|
Ten Percent Owner |
|
31 May 2013 |
801,952 |
0
|
-
|
|
-
|
Common Stock Warrant |
Tench Coxe
|
Ten Percent Owner |
|
31 May 2013 |
128,816 |
332,137
|
-
|
|
-
|
Common Stock |
Tench Coxe
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
31 May 2013 |
260,592 |
4,525,005
|
-
|
|
-
|
Common Stock |
Tench Coxe
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
31 May 2013 |
41,858 |
290,279
|
-
|
|
-
|
Common Stock |
David L. Anderson
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
31 May 2013 |
5,450 |
75,522
|
-
|
|
-
|
Common Stock |
David L. Anderson
|
Ten Percent Owner |
|
31 May 2013 |
1,540 |
16,025
|
-
|
|
-
|
Common Stock |
David L. Anderson
|
Ten Percent Owner |
|
31 May 2013 |
16,773 |
80,972
|
-
|
|
-
|
Common Stock |
David L. Anderson
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
31 May 2013 |
500 |
15,525
|
-
|
|
-
|
Common Stock |
David L. Anderson
|
Ten Percent Owner |
|
31 May 2013 |
801,952 |
4,785,597
|
-
|
|
-
|
Common Stock |
David L. Anderson
|
Ten Percent Owner |
|
31 May 2013 |
16,773 |
0
|
-
|
|
-
|
Common Stock Warrant |
David L. Anderson
|
Ten Percent Owner |
|
31 May 2013 |
801,952 |
0
|
-
|
|
-
|
Common Stock Warrant |
David L. Anderson
|
Ten Percent Owner |
|
31 May 2013 |
1,540 |
0
|
-
|
|
-
|
Common Stock Warrant |
David L. Anderson
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
31 May 2013 |
260,592 |
4,525,005
|
-
|
|
-
|
Common Stock |
James C. Gaither
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
31 May 2013 |
957 |
45,710
|
-
|
|
-
|
Common Stock |
James C. Gaither
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
31 May 2013 |
260,592 |
4,525,005
|
-
|
|
-
|
Common Stock |
James C. Gaither
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
31 May 2013 |
3,811 |
19,811
|
-
|
|
-
|
Common Stock |
James C. Gaither
|
Ten Percent Owner |
|
31 May 2013 |
801,952 |
4,785,597
|
-
|
|
-
|
Common Stock |
James C. Gaither
|
Ten Percent Owner |
|
31 May 2013 |
2,947 |
46,667
|
-
|
|
-
|
Common Stock |
James C. Gaither
|
Ten Percent Owner |
|
31 May 2013 |
2,947 |
0
|
-
|
|
-
|
Common Stock Warrant |
James C. Gaither
|
Ten Percent Owner |
|
31 May 2013 |
11,729 |
23,622
|
-
|
|
-
|
Common Stock |
James C. Gaither
|
Ten Percent Owner |
|
31 May 2013 |
11,729 |
0
|
-
|
|
-
|
Common Stock Warrant |
James C. Gaither
|
Ten Percent Owner |
|
31 May 2013 |
801,952 |
0
|
-
|
|
-
|
Common Stock Warrant |
William H. Younger
|
Ten Percent Owner |
|
31 May 2013 |
801,952 |
4,785,597
|
-
|
|
-
|
Common Stock |
William H. Younger
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
31 May 2013 |
7,311 |
71,752
|
-
|
|
-
|
Common Stock |
William H. Younger
|
Ten Percent Owner |
|
31 May 2013 |
19,607 |
106,749
|
-
|
|
-
|
Common Stock |
William H. Younger
|
Ten Percent Owner |
|
31 May 2013 |
22,502 |
79,063
|
-
|
|
-
|
Common Stock |
William H. Younger
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
31 May 2013 |
260,592 |
4,525,005
|
-
|
|
-
|
Common Stock |
William H. Younger
|
Ten Percent Owner |
|
31 May 2013 |
4,716 |
0
|
-
|
|
-
|
Common Stock Warrant |
William H. Younger
|
Ten Percent Owner |
|
31 May 2013 |
19,607 |
0
|
-
|
|
-
|
Common Stock Warrant |
William H. Younger
|
Ten Percent Owner |
|
31 May 2013 |
22,502 |
0
|
-
|
|
-
|
Common Stock Warrant |
William H. Younger
|
Ten Percent Owner |
|
31 May 2013 |
801,952 |
0
|
-
|
|
-
|
Common Stock Warrant |
William H. Younger
|
Ten Percent Owner |
|
31 May 2013 |
4,716 |
89,687
|
-
|
|
-
|
Common Stock |
William H. Younger
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
31 May 2013 |
6,371 |
100,378
|
-
|
|
-
|
Common Stock |
William H. Younger
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
31 May 2013 |
1,532 |
88,155
|
-
|
|
-
|
Common Stock |
George Leonard Baker
|
Ten Percent Owner |
|
31 May 2013 |
10,844 |
74,947
|
-
|
|
-
|
Common Stock |
George Leonard Baker
|
Ten Percent Owner |
|
31 May 2013 |
18,939 |
0
|
-
|
|
-
|
Common Stock Warrant |
George Leonard Baker
|
Ten Percent Owner |
|
31 May 2013 |
10,844 |
0
|
-
|
|
-
|
Common Stock Warrant |
George Leonard Baker
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
31 May 2013 |
3,523 |
71,424
|
-
|
|
-
|
Common Stock |
George Leonard Baker
|
Ten Percent Owner |
|
31 May 2013 |
801,952 |
4,785,597
|
-
|
|
-
|
Common Stock |
George Leonard Baker
|
Ten Percent Owner |
|
31 May 2013 |
801,952 |
0
|
-
|
|
-
|
Common Stock Warrant |
George Leonard Baker
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
31 May 2013 |
260,592 |
4,525,005
|
-
|
|
-
|
Common Stock |
George Leonard Baker
|
Ten Percent Owner |
|
31 May 2013 |
18,939 |
133,007
|
-
|
|
-
|
Common Stock |
George Leonard Baker
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
31 May 2013 |
6,153 |
126,854
|
-
|
|
-
|
Common Stock |
James N. White
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
31 May 2013 |
14,937 |
253,846
|
-
|
|
-
|
Common Stock |
James N. White
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
31 May 2013 |
260,592 |
4,525,005
|
-
|
|
-
|
Common Stock |
James N. White
|
Ten Percent Owner |
|
31 May 2013 |
45,971 |
268,783
|
-
|
|
-
|
Common Stock |
James N. White
|
Ten Percent Owner |
|
31 May 2013 |
801,952 |
4,785,597
|
-
|
|
-
|
Common Stock |
James N. White
|
Ten Percent Owner |
|
31 May 2013 |
801,952 |
0
|
-
|
|
-
|
Common Stock Warrant |
James N. White
|
Ten Percent Owner |
|
31 May 2013 |
45,971 |
0
|
-
|
|
-
|
Common Stock Warrant |
Jeffrey W. Bird
|
Director, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
31 May 2013 |
12,589 |
234,180
|
-
|
|
-
|
Common Stock |
Jeffrey W. Bird
|
Director, Ten Percent Owner |
|
31 May 2013 |
38,747 |
0
|
-
|
|
-
|
Common Stock Warrant |
Jeffrey W. Bird
|
Director, Ten Percent Owner |
|
31 May 2013 |
801,952 |
0
|
-
|
|
-
|
Common Stock Warrant |
Jeffrey W. Bird
|
Director, Ten Percent Owner |
|
31 May 2013 |
38,747 |
246,769
|
-
|
|
-
|
Common Stock |
Jeffrey W. Bird
|
Director, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
31 May 2013 |
260,592 |
4,525,005
|
-
|
|
-
|
Common Stock |
Jeffrey W. Bird
|
Director, Ten Percent Owner |
|
31 May 2013 |
801,952 |
4,785,597
|
-
|
|
-
|
Common Stock |
Stefan Dyckerhoff
|
Ten Percent Owner |
|
31 May 2013 |
801,952 |
0
|
-
|
|
-
|
Common Stock Warrant |
Stefan Dyckerhoff
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
31 May 2013 |
260,592 |
4,525,005
|
-
|
|
-
|
Common Stock |
Stefan Dyckerhoff
|
Ten Percent Owner |
|
31 May 2013 |
801,952 |
4,785,597
|
-
|
|
-
|
Common Stock |
Sweet E David
|
Ten Percent Owner |
|
31 May 2013 |
801,952 |
0
|
-
|
|
-
|
Common Stock Warrant |
Sweet E David
|
Ten Percent Owner |
|
31 May 2013 |
5,864 |
0
|
-
|
|
-
|
Common Stock Warrant |
Sweet E David
|
Ten Percent Owner |
|
31 May 2013 |
1,532 |
11,445
|
-
|
|
-
|
Common Stock |
Sweet E David
|
Ten Percent Owner |
|
31 May 2013 |
1,532 |
0
|
-
|
|
-
|
Common Stock Warrant |
Sweet E David
|
Ten Percent Owner |
|
31 May 2013 |
801,952 |
4,785,597
|
-
|
|
-
|
Common Stock |
Sweet E David
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
31 May 2013 |
260,592 |
4,525,005
|
-
|
|
-
|
Common Stock |
Sweet E David
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
31 May 2013 |
497 |
10,948
|
-
|
|
-
|
Common Stock |
Sweet E David
|
Ten Percent Owner |
|
31 May 2013 |
5,864 |
39,966
|
-
|
|
-
|
Common Stock |
Sweet E David
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
31 May 2013 |
1,905 |
38,061
|
-
|
|
-
|
Common Stock |
Speiser L Michael
|
Ten Percent Owner |
|
31 May 2013 |
2,021 |
12,060
|
-
|
|
-
|
Common Stock |
Speiser L Michael
|
Ten Percent Owner |
|
31 May 2013 |
801,952 |
4,785,597
|
-
|
|
-
|
Common Stock |
Speiser L Michael
|
Ten Percent Owner |
|
31 May 2013 |
801,952 |
0
|
-
|
|
-
|
Common Stock Warrant |
Speiser L Michael
|
Ten Percent Owner |
|
31 May 2013 |
2,021 |
0
|
-
|
|
-
|
Common Stock Warrant |
Speiser L Michael
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
31 May 2013 |
656 |
11,404
|
-
|
|
-
|
Common Stock |
Speiser L Michael
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
31 May 2013 |
260,592 |
4,525,005
|
-
|
|
-
|
Common Stock |
Tillman Pearce
|
Chief Medical Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
22 May 2013 |
20,000 |
230,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Tillman Pearce
|
Chief Medical Officer |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
22 May 2013 |
20,000 |
0
|
-
|
|
-
|
Common Stock |
Tillman Pearce
|
Chief Medical Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
22 May 2013 |
20,000 |
20,000
|
-
|
|
-
|
Common Stock |
Wilfred E. Jaeger
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 May 2013 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Bruce C. Cozadd
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 May 2013 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
David R. Hoffmann
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 May 2013 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
George G.C. Parker
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 May 2013 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Jeffrey W. Bird
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 May 2013 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
David R. Parkinson
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 May 2013 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Harold E. Selick
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Mar 2013 |
360,000 |
360,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Joel A. Fernandes
|
VP, Finance and Controller |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Mar 2013 |
90,000 |
90,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Tillman Pearce
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Mar 2013 |
140,000 |
140,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Tench Coxe
|
Ten Percent Owner |
Gift of securities by or to the insider at price $ 0.00 per share. |
31 Dec 2012 |
228,310 |
203,321
|
-
|
|
-
|
Common Stock |
Tench Coxe
|
Ten Percent Owner |
Gift of securities by or to the insider at price $ 0.00 per share. |
31 Dec 2012 |
228,310 |
320,076
|
-
|
|
-
|
Common Stock |
George G.C. Parker
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
11 Oct 2012 |
12,500 |
28,572
|
-
|
|
-
|
Common Stock |
George G.C. Parker
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
11 Oct 2012 |
10,000 |
16,072
|
-
|
|
-
|
Common Stock |
George G.C. Parker
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
11 Oct 2012 |
12,500 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
George G.C. Parker
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
11 Oct 2012 |
10,000 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
George G.C. Parker
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
11 Oct 2012 |
22,500 |
6,072
|
-
|
|
-
|
Common Stock |
Wilfred E. Jaeger
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
04 Sep 2012 |
12,500 |
55,000
|
-
|
|
-
|
Common Stock |
Wilfred E. Jaeger
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
04 Sep 2012 |
2,500 |
57,500
|
-
|
|
-
|
Stock Option (right to buy) |
Wilfred E. Jaeger
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
04 Sep 2012 |
12,500 |
20,000
|
-
|
|
-
|
Stock Option (right to buy) |
Wilfred E. Jaeger
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
04 Sep 2012 |
12,500 |
32,500
|
-
|
|
-
|
Stock Option (right to buy) |
Wilfred E. Jaeger
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
04 Sep 2012 |
10,000 |
10,000
|
-
|
|
-
|
Common Stock |
Wilfred E. Jaeger
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
04 Sep 2012 |
2,500 |
15,000
|
-
|
|
-
|
Common Stock |
Wilfred E. Jaeger
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
04 Sep 2012 |
2,500 |
12,500
|
-
|
|
-
|
Common Stock |
Wilfred E. Jaeger
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
04 Sep 2012 |
2,500 |
60,000
|
-
|
|
-
|
Stock Option (right to buy) |
Wilfred E. Jaeger
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
04 Sep 2012 |
2,500 |
17,500
|
-
|
|
-
|
Common Stock |
Wilfred E. Jaeger
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
04 Sep 2012 |
2,500 |
20,000
|
-
|
|
-
|
Common Stock |
Wilfred E. Jaeger
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
04 Sep 2012 |
10,000 |
65,000
|
-
|
|
-
|
Stock Option (right to buy) |
Wilfred E. Jaeger
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
04 Sep 2012 |
2,500 |
55,000
|
-
|
|
-
|
Stock Option (right to buy) |
Wilfred E. Jaeger
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
04 Sep 2012 |
10,000 |
30,000
|
-
|
|
-
|
Common Stock |
Wilfred E. Jaeger
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
04 Sep 2012 |
12,500 |
42,500
|
-
|
|
-
|
Common Stock |
Wilfred E. Jaeger
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
04 Sep 2012 |
10,000 |
45,000
|
-
|
|
-
|
Stock Option (right to buy) |
Wilfred E. Jaeger
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
04 Sep 2012 |
2,500 |
62,500
|
-
|
|
-
|
Stock Option (right to buy) |
Wilfred E. Jaeger
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
24 Aug 2012 |
474,490 |
2,401,457
|
-
|
|
-
|
Common Stock |
Wilfred E. Jaeger
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
24 Aug 2012 |
14,612 |
114,543
|
-
|
|
-
|
Common Stock |
Wilfred E. Jaeger
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
24 Aug 2012 |
271,788 |
2,129,669
|
-
|
|
-
|
Common Stock |
Wilfred E. Jaeger
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
24 Aug 2012 |
25,510 |
129,155
|
-
|
|
-
|
Common Stock |
Joel A. Fernandes
|
VP, Finance and Controller |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
24 Aug 2012 |
9,500 |
18,558
|
-
|
|
-
|
Common Stock |
Wilfred E. Jaeger
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
21 Aug 2012 |
28,469 |
2,932,557
|
-
|
|
-
|
Common Stock |
Wilfred E. Jaeger
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
21 Aug 2012 |
56,610 |
2,875,947
|
-
|
|
-
|
Common Stock |
Wilfred E. Jaeger
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
21 Aug 2012 |
1,531 |
157,655
|
-
|
|
-
|
Common Stock |
Wilfred E. Jaeger
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
21 Aug 2012 |
2,990 |
154,665
|
-
|
|
-
|
Common Stock |
Wilfred E. Jaeger
|
None |
|
09 Aug 2012 |
397,478 |
0
|
-
|
|
-
|
Warrant (right to buy) |
Wilfred E. Jaeger
|
None |
|
09 Aug 2012 |
397,478 |
2,961,026
|
-
|
|
-
|
Common Stock |
Wilfred E. Jaeger
|
None |
|
09 Aug 2012 |
20,007 |
137,817
|
-
|
|
-
|
Common Stock |
Wilfred E. Jaeger
|
None |
|
09 Aug 2012 |
20,007 |
21,369
|
-
|
|
-
|
Warrant (right to buy) |
Wilfred E. Jaeger
|
None |
|
09 Aug 2012 |
21,369 |
0
|
-
|
|
-
|
Warrant (right to buy) |
Wilfred E. Jaeger
|
None |
|
09 Aug 2012 |
21,369 |
159,186
|
-
|
|
-
|
Common Stock |
Wilfred E. Jaeger
|
None |
|
09 Aug 2012 |
372,149 |
2,563,548
|
-
|
|
-
|
Common Stock |
Wilfred E. Jaeger
|
None |
|
09 Aug 2012 |
372,149 |
397,478
|
-
|
|
-
|
Warrant (right to buy) |
Wilfred E. Jaeger
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
13 Jul 2012 |
118,623 |
2,191,399
|
-
|
|
-
|
Common Stock |
Wilfred E. Jaeger
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
13 Jul 2012 |
6,377 |
117,810
|
-
|
|
-
|
Common Stock |
Wilfred E. Jaeger
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 May 2012 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Bruce C. Cozadd
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 May 2012 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
David R. Hoffmann
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 May 2012 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (Rigt to Buy) |
George G.C. Parker
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 May 2012 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Jeffrey W. Bird
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 May 2012 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
David R. Parkinson
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 May 2012 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Harold E. Selick
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 Apr 2012 |
325,000 |
325,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Joel A. Fernandes
|
VP, Finance and Controller |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 Apr 2012 |
60,000 |
60,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Tillman Pearce
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 Feb 2012 |
250,000 |
250,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Tench Coxe
|
Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
09 Dec 2011 |
24,433 |
251,955
|
-
|
|
-
|
Common Stock Warrant |
Tench Coxe
|
Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
09 Dec 2011 |
77,768 |
801,952
|
-
|
|
-
|
Common Stock Warrant |
Tench Coxe
|
Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
09 Dec 2011 |
40,443 |
417,050
|
-
|
|
-
|
Common Stock Warrant |
Jeffrey W. Bird
|
Director, Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
09 Dec 2011 |
24,433 |
251,955
|
-
|
|
-
|
Common Stock Warrant |
Jeffrey W. Bird
|
Director, Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
09 Dec 2011 |
77,768 |
801,952
|
-
|
|
-
|
Common Stock Warrant |
Jeffrey W. Bird
|
Director, Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
09 Dec 2011 |
40,443 |
417,050
|
-
|
|
-
|
Common Stock Warrant |
Tench Coxe
|
Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
09 Dec 2011 |
386,307 |
3,983,645
|
-
|
|
-
|
Common Stock |
Jeffrey W. Bird
|
Director, Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
09 Dec 2011 |
386,307 |
3,983,645
|
-
|
|
-
|
Common Stock |
Andrew T. Sheehan
|
Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
09 Dec 2011 |
931 |
4,110
|
-
|
|
-
|
Common Stock Warrant |
Andrew T. Sheehan
|
Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
09 Dec 2011 |
2,962 |
14,691
|
-
|
|
-
|
Common Stock Warrant |
Andrew T. Sheehan
|
Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
09 Dec 2011 |
1,540 |
6,802
|
-
|
|
-
|
Common Stock Warrant |
Andrew T. Sheehan
|
Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
09 Dec 2011 |
14,712 |
65,140
|
-
|
|
-
|
Common Stock |
Tench Coxe
|
Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
09 Dec 2011 |
6,088 |
6,088
|
-
|
|
-
|
Common Stock Warrant |
Tench Coxe
|
Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
09 Dec 2011 |
19,379 |
128,816
|
-
|
|
-
|
Common Stock Warrant |
Tench Coxe
|
Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
09 Dec 2011 |
10,078 |
10,078
|
-
|
|
-
|
Common Stock Warrant |
Tench Coxe
|
Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
09 Dec 2011 |
96,263 |
431,631
|
-
|
|
-
|
Common Stock |
David L. Anderson
|
Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
09 Dec 2011 |
484 |
484
|
-
|
|
-
|
Common Stock Warrant |
David L. Anderson
|
Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
09 Dec 2011 |
1,540 |
1,540
|
-
|
|
-
|
Common Stock Warrant |
David L. Anderson
|
Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
09 Dec 2011 |
801 |
801
|
-
|
|
-
|
Common Stock Warrant |
David L. Anderson
|
Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
09 Dec 2011 |
7,648 |
14,485
|
-
|
|
-
|
Common Stock |
James C. Gaither
|
Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
09 Dec 2011 |
926 |
3,037
|
-
|
|
-
|
Common Stock Warrant |
James C. Gaither
|
Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
09 Dec 2011 |
2,947 |
2,947
|
-
|
|
-
|
Common Stock Warrant |
James C. Gaither
|
Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
09 Dec 2011 |
1,533 |
8,521
|
-
|
|
-
|
Common Stock Warrant |
James C. Gaither
|
Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
09 Dec 2011 |
14,641 |
43,720
|
-
|
|
-
|
Common Stock |
William H. Younger
|
Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
09 Dec 2011 |
1,482 |
17,498
|
-
|
|
-
|
Common Stock Warrant |
William H. Younger
|
Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
09 Dec 2011 |
4,716 |
4,716
|
-
|
|
-
|
Common Stock Warrant |
William H. Younger
|
Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
09 Dec 2011 |
2,452 |
2,452
|
-
|
|
-
|
Common Stock Warrant |
William H. Younger
|
Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
09 Dec 2011 |
23,425 |
84,971
|
-
|
|
-
|
Common Stock |
George Leonard Baker
|
Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
09 Dec 2011 |
1,434 |
7,022
|
-
|
|
-
|
Common Stock Warrant |
George Leonard Baker
|
Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
09 Dec 2011 |
4,565 |
18,939
|
-
|
|
-
|
Common Stock Warrant |
George Leonard Baker
|
Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
09 Dec 2011 |
2,374 |
11,623
|
-
|
|
-
|
Common Stock Warrant |
George Leonard Baker
|
Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
09 Dec 2011 |
22,677 |
114,068
|
-
|
|
-
|
Common Stock |
James N. White
|
Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
09 Dec 2011 |
5,230 |
14,321
|
-
|
|
-
|
Common Stock Warrant |
James N. White
|
Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
09 Dec 2011 |
16,647 |
45,971
|
-
|
|
-
|
Common Stock Warrant |
James N. White
|
Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
09 Dec 2011 |
8,657 |
23,704
|
-
|
|
-
|
Common Stock Warrant |
James N. White
|
Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
09 Dec 2011 |
82,693 |
222,812
|
-
|
|
-
|
Common Stock |
Jeffrey W. Bird
|
Director, Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
09 Dec 2011 |
4,803 |
13,188
|
-
|
|
-
|
Common Stock Warrant |
Jeffrey W. Bird
|
Director, Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
09 Dec 2011 |
15,288 |
38,747
|
-
|
|
-
|
Common Stock Warrant |
Jeffrey W. Bird
|
Director, Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
09 Dec 2011 |
7,951 |
21,829
|
-
|
|
-
|
Common Stock Warrant |
Jeffrey W. Bird
|
Director, Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
09 Dec 2011 |
75,944 |
208,022
|
-
|
|
-
|
Common Stock |
Gregory P. Sands
|
Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
09 Dec 2011 |
1,939 |
7,903
|
-
|
|
-
|
Common Stock Warrant |
Gregory P. Sands
|
Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
09 Dec 2011 |
6,171 |
23,765
|
-
|
|
-
|
Common Stock Warrant |
Gregory P. Sands
|
Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
09 Dec 2011 |
3,209 |
13,080
|
-
|
|
-
|
Common Stock Warrant |
Gregory P. Sands
|
Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
09 Dec 2011 |
30,654 |
121,237
|
-
|
|
-
|
Common Stock |
Sweet E David
|
Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
09 Dec 2011 |
481 |
481
|
-
|
|
-
|
Common Stock Warrant |
Sweet E David
|
Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
09 Dec 2011 |
1,532 |
1,532
|
-
|
|
-
|
Common Stock Warrant |
Sweet E David
|
Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
09 Dec 2011 |
797 |
797
|
-
|
|
-
|
Common Stock Warrant |
Sweet E David
|
Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
09 Dec 2011 |
7,611 |
9,913
|
-
|
|
-
|
Common Stock |
Speiser L Michael
|
Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
09 Dec 2011 |
635 |
635
|
-
|
|
-
|
Common Stock Warrant |
Speiser L Michael
|
Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
09 Dec 2011 |
2,021 |
2,021
|
-
|
|
-
|
Common Stock Warrant |
Speiser L Michael
|
Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
09 Dec 2011 |
1,051 |
1,051
|
-
|
|
-
|
Common Stock Warrant |
Speiser L Michael
|
Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
09 Dec 2011 |
10,039 |
10,039
|
-
|
|
-
|
Common Stock |
Harold E. Selick
|
Director, Chief Executive Officer |
Gift of securities by or to the insider at price $ 0.00 per share. |
09 Aug 2011 |
36,000 |
336,321
|
-
|
|
-
|
Common Stock |
Harold E. Selick
|
Director, Chief Executive Officer |
Gift of securities by or to the insider at price $ 0.00 per share. |
09 Aug 2011 |
18,000 |
19,515
|
-
|
|
-
|
Common Stock |
Harold E. Selick
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jun 2011 |
400,000 |
400,000
|
-
|
|
-
|
Common Stock (Right to Buy) |
Wilfred E. Jaeger
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jun 2011 |
12,500 |
12,500
|
-
|
|
-
|
Stock Option (Right to Buy) |
Bruce C. Cozadd
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jun 2011 |
12,500 |
12,500
|
-
|
|
-
|
Stock Option (Right to Buy) |
David R. Hoffmann
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jun 2011 |
12,500 |
12,500
|
-
|
|
-
|
Stock Option (Right to Buy) |
George G.C. Parker
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jun 2011 |
12,500 |
12,500
|
-
|
|
-
|
Stock Option (Right to Buy) |
Joel A. Fernandes
|
VP, Finance and Controller |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jun 2011 |
80,000 |
80,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Jeffrey W. Bird
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jun 2011 |
12,500 |
12,500
|
-
|
|
-
|
Stock Option (Right to Buy) |