2.79 0.04 (1.45%)

Near 52W High of $2.80

111.7K XNYS Volume

XNYS 19 Mar, 2025 5:30 PM (EDT)



Insider Trading disclosures for Lument Finance Trust Inc

The latest disclosure was made by Walter C. Keenan in Lument Finance Trust Inc where a trade of 5,533 common stock done at an average price of $2.5 was reported to US exchanges on Dec. 10, 2024.

Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company. A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).

Client Name Client Category Action Reported to Exchange Quantity Post Transaction Holding Traded % Avg. Price Value Security Type
Walter C. Keenan Director Grant, award, or other acquisition of securities at price $ 2.49 per share. 10 Dec 2024 5,533 136,569 (0%) 0% 2.5 13,750 common stock
Neil A. Cummins Director Grant, award, or other acquisition of securities at price $ 2.49 per share. 10 Dec 2024 5,533 79,404 (0%) 0% 2.5 13,750 Common Stock
James C. Hunt Director Grant, award, or other acquisition of securities at price $ 2.48 per share. 10 Dec 2024 6,036 629,652 (2%) 0% 2.5 14,999 common stock
William A. Houlihan Director Grant, award, or other acquisition of securities at price $ 2.52 per share. 16 Aug 2024 10,000 212,732 (0%) 0% 2.5 25,200 common stock
Walter C. Keenan Director Grant, award, or other acquisition of securities at price $ 2.52 per share. 16 Aug 2024 5,460 131,036 (0%) 0% 2.5 13,748 common stock
Neil A. Cummins Director Grant, award, or other acquisition of securities at price $ 2.52 per share. 16 Aug 2024 5,460 73,871 (0%) 0% 2.5 13,748 Common Stock
James C. Hunt Director Grant, award, or other acquisition of securities at price $ 2.52 per share. 16 Aug 2024 5,957 623,616 (2%) 0% 2.5 15,000 common stock
William A. Houlihan Director Grant, award, or other acquisition of securities at price $ 2.50 per share. 20 Jun 2024 10,000 202,732 (0%) 0% 2.5 25,000 common stock
James J. Henson PRESIDENT Grant, award, or other acquisition of securities at price $ 2.55 per share. 28 May 2024 10,000 75,000 (0%) 0% 2.6 25,500 Common Stock
Walter C. Keenan Director Grant, award, or other acquisition of securities at price $ 2.37 per share. 17 May 2024 5,796 125,576 (0%) 0% 2.4 13,748 common stock
Neil A. Cummins Director Grant, award, or other acquisition of securities at price $ 2.37 per share. 17 May 2024 5,796 68,411 (0%) 0% 2.4 13,748 Common Stock
James C. Hunt Director Grant, award, or other acquisition of securities at price $ 2.37 per share. 17 May 2024 6,323 617,659 (2%) 0% 2.4 14,998 common stoclk
William A. Houlihan Director Grant, award, or other acquisition of securities at price $ 2.48 per share. 14 May 2024 4,000 192,732 (0%) 0% 2.5 9,920 common stock
Walter C. Keenan Director Grant, award, or other acquisition of securities at price $ 2.30 per share. 18 Apr 2024 3,265 119,780 (0%) 0% 2.3 7,500 common stock
Neil A. Cummins Director Grant, award, or other acquisition of securities at price $ 2.30 per share. 18 Apr 2024 2,154 62,615 (0%) 0% 2.3 4,948 Common Stock
James C. Hunt Director Grant, award, or other acquisition of securities at price $ 2.30 per share. 18 Apr 2024 3,265 611,336 (2%) 0% 2.3 7,500 common stock
J. James Henson PRESIDENT Purchase of securities on an exchange or from another person at price $ 2.37 per share. 02 Jan 2024 10,000 50,000 (0%) 0% 2.4 23,691 Common Stock
J. Henson James PRESIDENT Purchase of securities on an exchange or from another person at price $ 2.38 per share. 02 Jan 2024 5,000 55,000 (0%) 0% 2.4 11,881 Common Stock
Neil A. Cummins Director Grant, award, or other acquisition of securities at price $ 2.28 per share. 29 Dec 2023 4,337 60,461 (0%) 0% 2.3 9,899 Common Stock
Keenan Walter C. Director Grant, award, or other acquisition of securities at price $ 2.28 per share. 29 Dec 2023 6,571 116,515 (0%) 0% 2.3 14,998 common stock
C. Hunt James Director Grant, award, or other acquisition of securities at price $ 2.28 per share. 29 Dec 2023 6,571 608,071 (2%) 0% 2.3 14,998 common stock
William Houlihan A. Director Purchase of securities on an exchange or from another person at price $ 2.10 per share. 21 Nov 2023 3,000 186,732 (0%) 0% 2.1 6,300 common stock
William A. Houlihan Director Purchase of securities on an exchange or from another person at price $ 2.11 per share. 17 Aug 2023 3,000 183,732 (0%) 0% 2.1 6,330 common stock
James J. Henson PRESIDENT Purchase of securities on an exchange or from another person at price $ 1.84 per share. 31 May 2023 10,000 40,000 (0%) 0% 1.8 18,400 Common Stock
James J. Henson PRESIDENT Purchase of securities on an exchange or from another person at price $ 1.89 per share. 22 May 2023 10,000 20,000 (0%) 0% 1.9 18,859 common stock
James J. Henson PRESIDENT Purchase of securities on an exchange or from another person at price $ 1.87 per share. 22 May 2023 10,000 30,000 (0%) 0% 1.9 18,675 common stock
William A. Houlihan Director Purchase of securities on an exchange or from another person at price $ 2.06 per share. 29 Mar 2023 1,000 179,732 (0%) 0% 2.1 2,060 common stock
William A. Houlihan Director Purchase of securities on an exchange or from another person at price $ 1.99 per share. 29 Mar 2023 1,000 180,732 (0%) 0% 2.0 1,990 common stock
Walter C. Keenan Director Purchase of securities on an exchange or from another person at price $ 2.06 per share. 29 Mar 2023 4,000 109,944 (0%) 0% 2.1 8,240 common stock
William A. Houlihan Director Purchase of securities on an exchange or from another person at price $ 2.00 per share. 28 Mar 2023 1,000 178,732 (0%) 0% 2.0 1,995 common stock
Walter C. Keenan Director Purchase of securities on an exchange or from another person at price $ 18.51 per share. 27 Mar 2023 500 7,500 - 18.5 9,255 preferred stock
William A. Houlihan Director Purchase of securities on an exchange or from another person at price $ 1.90 per share. 20 Dec 2022 3,000 177,732 (0%) 0% 1.9 5,700 common stock
Walter C. Keenan Director Purchase of securities on an exchange or from another person at price $ 19.50 per share. 19 Dec 2022 5,000 7,000 - 19.5 97,500 preferred stock
Walter C. Keenan Director Purchase of securities on an exchange or from another person at price $ 1.92 per share. 19 Dec 2022 2,000 105,944 (0%) 0% 1.9 3,840 common stock
Walter C. Keenan Director Purchase of securities on an exchange or from another person at price $ 20.91 per share. 29 Sep 2022 2,000 2,000 - 20.9 41,820 preferred stock
Walter C. Keenan Director Purchase of securities on an exchange or from another person at price $ 2.28 per share. 28 Sep 2022 4,000 103,944 (0%) 0% 2.3 9,120 common stock
William A. Houlihan Director Purchase of securities on an exchange or from another person at price $ 2.68 per share. 11 Aug 2022 1,500 174,732 (0%) 0% 2.7 4,020 common stock
William A. Houlihan Director Purchase of securities on an exchange or from another person at price $ 2.70 per share. 11 Aug 2022 500 173,232 (0%) 0% 2.7 1,350 common stock
Walter C. Keenan Director Purchase of securities on an exchange or from another person at price $ 2.54 per share. 11 Aug 2022 200 99,636 (0%) 0% 2.5 507 common stock
Walter C. Keenan Director Purchase of securities on an exchange or from another person at price $ 2.54 per share. 11 Aug 2022 2,025 99,436 (0%) 0% 2.5 5,143 common stock
Walter C. Keenan Director Purchase of securities on an exchange or from another person at price $ 2.56 per share. 11 Aug 2022 308 99,944 (0%) 0% 2.6 788 common stock
James C. Hunt Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2022 1,500 601,500 (2%) 0% 0 common stock
James C. Hunt Director Purchase of securities on an exchange or from another person at price $ 2.50 per share. 23 May 2022 1,595 587,395 (2%) 0% 2.5 3,988 common stock
James C. Hunt Director Purchase of securities on an exchange or from another person at price $ 2.51 per share. 23 May 2022 10,000 600,000 (2%) 0% 2.5 25,100 common stock
James C. Hunt Director Purchase of securities on an exchange or from another person at price $ 2.51 per share. 23 May 2022 2,605 590,000 (2%) 0% 2.5 6,539 common stock
James C. Hunt Director Purchase of securities on an exchange or from another person at price $ 2.50 per share. 23 May 2022 800 585,800 (2%) 0% 2.5 2,000 common stock
James C. Hunt Director Purchase of securities on an exchange or from another person at price $ 2.54 per share. 18 May 2022 5,000 585,000 (2%) 0% 2.5 12,675 common stock
James C. Hunt Director Purchase of securities on an exchange or from another person at price $ 2.59 per share. 18 May 2022 5,000 580,000 (2%) 0% 2.6 12,950 common stock
Walter C. Keenan Director Purchase of securities on an exchange or from another person at price $ 2.40 per share. 13 May 2022 4,000 95,911 (0%) 0% 2.4 9,596 common stock
William A. Houlihan Director Purchase of securities on an exchange or from another person at price $ 2.44 per share. 12 May 2022 2,000 171,232 (0%) 0% 2.4 4,880 common stock
James A. Briggs Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 2.73 per share. 31 Mar 2022 5,000 48,750 (0%) 0% 2.7 13,645 common stock
James C. Hunt Director Purchase of securities on an exchange or from another person at price $ 2.88 per share. 21 Mar 2022 10,000 575,000 (2%) 0% 2.9 28,763 common stock
James C. Hunt Director Purchase of securities on an exchange or from another person at price $ 2.79 per share. 21 Mar 2022 15,000 565,000 (2%) 0% 2.8 41,787 common stock
James P. Flynn CEO Purchase of securities on an exchange or from another person at price $ 2.82 per share. 21 Mar 2022 13,500 298,220 (1%) 0% 2.8 38,081 common stock
William A. Houlihan Director Purchase of securities on an exchange or from another person at price $ 3.06 per share. 17 Mar 2022 2,000 169,232 (0%) 0% 3.1 6,120 common stock
William A. Houlihan Director 11 Feb 2022 94,939 0 - - Subscription Rights (right to buy)
William A. Houlihan Director 11 Feb 2022 94,939 167,232 (0%) 0% 3.1 290,513 Common Stock
Michael P. Larsen President 11 Feb 2022 89,215 130,336 (0%) 0% 3.1 272,998 Common Stock
Michael P. Larsen President 11 Feb 2022 89,215 0 - - Subscription Rights (right to buy)
Neil A. Cummins Director 11 Feb 2022 14,330 0 - - Subscription Rights (right to buy)
Neil A. Cummins Director 11 Feb 2022 14,330 54,624 (0%) 0% 3.1 43,850 Common Stock
James C. Hunt Director 11 Feb 2022 334,946 550,000 (2%) 1% 3.1 1,024,935 Common Stock
James C. Hunt Director 11 Feb 2022 334,946 0 - - Subscription Rights (right to buy)
James P. Flynn CEO 11 Feb 2022 177,540 0 - - Subscription Rights (right to buy)
James P. Flynn CEO 11 Feb 2022 177,540 284,720 (1%) 0% 3.1 543,272 Common Stock
James A. Briggs Chief Financial Officer 11 Feb 2022 26,250 0 - - Subscription Rights
James A. Briggs Chief Financial Officer 11 Feb 2022 26,250 43,750 (0%) 0% 3.1 80,325 Common Stock
Walter C. Keenan Director 04 Feb 2022 50,000 50,000 (0%) 0% 3.1 153,000 Common Stock
Walter C. Keenan Director Purchase of securities on an exchange or from another person at price $ 0.00 per share. 04 Feb 2022 4,750 50,000 - - Subscription Rights (right to buy)
Walter C. Keenan Director 04 Feb 2022 45,250 0 - - Subscription Rights (right to buy)
William A. Houlihan Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jun 2021 1,500 72,293 (0%) 0% 0 common stock
William A. Houlihan Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jun 2021 1,500 172,732 (0%) 0% 0 common stock
Walter C. Keenan Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jun 2021 1,500 41,911 (0%) 0% 0 common stock
Walter C. Keenan Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jun 2021 1,500 97,411 (0%) 0% 0 common stock
Neil A. Cummins Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jun 2021 1,500 40,294 (0%) 0% 0 Common Stock
Neil A. Cummins Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jun 2021 1,500 56,124 (0%) 0% 0 Common Stock
William A. Houlihan Director Purchase of securities on an exchange or from another person at price $ 3.68 per share. 23 May 2021 2,000 70,793 (0%) 0% 3.7 7,360 common stock
William A. Houlihan Director Purchase of securities on an exchange or from another person at price $ 2.86 per share. 16 Nov 2020 2,000 68,793 (0%) 0% 2.9 5,720 common stock
William A. Houlihan Director Purchase of securities on an exchange or from another person at price $ 2.48 per share. 13 Aug 2020 2,000 66,793 (0%) 0% 2.5 4,960 common stock
William A. Houlihan Director Purchase of securities on an exchange or from another person at price $ 1.98 per share. 15 May 2020 2,000 63,293 (0%) 0% 2.0 3,960 common stock
James C. Hunt Director Purchase of securities on an exchange or from another person at price $ 1.73 per share. 01 Apr 2020 3,338 215,054 (0%) 0% 1.7 5,784 common stock
James C. Hunt Director Purchase of securities on an exchange or from another person at price $ 1.89 per share. 27 Mar 2020 6,662 201,716 (0%) 0% 1.9 12,624 common stock
James C. Hunt Director Purchase of securities on an exchange or from another person at price $ 1.86 per share. 27 Mar 2020 10,000 211,716 (0%) 0% 1.9 18,583 common stock
James C. Hunt Director Purchase of securities on an exchange or from another person at price $ 1.30 per share. 24 Mar 2020 10,000 195,054 (0%) 0% 1.3 12,978 common stock
James P. Flynn CEO Purchase of securities on an exchange or from another person at price $ 0.90 per share. 24 Mar 2020 9,000 87,180 (0%) 0% 0.9 8,092 common stock
James P. Flynn CEO Sale of securities on an exchange or to another person at price $ 0.89 per share. 24 Mar 2020 9,000 78,180 (0%) 0% 0.9 8,019 common stock
James P. Flynn CEO Purchase of securities on an exchange or from another person at price $ 1.37 per share. 24 Mar 2020 15,000 87,180 (0%) 0% 1.4 20,550 common stock
James A. Briggs Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 1.40 per share. 24 Mar 2020 10,000 17,500 (0%) 0% 1.4 14,000 common stock
Walter C. Keenan Director Purchase of securities on an exchange or from another person at price $ 0.90 per share. 23 Mar 2020 10,000 38,911 (0%) 0% 0.9 9,000 common stock
Walter C. Keenan Director Purchase of securities on an exchange or from another person at price $ 1.39 per share. 23 Mar 2020 3,000 25,211 (0%) 0% 1.4 4,179 common stock
Walter C. Keenan Director Purchase of securities on an exchange or from another person at price $ 1.39 per share. 23 Mar 2020 3,700 28,911 (0%) 0% 1.4 5,143 common stock
Michael P. Larsen President Purchase of securities on an exchange or from another person at price $ 1.41 per share. 23 Mar 2020 10,000 41,121 (0%) 0% 1.4 14,062 common stock
James C. Hunt Director Purchase of securities on an exchange or from another person at price $ 1.39 per share. 20 Mar 2020 10,000 185,054 (0%) 0% 1.4 13,875 common stock
James C. Hunt Director Purchase of securities on an exchange or from another person at price $ 1.54 per share. 20 Mar 2020 10,000 175,054 (0%) 0% 1.5 15,400 common stock
William A. Houlihan Director Purchase of securities on an exchange or from another person at price $ 1.52 per share. 19 Mar 2020 8,000 61,293 (0%) 0% 1.5 12,146 common stock
Walter C. Keenan Director Purchase of securities on an exchange or from another person at price $ 1.39 per share. 19 Mar 2020 2,700 22,211 (0%) 0% 1.4 3,753 common stock
James P. Flynn CEO Purchase of securities on an exchange or from another person at price $ 1.38 per share. 19 Mar 2020 5,000 67,180 (0%) 0% 1.4 6,907 common stock
James P. Flynn CEO Purchase of securities on an exchange or from another person at price $ 1.50 per share. 19 Mar 2020 5,000 72,180 (0%) 0% 1.5 7,500 common stock
William A. Houlihan None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 20 Dec 2019 1,500 53,293 (0%) 0% - common stock
Walter C. Keenan None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 20 Dec 2019 1,500 19,511 (0%) 0% - common stock
Neil A. Cummins None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 20 Dec 2019 1,500 37,294 (0%) 0% - common stock
Walter C. Keenan None Purchase of securities on an exchange or from another person at price $ 3.43 per share. 28 Jun 2019 1,000 18,011 (0%) 0% 3.4 3,430 common stock
James P. Flynn CEO Purchase of securities on an exchange or from another person at price $ 3.52 per share. 22 Mar 2019 4,520 62,180 (0%) 0% 3.5 15,910 common stock
James C. Hunt None Purchase of securities on an exchange or from another person at price $ 3.07 per share. 08 Jan 2019 14 165,054 (0%) 0% 3.1 43 common stock
James C. Hunt None Purchase of securities on an exchange or from another person at price $ 3.10 per share. 08 Jan 2019 2,540 165,040 (0%) 0% 3.1 7,874 common stock
James C. Hunt None Purchase of securities on an exchange or from another person at price $ 3.04 per share. 03 Jan 2019 7,500 147,500 (0%) 0% 3.0 22,828 common stock
James C. Hunt None Purchase of securities on an exchange or from another person at price $ 3.00 per share. 03 Jan 2019 7,500 162,500 (0%) 0% 3 22,500 common stock
James C. Hunt None Purchase of securities on an exchange or from another person at price $ 3.03 per share. 03 Jan 2019 7,500 155,000 (0%) 0% 3.0 22,706 common stock
Neil A. Cummins None Purchase of securities on an exchange or from another person at price $ 2.85 per share. 28 Dec 2018 1,000 35,794 (0%) 0% 2.9 2,850 common stock
James C. Hunt None Purchase of securities on an exchange or from another person at price $ 3.03 per share. 20 Dec 2018 5,000 140,000 (0%) 0% 3.0 15,169 common stock
James C. Hunt None Purchase of securities on an exchange or from another person at price $ 3.05 per share. 20 Dec 2018 5,000 135,000 (0%) 0% 3.1 15,250 common stock
Neil A. Cummins None Purchase of securities on an exchange or from another person at price $ 3.04 per share. 19 Dec 2018 1,000 33,794 (0%) 0% 3.0 3,040 common stock
Neil A. Cummins None Purchase of securities on an exchange or from another person at price $ 2.96 per share. 19 Dec 2018 1,000 34,794 (0%) 0% 3.0 2,960 common stock
James C. Hunt None Purchase of securities on an exchange or from another person at price $ 3.09 per share. 18 Dec 2018 5,000 125,000 (0%) 0% 3.1 15,452 common stock
James C. Hunt None Purchase of securities on an exchange or from another person at price $ 3.09 per share. 18 Dec 2018 5,000 130,000 (0%) 0% 3.1 15,472 common stock
James C. Hunt None Purchase of securities on an exchange or from another person at price $ 3.31 per share. 12 Dec 2018 5,000 110,000 (0%) 0% 3.3 16,548 common stock
James C. Hunt None Purchase of securities on an exchange or from another person at price $ 3.33 per share. 12 Dec 2018 5,000 115,000 (0%) 0% 3.3 16,637 common stock
James C. Hunt None Purchase of securities on an exchange or from another person at price $ 3.27 per share. 12 Dec 2018 5,000 120,000 (0%) 0% 3.3 16,348 common stock
Walter C. Keenan None Purchase of securities on an exchange or from another person at price $ 3.39 per share. 10 Dec 2018 1,000 17,011 (0%) 0% 3.4 3,390 common stock
James C. Hunt None Purchase of securities on an exchange or from another person at price $ 3.31 per share. 10 Dec 2018 5,000 105,000 (0%) 0% 3.3 16,558 common stock
James C. Hunt None Purchase of securities on an exchange or from another person at price $ 3.37 per share. 10 Dec 2018 5,000 100,000 (0%) 0% 3.4 16,848 common stock
James C. Hunt None Purchase of securities on an exchange or from another person at price $ 3.35 per share. 10 Dec 2018 5,000 95,000 (0%) 0% 3.4 16,754 common stock
James A. Briggs Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 3.30 per share. 10 Dec 2018 2,500 7,500 (0%) 0% 3.3 8,243 common stock
James A. Briggs Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 3.38 per share. 10 Dec 2018 2,500 5,000 (0%) 0% 3.4 8,456 common stock
James A. Briggs Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 3.32 per share. 10 Dec 2018 2,500 2,500 (0%) 0% 3.3 8,296 common stock
William A. Houlihan None Purchase of securities on an exchange or from another person at price $ 3.50 per share. 29 Nov 2018 1,500 51,793 (0%) 0% 3.5 5,249 common stock
James P. Flynn CEO Purchase of securities on an exchange or from another person at price $ 3.44 per share. 23 Nov 2018 5,000 57,660 (0%) 0% 3.4 17,200 common stock
Walter C. Keenan None Purchase of securities on an exchange or from another person at price $ 3.59 per share. 30 Aug 2018 1,000 14,511 (0%) 0% 3.6 3,590 common stock
Neil A. Cummins None Purchase of securities on an exchange or from another person at price $ 3.52 per share. 27 Aug 2018 1,000 31,294 (0%) 0% 3.5 3,520 Common Stock
Neil A. Cummins None Purchase of securities on an exchange or from another person at price $ 3.56 per share. 27 Aug 2018 1,000 30,294 (0%) 0% 3.6 3,560 Common Stock
James P. Flynn CEO Purchase of securities on an exchange or from another person at price $ 3.61 per share. 27 Jun 2018 10,000 52,660 (0%) 0% 3.6 36,100 common stock
James P. Flynn CEO Purchase of securities on an exchange or from another person at price $ 3.43 per share. 27 Jun 2018 160 42,660 (0%) 0% 3.4 549 common stock
James C. Hunt None Purchase of securities on an exchange or from another person at price $ 3.44 per share. 11 Jun 2018 7,500 82,500 (0%) 0% 3.4 25,800 common stock
James C. Hunt None Purchase of securities on an exchange or from another person at price $ 3.49 per share. 11 Jun 2018 7,500 90,000 (0%) 0% 3.5 26,175 common stock
Neil A. Cummins None Purchase of securities on an exchange or from another person at price $ 3.40 per share. 06 Jun 2018 1,000 27,657 (0%) 0% 3.4 3,400 common stock
Neil A. Cummins None Purchase of securities on an exchange or from another person at price $ 3.40 per share. 06 Jun 2018 1,637 29,294 (0%) 0% 3.4 5,559 common stock
James C. Hunt None Purchase of securities on an exchange or from another person at price $ 3.55 per share. 06 Jun 2018 7,500 60,000 (0%) 0% 3.6 26,625 common stock
James C. Hunt None Purchase of securities on an exchange or from another person at price $ 3.49 per share. 06 Jun 2018 7,500 67,500 (0%) 0% 3.5 26,175 common stock
James C. Hunt None Purchase of securities on an exchange or from another person at price $ 3.48 per share. 06 Jun 2018 7,500 75,000 (0%) 0% 3.5 26,100 common stock
Michael P. Larsen President Purchase of securities on an exchange or from another person at price $ 3.30 per share. 01 Jun 2018 5,000 31,121 (0%) 0% 3.3 16,491 common stock
Neil A. Cummins None Purchase of securities on an exchange or from another person at price $ 3.35 per share. 01 Jun 2018 1,250 26,657 (0%) 0% 3.4 4,188 common stock
Neil A. Cummins None Purchase of securities on an exchange or from another person at price $ 3.29 per share. 01 Jun 2018 400 25,407 (0%) 0% 3.3 1,316 common stock
James C. Hunt None Purchase of securities on an exchange or from another person at price $ 3.45 per share. 01 Jun 2018 7,500 52,500 (0%) 0% 3.5 25,875 common stock
James C. Hunt None Purchase of securities on an exchange or from another person at price $ 3.31 per share. 01 Jun 2018 7,500 37,500 (0%) 0% 3.3 24,825 common stock
James C. Hunt None Purchase of securities on an exchange or from another person at price $ 3.37 per share. 01 Jun 2018 7,500 45,000 (0%) 0% 3.4 25,275 common stock
William A. Houlihan None Purchase of securities on an exchange or from another person at price $ 3.26 per share. 31 May 2018 3,000 45,793 (0%) 0% 3.3 9,780 common stock
William A. Houlihan None Purchase of securities on an exchange or from another person at price $ 3.31 per share. 31 May 2018 3,000 48,793 (0%) 0% 3.3 9,930 common stock
Michael P. Larsen President Purchase of securities on an exchange or from another person at price $ 3.51 per share. 29 May 2018 7,500 18,621 (0%) 0% 3.5 26,337 common stock
Michael P. Larsen President Purchase of securities on an exchange or from another person at price $ 3.41 per share. 29 May 2018 7,500 26,121 (0%) 0% 3.4 25,589 common stock
James C. Hunt None Purchase of securities on an exchange or from another person at price $ 3.52 per share. 29 May 2018 7,500 30,000 (0%) 0% 3.5 26,400 common stock
James P. Flynn CEO Purchase of securities on an exchange or from another person at price $ 3.44 per share. 29 May 2018 5,000 35,000 (0%) 0% 3.4 17,175 common stock
James P. Flynn CEO Purchase of securities on an exchange or from another person at price $ 3.48 per share. 29 May 2018 7,500 30,000 (0%) 0% 3.5 26,100 common stock
James P. Flynn CEO Purchase of securities on an exchange or from another person at price $ 3.25 per share. 29 May 2018 7,500 42,500 (0%) 0% 3.2 24,373 common stock
William A. Houlihan None Purchase of securities on an exchange or from another person at price $ 3.43 per share. 25 May 2018 2,500 42,793 (0%) 0% 3.4 8,575 common stock
Neil A. Cummins None Purchase of securities on an exchange or from another person at price $ 3.38 per share. 24 May 2018 2,000 25,007 (0%) 0% 3.4 6,760 common stock
Michael P. Larsen President Purchase of securities on an exchange or from another person at price $ 3.41 per share. 23 May 2018 7,500 11,121 (0%) 0% 3.4 25,575 common stock
Michael P. Larsen President Purchase of securities on an exchange or from another person at price $ 3.39 per share. 23 May 2018 3,621 3,621 (0%) 0% 3.4 12,275 common stock
James C. Hunt None Purchase of securities on an exchange or from another person at price $ 3.42 per share. 23 May 2018 6,500 15,000 (0%) 0% 3.4 22,230 common stock
James C. Hunt None Purchase of securities on an exchange or from another person at price $ 3.35 per share. 23 May 2018 7,500 7,500 (0%) 0% 3.4 25,125 common stock
James C. Hunt None Purchase of securities on an exchange or from another person at price $ 3.42 per share. 23 May 2018 1,000 8,500 (0%) 0% 3.4 3,419 common stock
James C. Hunt None Purchase of securities on an exchange or from another person at price $ 3.43 per share. 23 May 2018 7,500 22,500 (0%) 0% 3.4 25,724 common stock
James P. Flynn CEO Purchase of securities on an exchange or from another person at price $ 3.37 per share. 23 May 2018 7,500 7,500 (0%) 0% 3.4 25,275 common stock
James P. Flynn CEO Purchase of securities on an exchange or from another person at price $ 3.44 per share. 23 May 2018 7,500 22,500 (0%) 0% 3.4 25,808 common stock
James P. Flynn CEO Purchase of securities on an exchange or from another person at price $ 3.38 per share. 23 May 2018 7,500 1,500 (0%) 0% 3.4 25,350 common stock
Neil A. Cummins None Purchase of securities on an exchange or from another person at price $ 3.28 per share. 22 May 2018 713 23,007 (0%) 0% 3.3 2,339 common stock
Walter C. Keenan None Purchase of securities on an exchange or from another person at price $ 3.29 per share. 21 May 2018 2,000 13,511 (0%) 0% 3.3 6,580 common stock
William A. Houlihan None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 18 Oct 2017 1,500 50,293 (0%) 0% 0 common stock
William A. Houlihan None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 18 Oct 2017 1,500 40,293 (0%) 0% 0 common stock
Walter C. Keenan None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 18 Oct 2017 1,500 11,511 (0%) 0% 0 common stock
Walter C. Keenan None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 18 Oct 2017 1,500 16,011 (0%) 0% 0 common stock
Neil A. Cummins None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 18 Oct 2017 1,500 32,794 (0%) 0% 0 common stock
Neil A. Cummins None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 18 Oct 2017 1,500 22,294 (0%) 0% 0 common stock
David Carroll Director, CEO and President Purchase of securities on an exchange or from another person at price $ 4.06 per share. 16 Aug 2017 2,000 67,384 (0%) 0% 4.1 8,120 common stock
David Carroll Director, CEO and President Purchase of securities on an exchange or from another person at price $ 4.67 per share. 16 Jun 2017 10,000 65,384 (0%) 0% 4.7 46,700 common stock
Walter C. Keenan None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 27 Dec 2016 3,511 10,011 - - common stock
William A. Houlihan None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 27 Dec 2016 9,293 38,793 - - common stock
Kian Fui Chong Chief Investment Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 27 Dec 2016 4,175 21,324 - - common stock
David Carroll Director, CEO and President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 27 Dec 2016 11,429 55,384 - - common stock
David Oston Director, CFO, Secretary and Treasurer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 27 Dec 2016 8,099 40,352 - - common stock
Neil A. Cummins None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 27 Dec 2016 4,794 20,794 - - common stock
Neil A. Cummins None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Sep 2015 2,969 16,000 - - common stock
Walter C. Keenan None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 20 Aug 2015 5,000 6,500 - - Common Stock
Thomas M. Pearce None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 18 Aug 2015 3,000 14,000 - - common stock
William A. Houlihan None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 17 Aug 2015 15,000 29,500 - - Common Stock
Walter C. Keenan None Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 May 2015 1,500 1,500 - - common stock
William A. Houlihan None Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 May 2015 1,500 14,500 - - common stock
Neil A. Cummins None Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 May 2015 1,500 13,031 - - common stock
Thomas M. Pearce None Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 May 2015 1,500 11,000 - - common stock
Kian Fui Chong Chief Investment Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 01 Apr 2015 1,000 17,149 - - common stock
David Oston Director, CFO, Secretary and Treasurer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 30 Mar 2015 2,000 32,253 - - common stock
Thomas M. Pearce None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 27 Mar 2015 3,000 9,500 - - common stock
David Carroll Director, CEO and President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 19 Mar 2015 1,000 43,955 - - common stock
David Oston Director, CFO, Secretary and Treasurer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 19 Nov 2014 2,000 30,253 - - common stock
William A. Houlihan None Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Aug 2014 1,500 3,000 - - common stock
William A. Houlihan None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 19 Aug 2014 10,000 13,000 - - common stock
Neil A. Cummins None Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Aug 2014 1,500 11,531 - - common stock
Thomas M. Pearce None Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Aug 2014 1,500 6,500 - - common stock
Thomas M. Pearce None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 15 May 2014 3,500 5,000 - - common stock
Kian Fui Chong Chief Investment Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 28 Mar 2014 580 16,149 - - common stock
David Carroll Director, CEO and President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 20 Mar 2014 500 42,955 - - common stock
David Oston Director, CFO, Secretary and Treasurer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 20 Mar 2014 270 28,253 - - common stock
Kian Fui Chong Chief Investment Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 15 Nov 2013 1,001 15,569 - - common stock
David Oston Director, CFO, Secretary and Treasurer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 13 Nov 2013 1,100 27,983 - - common stock
David Carroll Director, CEO and President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 12 Nov 2013 1,000 42,455 - - common stock
Kian Fui Chong Chief Investment Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 15 Aug 2013 1,200 14,568 - - common stock
David Carroll Director, CEO and President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 13 Aug 2013 1,000 41,455 - - common stock
David Oston Director, CFO, Secretary and Treasurer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 13 Aug 2013 275 26,883 - - common stock
Neil A. Cummins None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 13 May 2013 8,531 10,031 - - common stock
Kian Fui Chong Chief Investment Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 08 May 2013 4,600 13,095 - - common stock
David Carroll Director, CEO and President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 08 May 2013 3,000 40,455 - - common stock
David Oston Director, CFO, Secretary and Treasurer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 08 May 2013 1,600 26,569 - - common stock
William A. Houlihan None Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Mar 2013 1,500 1,500 - - Common stock
Kian Fui Chong Chief Investment Officer Other type of transaction at price $ 0.00 per share. 27 Mar 2013 3,495 8,495 - - Common stock
David Carroll Director, CEO and President Other type of transaction at price $ 0.00 per share. 27 Mar 2013 5,767 37,455 - - Common Stock
David Oston Director, CFO, Secretary and Treasurer Other type of transaction at price $ 0.00 per share. 27 Mar 2013 3,844 24,969 - - Common stock
Neil A. Cummins None Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Mar 2013 1,500 1,500 - - Common stock
Thomas M. Pearce None Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Mar 2013 1,500 1,500 - - Common stock
*All Values are in $ Million
Client Category: Promoter/ KMP/ Director / Immediate Relatives / Employee / etc  
Security Type: Share/ Warrants / Convertible Debentures
Data as reported to USA Exchanges
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