Insider Trading disclosures for Nuveen Floating Rate Income Fund

The latest disclosure was made by Scott C. Caraher in Nuveen Floating Rate Income Fund where a trade of 21,200 Subscription right done was reported to US exchanges on Feb. 25, 2025.

Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company. A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).

Client Name Client Category Action Reported to Exchange Quantity Post Transaction Holding Traded % Avg. Price Value Security Type
Scott C. Caraher Portfolio Manager 25 Feb 2025 21,200 0 - - Subscription right
Scott C. Caraher Portfolio Manager 25 Feb 2025 4,240 25,440 (0%) 0% 8.2 34,768 Common Stock
Nathaniel T. Jones Vice President and Treasurer 25 Feb 2025 454 768 (0%) 0% 8.2 3,723 Common Stock
Nathaniel T. Jones Vice President and Treasurer 25 Feb 2025 305 0 - - Subscription right
Matthew Thornton Trustee 25 Feb 2025 29,000 0 - - Subscription right
Matthew Thornton Trustee 25 Feb 2025 5,800 34,800 (0%) 0% 8.2 47,560 Common Stock
David J. Lamb Vice President 25 Feb 2025 8,707 0 - - Subscription Right (right to buy)
David J. Lamb Vice President 25 Feb 2025 13,631 22,338 (0%) 0% 8.2 111,774 Common Stock
Terence J. Toth Trustee 25 Feb 2025 3,720 0 - - Subscription right
Terence J. Toth Trustee 25 Feb 2025 744 4,464 (0%) 0% 8.2 6,101 Common Stock
Albin F. Moschner Trustee 25 Feb 2025 6,903 34,516 (0%) 0% 8.2 56,606 Common Stock
Albin F. Moschner Trustee 25 Feb 2025 34,516 0 - - Subscription right
Albin F. Moschner Trustee Sale of securities on an exchange or to another person at price $ 8.77 per share. 01 Oct 2024 20,000 13,400 (0%) 0% 8.8 175,400 Common Stock
Michael A. Perry Vice President Purchase of securities on an exchange or from another person at price $ 8.67 per share. 11 Mar 2024 5,844 5,844 (0%) 0% 8.7 50,667 Common Stock
Michael A. Perry Vice President Purchase of securities on an exchange or from another person at price $ 8.67 per share. 11 Mar 2024 6,600 6,600 (0%) 0% 8.7 57,221 Common Stock
Matthew Thornton Trustee Purchase of securities on an exchange or from another person at price $ 8.16 per share. 15 Dec 2023 29,000 29,000 (0%) 0% 8.2 236,643 Common Stock
Nathaniel T. Jones Vice President and Treasurer Sale of securities on an exchange or to another person at price $ 7.67 per share. 26 Oct 2023 1,406 314 (0%) 0% 7.7 10,784 Common Stock
Scott C. Caraher Portfolio Manager Sale of securities on an exchange or to another person at price $ 7.90 per share. 03 Oct 2023 29,503 47,056 (0%) 0% 7.9 233,074 Common Stock
Scott C. Caraher Portfolio Manager Sale of securities on an exchange or to another person at price $ 8.11 per share. 27 Sep 2023 35,000 76,559 (0%) 0% 8.1 283,934 Common Stock
Scott C. Caraher Portfolio Manager Sale of securities on an exchange or to another person at price $ 8.13 per share. 26 Sep 2023 25,000 89,559 (0%) 0% 8.1 203,213 Class A Common Stock
Albin F. Moschner Trustee Purchase of securities on an exchange or from another person at price $ 8.19 per share. 06 Sep 2023 2,200 30,400 (0%) 0% 8.2 18,016 Common Stock
Nathaniel T. Jones Vice President and Treasurer Other type of transaction at price $ 0.00 per share. 31 Jul 2023 520 520 - 0 Class A Common Stock
Scott C. Caraher Portfolio Manager Other type of transaction at price $ 0.00 per share. 31 Jul 2023 51,636 114,559 - 0 Class A Common Stock
Scott C. Caraher Portfolio Manager Other type of transaction at price $ 0.00 per share. 31 Jul 2023 62,923 62,923 - 0 Class A Common Stock
Nathaniel T. Jones Vice President and Treasurer Other type of transaction at price $ 0.00 per share. 31 Jul 2023 450 970 - 0 Class A Common Stock
David J. Lamb Vice President Other type of transaction at price $ 0.00 per share. 31 Jul 2023 4,707 4,707 - 0 Class A Common Stock
Albin F. Moschner Trustee Other type of transaction at price $ 0.00 per share. 31 Jul 2023 3,000 3,000 - 0 Class A Common Stock
Scott C. Caraher Portfolio Manager Purchase of securities on an exchange or from another person at price $ 9.42 per share. 08 Mar 2021 7,000 22,000 (0%) 0% 9.4 65,974 Common Stock
Albin F. Moschner Trustee Purchase of securities on an exchange or from another person at price $ 7.87 per share. 11 Jun 2020 3,000 28,200 (0%) 0% 7.9 23,610 Common Stock
William J. Schneider Other Sale of securities on an exchange or to another person at price $ 9.64 per share. 27 Nov 2018 35,775 0 (0%) 0% 9.6 344,878 Common Stock
Scott C. Caraher Other Purchase of securities on an exchange or from another person at price $ 10.43 per share. 03 Oct 2018 2,000 6,000 (0%) 0% 10.4 20,861 Common Stock
William J. Schneider Other Purchase of securities on an exchange or from another person at price $ 11.18 per share. 22 Jan 2018 35,775 35,775 (0%) 0% 11.2 400,133 Common Stock
*All Values are in $ Million
Client Category: Promoter/ KMP/ Director / Immediate Relatives / Employee / etc  
Security Type: Share/ Warrants / Convertible Debentures
Data as reported to USA Exchanges
View All The Insider Trades disclosures