6.0M XNAS Volume
XNAS 03 Apr, 2025 5:30 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Patrick Soon-Shiong | Director, See remarks, Ten Percent Owner | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.42 per share. | 22 Feb 2025 | 42,071 | 29,546,190 | - | 3.4 | 143,883 | Common Stock |
| Patrick Soon-Shiong | Director, See remarks, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Feb 2025 | 114,329 | 228,658 | - | - | Restricted Stock Units | |
| Patrick Soon-Shiong | Director, See remarks, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Feb 2025 | 114,329 | 29,588,261 | - | 0 | Common Stock | |
| Regan Lauer | Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Feb 2025 | 4,065 | 8,130 | - | - | Restricted Stock Units | |
| Regan Lauer | Chief Accounting Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.42 per share. | 22 Feb 2025 | 1,669 | 110,258 | - | 3.4 | 5,708 | Common Stock |
| Regan Lauer | Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Feb 2025 | 4,065 | 111,927 | - | 0 | Common Stock | |
| Barry J. Simon | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Feb 2025 | 15,243 | 30,488 | - | - | Restricted Stock Units | |
| Barry J. Simon | Director | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.42 per share. | 22 Feb 2025 | 5,453 | 3,243,571 | - | 3.4 | 18,649 | Common Stock |
| Barry J. Simon | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Feb 2025 | 15,243 | 3,249,024 | - | 0 | Common Stock | |
| Richard Adcock | Director, CEO & President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Feb 2025 | 152,439 | 304,878 | - | - | Restricted Stock Units | |
| Richard Adcock | Director, CEO & President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Feb 2025 | 152,439 | 412,585 | - | 0 | Common Stock | |
| Richard Adcock | Director, CEO & President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.42 per share. | 22 Feb 2025 | 78,167 | 334,418 | - | 3.4 | 267,331 | Common Stock |
| David C. Sachs | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.42 per share. | 22 Feb 2025 | 15,860 | 225,620 | - | 3.4 | 54,241 | Common Stock |
| David C. Sachs | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Feb 2025 | 40,650 | 241,480 | - | 0 | Common Stock | |
| David C. Sachs | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Feb 2025 | 40,650 | 81,301 | - | - | Restricted Stock Units | |
| Patrick Soon-Shiong | Director, See remarks, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Feb 2025 | 2,812,500 | 2,812,500 | - | - | Stock Option (right to buy) | |
| Patrick Soon-Shiong | Director, See remarks, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Feb 2025 | 822,368 | 822,368 | - | - | Restricted Stock Units | |
| Regan Lauer | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Feb 2025 | 16,447 | 16,447 | - | - | Restricted Stock Units | |
| Regan Lauer | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Feb 2025 | 56,250 | 56,250 | - | - | Stock Option (right to buy) | |
| Richard Adcock | Director, CEO & President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Feb 2025 | 822,368 | 822,368 | - | - | Restricted Stock Units | |
| Richard Adcock | Director, CEO & President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Feb 2025 | 2,812,500 | 2,812,500 | - | - | Stock Option (right to buy) | |
| David C. Sachs | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Feb 2025 | 843,750 | 843,750 | - | - | Stock Option (right to buy) | |
| David C. Sachs | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Feb 2025 | 246,710 | 246,710 | - | - | Restricted Stock Units | |
| Barry J. Simon | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.00 per share. | 22 Jan 2025 | 110,020 | 3,233,781 | - | 2.0 | 219,864 | Common Stock |
| Barry J. Simon | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Jan 2025 | 110,020 | 0 | - | - | Stock Option (right to buy) | |
| Richard Adcock | Director, CEO & President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.56 per share. | 31 Dec 2024 | 17,475 | 260,146 | - | 2.6 | 44,736 | Common Stock |
| Richard Adcock | Director, CEO & President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Dec 2024 | 34,483 | 277,621 | - | 0 | Common Stock | |
| Richard Adcock | Director, CEO & President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Dec 2024 | 34,483 | 86,214 | - | - | Restricted Stock Units | |
| David C. Sachs | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Dec 2024 | 30,397 | 75,999 | - | - | Restricted Stock Units | |
| David C. Sachs | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.56 per share. | 31 Dec 2024 | 15,405 | 200,830 | - | 2.6 | 39,437 | Common Stock |
| David C. Sachs | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Dec 2024 | 30,397 | 216,235 | - | 0 | Common Stock | |
| Regan Lauer | Chief Accounting Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.87 per share. | 15 Dec 2024 | 7,503 | 107,862 | - | 2.9 | 21,534 | Common Stock |
| Regan Lauer | Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Dec 2024 | 21,031 | 115,365 | - | 0 | Common Stock | |
| Regan Lauer | Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Dec 2024 | 21,031 | 0 | - | - | Restricted Stock Units | |
| Patrick Soon-Shiong | Director, See remarks, Ten Percent Owner | 10 Dec 2024 | 103,710,088 | 232,937,105 | - | 1.9 | 200,679,020 | Common Stock | |
| Patrick Soon-Shiong | Director, See remarks, Ten Percent Owner | 10 Dec 2024 | 13,475,172 | 246,412,277 | - | 2.3 | 30,723,392 | Common Stock | |
| Michael D. Blaszyk | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Jun 2024 | 77,633 | 77,633 | - | - | Stock Option (right to buy) | |
| Wesley Kanne Clark | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Jun 2024 | 77,633 | 77,633 | - | - | Stock Option (right to buy) | |
| Cheryl L. Cohen | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Jun 2024 | 77,633 | 77,633 | - | - | Stock Option (right to buy) | |
| Linda Maxwell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Jun 2024 | 77,633 | 77,633 | - | - | Stock Option (right to buy) | |
| John Owen Brennan | Director | 11 Jun 2024 | 77,633 | 77,633 | - | - | Stock Option (right to buy) | ||
| Christobel Selecky | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Jun 2024 | 77,633 | 77,633 | - | - | Stock Option (right to buy) | |
| Regan Lauer | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2024 | 42,439 | 42,439 | - | - | Stock Option (right to buy) | |
| Barry J. Simon | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2024 | 45,731 | 45,731 | - | - | Restricted Stock Units | |
| Regan Lauer | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2024 | 12,195 | 12,195 | - | - | Restricted Stock Units | |
| David Sachs C. | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2024 | 121,951 | 121,951 | - | - | Restricted Stock Units | |
| Adcock Richard | Director, CEO & President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2024 | 457,317 | 457,317 | - | - | Restricted Stock Units | |
| Sachs David C. | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2024 | 424,390 | 424,390 | - | - | Stock Option (right to buy) | |
| Soon-Shiong Patrick | Director, See remarks, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2024 | 342,987 | 342,987 | - | - | Restricted Stock Units | |
| Barry Simon J. | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2024 | 159,146 | 159,146 | - | - | Stock Option (right to buy) | |
| Adcock Richard | Director, CEO & President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2024 | 1,591,463 | 1,591,463 | - | - | Stock Option (right to buy) | |
| Patrick Soon-Shiong | Director, See remarks, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2024 | 1,193,597 | 1,193,597 | - | - | Stock Option (right to buy) | |
| Adcock Richard | Director, CEO & President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 05 Feb 2024 | 83,334 | 0 | - | - | Restricted Stock Units | |
| Richard Adcock | Director, CEO & President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 05 Feb 2024 | 83,334 | 286,303 | - | 0 | Common Stock | |
| Richard Adcock | Director, CEO & President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.04 per share. | 05 Feb 2024 | 43,165 | 243,138 | - | 4.0 | 174,387 | Common Stock |
| David Sachs C. | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jan 2024 | 70,745 | 212,673 | - | 0 | Common Stock | |
| Sachs C. David | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.36 per share. | 31 Jan 2024 | 26,835 | 185,838 | - | 3.4 | 90,166 | Common Stock |
| J. Barry Simon | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jan 2024 | 57,200 | 3,145,855 | - | 0 | Common Stock | |
| Lauer Regan | Chief Accounting Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.36 per share. | 31 Jan 2024 | 13,470 | 94,334 | - | 3.4 | 45,259 | Common Stock |
| Barry J. Simon | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jan 2024 | 57,200 | 0 | - | - | Restricted Stock Units | |
| David Sachs C. | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jan 2024 | 70,745 | 0 | - | - | Restricted Stock Units | |
| Regan Lauer | Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jan 2024 | 32,872 | 0 | - | - | Restricted Stock Units | |
| Lauer Regan | Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jan 2024 | 32,872 | 107,804 | - | 0 | Common Stock | |
| J. Simon Barry | Director | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.36 per share. | 31 Jan 2024 | 22,094 | 3,123,761 | - | 3.4 | 74,236 | Common Stock |
| Adcock Richard | Director, CEO & President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Dec 2023 | 34,483 | 220,065 | - | 0 | Common Stock | |
| David C. Sachs | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Dec 2023 | 30,397 | 106,396 | - | - | Restricted Stock Units | |
| Adcock Richard | Director, CEO & President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.02 per share. | 31 Dec 2023 | 17,096 | 202,969 | - | 5.0 | 85,822 | Common Stock |
| Sachs C. David | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Dec 2023 | 30,397 | 152,439 | - | 0 | Common Stock | |
| C. Sachs David | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.02 per share. | 31 Dec 2023 | 10,511 | 141,928 | - | 5.0 | 52,765 | Common Stock |
| Richard Adcock | Director, CEO & President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Dec 2023 | 34,483 | 120,697 | - | - | Restricted Stock Units | |
| Regan Lauer | Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Dec 2023 | 21,030 | 21,031 | - | - | Restricted Stock Units | |
| Lauer Regan | Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Dec 2023 | 21,030 | 74,932 | - | 0 | Common Stock | |
| Regan Lauer | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Aug 2023 | 65,744 | 65,744 | - | - | Restricted Stock Units | |
| Barry J. Simon | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Aug 2023 | 114,399 | 114,399 | - | - | Restricted Stock Units | |
| David C. Sachs | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Aug 2023 | 141,489 | 141,489 | - | - | Restricted Stock Units | |
| Regan Lauer | Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Jun 2023 | 21,030 | 21,030 | - | 0 | Common Stock | |
| Regan Lauer | Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Jun 2023 | 21,030 | 42,061 | - | - | Restricted Stock Units | |
| Michael D. Blaszyk | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jun 2023 | 158,263 | 158,263 | - | - | Stock Option (right to buy) | |
| Wesley Kanne Clark | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jun 2023 | 158,263 | 158,263 | - | - | Stock Option (right to buy) | |
| Cheryl L. Cohen | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jun 2023 | 158,263 | 158,263 | - | - | Stock Option (right to buy) | |
| Linda Maxwell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jun 2023 | 158,263 | 158,263 | - | - | Stock Option (right to buy) | |
| John Owen Brennan | Director | 13 Jun 2023 | 158,263 | 158,263 | - | - | Stock Option (right to buy) | ||
| Christobel Selecky | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jun 2023 | 158,263 | 158,263 | - | - | Stock Option (right to buy) | |
| Michael D. Blaszyk | Director | Purchase of securities on an exchange or from another person at price $ 2.72 per share. | 05 Jun 2023 | 23,430 | 23,430 | - | 2.7 | 63,730 | Common Stock |
| Michael D. Blaszyk | Director | Purchase of securities on an exchange or from another person at price $ 2.77 per share. | 05 Jun 2023 | 48,000 | 71,430 | - | 2.8 | 132,960 | Common Stock |
| Michael D. Blaszyk | Director | Purchase of securities on an exchange or from another person at price $ 2.75 per share. | 05 Jun 2023 | 485 | 71,915 | - | 2.8 | 1,334 | Common Stock |
| John Owen Brennan | Director | 02 Jun 2023 | 10,000 | 25,000 | - | 2.9 | 29,000 | Common Stock | |
| John Owen Brennan | Director | 02 Jun 2023 | 10,000 | 15,000 | - | 2.8 | 28,000 | Common Stock | |
| John Owen Brennan | Director | 02 Jun 2023 | 5,000 | 5,000 | - | 2.7 | 13,700 | Common Stock | |
| Wesley Kanne Clark | Director | Purchase of securities on an exchange or from another person at price $ 2.91 per share. | 01 Jun 2023 | 7,000 | 8,000 | - | 2.9 | 20,370 | Common Stock |
| Richard Adcock | Director, CEO & President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.33 per share. | 05 Feb 2023 | 42,192 | 185,582 | - | 4.3 | 182,691 | Common Stock |
| Richard Adcock | Director, CEO & President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 05 Feb 2023 | 83,333 | 83,334 | - | - | Restricted Stock Units | |
| Richard Adcock | Director, CEO & President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 05 Feb 2023 | 83,333 | 227,774 | - | 0 | Common Stock | |
| Richard Adcock | Director, CEO & President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.07 per share. | 31 Dec 2022 | 4,273 | 144,441 | - | 5.1 | 21,664 | Common Stock |
| Richard Adcock | Director, CEO & President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Dec 2022 | 8,620 | 155,180 | - | - | Restricted Stock Units | |
| Richard Adcock | Director, CEO & President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Dec 2022 | 8,620 | 148,714 | - | 0 | Common Stock | |
| David C. Sachs | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Dec 2022 | 7,598 | 136,793 | - | - | Restricted Stock Units | |
| David C. Sachs | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Dec 2022 | 7,598 | 51,298 | - | 0 | Common Stock | |
| Patrick Soon-Shiong | Director, See remarks, Ten Percent Owner | 12 Dec 2022 | 9,986,920 | 9,986,920 | - | 5.7 | 56,625,836 | Common Stock | |
| Michael D. Blaszyk | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2022 | 167,937 | 167,937 | - | - | Stock Option (right to buy) | |
| Wesley Kanne Clark | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2022 | 167,937 | 167,937 | - | - | Stock Option (right to buy) | |
| Cheryl L. Cohen | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2022 | 167,937 | 167,937 | - | - | Stock Option (right to buy) | |
| Linda Maxwell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2022 | 167,937 | 167,937 | - | - | Stock Option (right to buy) | |
| John Owen Brennan | Director | 14 Jun 2022 | 167,937 | 167,937 | - | - | Stock Option (right to buy) | ||
| Christobel Selecky | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2022 | 167,937 | 167,937 | - | - | Stock Option (right to buy) | |
| Richard Adcock | Director, CEO & President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.39 per share. | 05 Feb 2022 | 29,415 | 140,094 | - | 5.4 | 158,547 | Common Stock |
| Richard Adcock | Director, CEO & President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 05 Feb 2022 | 83,333 | 166,667 | - | - | Restricted Stock Units | |
| Richard Adcock | Director, CEO & President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 05 Feb 2022 | 83,333 | 169,509 | - | 0 | Common Stock | |
| John C. Thomas | Former Director | Gift of securities by or to the insider at price $ 0.00 per share. | 31 Dec 2021 | 5,000 | 202,477 | - | 0 | Common Stock | |
| Barry J. Simon | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 31 Dec 2021 | 71,051 | 3,031,456 | - | 0 | Common Stock | |
| Regan Lauer | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Dec 2021 | 63,091 | 63,091 | - | - | Restricted Stock Units | |
| David C. Sachs | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Dec 2021 | 17,242 | 43,700 | - | 0 | Common Stock | |
| David C. Sachs | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Dec 2021 | 17,242 | 144,391 | - | - | Restricted Stock Units | |
| Richard Adcock | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Sep 2021 | 8,620 | 163,800 | - | - | Restricted Stock Units | |
| Richard Adcock | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Sep 2021 | 8,620 | 90,449 | - | 0 | Common Stock | |
| Richard Adcock | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.95 per share. | 09 Sep 2021 | 4,273 | 86,176 | - | 9.9 | 42,516 | Common Stock |
| David C. Sachs | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Sep 2021 | 7,598 | 26,458 | - | 0 | Common Stock | |
| David C. Sachs | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Sep 2021 | 7,598 | 161,633 | - | - | Restricted Stock Units | |
| Cheryl L. Cohen | Director | Sale of securities on an exchange or to another person at price $ 10.12 per share. | 20 Aug 2021 | 14,801 | 200,617 | - | 10.1 | 149,795 | Common Stock |
| Cheryl L. Cohen | Director | Sale of securities on an exchange or to another person at price $ 10.00 per share. | 20 Aug 2021 | 9,976 | 215,418 | - | 10.0 | 99,808 | Common Stock |
| Cheryl L. Cohen | Director | Sale of securities on an exchange or to another person at price $ 10.12 per share. | 17 Aug 2021 | 43,398 | 227,527 | - | 10.1 | 439,361 | Common Stock |
| Cheryl L. Cohen | Director | Sale of securities on an exchange or to another person at price $ 10.03 per share. | 17 Aug 2021 | 2,133 | 225,394 | - | 10.0 | 21,389 | Common Stock |
| Michael D. Blaszyk | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jun 2021 | 26,064 | 26,064 | - | - | Stock Option (right to buy) | |
| Wesley Kanne Clark | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jun 2021 | 26,064 | 26,064 | - | - | Stock Option (right to buy) | |
| Patrick Soon-Shiong | Director, Executive Chairman, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jun 2021 | 26,064 | 26,064 | - | - | Stock Option (right to buy) | |
| Cheryl L. Cohen | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jun 2021 | 26,064 | 26,064 | - | - | Stock Option (right to buy) | |
| Linda Maxwell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jun 2021 | 26,064 | 26,064 | - | - | Stock Option (right to buy) | |
| John Owen Brennan | Director | 10 Jun 2021 | 26,064 | 26,064 | - | - | Stock Option (right to buy) | ||
| Christobel Selecky | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jun 2021 | 26,064 | 26,064 | - | - | Stock Option (right to buy) | |
| Barry J. Simon | Director | Sale of securities on an exchange or to another person at price $ 16.18 per share. | 21 May 2021 | 88,787 | 3,102,507 | - | 16.2 | 1,436,822 | Common Stock |
| Barry J. Simon | Director | Sale of securities on an exchange or to another person at price $ 16.02 per share. | 21 May 2021 | 21,223 | 3,191,294 | - | 16.0 | 340,071 | Common Stock |
| Barry J. Simon | Director | Sale of securities on an exchange or to another person at price $ 16.09 per share. | 21 May 2021 | 14,990 | 3,212,517 | - | 16.1 | 241,164 | Common Stock |
| Barry J. Simon | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.75 per share. | 05 May 2021 | 56,967 | 3,227,507 | - | 1.8 | 99,943 | Common Stock |
| Barry J. Simon | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 05 May 2021 | 56,967 | 0 | - | - | Stock Option (right to buy) | |
| Wesley Kanne Clark | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 May 2021 | 21,873 | 21,873 | - | - | Stock Option (right to buy) | |
| Linda Maxwell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 May 2021 | 21,873 | 21,873 | - | - | Stock Option (right to buy) | |
| John Owen Brennan | Director | 03 May 2021 | 21,873 | 21,873 | - | - | Stock Option (right to buy) | ||
| Christobel Selecky | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 May 2021 | 21,873 | 21,873 | - | - | Stock Option (right to buy) | |
| Patrick Soon-Shiong | Director, Executive Chairman, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 09 Mar 2021 | 5,723,182 | 29,473,932 | - | - | Common Stock | |
| Patrick Soon-Shiong | Director, Executive Chairman, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 09 Mar 2021 | 8,383,414 | 8,383,414 | - | - | Common Stock | |
| Patrick Soon-Shiong | Director, Executive Chairman, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 09 Mar 2021 | 221,130,000 | 261,705,814 | - | - | Common Stock | |
| Patrick Soon-Shiong | Director, Executive Chairman, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 09 Mar 2021 | 7,976,159 | 7,976,159 | - | - | Common Stock | |
| Richard Adcock | Director, Chief Executive Officer | Other type of transaction at price $ 0.00 per share. | 09 Mar 2021 | 172,420 | 172,420 | - | - | Restricted Stock Units |