613.1K XNAS Volume
XNAS 31 Mar, 2025 5:30 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Michael Purcell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Mar 2024 | 50,000 | 50,000 | - | - | Restricted Stock Units | |
| S. Gary Jacob | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Feb 2024 | 85,000 | 102,120 | - | - | Stock Options | |
| Patrick Brancaccio John | Director, Chairman | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Feb 2024 | 85,000 | 99,563 | - | - | Stock Options | |
| Timothy Block | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Feb 2024 | 85,000 | 99,562 | - | - | Stock Options | |
| Lbiati Kaouthar | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Feb 2024 | 85,000 | 88,000 | - | - | Stock Options | |
| John Cavan | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 May 2021 | 1,200,000 | 1,581,060 | - | - | Stock Options | |
| Gary S. Jacob | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 May 2021 | 250,000 | 342,785 | - | - | Stock Options | |
| John Patrick Brancaccio | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 May 2021 | 200,000 | 291,332 | - | - | Stock Options | |
| Thomas H. Adams | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 May 2021 | 200,000 | 291,050 | - | - | Stock Options | |
| Robert T. Foster | Director, CEO, CSO and Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 May 2021 | 1,900,000 | 2,501,879 | - | - | Stock Options | |
| Petrus Wijngaard | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 May 2021 | 200,000 | 260,000 | - | - | Stock Options | |
| Timothy Block | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 May 2021 | 200,000 | 291,276 | - | - | Stock Options | |
| Arnold Lippa | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 May 2021 | 200,000 | 291,110 | - | - | Stock Options | |
| John Cavan | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 2.00 per share. | 18 Feb 2021 | 10,000 | 14,800 (0%) | 0% | 2 | 20,000 | Common Stock |
| Robert T. Foster | Director, CEO and Director | Purchase of securities on an exchange or from another person at price $ 2.00 per share. | 18 Feb 2021 | 20,000 | 45,259 (1%) | 0% | 2 | 40,000 | Common Stock |
| Petrus Wijngaard | Director | Purchase of securities on an exchange or from another person at price $ 2.20 per share. | 16 Feb 2021 | 10,000 | 30,000 (0%) | 0% | 2.2 | 22,000 | Common Stock |
| Peter Wijngaard | Director | Purchase of securities on an exchange or from another person at price $ 1.91 per share. | 18 Dec 2020 | 20,000 | 20,000 (0%) | 0% | 1.9 | 38,200 | Common Stock |
| Robert T. Foster | Director, CEO and Director | Purchase of securities on an exchange or from another person at price $ 1.58 per share. | 08 Dec 2020 | 25,000 | 25,259 (0%) | 0% | 1.6 | 39,418 | Common Stock |
| John Patrick Brancaccio | Director | Purchase of securities on an exchange or from another person at price $ 1.53 per share. | 02 Dec 2020 | 7,000 | 7,008 (0%) | 0% | 1.5 | 10,710 | Common Stock |
| Gary S. Jacob | Director | Purchase of securities on an exchange or from another person at price $ 1.66 per share. | 01 Dec 2020 | 12,000 | 12,059 (0%) | 0% | 1.7 | 19,920 | Common Stock |
| John Cavan | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 1.62 per share. | 25 Nov 2020 | 4,500 | 4,800 (0%) | 0% | 1.6 | 7,290 | Common Stock |
| Timothy Block | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Aug 2020 | 30,000 | 91,276 | - | - | Stock Options | |
| Gary S. Jacob | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Aug 2020 | 30,000 | 92,785 | - | - | Stock Options | |
| John Patrick Brancaccio | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Aug 2020 | 30,000 | 91,332 | - | - | Stock Options | |
| Thomas H. Adams | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Aug 2020 | 30,000 | 91,050 | - | - | Stock Options | |
| John Cavan | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Aug 2020 | 160,000 | 381,060 | - | - | Stock Options | |
| Robert T. Foster | Director, CEO,CSO and Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Aug 2020 | 212,000 | 601,879 | - | - | Stock Options | |
| Arnold Lippa | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Aug 2020 | 30,000 | 91,110 | - | - | Stock Options | |
| Peter Wijngaard | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Aug 2020 | 30,000 | 60,000 | - | - | Stock Options | |
| Peter Wijngaard | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jun 2020 | 30,000 | 30,000 | - | - | Stock Options | |
| Gary S. Jacob | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Apr 2020 | 60,000 | 62,729 | - | - | Stock Options | |
| John Patrick Brancaccio | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Apr 2020 | 60,000 | 61,275 | - | - | Stock Options | |
| Thomas H. Adams | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Apr 2020 | 60,000 | 61,051 | - | - | Stock Option | |
| John Cavan | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Apr 2020 | 215,000 | 221,059 | - | - | Stock Options | |
| Robert T. Foster | Director, CEO and CSO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Apr 2020 | 380,000 | 389,879 | - | - | Stock Options | |
| Timothy Block | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Apr 2020 | 60,000 | 61,220 | - | - | Stock Options | |
| Arnold Lippa | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Apr 2020 | 60,000 | 61,109 | - | - | Stock Options | |
| Arnold Lippa | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Jul 2019 | 970 | 1,109 | - | - | Stock Options | |
| Timothy Block | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Jul 2019 | 970 | 1,220 | - | - | Stock Options | |
| Robert T. Foster | Director, CEO and CSO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Jul 2019 | 9,700 | 9,879 | - | - | Stock Options | |
| Gary S. Jacob | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Jul 2019 | 970 | 2,729 | - | - | Stock Options | |
| John P. Brancaccio | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Jul 2019 | 970 | 1,275 | - | - | Stock Options | |
| Thomas H. Adams | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Jul 2019 | 970 | 1,051 | - | - | Stock Options | |
| John Cavan | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Jul 2019 | 5,820 | 6,059 | - | - | Stock Options | |
| John P. Brancaccio | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 03 Jul 2018 | 3 | 3 | - | - | Series C Convertible Preferred Stock | |
| Arnold Lippa | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 03 Jul 2018 | 8,625 | 8,625 | - | - | Warrants | |
| Arnold Lippa | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 03 Jul 2018 | 15 | 15 | - | - | Series C Convertible Preferred Stock | |
| John Cavan | CFO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 03 Jul 2018 | 15 | 15 | - | - | Series C Convertible Preferred Stock | |
| John Cavan | CFO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 03 Jul 2018 | 8,625 | 8,625 | - | - | Warrants | |
| John P. Brancaccio | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 03 Jul 2018 | 1,725 | 1,725 | - | - | Warrants | |
| Gary S. Jacob | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 03 Jul 2018 | 15 | 15 | - | - | Series C Convertible Preferred Stock | |
| Gary S. Jacob | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 03 Jul 2018 | 8,625 | 8,625 | - | - | Warrants | |
| John Cavan | CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Jan 2018 | 101,221 | 167,947 (0%) | 0% | 0 | Common Stock | |
| Robert T. Foster | Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Jan 2018 | 100,654 | 144,736 (0%) | 0% | 0 | Common Stock | |
| James Sapirstein | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Jan 2018 | 322,092 | 492,819 (0%) | 0% | 0 | Common Stock | |
| John Cavan | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jul 2017 | 15,000 | 133,688 | - | - | Stock Options | |
| John Sullivan-Boyai | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Jul 2017 | 58,681 | 58,681 (0%) | 0% | 0 | Common Stock | |
| James Sapirstein | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Jul 2017 | 141,061 | 170,727 (0%) | 0% | 0 | Common Stock | |
| Robert T. Foster | Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Jul 2017 | 44,082 | 44,082 (0%) | 0% | 0 | Common Stock | |
| John Cavan | CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Jul 2017 | 46,726 | 66,726 (0%) | 0% | 0 | Common Stock | |
| John Cavan | CFO | Purchase of securities on an exchange or from another person at price $ 0.65 per share. | 20 Jun 2017 | 20,000 | 20,000 (0%) | 0% | 0.7 | 13,000 | Common Stock |
| Tamar D. Howson | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Apr 2017 | 35,000 | 80,000 | - | - | Stock Options | |
| James Sapirstein | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Mar 2017 | 313,898 | 2,761,129 | - | - | Stock Options | |
| James Sapirstein | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Mar 2017 | 313,898 | 2,447,231 | - | - | Stock Options | |
| James Sapirstein | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 27 Oct 2016 | 16,666 | 2,133,334 | - | - | Stock Options | |
| James Sapirstein | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 27 Oct 2016 | 16,666 | 29,666 | - | - | Common Stock | |
| John Cavan | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Aug 2016 | 18,688 | 118,688 | - | - | Stock Options | |
| John Sullivan-Boyai | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Aug 2016 | 135,790 | 290,790 | - | - | Stock Options | |
| Timothy Block | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jul 2016 | 65,000 | 169,688 | - | - | Stock Options | |
| Gary S. Jacob | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jul 2016 | 65,000 | 1,015,000 | - | - | Stock Options | |
| John P. Brancaccio | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jul 2016 | 65,000 | 200,656 | - | - | Stock Options | |
| Arnold Lippa | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jul 2016 | 32,500 | 77,500 | - | - | Stock Options | |
| James Sapirstein | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jun 2016 | 500,000 | 2,150,000 | - | - | Stock Options | |
| John Sullivan-Boyai | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jun 2016 | 20,000 | 155,000 | - | - | Stock Options | |
| James Sapirstein | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 18 Feb 2016 | 10,000 | 13,000 | - | - | Common Stock | |
| James Sapirstein | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 30 Nov 2015 | 500 | 3,000 | - | - | Common Stock | |
| James Sapirstein | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Nov 2015 | 2,500 | 2,500 | - | - | Common Stock | |
| William Hornung | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Jun 2015 | 15,000 | 165,000 | - | - | Stock Options | |
| James Sapirstein | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Jun 2015 | 150,000 | 1,650,000 | - | - | Stock Options | |
| Gary S. Jacob | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Dec 2014 | 420,000 | 950,000 | - | - | Stock Options | |
| Christopher McGuigan | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Dec 2014 | 118,638 | 415,234 | - | - | Stock Options | |
| Timothy Block | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Dec 2014 | 29,911 | 104,688 | - | - | Stock Options | |
| James Sapirstein | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Dec 2014 | 500,000 | 1,500,000 | - | - | Stock Options | |
| William Hornung | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Dec 2014 | 50,000 | 150,000 | - | - | Stock Options | |
| John P. Brancaccio | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Dec 2014 | 38,759 | 135,656 | - | - | Stock Options | |
| Timothy Block | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Apr 2014 | 15,000 | 74,777 | - | - | Stock Options | |
| Bernard F. Denoyer | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Apr 2014 | 20,000 | 40,000 | - | - | Stock Options | |
| John P. Brancaccio | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Apr 2014 | 15,000 | 96,897 | - | - | Stock Options | |
| Gary S. Jacob | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Mar 2014 | 300,000 | 530,000 | - | - | Stock Options | |
| John P. Brancaccio | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Mar 2014 | 21,897 | 81,897 | - | - | Stock Options | |
| Christopher McGuigan | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Mar 2014 | 16,596 | 296,596 | - | - | Stock Options | |
| Timothy Block | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Mar 2014 | 19,777 | 59,777 | - | - | Stock Options | |
| John P. Brancaccio | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 04 Mar 2014 | 4,393 | 6,408 | - | - | Common Stock, par value $0.0001 per share |