3.6M XNYS Volume
XNYS 21 Mar, 2025 5:30 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| David M. Solomon | Director, Chairman of the Board and CEO | Sale of securities on an exchange or to another person at price $ 622.15 per share. | 26 Feb 2025 | 2,415 | 115,468 (0%) | 0% | 622.1 | 1,502,492 | Common Stock, par value $0.01 per share |
| Alex S. Golten | CHIEF RISK OFFICER | 28 Jan 2025 | 3,800 | 3,545 (0%) | 0% | 636.5 | 2,418,586 | Common Stock, par value $0.01 per share | |
| Alex S. Golten | CHIEF RISK OFFICER | 28 Jan 2025 | 1,408 | 7,345 (0%) | 0% | 635.6 | 894,981 | Common Stock, par value $0.01 per share | |
| Carey Halio | Global Treasurer | Sale of securities on an exchange or to another person at price $ 633.68 per share. | 24 Jan 2025 | 554 | 7,638 (0%) | 0% | 633.7 | 351,059 | Common Stock, par value $0.01 per share |
| Carey Halio | Global Treasurer | Sale of securities on an exchange or to another person at price $ 639.16 per share. | 24 Jan 2025 | 693 | 4,552 (0%) | 0% | 639.2 | 442,938 | Common Stock, par value $0.01 per share |
| Carey Halio | Global Treasurer | Sale of securities on an exchange or to another person at price $ 637.77 per share. | 24 Jan 2025 | 518 | 5,245 (0%) | 0% | 637.8 | 330,365 | Common Stock, par value $0.01 per share |
| Carey Halio | Global Treasurer | Sale of securities on an exchange or to another person at price $ 636.74 per share. | 24 Jan 2025 | 1,452 | 5,763 (0%) | 0% | 636.7 | 924,546 | Common Stock, par value $0.01 per share |
| Carey Halio | Global Treasurer | Sale of securities on an exchange or to another person at price $ 635.52 per share. | 24 Jan 2025 | 423 | 7,215 (0%) | 0% | 635.5 | 268,825 | Common Stock, par value $0.01 per share |
| Sheara J. Fredman | Chief Accounting Officer | Sale of securities on an exchange or to another person at price $ 620.88 per share. | 21 Jan 2025 | 260 | 8,229 (0%) | 0% | 620.9 | 161,429 | Common Stock, par value $0.01 per share |
| Sheara J. Fredman | Chief Accounting Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 21 Jan 2025 | 1,062 | 5,393 (0%) | 0% | 0 | Common Stock, par value $0.01 per share | |
| Sheara J. Fredman | Chief Accounting Officer | Sale of securities on an exchange or to another person at price $ 635.11 per share. | 21 Jan 2025 | 243 | 6,455 (0%) | 0% | 635.1 | 154,332 | Common Stock, par value $0.01 per share |
| Sheara J. Fredman | Chief Accounting Officer | Sale of securities on an exchange or to another person at price $ 634.53 per share. | 21 Jan 2025 | 232 | 6,698 (0%) | 0% | 634.5 | 147,211 | Common Stock, par value $0.01 per share |
| Sheara J. Fredman | Chief Accounting Officer | Sale of securities on an exchange or to another person at price $ 630.87 per share. | 21 Jan 2025 | 120 | 6,930 (0%) | 0% | 630.9 | 75,704 | Common Stock, par value $0.01 per share |
| Sheara J. Fredman | Chief Accounting Officer | Sale of securities on an exchange or to another person at price $ 628.83 per share. | 21 Jan 2025 | 300 | 7,050 (0%) | 0% | 628.8 | 188,649 | Common Stock, par value $0.01 per share |
| Sheara J. Fredman | Chief Accounting Officer | Sale of securities on an exchange or to another person at price $ 627.21 per share. | 21 Jan 2025 | 120 | 7,350 (0%) | 0% | 627.2 | 75,265 | Common Stock, par value $0.01 per share |
| Sheara J. Fredman | Chief Accounting Officer | Sale of securities on an exchange or to another person at price $ 624.05 per share. | 21 Jan 2025 | 216 | 7,470 (0%) | 0% | 624.1 | 134,795 | Common Stock, par value $0.01 per share |
| Sheara J. Fredman | Chief Accounting Officer | Sale of securities on an exchange or to another person at price $ 623.03 per share. | 21 Jan 2025 | 254 | 7,686 (0%) | 0% | 623.0 | 158,250 | Common Stock, par value $0.01 per share |
| Sheara J. Fredman | Chief Accounting Officer | Sale of securities on an exchange or to another person at price $ 621.78 per share. | 21 Jan 2025 | 289 | 7,940 (0%) | 0% | 621.8 | 179,694 | Common Stock, par value $0.01 per share |
| Kathryn H. Ruemmler | Chief Legal Officer, GC | Payment of exercise price or tax liability using portion of securities received from the company at price $ 625.94 per share. | 21 Jan 2025 | 8,439 | 17,087 (0%) | 0% | 625.9 | 5,282,308 | Common Stock, par value $0.01 per share |
| Kathryn H. Ruemmler | Chief Legal Officer, GC | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Jan 2025 | 15,937 | 0 | - | - | Restricted Stock Units | |
| Kathryn H. Ruemmler | Chief Legal Officer, GC | Sale of securities on an exchange or to another person at price $ 634.69 per share. | 21 Jan 2025 | 7,498 | 9,589 (0%) | 0% | 634.7 | 4,758,906 | Common Stock, par value $0.01 per share |
| Kathryn H. Ruemmler | Chief Legal Officer, GC | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Jan 2025 | 15,937 | 25,526 (0%) | 0% | - | Common Stock, par value $0.01 per share | |
| Denis P. Coleman III | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 625.94 per share. | 21 Jan 2025 | 4,146 | 21,162 (0%) | 0% | 625.9 | 2,595,147 | Common Stock, par value $0.01 per share |
| Denis P. Coleman III | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Jan 2025 | 8,820 | 25,308 (0%) | 0% | - | Common Stock, par value $0.01 per share | |
| Denis P. Coleman III | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Jan 2025 | 8,820 | 0 | - | - | Restricted Stock Units | |
| Carey Halio | Global Treasurer | Sale of securities on an exchange or to another person at price $ 633.62 per share. | 21 Jan 2025 | 45 | 8,465 (0%) | 0% | 633.6 | 28,513 | Common Stock, par value $0.01 per share |
| Carey Halio | Global Treasurer | Sale of securities on an exchange or to another person at price $ 635.29 per share. | 21 Jan 2025 | 45 | 8,192 (0%) | 0% | 635.3 | 28,588 | Common Stock, par value $0.01 per share |
| Carey Halio | Global Treasurer | Sale of securities on an exchange or to another person at price $ 611.07 per share. | 21 Jan 2025 | 89 | 9,648 (0%) | 0% | 611.1 | 54,385 | Common Stock, par value $0.01 per share |
| Carey Halio | Global Treasurer | Sale of securities on an exchange or to another person at price $ 618.55 per share. | 21 Jan 2025 | 180 | 9,468 (0%) | 0% | 618.6 | 111,339 | Common Stock, par value $0.01 per share |
| Carey Halio | Global Treasurer | Sale of securities on an exchange or to another person at price $ 620.16 per share. | 21 Jan 2025 | 360 | 9,108 (0%) | 0% | 620.2 | 223,258 | Common Stock, par value $0.01 per share |
| Carey Halio | Global Treasurer | Sale of securities on an exchange or to another person at price $ 621.76 per share. | 21 Jan 2025 | 90 | 9,018 (0%) | 0% | 621.8 | 55,958 | Common Stock, par value $0.01 per share |
| Carey Halio | Global Treasurer | Sale of securities on an exchange or to another person at price $ 623.16 per share. | 21 Jan 2025 | 180 | 8,838 (0%) | 0% | 623.2 | 112,169 | Common Stock, par value $0.01 per share |
| Carey Halio | Global Treasurer | Sale of securities on an exchange or to another person at price $ 626.81 per share. | 21 Jan 2025 | 90 | 8,748 (0%) | 0% | 626.8 | 56,413 | Common Stock, par value $0.01 per share |
| Carey Halio | Global Treasurer | Sale of securities on an exchange or to another person at price $ 628.87 per share. | 21 Jan 2025 | 195 | 8,553 (0%) | 0% | 628.9 | 122,630 | Common Stock, par value $0.01 per share |
| Carey Halio | Global Treasurer | Sale of securities on an exchange or to another person at price $ 631.51 per share. | 21 Jan 2025 | 43 | 8,510 (0%) | 0% | 631.5 | 27,155 | Common Stock, par value $0.01 per share |
| Carey Halio | Global Treasurer | Sale of securities on an exchange or to another person at price $ 634.71 per share. | 21 Jan 2025 | 228 | 8,237 (0%) | 0% | 634.7 | 144,714 | Common Stock, par value $0.01 per share |
| Carey Halio | Global Treasurer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Jan 2025 | 5,589 | 0 | - | - | Restricted Stock Units | |
| Carey Halio | Global Treasurer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Jan 2025 | 5,589 | 12,461 (0%) | 0% | - | Common Stock, par value $0.01 per share | |
| Carey Halio | Global Treasurer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 625.94 per share. | 21 Jan 2025 | 2,724 | 9,737 (0%) | 0% | 625.9 | 1,705,061 | Common Stock, par value $0.01 per share |
| Alex S. Golten | CHIEF RISK OFFICER | 21 Jan 2025 | 4,986 | 0 | - | - | Restricted Stock Units | ||
| Alex S. Golten | CHIEF RISK OFFICER | 21 Jan 2025 | 4,986 | 11,395 (0%) | 0% | - | Common Stock, par value $0.01 per share | ||
| Alex S. Golten | CHIEF RISK OFFICER | 21 Jan 2025 | 2,642 | 8,753 (0%) | 0% | 625.9 | 1,653,733 | Common Stock, par value $0.01 per share | |
| David M. Solomon | Director, Chairman of the Board and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jan 2025 | 130,508 | 130,508 | - | - | Restricted Stock Units | |
| John E. Waldron | President and COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jan 2025 | 130,508 | 130,508 | - | - | Restricted Stock Units | |
| David A. Viniar | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jan 2025 | 570 | 4,711 | - | - | Restricted Stock Units | |
| Ellen J. Kullman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jan 2025 | 570 | 5,434 | - | - | Restricted Stock Units | |
| John B. Hess | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jan 2025 | 333 | 333 | - | - | Restricted Stock Units | |
| Peter Oppenheimer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jan 2025 | 661 | 6,539 | - | - | Restricted Stock Units | |
| Thomas K. Montag | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jan 2025 | 570 | 1,033 | - | - | Restricted Stock Units | |
| Kevin R. Johnson | Director | Purchase of securities on an exchange or from another person at price $ 619.02 per share. | 16 Jan 2025 | 2,400 | 2,400 (0%) | 0% | 619.0 | 1,485,648 | Common Stock, par value $0.01 per share |
| Kevin R. Johnson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jan 2025 | 630 | 2,462 | - | - | Restricted Stock Units | |
| M. Michele Burns | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jan 2025 | 570 | 4,711 | - | - | Restricted Stock Units | |
| Lakshmi Niwas Mittal | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jan 2025 | 609 | 5,783 | - | - | Restricted Stock Units | |
| Mark A. Flaherty | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jan 2025 | 570 | 4,711 | - | - | Restricted Stock Units | |
| Kimberley D. Harris | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jan 2025 | 570 | 3,170 | - | - | Restricted Stock Units | |
| Jan E. Tighe | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jan 2025 | 591 | 5,243 | - | - | Restricted Stock Units | |
| Alex S. Golten | CHIEF RISK OFFICER | 16 Jan 2025 | 6,730 | 6,730 | - | - | Restricted Stock Units | ||
| Thomas Montag K. | Director | Other type of transaction at price $ 582.79 per share. | 24 Dec 2024 | 8,980 | 105,320 (0%) | 0% | 582.8 | 5,233,454 | Common Stock, par value $0.01 per share |
| David M. Solomon | Director, Chairman of the Board and CEO | Sale of securities on an exchange or to another person at price $ 610.91 per share. | 29 Nov 2024 | 6,550 | 117,883 (0%) | 0% | 610.9 | 4,001,461 | Common Stock, par value $0.01 per share |
| David A. Viniar | Director | Sale of securities on an exchange or to another person at price $ 612.08 per share. | 29 Nov 2024 | 5,000 | 608,425 (0%) | 0% | 612.1 | 3,060,400 | Common Stock, par value $0.01 per share |
| David A. Viniar | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 29 Nov 2024 | 5,000 | 603,425 (0%) | 0% | 0 | Common Stock, par value $0.01 per share | |
| Thomas K. Montag | Director | Sale of securities on an exchange or to another person at price $ 597.18 per share. | 12 Nov 2024 | 821 | 115,106 (0%) | 0% | 597.2 | 490,285 | Common Stock, par value $0.01 per share |
| Thomas K. Montag | Director | Sale of securities on an exchange or to another person at price $ 596.19 per share. | 12 Nov 2024 | 2,221 | 115,927 (0%) | 0% | 596.2 | 1,324,138 | Common Stock, par value $0.01 per share |
| Thomas K. Montag | Director | Sale of securities on an exchange or to another person at price $ 595.08 per share. | 12 Nov 2024 | 2,370 | 118,148 (0%) | 0% | 595.1 | 1,410,340 | Common Stock, par value $0.01 per share |
| Thomas K. Montag | Director | Sale of securities on an exchange or to another person at price $ 594.20 per share. | 12 Nov 2024 | 686 | 120,518 (0%) | 0% | 594.2 | 407,621 | Common Stock, par value $0.01 per share |
| Thomas K. Montag | Director | Sale of securities on an exchange or to another person at price $ 592.97 per share. | 12 Nov 2024 | 1,192 | 121,204 (0%) | 0% | 593.0 | 706,820 | Common Stock, par value $0.01 per share |
| Thomas K. Montag | Director | Sale of securities on an exchange or to another person at price $ 592.12 per share. | 12 Nov 2024 | 1,904 | 122,396 (0%) | 0% | 592.1 | 1,127,396 | Common Stock, par value $0.01 per share |
| Thomas K. Montag | Director | Sale of securities on an exchange or to another person at price $ 600.37 per share. | 12 Nov 2024 | 300 | 2,450 (0%) | 0% | 600.4 | 180,111 | Common Stock, par value $0.01 per share |
| Thomas K. Montag | Director | Sale of securities on an exchange or to another person at price $ 598.67 per share. | 12 Nov 2024 | 296 | 2,750 (0%) | 0% | 598.7 | 177,206 | Common Stock, par value $0.01 per share |
| Thomas K. Montag | Director | Sale of securities on an exchange or to another person at price $ 597.57 per share. | 12 Nov 2024 | 643 | 3,046 (0%) | 0% | 597.6 | 384,238 | Common Stock, par value $0.01 per share |
| Thomas K. Montag | Director | Sale of securities on an exchange or to another person at price $ 596.50 per share. | 12 Nov 2024 | 2,004 | 3,689 (0%) | 0% | 596.5 | 1,195,386 | Common Stock, par value $0.01 per share |
| Thomas K. Montag | Director | Sale of securities on an exchange or to another person at price $ 595.35 per share. | 12 Nov 2024 | 2,331 | 5,693 (0%) | 0% | 595.4 | 1,387,761 | Common Stock, par value $0.01 per share |
| Thomas K. Montag | Director | Sale of securities on an exchange or to another person at price $ 594.39 per share. | 12 Nov 2024 | 1,587 | 8,024 (0%) | 0% | 594.4 | 943,297 | Common Stock, par value $0.01 per share |
| Thomas K. Montag | Director | Sale of securities on an exchange or to another person at price $ 592.90 per share. | 12 Nov 2024 | 886 | 9,611 (0%) | 0% | 592.9 | 525,309 | Common Stock, par value $0.01 per share |
| Thomas K. Montag | Director | Sale of securities on an exchange or to another person at price $ 592.08 per share. | 12 Nov 2024 | 1,953 | 10,497 (0%) | 0% | 592.1 | 1,156,332 | Common Stock, par value $0.01 per share |
| Thomas K. Montag | Director | Sale of securities on an exchange or to another person at price $ 600.85 per share. | 12 Nov 2024 | 202 | 114,300 (0%) | 0% | 600.9 | 121,372 | Common Stock, par value $0.01 per share |
| Thomas K. Montag | Director | Sale of securities on an exchange or to another person at price $ 599.35 per share. | 12 Nov 2024 | 269 | 114,502 (0%) | 0% | 599.3 | 161,225 | Common Stock, par value $0.01 per share |
| Thomas K. Montag | Director | Sale of securities on an exchange or to another person at price $ 598.12 per share. | 12 Nov 2024 | 335 | 114,771 (0%) | 0% | 598.1 | 200,370 | Common Stock, par value $0.01 per share |
| John F.W. Rogers | Executive Vice President | Sale of securities on an exchange or to another person at price $ 602.12 per share. | 11 Nov 2024 | 2,628 | 14,479 (0%) | 0% | 602.1 | 1,582,371 | Common Stock, par value $0.01 per share |
| John F.W. Rogers | Executive Vice President | Sale of securities on an exchange or to another person at price $ 603.38 per share. | 11 Nov 2024 | 194 | 12,132 (0%) | 0% | 603.4 | 117,055 | Common Stock, par value $0.01 per share |
| John F.W. Rogers | Executive Vice President | Sale of securities on an exchange or to another person at price $ 602.67 per share. | 11 Nov 2024 | 2,153 | 12,326 (0%) | 0% | 602.7 | 1,297,549 | Common Stock, par value $0.01 per share |
| John F.W. Rogers | Executive Vice President | Sale of securities on an exchange or to another person at price $ 597.22 per share. | 06 Nov 2024 | 1,252 | 57,847 (0%) | 0% | 597.2 | 747,719 | Common Stock, par value $0.01 per share |
| John F.W. Rogers | Executive Vice President | Gift of securities by or to the insider at price $ 0.00 per share. | 06 Nov 2024 | 1,700 | 55,914 (0%) | 0% | 0 | Common Stock, par value $0.01 per share | |
| John F.W. Rogers | Executive Vice President | Sale of securities on an exchange or to another person at price $ 597.66 per share. | 06 Nov 2024 | 233 | 57,614 (0%) | 0% | 597.7 | 139,255 | Common Stock, par value $0.01 per share |
| John F.W. Rogers | Executive Vice President | Sale of securities on an exchange or to another person at price $ 596.08 per share. | 06 Nov 2024 | 4,931 | 59,099 (0%) | 0% | 596.1 | 2,939,270 | Common Stock, par value $0.01 per share |
| Sheara J. Fredman | Chief Accounting Officer | Sale of securities on an exchange or to another person at price $ 594.51 per share. | 06 Nov 2024 | 2,974 | 8,489 (0%) | 0% | 594.5 | 1,768,073 | Common Stock, par value $0.01 per share |
| Denis P. Coleman III | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 593.03 per share. | 06 Nov 2024 | 12,929 | 16,488 (0%) | 0% | 593.0 | 7,667,285 | Common Stock, par value $0.01 per share |
| Brian J. Lee | Chief Risk Officer | 17 Oct 2024 | 491 | 10,905 (0%) | 0% | 530.7 | 260,554 | Common Stock, par value $0.01 per share | |
| Brian J. Lee | Chief Risk Officer | 17 Oct 2024 | 699 | 11,396 (0%) | 0% | 529.6 | 370,183 | Common Stock, par value $0.01 per share | |
| Brian J. Lee | Chief Risk Officer | 17 Oct 2024 | 398 | 10,808 (0%) | 0% | 532.7 | 212,027 | Common Stock, par value $0.01 per share | |
| Brian J. Lee | Chief Risk Officer | 17 Oct 2024 | 502 | 11,206 (0%) | 0% | 531.7 | 266,923 | Common Stock, par value $0.01 per share | |
| Brian J. Lee | Chief Risk Officer | 17 Oct 2024 | 400 | 11,708 (0%) | 0% | 530.7 | 212,288 | Common Stock, par value $0.01 per share | |
| Brian J. Lee | Chief Risk Officer | 17 Oct 2024 | 700 | 12,108 (0%) | 0% | 529.6 | 370,720 | Common Stock, par value $0.01 per share | |
| Brian J. Lee | Chief Risk Officer | 17 Oct 2024 | 400 | 10,095 (0%) | 0% | 532.5 | 212,984 | Common Stock, par value $0.01 per share | |
| Brian J. Lee | Chief Risk Officer | 17 Oct 2024 | 410 | 10,495 (0%) | 0% | 531.9 | 218,079 | Common Stock, par value $0.01 per share | |
| Peter Oppenheimer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Oct 2024 | 107 | 5,878 | - | - | Restricted Stock Units | |
| Kevin R. Johnson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Oct 2024 | 72 | 1,832 | - | - | Restricted Stock Units | |
| Lakshmi Niwas Mittal | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Oct 2024 | 48 | 5,174 | - | - | Restricted Stock Units | |
| Jan E. Tighe | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Oct 2024 | 24 | 4,652 | - | - | Restricted Stock Units | |
| David M. Solomon | Director, Chairman of the Board and CEO | Sale of securities on an exchange or to another person at price $ 500.29 per share. | 15 Aug 2024 | 6,000 | 124,433 (0%) | 0% | 500.3 | 3,001,740 | Common Stock, par value $0.01 per share |
| David A. Viniar | Director | Sale of securities on an exchange or to another person at price $ 503.04 per share. | 16 Jul 2024 | 700 | 618,725 (0%) | 0% | 503.0 | 352,128 | Common Stock, par value $0.01 per share |
| David A. Viniar | Director | Sale of securities on an exchange or to another person at price $ 502.20 per share. | 16 Jul 2024 | 4,000 | 619,425 (0%) | 0% | 502.2 | 2,008,800 | Common Stock, par value $0.01 per share |
| David A. Viniar | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 16 Jul 2024 | 5,000 | 613,425 (0%) | 0% | 0 | Common Stock, par value $0.01 per share | |
| David A. Viniar | Director | Sale of securities on an exchange or to another person at price $ 503.99 per share. | 16 Jul 2024 | 300 | 618,425 (0%) | 0% | 504.0 | 151,197 | Common Stock, par value $0.01 per share |
| Peter Oppenheimer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jul 2024 | 113 | 5,771 | - | - | Restricted Stock Units | |
| Thomas K. Montag | Director | Sale of securities on an exchange or to another person at price $ 505.47 per share. | 16 Jul 2024 | 1,800 | 12,450 (0%) | 0% | 505.5 | 909,846 | Common Stock, par value $0.01 per share |
| Thomas K. Montag | Director | Sale of securities on an exchange or to another person at price $ 504.95 per share. | 16 Jul 2024 | 8,200 | 14,250 (0%) | 0% | 505.0 | 4,140,590 | Common Stock, par value $0.01 per share |
| Kevin R. Johnson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jul 2024 | 75 | 1,760 | - | - | Restricted Stock Units | |
| Lakshmi Niwas Mittal | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jul 2024 | 50 | 5,126 | - | - | Restricted Stock Units | |
| Brian J. Lee | Chief Risk Officer | 16 Jul 2024 | 1,500 | 12,808 (0%) | 0% | 506.1 | 759,105 | Common Stock, par value $0.01 per share | |
| Brian J. Lee | Chief Risk Officer | 16 Jul 2024 | 3,500 | 12,095 (0%) | 0% | 506.0 | 1,770,965 | Common Stock, par value $0.01 per share | |
| Jan E. Tighe | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jul 2024 | 25 | 4,628 | - | - | Restricted Stock Units | |
| John F.W. Rogers | Executive Vice President | Sale of securities on an exchange or to another person at price $ 465.23 per share. | 16 May 2024 | 2,226 | 70,160 (0%) | 0% | 465.2 | 1,035,602 | Common Stock, par value $0.01 per share |
| John F.W. Rogers | Executive Vice President | Sale of securities on an exchange or to another person at price $ 465.78 per share. | 16 May 2024 | 1,309 | 18,844 (0%) | 0% | 465.8 | 609,706 | Common Stock, par value $0.01 per share |
| John F.W. Rogers | Executive Vice President | Sale of securities on an exchange or to another person at price $ 466.97 per share. | 16 May 2024 | 1,423 | 17,421 (0%) | 0% | 467.0 | 664,498 | Common Stock, par value $0.01 per share |
| John F.W. Rogers | Executive Vice President | Sale of securities on an exchange or to another person at price $ 467.82 per share. | 16 May 2024 | 314 | 17,107 (0%) | 0% | 467.8 | 146,895 | Common Stock, par value $0.01 per share |
| John F.W. Rogers | Executive Vice President | Sale of securities on an exchange or to another person at price $ 465.16 per share. | 16 May 2024 | 1,246 | 20,153 (0%) | 0% | 465.2 | 579,589 | Common Stock, par value $0.01 per share |
| John F.W. Rogers | Executive Vice President | Sale of securities on an exchange or to another person at price $ 467.76 per share. | 16 May 2024 | 151 | 38,165 (0%) | 0% | 467.8 | 70,632 | Common Stock, par value $0.01 per share |
| John F.W. Rogers | Executive Vice President | Sale of securities on an exchange or to another person at price $ 467.03 per share. | 16 May 2024 | 755 | 38,316 (0%) | 0% | 467.0 | 352,608 | Common Stock, par value $0.01 per share |
| John F.W. Rogers | Executive Vice President | Sale of securities on an exchange or to another person at price $ 465.85 per share. | 16 May 2024 | 639 | 39,071 (0%) | 0% | 465.8 | 297,678 | Common Stock, par value $0.01 per share |
| John F.W. Rogers | Executive Vice President | Sale of securities on an exchange or to another person at price $ 465.21 per share. | 16 May 2024 | 601 | 39,710 (0%) | 0% | 465.2 | 279,591 | Common Stock, par value $0.01 per share |
| John F.W. Rogers | Executive Vice President | Sale of securities on an exchange or to another person at price $ 467.83 per share. | 16 May 2024 | 357 | 64,030 (0%) | 0% | 467.8 | 167,015 | Common Stock, par value $0.01 per share |
| John F.W. Rogers | Executive Vice President | Sale of securities on an exchange or to another person at price $ 467.04 per share. | 16 May 2024 | 3,648 | 64,387 (0%) | 0% | 467.0 | 1,703,762 | Common Stock, par value $0.01 per share |
| John F.W. Rogers | Executive Vice President | Sale of securities on an exchange or to another person at price $ 465.92 per share. | 16 May 2024 | 2,125 | 68,035 (0%) | 0% | 465.9 | 990,080 | Common Stock, par value $0.01 per share |
| David M. Solomon | Director, Chairman of the Board and CEO | Sale of securities on an exchange or to another person at price $ 457.32 per share. | 10 May 2024 | 6,600 | 130,433 (0%) | 0% | 457.3 | 3,018,312 | Common Stock, par value $0.01 per share |
| John E. Waldron | President and COO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Apr 2024 | 25,794 | 0 | - | - | Performance-based Restricted Stock Units | |
| John E. Waldron | President and COO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 430.81 per share. | 30 Apr 2024 | 14,265 | 106,456 (0%) | 0% | 430.8 | 6,145,505 | Common Stock, par value $0.01 per share |
| John E. Waldron | President and COO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Apr 2024 | 25,794 | 120,721 (0%) | 0% | - | Common Stock, par value $0.01 per share | |
| John F.W. Rogers | Executive Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Apr 2024 | 17,042 | 0 | - | - | Performance-based Restricted Stock Units | |
| John F.W. Rogers | Executive Vice President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 430.81 per share. | 30 Apr 2024 | 8,700 | 72,386 (0%) | 0% | 430.8 | 3,748,047 | Common Stock, par value $0.01 per share |
| John F.W. Rogers | Executive Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Apr 2024 | 17,042 | 81,086 (0%) | 0% | - | Common Stock, par value $0.01 per share | |
| David M. Solomon | Director, Chairman of the Board and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Apr 2024 | 28,016 | 152,526 (0%) | 0% | - | Common Stock, par value $0.01 per share | |
| David M. Solomon | Director, Chairman of the Board and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Apr 2024 | 28,016 | 0 | - | - | Performance-based Restricted Stock Units | |
| David M. Solomon | Director, Chairman of the Board and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 430.81 per share. | 30 Apr 2024 | 15,493 | 137,033 (0%) | 0% | 430.8 | 6,674,539 | Common Stock, par value $0.01 per share |
| Brian J. Lee | Chief Risk Officer | 30 Apr 2024 | 3,362 | 15,595 (0%) | 0% | 430.8 | 1,448,383 | Common Stock, par value $0.01 per share | |
| Brian J. Lee | Chief Risk Officer | 30 Apr 2024 | 6,584 | 18,957 (0%) | 0% | - | Common Stock, par value $0.01 per share | ||
| Brian J. Lee | Chief Risk Officer | 30 Apr 2024 | 6,584 | 0 | - | - | Performance-based Restricted Stock Units | ||
| Kathryn H. Ruemmler | Chief Legal Officer, GC | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Apr 2024 | 6,909 | 0 | - | - | Performance-based Restricted Stock Units | |
| Kathryn H. Ruemmler | Chief Legal Officer, GC | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Apr 2024 | 6,909 | 13,410 (0%) | 0% | - | Common Stock, par value $0.01 per share | |
| Kathryn H. Ruemmler | Chief Legal Officer, GC | Payment of exercise price or tax liability using portion of securities received from the company at price $ 430.81 per share. | 30 Apr 2024 | 3,821 | 9,589 (0%) | 0% | 430.8 | 1,646,125 | Common Stock, par value $0.01 per share |
| David A. Viniar | Director | Sale of securities on an exchange or to another person at price $ 432.87 per share. | 29 Apr 2024 | 900 | 623,425 (0%) | 0% | 432.9 | 389,583 | Common Stock, par value $0.01 per share |
| David A. Viniar | Director | Sale of securities on an exchange or to another person at price $ 432.11 per share. | 29 Apr 2024 | 4,100 | 624,325 (0%) | 0% | 432.1 | 1,771,651 | Common Stock, par value $0.01 per share |
| Peter Oppenheimer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Apr 2024 | 142 | 5,658 | - | - | Restricted Stock Units | |
| Kevin R. Johnson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Apr 2024 | 95 | 1,685 | - | - | Restricted Stock Units | |
| Adebayo O. Ogunlesi | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Apr 2024 | 79 | 5,311 | - | - | Restricted Stock Units | |
| Jan E. Tighe | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Apr 2024 | 32 | 4,603 | - | - | Restricted Stock Units | |
| Lakshmi Niwas Mittal | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Apr 2024 | 63 | 5,076 | - | - | Restricted Stock Units | |
| P. Denis Coleman III | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 394.43 per share. | 23 Feb 2024 | 12,680 | 29,417 (0%) | 0% | 394.4 | 5,001,372 | Common Stock, par value $0.01 per share |
| Berlinski R. Philip | Global Treasurer | Sale of securities on an exchange or to another person at price $ 390.15 per share. | 22 Feb 2024 | 6,650 | 23,408 (0%) | 0% | 390.2 | 2,594,498 | Common Stock, par value $0.01 per share |
| R. Philip Berlinski | Global Treasurer | Sale of securities on an exchange or to another person at price $ 391.29 per share. | 22 Feb 2024 | 5,000 | 18,408 (0%) | 0% | 391.3 | 1,956,450 | Common Stock, par value $0.01 per share |
| K. Thomas Montag | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 02 Feb 2024 | 1,314 | 128,800 (0%) | 0% | 0 | Common Stock, par value $0.01 per share | |
| Rogers F.W. John | Executive Vice President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 385.96 per share. | 23 Jan 2024 | 1,845 | 64,044 (0%) | 0% | 386.0 | 712,096 | Common Stock, par value $0.01 per share |
| Lee J. Brian | Chief Risk Officer | 23 Jan 2024 | 4,390 | 0 | - | - | Restricted Stock Units | ||
| Philip Berlinski R. | Global Treasurer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Jan 2024 | 16,043 | 37,409 (0%) | 0% | - | Common Stock, par value $0.01 per share | |
| R. Berlinski Philip | Global Treasurer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 385.96 per share. | 23 Jan 2024 | 7,351 | 30,058 (0%) | 0% | 386.0 | 2,837,192 | Common Stock, par value $0.01 per share |
| Brian J. Lee | Chief Risk Officer | 23 Jan 2024 | 4,390 | 14,511 (0%) | 0% | - | Common Stock, par value $0.01 per share | ||
| Fredman Sheara J. | Chief Accounting Officer | Sale of securities on an exchange or to another person at price $ 380.47 per share. | 23 Jan 2024 | 2,479 | 11,754 (0%) | 0% | 380.5 | 943,185 | Common Stock, par value $0.01 per share |
| Ruemmler Kathryn H. | Chief Legal Officer, GC | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Jan 2024 | 20,074 | 0 | - | - | Restricted Stock Units | |
| Fredman Sheara J. | Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Jan 2024 | 3,822 | 0 | - | - | Restricted Stock Units | |
| J. Sheara Fredman | Chief Accounting Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 385.96 per share. | 23 Jan 2024 | 2,024 | 15,763 (0%) | 0% | 386.0 | 781,183 | Common Stock, par value $0.01 per share |
| Sheara Fredman J. | Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Jan 2024 | 3,822 | 17,787 (0%) | 0% | - | Common Stock, par value $0.01 per share | |
| H. Kathryn Ruemmler | Chief Legal Officer, GC | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Jan 2024 | 20,074 | 24,408 (0%) | 0% | - | Common Stock, par value $0.01 per share | |
| Philip Berlinski R. | Global Treasurer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Jan 2024 | 16,043 | 0 | - | - | Restricted Stock Units | |
| Fredman Sheara J. | Chief Accounting Officer | Sale of securities on an exchange or to another person at price $ 383.00 per share. | 23 Jan 2024 | 39 | 11,463 (0%) | 0% | 383 | 14,937 | Common Stock, par value $0.01 per share |
| Kathryn H. Ruemmler | Chief Legal Officer, GC | Sale of securities on an exchange or to another person at price $ 379.81 per share. | 23 Jan 2024 | 7,277 | 6,501 (0%) | 0% | 379.8 | 2,763,877 | Common Stock, par value $0.01 per share |
| Coleman III P. Denis | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Jan 2024 | 13,558 | 48,469 (0%) | 0% | - | Common Stock, par value $0.01 per share | |
| Lee Brian J. | Chief Risk Officer | 23 Jan 2024 | 2,138 | 12,373 (0%) | 0% | 386.0 | 825,182 | Common Stock, par value $0.01 per share | |
| Sheara J. Fredman | Chief Accounting Officer | Sale of securities on an exchange or to another person at price $ 381.06 per share. | 23 Jan 2024 | 185 | 11,569 (0%) | 0% | 381.1 | 70,496 | Common Stock, par value $0.01 per share |
| P. Coleman III Denis | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 385.96 per share. | 23 Jan 2024 | 6,372 | 42,097 (0%) | 0% | 386.0 | 2,459,337 | Common Stock, par value $0.01 per share |
| John Rogers F.W. | Executive Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Jan 2024 | 3,787 | 0 | - | - | Restricted Stock Units | |
| Rogers F.W. John | Executive Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Jan 2024 | 3,787 | 65,889 (0%) | 0% | - | Common Stock, par value $0.01 per share | |
| Denis Coleman III P. | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Jan 2024 | 13,558 | 0 | - | - | Restricted Stock Units | |
| Fredman J. Sheara | Chief Accounting Officer | Sale of securities on an exchange or to another person at price $ 379.36 per share. | 23 Jan 2024 | 1,530 | 14,233 (0%) | 0% | 379.4 | 580,421 | Common Stock, par value $0.01 per share |
| J. Sheara Fredman | Chief Accounting Officer | Sale of securities on an exchange or to another person at price $ 382.18 per share. | 23 Jan 2024 | 67 | 11,502 (0%) | 0% | 382.2 | 25,606 | Common Stock, par value $0.01 per share |
| H. Kathryn Ruemmler | Chief Legal Officer, GC | Payment of exercise price or tax liability using portion of securities received from the company at price $ 385.96 per share. | 23 Jan 2024 | 10,630 | 13,778 (0%) | 0% | 386.0 | 4,102,755 | Common Stock, par value $0.01 per share |
| Ellen J. Kullman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jan 2024 | 927 | 4,864 | - | - | Restricted Stock Units | |
| A. David Viniar | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jan 2024 | 927 | 4,141 | - | - | Restricted Stock Units | |
| Brian Lee J. | Chief Risk Officer | 17 Jan 2024 | 3,000 | 10,121 (0%) | 0% | 376.4 | 1,129,170 | Common Stock, par value $0.01 per share | |
| R. Jessica Uhl | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jan 2024 | 927 | 2,738 | - | - | Restricted Stock Units | |
| Brian Lee J. | Chief Risk Officer | 17 Jan 2024 | 4,000 | 14,308 (0%) | 0% | 376.0 | 1,504,120 | Common Stock, par value $0.01 per share | |
| Mark A. Flaherty | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jan 2024 | 927 | 4,141 | - | - | Restricted Stock Units | |
| Oppenheimer Peter | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jan 2024 | 1,075 | 5,516 | - | - | Restricted Stock Units | |
| Burns M. Michele | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jan 2024 | 927 | 4,141 | - | - | Restricted Stock Units | |
| J. Lee Brian | Chief Risk Officer | 17 Jan 2024 | 2,500 | 18,308 (0%) | 0% | 375.2 | 938,075 | Common Stock, par value $0.01 per share | |
| Montag K. Thomas | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jan 2024 | 463 | 463 | - | - | Restricted Stock Units | |
| O. Adebayo Ogunlesi | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jan 2024 | 1,008 | 5,232 | - | - | Restricted Stock Units | |
| Jan Tighe E. | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jan 2024 | 961 | 4,571 | - | - | Restricted Stock Units | |
| Johnson R. Kevin | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jan 2024 | 1,025 | 1,590 | - | - | Restricted Stock Units | |
| Niwas Lakshmi Mittal | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jan 2024 | 991 | 5,013 | - | - | Restricted Stock Units | |
| Kimberley Harris D. | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jan 2024 | 927 | 2,600 | - | - | Restricted Stock Units | |
| Ericka T. Leslie | Chief Administrative Officer | Sale of securities on an exchange or to another person at price $ 335.15 per share. | 21 Nov 2023 | 1,376 | 10,471 (0%) | 0% | 335.1 | 461,166 | Common Stock, par value $0.01 per share |
| David A. Viniar | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 15 Nov 2023 | 5,000 | 628,425 (0%) | 0% | 0 | Common Stock, par value $0.01 per share | |
| John F.W. Rogers | Executive Vice President | Gift of securities by or to the insider at price $ 0.00 per share. | 24 Oct 2023 | 3,321 | 71,409 (0%) | 0% | 0 | Common Stock, par value $0.01 per share | |
| Peter Oppenheimer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Oct 2023 | 187 | 4,441 | - | - | Restricted Stock Units | |
| Kevin R. Johnson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Oct 2023 | 97 | 565 | - | - | Restricted Stock Units | |
| Lakshmi Niwas Mittal | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Oct 2023 | 83 | 4,022 | - | - | Restricted Stock Units | |
| Adebayo O. Ogunlesi | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Oct 2023 | 104 | 4,224 | - | - | Restricted Stock Units | |
| Jan E. Tighe | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Oct 2023 | 42 | 3,610 | - | - | Restricted Stock Units | |
| David M. Solomon | Director, Chairman of the Board and CEO | Sale of securities on an exchange or to another person at price $ 356.28 per share. | 01 Aug 2023 | 4,200 | 124,782 (0%) | 0% | 356.3 | 1,496,376 | Common Stock, par value $0.01 per share |
| Peter Oppenheimer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jul 2023 | 162 | 4,254 | - | - | Restricted Stock Units | |
| Kevin R. Johnson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jul 2023 | 72 | 468 | - | - | Restricted Stock Units | |
| Lakshmi Niwas Mittal | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jul 2023 | 72 | 3,939 | - | - | Restricted Stock Units | |
| Adebayo O. Ogunlesi | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jul 2023 | 90 | 4,120 | - | - | Restricted Stock Units | |
| David M. Solomon | Director, Chairman of the Board and CEO | Sale of securities on an exchange or to another person at price $ 346.43 per share. | 20 Jul 2023 | 3,600 | 128,982 (0%) | 0% | 346.4 | 1,247,148 | Common Stock, par value $0.01 per share |
| David M. Solomon | Director, Chairman of the Board and CEO | Sale of securities on an exchange or to another person at price $ 345.31 per share. | 20 Jul 2023 | 6,400 | 132,582 (0%) | 0% | 345.3 | 2,209,984 | Common Stock, par value $0.01 per share |
| Jan E. Tighe | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jul 2023 | 48 | 3,568 | - | - | Restricted Stock Units | |
| John F.W. Rogers | Executive Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 May 2023 | 9,009 | 79,330 (0%) | 0% | - | Common Stock, par value $0.01 per share | |
| John F.W. Rogers | Executive Vice President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 333.37 per share. | 03 May 2023 | 4,600 | 74,730 (0%) | 0% | 333.4 | 1,533,502 | Common Stock, par value $0.01 per share |
| John F.W. Rogers | Executive Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 May 2023 | 9,009 | 0 | - | - | Performance-based Restricted Stock Units | |
| David M. Solomon | Director, Chairman of the Board and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 May 2023 | 53,610 | 168,629 (0%) | 0% | - | Common Stock, par value $0.01 per share | |
| David M. Solomon | Director, Chairman of the Board and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 May 2023 | 53,610 | 0 | - | - | Performance-based Restricted Stock Units | |
| David M. Solomon | Director, Chairman of the Board and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 333.37 per share. | 03 May 2023 | 29,647 | 138,982 (0%) | 0% | 333.4 | 9,883,420 | Common Stock, par value $0.01 per share |
| John E. Waldron | President and COO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 May 2023 | 40,815 | 117,498 (0%) | 0% | - | Common Stock, par value $0.01 per share | |
| John E. Waldron | President and COO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 May 2023 | 40,815 | 0 | - | - | Performance-based Restricted Stock Units | |
| John E. Waldron | President and COO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 333.37 per share. | 03 May 2023 | 22,571 | 94,927 (0%) | 0% | 333.4 | 7,524,494 | Common Stock, par value $0.01 per share |
| Brian J. Lee | Chief Risk Officer | 02 May 2023 | 6,270 | 21,322 (0%) | 0% | - | Common Stock, par value $0.01 per share | ||
| Brian J. Lee | Chief Risk Officer | 02 May 2023 | 3,201 | 18,121 (0%) | 0% | 333.4 | 1,067,117 | Common Stock, par value $0.01 per share | |
| Brian J. Lee | Chief Risk Officer | 02 May 2023 | 6,270 | 0 | - | - | Performance-based Restricted Stock Units | ||
| Brian J. Lee | Chief Risk Officer | 02 May 2023 | 700 | 18,108 (0%) | 0% | 336.6 | 235,634 | Common Stock, par value $0.01 per share | |
| Brian J. Lee | Chief Risk Officer | 02 May 2023 | 100 | 15,052 (0%) | 0% | 338.6 | 33,860 | Common Stock, par value $0.01 per share | |
| Brian J. Lee | Chief Risk Officer | 02 May 2023 | 935 | 17,117 (0%) | 0% | 336.9 | 314,983 | Common Stock, par value $0.01 per share | |
| Brian J. Lee | Chief Risk Officer | 02 May 2023 | 1,965 | 15,152 (0%) | 0% | 338.0 | 664,131 | Common Stock, par value $0.01 per share | |
| Brian J. Lee | Chief Risk Officer | 02 May 2023 | 1,800 | 16,308 (0%) | 0% | 337.8 | 608,058 | Common Stock, par value $0.01 per share | |
| Brian J. Lee | Chief Risk Officer | 02 May 2023 | 500 | 15,808 (0%) | 0% | 338.4 | 169,205 | Common Stock, par value $0.01 per share | |
| Philip R. Berlinski | Global Treasurer | Sale of securities on an exchange or to another person at price $ 338.10 per share. | 20 Apr 2023 | 3,750 | 21,366 (0%) | 0% | 338.1 | 1,267,875 | Common Stock, par value $0.01 per share |
| Peter Oppenheimer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Apr 2023 | 155 | 4,092 | - | - | Restricted Stock Units | |
| Kevin R. Johnson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Apr 2023 | 75 | 396 | - | - | Restricted Stock Units | |
| Lakshmi Niwas Mittal | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Apr 2023 | 75 | 3,867 | - | - | Restricted Stock Units | |
| Adebayo O. Ogunlesi | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Apr 2023 | 93 | 4,030 | - | - | Restricted Stock Units | |
| Mark O. Winkelman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Apr 2023 | 93 | 4,030 | - | - | Restricted Stock Units | |
| Kathryn H. Ruemmler | Chief Legal Officer, GC | Sale of securities on an exchange or to another person at price $ 332.67 per share. | 19 Apr 2023 | 7,277 | 4,334 (0%) | 0% | 332.7 | 2,420,840 | Common Stock, par value $0.01 per share |
| John F.W. Rogers | Executive Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 Jan 2023 | 9,794 | 0 | - | - | Restricted Stock Units | |
| John F.W. Rogers | Executive Vice President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 349.14 per share. | 24 Jan 2023 | 4,771 | 70,321 (0%) | 0% | 349.1 | 1,665,747 | Common Stock, par value $0.01 per share |
| John F.W. Rogers | Executive Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 Jan 2023 | 9,794 | 75,092 (0%) | 0% | - | Common Stock, par value $0.01 per share | |
| Brian J. Lee | Chief Risk Officer | 24 Jan 2023 | 8,571 | 0 | - | - | Restricted Stock Units | ||
| Brian J. Lee | Chief Risk Officer | 24 Jan 2023 | 4,175 | 18,052 (0%) | 0% | 349.1 | 1,457,660 | Common Stock, par value $0.01 per share | |
| Brian J. Lee | Chief Risk Officer | 24 Jan 2023 | 8,571 | 22,227 (0%) | 0% | - | Common Stock, par value $0.01 per share | ||
| Sheara J. Fredman | Chief Accounting Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 349.14 per share. | 24 Jan 2023 | 3,170 | 13,965 (0%) | 0% | 349.1 | 1,106,774 | Common Stock, par value $0.01 per share |
| Sheara J. Fredman | Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 Jan 2023 | 5,985 | 17,135 (0%) | 0% | - | Common Stock, par value $0.01 per share | |
| Sheara J. Fredman | Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 Jan 2023 | 5,985 | 0 | - | - | Restricted Stock Units | |
| Kathryn H. Ruemmler | Chief Legal Officer, GC | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 Jan 2023 | 20,074 | 0 | - | - | Restricted Stock Units | |
| Kathryn H. Ruemmler | Chief Legal Officer, GC | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 Jan 2023 | 20,074 | 22,241 (0%) | 0% | - | Common Stock, par value $0.01 per share | |
| Kathryn H. Ruemmler | Chief Legal Officer, GC | Payment of exercise price or tax liability using portion of securities received from the company at price $ 349.14 per share. | 24 Jan 2023 | 10,630 | 11,611 (0%) | 0% | 349.1 | 3,711,358 | Common Stock, par value $0.01 per share |
| Denis P. Coleman III | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 349.14 per share. | 24 Jan 2023 | 8,236 | 35,155 (0%) | 0% | 349.1 | 2,875,517 | Common Stock, par value $0.01 per share |
| Denis P. Coleman III | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 Jan 2023 | 17,605 | 43,391 (0%) | 0% | - | Common Stock, par value $0.01 per share | |
| Denis P. Coleman III | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 Jan 2023 | 17,605 | 0 | - | - | Restricted Stock Units | |
| Philip R. Berlinski | Global Treasurer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 Jan 2023 | 21,048 | 34,793 (0%) | 0% | - | Common Stock, par value $0.01 per share | |
| Philip R. Berlinski | Global Treasurer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 Jan 2023 | 21,048 | 0 | - | - | Restricted Stock Units | |
| Philip R. Berlinski | Global Treasurer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 349.14 per share. | 24 Jan 2023 | 9,677 | 25,116 (0%) | 0% | 349.1 | 3,378,628 | Common Stock, par value $0.01 per share |
| Ericka T. Leslie | Chief Administrative Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 349.14 per share. | 24 Jan 2023 | 4,120 | 11,847 (0%) | 0% | 349.1 | 1,438,457 | Common Stock, par value $0.01 per share |
| Ericka T. Leslie | Chief Administrative Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 Jan 2023 | 7,777 | 0 | - | - | Restricted Stock Units | |
| Ericka T. Leslie | Chief Administrative Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 Jan 2023 | 7,777 | 15,967 (0%) | 0% | - | Common Stock, par value $0.01 per share | |
| David A. Viniar | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Jan 2023 | 1,002 | 3,214 | - | - | Restricted Stock Units | |
| Ellen J. Kullman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Jan 2023 | 1,089 | 3,937 | - | - | Restricted Stock Units | |
| Peter Oppenheimer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Jan 2023 | 1,089 | 3,937 | - | - | Restricted Stock Units | |
| Kevin R. Johnson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Jan 2023 | 321 | 321 | - | - | Restricted Stock Units | |
| M. Michele Burns | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Jan 2023 | 1,002 | 3,214 | - | - | Restricted Stock Units | |
| Lakshmi Niwas Mittal | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Jan 2023 | 1,072 | 3,792 | - | - | Restricted Stock Units | |
| Adebayo O. Ogunlesi | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Jan 2023 | 1,089 | 3,937 | - | - | Restricted Stock Units | |
| Mark O. Winkelman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Jan 2023 | 1,089 | 3,937 | - | - | Restricted Stock Units | |
| Drew G. Faust | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Jan 2023 | 1,002 | 3,214 | - | - | Restricted Stock Units | |
| Mark A. Flaherty | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Jan 2023 | 1,002 | 3,214 | - | - | Restricted Stock Units | |
| Kimberley D. Harris | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Jan 2023 | 1,002 | 1,673 | - | - | Restricted Stock Units | |
| Jessica R. Uhl | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Jan 2023 | 1,072 | 1,811 | - | - | Restricted Stock Units | |
| Jan E. Tighe | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Jan 2023 | 1,072 | 3,520 | - | - | Restricted Stock Units | |
| David A. Viniar | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 23 Nov 2022 | 4,000 | 633,425 (0%) | 0% | 0 | Common Stock, par value $0.01 per share | |
| John E. Waldron | President and COO | Sale of securities on an exchange or to another person at price $ 383.82 per share. | 22 Nov 2022 | 5,176 | 83,424 (0%) | 0% | 383.8 | 1,986,652 | Common Stock, par value $0.01 per share |
| John E. Waldron | President and COO | Sale of securities on an exchange or to another person at price $ 387.10 per share. | 22 Nov 2022 | 3,370 | 80,054 (0%) | 0% | 387.1 | 1,304,527 | Common Stock, par value $0.01 per share |
| John E. Waldron | President and COO | Sale of securities on an exchange or to another person at price $ 383.14 per share. | 22 Nov 2022 | 1,564 | 88,600 (0%) | 0% | 383.1 | 599,231 | Common Stock, par value $0.01 per share |
| John E. Waldron | President and COO | Sale of securities on an exchange or to another person at price $ 385.98 per share. | 22 Nov 2022 | 3,371 | 76,683 (0%) | 0% | 386.0 | 1,301,139 | Common Stock, par value $0.01 per share |
| Brian J. Lee | Chief Risk Officer | 14 Nov 2022 | 2,634 | 13,656 (0%) | 0% | 386.3 | 1,017,593 | Common Stock, par value $0.01 per share | |
| Brian J. Lee | Chief Risk Officer | 14 Nov 2022 | 7,366 | 16,290 (0%) | 0% | 385.7 | 2,840,845 | Common Stock, par value $0.01 per share | |
| Ericka T. Leslie | Chief Administrative Officer | Sale of securities on an exchange or to another person at price $ 380.00 per share. | 11 Nov 2022 | 215 | 8,190 (0%) | 0% | 380 | 81,700 | Common Stock, par value $0.01 per share |
| David M. Solomon | Director, Chairman of the Board and CEO | Sale of securities on an exchange or to another person at price $ 341.11 per share. | 28 Oct 2022 | 6,474 | 115,945 (0%) | 0% | 341.1 | 2,208,346 | Common Stock, par value $0.01 per share |
| David M. Solomon | Director, Chairman of the Board and CEO | Sale of securities on an exchange or to another person at price $ 341.53 per share. | 28 Oct 2022 | 926 | 115,019 (0%) | 0% | 341.5 | 316,257 | Common Stock, par value $0.01 per share |
| Ellen J. Kullman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Oct 2022 | 101 | 2,848 | - | - | Restricted Stock Units | |
| Peter Oppenheimer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Oct 2022 | 101 | 2,848 | - | - | Restricted Stock Units | |
| Lakshmi Niwas Mittal | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Oct 2022 | 81 | 2,720 | - | - | Restricted Stock Units | |
| Adebayo O. Ogunlesi | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Oct 2022 | 101 | 2,848 | - | - | Restricted Stock Units | |
| Mark O. Winkelman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Oct 2022 | 101 | 2,848 | - | - | Restricted Stock Units | |
| Jessica R. Uhl | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Oct 2022 | 81 | 739 | - | - | Restricted Stock Units | |
| Jan E. Tighe | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Oct 2022 | 81 | 2,448 | - | - | Restricted Stock Units | |
| Philip R. Berlinski | Global Treasurer | Sale of securities on an exchange or to another person at price $ 348.40 per share. | 10 Aug 2022 | 5,600 | 16,145 (0%) | 0% | 348.4 | 1,951,040 | Common Stock, par value $0.01 per share |
| Philip R. Berlinski | Global Treasurer | Sale of securities on an exchange or to another person at price $ 349.14 per share. | 10 Aug 2022 | 2,400 | 13,745 (0%) | 0% | 349.1 | 837,936 | Common Stock, par value $0.01 per share |
| Ellen J. Kullman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jul 2022 | 99 | 2,747 | - | - | Restricted Stock Units | |
| Peter Oppenheimer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jul 2022 | 99 | 2,747 | - | - | Restricted Stock Units | |
| Lakshmi Niwas Mittal | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jul 2022 | 79 | 2,639 | - | - | Restricted Stock Units | |
| Adebayo O. Ogunlesi | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jul 2022 | 99 | 2,747 | - | - | Restricted Stock Units | |
| Mark O. Winkelman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jul 2022 | 99 | 2,747 | - | - | Restricted Stock Units | |
| Jessica R. Uhl | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jul 2022 | 79 | 658 | - | - | Restricted Stock Units | |
| Jan E. Tighe | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jul 2022 | 79 | 2,367 | - | - | Restricted Stock Units | |
| David M. Solomon | Director, Chairman of the Board and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 305.49 per share. | 02 May 2022 | 32,107 | 122,419 (0%) | 0% | 305.5 | 9,808,367 | Common Stock, par value $0.01 per share |
| David M. Solomon | Director, Chairman of the Board and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 May 2022 | 58,059 | 0 | - | - | Performance-based Restricted Stock Units | |
| David M. Solomon | Director, Chairman of the Board and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 May 2022 | 58,059 | 154,526 (0%) | 0% | - | Common Stock, par value $0.01 per share | |
| John E. Waldron | President and COO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 305.49 per share. | 02 May 2022 | 24,165 | 90,164 (0%) | 0% | 305.5 | 7,382,166 | Common Stock, par value $0.01 per share |
| John E. Waldron | President and COO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 May 2022 | 43,698 | 0 | - | - | Performance-based Restricted Stock Units | |
| John E. Waldron | President and COO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 May 2022 | 43,698 | 114,329 (0%) | 0% | - | Common Stock, par value $0.01 per share | |
| David M. Solomon | Director, Chairman of the Board and CEO | Sale of securities on an exchange or to another person at price $ 334.57 per share. | 19 Apr 2022 | 9,768 | 96,467 (0%) | 0% | 334.6 | 3,268,080 | Common Stock, par value $0.01 per share |
| Ellen J. Kullman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Apr 2022 | 95 | 2,648 | - | - | Restricted Stock Units | |
| Peter Oppenheimer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Apr 2022 | 95 | 2,648 | - | - | Restricted Stock Units | |
| Lakshmi Niwas Mittal | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Apr 2022 | 76 | 2,560 | - | - | Restricted Stock Units | |
| Adebayo O. Ogunlesi | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Apr 2022 | 95 | 2,648 | - | - | Restricted Stock Units | |
| Mark O. Winkelman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Apr 2022 | 95 | 2,648 | - | - | Restricted Stock Units | |
| Jessica R. Uhl | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Apr 2022 | 76 | 579 | - | - | Restricted Stock Units | |
| Jan E. Tighe | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Apr 2022 | 76 | 2,288 | - | - | Restricted Stock Units | |
| Mark A. Flaherty | Director | Purchase of securities on an exchange or from another person at price $ 406.00 per share. | 30 Mar 2022 | 5 | 1,020 (0%) | 0% | 406 | 2,030 | Common Stock, par value $0.01 per share |
| Mark A. Flaherty | Director | Purchase of securities on an exchange or from another person at price $ 340.33 per share. | 30 Mar 2022 | 6 | 1,027 (0%) | 0% | 340.3 | 2,042 | Common Stock, par value $0.01 per share |
| Mark A. Flaherty | Director | Purchase of securities on an exchange or from another person at price $ 321.12 per share. | 30 Mar 2022 | 8 | 1,036 (0%) | 0% | 321.1 | 2,569 | Common Stock, par value $0.01 per share |
| Mark A. Flaherty | Director | Purchase of securities on an exchange or from another person at price $ 326.25 per share. | 30 Mar 2022 | 8 | 1,052 (0%) | 0% | 326.3 | 2,610 | Common Stock, par value $0.01 per share |
| Mark A. Flaherty | Director | Purchase of securities on an exchange or from another person at price $ 370.14 per share. | 30 Mar 2022 | 7 | 1,043 (0%) | 0% | 370.1 | 2,591 | Common Stock, par value $0.01 per share |
| Mark A. Flaherty | Director | Purchase of securities on an exchange or from another person at price $ 545.50 per share. | 30 Mar 2022 | 6 | 1,097 (0%) | 0% | 545.5 | 3,273 | Common Stock, par value $0.01 per share |
| Mark A. Flaherty | Director | Purchase of securities on an exchange or from another person at price $ 496.83 per share. | 30 Mar 2022 | 6 | 1,090 (0%) | 0% | 496.8 | 2,981 | Common Stock, par value $0.01 per share |
| Mark A. Flaherty | Director | Purchase of securities on an exchange or from another person at price $ 423.14 per share. | 30 Mar 2022 | 7 | 1,084 (0%) | 0% | 423.1 | 2,962 | Common Stock, par value $0.01 per share |
| Mark A. Flaherty | Director | Purchase of securities on an exchange or from another person at price $ 420.14 per share. | 30 Mar 2022 | 7 | 1,077 (0%) | 0% | 420.1 | 2,941 | Common Stock, par value $0.01 per share |
| Mark A. Flaherty | Director | Purchase of securities on an exchange or from another person at price $ 324.00 per share. | 30 Mar 2022 | 9 | 1,069 (0%) | 0% | 324 | 2,916 | Common Stock, par value $0.01 per share |
| Mark A. Flaherty | Director | Purchase of securities on an exchange or from another person at price $ 328.75 per share. | 30 Mar 2022 | 8 | 1,060 (0%) | 0% | 328.8 | 2,630 | Common Stock, par value $0.01 per share |
| Laurence Stein | Chief Administrative Officer | Sale of securities on an exchange or to another person at price $ 360.66 per share. | 16 Feb 2022 | 1,120 | 10,252 (0%) | 0% | 360.7 | 403,939 | Common Stock, par value $0.01 per share |
| Laurence Stein | Chief Administrative Officer | Sale of securities on an exchange or to another person at price $ 357.33 per share. | 16 Feb 2022 | 511 | 12,072 (0%) | 0% | 357.3 | 182,596 | Common Stock, par value $0.01 per share |
| Laurence Stein | Chief Administrative Officer | Sale of securities on an exchange or to another person at price $ 359.55 per share. | 16 Feb 2022 | 700 | 11,372 (0%) | 0% | 359.6 | 251,685 | Common Stock, par value $0.01 per share |
| Laurence Stein | Chief Administrative Officer | Sale of securities on an exchange or to another person at price $ 361.37 per share. | 16 Feb 2022 | 100 | 10,152 (0%) | 0% | 361.4 | 36,137 | Common Stock, par value $0.01 per share |
| Laurence Stein | Chief Administrative Officer | Sale of securities on an exchange or to another person at price $ 348.72 per share. | 16 Feb 2022 | 495 | 18,463 (0%) | 0% | 348.7 | 172,616 | Common Stock, par value $0.01 per share |
| Laurence Stein | Chief Administrative Officer | Sale of securities on an exchange or to another person at price $ 350.05 per share. | 16 Feb 2022 | 105 | 18,358 (0%) | 0% | 350.0 | 36,755 | Common Stock, par value $0.01 per share |
| Laurence Stein | Chief Administrative Officer | Sale of securities on an exchange or to another person at price $ 351.43 per share. | 16 Feb 2022 | 300 | 18,058 (0%) | 0% | 351.4 | 105,429 | Common Stock, par value $0.01 per share |
| Laurence Stein | Chief Administrative Officer | Sale of securities on an exchange or to another person at price $ 352.33 per share. | 16 Feb 2022 | 400 | 17,658 (0%) | 0% | 352.3 | 140,932 | Common Stock, par value $0.01 per share |
| Laurence Stein | Chief Administrative Officer | Sale of securities on an exchange or to another person at price $ 359.03 per share. | 16 Feb 2022 | 100 | 17,558 (0%) | 0% | 359.0 | 35,903 | Common Stock, par value $0.01 per share |
| John F.W. Rogers | Executive Vice President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Jan 2022 | 24,422 | 24,422 | - | - | Performance-based Restricted Stock Units | |
| Brian J. Lee | Chief Risk Officer | 28 Jan 2022 | 12,211 | 12,211 | - | - | Performance-based Restricted Stock Units | ||
| Sheara J. Fredman | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Jan 2022 | 12,211 | 12,211 | - | - | Performance-based Restricted Stock Units | |
| Laurence Stein | Chief Administrative Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Jan 2022 | 12,211 | 12,211 | - | - | Performance-based Restricted Stock Units | |
| Kathryn H. Ruemmler | EVP, Chief Legal Officer, GC | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Jan 2022 | 17,095 | 17,095 | - | - | Performance-based Restricted Stock Units | |
| Denis P. Coleman III | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Jan 2022 | 24,422 | 24,422 | - | - | Performance-based Restricted Stock Units | |
| Denis P. Coleman III | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Jan 2022 | 1,157 | 1,157 | - | - | Year-End Restricted Stock Units | |
| Philip R. Berlinski | Global Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Jan 2022 | 17,095 | 17,095 | - | - | Performance-based Restricted Stock Units | |
| John F.W. Rogers | Executive Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Jan 2022 | 19,840 | 97,933 (0%) | 0% | - | Common Stock, par value $0.01 per share | |
| John F.W. Rogers | Executive Vice President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 343.39 per share. | 25 Jan 2022 | 9,664 | 88,269 (0%) | 0% | 343.4 | 3,318,521 | Common Stock, par value $0.01 per share |
| John F.W. Rogers | Executive Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Jan 2022 | 19,840 | 0 | - | - | Restricted Stock Units | |
| Brian J. Lee | Chief Risk Officer | 25 Jan 2022 | 15,150 | 34,222 (0%) | 0% | - | Common Stock, par value $0.01 per share | ||
| Brian J. Lee | Chief Risk Officer | 25 Jan 2022 | 15,150 | 0 | - | - | Restricted Stock Units | ||
| Brian J. Lee | Chief Risk Officer | 25 Jan 2022 | 7,380 | 26,842 (0%) | 0% | 343.4 | 2,534,218 | Common Stock, par value $0.01 per share | |
| Sheara J. Fredman | Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Jan 2022 | 8,027 | 0 | - | - | Restricted Stock Units | |
| Sheara J. Fredman | Chief Accounting Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 343.39 per share. | 25 Jan 2022 | 4,252 | 11,150 (0%) | 0% | 343.4 | 1,460,094 | Common Stock, par value $0.01 per share |
| Sheara J. Fredman | Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Jan 2022 | 8,027 | 15,402 (0%) | 0% | - | Common Stock, par value $0.01 per share | |
| Laurence Stein | Chief Administrative Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Jan 2022 | 15,438 | 20,103 (0%) | 0% | - | Common Stock, par value $0.01 per share | |
| Laurence Stein | Chief Administrative Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 343.39 per share. | 25 Jan 2022 | 7,520 | 12,583 (0%) | 0% | 343.4 | 2,582,293 | Common Stock, par value $0.01 per share |
| Laurence Stein | Chief Administrative Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Jan 2022 | 15,438 | 0 | - | - | Restricted Stock Units | |
| Kathryn H. Ruemmler | EVP, Chief Legal Officer, GC | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Jan 2022 | 4,606 | 0 | - | - | Restricted Stock Units | |
| Kathryn H. Ruemmler | EVP, Chief Legal Officer, GC | Payment of exercise price or tax liability using portion of securities received from the company at price $ 343.39 per share. | 25 Jan 2022 | 2,439 | 2,167 (0%) | 0% | 343.4 | 837,528 | Common Stock, par value $0.01 per share |
| Kathryn H. Ruemmler | EVP, Chief Legal Officer, GC | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Jan 2022 | 4,606 | 4,606 (0%) | 0% | - | Common Stock, par value $0.01 per share | |
| Denis P. Coleman III | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Jan 2022 | 20,364 | 35,632 (0%) | 0% | - | Common Stock, par value $0.01 per share | |
| Denis P. Coleman III | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Jan 2022 | 20,364 | 0 | - | - | Restricted Stock Units | |
| Denis P. Coleman III | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 343.39 per share. | 25 Jan 2022 | 9,572 | 26,060 (0%) | 0% | 343.4 | 3,286,929 | Common Stock, par value $0.01 per share |
| Philip R. Berlinski | Global Treasurer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Jan 2022 | 23,858 | 0 | - | - | Restricted Stock Units | |
| Philip R. Berlinski | Global Treasurer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 343.39 per share. | 25 Jan 2022 | 10,999 | 28,740 (0%) | 0% | 343.4 | 3,776,947 | Common Stock, par value $0.01 per share |
| Philip R. Berlinski | Global Treasurer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Jan 2022 | 23,858 | 39,739 (0%) | 0% | - | Common Stock, par value $0.01 per share | |
| David A. Viniar | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jan 2022 | 1,007 | 2,212 | - | - | Restricted Stock Units | |
| Ellen J. Kullman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jan 2022 | 1,095 | 2,553 | - | - | Restricted Stock Units | |
| Peter Oppenheimer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jan 2022 | 1,095 | 2,553 | - | - | Restricted Stock Units | |
| M. Michele Burns | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jan 2022 | 1,007 | 2,212 | - | - | Restricted Stock Units | |
| Lakshmi Niwas Mittal | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jan 2022 | 1,077 | 2,484 | - | - | Restricted Stock Units | |
| Adebayo O. Ogunlesi | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jan 2022 | 1,095 | 2,553 | - | - | Restricted Stock Units | |
| Mark O. Winkelman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jan 2022 | 1,095 | 2,553 | - | - | Restricted Stock Units | |
| Drew G. Faust | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jan 2022 | 1,007 | 2,212 | - | - | Restricted Stock Units | |
| Mark A. Flaherty | Director | Sale of securities on an exchange or to another person at price $ 621.00 per share. | 19 Jan 2022 | 1 | 1,015 (0%) | 0% | 621 | 621 | Common Stock, par value $0.01 per share |
| Mark A. Flaherty | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jan 2022 | 1,007 | 2,212 | - | - | Restricted Stock Units | |
| Kimberley D. Harris | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jan 2022 | 671 | 671 | - | - | Restricted Stock Units | |
| Jessica R. Uhl | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jan 2022 | 503 | 503 | - | - | Restricted Stock Units | |
| Jan E. Tighe | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jan 2022 | 1,007 | 2,212 | - | - | Restricted Stock Units | |
| David A. Viniar | Director | Sale of securities on an exchange or to another person at price $ 409.88 per share. | 08 Nov 2021 | 3,773 | 638,025 (0%) | 0% | 409.9 | 1,546,477 | Common Stock, par value $0.01 per share |
| David A. Viniar | Director | Sale of securities on an exchange or to another person at price $ 409.03 per share. | 08 Nov 2021 | 5,627 | 641,798 (0%) | 0% | 409.0 | 2,301,612 | Common Stock, par value $0.01 per share |
| David A. Viniar | Director | Sale of securities on an exchange or to another person at price $ 410.68 per share. | 08 Nov 2021 | 400 | 72,693 (0%) | 0% | 410.7 | 164,272 | Common Stock, par value $0.01 per share |
| David A. Viniar | Director | Sale of securities on an exchange or to another person at price $ 409.72 per share. | 08 Nov 2021 | 3,622 | 73,093 (0%) | 0% | 409.7 | 1,484,006 | Common Stock, par value $0.01 per share |
| David A. Viniar | Director | Sale of securities on an exchange or to another person at price $ 408.70 per share. | 08 Nov 2021 | 2,978 | 76,715 (0%) | 0% | 408.7 | 1,217,109 | Common Stock, par value $0.01 per share |
| David A. Viniar | Director | Sale of securities on an exchange or to another person at price $ 410.69 per share. | 08 Nov 2021 | 600 | 637,425 (0%) | 0% | 410.7 | 246,414 | Common Stock, par value $0.01 per share |
| Stephen M. Scherr | CFO | Sale of securities on an exchange or to another person at price $ 410.25 per share. | 08 Nov 2021 | 10,000 | 87,786 (0%) | 0% | 410.3 | 4,102,500 | Common Stock, par value $0.01 per share |
| David M. Solomon | Director, Chairman of the Board and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Oct 2021 | 73,264 | 73,264 | - | - | Performance-based Restricted Stock Units | |
| John E. Waldron | President and COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Oct 2021 | 48,843 | 48,843 | - | - | Performance-based Restricted Stock Units | |
| Ellen J. Kullman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Oct 2021 | 76 | 1,458 | - | - | Restricted Stock Units | |
| Peter Oppenheimer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Oct 2021 | 76 | 1,458 | - | - | Restricted Stock Units | |
| Lakshmi Niwas Mittal | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Oct 2021 | 61 | 1,407 | - | - | Restricted Stock Units | |
| Adebayo O. Ogunlesi | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Oct 2021 | 76 | 1,458 | - | - | Restricted Stock Units | |
| Mark O. Winkelman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Oct 2021 | 76 | 1,458 | - | - | Restricted Stock Units | |
| John E. Waldron | President and COO | Sale of securities on an exchange or to another person at price $ 410.82 per share. | 13 Aug 2021 | 2,003 | 87,191 (0%) | 0% | 410.8 | 822,872 | Common Stock, par value $0.01 per share |
| John E. Waldron | President and COO | Sale of securities on an exchange or to another person at price $ 416.11 per share. | 13 Aug 2021 | 400 | 70,631 (0%) | 0% | 416.1 | 166,444 | Common Stock, par value $0.01 per share |
| John E. Waldron | President and COO | Sale of securities on an exchange or to another person at price $ 414.91 per share. | 13 Aug 2021 | 2,601 | 71,031 (0%) | 0% | 414.9 | 1,079,181 | Common Stock, par value $0.01 per share |
| John E. Waldron | President and COO | Sale of securities on an exchange or to another person at price $ 413.99 per share. | 13 Aug 2021 | 2,956 | 73,632 (0%) | 0% | 414.0 | 1,223,754 | Common Stock, par value $0.01 per share |
| John E. Waldron | President and COO | Sale of securities on an exchange or to another person at price $ 412.93 per share. | 13 Aug 2021 | 7,509 | 76,588 (0%) | 0% | 412.9 | 3,100,691 | Common Stock, par value $0.01 per share |
| John E. Waldron | President and COO | Sale of securities on an exchange or to another person at price $ 412.09 per share. | 13 Aug 2021 | 3,094 | 84,097 (0%) | 0% | 412.1 | 1,275,006 | Common Stock, par value $0.01 per share |
| John E. Waldron | President and COO | Sale of securities on an exchange or to another person at price $ 409.48 per share. | 13 Aug 2021 | 1,437 | 89,194 (0%) | 0% | 409.5 | 588,423 | Common Stock, par value $0.01 per share |
| David A. Viniar | Director | Sale of securities on an exchange or to another person at price $ 403.04 per share. | 09 Aug 2021 | 3,719 | 648,163 (0%) | 0% | 403.0 | 1,498,906 | Common Stock, par value $0.01 per share |
| David A. Viniar | Director | Sale of securities on an exchange or to another person at price $ 403.75 per share. | 09 Aug 2021 | 738 | 647,425 (0%) | 0% | 403.8 | 297,968 | Common Stock, par value $0.01 per share |
| David A. Viniar | Director | Sale of securities on an exchange or to another person at price $ 401.96 per share. | 09 Aug 2021 | 5,543 | 651,882 (0%) | 0% | 402.0 | 2,228,064 | Common Stock, par value $0.01 per share |
| David A. Viniar | Director | Sale of securities on an exchange or to another person at price $ 375.45 per share. | 30 Jul 2021 | 3,164 | 81,593 (0%) | 0% | 375.5 | 1,187,924 | Common Stock, par value $0.01 per share |
| David A. Viniar | Director | Sale of securities on an exchange or to another person at price $ 376.19 per share. | 30 Jul 2021 | 1,900 | 79,693 (0%) | 0% | 376.2 | 714,761 | Common Stock, par value $0.01 per share |
| Ellen J. Kullman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jul 2021 | 84 | 1,382 | - | - | Restricted Stock Units | |
| Peter Oppenheimer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jul 2021 | 84 | 1,382 | - | - | Restricted Stock Units | |
| Lakshmi Niwas Mittal | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jul 2021 | 67 | 1,346 | - | - | Restricted Stock Units | |
| Adebayo O. Ogunlesi | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jul 2021 | 84 | 1,382 | - | - | Restricted Stock Units | |
| Mark O. Winkelman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jul 2021 | 84 | 1,382 | - | - | Restricted Stock Units | |
| David M. Solomon | Director, Chairman of the Board and CEO | Sale of securities on an exchange or to another person at price $ 375.78 per share. | 14 Jul 2021 | 4,921 | 121,317 (0%) | 0% | 375.8 | 1,849,213 | Common Stock, par value $0.01 per share |
| David M. Solomon | Director, Chairman of the Board and CEO | Sale of securities on an exchange or to another person at price $ 376.75 per share. | 14 Jul 2021 | 1,159 | 16,635 (0%) | 0% | 376.7 | 436,653 | Common Stock, par value $0.01 per share |
| David M. Solomon | Director, Chairman of the Board and CEO | Sale of securities on an exchange or to another person at price $ 375.78 per share. | 14 Jul 2021 | 1,805 | 17,794 (0%) | 0% | 375.8 | 678,283 | Common Stock, par value $0.01 per share |
| David M. Solomon | Director, Chairman of the Board and CEO | Sale of securities on an exchange or to another person at price $ 377.49 per share. | 14 Jul 2021 | 2,016 | 116,238 (0%) | 0% | 377.5 | 761,020 | Common Stock, par value $0.01 per share |
| David M. Solomon | Director, Chairman of the Board and CEO | Sale of securities on an exchange or to another person at price $ 376.76 per share. | 14 Jul 2021 | 3,063 | 118,254 (0%) | 0% | 376.8 | 1,154,016 | Common Stock, par value $0.01 per share |
| David M. Solomon | Director, Chairman of the Board and CEO | Sale of securities on an exchange or to another person at price $ 377.49 per share. | 14 Jul 2021 | 736 | 15,899 (0%) | 0% | 377.5 | 277,833 | Common Stock, par value $0.01 per share |
| Brian J. Lee | Chief Risk Officer | 14 Jul 2021 | 1,136 | 13,666 (0%) | 0% | 377.4 | 428,715 | Common Stock, par value $0.01 per share | |
| Brian J. Lee | Chief Risk Officer | 14 Jul 2021 | 4,574 | 14,802 (0%) | 0% | 376.3 | 1,721,379 | Common Stock, par value $0.01 per share | |
| Brian J. Lee | Chief Risk Officer | 14 Jul 2021 | 530 | 13,136 (0%) | 0% | 378.1 | 200,404 | Common Stock, par value $0.01 per share | |
| David A. Viniar | Director | Sale of securities on an exchange or to another person at price $ 372.46 per share. | 10 May 2021 | 5,000 | 657,425 (0%) | 0% | 372.5 | 1,862,300 | Common Stock, par value $0.01 per share |
| David M. Solomon | Director, Chairman of the Board and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Apr 2021 | 40,059 | 0 | - | - | Performance-based Restricted Stock Units | |
| David M. Solomon | Director, Chairman of the Board and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 348.11 per share. | 29 Apr 2021 | 21,320 | 126,238 (0%) | 0% | 348.1 | 7,421,705 | Common Stock, par value $0.01 per share |
| David M. Solomon | Director, Chairman of the Board and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Apr 2021 | 40,059 | 147,558 (0%) | 0% | - | Common Stock, par value $0.01 per share | |
| Ellen J. Kullman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Apr 2021 | 93 | 1,298 | - | - | Restricted Stock Units | |
| Peter Oppenheimer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Apr 2021 | 93 | 1,298 | - | - | Restricted Stock Units | |
| Lakshmi Niwas Mittal | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Apr 2021 | 74 | 1,279 | - | - | Restricted Stock Units | |
| Adebayo O. Ogunlesi | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Apr 2021 | 93 | 1,298 | - | - | Restricted Stock Units | |
| Mark O. Winkelman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Apr 2021 | 93 | 1,298 | - | - | Restricted Stock Units | |
| John F.W. Rogers | Executive Vice President | Sale of securities on an exchange or to another person at price $ 313.25 per share. | 19 Feb 2021 | 10,000 | 78,093 (0%) | 0% | 313.3 | 3,132,500 | Common Stock, par value $0.01 per share |
| David M. Solomon | Director, Chairman of the Board and CEO | Sale of securities on an exchange or to another person at price $ 311.68 per share. | 19 Feb 2021 | 1,541 | 115,958 (0%) | 0% | 311.7 | 480,299 | Common Stock, par value $0.01 per share |
| David M. Solomon | Director, Chairman of the Board and CEO | Sale of securities on an exchange or to another person at price $ 313.14 per share. | 19 Feb 2021 | 3,478 | 107,499 (0%) | 0% | 313.1 | 1,089,101 | Common Stock, par value $0.01 per share |
| David M. Solomon | Director, Chairman of the Board and CEO | Sale of securities on an exchange or to another person at price $ 312.51 per share. | 19 Feb 2021 | 4,981 | 110,977 (0%) | 0% | 312.5 | 1,556,612 | Common Stock, par value $0.01 per share |
| John E. Waldron | President and COO | Sale of securities on an exchange or to another person at price $ 312.56 per share. | 19 Feb 2021 | 11,289 | 95,041 (0%) | 0% | 312.6 | 3,528,490 | Common Stock, par value $0.01 per share |
| John E. Waldron | President and COO | Sale of securities on an exchange or to another person at price $ 313.22 per share. | 19 Feb 2021 | 4,410 | 90,631 (0%) | 0% | 313.2 | 1,381,300 | Common Stock, par value $0.01 per share |
| John E. Waldron | President and COO | Sale of securities on an exchange or to another person at price $ 311.84 per share. | 19 Feb 2021 | 4,301 | 106,330 (0%) | 0% | 311.8 | 1,341,224 | Common Stock, par value $0.01 per share |
| Stephen M. Scherr | CFO | Sale of securities on an exchange or to another person at price $ 311.68 per share. | 19 Feb 2021 | 2,501 | 115,285 (0%) | 0% | 311.7 | 779,512 | Common Stock, par value $0.01 per share |
| Stephen M. Scherr | CFO | Sale of securities on an exchange or to another person at price $ 312.49 per share. | 19 Feb 2021 | 10,688 | 104,597 (0%) | 0% | 312.5 | 3,339,893 | Common Stock, par value $0.01 per share |
| Stephen M. Scherr | CFO | Sale of securities on an exchange or to another person at price $ 313.14 per share. | 19 Feb 2021 | 6,811 | 97,786 (0%) | 0% | 313.1 | 2,132,797 | Common Stock, par value $0.01 per share |
| David A. Viniar | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 10 Feb 2021 | 5,000 | 662,425 (0%) | 0% | 0 | Common Stock, par value $0.01 per share | |
| David A. Viniar | Director | Sale of securities on an exchange or to another person at price $ 303.78 per share. | 10 Feb 2021 | 100 | 667,425 (0%) | 0% | 303.8 | 30,378 | Common Stock, par value $0.01 per share |
| David A. Viniar | Director | Sale of securities on an exchange or to another person at price $ 303.29 per share. | 10 Feb 2021 | 9,900 | 667,525 (0%) | 0% | 303.3 | 3,002,571 | Common Stock, par value $0.01 per share |
| Sheara J. Fredman | Chief Accounting Officer | Sale of securities on an exchange or to another person at price $ 285.68 per share. | 02 Feb 2021 | 2,645 | 7,375 (0%) | 0% | 285.7 | 755,624 | Common Stock, par value $0.01 per share |
| Laurence Stein | Chief Administrative Officer | Sale of securities on an exchange or to another person at price $ 272.77 per share. | 29 Jan 2021 | 2,254 | 22,531 (0%) | 0% | 272.8 | 614,824 | Common Stock, par value $0.01 per share |
| Laurence Stein | Chief Administrative Officer | Sale of securities on an exchange or to another person at price $ 283.44 per share. | 29 Jan 2021 | 1,027 | 5,438 (0%) | 0% | 283.4 | 291,093 | Common Stock, par value $0.01 per share |
| Laurence Stein | Chief Administrative Officer | Sale of securities on an exchange or to another person at price $ 272.96 per share. | 29 Jan 2021 | 1,028 | 6,465 (0%) | 0% | 273.0 | 280,603 | Common Stock, par value $0.01 per share |
| Laurence Stein | Chief Administrative Officer | Sale of securities on an exchange or to another person at price $ 283.48 per share. | 29 Jan 2021 | 4,346 | 18,185 (0%) | 0% | 283.5 | 1,232,004 | Common Stock, par value $0.01 per share |
| Laurence Stein | Chief Administrative Officer | Sale of securities on an exchange or to another person at price $ 271.72 per share. | 29 Jan 2021 | 2,093 | 24,785 (0%) | 0% | 271.7 | 568,710 | Common Stock, par value $0.01 per share |
| John F.W. Rogers | Executive Vice President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 289.39 per share. | 25 Jan 2021 | 7,485 | 88,093 (0%) | 0% | 289.4 | 2,166,084 | Common Stock, par value $0.01 per share |
| John F.W. Rogers | Executive Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Jan 2021 | 16,053 | 0 | - | - | Restricted Stock Units | |
| John F.W. Rogers | Executive Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Jan 2021 | 16,053 | 95,578 (0%) | 0% | - | Common Stock, par value $0.01 per share | |
| Brian J. Lee | Chief Risk Officer | 25 Jan 2021 | 5,017 | 21,558 (0%) | 0% | 289.4 | 1,451,870 | Common Stock, par value $0.01 per share | |
| Brian J. Lee | Chief Risk Officer | 25 Jan 2021 | 10,760 | 0 | - | - | Restricted Stock Units | ||
| Brian J. Lee | Chief Risk Officer | 25 Jan 2021 | 10,760 | 26,575 (0%) | 0% | - | Common Stock, par value $0.01 per share | ||
| Karen Patton Seymour | Executive VP - General Counsel | Payment of exercise price or tax liability using portion of securities received from the company at price $ 289.39 per share. | 25 Jan 2021 | 5,910 | 9,199 (0%) | 0% | 289.4 | 1,710,295 | Common Stock, par value $0.01 per share |
| Karen Patton Seymour | Executive VP - General Counsel | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Jan 2021 | 11,616 | 0 | - | - | Restricted Stock Units | |
| Karen Patton Seymour | Executive VP - General Counsel | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Jan 2021 | 11,616 | 15,109 (0%) | 0% | - | Common Stock, par value $0.01 per share | |
| Sheara J. Fredman | Chief Accounting Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 289.39 per share. | 25 Jan 2021 | 2,897 | 10,020 (0%) | 0% | 289.4 | 838,363 | Common Stock, par value $0.01 per share |
| Sheara J. Fredman | Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Jan 2021 | 5,693 | 0 | - | - | Restricted Stock Units | |
| Sheara J. Fredman | Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Jan 2021 | 5,693 | 12,917 (0%) | 0% | - | Common Stock, par value $0.01 per share | |
| Elizabeth M. Hammack | Global Treasurer | Sale of securities on an exchange or to another person at price $ 283.64 per share. | 25 Jan 2021 | 200 | 9,139 (0%) | 0% | 283.6 | 56,728 | Common Stock, par value $0.01 per share |
| Elizabeth M. Hammack | Global Treasurer | Sale of securities on an exchange or to another person at price $ 282.75 per share. | 25 Jan 2021 | 2,623 | 9,339 (0%) | 0% | 282.7 | 741,653 | Common Stock, par value $0.01 per share |
| Elizabeth M. Hammack | Global Treasurer | Sale of securities on an exchange or to another person at price $ 281.68 per share. | 25 Jan 2021 | 800 | 11,962 (0%) | 0% | 281.7 | 225,344 | Common Stock, par value $0.01 per share |
| Elizabeth M. Hammack | Global Treasurer | Sale of securities on an exchange or to another person at price $ 280.26 per share. | 25 Jan 2021 | 600 | 12,762 (0%) | 0% | 280.3 | 168,156 | Common Stock, par value $0.01 per share |
| Elizabeth M. Hammack | Global Treasurer | Sale of securities on an exchange or to another person at price $ 279.59 per share. | 25 Jan 2021 | 310 | 13,362 (0%) | 0% | 279.6 | 86,673 | Common Stock, par value $0.01 per share |
| Elizabeth M. Hammack | Global Treasurer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 289.39 per share. | 25 Jan 2021 | 5,023 | 5,918 (0%) | 0% | 289.4 | 1,453,606 | Common Stock, par value $0.01 per share |
| Elizabeth M. Hammack | Global Treasurer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Jan 2021 | 9,872 | 10,941 (0%) | 0% | - | Common Stock, par value $0.01 per share | |
| Elizabeth M. Hammack | Global Treasurer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Jan 2021 | 9,872 | 0 | - | - | Restricted Stock Units | |
| Elizabeth M. Hammack | Global Treasurer | Sale of securities on an exchange or to another person at price $ 284.08 per share. | 25 Jan 2021 | 200 | 8,939 (0%) | 0% | 284.1 | 56,817 | Common Stock, par value $0.01 per share |
| Laurence Stein | Chief Administrative Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Jan 2021 | 11,049 | 0 | - | - | Restricted Stock Units | |
| Laurence Stein | Chief Administrative Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 289.39 per share. | 25 Jan 2021 | 5,152 | 26,878 (0%) | 0% | 289.4 | 1,490,937 | Common Stock, par value $0.01 per share |
| Laurence Stein | Chief Administrative Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Jan 2021 | 11,049 | 32,030 (0%) | 0% | - | Common Stock, par value $0.01 per share | |
| David A. Viniar | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2021 | 1,205 | 1,205 | - | - | Restricted Stock Units | |
| Ellen J. Kullman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2021 | 1,637 | 1,637 | - | - | Restricted Stock Units | |
| Peter Oppenheimer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2021 | 1,637 | 1,637 | - | - | Restricted Stock Units | |
| M. Michelle Burns | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2021 | 1,205 | 1,205 | - | - | Restricted Stock Units | |
| Lakshmi Niwas Mittal | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2021 | 1,550 | 1,550 | - | - | Restricted Stock Units | |
| Adebayo O. Ogunlesi | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2021 | 1,637 | 1,637 | - | - | Restricted Stock Units | |
| Mark O. Winkelman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2021 | 1,637 | 1,637 | - | - | Restricted Stock Units | |
| John F.W. Rogers | Executive Vice President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2021 | 11,361 | 11,361 | - | - | Year-End Restricted Stock Units | |
| Drew G. Faust | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2021 | 1,205 | 1,205 | - | - | Restricted Stock Units | |
| Mark A. Flaherty | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2021 | 1,205 | 1,205 | - | - | Restricted Stock Units | |
| Brian J. Lee | Chief Risk Officer | 20 Jan 2021 | 13,169 | 13,169 | - | - | Year-End Restricted Stock Units | ||
| Brian J. Lee | Chief Risk Officer | 20 Jan 2021 | 200 | 15,815 (0%) | 0% | 296.2 | 59,234 | Common Stock, par value $0.01 per share | |
| Brian J. Lee | Chief Risk Officer | 20 Jan 2021 | 600 | 16,015 (0%) | 0% | 295.5 | 177,282 | Common Stock, par value $0.01 per share | |
| Brian J. Lee | Chief Risk Officer | 20 Jan 2021 | 300 | 16,615 (0%) | 0% | 294.6 | 88,389 | Common Stock, par value $0.01 per share | |
| Brian J. Lee | Chief Risk Officer | 20 Jan 2021 | 200 | 16,915 (0%) | 0% | 293.1 | 58,624 | Common Stock, par value $0.01 per share | |
| Brian J. Lee | Chief Risk Officer | 20 Jan 2021 | 800 | 17,115 (0%) | 0% | 292.4 | 233,936 | Common Stock, par value $0.01 per share | |
| Brian J. Lee | Chief Risk Officer | 20 Jan 2021 | 1,722 | 17,915 (0%) | 0% | 290.7 | 500,603 | Common Stock, par value $0.01 per share | |
| Brian J. Lee | Chief Risk Officer | 20 Jan 2021 | 3,810 | 19,637 (0%) | 0% | 290.0 | 1,104,938 | Common Stock, par value $0.01 per share | |
| Brian J. Lee | Chief Risk Officer | 20 Jan 2021 | 4,312 | 23,447 (0%) | 0% | 288.9 | 1,245,823 | Common Stock, par value $0.01 per share | |
| Brian J. Lee | Chief Risk Officer | 20 Jan 2021 | 1,794 | 27,759 (0%) | 0% | 288.1 | 516,941 | Common Stock, par value $0.01 per share | |
| Karen Patton Seymour | Executive VP - General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2021 | 8,779 | 8,779 | - | - | Year-End Restricted Stock Units | |
| Jan E. Tighe | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2021 | 1,550 | 1,550 | - | - | Restricted Stock Units | |
| Sheara J. Fredman | Chief Accounting Officer | Sale of securities on an exchange or to another person at price $ 294.03 per share. | 20 Jan 2021 | 3,304 | 7,224 (0%) | 0% | 294.0 | 971,475 | Common Stock, par value $0.01 per share |
| Sheara J. Fredman | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2021 | 11,465 | 11,465 | - | - | Year-End Restricted Stock Units | |
| Elizabeth M. Hammack | Global Treasurer | Sale of securities on an exchange or to another person at price $ 290.90 per share. | 20 Jan 2021 | 304 | 2,469 (0%) | 0% | 290.9 | 88,434 | Common Stock, par value $0.01 per share |
| Elizabeth M. Hammack | Global Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2021 | 13,944 | 13,944 | - | - | Year-End Restricted Stock Units | |
| Elizabeth M. Hammack | Global Treasurer | Sale of securities on an exchange or to another person at price $ 288.97 per share. | 20 Jan 2021 | 2,162 | 5,669 (0%) | 0% | 289.0 | 624,753 | Common Stock, par value $0.01 per share |
| Elizabeth M. Hammack | Global Treasurer | Sale of securities on an exchange or to another person at price $ 290.05 per share. | 20 Jan 2021 | 2,896 | 2,773 (0%) | 0% | 290.1 | 839,985 | Common Stock, par value $0.01 per share |
| Elizabeth M. Hammack | Global Treasurer | Sale of securities on an exchange or to another person at price $ 292.70 per share. | 20 Jan 2021 | 800 | 1,669 (0%) | 0% | 292.7 | 234,160 | Common Stock, par value $0.01 per share |
| Elizabeth M. Hammack | Global Treasurer | Sale of securities on an exchange or to another person at price $ 295.82 per share. | 20 Jan 2021 | 200 | 1,069 (0%) | 0% | 295.8 | 59,164 | Common Stock, par value $0.01 per share |
| Elizabeth M. Hammack | Global Treasurer | Sale of securities on an exchange or to another person at price $ 294.90 per share. | 20 Jan 2021 | 400 | 1,269 (0%) | 0% | 294.9 | 117,960 | Common Stock, par value $0.01 per share |
| Laurence Stein | Chief Administrative Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2021 | 13,169 | 13,169 | - | - | Year-End Restricted Stock Units | |
| David M. Solomon | Director, Chairman of the Board and CEO | Other type of transaction at price $ 0.00 per share. | 29 Jul 2020 | 5,760 | 16,149 (0%) | 0% | 0 | Common Stock, par value $0.01 per share | |
| David A. Viniar | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 31 Jan 2020 | 4,000 | 677,425 (0%) | 0% | 0 | Common Stock, par value $0.01 per share | |
| David A. Viniar | Director | Sale of securities on an exchange or to another person at price $ 243.00 per share. | 31 Jan 2020 | 300 | 681,425 (0%) | 0% | 243 | 72,900 | Common Stock, par value $0.01 per share |
| David A. Viniar | Director | Sale of securities on an exchange or to another person at price $ 242.51 per share. | 31 Jan 2020 | 14,599 | 681,725 (0%) | 0% | 242.5 | 3,540,403 | Common Stock, par value $0.01 per share |
| David A. Viniar | Director | Sale of securities on an exchange or to another person at price $ 242.13 per share. | 31 Jan 2020 | 7,301 | 696,324 (0%) | 0% | 242.1 | 1,767,791 | Common Stock, par value $0.01 per share |
| David A. Viniar | Director | Sale of securities on an exchange or to another person at price $ 242.14 per share. | 31 Jan 2020 | 2,800 | 703,625 (0%) | 0% | 242.1 | 677,992 | Common Stock, par value $0.01 per share |
| Laurence Stein | Chief Administrative Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 31 Jan 2020 | 1,851 | 24,943 (0%) | 0% | 0 | Common Stock, par value $0.01 per share | |
| Laurence Stein | Chief Administrative Officer | Sale of securities on an exchange or to another person at price $ 239.26 per share. | 31 Jan 2020 | 9,533 | 26,794 (0%) | 0% | 239.3 | 2,280,866 | Common Stock, par value $0.01 per share |
| John F.W. Rogers | Executive Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Jan 2020 | 17,393 | 87,635 (0%) | 0% | - | Common Stock, par value $0.01 per share |