XNYS 15 Jul, 2025 5:30 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Mario J. Gabelli | Director, Ten Percent Owner, Control Person of Adviser | Other type of transaction at price $ 10.00 per share. | 26 Jun 2025 | 10,000 | 200,000 | - | 10 | 100,000 | Series G Cumulative Preferred Shares |
| Mario J. Gabelli | Director, Ten Percent Owner, Control Person of Adviser | Other type of transaction at price $ 10.00 per share. | 26 Jun 2025 | 830,000 | 200,000 | - | 10 | 8,300,000 | Series E Cumulative Preferred Shares |
| Mario J. Gabelli | Director, Control Person of Adviser | Purchase of securities on an exchange or from another person at price $ 10.20 per share. | 20 Feb 2025 | 1,000 | 236,925 (1%) | 0% | 10.2 | 10,202 | Common Shares, Par Value $0.001 |
| Mario J. Gabelli | Director, Control Person of Adviser | Purchase of securities on an exchange or from another person at price $ 9.95 per share. | 22 Jan 2025 | 1,000 | 3,000 (0%) | 0% | 10.0 | 9,950 | Common Shares, Par Value $0.001 |
| Mario J. Gabelli | Director, Control Person of Adviser | Purchase of securities on an exchange or from another person at price $ 9.80 per share. | 16 Jan 2025 | 4,000 | 235,872 (1%) | 0% | 9.8 | 39,200 | Common Shares, Par Value $0.001 |
| Mario J. Gabelli | Director, Control Person of Adviser | Purchase of securities on an exchange or from another person at price $ 9.70 per share. | 30 Dec 2024 | 2,000 | 231,872 (1%) | 0% | 9.7 | 19,400 | Common Shares, Par Value $0.001 |
| Mario J. Gabelli | Director, Control Person of Adviser | Purchase of securities on an exchange or from another person at price $ 9.80 per share. | 30 Dec 2024 | 4,000 | 229,872 (1%) | 0% | 9.8 | 39,200 | Common Shares, Par Value $0.001 |
| Mario J. Gabelli | Director, Control Person of Adviser | Purchase of securities on an exchange or from another person at price $ 10.30 per share. | 12 Dec 2024 | 3,456 | 225,328 (1%) | 0% | 10.3 | 35,597 | Common Shares, Par Value $0.001 |
| Mario J. Gabelli | Director, Control Person of Adviser | Purchase of securities on an exchange or from another person at price $ 10.12 per share. | 12 Dec 2024 | 544 | 225,872 (1%) | 0% | 10.1 | 5,505 | Common Shares, Par Value $0.001 |
| Mario J. Gabelli | Director, Control Person of Adviser | Purchase of securities on an exchange or from another person at price $ 10.55 per share. | 04 Dec 2024 | 1,000 | 221,872 (1%) | 0% | 10.6 | 10,550 | Common Shares, Par Value $0.001 |
| Mario J. Gabelli | Director, Control Person of Adviser | Purchase of securities on an exchange or from another person at price $ 10.50 per share. | 04 Dec 2024 | 2,000 | 2,000 (0%) | 0% | 10.5 | 21,000 | Common Shares, Par Value $0.001 |
| Mario J. Gabelli | Director, Control Person of Adviser | Purchase of securities on an exchange or from another person at price $ 10.50 per share. | 04 Dec 2024 | 137 | 8,000 (0%) | 0% | 10.5 | 1,439 | Common Shares, Par Value $0.001 |
| Mario J. Gabelli | Director, Control Person of Adviser | Purchase of securities on an exchange or from another person at price $ 10.50 per share. | 03 Dec 2024 | 7,863 | 7,863 (0%) | 0% | 10.5 | 82,562 | Common Shares, Par Value $0.001 |
| J. Mario Gabelli | Director, Control Person of Adviser | Purchase of securities on an exchange or from another person at price $ 10.30 per share. | 27 Nov 2024 | 112 | 220,872 (1%) | 0% | 10.3 | 1,154 | Common Shares, Par Value $0.001 |
| Mario J. Gabelli | Director, Control Person of Adviser | Purchase of securities on an exchange or from another person at price $ 10.18 per share. | 25 Nov 2024 | 3,000 | 312,226 (1%) | 0% | 10.2 | 30,540 | Common Shares, Par Value $0.001 |
| Mario J. Gabelli | Director, Control Person of Adviser | Purchase of securities on an exchange or from another person at price $ 10.14 per share. | 21 Nov 2024 | 4,000 | 220,760 (1%) | 0% | 10.1 | 40,560 | Common Shares, Par Value $0.001 |
| Mario J. Gabelli | Director, Control Person of Adviser | Purchase of securities on an exchange or from another person at price $ 10.76 per share. | 19 Aug 2024 | 5,000 | 309,226 (1%) | 0% | 10.8 | 53,781 | Common Shares, Par Value $0.001 |
| Mario J. Gabelli | Director, Ten Percent Owner, Control Person of Adviser | Other type of transaction at price $ 10.00 per share. | 26 Jun 2024 | 370,000 | 900,000 | - | 10 | 3,700,000 | Series E Cumulative Preferred Shares |
| Mario J. Gabelli | Director, Ten Percent Owner, Control Person of Adviser | Purchase of securities on an exchange or from another person at price $ 10.00 per share. | 29 Feb 2024 | 10,000 | 210,000 | - | 10 | 100,000 | Series G Cumulative Preferred Shares |
| Mario J. Gabelli | Director, Ten Percent Owner, Control Person of Adviser | Purchase of securities on an exchange or from another person at price $ 10.00 per share. | 29 Feb 2024 | 200,000 | 200,000 | - | 10 | 2,000,000 | Series G Cumulative Preferred Shares |
| Mario J. Gabelli | Director, Ten Percent Owner, Control Person of Adviser | Purchase of securities on an exchange or from another person at price $ 10.00 per share. | 29 Feb 2024 | 400,000 | 400,000 | - | 10 | 4,000,000 | Series G Cumulative Preferred Shares |
| Mario Gabelli J. | Director, Ten Percent Owner, Control Person of Adviser | Other type of transaction at price $ 10.00 per share. | 26 Dec 2023 | 461,000 | 200,000 | - | 10 | 4,610,000 | Series G Cumulative Preferred Shares |
| J. Gabelli Mario | Director, Ten Percent Owner, Control Person of Adviser | Other type of transaction at price $ 10.00 per share. | 26 Dec 2023 | 100,000 | 0 | - | 10 | 1,000,000 | Series G Cumulative Preferred Shares |
| Gabelli J. Mario | Director, Ten Percent Owner, Control Person of Adviser | Other type of transaction at price $ 10.00 per share. | 26 Dec 2023 | 50,000 | 0 | - | 10 | 500,000 | Series G Cumulative Preferred Shares |
| Mario Gabelli J. | Director, Control Person of Adviser | Purchase of securities on an exchange or from another person at price $ 9.04 per share. | 11 Dec 2023 | 6,000 | 233,141 (1%) | 0% | 9.0 | 54,269 | Common Shares, Par Value $0.001 |
| Mario J. Gabelli | Director, Ten Percent Owner, Control Person of Adviser | Purchase of securities on an exchange or from another person at price $ 10.00 per share. | 18 Jan 2023 | 50,000 | 50,000 | - | 10 | 500,000 | Series G Cumulative Preferred Shares |
| Mario J. Gabelli | Director, Ten Percent Owner, Control Person of Adviser | Purchase of securities on an exchange or from another person at price $ 10.00 per share. | 18 Jan 2023 | 61,000 | 61,000 | - | 10 | 610,000 | Series G Cumulative Preferred Shares |
| Mario J. Gabelli | Director, Ten Percent Owner, Control Person of Adviser | Purchase of securities on an exchange or from another person at price $ 10.00 per share. | 18 Jan 2023 | 200,000 | 200,000 | - | 10 | 2,000,000 | Series G Cumulative Preferred Shares |
| Mario J. Gabelli | Director, Ten Percent Owner, Control Person of Adviser | Purchase of securities on an exchange or from another person at price $ 10.00 per share. | 18 Jan 2023 | 100,000 | 100,000 | - | 10 | 1,000,000 | Series G Cumulative Preferred Shares |
| Mario J. Gabelli | Director, Ten Percent Owner, Control Person of Adviser | Purchase of securities on an exchange or from another person at price $ 10.00 per share. | 18 Jan 2023 | 100,000 | 100,000 | - | 10 | 1,000,000 | Series G Cumulative Preferred Shares |
| Jeffrey J. Jonas | Director | Purchase of securities on an exchange or from another person at price $ 10.00 per share. | 18 Jan 2023 | 25,000 | 25,000 | - | 10 | 250,000 | Series G Cumulative Preferred Shares |
| Mario J. Gabelli | Director, Ten Percent Owner, Control Person of Adviser | Other type of transaction at price $ 20.00 per share. | 27 Dec 2022 | 190,000 | 0 | - | 20 | 3,800,000 | Series C Cumulative Preferred Shares |
| Jeffrey J. Jonas | Director | Other type of transaction at price $ 20.00 per share. | 27 Dec 2022 | 12,500 | 0 | - | 20 | 250,000 | Series C Cumulative Preferred Shares |
| Mario J. Gabelli | Director, Ten Percent Owner, Control Person of Adviser | Other type of transaction at price $ 20.00 per share. | 27 Dec 2022 | 100,000 | 0 | - | 20 | 2,000,000 | Series C Cumulative Preferred Shares |
| Mario J. Gabelli | Director, Ten Percent Owner, Control Person of Adviser | Other type of transaction at price $ 20.00 per share. | 27 Dec 2022 | 100,000 | 0 | - | 20 | 2,000,000 | Series C Cumulative Preferred Shares |
| Mario J. Gabelli | Director, Ten Percent Owner, Control Person of Adviser | Other type of transaction at price $ 20.00 per share. | 27 Dec 2022 | 175,000 | 0 | - | 20 | 3,500,000 | Series C Cumulative Preferred Shares |
| Mario J. Gabelli | Director, Ten Percent Owner, Control Person of Adviser | Purchase of securities on an exchange or from another person at price $ 10.00 per share. | 17 Oct 2022 | 230,000 | 700,000 | - | 10 | 2,300,000 | Series E Cumulative Preferred Shares |
| Mario J. Gabelli | Director, Ten Percent Owner, Control Person of Adviser | Sale of securities on an exchange or to another person at price $ 20.00 per share. | 17 Oct 2022 | 50,000 | 0 | - | 20 | 1,000,000 | Series C Cumulative Preferred Shares |
| Mario J. Gabelli | Director, Ten Percent Owner, Control Person of Adviser | Purchase of securities on an exchange or from another person at price $ 20.00 per share. | 17 Oct 2022 | 50,000 | 175,000 | - | 20 | 1,000,000 | Series C Cumulative Preferred Shares |
| Mario J. Gabelli | Director, Ten Percent Owner, Control Person of Adviser | Sale of securities on an exchange or to another person at price $ 10.00 per share. | 17 Oct 2022 | 230,000 | 0 | - | 10 | 2,300,000 | Series E Cumulative Preferred Shares |
| Agnes Mullady | Director | Purchase of securities on an exchange or from another person at price $ 12.75 per share. | 17 Feb 2022 | 150 | 150 (0%) | 0% | 12.7 | 1,912 | Common Shares, Par Value $0.001 |
| Mario J. Gabelli | Director, Ten Percent Owner, Control Person of Adviser | Purchase of securities on an exchange or from another person at price $ 10.00 per share. | 15 Oct 2021 | 230,000 | 230,000 | - | 10 | 2,300,000 | Series E Cumulative Preferred Shares |
| Mario J. Gabelli | Director, Ten Percent Owner, Control Person of Adviser | Purchase of securities on an exchange or from another person at price $ 10.00 per share. | 15 Oct 2021 | 370,000 | 370,000 | - | 10 | 3,700,000 | Series E Cumulative Preferred Shares |
| Mario J. Gabelli | Director, Ten Percent Owner, Control Person of Adviser | Purchase of securities on an exchange or from another person at price $ 10.00 per share. | 15 Oct 2021 | 470,000 | 470,000 | - | 10 | 4,700,000 | Series E Cumulative Preferred Shares |
| Mario J. Gabelli | Director, Ten Percent Owner, Control Person of Adviser | Purchase of securities on an exchange or from another person at price $ 10.00 per share. | 15 Oct 2021 | 200,000 | 200,000 | - | 10 | 2,000,000 | Series E Cumulative Preferred Shares |
| Mario J. Gabelli | Director, Ten Percent Owner, Control Person of Adviser | Purchase of securities on an exchange or from another person at price $ 10.00 per share. | 15 Oct 2021 | 130,000 | 130,000 | - | 10 | 1,300,000 | Series E Cumulative Preferred Shares |
| Mario J. Gabelli | Director, Control Person of Adviser | Purchase of securities on an exchange or from another person at price $ 12.20 per share. | 02 Feb 2021 | 1,398 | 201,412 (1%) | 0% | 12.2 | 17,056 | Common Shares, Par Value $0.001 |
| Bruce N. Alpert | President | Other type of transaction at price $ 25.36 per share. | 24 Dec 2020 | 4,000 | 0 | - | 25.4 | 101,436 | Series B Cumulative Preferred Shares |
| Bruce N. Alpert | President | Other type of transaction at price $ 25.36 per share. | 24 Dec 2020 | 4,000 | 0 | - | 25.4 | 101,436 | Series B Cumulative Preferred Shares |
| Jeffrey J. Jonas | Director | Other type of transaction at price $ 25.36 per share. | 24 Dec 2020 | 3,000 | 0 | - | 25.4 | 76,077 | Series B Cumulative Preferred Shares |
| Mario J. Gabelli | Director, Control Person of Adviser | Purchase of securities on an exchange or from another person at price $ 20.00 per share. | 18 Dec 2020 | 190,000 | 190,000 | - | 20 | 3,800,000 | Series C Cumulative Preferred Shares |
| Mario J. Gabelli | Director, Control Person of Adviser | Purchase of securities on an exchange or from another person at price $ 20.00 per share. | 18 Dec 2020 | 100,000 | 100,000 | - | 20 | 2,000,000 | Series C Cumulative Preferred Shares |
| Mario J. Gabelli | Director, Control Person of Adviser | Purchase of securities on an exchange or from another person at price $ 20.00 per share. | 18 Dec 2020 | 100,000 | 100,000 | - | 20 | 2,000,000 | Series C Cumulative Preferred Shares |
| Mario J. Gabelli | Director, Control Person of Adviser | Purchase of securities on an exchange or from another person at price $ 20.00 per share. | 18 Dec 2020 | 125,000 | 125,000 | - | 20 | 2,500,000 | Series C Cumulative Preferred Shares |
| Bruce N. Alpert | President | Purchase of securities on an exchange or from another person at price $ 20.00 per share. | 18 Dec 2020 | 2,500 | 2,500 | - | 20 | 50,000 | Series C Cumulative Preferred Shares |
| Jeffrey J. Jonas | Director | Purchase of securities on an exchange or from another person at price $ 20.00 per share. | 18 Dec 2020 | 12,500 | 12,500 | - | 20 | 250,000 | Series C Cumulative Preferred Shares |
| Bruce N. Alpert | President | Purchase of securities on an exchange or from another person at price $ 20.00 per share. | 18 Dec 2020 | 2,500 | 2,500 | - | 20 | 50,000 | Series C Cumulative Preferred Shares |
| Mario J. Gabelli | Director, Control Person of Adviser | Purchase of securities on an exchange or from another person at price $ 11.29 per share. | 30 Nov 2020 | 5,000 | 197,384 (1%) | 0% | 11.3 | 56,443 | Common Shares, Par Value $0.001 |
| Mario J. Gabelli | Director, Control Person of Adviser | Purchase of securities on an exchange or from another person at price $ 11.30 per share. | 19 Nov 2020 | 1,000 | 192,384 (1%) | 0% | 11.3 | 11,295 | Common Shares, Par Value $0.001 |
| Jeffrey J. Jonas | Director | Purchase of securities on an exchange or from another person at price $ 10.76 per share. | 24 Aug 2020 | 2,000 | 15,667 (0%) | 0% | 10.8 | 21,520 | Common Shares, Par Value $0.001 |
| Mario J. Gabelli | Other, Control Person of Adviser | Other type of transaction at price $ 0.00 per share. | 10 Mar 2020 | 500 | 185,537 (1%) | 0% | 0 | Common Shares, Par Value $0.001 | |
| James P. Conn | None | Sale of securities on an exchange or to another person at price $ 10.89 per share. | 15 Nov 2019 | 22,856 | 1,000 (0%) | 0% | 10.9 | 248,810 | Common Shares, Par Value $0.001 |
| James P. Conn | None | Sale of securities on an exchange or to another person at price $ 10.71 per share. | 11 Nov 2019 | 1,282 | 44,147 (0%) | 0% | 10.7 | 13,730 | Common Shares, Par Value $0.001 |
| James P. Conn | None | Sale of securities on an exchange or to another person at price $ 10.71 per share. | 11 Nov 2019 | 20,291 | 23,856 (0%) | 0% | 10.7 | 217,327 | Common Shares, Par Value $0.001 |
| James P. Conn | None | Sale of securities on an exchange or to another person at price $ 10.63 per share. | 07 Nov 2019 | 14,507 | 45,429 (0%) | 0% | 10.6 | 154,233 | Common Shares, Par Value $0.001 |
| James P. Conn | None | Sale of securities on an exchange or to another person at price $ 10.45 per share. | 26 Sep 2019 | 9,000 | 59,936 (0%) | 0% | 10.5 | 94,051 | Common Shares, Par Value $0.001 |
| James P. Conn | None | Sale of securities on an exchange or to another person at price $ 10.60 per share. | 20 Sep 2019 | 4,200 | 73,144 (0%) | 0% | 10.6 | 44,525 | Common Shares, Par Value $0.001 |
| James P. Conn | None | Sale of securities on an exchange or to another person at price $ 10.52 per share. | 20 Sep 2019 | 4,208 | 68,936 (0%) | 0% | 10.5 | 44,268 | Common Shares, Par Value $0.001 |
| James P. Conn | None | Sale of securities on an exchange or to another person at price $ 10.57 per share. | 19 Sep 2019 | 2,000 | 77,344 (0%) | 0% | 10.6 | 21,144 | Common Shares, Par Value $0.001 |
| James P. Conn | None | Sale of securities on an exchange or to another person at price $ 10.68 per share. | 12 Sep 2019 | 10,000 | 79,344 (0%) | 0% | 10.7 | 106,836 | Common Shares, Par Value $0.001 |
| James P. Conn | None | Sale of securities on an exchange or to another person at price $ 10.40 per share. | 29 Aug 2019 | 6,173 | 89,344 (0%) | 0% | 10.4 | 64,230 | Common Shares, Par Value $0.001 |
| Mario J. Gabelli | Other | Purchase of securities on an exchange or from another person at price $ 10.50 per share. | 26 Jun 2019 | 20,000 | 275,819 (1%) | 0% | 10.5 | 210,000 | Common Shares, Par Value $0.001 |
| Mario J. Gabelli | Other | Purchase of securities on an exchange or from another person at price $ 10.35 per share. | 14 Jun 2019 | 8,000 | 252,604 (1%) | 0% | 10.3 | 82,796 | Common Shares, Par Value $0.001 |
| Mario J. Gabelli | Other | Purchase of securities on an exchange or from another person at price $ 10.49 per share. | 28 May 2019 | 7,000 | 244,604 (1%) | 0% | 10.5 | 73,434 | Common Shares, Par Value $0.001 |
| Salvatore J. Zizza | None | Sale of securities on an exchange or to another person at price $ 24.90 per share. | 28 Dec 2018 | 3,600 | 0 (0%) | 0% | 24.9 | 89,648 | Series A Cumulative Preferred Shares |
| Jeffrey J. Jonas | None | Purchase of securities on an exchange or from another person at price $ 10.06 per share. | 22 Sep 2017 | 2,000 | 13,667 (0%) | 0% | 10.1 | 20,120 | Common Shares, Par Value $0.001 |
| Kuni Nakamura | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 Jun 2016 | 2,300 | 2,300 | - | - | Common Shares, Par Value $0.001 |