403 XNYS Volume
XNYS 03 Apr, 2025 10:05 AM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| J. Mario Gabelli | Director, Ten Percent Owner, Control Person of Adviser | Sale of securities on an exchange or to another person at price $ 8.04 per share. | 26 Nov 2024 | 2,500 | 242,000 (1%) | 0% | 8.0 | 20,100 | Common Shares, Par Value $0.001 |
| Mario J. Gabelli | Director, Ten Percent Owner, Control Person of Adviser | Sale of securities on an exchange or to another person at price $ 8.09 per share. | 29 Aug 2024 | 307 | 1,846,636 (11%) | 0% | 8.1 | 2,484 | Common Shares, Par Value $0.001 |
| Mario J. Gabelli | Director, Ten Percent Owner, Control Person of Adviser | Other type of transaction at price $ 10.00 per share. | 26 Mar 2024 | 250,000 | 0 | - | 10 | 2,500,000 | Series E Cumulative Preferred Shares |
| J. Mario Gabelli | Director, Ten Percent Owner, Control Person of Adviser | Other type of transaction at price $ 10.00 per share. | 26 Mar 2024 | 200,000 | 0 | - | 10 | 2,000,000 | Series E Cumulative Preferred Shares |
| J. Mario Gabelli | Director, Ten Percent Owner, Control Person of Adviser | Other type of transaction at price $ 10.00 per share. | 26 Mar 2024 | 240,000 | 0 | - | 10 | 2,400,000 | Series E Cumulative Preferred Shares |
| J. Mario Gabelli | Director, Ten Percent Owner, Control Person of Adviser | Other type of transaction at price $ 10.00 per share. | 26 Mar 2024 | 300,000 | 0 | - | 10 | 3,000,000 | Series E Cumulative Preferred Shares |
| J. Gabelli Mario | Director, Ten Percent Owner, Control Person of Adviser | Sale of securities on an exchange or to another person at price $ 8.01 per share. | 11 Dec 2023 | 2,000 | 2,797,577 (17%) | 0% | 8.0 | 16,020 | Common Shares, Par Value $0.001 |
| Mario J. Gabelli | Director, Ten Percent Owner, Control Person of Adviser | Purchase of securities on an exchange or from another person at price $ 7.93 per share. | 07 Aug 2023 | 120 | 57,282 (0%) | 0% | 7.9 | 952 | Common Shares, Par Value $0.001 |
| Mario J. Gabelli | Director, Ten Percent Owner, Control Person of Adviser | Purchase of securities on an exchange or from another person at price $ 7.93 per share. | 31 Jul 2023 | 500 | 2,751,577 (17%) | 0% | 7.9 | 3,966 | Common Shares, Par Value $0.001 |
| Mario J. Gabelli | Director, Ten Percent Owner, Control Person of Adviser | Sale of securities on an exchange or to another person at price $ 7.85 per share. | 17 Apr 2023 | 2,000 | 48,000 (0%) | 0% | 7.9 | 15,700 | Common Shares, Par Value $0.001 |
| Mario J. Gabelli | Director, Ten Percent Owner, Control Person of Adviser | Other type of transaction at price $ 10.00 per share. | 27 Mar 2023 | 250,000 | 250,000 | - | 10 | 2,500,000 | Series E Cumulative Preferred Shares |
| Mario J. Gabelli | Director, Ten Percent Owner, Control Person of Adviser | Purchase of securities on an exchange or from another person at price $ 8.12 per share. | 10 Feb 2023 | 2,000 | 50,000 (0%) | 0% | 8.1 | 16,240 | Common Shares, Par Value $0.001 |
| Mario J. Gabelli | Director, Ten Percent Owner, Control Person of Adviser | Purchase of securities on an exchange or from another person at price $ 7.99 per share. | 24 Oct 2022 | 221 | 241,078 (1%) | 0% | 8.0 | 1,766 | Common Shares, Par Value $0.001 |
| Mario J. Gabelli | Director, Ten Percent Owner, Control Person of Adviser | Purchase of securities on an exchange or from another person at price $ 10.00 per share. | 17 Oct 2022 | 200,000 | 500,000 | - | 10 | 2,000,000 | Series E Cumulative Preferred Shares |
| Mario J. Gabelli | Director, Ten Percent Owner, Control Person of Adviser | Sale of securities on an exchange or to another person at price $ 10.00 per share. | 17 Oct 2022 | 200,000 | 0 | - | 10 | 2,000,000 | Series E Cumulative Preferred Shares |
| Mario J. Gabelli | Director, Ten Percent Owner, Control Person of Adviser | Purchase of securities on an exchange or from another person at price $ 7.89 per share. | 07 Oct 2022 | 1,200 | 48,000 (0%) | 0% | 7.9 | 9,468 | Common Shares, Par Value $0.001 |
| Mario J. Gabelli | Director, Ten Percent Owner, Control Person of Adviser | Purchase of securities on an exchange or from another person at price $ 8.00 per share. | 03 Oct 2022 | 170 | 46,800 (0%) | 0% | 8 | 1,360 | Common Shares, Par Value $0.001 |
| Mario J. Gabelli | Director, Ten Percent Owner, Control Person of Adviser | Purchase of securities on an exchange or from another person at price $ 8.00 per share. | 03 Oct 2022 | 2,736 | 2,510,000 (15%) | 0% | 8 | 21,888 | Common Shares, Par Value $0.001 |
| Mario J. Gabelli | Director, Ten Percent Owner, Control Person of Adviser | Purchase of securities on an exchange or from another person at price $ 8.25 per share. | 18 Jul 2022 | 900 | 240,856 (1%) | 0% | 8.3 | 7,425 | Common Shares, Par Value $0.001 |
| Mario J. Gabelli | Director, Ten Percent Owner, Control Person of Adviser | Purchase of securities on an exchange or from another person at price $ 10.00 per share. | 28 Mar 2022 | 200,000 | 200,000 | - | 10 | 2,000,000 | Series E Cumulative Preferred Shares |
| Mario J. Gabelli | Director, Ten Percent Owner, Control Person of Adviser | Purchase of securities on an exchange or from another person at price $ 10.00 per share. | 28 Mar 2022 | 300,000 | 300,000 | - | 10 | 3,000,000 | Series E Cumulative Preferred Shares |
| Mario J. Gabelli | Director, Ten Percent Owner, Control Person of Adviser | Purchase of securities on an exchange or from another person at price $ 10.00 per share. | 28 Mar 2022 | 200,000 | 200,000 | - | 10 | 2,000,000 | Series E Cumulative Preferred Shares |
| Mario J. Gabelli | Director, Ten Percent Owner, Control Person of Adviser | Purchase of securities on an exchange or from another person at price $ 10.00 per share. | 28 Mar 2022 | 240,000 | 240,000 | - | 10 | 2,400,000 | Series E Cumulative Preferred Shares |
| Mario J. Gabelli | Director, Ten Percent Owner, Control Person of Adviser | Purchase of securities on an exchange or from another person at price $ 10.00 per share. | 28 Mar 2022 | 300,000 | 300,000 | - | 10 | 3,000,000 | Series E Cumulative Preferred Shares |
| Agnes Mullady | Director | Purchase of securities on an exchange or from another person at price $ 8.67 per share. | 17 Feb 2022 | 150 | 150 (0%) | 0% | 8.7 | 1,300 | Common Shares, Par Value $0.001 |
| Mario J. Gabelli | Director, Ten Percent Owner, Control Person of Adviser | Sale of securities on an exchange or to another person at price $ 8.99 per share. | 22 Oct 2021 | 3,591 | 2,441,900 (15%) | 0% | 9.0 | 32,287 | Common Shares, Par Value $0.001 |
| Mario J. Gabelli | Director, Control Person of Adviser | Sale of securities on an exchange or to another person at price $ 8.97 per share. | 30 Sep 2021 | 7,407 | 1,822,732 (11%) | 0% | 9.0 | 66,438 | Common Shares, Par Value $0.001 |
| Mario J. Gabelli | Director, Ten Percent Owner, Control Person of Adviser | Purchase of securities on an exchange or from another person at price $ 8.98 per share. | 16 Feb 2021 | 3,500 | 231,960 (1%) | 0% | 9.0 | 31,430 | Common Shares, Par Value $0.001 |
| Mario J. Gabelli | Other, Control Person of Adviser | Purchase of securities on an exchange or from another person at price $ 3.31 per share. | 15 Jul 2020 | 1,870 | 2,532,695 (15%) | 0% | 3.3 | 6,190 | Common Shares, Par Value $0.001 |
| Mario J. Gabelli | Other, Control Person of Adviser | Purchase of securities on an exchange or from another person at price $ 8.31 per share. | 22 May 2020 | 10,987 | 2,530,825 (15%) | 0% | 8.3 | 91,289 | Common Shares, Par Value $0.001 |
| Mario J. Gabelli | Other, Control Person of Adviser | Purchase of securities on an exchange or from another person at price $ 8.17 per share. | 08 May 2020 | 4,959 | 2,519,838 (15%) | 0% | 8.2 | 40,515 | Common Shares, Par Value $0.001 |
| Mario J. Gabelli | Other, Control Person of Adviser | Purchase of securities on an exchange or from another person at price $ 8.16 per share. | 06 May 2020 | 1,021 | 2,509,241 (15%) | 0% | 8.2 | 8,331 | Common Shares, Par Value $0.001 |
| Mario J. Gabelli | Other, Control Person of Adviser | Purchase of securities on an exchange or from another person at price $ 8.12 per share. | 06 May 2020 | 5,638 | 2,514,879 (15%) | 0% | 8.1 | 45,788 | Common Shares, Par Value $0.001 |
| Mario J. Gabelli | Other, Control Person of Adviser | Purchase of securities on an exchange or from another person at price $ 7.95 per share. | 04 May 2020 | 2,415 | 2,503,633 (15%) | 0% | 8.0 | 19,211 | Common Shares, Par Value $0.001 |
| Mario J. Gabelli | Other, Control Person of Adviser | Purchase of securities on an exchange or from another person at price $ 8.12 per share. | 04 May 2020 | 4,587 | 2,508,220 (15%) | 0% | 8.1 | 37,262 | Common Shares, Par Value $0.001 |
| James P. Conn | Director | Purchase of securities on an exchange or from another person at price $ 7.91 per share. | 20 Apr 2020 | 1,000 | 2,000 (0%) | 0% | 7.9 | 7,910 | Common Shares, Par Value $0.001 |
| Mario J. Gabelli | Other, Control Person of Adviser | Other type of transaction at price $ 50.00 per share. | 26 Mar 2020 | 40,000 | 0 | - | 50 | 2,000,000 | Series C Cumulative Puttable and Callable Preferred Shares |
| Mario J. Gabelli | Other, Control Person of Adviser | Other type of transaction at price $ 50.00 per share. | 26 Mar 2020 | 216,000 | 0 | - | 50 | 10,800,000 | Series C Cumulative Puttable and Callable Preferred Shares |
| Mario J. Gabelli | Other, Control Person of Adviser | Sale of securities on an exchange or to another person at price $ 50.51 per share. | 09 Mar 2020 | 2,400 | 216,000 | - | 50.5 | 121,216 | Series C Cumulative Puttable and Callable Preferred Shares |
| Mario J. Gabelli | Other, Control Person of Adviser | Sale of securities on an exchange or to another person at price $ 51.50 per share. | 09 Mar 2020 | 5,000 | 40,000 | - | 51.5 | 257,512 | Series C Cumulative Puttable and Callable Preferred Shares |
| Mario J. Gabelli | Other, Control Person of Adviser | Sale of securities on an exchange or to another person at price $ 50.86 per share. | 06 Jan 2020 | 741 | 0 (0%) | 0% | 50.9 | 37,687 | Series C Cumulative Puttable and Callable Preferred Shares |
| Mario J. Gabelli | Other | Purchase of securities on an exchange or from another person at price $ 9.27 per share. | 24 Dec 2019 | 4,700 | 2,500,636 (15%) | 0% | 9.3 | 43,582 | Common Shares, Par Value $0.001 |
| Mario J. Gabelli | Other | Sale of securities on an exchange or to another person at price $ 9.19 per share. | 30 Oct 2019 | 1,000 | 2,495,936 (15%) | 0% | 9.2 | 9,186 | Common Shares, Par Value $0.001 |
| James P. Conn | None | Sale of securities on an exchange or to another person at price $ 9.20 per share. | 06 Sep 2019 | 2,996 | 1,000 (0%) | 0% | 9.2 | 27,575 | Common Shares, Par Value $0.001 |
| James P. Conn | None | Sale of securities on an exchange or to another person at price $ 9.26 per share. | 29 Aug 2019 | 11,004 | 3,996 (0%) | 0% | 9.3 | 101,907 | Common Shares, Par Value $0.001 |
| Mario J. Gabelli | Other | Purchase of securities on an exchange or from another person at price $ 9.16 per share. | 13 Dec 2018 | 800 | 210,800 (1%) | 0% | 9.2 | 7,328 | Common Shares, Par Value $0.001 |
| Mario J. Gabelli | Other | Purchase of securities on an exchange or from another person at price $ 9.08 per share. | 11 Dec 2018 | 1,000 | 206,219 (1%) | 0% | 9.1 | 9,080 | Common Shares, Par Value $0.001 |
| Mario J. Gabelli | Other | Purchase of securities on an exchange or from another person at price $ 9.19 per share. | 11 Dec 2018 | 3,781 | 210,000 (1%) | 0% | 9.2 | 34,747 | Common Shares, Par Value $0.001 |
| Mario J. Gabelli | Other | Purchase of securities on an exchange or from another person at price $ 9.69 per share. | 20 Feb 2018 | 18,658 | 188,722 (1%) | 0% | 9.7 | 180,746 | Common Shares, Par Value $0.001 |
| Mario J. Gabelli | Other | Purchase of securities on an exchange or from another person at price $ 9.91 per share. | 16 Jan 2018 | 9,000 | 170,064 (0%) | 0% | 9.9 | 89,190 | Common Shares, Par Value $0.001 |
| Mario J. Gabelli | Other | Purchase of securities on an exchange or from another person at price $ 50.30 per share. | 04 Jan 2018 | 200 | 500 (0%) | 0% | 50.3 | 10,060 | Series B Cumulative Puttable and Callable Preferred Shares |
| Mario J. Gabelli | Other | Purchase of securities on an exchange or from another person at price $ 9.99 per share. | 04 Dec 2017 | 32,982 | 320,560 (1%) | 0% | 10.0 | 329,655 | Common Shares, Par Value $0.001 |
| Mario J. Gabelli | Other | Purchase of securities on an exchange or from another person at price $ 10.00 per share. | 30 Nov 2017 | 50,000 | 252,866 (1%) | 0% | 10.0 | 500,200 | Common Shares, Par Value $0.001 |
| Mario J. Gabelli | Other | Purchase of securities on an exchange or from another person at price $ 9.98 per share. | 30 Nov 2017 | 34,712 | 287,578 (1%) | 0% | 10.0 | 346,513 | Common Shares, Par Value $0.001 |
| Mario J. Gabelli | Other | Purchase of securities on an exchange or from another person at price $ 50.76 per share. | 22 Nov 2017 | 200 | 200 (0%) | 0% | 50.8 | 10,153 | Series B Cumulative Puttable and Callable Preferred Shares |
| Mario J. Gabelli | Other | Purchase of securities on an exchange or from another person at price $ 50.76 per share. | 22 Nov 2017 | 200 | 200 (0%) | 0% | 50.8 | 10,153 | Series B Cumulative Puttable and Callable Preferred Shares |
| Mario J. Gabelli | Other | Purchase of securities on an exchange or from another person at price $ 50.76 per share. | 22 Nov 2017 | 100 | 38,500 (0%) | 0% | 50.8 | 5,076 | Series B Cumulative Puttable and Callable Preferred Shares |
| Mario J. Gabelli | Other | Purchase of securities on an exchange or from another person at price $ 50.76 per share. | 22 Nov 2017 | 100 | 100 (0%) | 0% | 50.8 | 5,076 | Series B Cumulative Puttable and Callable Preferred Shares |
| Mario J. Gabelli | Other | Purchase of securities on an exchange or from another person at price $ 50.65 per share. | 22 Nov 2017 | 100 | 300 (0%) | 0% | 50.7 | 5,065 | Series B Cumulative Puttable and Callable Preferred Shares |
| Mario J. Gabelli | Other | Other type of transaction at price $ 0.00 per share. | 07 Sep 2017 | 66,900 | 0 (0%) | 0% | 0 | Common Shares, Par Value $0.001 | |
| Mario J. Gabelli | Other | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 13 Aug 2012 | 2,000 | 52,098 | - | - | Common Shares, Par Value $0.001 | |
| Mario J. Gabelli | Other | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 25 May 2012 | 1,800 | 131,800 | - | - | Series B Cumulative Puttable and Callable Preferred Shares | |
| Mario J. Gabelli | Other | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 25 May 2012 | 1,800 | 129,700 | - | - | Series B Cumulative Puttable and Callable Preferred Shares | |
| Mario J. Gabelli | Other | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 25 May 2012 | 300 | 130,000 | - | - | Series B Cumulative Puttable and Callable Preferred Shares | |
| Mario J. Gabelli | Other | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 09 May 2012 | 100 | 127,900 | - | - | Series B Cumulative Puttable and Callable Preferred Shares | |
| Mario J. Gabelli | Other | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Apr 2012 | 1,200 | 127,800 | - | - | Series B Cumulative Puttable and Callable Preferred Shares | |
| Mario J. Gabelli | Other | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 19 Apr 2012 | 1,400 | 125,200 | - | - | Series B Cumulative Puttable and Callable Preferred Shares | |
| Mario J. Gabelli | Other | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 19 Apr 2012 | 1,400 | 126,600 | - | - | Series B Cumulative Puttable and Callable Preferred Shares | |
| Mario J. Gabelli | Other | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 17 Apr 2012 | 1,400 | 123,800 | - | - | Series B Cumulative Puttable and Callable Preferred Shares | |
| Mario J. Gabelli | Other | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 17 Apr 2012 | 1,400 | 122,400 | - | - | Series B Cumulative Puttable and Callable Preferred Shares | |
| Mario J. Gabelli | Other | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 13 Apr 2012 | 1,500 | 119,600 | - | - | Series B Cumulative Puttable and Callable Preferred Shares | |
| Mario J. Gabelli | Other | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 13 Apr 2012 | 1,400 | 121,000 | - | - | Series B Cumulative Puttable and Callable Preferred Shares | |
| Mario J. Gabelli | Other | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 11 Apr 2012 | 1,200 | 118,000 | - | - | Series B Cumulative Puttable and Callable Preferred Shares | |
| Mario J. Gabelli | Other | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 11 Apr 2012 | 100 | 118,100 | - | - | Series B Cumulative Puttable and Callable Preferred Shares | |
| Mario J. Gabelli | Other | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 05 Apr 2012 | 700 | 116,800 | - | - | Series B Cumulative Puttable and Callable Preferred Shares | |
| Mario J. Gabelli | Other | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 30 Mar 2012 | 1,100 | 116,100 | - | - | Series B Cumulative Puttable and Callable Preferred Shares | |
| Mario J. Gabelli | Other | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 31 Oct 2011 | 10,000 | 106,662 | - | - | Common Shares, Par Value $0.001 | |
| Mario J. Gabelli | Other | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Aug 2011 | 1,000 | 40,705 | - | - | Common Shares, Par Value $0.001 |