Board Meeting
The next board meeting for First Wave BioPharma Inc is on 28 Mar 2025 for the purpose of First Wave BioPharma Inc Annual Report for 2024 See details


Insider Trading disclosures for First Wave BioPharma Inc

The latest disclosure was made by James Sapirstein in First Wave BioPharma Inc where a trade of 174 Common Stock done at an average price of $4.2 was reported to US exchanges on April 1, 2024.

Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company. A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).

Client Name Client Category Action Reported to Exchange Quantity Post Transaction Holding Traded % Avg. Price Value Security Type
James Sapirstein Director, Chairman and CEO Sale of securities on an exchange or to another person at price $ 4.23 per share. 01 Apr 2024 174 37,105 (0%) 0% 4.2 736 Common Stock
Sarah M. Romano Chief Financial Officer Sale of securities on an exchange or to another person at price $ 4.23 per share. 01 Apr 2024 75 19,111 (0%) 0% 4.2 317 Common Stock
James Sapirstein Director, Chairman and CEO Sale of securities on an exchange or to another person at price $ 4.96 per share. 15 Mar 2024 1,887 37,279 (0%) 0% 5.0 9,360 Common Stock
Sarah M. Romano Chief Financial Officer Sale of securities on an exchange or to another person at price $ 4.96 per share. 15 Mar 2024 1,120 19,186 (0%) 0% 5.0 5,555 Common Stock
Chaitan S. Khosla Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Mar 2024 440 440 (0%) 0% - Common Stock, par value $0.0001 per share
Chaitan S. Khosla Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Mar 2024 52,980 52,980 - - Stock Option (right to buy)
Chaitan S. Khosla Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Mar 2024 140 140 - - Series G Non-Voting Convertible Preferred Stock
Jack Syage Director, President & COO Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Mar 2024 4,920 4,920 - - Series G Non-Voting Convertible Preferred Stock
Jack Syage Director, President & COO Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Mar 2024 15,400 15,400 (0%) 0% - Common Stock, par value $0.0001 per share
Sapirstein James Director, Chairman, President and CEO Sale of securities on an exchange or to another person at price $ 4.20 per share. 12 Jan 2024 166 39,166 (0%) 0% 4.2 697 Common Stock
Sarah M. Romano Chief Financial Officer Sale of securities on an exchange or to another person at price $ 4.20 per share. 12 Jan 2024 98 20,306 (0%) 0% 4.2 412 Common Stock
Edward Borkowski J. Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2024 19,633 20,248 (0%) 0% 0 Common Stock
Charles J. Casamento Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2024 19,633 19,937 (0%) 0% 0 Common Stock
Alastair Riddell James Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2024 19,633 20,240 (0%) 0% 0 Common Stock
Coelho Mary Theresa Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2024 19,633 20,237 (0%) 0% 0 Common Stock
Sapirstein James Director, Chairman, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Dec 2023 17,660 19,332 (0%) 0% 0 Common Stock
Sarah Romano M. Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Dec 2023 12,614 13,404 (0%) 0% 0 Common Stock
Sapirstein James Director, Chairman, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Dec 2023 20,000 39,332 (0%) 0% 0 Common Stock
Sarah M. Romano Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Dec 2023 7,000 20,404 (0%) 0% 0 Common Stock
James Sapirstein Director, President and CEO Sale of securities on an exchange or to another person at price $ 1.54 per share. 03 Jul 2023 3,349 36,161 (0%) 0% 1.5 5,157 Common Stock
Sarah M. Romano Chief Financial Officer Sale of securities on an exchange or to another person at price $ 1.54 per share. 03 Jul 2023 1,977 17,476 (0%) 0% 1.5 3,045 Common Stock
James Sapirstein Director, President and CEO Sale of securities on an exchange or to another person at price $ 2.50 per share. 03 Apr 2023 3,347 39,510 (0%) 0% 2.5 8,368 Common Stock
Sarah M. Romano Chief Financial Officer Sale of securities on an exchange or to another person at price $ 2.50 per share. 03 Apr 2023 1,975 19,453 (0%) 0% 2.5 4,938 Common Stock
Charles J. Casamento Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jan 2023 84,745 85,134 (0%) 0% 0 Common Stock
Edward J. Borkowski Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jan 2023 84,745 86,156 (0%) 0% 0 Common Stock
Alastair James Riddell Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jan 2023 84,745 85,185 (0%) 0% 0 Common Stock
James Sapirstein Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jan 2023 300,000 300,000 (1%) 1% 0 Common Stock
Sarah M. Romano Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jan 2023 150,000 150,000 (0%) 0% 0 Common Stock
Mary Theresa Coelho Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jan 2023 84,745 84,745 (0%) 0% 0 Common Stock
David Andrew Hoffman Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jan 2023 84,745 90,778 (0%) 0% 0 Common Stock
Sarah M. Romano Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Mar 2022 150,000 150,000 - - Stock option (right to buy)
Charles J. Casamento Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jan 2022 34,482 34,482 - - Stock option (right to buy)
James E. Pennington CHIEF MEDICAL OFFICER Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jan 2022 7,500 7,500 - - Stock option (right to buy)
Edward J. Borkowski Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jan 2022 34,482 34,482 - - Stock option (right to buy)
Alastair James Riddell Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jan 2022 34,482 34,482 - - Stock option (right to buy)
James Sapirstein Director, PRES, CEO & CHAIRMAN OF BOARD Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jan 2022 150,000 150,000 - - Stock option (right to buy)
Mary Theresa Coelho Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jan 2022 34,482 34,482 - - Stock option (right to buy)
Vern Lee Schramm Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jan 2022 34,482 34,482 - - Stock option (right to buy)
Daniel Schneiderman CHIEF FINANCIAL OFFICER Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jan 2022 10,000 10,000 - - Stock option (right to buy)
Gregory Oakes Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jan 2022 34,482 34,482 - - Stock option (right to buy)
Mary Theresa Coelho Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Sep 2021 10,310 10,310 - - Stock option (right to buy)
James E. Pennington CHIEF MEDICAL OFFICER Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Jul 2021 100,000 100,000 - - Stock option (right to buy)
James Sapirstein Director, PRES, CEO & CHAIRMAN OF BOARD Other type of transaction at price $ 0.00 per share. 30 Jun 2021 900,000 300,000 - - Stock options (right to buy)
James Sapirstein Director, PRES, CEO & CHAIRMAN OF BOARD Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2021 900,000 900,000 - - Stock options (right to buy)
Daniel Schneiderman CHIEF FINANCIAL OFFICER Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2021 35,006 35,006 - - Stock option (right to buy)
Daniel Schneiderman CHIEF FINANCIAL OFFICER Other type of transaction at price $ 0.00 per share. 30 Jun 2021 35,006 0 - - Stock option (right to buy)
Daniel Schneiderman CHIEF FINANCIAL OFFICER Other type of transaction at price $ 0.00 per share. 30 Jun 2021 250,000 0 - - Stock option (right to buy)
Daniel Schneiderman CHIEF FINANCIAL OFFICER Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2021 250,000 250,000 - - Stock option (right to buy)
Charles J. Casamento Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Jan 2021 41,237 41,237 - - Options (right to buy)
Edward J. Borkowski Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Jan 2021 41,237 41,237 - - Options (right to buy)
Alastair James Riddell Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Jan 2021 41,237 41,237 - - Options (right to buy)
Vern Lee Schramm Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Jan 2021 41,237 41,237 - - Options (right to buy)
Gregory Oakes Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Jan 2021 41,237 41,237 - - Options (right to buy)
James E. Pennington CHIEF MEDICAL OFFICER Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jul 2020 300,000 300,000 - - Stock option (right to buy)
Edward J. Borkowski None Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jul 2020 46 46 - - Series B Convertible Preferred Stock
Edward J. Borkowski None Sale or transfer of securities back to the company at price $ 0.00 per share. 16 Jul 2020 100,000 0 - - 9.0% Senior Convertible Promissory Note
Edward J. Borkowski None Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jul 2020 25,774 25,774 - - Exchange Warrants
Edward J. Borkowski None Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jul 2020 230,602 230,602 - - Series B Warrants
James Sapirstein Director, PRESIDENT AND CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jul 2020 64,935 64,935 - - Series B Warrants
James Sapirstein Director, PRESIDENT AND CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jul 2020 12 12 - - Series B Convertible Preferred Stock
James Sapirstein Director, PRESIDENT AND CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jul 2020 1,200,000 1,200,000 - - Stock options (right to buy)
Daniel Schneiderman CHIEF FINANCIAL OFFICER Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jul 2020 35,006 35,006 - - Stock option (right to buy)
Daniel Schneiderman CHIEF FINANCIAL OFFICER Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jul 2020 250,000 250,000 - - Stock option (right to buy)
Daniel Schneiderman CHIEF FINANCIAL OFFICER Other type of transaction at price $ 0.00 per share. 16 Jul 2020 35,006 300,000 - - Stock option (right to buy)
Gregory Oakes None Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Apr 2020 60,000 60,000 - - Options
Charles J. Casamento None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Apr 2020 80,000 80,000 - - Options
Edward J. Borkowski None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Apr 2020 80,000 80,000 - - Options
Alastair James Riddell None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Apr 2020 80,000 80,000 - - Options
Johan M. Spoor None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Apr 2020 80,000 80,000 - - Options
Vern Lee Schramm None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Apr 2020 80,000 80,000 - - Options
Charles J. Casamento None Gift of securities by or to the insider at price $ 0.00 per share. 19 Mar 2020 9,000 116,998 (0%) 0% 0 Common Stock
Charles J. Casamento None Gift of securities by or to the insider at price $ 0.00 per share. 19 Mar 2020 9,000 107,998 (0%) 0% 0 Common Stock
Charles J. Casamento None Grant, award, or other acquisition of securities at price $ 0.60 per share. 11 Mar 2020 14,584 108,584 (0%) 0% 0.6 8,750 Common Stock
Charles J. Casamento None Grant, award, or other acquisition of securities at price $ 1.04 per share. 11 Mar 2020 8,414 116,998 (0%) 0% 1.0 8,751 Common Stock
Alastair James Riddell None Grant, award, or other acquisition of securities at price $ 3.63 per share. 11 Mar 2020 2,755 106,296 (0%) 0% 3.6 10,001 Common Stock
Alastair James Riddell None Grant, award, or other acquisition of securities at price $ 4.74 per share. 11 Mar 2020 264 101,034 (0%) 0% 4.7 1,251 Common Stock
Alastair James Riddell None Grant, award, or other acquisition of securities at price $ 4.74 per share. 11 Mar 2020 770 100,770 (0%) 0% 4.7 3,650 Common Stock
Alastair James Riddell None Grant, award, or other acquisition of securities at price $ 1.04 per share. 11 Mar 2020 8,414 132,049 (0%) 0% 1.0 8,751 Common Stock
Alastair James Riddell None Grant, award, or other acquisition of securities at price $ 0.60 per share. 11 Mar 2020 14,584 123,635 (0%) 0% 0.6 8,750 Common Stock
Alastair James Riddell None Grant, award, or other acquisition of securities at price $ 3.99 per share. 11 Mar 2020 2,507 103,541 (0%) 0% 4.0 10,003 Common Stock
Vern Lee Schramm None Grant, award, or other acquisition of securities at price $ 1.04 per share. 11 Mar 2020 8,414 90,498 (0%) 0% 1.0 8,751 Common Stock
Vern Lee Schramm None Grant, award, or other acquisition of securities at price $ 0.60 per share. 11 Mar 2020 14,584 82,084 (0%) 0% 0.6 8,750 Common Stock
Edward J. Borkowski None Grant, award, or other acquisition of securities at price $ 4.74 per share. 10 Mar 2020 1,319 403,443 (1%) 0% 4.7 6,252 Common Stock
Edward J. Borkowski None Grant, award, or other acquisition of securities at price $ 4.74 per share. 10 Mar 2020 6,330 409,773 (1%) 0% 4.7 30,004 Common Stock
Edward J. Borkowski None Grant, award, or other acquisition of securities at price $ 1.04 per share. 10 Mar 2020 8,414 402,124 (1%) 0% 1.0 8,751 Common Stock
Edward J. Borkowski None Grant, award, or other acquisition of securities at price $ 0.60 per share. 10 Mar 2020 14,584 393,710 (1%) 0% 0.6 8,750 Common Stock
Daniel Schneiderman CHIEF FINANCIAL OFFICER Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2020 335,006 335,006 - - Options
Charles J. Casamento Director Grant, award, or other acquisition of securities at price $ 1.04 per share. 31 Dec 2019 7,500 94,000 (0%) 0% 1.0 7,800 Common Stock
Alastair James Riddell Director Grant, award, or other acquisition of securities at price $ 1.04 per share. 31 Dec 2019 7,500 100,000 (0%) 0% 1.0 7,800 Common Stock
Vern Lee Schramm Director Grant, award, or other acquisition of securities at price $ 1.04 per share. 31 Dec 2019 7,500 67,500 (0%) 0% 1.0 7,800 Common Stock
Edward J. Borkowski Director Grant, award, or other acquisition of securities at price $ 1.04 per share. 20 Dec 2019 7,500 379,126 (1%) 0% 1.0 7,800 Common Stock
Edward J. Borkowski Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Dec 2019 51,547 103,094 - - Warrants
James Sapirstein Director, PRESIDENT AND CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Oct 2019 300,000 300,000 - - Options
James Sapirstein Director, PRESIDENT AND CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Oct 2019 200,000 200,000 (0%) 0% - Common Stock
Charles J. Casamento Director Grant, award, or other acquisition of securities at price $ 0.60 per share. 30 Sep 2019 7,500 86,500 (0%) 0% 0.6 4,500 Common
Edward J. Borkowski Director Grant, award, or other acquisition of securities at price $ 0.60 per share. 30 Sep 2019 7,500 371,626 (1%) 0% 0.6 4,500 Common Stock
Alastair James Riddell Director Grant, award, or other acquisition of securities at price $ 0.60 per share. 30 Sep 2019 7,500 92,500 (0%) 0% 0.6 4,500 Common Stock
Vern Lee Schramm Director Grant, award, or other acquisition of securities at price $ 0.60 per share. 30 Sep 2019 7,500 60,000 (0%) 0% 0.6 4,500 Common Stock
Charles J. Casamento Director Grant, award, or other acquisition of securities at price $ 1.70 per share. 30 Jun 2019 7,500 79,000 (0%) 0% 1.7 12,750 Common
Edward J. Borkowski Director Grant, award, or other acquisition of securities at price $ 1.70 per share. 30 Jun 2019 7,500 364,126 (1%) 0% 1.7 12,750 Common Stock
Alastair James Riddell Director Grant, award, or other acquisition of securities at price $ 1.70 per share. 30 Jun 2019 7,500 85,000 (0%) 0% 1.7 12,750 Common Stock
Vern Lee Schramm Director Grant, award, or other acquisition of securities at price $ 1.70 per share. 30 Jun 2019 7,500 52,500 (0%) 0% 1.7 12,750 Common Stock
Charles J. Casamento Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Jun 2019 30,000 30,000 - - Options
James E. Pennington CHIEF MEDICAL OFFICER Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Jun 2019 110,000 110,000 - - Stock option (right to buy)
Edward J. Borkowski Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Jun 2019 30,000 30,000 - - Options
Alastair James Riddell Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Jun 2019 30,000 30,000 - - Options
Vern Lee Schramm Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Jun 2019 30,000 30,000 - - Options
Charles J. Casamento Director Grant, award, or other acquisition of securities at price $ 2.42 per share. 31 Mar 2019 7,500 71,500 (0%) 0% 2.4 18,150 Common Stock
Edward J. Borkowski Director Grant, award, or other acquisition of securities at price $ 2.42 per share. 31 Mar 2019 7,500 356,626 (1%) 0% 2.4 18,150 Common Stock
Alastair James Riddell Director Grant, award, or other acquisition of securities at price $ 2.42 per share. 31 Mar 2019 7,500 77,500 (0%) 0% 2.4 18,150 Common Stock
Vern Lee Schramm Director Grant, award, or other acquisition of securities at price $ 2.42 per share. 31 Mar 2019 7,500 45,000 (0%) 0% 2.4 18,150 Common Stock
Charles J. Casamento None Purchase of securities on an exchange or from another person at price $ 1.41 per share. 28 Dec 2018 9,000 56,500 (0%) 0% 1.4 12,690 Common Stock
Charles J. Casamento None Grant, award, or other acquisition of securities at price $ 1.29 per share. 28 Dec 2018 7,500 64,000 (0%) 0% 1.3 9,675 Common Stock
Edward J. Borkowski None Grant, award, or other acquisition of securities at price $ 1.29 per share. 28 Dec 2018 7,500 349,126 (1%) 0% 1.3 9,675 Common Stock
Alastair James Riddell None Grant, award, or other acquisition of securities at price $ 1.29 per share. 28 Dec 2018 7,500 70,000 (0%) 0% 1.3 9,675 Common Stock
Johan M. Spoor Director, PRESIDENT AND CEO Purchase of securities on an exchange or from another person at price $ 1.30 per share. 28 Dec 2018 38,583 338,617 (1%) 0% 1.3 49,969 Common Stock
Maged Shenouda Director, CHIEF FINANCIAL OFFICER Purchase of securities on an exchange or from another person at price $ 1.31 per share. 28 Dec 2018 20,000 62,500 (0%) 0% 1.3 26,214 Common Stock
Vern Lee Schramm None Grant, award, or other acquisition of securities at price $ 1.29 per share. 28 Dec 2018 7,500 37,500 (0%) 0% 1.3 9,675 Common Stock
Charles J. Casamento None Grant, award, or other acquisition of securities at price $ 2.57 per share. 28 Sep 2018 7,500 47,500 (0%) 0% 2.6 19,275 Common Stock
Edward J. Borkowski None Grant, award, or other acquisition of securities at price $ 2.57 per share. 28 Sep 2018 7,500 341,626 (2%) 0% 2.6 19,275 Common Stock
Alastair James Riddell None Grant, award, or other acquisition of securities at price $ 2.57 per share. 28 Sep 2018 7,500 62,500 (0%) 0% 2.6 19,275 Common Stock
Vern Lee Schramm None Grant, award, or other acquisition of securities at price $ 2.57 per share. 28 Sep 2018 7,500 30,000 (0%) 0% 2.6 19,275 Common Stock
James E. Pennington CHIEF MEDICAL OFFICER Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Jul 2018 75,000 75,000 - - Options
Johan M. Spoor Director, PRESIDENT AND CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Jul 2018 200,000 300,034 (1%) 1% 0 Common Stock
Maged Shenouda Director, CHIEF FINANCIAL OFFICER Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Jul 2018 100,000 100,000 - - Options
Daniel Dupret CHIEF SCIENTIFIC OFFICER Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Jul 2018 15,000 15,000 (0%) 0% 0 Common Stock
Daniel Dupret CHIEF SCIENTIFIC OFFICER Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Jul 2018 60,000 60,000 - - Options
Charles J. Casamento None Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Jun 2018 7,500 40,000 (0%) 0% 0 Common Stock
Edward J. Borkowski None Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Jun 2018 7,500 334,126 (1%) 0% 0 Common Stock
Alastair James Riddell None Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Jun 2018 7,500 55,000 (0%) 0% 0 Common Stock
Vern Lee Schramm None Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Jun 2018 7,500 22,500 (0%) 0% 0 Common Stock
Charles J. Casamento None Grant, award, or other acquisition of securities at price $ 3.14 per share. 29 Mar 2018 7,500 32,500 (0%) 0% 3.1 23,550 Common Stock
Edward J. Borkowski None Grant, award, or other acquisition of securities at price $ 3.14 per share. 29 Mar 2018 7,500 305,446 (2%) 0% 3.1 23,550 Common Stock
Alastair James Riddell None Grant, award, or other acquisition of securities at price $ 3.14 per share. 29 Mar 2018 7,500 47,500 (0%) 0% 3.1 23,550 Common Stock
Vern Lee Schramm None Grant, award, or other acquisition of securities at price $ 3.14 per share. 29 Mar 2018 7,500 15,000 (0%) 0% 3.1 23,550 Common Stock
Edward J. Borkowski None Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.50 per share. 11 Jan 2018 13,680 305,446 (2%) 0% 2.5 34,200 Common Stock
Edward J. Borkowski None Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.50 per share. 11 Jan 2018 13,680 319,126 (2%) 0% 2.5 34,200 Common Stock
Edward J. Borkowski None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 Jan 2018 13,680 0 - - Warrants
Edward J. Borkowski None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 Jan 2018 8,640 28,474 - - Warrants
Edward J. Borkowski None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 Jan 2018 13,680 0 - - Warrants
Edward J. Borkowski None Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.50 per share. 11 Jan 2018 8,640 291,766 (2%) 0% 2.5 21,600 Common Stock
Charles J. Casamento None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2017 7,500 25,000 (0%) 0% 0 Common Stock
Edward J. Borkowski None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2017 7,500 305,446 (2%) 0% 0 Common Stock
Alastair James Riddell None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2017 7,500 40,000 (0%) 0% 0 Common Stock
Vern Lee Schramm None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2017 7,500 7,500 (0%) 0% 0 Common Stock
Johan M. Spoor Director, PRESIDENT AND CEO 10 Nov 2017 100,000 100,034 (0%) 0% 1 100,000 Common Stock
Johan M. Spoor Director, PRESIDENT AND CEO 10 Nov 2017 100,000 200,000 - - Options
Charles J. Casamento None Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Oct 2017 17,500 17,500 (0%) 0% 0 Common Stock
Edward J. Borkowski None Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Oct 2017 22,500 275,626 (2%) 0% 0 Common Stock
Alastair James Riddell None Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Oct 2017 22,500 32,500 (0%) 0% 0 Common Stock
Maged Shenouda Director, CHIEF FINANCIAL OFFICER Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Oct 2017 22,500 42,500 (0%) 0% 0 Common Stock
Maged Shenouda Director, CHIEF FINANCIAL OFFICER Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Sep 2017 100,000 100,000 - - Options
Edward J. Borkowski None Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Feb 2017 30,000 30,000 - - Options
Alastair James Riddell None Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Feb 2017 30,000 30,000 - - Options
Johan M. Spoor Director, PRESIDENT AND CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Feb 2017 100,000 100,000 - - Options
Maged Shenouda None Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Feb 2017 30,000 30,000 - - Options
*All Values are in $ Million
Client Category: Promoter/ KMP/ Director / Immediate Relatives / Employee / etc  
Security Type: Share/ Warrants / Convertible Debentures
Data as reported to USA Exchanges
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