N. Albert Marchio
|
Director, CEO and CFO |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
28 Dec 2023 |
1,250 |
0
|
-
|
|
-
|
Restricted Stock Units |
Aaron Fox-Collis
|
VP of Finance & CAO |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
28 Dec 2023 |
8,000 |
0
|
-
|
|
-
|
Restricted Stock Units |
Aaron Fox-Collis
|
VP of Finance & CAO |
Sale of securities on an exchange or to another person at price $ 0.91 per share. |
08 Dec 2023 |
74 |
0
(0%)
|
0%
|
0.9 |
67
|
Common Stock |
Aaron Fox-Collis
|
VP of Finance & CAO |
Sale of securities on an exchange or to another person at price $ 0.86 per share. |
04 Dec 2023 |
36 |
74
(0%)
|
0%
|
0.9 |
31
|
Common Stock |
Deepak Chadha
|
Former Chief R&D Officer & COO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Sep 2023 |
35,000 |
0
|
-
|
|
-
|
Restricted Stock Units |
Chadha Deepak
|
Former Chief R&D Officer & COO |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.62 per share. |
01 Sep 2023 |
14,978 |
22,314
(0%)
|
0%
|
0.6 |
9,301
|
Common Stock |
Deepak Chadha
|
Former Chief R&D Officer & COO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Sep 2023 |
35,000 |
37,292
(0%)
|
0%
|
|
-
|
Common Stock |
Albert N. Marchio
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Jan 2023 |
1,250 |
1,250
|
-
|
|
-
|
Restricted Stock Units |
Deepak Chadha
|
Chief R&D Officer and COO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Jan 2023 |
35,000 |
35,000
|
-
|
|
-
|
Restricted Stock Units |
David R. McAvoy
|
Gen Counsel, CCO, & Secretary |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Jan 2023 |
20,000 |
20,000
|
-
|
|
-
|
Restricted Stock Units |
Andrew D. Sklawer
|
President |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Jan 2023 |
55,000 |
55,000
|
-
|
|
-
|
Restricted Stock Units |
Gary A. Lyons
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 May 2022 |
65,000 |
65,000
|
-
|
|
-
|
Stock Option (right to buy) |
Vijay B. Samant
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 May 2022 |
65,000 |
65,000
|
-
|
|
-
|
Stock Option (right to buy) |
Reginald L. Hardy
|
Director, CHAIRMAN OF THE BOARD |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 May 2022 |
65,000 |
65,000
|
-
|
|
-
|
Stock Option (right to buy) |
Albert N. Marchio
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
05 May 2022 |
30,000 |
30,000
|
-
|
|
-
|
Stock Option (right to buy) |
Deepak Chadha
|
Chief Research & Dev. Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
05 May 2022 |
325,000 |
325,000
|
-
|
|
-
|
Stock Option (right to buy) |
Monica E. Luchi
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
05 May 2022 |
325,000 |
325,000
|
-
|
|
-
|
Stock Option (right to buy) |
David R. McAvoy
|
General Counsel and CCO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
05 May 2022 |
300,000 |
300,000
|
-
|
|
-
|
Stock Option (right to buy) |
Robert Busard Brown
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
05 May 2022 |
1,100,000 |
1,100,000
|
-
|
|
-
|
Stock Option (right to buy) |
Andrew D. Sklawer
|
COO and Secretary |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
05 May 2022 |
450,000 |
450,000
|
-
|
|
-
|
Stock Option (right to buy) |
Jose Breton
|
Chief Accounting Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
05 May 2022 |
150,000 |
150,000
|
-
|
|
-
|
Stock Option (right to buy) |
Reginald L. Hardy
|
Director, CHAIRMAN OF THE BOARD |
Purchase of securities on an exchange or from another person at price $ 0.66 per share. |
23 Jul 2021 |
100,000 |
348,411
(3%)
|
1%
|
0.7 |
66,230
|
Common Stock |
Reginald L. Hardy
|
Director, CHAIRMAN OF THE BOARD |
Purchase of securities on an exchange or from another person at price $ 0.67 per share. |
23 Jul 2021 |
100,000 |
448,411
(4%)
|
1%
|
0.7 |
67,420
|
Common Stock |
David R. McAvoy
|
General Counsel and CCO |
Purchase of securities on an exchange or from another person at price $ 0.67 per share. |
23 Jul 2021 |
18,124 |
128,879
(1%)
|
0%
|
0.7 |
12,138
|
Common Stock |
Albert N. Marchio
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Jun 2021 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (right to buy) |
Gary A. Lyons
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Jun 2021 |
40,000 |
40,000
|
-
|
|
-
|
Stock Option (right to buy) |
Vijay B. Samant
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Jun 2021 |
40,000 |
40,000
|
-
|
|
-
|
Stock Option (right to buy) |
Reginald L. Hardy
|
Director, CHAIRMAN OF THE BOARD |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Jun 2021 |
40,000 |
40,000
|
-
|
|
-
|
Stock Option (right to buy) |
Deepak Chadha
|
Chief Research & Dev. Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Jun 2021 |
250,000 |
250,000
|
-
|
|
-
|
Stock Option (right to buy) |
David R. McAvoy
|
General Counsel and CCO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Jun 2021 |
200,000 |
200,000
|
-
|
|
-
|
Stock Option (right to buy) |
Robert Busard Brown
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Jun 2021 |
750,000 |
750,000
|
-
|
|
-
|
Stock Option (right to buy) |
Andrew D. Sklawer
|
COO and Secretary |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Jun 2021 |
250,000 |
250,000
|
-
|
|
-
|
Stock Option (right to buy) |
Jose Breton
|
Chief Accounting Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Jun 2021 |
85,000 |
85,000
|
-
|
|
-
|
Stock Option (right to buy) |
Deepak Chadha
|
Chief Research & Dev. Officer |
Purchase of securities on an exchange or from another person at price $ 0.82 per share. |
18 May 2021 |
2,700 |
65,667
(0%)
|
0%
|
0.8 |
2,212
|
Common Stock |
Deepak Chadha
|
Chief Research & Dev. Officer |
Purchase of securities on an exchange or from another person at price $ 0.83 per share. |
18 May 2021 |
12,500 |
78,167
(0%)
|
0%
|
0.8 |
10,378
|
Common Stock |
David R. McAvoy
|
General Counsel and CCO |
Purchase of securities on an exchange or from another person at price $ 0.80 per share. |
17 May 2021 |
18,622 |
110,755
(1%)
|
0%
|
0.8 |
14,898
|
Common Stock |
David R. McAvoy
|
General Counsel and CCO |
Purchase of securities on an exchange or from another person at price $ 0.80 per share. |
17 May 2021 |
7,980 |
13,980
(0%)
|
0%
|
0.8 |
6,384
|
Common Stock |
Andrew D. Sklawer
|
COO and Secretary |
Purchase of securities on an exchange or from another person at price $ 0.80 per share. |
17 May 2021 |
15,375 |
124,625
(1%)
|
0%
|
0.8 |
12,300
|
Common Stock |
Deepak Chadha
|
Chief Research & Dev. Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
16 Mar 2021 |
25,000 |
71,717
(0%)
|
0%
|
|
-
|
Common Stock |
Deepak Chadha
|
Chief Research & Dev. Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
16 Mar 2021 |
25,000 |
0
|
-
|
|
-
|
Restricted Stock Units |
Deepak Chadha
|
Chief Research & Dev. Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.14 per share. |
16 Mar 2021 |
8,750 |
62,967
(0%)
|
0%
|
1.1 |
9,975
|
Common Stock |
David R. McAvoy
|
General Counsel and CCO |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.14 per share. |
16 Mar 2021 |
8,750 |
92,133
(0%)
|
0%
|
1.1 |
9,975
|
Common Stock |
David R. McAvoy
|
General Counsel and CCO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
16 Mar 2021 |
25,000 |
0
|
-
|
|
-
|
Restricted Stock Units |
David R. McAvoy
|
General Counsel and CCO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
16 Mar 2021 |
25,000 |
100,883
(1%)
|
0%
|
|
-
|
Common Stock |
Andrew D. Sklawer
|
COO and Secretary |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.14 per share. |
16 Mar 2021 |
7,000 |
109,250
(1%)
|
0%
|
1.1 |
7,980
|
Common Stock |
Andrew D. Sklawer
|
COO and Secretary |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
16 Mar 2021 |
20,000 |
0
|
-
|
|
-
|
Restricted Stock Units |
Andrew D. Sklawer
|
COO and Secretary |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
16 Mar 2021 |
20,000 |
116,250
(1%)
|
0%
|
|
-
|
Common Stock |
Jose Breton
|
Chief Accounting Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.14 per share. |
16 Mar 2021 |
5,250 |
11,919
(0%)
|
0%
|
1.1 |
5,985
|
Common Stock |
Jose Breton
|
Chief Accounting Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
16 Mar 2021 |
15,000 |
0
|
-
|
|
-
|
Restricted Stock Units |
Jose Breton
|
Chief Accounting Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
16 Mar 2021 |
15,000 |
17,169
(0%)
|
0%
|
|
-
|
Common Stock |
Robert Busard Brown
|
Director, Chief Executive Officer |
Purchase of securities on an exchange or from another person at price $ 1.18 per share. |
15 Mar 2021 |
100,000 |
186,957
(1%)
|
1%
|
1.2 |
117,780
|
Common Stock |
David R. McAvoy
|
General Counsel and CCO |
Purchase of securities on an exchange or from another person at price $ 0.83 per share. |
18 Sep 2020 |
16,526 |
75,883
(0%)
|
0%
|
0.8 |
13,713
|
Common Stock |
David R. McAvoy
|
General Counsel and CCO |
Purchase of securities on an exchange or from another person at price $ 0.84 per share. |
18 Sep 2020 |
6,000 |
6,000
(0%)
|
0%
|
0.8 |
5,039
|
Common Stock |
Gary A. Lyons
|
Director |
Grant, award, or other acquisition of securities at price $ 0.81 per share. |
15 Sep 2020 |
11,934 |
24,729
(0%)
|
0%
|
0.8 |
9,667
|
Common Stock |
Gary A. Lyons
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Sep 2020 |
60,000 |
60,000
|
-
|
|
-
|
Stock Option (right to buy) |
Vijay B. Samant
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Sep 2020 |
60,000 |
60,000
|
-
|
|
-
|
Stock Option (right to buy) |
Vijay B. Samant
|
Director |
Grant, award, or other acquisition of securities at price $ 0.81 per share. |
15 Sep 2020 |
10,493 |
23,542
(0%)
|
0%
|
0.8 |
8,499
|
Common Stock |
Reginald L. Hardy
|
Director, Chairman of the Board |
Grant, award, or other acquisition of securities at price $ 0.81 per share. |
15 Sep 2020 |
15,226 |
205,849
(2%)
|
0%
|
0.8 |
12,333
|
Common Stock |
Reginald L. Hardy
|
Director, Chairman of the Board |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Sep 2020 |
60,000 |
60,000
|
-
|
|
-
|
Stock Option (right to buy) |
Deepak Chadha
|
Chief Research & Dev. Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Sep 2020 |
400,000 |
400,000
|
-
|
|
-
|
Stock Option (right to buy) |
David R. McAvoy
|
General Counsel and CCO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Sep 2020 |
350,000 |
350,000
|
-
|
|
-
|
Stock Option (right to buy) |
Robert Busard Brown
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Sep 2020 |
1,000,000 |
1,000,000
|
-
|
|
-
|
Stock Option (right to buy) |
Andrew D. Sklawer
|
COO and Secretary |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Sep 2020 |
450,000 |
450,000
|
-
|
|
-
|
Stock Option (right to buy) |
Jose Breton
|
Chief Accounting Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Sep 2020 |
150,000 |
150,000
|
-
|
|
-
|
Stock Option (right to buy) |
Gary A. Lyons
|
Director |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.94 per share. |
31 Aug 2020 |
346 |
21,426
(0%)
|
0%
|
0.9 |
325
|
Common Stock |
Gary A. Lyons
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
31 Aug 2020 |
692 |
0
|
-
|
|
-
|
Restricted Stock Units |
Gary A. Lyons
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
31 Aug 2020 |
692 |
21,772
(0%)
|
0%
|
|
-
|
Common Stock |
Gary A. Lyons
|
Director |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.94 per share. |
31 Aug 2020 |
8,631 |
12,795
(0%)
|
0%
|
0.9 |
8,113
|
Common Stock |
Vijay B. Samant
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
31 Aug 2020 |
609 |
0
|
-
|
|
-
|
Restricted Stock Units |
Vijay B. Samant
|
Director |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.94 per share. |
31 Aug 2020 |
6,375 |
13,049
(0%)
|
0%
|
0.9 |
5,993
|
Common Stock |
Vijay B. Samant
|
Director |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.94 per share. |
31 Aug 2020 |
256 |
19,424
(0%)
|
0%
|
0.9 |
241
|
Common Stock |
Vijay B. Samant
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
31 Aug 2020 |
609 |
19,680
(0%)
|
0%
|
|
-
|
Common Stock |
Reginald L. Hardy
|
Director, Chairman of the Board |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
31 Aug 2020 |
883 |
197,954
(2%)
|
0%
|
|
-
|
Common Stock |
Reginald L. Hardy
|
Director, Chairman of the Board |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
31 Aug 2020 |
883 |
0
|
-
|
|
-
|
Restricted Stock Units |
Reginald L. Hardy
|
Director, Chairman of the Board |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.94 per share. |
31 Aug 2020 |
283 |
197,671
(2%)
|
0%
|
0.9 |
266
|
Common Stock |
Reginald L. Hardy
|
Director, Chairman of the Board |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.94 per share. |
31 Aug 2020 |
7,048 |
190,623
(1%)
|
0%
|
0.9 |
6,625
|
Common Stock |
Gary A. Lyons
|
Director |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.92 per share. |
31 Jul 2020 |
346 |
21,080
(0%)
|
0%
|
0.9 |
318
|
Common Stock |
Gary A. Lyons
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
31 Jul 2020 |
692 |
21,426
(0%)
|
0%
|
|
-
|
Common Stock |
Gary A. Lyons
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
31 Jul 2020 |
692 |
692
|
-
|
|
-
|
Restricted Stock Units |
Vijay B. Samant
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
31 Jul 2020 |
608 |
19,327
(0%)
|
0%
|
|
-
|
Common Stock |
Vijay B. Samant
|
Director |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.92 per share. |
31 Jul 2020 |
256 |
19,071
(0%)
|
0%
|
0.9 |
236
|
Common Stock |
Vijay B. Samant
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
31 Jul 2020 |
608 |
609
|
-
|
|
-
|
Restricted Stock Units |
Reginald L. Hardy
|
Director, Chairman of the Board |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
31 Jul 2020 |
882 |
883
|
-
|
|
-
|
Restricted Stock Units |
Reginald L. Hardy
|
Director, Chairman of the Board |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.92 per share. |
31 Jul 2020 |
283 |
197,071
(2%)
|
0%
|
0.9 |
260
|
Common Stock |
Reginald L. Hardy
|
Director, Chairman of the Board |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
31 Jul 2020 |
882 |
197,354
(2%)
|
0%
|
|
-
|
Common Stock |
Gary A. Lyons
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
30 Jun 2020 |
691 |
1,384
|
-
|
|
-
|
Restricted Stock Units |
Gary A. Lyons
|
Director |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.00 per share. |
30 Jun 2020 |
346 |
20,734
(0%)
|
0%
|
1 |
346
|
Common Stock |
Gary A. Lyons
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
30 Jun 2020 |
691 |
21,080
(0%)
|
0%
|
|
-
|
Common Stock |
Vijay B. Samant
|
Director |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.00 per share. |
30 Jun 2020 |
256 |
18,719
(0%)
|
0%
|
1 |
256
|
Common Stock |
Vijay B. Samant
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
30 Jun 2020 |
608 |
1,217
|
-
|
|
-
|
Restricted Stock Units |
Vijay B. Samant
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
30 Jun 2020 |
608 |
18,975
(0%)
|
0%
|
|
-
|
Common Stock |
Reginald L. Hardy
|
Director, Chairman of the Board |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
30 Jun 2020 |
883 |
1,765
|
-
|
|
-
|
Restricted Stock Units |
Reginald L. Hardy
|
Director, Chairman of the Board |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
30 Jun 2020 |
883 |
196,755
(2%)
|
0%
|
|
-
|
Common Stock |
Reginald L. Hardy
|
Director, Chairman of the Board |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.00 per share. |
30 Jun 2020 |
283 |
196,472
(2%)
|
0%
|
1 |
283
|
Common Stock |
Deepak Chadha
|
Chief Research & Dev. Officer |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
22 Jun 2020 |
26,087 |
46,717
(0%)
|
0%
|
|
-
|
Common Stock |
Deepak Chadha
|
Chief Research & Dev. Officer |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
22 Jun 2020 |
26,087 |
26,087
|
-
|
|
-
|
Common Stock Warrants (right to buy) |
David R. McAvoy
|
General Counsel and CCO |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
22 Jun 2020 |
30,435 |
59,357
(0%)
|
0%
|
|
-
|
Common Stock |
David R. McAvoy
|
General Counsel and CCO |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
22 Jun 2020 |
30,435 |
30,435
|
-
|
|
-
|
Common Stock Warrants (right to buy) |
Robert Busard Brown
|
Director, Chief Executive Officer |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
22 Jun 2020 |
86,957 |
86,957
|
-
|
|
-
|
Common Stock Warrants (right to buy) |
Robert Busard Brown
|
Director, Chief Executive Officer |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
22 Jun 2020 |
86,957 |
86,957
(0%)
|
0%
|
|
-
|
Common Stock |
Andrew D. Sklawer
|
COO and Secretary |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
22 Jun 2020 |
13,044 |
13,044
|
-
|
|
-
|
Common Stock Warrants (right to buy) |
Andrew D. Sklawer
|
COO and Secretary |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
22 Jun 2020 |
13,044 |
96,250
(0%)
|
0%
|
|
-
|
Common Stock |
R. Michael Carruthers
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 Mar 2020 |
10,000 |
10,000
|
-
|
|
-
|
Restricted Stock Units |
Deepak Chadha
|
Chief Research & Dev. Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 Mar 2020 |
25,000 |
25,000
|
-
|
|
-
|
Restricted Stock Units |
Adam S. Levy
|
Chief Business Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 Mar 2020 |
20,000 |
20,000
|
-
|
|
-
|
Restricted Stock Units |
David R. McAvoy
|
General Counsel and CCO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 Mar 2020 |
25,000 |
25,000
|
-
|
|
-
|
Restricted Stock Units |
Andrew D. Sklawer
|
COO and Secretary |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 Mar 2020 |
20,000 |
20,000
|
-
|
|
-
|
Restricted Stock Units |
Jose Breton
|
Chief Accounting Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 Mar 2020 |
15,000 |
15,000
|
-
|
|
-
|
Restricted Stock Units |
Gary A. Lyons
|
Director |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.93 per share. |
14 Feb 2020 |
346 |
2,091
(0%)
|
0%
|
2.9 |
1,014
|
Common Stock |
Gary A. Lyons
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
14 Feb 2020 |
692 |
2,437
(0%)
|
0%
|
|
-
|
Common Stock |
Gary A. Lyons
|
Director |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.16 per share. |
14 Feb 2020 |
1,746 |
1,745
(0%)
|
0%
|
1.2 |
2,025
|
Common Stock |
Gary A. Lyons
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
14 Feb 2020 |
3,491 |
3,491
(0%)
|
0%
|
|
-
|
Common Stock |
Gary A. Lyons
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Feb 2020 |
2,167 |
2,167
|
-
|
|
-
|
Stock Options |
Gary A. Lyons
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Feb 2020 |
8,333 |
8,333
|
-
|
|
-
|
Restricted Stock Units |
Gary A. Lyons
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Feb 2020 |
4,333 |
4,333
|
-
|
|
-
|
Stock Option (right to buy) |
Gary A. Lyons
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
14 Feb 2020 |
692 |
692
|
-
|
|
-
|
Restricted Stock Units |
Gary A. Lyons
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
14 Feb 2020 |
692 |
692
|
-
|
|
-
|
Restricted Stock Units |
Gary A. Lyons
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
14 Feb 2020 |
691 |
691
|
-
|
|
-
|
Restricted Stock Units |
Gary A. Lyons
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
14 Feb 2020 |
692 |
692
|
-
|
|
-
|
Restricted Stock Units |
Gary A. Lyons
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
14 Feb 2020 |
3,491 |
3,491
|
-
|
|
-
|
Restricted Stock Units |
Gary A. Lyons
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Feb 2020 |
17,261 |
20,389
(0%)
|
0%
|
|
0
|
Common Stock |
Gary A. Lyons
|
Director |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.16 per share. |
14 Feb 2020 |
346 |
3,128
(0%)
|
0%
|
1.2 |
401
|
Common Stock |
Gary A. Lyons
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
14 Feb 2020 |
692 |
3,474
(0%)
|
0%
|
|
-
|
Common Stock |
Gary A. Lyons
|
Director |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.20 per share. |
14 Feb 2020 |
346 |
2,782
(0%)
|
0%
|
1.2 |
415
|
Common Stock |
Gary A. Lyons
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
14 Feb 2020 |
692 |
3,128
(0%)
|
0%
|
|
-
|
Common Stock |
Gary A. Lyons
|
Director |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.19 per share. |
14 Feb 2020 |
346 |
2,436
(0%)
|
0%
|
1.2 |
412
|
Common Stock |
Gary A. Lyons
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
14 Feb 2020 |
691 |
2,782
(0%)
|
0%
|
|
-
|
Common Stock |
Vijay B. Samant
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
14 Feb 2020 |
3,070 |
3,070
|
-
|
|
-
|
Restricted Stock Units |
Vijay B. Samant
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Feb 2020 |
2,167 |
2,167
|
-
|
|
-
|
Stock Options |
Vijay B. Samant
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Feb 2020 |
7,328 |
7,328
|
-
|
|
-
|
Restricted Stock Units |
Vijay B. Samant
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Feb 2020 |
4,333 |
4,333
|
-
|
|
-
|
Stock Option (right to buy) |
Vijay B. Samant
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
14 Feb 2020 |
608 |
608
|
-
|
|
-
|
Restricted Stock Units |
Vijay B. Samant
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
14 Feb 2020 |
609 |
609
|
-
|
|
-
|
Restricted Stock Units |
Vijay B. Samant
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
14 Feb 2020 |
608 |
608
|
-
|
|
-
|
Restricted Stock Units |
Vijay B. Samant
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
14 Feb 2020 |
608 |
608
|
-
|
|
-
|
Restricted Stock Units |
Vijay B. Samant
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Feb 2020 |
15,178 |
18,367
(0%)
|
0%
|
|
0
|
Common Stock |
Vijay B. Samant
|
Director |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.16 per share. |
14 Feb 2020 |
256 |
3,189
(0%)
|
0%
|
1.2 |
297
|
Common Stock |
Vijay B. Samant
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
14 Feb 2020 |
608 |
3,445
(0%)
|
0%
|
|
-
|
Common Stock |
Vijay B. Samant
|
Director |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.20 per share. |
14 Feb 2020 |
256 |
2,837
(0%)
|
0%
|
1.2 |
307
|
Common Stock |
Vijay B. Samant
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
14 Feb 2020 |
609 |
3,093
(0%)
|
0%
|
|
-
|
Common Stock |
Vijay B. Samant
|
Director |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.19 per share. |
14 Feb 2020 |
256 |
2,484
(0%)
|
0%
|
1.2 |
305
|
Common Stock |
Vijay B. Samant
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
14 Feb 2020 |
608 |
2,740
(0%)
|
0%
|
|
-
|
Common Stock |
Vijay B. Samant
|
Director |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.93 per share. |
14 Feb 2020 |
256 |
2,132
(0%)
|
0%
|
2.9 |
750
|
Common Stock |
Vijay B. Samant
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
14 Feb 2020 |
608 |
2,388
(0%)
|
0%
|
|
-
|
Common Stock |
Vijay B. Samant
|
Director |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.16 per share. |
14 Feb 2020 |
1,290 |
1,780
(0%)
|
0%
|
1.2 |
1,496
|
Common Stock |
Vijay B. Samant
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
14 Feb 2020 |
3,070 |
3,070
(0%)
|
0%
|
|
-
|
Common Stock |
Reginald L. Hardy
|
Director, Chairman of the Board |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
14 Feb 2020 |
4,454 |
172,877
(1%)
|
0%
|
|
-
|
Common Stock |
Reginald L. Hardy
|
Director, Chairman of the Board |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Feb 2020 |
5,333 |
5,333
|
-
|
|
-
|
Stock Option (right to buy) |
Reginald L. Hardy
|
Director, Chairman of the Board |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
14 Feb 2020 |
882 |
882
|
-
|
|
-
|
Restricted Stock Units |
Reginald L. Hardy
|
Director, Chairman of the Board |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Feb 2020 |
10,632 |
10,632
|
-
|
|
-
|
Restricted Stock Units |
Reginald L. Hardy
|
Director, Chairman of the Board |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
14 Feb 2020 |
883 |
883
|
-
|
|
-
|
Restricted Stock Units |
Reginald L. Hardy
|
Director, Chairman of the Board |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
14 Feb 2020 |
882 |
882
|
-
|
|
-
|
Restricted Stock Units |
Reginald L. Hardy
|
Director, Chairman of the Board |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
14 Feb 2020 |
883 |
883
|
-
|
|
-
|
Restricted Stock Units |
Reginald L. Hardy
|
Director, Chairman of the Board |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
14 Feb 2020 |
4,454 |
4,454
|
-
|
|
-
|
Restricted Stock Units |
Reginald L. Hardy
|
Director, Chairman of the Board |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Feb 2020 |
22,023 |
195,872
(2%)
|
0%
|
|
0
|
Common Stock |
Reginald L. Hardy
|
Director, Chairman of the Board |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.16 per share. |
14 Feb 2020 |
283 |
173,849
(1%)
|
0%
|
1.2 |
328
|
Common Stock |
Reginald L. Hardy
|
Director, Chairman of the Board |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
14 Feb 2020 |
882 |
174,132
(1%)
|
0%
|
|
-
|
Common Stock |
Reginald L. Hardy
|
Director, Chairman of the Board |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.20 per share. |
14 Feb 2020 |
283 |
173,250
(1%)
|
0%
|
1.2 |
340
|
Common Stock |
Reginald L. Hardy
|
Director, Chairman of the Board |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
14 Feb 2020 |
883 |
173,533
(1%)
|
0%
|
|
-
|
Common Stock |
Reginald L. Hardy
|
Director, Chairman of the Board |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.19 per share. |
14 Feb 2020 |
283 |
172,650
(1%)
|
0%
|
1.2 |
337
|
Common Stock |
Reginald L. Hardy
|
Director, Chairman of the Board |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
14 Feb 2020 |
882 |
172,933
(1%)
|
0%
|
|
-
|
Common Stock |
Reginald L. Hardy
|
Director, Chairman of the Board |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.93 per share. |
14 Feb 2020 |
283 |
172,051
(1%)
|
0%
|
2.9 |
829
|
Common Stock |
Reginald L. Hardy
|
Director, Chairman of the Board |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Feb 2020 |
2,667 |
2,667
|
-
|
|
-
|
Stock Options |
Reginald L. Hardy
|
Director, Chairman of the Board |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
14 Feb 2020 |
883 |
172,334
(1%)
|
0%
|
|
-
|
Common Stock |
Reginald L. Hardy
|
Director, Chairman of the Board |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.16 per share. |
14 Feb 2020 |
1,426 |
171,451
(1%)
|
0%
|
1.2 |
1,654
|
Common Stock |
George B. Abercrombie
|
Director, CHIEF EXECUTIVE OFFICER |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Feb 2020 |
8,764 |
8,764
|
-
|
|
-
|
Stock Options |
George B. Abercrombie
|
Director, CHIEF EXECUTIVE OFFICER |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Feb 2020 |
2,167 |
2,167
|
-
|
|
-
|
Restricted Stock Units |
Sanjeev Ahuja
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Nov 2019 |
83,313 |
83,313
|
-
|
|
-
|
Stock Options |
Vijay B. Samant
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Jun 2018 |
105,000 |
105,000
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Gary A. Lyons
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 May 2018 |
6,500 |
6,500
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
R. Gordon Douglas
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 May 2018 |
8,000 |
8,000
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Thomas E. Shenk
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 May 2018 |
6,500 |
6,500
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
George J. Morrow
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 May 2018 |
6,500 |
6,500
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Robert C. Merton
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 May 2018 |
6,500 |
6,500
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Richard M. Beleson
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 May 2018 |
6,500 |
6,500
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Vijay B. Samant
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Jan 2018 |
36,775 |
36,775
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Vijay B. Samant
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Jan 2018 |
68,225 |
68,225
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Larry Smith
|
Sr VP, Research |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Jan 2018 |
8,467 |
8,467
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Larry Smith
|
Sr VP, Research |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Jan 2018 |
51,533 |
51,533
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Anthony A. Ramos
|
VP, Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Jan 2018 |
14,562 |
14,562
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Anthony A. Ramos
|
VP, Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Jan 2018 |
55,438 |
55,438
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Mammen P. Mammen
|
Sr VP, Clinical Development |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Jan 2018 |
57,158 |
57,158
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Mammen P. Mammen
|
Sr VP, Clinical Development |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Jan 2018 |
12,842 |
12,842
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Robert C. Merton
|
None |
Purchase of securities on an exchange or from another person at price $ 1.75 per share. |
10 Nov 2017 |
85,700 |
95,451
(0%)
|
0%
|
1.8 |
149,975
|
Common Stock $.01 par value |
Gary A. Lyons
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 May 2017 |
6,500 |
6,500
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
R. Gordon Douglas
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 May 2017 |
8,000 |
8,000
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Thomas E. Shenk
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 May 2017 |
6,500 |
6,500
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
George J. Morrow
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 May 2017 |
6,500 |
6,500
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Vijay B. Samant
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 May 2017 |
25,000 |
25,000
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Larry Smith
|
Sr VP, Research |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 May 2017 |
10,000 |
10,000
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Robert C. Merton
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 May 2017 |
6,500 |
6,500
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Anthony A. Ramos
|
VP, Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 May 2017 |
10,000 |
10,000
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Richard M. Beleson
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 May 2017 |
6,500 |
6,500
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Mammen P. Mammen
|
Sr VP, Clinical Development |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 May 2017 |
10,000 |
10,000
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Anthony A. Ramos
|
VP, Chief Accounting Officer |
Sale of securities on an exchange or to another person at price $ 2.17 per share. |
27 Mar 2017 |
4,250 |
9,674
(0%)
|
0%
|
2.2 |
9,240
|
Common Stock $.01 par value |
Larry Smith
|
VP, Vaccine Research |
Sale of securities on an exchange or to another person at price $ 2.31 per share. |
15 Mar 2017 |
875 |
17,696
(0%)
|
0%
|
2.3 |
2,021
|
Common Stock $.01 par value |
Larry Smith
|
VP, Vaccine Research |
Sale of securities on an exchange or to another person at price $ 2.26 per share. |
10 Feb 2017 |
4,500 |
18,571
(0%)
|
0%
|
2.3 |
10,160
|
Common Stock $.01 par value |
Vijay B. Samant
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Jan 2017 |
21,854 |
50,000
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Vijay B. Samant
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Jan 2017 |
28,146 |
28,146
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Vijay B. Samant
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Jan 2017 |
80,000 |
80,000
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Larry Smith
|
VP, Vaccine Research |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Jan 2017 |
25,000 |
25,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Larry Smith
|
VP, Vaccine Research |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Jan 2017 |
1,177 |
20,000
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Larry Smith
|
VP, Vaccine Research |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Jan 2017 |
18,823 |
18,823
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Anthony A. Ramos
|
VP, Chief Accounting Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Jan 2017 |
787 |
20,000
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Anthony A. Ramos
|
VP, Chief Accounting Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Jan 2017 |
25,000 |
25,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Anthony A. Ramos
|
VP, Chief Accounting Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Jan 2017 |
19,213 |
19,213
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Larry Smith
|
VP, Vaccine Research |
Sale of securities on an exchange or to another person at price $ 2.48 per share. |
11 Jan 2017 |
54 |
23,071
(0%)
|
0%
|
2.5 |
134
|
Common Stock $.01 par value |
Vijay B. Samant
|
Director, President & CEO |
Sale of securities on an exchange or to another person at price $ 2.45 per share. |
10 Jan 2017 |
5,763 |
91,170
(0%)
|
0%
|
2.4 |
14,114
|
Common Stock $.01 par value |
Robert C. Merton
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
21 Dec 2016 |
2,000 |
9,751
|
-
|
|
-
|
Common Stock $.01 par value |
Robert C. Merton
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
21 Dec 2016 |
2,000 |
11,751
|
-
|
|
-
|
Common Stock $.01 par value |
Robert C. Merton
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
19 Dec 2016 |
2,327 |
15,751
|
-
|
|
-
|
Common Stock $.01 par value |
Robert C. Merton
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
19 Dec 2016 |
2,000 |
13,751
|
-
|
|
-
|
Common Stock $.01 par value |
Vijay B. Samant
|
Director, President & CEO |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
12 Dec 2016 |
11,050 |
101,582
|
-
|
|
-
|
Common Stock $.01 par value |
Vijay B. Samant
|
Director, President & CEO |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
12 Dec 2016 |
4,649 |
96,933
|
-
|
|
-
|
Common Stock $.01 par value |
R. Gordon Douglas
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
12 Dec 2016 |
10,078 |
10,828
|
-
|
|
-
|
Common Stock $.01 par value |
Gary A. Lyons
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
05 Dec 2016 |
7,078 |
7,828
|
-
|
|
-
|
Common Stock $.01 par value |
Larry Smith
|
VP, Vaccine Research |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
11 Oct 2016 |
54 |
23,125
|
-
|
|
-
|
Common Stock $.01 par value |
Larry Smith
|
VP, Vaccine Research |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
11 Jul 2016 |
54 |
23,179
|
-
|
|
-
|
Common Stock $.01 par value |
Robert C. Merton
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
13 Jun 2016 |
4,100 |
18,078
|
-
|
|
-
|
Common Stock $.01 par value |
Robert C. Merton
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
13 Jun 2016 |
4,900 |
13,978
|
-
|
|
-
|
Common Stock $.01 par value |
Vijay B. Samant
|
Director, President & CEO |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
09 Jun 2016 |
15,700 |
112,632
|
-
|
|
-
|
Common Stock $.01 par value |
R. Gordon Douglas
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
06 Jun 2016 |
10,078 |
20,906
|
-
|
|
-
|
Common Stock $.01 par value |
Gary A. Lyons
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
03 Jun 2016 |
7,078 |
14,906
|
-
|
|
-
|
Common Stock $.01 par value |
George J. Morrow
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 May 2016 |
65,000 |
65,000
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Vijay B. Samant
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 May 2016 |
212,500 |
212,500
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Thomas E. Shenk
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 May 2016 |
65,000 |
65,000
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Gary A. Lyons
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 May 2016 |
65,000 |
65,000
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
R. Gordon Douglas
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 May 2016 |
80,000 |
80,000
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Robert C. Merton
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 May 2016 |
65,000 |
65,000
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Richard M. Beleson
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 May 2016 |
65,000 |
65,000
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Larry Smith
|
VP, Vaccine Research |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
15 Mar 2016 |
8,750 |
232,331
|
-
|
|
-
|
Common Stock $.01 par value |
Vijay B. Samant
|
Director, President & CEO |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
01 Mar 2016 |
17,600 |
989,226
|
-
|
|
-
|
Common Stock $.01 par value |
Vijay B. Samant
|
Director, President & CEO |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
01 Mar 2016 |
5,900 |
969,326
|
-
|
|
-
|
Common Stock $.01 par value |
Vijay B. Samant
|
Director, President & CEO |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
01 Mar 2016 |
14,000 |
975,226
|
-
|
|
-
|
Common Stock $.01 par value |
Anthony A. Ramos
|
VP, Chief Accounting Officer |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
19 Feb 2016 |
7,500 |
139,235
|
-
|
|
-
|
Common Stock $.01 par value |
Anthony A. Ramos
|
VP, Chief Accounting Officer |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
25 Jan 2016 |
193 |
146,735
|
-
|
|
-
|
Common Stock $.01 par value |
Vijay B. Samant
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Jan 2016 |
225,756 |
225,756
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Vijay B. Samant
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Jan 2016 |
199,244 |
425,000
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Larry Smith
|
VP, Vaccine Research |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Jan 2016 |
20,071 |
250,000
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Larry Smith
|
VP, Vaccine Research |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Jan 2016 |
229,929 |
229,929
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Anthony A. Ramos
|
VP, Chief Accounting Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Jan 2016 |
67,888 |
300,000
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Anthony A. Ramos
|
VP, Chief Accounting Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Jan 2016 |
232,112 |
232,112
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Vijay B. Samant
|
Director, President & CEO |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
11 Jan 2016 |
48,535 |
1,018,028
|
-
|
|
-
|
Common Stock $.01 par value |
Vijay B. Samant
|
Director, President & CEO |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
11 Jan 2016 |
11,202 |
1,006,826
|
-
|
|
-
|
Common Stock $.01 par value |
Larry Smith
|
VP, Vaccine Research |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
11 Jan 2016 |
974 |
241,081
|
-
|
|
-
|
Common Stock $.01 par value |
Vijay B. Samant
|
Director, President & CEO |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
07 Jan 2016 |
75,000 |
1,066,563
|
-
|
|
-
|
Common Stock $.01 par value |
Thomas E. Shenk
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Dec 2015 |
60,000 |
60,000
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Thomas E. Shenk
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Dec 2015 |
10,000 |
10,000
|
-
|
|
-
|
Common Stock $.01 par value |
Anthony A. Ramos
|
VP, Chief Accounting Officer |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
23 Oct 2015 |
193 |
146,928
|
-
|
|
-
|
Common Stock $.01 par value |
Vijay B. Samant
|
Director, President & CEO |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
12 Oct 2015 |
4,738 |
1,141,563
|
-
|
|
-
|
Common Stock $.01 par value |
Larry Smith
|
VP, Vaccine Research |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
12 Oct 2015 |
974 |
242,055
|
-
|
|
-
|
Common Stock $.01 par value |
Anthony A. Ramos
|
VP, Chief Accounting Officer |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
23 Jul 2015 |
194 |
147,121
|
-
|
|
-
|
Common Stock $.01 par value |
Vijay B. Samant
|
Director, President & CEO |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
13 Jul 2015 |
4,737 |
1,146,301
|
-
|
|
-
|
Common Stock $.01 par value |
Larry Smith
|
VP, Vaccine Research |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
13 Jul 2015 |
974 |
243,029
|
-
|
|
-
|
Common Stock $.01 par value |
Igor Bilinsky
|
Sr VP, Corporate Development |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
13 Jul 2015 |
1,258 |
193,798
|
-
|
|
-
|
Common Stock $.01 par value |
George J. Morrow
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 May 2015 |
50,000 |
50,000
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
George J. Morrow
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 May 2015 |
7,500 |
27,347
|
-
|
|
-
|
Common Stock $.01 par value |
Vijay B. Samant
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 May 2015 |
125,000 |
125,000
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Stephen A. Sherwin
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 May 2015 |
50,000 |
50,000
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Stephen A. Sherwin
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 May 2015 |
7,500 |
22,003
|
-
|
|
-
|
Common Stock $.01 par value |
Gary A. Lyons
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 May 2015 |
50,000 |
50,000
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Gary A. Lyons
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 May 2015 |
7,500 |
78,281
|
-
|
|
-
|
Common Stock $.01 par value |
R. Gordon Douglas
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 May 2015 |
65,000 |
65,000
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
R. Gordon Douglas
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 May 2015 |
7,500 |
108,281
|
-
|
|
-
|
Common Stock $.01 par value |
Robert C. Merton
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 May 2015 |
50,000 |
50,000
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Robert C. Merton
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 May 2015 |
7,500 |
90,781
|
-
|
|
-
|
Common Stock $.01 par value |
Richard M. Beleson
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 May 2015 |
50,000 |
50,000
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Richard M. Beleson
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 May 2015 |
7,500 |
22,078
|
-
|
|
-
|
Common Stock $.01 par value |
Anthony A. Ramos
|
VP, Chief Accounting Officer |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
23 Apr 2015 |
193 |
147,315
|
-
|
|
-
|
Common Stock $.01 par value |
Vijay B. Samant
|
Director, President & CEO |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
13 Apr 2015 |
4,738 |
1,151,038
|
-
|
|
-
|
Common Stock $.01 par value |
Larry Smith
|
VP, Vaccine Research |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
13 Apr 2015 |
974 |
244,003
|
-
|
|
-
|
Common Stock $.01 par value |
Igor Bilinsky
|
Sr VP, Corporate Development |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
13 Apr 2015 |
1,257 |
195,056
|
-
|
|
-
|
Common Stock $.01 par value |
Vijay B. Samant
|
Director, President & CEO |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
30 Mar 2015 |
55,000 |
1,155,776
|
-
|
|
-
|
Common Stock $.01 par value |
Anthony A. Ramos
|
VP, Chief Accounting Officer |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
21 Jan 2015 |
428 |
147,508
|
-
|
|
-
|
Common Stock $.01 par value |
Vijay B. Samant
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Jan 2015 |
78,394 |
78,394
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Vijay B. Samant
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Jan 2015 |
171,606 |
250,000
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Vijay B. Samant
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Jan 2015 |
300,000 |
1,210,776
|
-
|
|
-
|
Common Stock $.01 par value |
Larry Smith
|
VP, Vaccine Research |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Jan 2015 |
67,500 |
67,500
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Larry Smith
|
VP, Vaccine Research |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Jan 2015 |
52,500 |
120,000
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Larry Smith
|
VP, Vaccine Research |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Jan 2015 |
70,000 |
244,977
|
-
|
|
-
|
Common Stock $.01 par value |
Igor Bilinsky
|
Sr VP, Corporate Development |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Jan 2015 |
78,751 |
78,751
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Igor Bilinsky
|
Sr VP, Corporate Development |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Jan 2015 |
61,249 |
140,000
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Igor Bilinsky
|
Sr VP, Corporate Development |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Jan 2015 |
70,000 |
196,313
|
-
|
|
-
|
Common Stock $.01 par value |
Anthony A. Ramos
|
VP, Chief Accounting Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Jan 2015 |
56,250 |
56,250
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Anthony A. Ramos
|
VP, Chief Accounting Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Jan 2015 |
43,750 |
100,000
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Anthony A. Ramos
|
VP, Chief Accounting Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Jan 2015 |
60,000 |
147,936
|
-
|
|
-
|
Common Stock $.01 par value |
Vijay B. Samant
|
Director, President & CEO |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
13 Jan 2015 |
4,737 |
910,776
|
-
|
|
-
|
Common Stock $.01 par value |
Larry Smith
|
VP, Vaccine Research |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
12 Jan 2015 |
1,912 |
174,977
|
-
|
|
-
|
Common Stock $.01 par value |
Igor Bilinsky
|
Sr VP, Corporate Development |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
12 Jan 2015 |
1,335 |
126,313
|
-
|
|
-
|
Common Stock $.01 par value |
Vijay B. Samant
|
Director, President & CEO |
Gift of securities by or to the insider at price $ 0.00 per share. |
26 Dec 2014 |
5,300 |
915,513
|
-
|
|
-
|
Common Stock |
Vijay B. Samant
|
Director, President & CEO |
Gift of securities by or to the insider at price $ 0.00 per share. |
22 Dec 2014 |
15,379 |
921,134
|
-
|
|
-
|
Common Stock |
Vijay B. Samant
|
Director, President & CEO |
Gift of securities by or to the insider at price $ 0.00 per share. |
22 Dec 2014 |
321 |
920,813
|
-
|
|
-
|
Common Stock |
Vijay B. Samant
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Dec 2014 |
175,000 |
175,000
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Anthony A. Ramos
|
VP, Chief Accounting Officer |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
21 Oct 2014 |
428 |
87,936
|
-
|
|
-
|
Common Stock $.01 par value |
Vijay B. Samant
|
Director, President & CEO |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
13 Oct 2014 |
4,738 |
936,513
|
-
|
|
-
|
Common Stock $.01 par value |
Larry Smith
|
VP, Vaccine Research |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
13 Oct 2014 |
1,912 |
176,889
|
-
|
|
-
|
Common Stock $.01 par value |
Igor Bilinsky
|
Sr VP, Corporate Development |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
13 Oct 2014 |
1,335 |
127,648
|
-
|
|
-
|
Common Stock $.01 par value |
Larry Smith
|
VP, Vaccine Research |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
26 Aug 2014 |
12,500 |
178,801
|
-
|
|
-
|
Common Stock $.01 par value |
Igor Bilinsky
|
Senior VP, Corporate Devt |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
26 Aug 2014 |
12,500 |
128,983
|
-
|
|
-
|
Common Stock $.01 par value |
Anthony A. Ramos
|
VP, Chief Accounting Officer |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
26 Aug 2014 |
12,500 |
88,364
|
-
|
|
-
|
Common Stock $.01 par value |
Anthony A. Ramos
|
VP, Chief Accounting Officer |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
21 Jul 2014 |
428 |
100,864
|
-
|
|
-
|
Common Stock $.01 par value |
Vijay B. Samant
|
Director, President & CEO |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
14 Jul 2014 |
4,737 |
941,251
|
-
|
|
-
|
Common Stock $.01 par value |
Larry Smith
|
VP, Vaccine Research |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
11 Jul 2014 |
1,912 |
191,301
|
-
|
|
-
|
Common Stock $.01 par value |
Igor Bilinsky
|
Senior VP, Corporate Devt |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
11 Jul 2014 |
1,335 |
141,483
|
-
|
|
-
|
Common Stock $.01 par value |
George J. Morrow
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 May 2014 |
50,000 |
50,000
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
George J. Morrow
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 May 2014 |
7,500 |
19,847
|
-
|
|
-
|
Common Stock $.01 par value |
Stephen A. Sherwin
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 May 2014 |
50,000 |
50,000
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Stephen A. Sherwin
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 May 2014 |
7,500 |
14,503
|
-
|
|
-
|
Common Stock $.01 par value |
Gary A. Lyons
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 May 2014 |
50,000 |
50,000
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Gary A. Lyons
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 May 2014 |
7,500 |
70,781
|
-
|
|
-
|
Common Stock $.01 par value |
R. Gordon Douglas
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 May 2014 |
65,000 |
65,000
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
R. Gordon Douglas
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 May 2014 |
7,500 |
100,781
|
-
|
|
-
|
Common Stock $.01 par value |
Robert C. Merton
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 May 2014 |
50,000 |
50,000
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Robert C. Merton
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 May 2014 |
7,500 |
83,281
|
-
|
|
-
|
Common Stock $.01 par value |
Richard M. Beleson
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 May 2014 |
50,000 |
50,000
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Richard M. Beleson
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 May 2014 |
7,500 |
14,578
|
-
|
|
-
|
Common Stock $.01 par value |
Anthony A. Ramos
|
VP, Chief Accounting Officer |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
21 Apr 2014 |
428 |
101,292
|
-
|
|
-
|
Common Stock $.01 par value |
Vijay B. Samant
|
Director, President & CEO |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
14 Apr 2014 |
4,738 |
945,988
|
-
|
|
-
|
Common Stock $.01 par value |
Larry Smith
|
VP, Vaccine Research |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
11 Apr 2014 |
1,912 |
193,213
|
-
|
|
-
|
Common Stock $.01 par value |
Igor Bilinsky
|
Senior VP, Corporate Devt |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
11 Apr 2014 |
1,150 |
142,818
|
-
|
|
-
|
Common Stock $.01 par value |
Anthony A. Ramos
|
Chief Accounting Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
23 Jan 2014 |
82 |
101,929
|
-
|
|
-
|
Common Stock $.01 par value |
Anthony A. Ramos
|
Chief Accounting Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
23 Jan 2014 |
209 |
101,720
|
-
|
|
-
|
Common Stock $.01 par value |
Anthony A. Ramos
|
Chief Accounting Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
19 Jan 2014 |
164 |
102,175
|
-
|
|
-
|
Common Stock |
Anthony A. Ramos
|
Chief Accounting Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
19 Jan 2014 |
164 |
102,011
|
-
|
|
-
|
Common Stock |
Vijay B. Samant
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 Jan 2014 |
330,000 |
950,726
|
-
|
|
-
|
Common Stock $.01 par value |
Larry Smith
|
VP, Vaccine Research |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 Jan 2014 |
90,000 |
195,125
|
-
|
|
-
|
Common Stock $.01 par value |
Igor Bilinsky
|
Senior VP, Corporate Devt |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 Jan 2014 |
90,000 |
143,968
|
-
|
|
-
|
Common Stock $.01 par value |
Anthony A. Ramos
|
Chief Accounting Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 Jan 2014 |
70,000 |
102,339
|
-
|
|
-
|
Common Stock $.01 par value |
Larry Smith
|
VP, Vaccine Research |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
07 Jan 2014 |
655 |
107,422
|
-
|
|
-
|
Common Stock $.01 par value |
Igor Bilinsky
|
Senior VP, Corporate Devt |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
07 Jan 2014 |
54 |
55,692
|
-
|
|
-
|
Common Stock $.01 par value |
Anthony A. Ramos
|
Chief Accounting Officer |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
12 Nov 2013 |
7,918 |
32,339
|
-
|
|
-
|
Common Stock $.01 par value |
Anthony A. Ramos
|
Chief Accounting Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
23 Oct 2013 |
82 |
40,257
|
-
|
|
-
|
Common Stock $.01 par value |
Anthony A. Ramos
|
Chief Accounting Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
19 Oct 2013 |
163 |
40,502
|
-
|
|
-
|
Common Stock $.01 par value |
Anthony A. Ramos
|
Chief Accounting Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
19 Oct 2013 |
163 |
40,339
|
-
|
|
-
|
Common Stock $.01 par value |
Vijay B. Samant
|
Director, President & CEO |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
13 Oct 2013 |
1,463 |
632,211
|
-
|
|
-
|
Common Stock $.01 par value |
Vijay B. Samant
|
Director, President & CEO |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
11 Oct 2013 |
2,621 |
633,674
|
-
|
|
-
|
Common Stock $.01 par value |
Anthony A. Ramos
|
Chief Accounting Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Aug 2013 |
150,000 |
359,600
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Anthony A. Ramos
|
Chief Accounting Officer |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
26 Aug 2013 |
25,000 |
40,665
|
-
|
|
-
|
Common Stock $.01 par value |
Alain P. Rolland
|
Exec VP, Product Development |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
22 Aug 2013 |
13,527 |
127,583
|
-
|
|
-
|
Common Stock $.01 par value |
Vijay B. Samant
|
Director, President & CEO |
Gift of securities by or to the insider at price $ 0.00 per share. |
05 Aug 2013 |
1,400 |
636,295
|
-
|
|
-
|
Common Stock |
Anthony A. Ramos
|
Chief Accounting Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
23 Jul 2013 |
83 |
15,665
|
-
|
|
-
|
Common Stock $.01 par value |
Anthony A. Ramos
|
Chief Accounting Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
19 Jul 2013 |
164 |
15,748
|
-
|
|
-
|
Common Stock $.01 par value |
Anthony A. Ramos
|
Chief Accounting Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
19 Jul 2013 |
164 |
15,912
|
-
|
|
-
|
Common Stock $.01 par value |
Vijay B. Samant
|
Director, President & CEO |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
11 Jul 2013 |
1,471 |
637,695
|
-
|
|
-
|
Common Stock $.01 par value |
Vijay B. Samant
|
Director, President & CEO |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
11 Jul 2013 |
2,635 |
639,166
|
-
|
|
-
|
Common Stock $.01 par value |
Alain P. Rolland
|
Exec VP, Product Development |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
11 Jul 2013 |
1,097 |
173,134
|
-
|
|
-
|
Common Stock $.01 par value |
Alain P. Rolland
|
Exec VP, Product Development |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
11 Jul 2013 |
592 |
172,542
|
-
|
|
-
|
Common Stock $.01 par value |
Alain P. Rolland
|
Exec VP, Product Development |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
07 Jul 2013 |
1,317 |
174,231
|
-
|
|
-
|
Common Stock $.01 par value |
George J. Morrow
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
23 May 2013 |
5,953 |
12,347
|
-
|
|
-
|
Common Stock $.01 par value |
George J. Morrow
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 May 2013 |
39,619 |
75,894
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Stephen A. Sherwin
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 May 2013 |
40,176 |
40,176
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Stephen A. Sherwin
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
23 May 2013 |
7,003 |
7,003
|
-
|
|
-
|
Common Stock $.01 par value |
Gary A. Lyons
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 May 2013 |
39,619 |
284,678
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Gary A. Lyons
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
23 May 2013 |
5,953 |
63,281
|
-
|
|
-
|
Common Stock $.01 par value |
R. Gordon Douglas
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
23 May 2013 |
5,953 |
93,281
|
-
|
|
-
|
Common Stock $.01 par value |
R. Gordon Douglas
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 May 2013 |
52,048 |
453,296
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Robert C. Merton
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
23 May 2013 |
5,953 |
75,781
|
-
|
|
-
|
Common Stock $.01 par value |
Robert C. Merton
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 May 2013 |
39,619 |
298,741
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Richard M. Beleson
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 May 2013 |
40,176 |
40,176
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Richard M. Beleson
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
23 May 2013 |
7,003 |
7,078
|
-
|
|
-
|
Common Stock $.01 par value |
Robert C. Merton
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
10 May 2013 |
12,500 |
259,122
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Robert C. Merton
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
10 May 2013 |
12,500 |
69,828
|
-
|
|
-
|
Common Stock $.01 par value |
Anthony A. Ramos
|
Chief Accounting Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
19 Apr 2013 |
164 |
16,158
|
-
|
|
-
|
Common Stock $.01 par value |
Anthony A. Ramos
|
Chief Accounting Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
19 Apr 2013 |
82 |
16,076
|
-
|
|
-
|
Common Stock $.01 par value |
Anthony A. Ramos
|
Chief Accounting Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
19 Apr 2013 |
164 |
16,322
|
-
|
|
-
|
Common Stock $.01 par value |
Anthony A. Ramos
|
Chief Accounting Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 Apr 2013 |
70,000 |
70,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Vijay B. Samant
|
Director, President & CEO |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
11 Apr 2013 |
1,471 |
641,801
|
-
|
|
-
|
Common Stock $.01 par value |
Vijay B. Samant
|
Director, President & CEO |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
11 Apr 2013 |
2,635 |
643,272
|
-
|
|
-
|
Common Stock $.01 par value |
Alain P. Rolland
|
Exec VP, Product Development |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
11 Apr 2013 |
593 |
175,548
|
-
|
|
-
|
Common Stock $.01 par value |
Alain P. Rolland
|
Exec VP, Product Development |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
11 Apr 2013 |
1,098 |
176,141
|
-
|
|
-
|
Common Stock $.01 par value |
Alain P. Rolland
|
Exec VP, Product Development |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
07 Apr 2013 |
1,317 |
177,239
|
-
|
|
-
|
Common Stock $.01 par value |
Jill M. Broadfoot
|
Sr Vice President, CFO, Sec |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
01 Apr 2013 |
38,121 |
145,649
|
-
|
|
-
|
Common Stock $.01 par value |
Vijay B. Samant
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Jan 2013 |
35,250 |
2,012,250
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Vijay B. Samant
|
Director, President & CEO |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
11 Jan 2013 |
2,634 |
651,790
|
-
|
|
-
|
Common Stock $.01 par value |
Vijay B. Samant
|
Director, President & CEO |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
11 Jan 2013 |
5,883 |
645,907
|
-
|
|
-
|
Common Stock $.01 par value |
Vijay B. Samant
|
Director, President & CEO |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
11 Jan 2013 |
84,600 |
654,424
|
-
|
|
-
|
Common Stock $.01 par value |
Vijay B. Samant
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Jan 2013 |
446,750 |
2,459,000
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Alain P. Rolland
|
Exec VP, Product Development |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Jan 2013 |
97,163 |
822,000
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Alain P. Rolland
|
Exec VP, Product Development |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
11 Jan 2013 |
22,092 |
182,023
|
-
|
|
-
|
Common Stock $.01 par value |
Alain P. Rolland
|
Exec VP, Product Development |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
11 Jan 2013 |
1,097 |
180,926
|
-
|
|
-
|
Common Stock $.01 par value |
Alain P. Rolland
|
Exec VP, Product Development |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
11 Jan 2013 |
2,370 |
178,556
|
-
|
|
-
|
Common Stock $.01 par value |
Alain P. Rolland
|
Exec VP, Product Development |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Jan 2013 |
27,837 |
724,837
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Jill M. Broadfoot
|
Sr Vice President, CFO, Sec |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Jan 2013 |
123,515 |
915,109
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Jill M. Broadfoot
|
Sr Vice President, CFO, Sec |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
11 Jan 2013 |
27,060 |
234,935
|
-
|
|
-
|
Common Stock $.01 par value |
Jill M. Broadfoot
|
Sr Vice President, CFO, Sec |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
11 Jan 2013 |
2,370 |
232,565
|
-
|
|
-
|
Common Stock $.01 par value |
Jill M. Broadfoot
|
Sr Vice President, CFO, Sec |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Jan 2013 |
29,594 |
791,594
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Alain P. Rolland
|
Exec VP, Product Development |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
07 Jan 2013 |
1,316 |
160,699
|
-
|
|
-
|
Common Stock $.01 par value |
Alain P. Rolland
|
Exec VP, Product Development |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
07 Jan 2013 |
768 |
159,931
|
-
|
|
-
|
Common Stock $.01 par value |
Vijay B. Samant
|
Director, President & CEO |
Gift of securities by or to the insider at price $ 0.00 per share. |
19 Nov 2012 |
5,000 |
569,824
|
-
|
|
-
|
Common Stock |
Robert H. Campbell
|
None |
Gift of securities by or to the insider at price $ 0.00 per share. |
19 Oct 2012 |
37,500 |
179,122
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Robert H. Campbell
|
None |
Gift of securities by or to the insider at price $ 0.00 per share. |
19 Oct 2012 |
56,250 |
122,872
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Robert H. Campbell
|
None |
Gift of securities by or to the insider at price $ 0.00 per share. |
19 Oct 2012 |
12,500 |
216,622
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Robert H. Campbell
|
None |
Gift of securities by or to the insider at price $ 0.00 per share. |
19 Oct 2012 |
12,500 |
241,622
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Robert H. Campbell
|
None |
Gift of securities by or to the insider at price $ 0.00 per share. |
19 Oct 2012 |
12,500 |
229,122
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Robert H. Campbell
|
None |
Gift of securities by or to the insider at price $ 0.00 per share. |
19 Oct 2012 |
12,500 |
266,622
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Robert H. Campbell
|
None |
Gift of securities by or to the insider at price $ 0.00 per share. |
19 Oct 2012 |
6,000 |
6,000
|
-
|
|
-
|
Common Stock |
Robert H. Campbell
|
None |
Gift of securities by or to the insider at price $ 0.00 per share. |
19 Oct 2012 |
20,000 |
46,622
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Robert H. Campbell
|
None |
Gift of securities by or to the insider at price $ 0.00 per share. |
19 Oct 2012 |
6,000 |
8,328
|
-
|
|
-
|
Common Stock |
Robert H. Campbell
|
None |
Gift of securities by or to the insider at price $ 0.00 per share. |
19 Oct 2012 |
22,000 |
36,328
|
-
|
|
-
|
Common Stock |
Robert H. Campbell
|
None |
Gift of securities by or to the insider at price $ 0.00 per share. |
19 Oct 2012 |
22,000 |
14,328
|
-
|
|
-
|
Common Stock |
Robert H. Campbell
|
None |
Gift of securities by or to the insider at price $ 0.00 per share. |
19 Oct 2012 |
12,500 |
254,122
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Robert H. Campbell
|
None |
Gift of securities by or to the insider at price $ 0.00 per share. |
19 Oct 2012 |
20,000 |
20,000
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Robert H. Campbell
|
None |
Gift of securities by or to the insider at price $ 0.00 per share. |
19 Oct 2012 |
56,250 |
66,622
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
George J. Morrow
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
15 Oct 2012 |
6,394 |
6,394
|
-
|
|
-
|
Common Stock $.01 par value |
George J. Morrow
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Oct 2012 |
36,275 |
36,275
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Vijay B. Samant
|
Director, President & CEO |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
11 Oct 2012 |
2,635 |
574,824
|
-
|
|
-
|
Common Stock $.01 par value |
Alain P. Rolland
|
Exec VP, Product Development |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
11 Oct 2012 |
1,098 |
162,015
|
-
|
|
-
|
Common Stock $.01 par value |
Alain P. Rolland
|
Exec VP, Product Development |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
07 Oct 2012 |
768 |
163,113
|
-
|
|
-
|
Common Stock $.01 par value |
Alain P. Rolland
|
Exec VP, Product Development |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
07 Oct 2012 |
1,318 |
163,881
|
-
|
|
-
|
Common Stock $.01 par value |
Vijay B. Samant
|
Director, President & CEO |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
11 Jul 2012 |
2,634 |
577,459
|
-
|
|
-
|
Common Stock $.01 par value |
Alain P. Rolland
|
Exec VP, Product Development |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
09 Jul 2012 |
1,097 |
165,199
|
-
|
|
-
|
Common Stock $.01 par value |
Alain P. Rolland
|
Exec VP, Product Development |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
09 Jul 2012 |
768 |
166,296
|
-
|
|
-
|
Common Stock $.01 par value |
Alain P. Rolland
|
Exec VP, Product Development |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
07 Jul 2012 |
1,317 |
167,064
|
-
|
|
-
|
Common Stock $.01 par value |
Robert H. Campbell
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
24 May 2012 |
7,328 |
58,328
|
-
|
|
-
|
Common Stock $.01 par value |
Robert H. Campbell
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 May 2012 |
46,622 |
279,122
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Gary A. Lyons
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 May 2012 |
46,622 |
251,309
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Gary A. Lyons
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
24 May 2012 |
7,328 |
57,328
|
-
|
|
-
|
Common Stock $.01 par value |
R. Gordon Douglas
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 May 2012 |
61,248 |
421,248
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
R. Gordon Douglas
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
24 May 2012 |
7,328 |
87,328
|
-
|
|
-
|
Common Stock $.01 par value |
Robert C. Merton
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 May 2012 |
46,622 |
271,622
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Robert C. Merton
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
24 May 2012 |
7,328 |
57,328
|
-
|
|
-
|
Common Stock $.01 par value |
Vijay B. Samant
|
Director, President & CEO |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
11 Apr 2012 |
2,633 |
580,093
|
-
|
|
-
|
Common Stock $.01 par value |
Alain P. Rolland
|
Exec VP, Product Development |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
11 Apr 2012 |
1,097 |
168,381
|
-
|
|
-
|
Common Stock $.01 par value |
Alain P. Rolland
|
Exec VP, Product Development |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
07 Apr 2012 |
768 |
169,478
|
-
|
|
-
|
Common Stock $.01 par value |
Alain P. Rolland
|
Exec VP, Product Development |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
07 Apr 2012 |
1,317 |
170,246
|
-
|
|
-
|
Common Stock $.01 par value |
Vijay B. Samant
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Jan 2012 |
33,473 |
1,773,473
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Vijay B. Samant
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Jan 2012 |
328,527 |
2,102,000
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Vijay B. Samant
|
Director, President & CEO |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
13 Jan 2012 |
67,000 |
582,726
|
-
|
|
-
|
Common Stock $.01 par value |
Alain P. Rolland
|
Exec VP, Product Development |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
13 Jan 2012 |
27,000 |
171,563
|
-
|
|
-
|
Common Stock $.01 par value |
Alain P. Rolland
|
Exec VP, Product Development |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Jan 2012 |
29,875 |
639,875
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Alain P. Rolland
|
Exec VP, Product Development |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Jan 2012 |
117,125 |
757,000
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Jill M. Broadfoot
|
Sr Vice President, CFO, Sec |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
13 Jan 2012 |
27,000 |
207,875
|
-
|
|
-
|
Common Stock $.01 par value |
Jill M. Broadfoot
|
Sr Vice President, CFO, Sec |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Jan 2012 |
29,875 |
644,875
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Jill M. Broadfoot
|
Sr Vice President, CFO, Sec |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Jan 2012 |
117,125 |
762,000
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Vijay B. Samant
|
Director, President & CEO |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
11 Jan 2012 |
2,635 |
515,726
|
-
|
|
-
|
Common Stock $.01 par value |
Alain P. Rolland
|
Exec VP, Product Development |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
11 Jan 2012 |
1,098 |
144,563
|
-
|
|
-
|
Common Stock $.01 par value |
Alain P. Rolland
|
Exec VP, Product Development |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
07 Jan 2012 |
5,269 |
146,429
|
-
|
|
-
|
Common Stock $.01 par value |
Alain P. Rolland
|
Exec VP, Product Development |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
07 Jan 2012 |
768 |
145,661
|
-
|
|
-
|
Common Stock $.01 par value |
Alain P. Rolland
|
Exec VP, Product Development |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
04 Jan 2012 |
109 |
151,698
|
-
|
|
-
|
Common Stock $.01 par value |
Vijay B. Samant
|
Director, President & CEO |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
11 Oct 2011 |
2,632 |
518,361
|
-
|
|
-
|
Common Stock $.01 par value |
Alain P. Rolland
|
Exec VP, Product Development |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
09 Oct 2011 |
767 |
152,903
|
-
|
|
-
|
Common Stock $.01 par value |
Alain P. Rolland
|
Exec VP, Product Development |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
09 Oct 2011 |
1,096 |
151,807
|
-
|
|
-
|
Common Stock $.01 par value |
Alain P. Rolland
|
Exec VP, Product Development |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
04 Oct 2011 |
109 |
153,670
|
-
|
|
-
|
Common Stock $.01 par value |
Vijay B. Samant
|
Director, President & CEO |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
11 Jul 2011 |
2,636 |
520,993
|
-
|
|
-
|
Common Stock $.01 par value |
Alain P. Rolland
|
Exec VP, Product Development |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
09 Jul 2011 |
768 |
154,877
|
-
|
|
-
|
Common Stock $.01 par value |
Alain P. Rolland
|
Exec VP, Product Development |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
09 Jul 2011 |
1,098 |
153,779
|
-
|
|
-
|
Common Stock $.01 par value |
Alain P. Rolland
|
Exec VP, Product Development |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
04 Jul 2011 |
109 |
155,645
|
-
|
|
-
|
Common Stock $.01 par value |
Robert H. Campbell
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 May 2011 |
56,250 |
232,500
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Robert H. Campbell
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
26 May 2011 |
18,750 |
51,000
|
-
|
|
-
|
Common Stock $.01 par value |
Gary A. Lyons
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 May 2011 |
56,250 |
210,937
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Gary A. Lyons
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
26 May 2011 |
18,750 |
50,000
|
-
|
|
-
|
Common Stock $.01 par value |
R. Gordon Douglas
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
26 May 2011 |
30,000 |
80,000
|
-
|
|
-
|
Common Stock $.01 par value |
R. Gordon Douglas
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 May 2011 |
90,000 |
380,000
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Robert C. Merton
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
26 May 2011 |
18,750 |
50,000
|
-
|
|
-
|
Common Stock $.01 par value |
Robert C. Merton
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 May 2011 |
56,250 |
245,000
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Vijay B. Samant
|
Director, President & CEO |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
11 Apr 2011 |
2,634 |
523,629
|
-
|
|
-
|
Common Stock $.01 par value |
Alain P. Rolland
|
Exec VP, Product Development |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
09 Apr 2011 |
768 |
156,851
|
-
|
|
-
|
Common Stock $.01 par value |
Alain P. Rolland
|
Exec VP, Product Development |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
09 Apr 2011 |
1,097 |
155,754
|
-
|
|
-
|
Common Stock $.01 par value |
Alain P. Rolland
|
Exec VP, Product Development |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
04 Apr 2011 |
109 |
157,619
|
-
|
|
-
|
Common Stock $.01 par value |
Vijay B. Samant
|
Director, President & CEO |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
04 Feb 2011 |
500 |
526,263
|
-
|
|
-
|
Common Stock $.01 par value |
Vijay B. Samant
|
Director, President & CEO |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
21 Jan 2011 |
500 |
525,763
|
-
|
|
-
|
Common Stock $.01 par value |
Vijay B. Samant
|
Director, President & CEO |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
20 Jan 2011 |
1,000 |
525,263
|
-
|
|
-
|
Common Stock $.01 par value |
Vijay B. Samant
|
Director, President & CEO |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
07 Jan 2011 |
150,000 |
534,785
|
-
|
|
-
|
Common Stock $.01 par value |
Vijay B. Samant
|
Director, President & CEO |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
07 Jan 2011 |
10,522 |
524,263
|
-
|
|
-
|
Common Stock $.01 par value |
Vijay B. Samant
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jan 2011 |
38,370 |
1,328,370
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Vijay B. Samant
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jan 2011 |
411,630 |
1,740,000
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Alain P. Rolland
|
Exec VP, Product Development |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jan 2011 |
42,777 |
472,777
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Alain P. Rolland
|
Exec VP, Product Development |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jan 2011 |
137,223 |
610,000
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Alain P. Rolland
|
Exec VP, Product Development |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
07 Jan 2011 |
4,384 |
157,727
|
-
|
|
-
|
Common Stock $.01 par value |
Alain P. Rolland
|
Exec VP, Product Development |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
07 Jan 2011 |
60,000 |
162,877
|
-
|
|
-
|
Common Stock $.01 par value |
Alain P. Rolland
|
Exec VP, Product Development |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
07 Jan 2011 |
766 |
162,111
|
-
|
|
-
|
Common Stock $.01 par value |
Jill M. Broadfoot
|
Sr Vice President, CFO, Sec |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
07 Jan 2011 |
60,000 |
180,875
|
-
|
|
-
|
Common Stock $.01 par value |
Jill M. Broadfoot
|
Sr Vice President, CFO, Sec |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jan 2011 |
42,777 |
477,777
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Jill M. Broadfoot
|
Sr Vice President, CFO, Sec |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jan 2011 |
137,223 |
615,000
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Vijay B. Samant
|
Director, President & CEO |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
05 Jan 2011 |
657 |
384,785
|
-
|
|
-
|
Common Stock $.01 par value |
Alain P. Rolland
|
Exec VP, Product Development |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
04 Jan 2011 |
109 |
103,008
|
-
|
|
-
|
Common Stock $.01 par value |
Alain P. Rolland
|
Exec VP, Product Development |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
04 Jan 2011 |
131 |
102,877
|
-
|
|
-
|
Common Stock $.01 par value |
Vijay B. Samant
|
Director, President & CEO |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
31 Dec 2010 |
1,000 |
385,442
|
-
|
|
-
|
Common Stock $.01 par value |
Vijay B. Samant
|
Director, President & CEO |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
10 Dec 2010 |
1,000 |
384,442
|
-
|
|
-
|
Common Stock $.01 par value |
Vijay B. Samant
|
Director, President & CEO |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
29 Nov 2010 |
1,000 |
383,442
|
-
|
|
-
|
Common Stock $.01 par value |
Alain P. Rolland
|
Exec VP, Product Development |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
09 Oct 2010 |
767 |
103,118
|
-
|
|
-
|
Common Stock $.01 par value |
Vijay B. Samant
|
Director, President & CEO |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
05 Oct 2010 |
657 |
382,442
|
-
|
|
-
|
Common Stock $.01 par value |
Alain P. Rolland
|
Exec VP, Product Development |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
04 Oct 2010 |
109 |
104,016
|
-
|
|
-
|
Common Stock $.01 par value |
Alain P. Rolland
|
Exec VP, Product Development |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
04 Oct 2010 |
131 |
103,885
|
-
|
|
-
|
Common Stock $.01 par value |
Alain P. Rolland
|
Exec VP, Product Development |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
09 Jul 2010 |
768 |
104,125
|
-
|
|
-
|
Common Stock $.01 par value |
Vijay B. Samant
|
Director, President & CEO |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
05 Jul 2010 |
658 |
383,099
|
-
|
|
-
|
Common Stock $.01 par value |
Alain P. Rolland
|
Exec VP, Product Development |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
04 Jul 2010 |
109 |
105,024
|
-
|
|
-
|
Common Stock $.01 par value |
Alain P. Rolland
|
Exec VP, Product Development |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
04 Jul 2010 |
131 |
104,893
|
-
|
|
-
|
Common Stock $.01 par value |
Robert H. Campbell
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
25 May 2010 |
18,750 |
32,250
|
-
|
|
-
|
Common Stock $.01 par value |
Robert H. Campbell
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 May 2010 |
56,250 |
176,250
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Gary A. Lyons
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 May 2010 |
56,250 |
193,750
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Gary A. Lyons
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
25 May 2010 |
18,750 |
31,250
|
-
|
|
-
|
Common Stock $.01 par value |
R. Gordon Douglas
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 May 2010 |
90,000 |
310,000
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
R. Gordon Douglas
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
25 May 2010 |
30,000 |
50,000
|
-
|
|
-
|
Common Stock $.01 par value |
Robert C. Merton
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 May 2010 |
56,250 |
188,750
|
-
|
|
-
|
Nonstatutory Stock Option (right to buy) |
Robert C. Merton
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
25 May 2010 |
18,750 |
31,250
|
-
|
|
-
|
Common Stock $.01 par value |
Alain P. Rolland
|
Exec VP, Product Development |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
09 Apr 2010 |
768 |
105,133
|
-
|
|
-
|
Common Stock $.01 par value |
Vijay B. Samant
|
Director, President & CEO |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
05 Apr 2010 |
658 |
383,757
|
-
|
|
-
|
Common Stock $.01 par value |
Alain P. Rolland
|
Exec VP, Product Development |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
04 Apr 2010 |
109 |
106,032
|
-
|
|
-
|
Common Stock $.01 par value |
Alain P. Rolland
|
Exec VP, Product Development |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
04 Apr 2010 |
131 |
105,901
|
-
|
|
-
|
Common Stock $.01 par value |