69,964 XNAS Volume
XNAS 21 Mar, 2025 5:30 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Peter Cicala | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Feb 2025 | 51,485 | 51,485 | - | - | Stock Option (Right to buy) | |
| Sanjeev Luther | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Feb 2025 | 1,123,350 | 1,123,350 | - | - | Stock Option (right to buy) | |
| William A. Wexler | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Feb 2025 | 124,533 | 124,533 | - | - | Stock Option (right to buy) | |
| Sandra M. Gurrola | Sr. VP of Finance | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Feb 2025 | 150,000 | 150,000 | - | - | Stock Option (Right to buy) | |
| James A. Bristol | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Feb 2025 | 72,074 | 72,074 | - | - | Stock Option (Right to buy) | |
| Elena Ratner | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2025 | 140,078 | 140,078 | - | - | Stock Option (Right to buy) | |
| Charles Cherington | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 23 Sep 2024 | 2,475,524 | 0 | - | - | Warrants (right to buy) | |
| Charles Cherington | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 23 Sep 2024 | 3,125,976 | 0 | - | - | Warrants (right to buy) | |
| Charles Cherington | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Sep 2024 | 83,916 | 2,475,524 | - | - | Warrants (right to buy) | |
| Charles Cherington | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 23 Sep 2024 | 523,512 | 0 | - | - | Warrants (right to buy) | |
| Charles Cherington | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Sep 2024 | 261,756 | 818,221 | - | - | Common Stock | |
| Charles Cherington | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Sep 2024 | 4,768,783 | 5,587,004 | - | - | Common Stock | |
| Charles Cherington | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Sep 2024 | 5,420,823 | 12,245,589 | - | - | Common Stock | |
| Charles Cherington | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Sep 2024 | 1,237,762 | 6,824,766 | - | - | Common Stock | |
| Charles Cherington | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Sep 2024 | 1,562,988 | 13,808,577 | - | - | Common Stock | |
| Charles Cherington | Ten Percent Owner | 23 Sep 2024 | 2,819,546 | 16,628,123 | - | 0.5 | 1,409,773 | Common Stock | |
| Charles Cherington | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Sep 2024 | 83,916 | 2,391,608 | - | - | Warrants (right to buy) | |
| Sandra M. Gurrola | Sr. VP of Finance | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.94 per share. | 21 Jun 2024 | 180 | 1,185 | - | 1.9 | 349 | Common Stock |
| Sandra M. Gurrola | Sr. VP of Finance | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Jun 2024 | 437 | 437 | - | - | Restricted Stock Units | |
| Sandra M. Gurrola | Sr. VP of Finance | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Jun 2024 | 437 | 1,365 | - | - | Common Stock | |
| James A. Bristol | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Apr 2024 | 124,525 | 124,525 | - | - | Stock Option (Right to buy) | |
| Sandra M. Gurrola | Sr. VP of Finance | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Apr 2024 | 80,000 | 80,000 | - | - | Stock Option (Right to buy) | |
| Peter Cicala | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Apr 2024 | 88,946 | 88,946 | - | - | Stock Option (Right to buy) | |
| Sanjeev Luther | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jan 2024 | 1,685,218 | 1,685,218 | - | - | Stock Option (right to buy) | |
| Charles Cherington | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 14 Dec 2023 | 2,307,692 | 2,307,692 | - | - | Warrants (right to buy) | |
| Cherington Charles | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 14 Dec 2023 | 3,125,976 | 3,125,976 | - | - | Warrants (right to buy) | |
| Charles Cherington | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 14 Dec 2023 | 523,512 | 523,512 | - | - | Warrants (right to buy) | |
| Charles Cherington | Ten Percent Owner | 14 Dec 2023 | 523,512 | 0 | - | - | Warrants (right to buy) | ||
| Charles Cherington | Ten Percent Owner | 14 Dec 2023 | 2,307,692 | 0 | - | - | Warrants (right to buy) | ||
| Brant C. Binder | Director | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 14 Jul 2023 | 83,916 | 83,916 | - | - | Warrants (right to buy) | |
| Matthew Angel | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Jan 2023 | 132,003 | 132,003 | - | - | Stock Option (right to buy) | |
| Nicholas J. Singer | Director | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 02 Dec 2022 | 424,928 | 424,928 | - | - | Warrants (right to buy) | |
| Nicholas J. Singer | Director | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 02 Dec 2022 | 141,644 | 141,644 | - | - | Warrants (right to buy) | |
| Nicholas J. Singer | Director | Purchase of securities on an exchange or from another person at price $ 3.28 per share. | 02 Dec 2022 | 212,464 | 266,214 | - | 3.3 | 696,882 | Common Stock |
| Nicholas J. Singer | Director | Purchase of securities on an exchange or from another person at price $ 3.28 per share. | 02 Dec 2022 | 70,822 | 121,822 | - | 3.3 | 232,296 | Common Stock |
| Charles Cherington | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 3.28 per share. | 02 Dec 2022 | 261,756 | 556,465 | - | 3.3 | 858,560 | Common Stock |
| Charles Cherington | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 02 Dec 2022 | 523,512 | 523,512 | - | - | Warrants (right to buy) | |
| Roger Sidhu | Chief Medical Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Sep 2022 | 20,163 | 20,163 | - | - | Common Stock | |
| Roger Sidhu | Chief Medical Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Sep 2022 | 20,163 | 60,487 | - | - | Restricted Stock Units | |
| William A. Wexler | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Aug 2022 | 152,100 | 152,100 | - | - | Stock Option (right to buy) | |
| Nicholas J. Singer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Aug 2022 | 146,100 | 146,100 | - | - | Stock Option (right to buy) | |
| Nicholas J. Singer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Aug 2022 | 165,800 | 165,800 | - | - | Stock Option (right to buy) | |
| Charles Cherington | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Aug 2022 | 165,800 | 165,800 | - | - | Stock Option (right to buy) | |
| Gregory Fiore | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Aug 2022 | 95,100 | 95,100 | - | - | Stock Option (right to buy) | |
| Gregory Fiore | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Aug 2022 | 165,800 | 165,800 | - | - | Stock Option (right to buy) | |
| Matthew Angel | Director, Interim President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Aug 2022 | 2,487,003 | 2,487,003 | - | - | Stock Option (right to buy) | |
| William A. Wexler | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Aug 2022 | 165,800 | 165,800 | - | - | Stock Option (right to buy) | |
| Charles Cherington | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Aug 2022 | 215,100 | 215,100 | - | - | Stock Option (right to buy) | |
| Kevin D'Amour | Chief Scientific Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 28 Jun 2022 | 17,573 | 17,573 | - | - | Common Stock | |
| Kevin D'Amour | Chief Scientific Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.55 per share. | 28 Jun 2022 | 6,077 | 11,496 | - | 0.6 | 3,363 | Common Stock |
| Kevin D'Amour | Chief Scientific Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 28 Jun 2022 | 17,573 | 52,717 | - | - | Restricted Stock Units | |
| Sandra M. Gurrola | Vice President of Finance | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.48 per share. | 21 Jun 2022 | 3,586 | 13,367 | - | 0.5 | 1,709 | Common Stock |
| Sandra M. Gurrola | Vice President of Finance | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Jun 2022 | 8,750 | 26,250 | - | - | Restricted Stock Units | |
| Sandra M. Gurrola | Vice President of Finance | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Jun 2022 | 8,750 | 16,953 | - | - | Common Stock | |
| Andrew C. Jackson | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Jun 2022 | 664,800 | 664,800 | - | - | Stock Option (right to buy) | |
| Roger Sidhu | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Mar 2022 | 142,100 | 142,100 | - | - | Stock Option (Right to buy) | |
| Jay Sial | Chief Administration Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Mar 2022 | 117,200 | 117,200 | - | - | Stock Option (Right to buy) | |
| Kevin D'Amour | Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Mar 2022 | 138,400 | 138,400 | - | - | Stock Option (Right to buy) | |
| Howard J. Federoff | Director, CEO & President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Mar 2022 | 413,700 | 413,700 | - | - | Stock Option (Right to buy) | |
| Sandra M. Gurrola | Vice President of Finance | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Mar 2022 | 114,500 | 114,500 | - | - | Stock Option (Right to buy) | |
| Erin S. Enright | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jan 2022 | 67,000 | 67,000 | - | - | Stock Option (right to buy) | |
| Heather B. Redman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jan 2022 | 67,000 | 67,000 | - | - | Stock Option (right to buy) | |
| Roger Sidhu | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Sep 2021 | 80,650 | 80,650 | - | - | Restricted Stock Unit | |
| Roger Sidhu | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Sep 2021 | 161,300 | 161,300 | - | - | Stock Option | |
| Jay Sial | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jul 2021 | 71,000 | 71,000 | - | - | Stock Option | |
| Jay Sial | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jul 2021 | 35,700 | 35,700 | - | - | Restricted Stock Unit | |
| George P. Denny | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 12.00 per share. | 06 Jul 2021 | 1 | 3 | - | 12 | 12 | Common Stock |
| George P. Denny | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 14.00 per share. | 06 Jul 2021 | 1 | 2 | - | 14 | 14 | Common Stock |
| George P. Denny | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 14.00 per share. | 06 Jul 2021 | 1 | 1 | - | 14 | 14 | Common Stock |
| George P. Denny | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 16.06 per share. | 06 Jul 2021 | 75,000 | 4,775,117 | - | 16.1 | 1,204,688 | Common Stock |
| Kevin D'Amour | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Jun 2021 | 140,580 | 140,580 | - | - | Stock Option | |
| Kevin D'Amour | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Jun 2021 | 70,290 | 70,290 | - | - | Restricted Stock Unit | |
| Sandra M. Gurrola | Vice President of Finance | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Jun 2021 | 35,000 | 35,000 | - | - | Restricted Stock Unit | |
| Charles Cherington | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 15.74 per share. | 16 Jun 2021 | 198,000 | 5,896,101 | - | 15.7 | 3,117,213 | Common Stock |
| Charles Cherington | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 16.30 per share. | 16 Jun 2021 | 2,000 | 5,894,101 | - | 16.3 | 32,595 | Common Stock |
| Charles Cherington | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 15.73 per share. | 16 Jun 2021 | 200,000 | 6,094,101 | - | 15.7 | 3,146,760 | Common Stock |
| Howard J. Federoff | Director, See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Apr 2021 | 2,627,915 | 2,627,915 | - | - | Stock Option | |
| Howard J. Federoff | Director, See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Apr 2021 | 597,253 | 597,253 | - | - | Stock Option | |
| Allen Wolff | Director, Former Director and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.67 per share. | 24 Mar 2021 | 9,944 | 128,520 | - | 2.7 | 26,550 | Common Stock |
| Sandra M. Gurrola | Former SVP of Finance | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.67 per share. | 24 Mar 2021 | 6,094 | 21,617 | - | 2.7 | 16,271 | Common Stock |