David Apelian
|
Director, CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Jul 2023 |
750,000 |
750,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
James Vollins
|
General Counsel |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Apr 2023 |
120,000 |
120,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Eldon C. Mayer
|
Ex VP & Chief Commerc. Officer |
Sale of securities on an exchange or to another person at price $ 1.07 per share. |
17 Mar 2023 |
2,520 |
57,948
(0%)
|
0%
|
1.1 |
2,696
|
Common Stock |
Eldon C. Mayer
|
Ex VP & Chief Commerc. Officer |
Sale of securities on an exchange or to another person at price $ 1.07 per share. |
17 Mar 2023 |
1,875 |
56,073
(0%)
|
0%
|
1.1 |
2,008
|
Common Stock |
Amit K. Sachdev
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Mar 2023 |
28,000 |
28,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Lisa Kelly-Croswell
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Mar 2023 |
28,000 |
28,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Thomas J. Dietz
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Mar 2023 |
40,000 |
40,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Christine Murray
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Mar 2023 |
28,000 |
28,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Evan Loh
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Mar 2023 |
28,000 |
28,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Jeffrey S Glenn
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Mar 2023 |
28,000 |
28,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Eldon C. Mayer
|
Ex VP & Chief Commerc. Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Mar 2023 |
98,000 |
98,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Kim Sablich
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Mar 2023 |
28,000 |
28,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
David Apelian
|
Director, Interim CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Jan 2023 |
170,000 |
170,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Eldon C. Mayer
|
Ex VP & Chief Commerc. Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Jan 2023 |
31,500 |
31,500
|
-
|
|
-
|
Stock Option (Right to Buy) |
Erik Atkisson
|
GC & Chief Compliance Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Jan 2023 |
26,750 |
26,750
|
-
|
|
-
|
Stock Option (Right to Buy) |
Thomas J. Dietz
|
Director |
Purchase of securities on an exchange or from another person at price $ 1.43 per share. |
23 Jan 2023 |
50,000 |
50,000
(0%)
|
0%
|
1.4 |
71,580
|
Common Stock |
Christine Murray
|
Director |
Sale of securities on an exchange or to another person at price $ 1.22 per share. |
29 Dec 2022 |
5,000 |
11,000
(0%)
|
0%
|
1.2 |
6,104
|
Common Stock |
Thomas J. Dietz
|
Director |
Sale of securities on an exchange or to another person at price $ 1.17 per share. |
22 Dec 2022 |
22,500 |
21,000
(0%)
|
0%
|
1.2 |
26,303
|
Common Stock |
Jeffrey S Glenn
|
Director |
Purchase of securities on an exchange or from another person at price $ 1.28 per share. |
22 Dec 2022 |
100,000 |
182,355
(0%)
|
0%
|
1.3 |
127,950
|
Common Stock |
David Apelian
|
Director |
Sale of securities on an exchange or to another person at price $ 9.81 per share. |
16 Aug 2022 |
5,000 |
11,000
(0%)
|
0%
|
9.8 |
49,031
|
Common Stock |
Lisa Kelly-Croswell
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Jul 2022 |
30,000 |
30,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Eldon C. Mayer
|
Ex VP & Chief Commerc. Officer |
Sale of securities on an exchange or to another person at price $ 5.60 per share. |
14 Mar 2022 |
1,657 |
60,468
(0%)
|
0%
|
5.6 |
9,275
|
Common Stock |
Sriram Ryali
|
Chief Financial Officer |
Sale of securities on an exchange or to another person at price $ 5.60 per share. |
14 Mar 2022 |
2,266 |
41,566
(0%)
|
0%
|
5.6 |
12,683
|
Common Stock |
Eldon C. Mayer
|
Ex VP & Chief Commerc. Officer |
Sale of securities on an exchange or to another person at price $ 4.95 per share. |
07 Jan 2022 |
1,560 |
46,125
(0%)
|
0%
|
5.0 |
7,722
|
Common Stock |
Erik Atkisson
|
GC & Chief Compliance Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Sep 2021 |
180,000 |
180,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
David A. Cory
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Jul 2021 |
48,750 |
48,750
|
-
|
|
-
|
Stock Option (Right to Buy) |
Eldon C. Mayer
|
Ex VP & Chief Commerc. Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Jul 2021 |
17,500 |
17,500
|
-
|
|
-
|
Stock Option (Right to Buy) |
Sriram Ryali
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Jul 2021 |
30,000 |
30,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Sriram Ryali
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 May 2021 |
87,000 |
87,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Kim Sablich
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Apr 2021 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (right to buy) |
Thomas J. Dietz
|
Director |
Purchase of securities on an exchange or from another person at price $ 8.48 per share. |
09 Apr 2021 |
1,500 |
36,500
(0%)
|
0%
|
8.5 |
12,720
|
Common Stock |
Thomas J. Dietz
|
Director |
Purchase of securities on an exchange or from another person at price $ 8.50 per share. |
09 Apr 2021 |
1,000 |
37,500
(0%)
|
0%
|
8.5 |
8,500
|
Common Stock |
Amit K. Sachdev
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Mar 2021 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Amit K. Sachdev
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Mar 2021 |
5,000 |
10,000
(0%)
|
0%
|
|
0
|
Common Stock |
James P. Shaffer
|
Chief Business Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Mar 2021 |
11,875 |
29,296
(0%)
|
0%
|
|
0
|
Common Stock |
James P. Shaffer
|
Chief Business Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Mar 2021 |
71,250 |
71,250
|
-
|
|
-
|
Stock Option (Right to Buy) |
David A. Cory
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Mar 2021 |
281,000 |
281,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
David A. Cory
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Mar 2021 |
47,000 |
117,846
(0%)
|
0%
|
|
0
|
Common Stock |
Thomas J. Dietz
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Mar 2021 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Thomas J. Dietz
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Mar 2021 |
5,000 |
35,000
(0%)
|
0%
|
|
0
|
Common Stock |
David Apelian
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Mar 2021 |
5,000 |
10,000
(0%)
|
0%
|
|
0
|
Common Stock |
David Apelian
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Mar 2021 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Christine Murray
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Mar 2021 |
5,000 |
10,000
(0%)
|
0%
|
|
0
|
Common Stock |
Christine Murray
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Mar 2021 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Evan Loh
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Mar 2021 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Evan Loh
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Mar 2021 |
5,000 |
10,000
(0%)
|
0%
|
|
0
|
Common Stock |
Evan Loh
|
Director |
Sale of securities on an exchange or to another person at price $ 10.14 per share. |
12 Mar 2021 |
2,000 |
8,000
(0%)
|
0%
|
10.1 |
20,280
|
Common Stock |
Jeffrey S Glenn
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Mar 2021 |
5,000 |
76,355
(0%)
|
0%
|
|
0
|
Common Stock |
Jeffrey S Glenn
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Mar 2021 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Stephana Patton
|
See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Mar 2021 |
11,875 |
17,948
(0%)
|
0%
|
|
0
|
Common Stock |
Stephana Patton
|
See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Mar 2021 |
71,250 |
71,250
|
-
|
|
-
|
Stock Option (Right to Buy) |
Eldon C. Mayer
|
Ex VP & Chief Commerc. Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Mar 2021 |
71,250 |
71,250
|
-
|
|
-
|
Stock Option (Right to Buy) |
Eldon C. Mayer
|
Ex VP & Chief Commerc. Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Mar 2021 |
11,875 |
47,685
(0%)
|
0%
|
|
0
|
Common Stock |
Sriram Ryali
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Mar 2021 |
16,250 |
18,152
(0%)
|
0%
|
|
0
|
Common Stock |
Sriram Ryali
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Mar 2021 |
97,500 |
97,500
|
-
|
|
-
|
Stock Option (Right to Buy) |
Eldon C. Mayer
|
Ex VP & Chief Commerc. Officer |
Sale of securities on an exchange or to another person at price $ 11.68 per share. |
08 Jan 2021 |
1,690 |
35,810
(0%)
|
0%
|
11.7 |
19,739
|
Common Stock |
Jeffrey Glenn
|
None |
Purchase of securities on an exchange or from another person at price $ 11.49 per share. |
11 Aug 2020 |
5,000 |
71,355
(0%)
|
0%
|
11.5 |
57,464
|
Common Stock |
Jeffrey Glenn
|
None |
Purchase of securities on an exchange or from another person at price $ 11.28 per share. |
11 Aug 2020 |
500 |
500
(0%)
|
0%
|
11.3 |
5,638
|
Common Stock |
Jeffrey Glenn
|
None |
Purchase of securities on an exchange or from another person at price $ 11.44 per share. |
11 Aug 2020 |
4,500 |
5,000
(0%)
|
0%
|
11.4 |
51,465
|
Common Stock |
Thomas J. Dietz
|
None |
Purchase of securities on an exchange or from another person at price $ 4.95 per share. |
16 Mar 2020 |
1,000 |
30,000
(0%)
|
0%
|
5.0 |
4,950
|
Common Stock |
Jeffrey Glenn
|
None |
Purchase of securities on an exchange or from another person at price $ 5.03 per share. |
16 Mar 2020 |
30,000 |
66,355
(0%)
|
0%
|
5.0 |
150,813
|
Common Stock |
Amit K. Sachdev
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Mar 2020 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Amit K. Sachdev
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Mar 2020 |
5,000 |
5,000
(0%)
|
0%
|
|
0
|
Common Stock |
James P. Shaffer
|
Chief Business Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Mar 2020 |
50,000 |
50,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
James P. Shaffer
|
Chief Business Officer |
Grant, award, or other acquisition of securities at price $ 7.31 per share. |
12 Mar 2020 |
1,500 |
15,921
(0%)
|
0%
|
7.3 |
10,965
|
Common Stock |
David Cory
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Mar 2020 |
230,000 |
230,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
David Cory
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 7.31 per share. |
12 Mar 2020 |
1,500 |
69,346
(0%)
|
0%
|
7.3 |
10,965
|
Common Stock |
Thomas J. Dietz
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Mar 2020 |
5,000 |
29,000
(0%)
|
0%
|
|
0
|
Common Stock |
Thomas J. Dietz
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Mar 2020 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
David Apelian
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Mar 2020 |
5,000 |
5,000
(0%)
|
0%
|
|
0
|
Common Stock |
David Apelian
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Mar 2020 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Christine Murray
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Mar 2020 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Christine Murray
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Mar 2020 |
5,000 |
5,000
(0%)
|
0%
|
|
0
|
Common Stock |
Evan Loh
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Mar 2020 |
5,000 |
5,000
(0%)
|
0%
|
|
0
|
Common Stock |
Evan Loh
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Mar 2020 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Jeffrey Glenn
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Mar 2020 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Jeffrey Glenn
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Mar 2020 |
5,000 |
36,355
(0%)
|
0%
|
|
0
|
Common Stock |
Stephana Patton
|
See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Mar 2020 |
65,000 |
65,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Stephana Patton
|
See Remarks |
Grant, award, or other acquisition of securities at price $ 7.31 per share. |
12 Mar 2020 |
820 |
4,820
(0%)
|
0%
|
7.3 |
5,994
|
Common Stock |
Sriram Ryali
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 7.31 per share. |
12 Mar 2020 |
229 |
1,628
(0%)
|
0%
|
7.3 |
1,674
|
Common Stock |
Sriram Ryali
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Mar 2020 |
65,000 |
65,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Eldon C. Mayer
|
Ex VP & Chief Commerc. Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Jan 2020 |
7,500 |
37,500
(0%)
|
0%
|
|
0
|
Common Stock |
Eldon C. Mayer
|
Ex VP & Chief Commerc. Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Jan 2020 |
150,000 |
150,000
|
-
|
|
-
|
Stock Option ( Right to Buy) |
Eldon C. Mayer
|
Ex VP & Chief Commerc. Officer |
Purchase of securities on an exchange or from another person at price $ 13.52 per share. |
24 Jan 2020 |
5,000 |
30,000
(0%)
|
0%
|
13.5 |
67,603
|
Common Stock |
Thomas J. Dietz
|
None |
Purchase of securities on an exchange or from another person at price $ 13.94 per share. |
10 Jan 2020 |
4,000 |
24,000
(0%)
|
0%
|
13.9 |
55,760
|
Common Stock |
James P. Shaffer
|
Chief Business Officer |
Grant, award, or other acquisition of securities at price $ 7.95 per share. |
05 Sep 2019 |
1,500 |
14,421
(0%)
|
0%
|
7.9 |
11,921
|
Common Stock |
David Cory
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 7.95 per share. |
05 Sep 2019 |
1,500 |
67,846
(0%)
|
0%
|
7.9 |
11,921
|
Common Stock |
Sriram Ryali
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 9.37 per share. |
05 Sep 2019 |
149 |
1,399
(0%)
|
0%
|
9.4 |
1,396
|
Common Stock |
Amit K. Sachdev
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 May 2019 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option ( Right to Buy) |
David Cory
|
Director, President and CEO |
Purchase of securities on an exchange or from another person at price $ 11.26 per share. |
25 Apr 2019 |
343 |
66,346
(0%)
|
0%
|
11.3 |
3,862
|
Common Stock |
Thomas J. Dietz
|
None |
Purchase of securities on an exchange or from another person at price $ 11.10 per share. |
23 Apr 2019 |
5,000 |
20,000
(0%)
|
0%
|
11.1 |
55,495
|
Common Stock |
Thomas J. Dietz
|
None |
Purchase of securities on an exchange or from another person at price $ 11.05 per share. |
22 Apr 2019 |
5,000 |
15,000
(0%)
|
0%
|
11.1 |
55,250
|
Common Stock |
Stephana Patton
|
See Remarks |
Purchase of securities on an exchange or from another person at price $ 11.03 per share. |
22 Apr 2019 |
1,000 |
4,000
(0%)
|
0%
|
11.0 |
11,030
|
Common Stock |
Sriram Ryali
|
Chief Financial Officer |
Purchase of securities on an exchange or from another person at price $ 11.08 per share. |
22 Apr 2019 |
1,250 |
1,250
(0%)
|
0%
|
11.1 |
13,853
|
Common Stock |
James P. Shaffer
|
Chief Business Officer |
Grant, award, or other acquisition of securities at price $ 8.20 per share. |
21 Mar 2019 |
1,301 |
6,921
(0%)
|
0%
|
8.2 |
10,671
|
Common Stock |
James P. Shaffer
|
Chief Business Officer |
Grant, award, or other acquisition of securities at price $ 9.90 per share. |
21 Mar 2019 |
1,500 |
8,421
(0%)
|
0%
|
9.9 |
14,854
|
Common Stock |
James P. Shaffer
|
Chief Business Officer |
Grant, award, or other acquisition of securities at price $ 8.03 per share. |
21 Mar 2019 |
1,500 |
9,921
(0%)
|
0%
|
8.0 |
12,049
|
Common Stock |
James P. Shaffer
|
Chief Business Officer |
Grant, award, or other acquisition of securities at price $ 7.95 per share. |
21 Mar 2019 |
1,500 |
11,421
(0%)
|
0%
|
7.9 |
11,921
|
Common Stock |
James P. Shaffer
|
Chief Business Officer |
Grant, award, or other acquisition of securities at price $ 7.95 per share. |
21 Mar 2019 |
1,500 |
12,921
(0%)
|
0%
|
7.9 |
11,921
|
Common Stock |
James P. Shaffer
|
Chief Business Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Mar 2019 |
50,000 |
50,000
|
-
|
|
-
|
Stock Option ( Right to Buy) |
David Cory
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Mar 2019 |
200,000 |
200,000
|
-
|
|
-
|
Stock Option ( Right to Buy) |
David Cory
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 8.20 per share. |
21 Mar 2019 |
1,325 |
60,003
(0%)
|
0%
|
8.2 |
10,868
|
Common Stock |
David Cory
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 9.90 per share. |
21 Mar 2019 |
1,500 |
61,503
(0%)
|
0%
|
9.9 |
14,854
|
Common Stock |
David Cory
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 8.03 per share. |
21 Mar 2019 |
1,500 |
63,003
(0%)
|
0%
|
8.0 |
12,049
|
Common Stock |
David Cory
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 7.95 per share. |
21 Mar 2019 |
1,500 |
64,503
(0%)
|
0%
|
7.9 |
11,921
|
Common Stock |
David Cory
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 7.95 per share. |
21 Mar 2019 |
1,500 |
66,003
(0%)
|
0%
|
7.9 |
11,921
|
Common Stock |
Thomas J. Dietz
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Mar 2019 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option ( Right to Buy) |
David Apelian
|
Director, COO and Ex. Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Mar 2019 |
110,500 |
110,500
|
-
|
|
-
|
Stock Option ( Right to Buy) |
Christine Murray
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Mar 2019 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option ( Right to Buy) |
Evan Loh
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Mar 2019 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option ( Right to Buy) |
Jeffrey Glenn
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Mar 2019 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option ( Right to Buy) |
Stephana Patton
|
See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Mar 2019 |
90,000 |
90,000
|
-
|
|
-
|
Stock Option ( Right to Buy) |
Eldon C. Mayer
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Mar 2019 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option ( Right to Buy) |
David Cory
|
Director, President and CEO |
Purchase of securities on an exchange or from another person at price $ 14.13 per share. |
04 Feb 2019 |
227 |
58,678
(0%)
|
0%
|
14.1 |
3,208
|
Common Stock |
Christine Murray
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jan 2019 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option ( Right to Buy) |
Sriram Ryali
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Jan 2019 |
90,000 |
90,000
|
-
|
|
-
|
Stock Option ( Right to Buy) |
Thomas J. Dietz
|
None |
Purchase of securities on an exchange or from another person at price $ 9.98 per share. |
20 Dec 2018 |
5,000 |
10,000
(0%)
|
0%
|
10.0 |
49,900
|
Common Stock |
Thomas J. Dietz
|
None |
Purchase of securities on an exchange or from another person at price $ 11.26 per share. |
06 Dec 2018 |
5,000 |
5,000
(0%)
|
0%
|
11.3 |
56,300
|
Common Stock |
Eldon C. Mayer
|
None |
Purchase of securities on an exchange or from another person at price $ 10.21 per share. |
29 Nov 2018 |
4,000 |
25,000
(0%)
|
0%
|
10.2 |
40,840
|
Common Stock |
Eldon C. Mayer
|
None |
Purchase of securities on an exchange or from another person at price $ 10.07 per share. |
26 Nov 2018 |
6,000 |
21,000
(0%)
|
0%
|
10.1 |
60,447
|
Common Stock |
Eldon C. Mayer
|
None |
Purchase of securities on an exchange or from another person at price $ 9.75 per share. |
26 Nov 2018 |
7,500 |
7,500
(0%)
|
0%
|
9.8 |
73,143
|
Common Stock |
Eldon C. Mayer
|
None |
Purchase of securities on an exchange or from another person at price $ 9.92 per share. |
26 Nov 2018 |
7,500 |
15,000
(0%)
|
0%
|
9.9 |
74,408
|
Common Stock |
Joanne Quan
|
Chief Medical Officer |
Sale of securities on an exchange or to another person at price $ 10.00 per share. |
02 Apr 2018 |
4,000 |
0
(0%)
|
0%
|
10 |
40,000
|
Common Stock |
Joanne Quan
|
Chief Medical Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.06 per share. |
02 Apr 2018 |
4,000 |
4,000
(0%)
|
0%
|
2.1 |
8,240
|
Common Stock |
Joanne Quan
|
Chief Medical Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
02 Apr 2018 |
4,000 |
22,256
|
-
|
|
-
|
Stock Option (Right to Buy) |
James P. Shaffer
|
Chief Business Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 Mar 2018 |
60,000 |
60,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
James H. Welch
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Mar 2018 |
60,000 |
60,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
David Cory
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Mar 2018 |
190,000 |
190,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Thomas J. Dietz
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Mar 2018 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
David Apelian
|
Director, COO and Ex. Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Mar 2018 |
37,000 |
37,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Evan Loh
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Mar 2018 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Joanne Quan
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Mar 2018 |
60,000 |
60,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Jeffrey Glenn
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Mar 2018 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Eldon C. Mayer
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Mar 2018 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
David Apelian
|
Director, COO and Ex. Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
05 Jan 2018 |
150,000 |
150,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Eldon C. Mayer
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
05 Jan 2018 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (right to buy) |
David Apelian
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Sep 2017 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Evan Loh
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Sep 2017 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Jeffrey Glenn
|
None |
Purchase of securities on an exchange or from another person at price $ 9.53 per share. |
01 Sep 2017 |
15,000 |
31,355
(0%)
|
0%
|
9.5 |
142,950
|
Common Stock |
Charles J. Bramlage
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Apr 2017 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Edgar G. Engleman
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Apr 2017 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Nina Kjellson
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Apr 2017 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Thomas J. Dietz
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Apr 2017 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Jeffrey Glenn
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Apr 2017 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
James H. Welch
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Mar 2017 |
40,000 |
40,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
James P. Shaffer
|
Chief Business Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Mar 2017 |
40,000 |
40,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
David Cory
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Mar 2017 |
133,000 |
133,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Joanne Quan
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Mar 2017 |
30,000 |
30,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Eduardo Martins
|
SVP, Liver and Infectious Dise |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Mar 2017 |
30,000 |
30,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Jeffrey Glenn
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
17 Nov 2016 |
460 |
460
|
-
|
|
-
|
Common Stock |
Jeffrey Glenn
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
17 Nov 2016 |
15,000 |
16,355
|
-
|
|
-
|
Common Stock |
David Cory
|
Director, President and CEO |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
18 Aug 2016 |
1,562 |
58,451
|
-
|
|
-
|
Common Stock |
James P. Shaffer
|
Chief Business Officer |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
18 Aug 2016 |
3,125 |
5,620
|
-
|
|
-
|
Common Stock |
James H. Welch
|
Chief Financial Officer |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
20 Jun 2016 |
500 |
2,500
|
-
|
|
-
|
Common Stock |
James H. Welch
|
Chief Financial Officer |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
20 Jun 2016 |
2,000 |
2,000
|
-
|
|
-
|
Common Stock |
James P. Shaffer
|
Chief Business Officer |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
13 Jun 2016 |
420 |
2,495
|
-
|
|
-
|
Common Stock |
James P. Shaffer
|
Chief Business Officer |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
13 Jun 2016 |
100 |
2,075
|
-
|
|
-
|
Common Stock |
James P. Shaffer
|
Chief Business Officer |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
13 Jun 2016 |
730 |
1,975
|
-
|
|
-
|
Common Stock |
James P. Shaffer
|
Chief Business Officer |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
19 May 2016 |
745 |
1,245
|
-
|
|
-
|
Common Stock |
James P. Shaffer
|
Chief Business Officer |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
19 May 2016 |
500 |
500
|
-
|
|
-
|
Common Stock |
Edgar G. Engleman
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Mar 2016 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Charles J. Bramlage
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Mar 2016 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Nina Kjellson
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Mar 2016 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Thomas J. Dietz
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Mar 2016 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Thomas J. Dietz
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Mar 2016 |
23,000 |
23,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Jeffrey Glenn
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Mar 2016 |
30,000 |
30,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Jeffrey Glenn
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Mar 2016 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
David Cory
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Mar 2016 |
285,991 |
285,991
|
-
|
|
-
|
Stock Option (Right to Buy) |
James H. Welch
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Mar 2016 |
57,571 |
57,571
|
-
|
|
-
|
Stock Option (Right to Buy) |
James P. Shaffer
|
Chief Business Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Mar 2016 |
60,699 |
60,699
|
-
|
|
-
|
Stock Option (Right to Buy) |
Joanne Quan
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Mar 2016 |
53,452 |
53,452
|
-
|
|
-
|
Stock Option (Right to Buy) |
Eduardo Martins
|
SVP, Liver and Infectious Dise |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Mar 2016 |
65,216 |
65,216
|
-
|
|
-
|
Stock Option (Right to Buy) |
Michael A. Narachi
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Jun 2015 |
10,000 |
50,000
|
-
|
|
-
|
Stock option (right to buy) |
Gregg H. Alton
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Jun 2015 |
10,000 |
40,000
|
-
|
|
-
|
Stock option (right to buy) |
Graham K. Cooper
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Jun 2015 |
10,000 |
40,000
|
-
|
|
-
|
Stock option (right to buy) |
Peter K. Honig
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Jun 2015 |
10,000 |
22,800
|
-
|
|
-
|
Stock option (right to buy) |
Krisztina M. Zsebo
|
Director, Chief Executive Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
06 Apr 2015 |
41,302 |
652,346
|
-
|
|
-
|
Stock option (right to buy) |
Krisztina M. Zsebo
|
Director, Chief Executive Officer |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
06 Apr 2015 |
6,629 |
3,125
|
-
|
|
-
|
Common Stock |
Krisztina M. Zsebo
|
Director, Chief Executive Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
06 Apr 2015 |
6,629 |
51,056
|
-
|
|
-
|
Common Stock |
Krisztina M. Zsebo
|
Director, Chief Executive Officer |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
06 Apr 2015 |
41,302 |
9,754
|
-
|
|
-
|
Common Stock |
Krisztina M. Zsebo
|
Director, Chief Executive Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
06 Apr 2015 |
41,302 |
44,427
|
-
|
|
-
|
Common Stock |
Krisztina M. Zsebo
|
Director, Chief Executive Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
06 Apr 2015 |
6,629 |
645,717
|
-
|
|
-
|
Stock option (right to buy) |
Rebecque J. Laba
|
VP, Corporate Operations |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
02 Apr 2015 |
1,012 |
150,726
|
-
|
|
-
|
Stock option (right to buy) |
Rebecque J. Laba
|
VP, Corporate Operations |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
02 Apr 2015 |
10,000 |
151,738
|
-
|
|
-
|
Stock option (right to buy) |
Rebecque J. Laba
|
VP, Corporate Operations |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
02 Apr 2015 |
1,012 |
13,907
|
-
|
|
-
|
Common Stock |
Rebecque J. Laba
|
VP, Corporate Operations |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
02 Apr 2015 |
10,000 |
3,907
|
-
|
|
-
|
Common Stock |
Rebecque J. Laba
|
VP, Corporate Operations |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
02 Apr 2015 |
1,012 |
2,895
|
-
|
|
-
|
Common Stock |
Rebecque J. Laba
|
VP, Corporate Operations |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
02 Apr 2015 |
10,000 |
12,895
|
-
|
|
-
|
Common Stock |
Ryan K. Takeya
|
VP, Manufacturing |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Apr 2015 |
4,444 |
139,574
|
-
|
|
-
|
Stock option (right to buy) |
Ryan K. Takeya
|
VP, Manufacturing |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
01 Apr 2015 |
4,444 |
1,432
|
-
|
|
-
|
Common Stock |
Ryan K. Takeya
|
VP, Manufacturing |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Apr 2015 |
4,444 |
5,876
|
-
|
|
-
|
Common Stock |
Krisztina M. Zsebo
|
Director, Chief Executive Officer |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
09 Mar 2015 |
6,629 |
3,125
|
-
|
|
-
|
Common Stock |
Krisztina M. Zsebo
|
Director, Chief Executive Officer |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
09 Mar 2015 |
41,302 |
9,754
|
-
|
|
-
|
Common Stock |
Krisztina M. Zsebo
|
Director, Chief Executive Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
09 Mar 2015 |
6,629 |
51,056
|
-
|
|
-
|
Common Stock |
Krisztina M. Zsebo
|
Director, Chief Executive Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
09 Mar 2015 |
41,302 |
700,277
|
-
|
|
-
|
Stock option (right to buy) |
Krisztina M. Zsebo
|
Director, Chief Executive Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
09 Mar 2015 |
6,629 |
693,648
|
-
|
|
-
|
Stock option (right to buy) |
Krisztina M. Zsebo
|
Director, Chief Executive Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
09 Mar 2015 |
41,302 |
44,427
|
-
|
|
-
|
Common Stock |
Rebecque J. Laba
|
VP, Corporate Operations |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
06 Mar 2015 |
4,000 |
2,895
|
-
|
|
-
|
Common Stock |
Rebecque J. Laba
|
VP, Corporate Operations |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
06 Mar 2015 |
10,000 |
12,895
|
-
|
|
-
|
Common Stock |
Rebecque J. Laba
|
VP, Corporate Operations |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
06 Mar 2015 |
10,000 |
6,895
|
-
|
|
-
|
Common Stock |
Rebecque J. Laba
|
VP, Corporate Operations |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
06 Mar 2015 |
10,000 |
165,738
|
-
|
|
-
|
Stock option (right to buy) |
Rebecque J. Laba
|
VP, Corporate Operations |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
06 Mar 2015 |
4,000 |
161,738
|
-
|
|
-
|
Stock option (right to buy) |
Rebecque J. Laba
|
VP, Corporate Operations |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
06 Mar 2015 |
4,000 |
16,895
|
-
|
|
-
|
Common Stock |
Peter K. Honig
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
05 Mar 2015 |
5,000 |
12,800
|
-
|
|
-
|
Stock option (right to buy) |
Peter K. Honig
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
05 Mar 2015 |
2,500 |
2,200
|
-
|
|
-
|
Common Stock |
Peter K. Honig
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
05 Mar 2015 |
2,500 |
20,000
|
-
|
|
-
|
Stock option (right to buy) |
Peter K. Honig
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
05 Mar 2015 |
2,500 |
2,500
|
-
|
|
-
|
Common Stock |
Peter K. Honig
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
05 Mar 2015 |
2,200 |
17,800
|
-
|
|
-
|
Stock option (right to buy) |
Peter K. Honig
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
05 Mar 2015 |
2,200 |
4,700
|
-
|
|
-
|
Common Stock |
Peter K. Honig
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
05 Mar 2015 |
2,200 |
0
|
-
|
|
-
|
Common Stock |
Peter K. Honig
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
05 Mar 2015 |
5,000 |
0
|
-
|
|
-
|
Common Stock |
Peter K. Honig
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
05 Mar 2015 |
5,000 |
5,000
|
-
|
|
-
|
Common Stock |
Ryan K. Takeya
|
VP, Manufacturing |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
02 Mar 2015 |
7,777 |
1,432
|
-
|
|
-
|
Common Stock |
Ryan K. Takeya
|
VP, Manufacturing |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
02 Mar 2015 |
7,777 |
9,209
|
-
|
|
-
|
Common Stock |
Ryan K. Takeya
|
VP, Manufacturing |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
02 Mar 2015 |
7,777 |
144,018
|
-
|
|
-
|
Stock option (right to buy) |
Krisztina M. Zsebo
|
Director, Chief Executive Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
09 Feb 2015 |
6,629 |
51,056
|
-
|
|
-
|
Common Stock |
Krisztina M. Zsebo
|
Director, Chief Executive Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
09 Feb 2015 |
41,302 |
44,427
|
-
|
|
-
|
Common Stock |
Krisztina M. Zsebo
|
Director, Chief Executive Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
09 Feb 2015 |
6,629 |
741,579
|
-
|
|
-
|
Stock option (right to buy) |
Krisztina M. Zsebo
|
Director, Chief Executive Officer |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
09 Feb 2015 |
41,302 |
9,754
|
-
|
|
-
|
Common Stock |
Krisztina M. Zsebo
|
Director, Chief Executive Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
09 Feb 2015 |
41,302 |
748,208
|
-
|
|
-
|
Stock option (right to buy) |
Krisztina M. Zsebo
|
Director, Chief Executive Officer |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
09 Feb 2015 |
6,629 |
3,125
|
-
|
|
-
|
Common Stock |
Rebecque J. Laba
|
VP, Corporate Operations |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
06 Feb 2015 |
10,000 |
179,738
|
-
|
|
-
|
Stock option (right to buy) |
Rebecque J. Laba
|
VP, Corporate Operations |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
06 Feb 2015 |
4,000 |
16,895
|
-
|
|
-
|
Common Stock |
Rebecque J. Laba
|
VP, Corporate Operations |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
06 Feb 2015 |
4,000 |
2,895
|
-
|
|
-
|
Common Stock |
Rebecque J. Laba
|
VP, Corporate Operations |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
06 Feb 2015 |
10,000 |
6,895
|
-
|
|
-
|
Common Stock |
Rebecque J. Laba
|
VP, Corporate Operations |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
06 Feb 2015 |
10,000 |
12,895
|
-
|
|
-
|
Common Stock |
Rebecque J. Laba
|
VP, Corporate Operations |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
06 Feb 2015 |
4,000 |
175,738
|
-
|
|
-
|
Stock option (right to buy) |
Ryan K. Takeya
|
VP, Manufacturing |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
02 Feb 2015 |
7,777 |
9,209
|
-
|
|
-
|
Common Stock |
Ryan K. Takeya
|
VP, Manufacturing |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
02 Feb 2015 |
7,777 |
151,795
|
-
|
|
-
|
Stock option (right to buy) |
Ryan K. Takeya
|
VP, Manufacturing |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
02 Feb 2015 |
7,777 |
1,432
|
-
|
|
-
|
Common Stock |
Jeffrey J. Rudy
|
VP, Clinical Operations |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
09 Jan 2015 |
10,000 |
1,024
|
-
|
|
-
|
Common Stock |
Jeffrey J. Rudy
|
VP, Clinical Operations |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
09 Jan 2015 |
10,000 |
181,738
|
-
|
|
-
|
Stock option (right to buy) |
Jeffrey J. Rudy
|
VP, Clinical Operations |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
09 Jan 2015 |
10,000 |
11,024
|
-
|
|
-
|
Common Stock |
Rebecque J. Laba
|
VP, Corporate Operations |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
07 Jan 2015 |
20,000 |
189,738
|
-
|
|
-
|
Stock option (right to buy) |
Rebecque J. Laba
|
VP, Corporate Operations |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
07 Jan 2015 |
20,000 |
22,895
|
-
|
|
-
|
Common Stock |
Rebecque J. Laba
|
VP, Corporate Operations |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
07 Jan 2015 |
20,000 |
2,895
|
-
|
|
-
|
Common Stock |
Krisztina M. Zsebo
|
Director, Chief Executive Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
06 Jan 2015 |
41,302 |
44,427
|
-
|
|
-
|
Common Stock |
Krisztina M. Zsebo
|
Director, Chief Executive Officer |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
06 Jan 2015 |
41,302 |
3,125
|
-
|
|
-
|
Common Stock |
Krisztina M. Zsebo
|
Director, Chief Executive Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
06 Jan 2015 |
41,302 |
789,510
|
-
|
|
-
|
Stock option (right to buy) |
Elizabeth E. Reed
|
VP, General Counsel |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jan 2015 |
72,000 |
142,500
|
-
|
|
-
|
Stock option (right to buy) |
Paul B. Cleveland
|
President and CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jan 2015 |
140,000 |
417,500
|
-
|
|
-
|
Stock option (right to buy) |
Krisztina M. Zsebo
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jan 2015 |
275,000 |
830,812
|
-
|
|
-
|
Stock option (right to buy) |
Rebecque J. Laba
|
VP, Finance and Administration |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jan 2015 |
80,000 |
209,738
|
-
|
|
-
|
Stock option (right to buy) |
Jeffrey J. Rudy
|
VP, Clinical Operations |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jan 2015 |
80,000 |
191,738
|
-
|
|
-
|
Stock option (right to buy) |
Ryan K. Takeya
|
VP, Manufacturing |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Jan 2015 |
7,777 |
159,572
|
-
|
|
-
|
Stock option (right to buy) |
Ryan K. Takeya
|
VP, Manufacturing |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
01 Jan 2015 |
7,777 |
1,432
|
-
|
|
-
|
Common Stock |
Ryan K. Takeya
|
VP, Manufacturing |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jan 2015 |
72,000 |
167,349
|
-
|
|
-
|
Stock option (right to buy) |
Ryan K. Takeya
|
VP, Manufacturing |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Jan 2015 |
7,777 |
9,209
|
-
|
|
-
|
Common Stock |
Fredrik Wiklund
|
See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jan 2015 |
80,000 |
193,243
|
-
|
|
-
|
Stock option (right to buy) |
Krisztina M. Zsebo
|
Director, Chief Executive Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
09 Dec 2014 |
41,302 |
555,812
|
-
|
|
-
|
Stock option (right to buy) |
Krisztina M. Zsebo
|
Director, Chief Executive Officer |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
09 Dec 2014 |
41,302 |
1,531
|
-
|
|
-
|
Common Stock |
Krisztina M. Zsebo
|
Director, Chief Executive Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
09 Dec 2014 |
41,302 |
42,833
|
-
|
|
-
|
Common Stock |
Jeffrey J. Rudy
|
VP, Clinical Operations |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
09 Dec 2014 |
10,000 |
10,414
|
-
|
|
-
|
Common Stock |
Jeffrey J. Rudy
|
VP, Clinical Operations |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
09 Dec 2014 |
10,000 |
111,738
|
-
|
|
-
|
Stock option (right to buy) |
Jeffrey J. Rudy
|
VP, Clinical Operations |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
09 Dec 2014 |
10,000 |
414
|
-
|
|
-
|
Common Stock |
Rebecque J. Laba
|
VP, Finance and Administration |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
05 Dec 2014 |
20,000 |
691
|
-
|
|
-
|
Common Stock |
Rebecque J. Laba
|
VP, Finance and Administration |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
05 Dec 2014 |
20,000 |
129,738
|
-
|
|
-
|
Stock option (right to buy) |
Rebecque J. Laba
|
VP, Finance and Administration |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
05 Dec 2014 |
20,000 |
20,691
|
-
|
|
-
|
Common Stock |
Ryan K. Takeya
|
VP, Manufacturing |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Dec 2014 |
7,777 |
8,354
|
-
|
|
-
|
Common Stock |
Ryan K. Takeya
|
VP, Manufacturing |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Dec 2014 |
7,777 |
95,349
|
-
|
|
-
|
Stock option (right to buy) |
Ryan K. Takeya
|
VP, Manufacturing |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
01 Dec 2014 |
7,777 |
577
|
-
|
|
-
|
Common Stock |
Jeffrey J. Rudy
|
VP, Clinical Operations |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
14 Nov 2014 |
18,000 |
18,000
|
-
|
|
-
|
Common Stock |
Jeffrey J. Rudy
|
VP, Clinical Operations |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
14 Nov 2014 |
18,000 |
121,738
|
-
|
|
-
|
Stock option (right to buy) |
Jeffrey J. Rudy
|
VP, Clinical Operations |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
14 Nov 2014 |
18,000 |
0
|
-
|
|
-
|
Common Stock |
Paul B. Cleveland
|
President and CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Jun 2014 |
277,500 |
277,500
|
-
|
|
-
|
Stock option (right to buy) |
Elizabeth E. Reed
|
VP, General Counsel |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Jun 2014 |
65,000 |
65,000
|
-
|
|
-
|
Stock option (right to buy) |
Fredrik Wiklund
|
See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 May 2014 |
10,000 |
10,000
|
-
|
|
-
|
Stock option (right to buy) |
Michael A. Narachi
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 May 2014 |
10,000 |
10,000
|
-
|
|
-
|
Stock option (right to buy) |
Gregg H. Alton
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 May 2014 |
10,000 |
10,000
|
-
|
|
-
|
Stock option (right to buy) |
Graham K. Cooper
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 May 2014 |
10,000 |
10,000
|
-
|
|
-
|
Stock option (right to buy) |
Peter K. Honig
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 May 2014 |
10,000 |
10,000
|
-
|
|
-
|
Stock option (right to buy) |
Joshua Funder
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 May 2014 |
10,000 |
10,000
|
-
|
|
-
|
Stock option (right to buy) |
Patrick Y. Yang
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 May 2014 |
10,000 |
10,000
|
-
|
|
-
|
Stock option (right to buy) |
Rebecque J. Laba
|
VP Finance & Administration |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Mar 2014 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Peter K. Honig
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Mar 2014 |
2,500 |
2,500
|
-
|
|
-
|
Stock option (right to buy) |
Peter K. Honig
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Mar 2014 |
10,000 |
10,000
|
-
|
|
-
|
Stock option (right to buy) |
Patrick Y. Yang
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Mar 2014 |
2,500 |
2,500
|
-
|
|
-
|
Stock option (right to buy) |
Patrick Y. Yang
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Mar 2014 |
10,000 |
10,000
|
-
|
|
-
|
Stock option (right to buy) |
Michael A. Narachi
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
04 Feb 2014 |
62,500 |
62,500
|
-
|
|
-
|
Common Stock |
Todd A. Foley
|
None |
|
04 Feb 2014 |
218,806 |
0
|
-
|
|
-
|
Warrant to Purchase Series A-1 Preferred Stock-Right to Buy |
Todd A. Foley
|
None |
|
04 Feb 2014 |
11,788,047 |
0
|
-
|
|
-
|
Series A-1 Convertible Preferred Stock |
Todd A. Foley
|
None |
|
04 Feb 2014 |
11,370 |
955,167
|
-
|
|
-
|
Common Stock |
Todd A. Foley
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
04 Feb 2014 |
111,608 |
1,066,775
|
-
|
|
-
|
Common Stock |
Todd A. Foley
|
None |
|
04 Feb 2014 |
943,797 |
943,797
|
-
|
|
-
|
Common Stock |
Todd A. Foley
|
None |
|
04 Feb 2014 |
17,517 |
17,517
|
-
|
|
-
|
Warrant to Purchase Common Stock-Right to Buy |
Todd A. Foley
|
None |
|
04 Feb 2014 |
11,370 |
0
|
-
|
|
-
|
Convertible Promissory Notes |
Joshua Funder
|
None |
|
04 Feb 2014 |
23,145 |
966,943
|
-
|
|
-
|
Common Stock |
Joshua Funder
|
None |
|
04 Feb 2014 |
23,145 |
0
|
-
|
|
-
|
Convertible Promissory Notes |
Joshua Funder
|
None |
|
04 Feb 2014 |
672,060 |
0
|
-
|
|
-
|
Series A-1 Preferred Warrants |
Joshua Funder
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
04 Feb 2014 |
227,261 |
1,194,204
|
-
|
|
-
|
Common Stock |
Joshua Funder
|
None |
|
04 Feb 2014 |
943,798 |
943,798
|
-
|
|
-
|
Common Stock |
Joshua Funder
|
None |
|
04 Feb 2014 |
53,807 |
53,807
|
-
|
|
-
|
Common Warrants |
Joshua Funder
|
None |
|
04 Feb 2014 |
11,788,047 |
0
|
-
|
|
-
|
Series A-1 Convertible Preferred Stock |
Johan Kordel
|
None |
|
04 Feb 2014 |
18,605 |
0
|
-
|
|
-
|
Convertible Promissory Notes |
Johan Kordel
|
None |
|
04 Feb 2014 |
1,544,397 |
1,544,397
|
-
|
|
-
|
Common Stock |
Johan Kordel
|
None |
|
04 Feb 2014 |
358,049 |
0
|
-
|
|
-
|
Series A-1 Preferred Warrants |
Johan Kordel
|
None |
|
04 Feb 2014 |
19,289,531 |
0
|
-
|
|
-
|
Series A-1 Convertible Preferred Stock |
Johan Kordel
|
None |
|
04 Feb 2014 |
28,666 |
28,666
|
-
|
|
-
|
Common Warrants |
Johan Kordel
|
None |
|
04 Feb 2014 |
18,605 |
1,563,002
|
-
|
|
-
|
Common Stock |
Johan Kordel
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
04 Feb 2014 |
182,681 |
1,745,683
|
-
|
|
-
|
Common Stock |
Fredrik Wiklund
|
VP Corp Dvlpmnt & Invs Rltns |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
04 Feb 2014 |
20,000 |
20,000
|
-
|
|
-
|
Common Stock |