0
XNYS Volume
High vol.+loss this week
XNYS 20 Mar, 2025 5:30 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Richard J. Hendrix | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Oct 2024 | 50,725 | 50,725 | - | - | Restricted Stock Units | |
| Richard N. Altice | Director, Interim CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Oct 2024 | 300,000 | 300,000 | - | - | Stock Appreciation Rights | |
| Cynthia R. Cohen | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Jul 2024 | 95,652 | 95,652 | - | - | Restricted Stock Units | |
| John P. Amboian | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Jul 2024 | 147,826 | 147,826 | - | - | Restricted Stock Units | |
| Richard N. Altice | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Jul 2024 | 86,957 | 86,957 | - | - | Restricted Stock Units | |
| Gregory William Hunt | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Jul 2024 | 121,739 | 121,739 | - | - | Restricted Stock Units | |
| Allison M. Leopold Tilley | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Jul 2024 | 86,957 | 86,957 | - | - | Restricted Stock Units | |
| Philip Gregory Calhoun | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Jul 2024 | 86,957 | 86,957 | - | - | Restricted Stock Units | |
| Stuart W. Pratt | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Jul 2024 | 86,957 | 86,957 | - | - | Restricted Stock Units | |
| Isao Noda | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Jul 2024 | 86,957 | 86,957 | - | - | Restricted Stock Units | |
| David J. Moody | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Jul 2024 | 86,957 | 86,957 | - | - | Restricted Stock Units | |
| Cynthia R. Cohen | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Jun 2024 | 18,272 | 18,272 | - | 0 | Class A Common Stock | |
| Cynthia R. Cohen | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Jun 2024 | 18,272 | 0 | - | - | Restricted Stock Units | |
| John P. Amboian | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Jun 2024 | 26,578 | 26,578 | - | 0 | Class A Common Stock | |
| John P. Amboian | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Jun 2024 | 26,578 | 0 | - | - | Restricted Stock Units | |
| Richard J. Hendrix | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Jun 2024 | 18,272 | 0 | - | - | Restricted Stock Units | |
| Richard J. Hendrix | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Jun 2024 | 18,272 | 68,272 | - | 0 | Class A Common Stock | |
| Gregory William Hunt | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Jun 2024 | 23,256 | 23,256 | - | 0 | Class A Common Stock | |
| Gregory William Hunt | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Jun 2024 | 23,256 | 0 | - | - | Restricted Stock Units | |
| Allison M. Leopold Tilley | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Jun 2024 | 16,611 | 16,611 | - | 0 | Class A Common Stock | |
| Allison M. Leopold Tilley | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Jun 2024 | 16,611 | 0 | - | - | Restricted Stock Units | |
| Philip Gregory Calhoun | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Jun 2024 | 16,611 | 0 | - | - | Restricted Stock Units | |
| Philip Gregory Calhoun | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Jun 2024 | 16,611 | 277,551 | - | 0 | Class A Common Stock | |
| Stuart W. Pratt | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Jun 2024 | 16,611 | 1,450,717 | - | 0 | Class A Common Stock | |
| Stuart W. Pratt | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Jun 2024 | 16,611 | 0 | - | - | Restricted Stock Units | |
| Isao Noda | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Jun 2024 | 16,611 | 21,182 | - | 0 | Class A Common Stock | |
| Isao Noda | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Jun 2024 | 16,611 | 0 | - | - | Restricted Stock Units | |
| Richard J. Hendrix | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jun 2024 | 250,000 | 250,000 | - | - | Stock Appreciation Rights | |
| Richard N. Altice | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Apr 2024 | 8,242 | 8,242 | - | - | Restricted Stock Units | |
| Michael A. Hajost | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Apr 2024 | 327,869 | 327,869 | - | - | Stock Appreciation Rights | |
| Michael A. Hajost | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Apr 2024 | 188,679 | 188,679 | - | - | Performance Stock Award | |
| Phillip Van Trump | Chief Technology Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Apr 2024 | 151,585 | 151,585 | - | - | Performance Stock Award | |
| Phillip Van Trump | Chief Technology Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Apr 2024 | 263,410 | 263,410 | - | - | Stock Appreciation Rights | |
| Michael Eric Smith | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Apr 2024 | 263,410 | 263,410 | - | - | Stock Appreciation Rights | |
| Michael Eric Smith | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Apr 2024 | 151,585 | 151,585 | - | - | Performance Stock Award | |
| Scott Tuten | Chief Marketing Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Apr 2024 | 151,585 | 151,585 | - | - | Performance Stock Award | |
| Scott Tuten | Chief Marketing Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Apr 2024 | 263,410 | 263,410 | - | - | Stock Appreciation Rights | |
| Michael Hajost A. | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.66 per share. | 07 Feb 2024 | 12,076 | 71,064 | - | 0.7 | 7,970 | Class A Common Stock |
| Michael Hajost A. | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 07 Feb 2024 | 34,364 | 34,364 | - | - | RSU Award | |
| Michael Hajost A. | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 07 Feb 2024 | 34,364 | 83,140 | - | - | Class A Common Stock | |
| J. Moody David | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jan 2024 | 25,876 | 25,876 | - | - | Restricted Stock Units | |
| Scott Tuten | Chief Marketing Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.02 per share. | 29 Dec 2023 | 18,926 | 327,552 | - | 1.0 | 19,305 | Class A Common Stock |
| Smith Eric Michael | Chief Operating Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.02 per share. | 29 Dec 2023 | 28,358 | 292,028 | - | 1.0 | 28,925 | Class A Common Stock |
| Van Trump Phillip | Chief Technology Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.02 per share. | 29 Dec 2023 | 18,926 | 335,426 | - | 1.0 | 19,305 | Class A Common Stock |
| Richard J. Hendrix | Director | Purchase of securities on an exchange or from another person at price $ 0.93 per share. | 28 Nov 2023 | 50,000 | 391,324 | - | 0.9 | 46,480 | Class A Common Stock |
| Richard J. Hendrix | Director | Purchase of securities on an exchange or from another person at price $ 0.94 per share. | 28 Nov 2023 | 50,000 | 50,000 | - | 0.9 | 46,915 | Class A Common Stock |
| Scott Tuten | Chief Marketing Officer | Sale of securities on an exchange or to another person at price $ 2.74 per share. | 20 Jun 2023 | 10,000 | 346,478 | - | 2.7 | 27,390 | Class A Common Stock |
| Cynthia R. Cohen | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jun 2023 | 18,272 | 18,272 | - | - | Restricted Stock Unit | |
| John P. Amboian | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jun 2023 | 26,578 | 26,578 | - | - | Restricted Stock Units | |
| Richard J. Hendrix | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jun 2023 | 18,272 | 18,272 | - | - | Restricted Stock Units | |
| Gregory William Hunt | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jun 2023 | 23,256 | 23,256 | - | - | Restricted Stock Units | |
| Allison M. Leopold Tilley | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jun 2023 | 16,611 | 16,611 | - | - | Restricted Stock Units | |
| Philip Gregory Calhoun | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jun 2023 | 16,611 | 16,611 | - | - | Restricted Stock Units | |
| Stuart W. Pratt | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jun 2023 | 16,611 | 16,611 | - | - | Restricted Stock Units | |
| Isao Noda | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jun 2023 | 16,611 | 16,611 | - | - | Restricted Stock Units | |
| Scott Tuten | Chief Marketing Officer | Sale of securities on an exchange or to another person at price $ 3.38 per share. | 17 May 2023 | 10,000 | 356,478 | - | 3.4 | 33,810 | Class A Common Stock |
| Scott Tuten | Chief Marketing Officer | Sale of securities on an exchange or to another person at price $ 4.26 per share. | 17 Apr 2023 | 10,000 | 365,210 | - | 4.3 | 42,619 | Class A Common Stock |
| Scott Tuten | Chief Marketing Officer | Sale of securities on an exchange or to another person at price $ 2.10 per share. | 17 Mar 2023 | 10,000 | 375,210 | - | 2.1 | 20,999 | Class A Common Stock |
| Michael A. Hajost | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Feb 2023 | 77,519 | 77,519 | - | - | Performance Stock Award | |
| Michael A. Hajost | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Feb 2023 | 149,254 | 149,254 | - | - | Stock Option | |
| Stephen E. Croskrey | Director, CEO & Chairman of the Board | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Feb 2023 | 300,000 | 300,000 | - | - | Stock Option | |
| Stephen E. Croskrey | Director, CEO & Chairman of the Board | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Feb 2023 | 750,000 | 750,000 | - | - | Stock Option | |
| Stephen E. Croskrey | Director, CEO & Chairman of the Board | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Feb 2023 | 385,000 | 385,000 | - | - | Performance Stock Award | |
| Scott Tuten | Chief Marketing Officer | Sale of securities on an exchange or to another person at price $ 2.21 per share. | 17 Feb 2023 | 10,000 | 385,210 | - | 2.2 | 22,105 | Class A Common Stock |
| Michael A. Hajost | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 07 Feb 2023 | 34,364 | 68,728 | - | - | RSU Award | |
| Michael A. Hajost | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 07 Feb 2023 | 38,659 | 0 | - | - | RSU Award | |
| Michael A. Hajost | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.53 per share. | 07 Feb 2023 | 10,561 | 48,776 | - | 2.5 | 26,719 | Class A Common Stock |
| Michael A. Hajost | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 07 Feb 2023 | 34,364 | 59,337 | - | - | Class A Common Stock | |
| Michael A. Hajost | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.53 per share. | 07 Feb 2023 | 13,686 | 24,973 | - | 2.5 | 34,626 | Class A Common Stock |
| Michael A. Hajost | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 07 Feb 2023 | 38,659 | 38,659 | - | - | Class A Common Stock | |
| Scott Tuten | Chief Marketing Officer | Sale of securities on an exchange or to another person at price $ 2.14 per share. | 17 Jan 2023 | 10,000 | 395,210 | - | 2.1 | 21,394 | Class A Common Stock |
| Stephen E. Croskrey | Director, CEO & Chairman of the Board | Gift of securities by or to the insider at price $ 0.00 per share. | 31 Dec 2022 | 21,500 | 5,263,772 | - | 0 | Class A Common Stock | |
| Phillip Van Trump | Chief Technology Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.71 per share. | 29 Dec 2022 | 18,926 | 354,153 | - | 1.7 | 32,363 | Class A Common Stock ("Common Stock") |
| Michael Eric Smith | Chief Operating Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.71 per share. | 29 Dec 2022 | 28,358 | 320,386 | - | 1.7 | 48,492 | Class A Common Stock ("Common Stock") |
| Scott Tuten | Chief Marketing Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.71 per share. | 29 Dec 2022 | 18,926 | 405,210 | - | 1.7 | 32,363 | Class A Common Stock ("Common Stock") |
| Scott Tuten | Chief Marketing Officer | Sale of securities on an exchange or to another person at price $ 1.63 per share. | 19 Dec 2022 | 10,000 | 424,136 | - | 1.6 | 16,331 | Class A Common Stock ("Common Stock") |
| Scott Tuten | Chief Marketing Officer | Sale of securities on an exchange or to another person at price $ 2.68 per share. | 17 Nov 2022 | 10,000 | 434,136 | - | 2.7 | 26,820 | Class A Common Stock ("Common Stock") |
| Scott Tuten | Chief Marketing Officer | Sale of securities on an exchange or to another person at price $ 2.46 per share. | 17 Oct 2022 | 10,000 | 444,136 | - | 2.5 | 24,626 | Class A Common Stock ("Common Stock") |
| Scott Tuten | Chief Marketing Officer | Sale of securities on an exchange or to another person at price $ 3.58 per share. | 19 Sep 2022 | 10,000 | 454,136 | - | 3.6 | 35,826 | Class A Common Stock ("Common Stock") |
| Stuart W. Pratt | Director | Sale of securities on an exchange or to another person at price $ 5.25 per share. | 18 Aug 2022 | 75,327 | 1,519,238 | - | 5.3 | 395,693 | Class A Common Stock ("Common Stock") |
| Stuart W. Pratt | Director | Sale of securities on an exchange or to another person at price $ 4.77 per share. | 18 Aug 2022 | 100,000 | 1,419,238 | - | 4.8 | 477,200 | Common Stock |
| Scott Tuten | Chief Marketing Officer | Sale of securities on an exchange or to another person at price $ 5.06 per share. | 17 Aug 2022 | 10,000 | 464,136 | - | 5.1 | 50,567 | Class A Common Stock ("Common Stock") |
| Cynthia R. Cohen | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2022 | 24,444 | 24,444 | - | - | Stock Option (right to purchase) | |
| Allison M. Leopold Tilley | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2022 | 22,222 | 22,222 | - | - | Stock Option (right to purchase) | |
| Scott Tuten | Chief Marketing Officer | Sale of securities on an exchange or to another person at price $ 5.08 per share. | 18 Jul 2022 | 10,000 | 474,136 | - | 5.1 | 50,811 | Class A Common Stock ("Common Stock") |
| Scott Tuten | Chief Marketing Officer | Sale of securities on an exchange or to another person at price $ 3.79 per share. | 17 Jun 2022 | 10,000 | 484,136 | - | 3.8 | 37,897 | Class A Common Stock ("Common Stock") |
| Scott Tuten | Chief Marketing Officer | Sale of securities on an exchange or to another person at price $ 4.20 per share. | 17 May 2022 | 10,000 | 494,136 | - | 4.2 | 42,000 | Class A Common Stock ("Common Stock") |
| John P. Amboian | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 May 2022 | 43,243 | 43,243 | - | - | Stock Option (right to purchase) | |
| Richard J. Hendrix | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 May 2022 | 29,730 | 29,730 | - | - | Stock Option (right to purchase) | |
| Gregory William Hunt | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 May 2022 | 37,838 | 37,838 | - | - | Stock Option (right to purchase) | |
| Philip Gregory Calhoun | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 May 2022 | 27,027 | 27,027 | - | - | Stock Option (right to purchase) | |
| Stuart W. Pratt | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 May 2022 | 27,027 | 27,027 | - | - | Stock Option (right to purchase) | |
| Isao Noda | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 May 2022 | 27,027 | 27,027 | - | - | Stock Option (right to purchase) | |
| Stephen E. Croskrey | Director, CEO & Chairman of the Board | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Apr 2022 | 39,333 | 5,303,105 | - | - | Class A Common Stock | |
| Philip Gregory Calhoun | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Apr 2022 | 2,055 | 260,940 | - | - | Class A Common Stock | |
| Philip Gregory Calhoun | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Apr 2022 | 27,986 | 3,457,004 | - | - | Class A Common Stock | |
| Philip Gregory Calhoun | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Apr 2022 | 545 | 67,351 | - | - | Class A Common Stock | |
| Stuart W. Pratt | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Apr 2022 | 14,868 | 1,434,106 | - | - | Class A Common Stock | |
| Phillip Van Trump | Chief Technology Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Apr 2022 | 199 | 354,352 | - | - | Class A Common Stock | |
| Scott Tuten | Chief Marketing Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.28 per share. | 18 Apr 2022 | 10,000 | 514,136 | - | 3.3 | 32,800 | Class A Common Stock ("Common Stock") |
| Scott Tuten | Chief Marketing Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Apr 2022 | 1,268 | 366,478 | - | - | Class A Common Stock | |
| Scott Tuten | Chief Marketing Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 18 Apr 2022 | 10,000 | 271,256 | - | - | Stock Option (right to purchase) | |
| Scott Tuten | Chief Marketing Officer | Sale of securities on an exchange or to another person at price $ 5.02 per share. | 18 Apr 2022 | 10,000 | 504,136 | - | 5.0 | 50,250 | Common Stock |
| Isao Noda | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Apr 2022 | 441 | 4,571 | - | - | Class A Common Stock | |
| Michael A. Hajost | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Mar 2022 | 50,251 | 50,251 | - | - | Performance Stock Award | |
| Michael A. Hajost | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Mar 2022 | 38,659 | 38,659 | - | - | RSU Award | |
| Michael A. Hajost | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Mar 2022 | 103,092 | 103,092 | - | - | RSU Award | |
| Stephen E. Croskrey | Director, CEO and Chairman of the Board | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Mar 2022 | 439,698 | 439,698 | - | - | Performance Stock Award | |
| Scott Tuten | Chief Marketing Officer | Sale of securities on an exchange or to another person at price $ 4.50 per share. | 17 Mar 2022 | 10,000 | 504,136 | - | 4.5 | 45,000 | Common Stock |
| Scott Tuten | Chief Marketing Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.28 per share. | 17 Mar 2022 | 10,000 | 514,136 | - | 3.3 | 32,800 | Class A Common Stock ("Common Stock") |
| Scott Tuten | Chief Marketing Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 Mar 2022 | 10,000 | 281,256 | - | - | Stock Option (right to purchase) | |
| Michael A. Hajost | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2022 | 111,111 | 111,111 | - | - | Stock Option (right to purchase) | |
| Stephen E. Croskrey | Director, CEO and Chairman of the Board | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2022 | 972,222 | 972,222 | - | - | Stock Option (right to purchase) | |
| Michael Eric Smith | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 Feb 2022 | 10,000 | 608,909 | - | - | Stock Option (right to purchase) | |
| Michael Eric Smith | Chief Operating Officer | Sale of securities on an exchange or to another person at price $ 4.05 per share. | 17 Feb 2022 | 10,000 | 348,744 | - | 4.1 | 40,500 | Common Stock |
| Michael Eric Smith | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.28 per share. | 17 Feb 2022 | 10,000 | 358,744 | - | 3.3 | 32,800 | Class A Common Stock ("Common Stock") |
| Scott Tuten | Chief Marketing Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 Feb 2022 | 10,000 | 1,249 | - | - | Stock Option (right to purchase) | |
| Scott Tuten | Chief Marketing Officer | Sale of securities on an exchange or to another person at price $ 4.05 per share. | 17 Feb 2022 | 10,000 | 504,136 | - | 4.0 | 40,470 | Common Stock |
| Scott Tuten | Chief Marketing Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.28 per share. | 17 Feb 2022 | 10,000 | 514,136 | - | 3.3 | 32,800 | Class A Common Stock ("Common Stock") |
| Michael Eric Smith | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.28 per share. | 18 Jan 2022 | 10,000 | 358,744 | - | 3.3 | 32,800 | Class A Common Stock ("Common Stock") |
| Michael Eric Smith | Chief Operating Officer | Sale of securities on an exchange or to another person at price $ 6.20 per share. | 18 Jan 2022 | 10,000 | 348,744 | - | 6.2 | 61,960 | Common Stock |
| Michael Eric Smith | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 18 Jan 2022 | 10,000 | 618,909 | - | - | Stock Option (right to purchase) | |
| Scott Tuten | Chief Marketing Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.28 per share. | 18 Jan 2022 | 10,000 | 514,136 | - | 3.3 | 32,800 | Class A Common Stock ("Common Stock") |
| Scott Tuten | Chief Marketing Officer | Sale of securities on an exchange or to another person at price $ 6.20 per share. | 18 Jan 2022 | 10,000 | 504,136 | - | 6.2 | 61,990 | Common Stock |
| Scott Tuten | Chief Marketing Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 18 Jan 2022 | 10,000 | 11,249 | - | - | Stock Option (right to purchase) | |
| Richard J. Hendrix | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 23 Nov 2021 | 4,500 | 341,324 | - | 0 | Class A Common Stock ("Common Stock") | |
| Michael Eric Smith | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 Nov 2021 | 10,000 | 638,909 | - | - | Stock Option (right to purchase) | |
| Michael Eric Smith | Chief Operating Officer | Sale of securities on an exchange or to another person at price $ 15.52 per share. | 17 Nov 2021 | 10,000 | 377,259 | - | 15.5 | 155,170 | Common Stock |
| Michael Eric Smith | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.28 per share. | 17 Nov 2021 | 10,000 | 387,259 | - | 3.3 | 32,800 | Class A Common Stock ("Common Stock") |
| Scott Tuten | Chief Marketing Officer | Sale of securities on an exchange or to another person at price $ 15.54 per share. | 17 Nov 2021 | 10,000 | 532,651 | - | 15.5 | 155,360 | Common Stock |
| Scott Tuten | Chief Marketing Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 Nov 2021 | 10,000 | 31,249 | - | - | Stock Option (right to purchase) | |
| Scott Tuten | Chief Marketing Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.28 per share. | 17 Nov 2021 | 10,000 | 542,651 | - | 3.3 | 32,800 | Class A Common Stock ("Common Stock") |
| Michael Eric Smith | Chief Operating Officer | Sale of securities on an exchange or to another person at price $ 13.90 per share. | 18 Oct 2021 | 10,000 | 377,259 | - | 13.9 | 139,020 | Common Stock |
| Michael Eric Smith | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 18 Oct 2021 | 10,000 | 648,909 | - | - | Stock Option (right to purchase) | |
| Michael Eric Smith | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.28 per share. | 18 Oct 2021 | 10,000 | 387,259 | - | 3.3 | 32,800 | Class A Common Stock ("Common Stock") |
| Scott Tuten | Chief Marketing Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.28 per share. | 18 Oct 2021 | 10,000 | 542,651 | - | 3.3 | 32,800 | Class A Common Stock ("Common Stock") |
| Scott Tuten | Chief Marketing Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 18 Oct 2021 | 10,000 | 41,249 | - | - | Stock Option (right to purchase) | |
| Scott Tuten | Chief Marketing Officer | Sale of securities on an exchange or to another person at price $ 13.92 per share. | 18 Oct 2021 | 10,000 | 532,651 | - | 13.9 | 139,180 | Common Stock |
| Isao Noda | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 24 Sep 2021 | 100,000 | 4,130 | - | 0 | Common Stock | |
| Isao Noda | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 Sep 2021 | 50,000 | 295,989 | - | - | Stock Option (right to purchase) | |
| Isao Noda | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.28 per share. | 24 Sep 2021 | 50,000 | 104,130 | - | 3.3 | 164,000 | Class A Common Stock ("Common Stock") |
| Michael Eric Smith | Chief Operating Officer | Sale of securities on an exchange or to another person at price $ 16.62 per share. | 17 Sep 2021 | 10,000 | 377,259 | - | 16.6 | 166,150 | Common Stock |
| Michael Eric Smith | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.28 per share. | 17 Sep 2021 | 10,000 | 387,259 | - | 3.3 | 32,800 | Class A Common Stock ("Common Stock") |
| Michael Eric Smith | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 Sep 2021 | 10,000 | 658,909 | - | - | Stock Option | |
| John Dowdy | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2021 | 19,071 | 322,125 | - | - | Class A Common Stock ("Common Stock") | |
| Stephen E. Croskrey | Director, CEO and Chairman of the Board | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2021 | 285,326 | 5,384,240 | - | - | Class A Common Stock ("Common Stock") | |
| Philip Gregory Calhoun | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2021 | 14,907 | 258,885 | - | - | Class A Common Stock ("Common Stock") | |
| Philip Gregory Calhoun | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2021 | 203,012 | 3,429,018 | - | - | Common Stock | |
| Philip Gregory Calhoun | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2021 | 3,955 | 66,806 | - | - | Common Stock | |
| Stuart W. Pratt | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2021 | 107,855 | 1,594,565 | - | - | Class A Common Stock ("Common Stock") | |
| Phillip Van Trump | Chief Science & Tech. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2021 | 1,441 | 401,594 | - | - | Class A Common Stock ("Common Stock") | |
| Scott Tuten | Chief Marketing Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2021 | 9,200 | 532,651 | - | - | Class A Common Stock ("Common Stock") | |
| Scott Tuten | Chief Marketing Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.28 per share. | 16 Sep 2021 | 10,000 | 542,651 | - | 3.3 | 32,800 | Common Stock |
| Scott Tuten | Chief Marketing Officer | Sale of securities on an exchange or to another person at price $ 16.56 per share. | 16 Sep 2021 | 10,000 | 532,651 | - | 16.6 | 165,590 | Common Stock |
| Scott Tuten | Chief Marketing Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2021 | 10,000 | 51,249 | - | - | Stock Option | |
| Isao Noda | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2021 | 3,204 | 54,130 | - | - | Class A Common Stock ("Common Stock") | |
| Philip Gregory Calhoun | Director | Purchase of securities on an exchange or from another person at price $ 14.16 per share. | 20 Aug 2021 | 7,100 | 243,978 | - | 14.2 | 100,536 | Class A Common Stock ("Common Stock") |
| Michael Eric Smith | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.28 per share. | 17 Aug 2021 | 10,000 | 387,259 | - | 3.3 | 32,800 | Class A Common Stock ("Common Stock") |
| Michael Eric Smith | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 Aug 2021 | 10,000 | 668,909 | - | - | Stock Option | |
| Michael Eric Smith | Chief Operating Officer | Sale of securities on an exchange or to another person at price $ 14.73 per share. | 17 Aug 2021 | 10,000 | 377,259 | - | 14.7 | 147,270 | Common Stock |
| Scott Tuten | Chief Marketing Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 Aug 2021 | 10,000 | 61,249 | - | - | Stock Option | |
| Scott Tuten | Chief Marketing Officer | Sale of securities on an exchange or to another person at price $ 14.73 per share. | 17 Aug 2021 | 10,000 | 523,451 | - | 14.7 | 147,330 | Common Stock |
| Scott Tuten | Chief Marketing Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.28 per share. | 17 Aug 2021 | 10,000 | 533,451 | - | 3.3 | 32,800 | Class A Common Stock ("Common Stock") |
| Stephen E. Croskrey | Director, CEO and Chairman of the Board | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Jul 2021 | 95,943 | 95,943 | - | - | Performance Stock Award | |
| Stephen E. Croskrey | Director, CEO and Chairman of the Board | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Jul 2021 | 244,073 | 244,073 | - | - | Stock Option (right to purchase) | |
| John P. Amboian | Director | Other type of transaction at price $ 0.00 per share. | 08 Jul 2021 | 181,972 | 545,915 | - | - | Common Stock | |
| John P. Amboian | Director | Other type of transaction at price $ 0.00 per share. | 08 Jul 2021 | 363,943 | 363,943 | - | - | Class A Common Stock ("Common Stock") | |
| Richard J. Hendrix | Director | Other type of transaction at price $ 0.00 per share. | 08 Jul 2021 | 5,000,000 | 0 | - | - | Class A Common Stock ("Common Stock") | |
| John P. Amboian | Director | Other type of transaction at price $ 0.00 per share. | 23 Mar 2021 | 109,168 | 109,168 | - | - | Warrants | |
| John P. Amboian | Director | Other type of transaction at price $ 0.00 per share. | 23 Mar 2021 | 218,335 | 218,335 | - | - | Warrants | |
| Richard J. Hendrix | Director | Other type of transaction at price $ 0.00 per share. | 23 Mar 2021 | 3,000,000 | 0 | - | - | Warrants | |
| Richard J. Hendrix | Director | Other type of transaction at price $ 0.00 per share. | 15 Mar 2021 | 4,905,000 | 0 | - | - | Class A Common Stock ("Common Stock") | |
| John Dowdy | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Mar 2021 | 377,259 | 377,259 | - | 0 | Class A Common Stock ("Common Stock") | |
| Stephen E. Croskrey | Director, CEO and Chairman of the Board | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Mar 2021 | 1,509,036 | 5,098,914 | - | 0 | Class A Common Stock ("Common Stock") | |
| Stuart W. Pratt | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Mar 2021 | 17,604 | 1,486,710 | - | 0 | Class A Common Stock ("Common Stock") | |
| Phillip Van Trump | CSTO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Mar 2021 | 377,259 | 400,153 | - | 0 | Class A Common Stock ("Common Stock") | |
| Michael Eric Smith | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Mar 2021 | 377,259 | 377,259 | - | 0 | Class A Common Stock ("Common Stock") | |
| Scott Tuten | Chief Market & Sustain Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Mar 2021 | 377,259 | 523,451 | - | 0 | Class A Common Stock ("Common Stock") | |
| Stephen E. Croskrey | Director, CEO and Chairman of the Board | Other type of transaction at price $ 0.00 per share. | 02 Feb 2021 | 101,761 | 3,589,878 | - | - | Class A Common Stock | |
| John P. Amboian | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Dec 2020 | 50,000 | 50,000 | - | - | Stock Option | |
| John Dowdy | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Dec 2020 | 642,934 | 642,934 | - | - | Stock Option | |
| John Dowdy | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Dec 2020 | 91,580 | 91,580 | - | - | Stock Option | |
| John Dowdy | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Dec 2020 | 303,054 | 303,054 | - | - | Class A Common Stock ("Common Stock") | |
| John Dowdy | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Dec 2020 | 758,099 | 758,099 | - | - | Stock Option | |
| John Dowdy | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Dec 2020 | 15,275 | 15,275 | - | - | Stock Option | |
| John Dowdy | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Dec 2020 | 34,342 | 34,342 | - | - | Stock Option | |
| John Dowdy | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Dec 2020 | 109,896 | 109,896 | - | - | Stock Option | |
| Richard J. Hendrix | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Dec 2020 | 50,000 | 50,000 | - | - | Stock Option | |
| Stephen E. Croskrey | Director, CEO and Chairman | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Dec 2020 | 1,154,616 | 1,154,616 | - | - | Stock Option | |
| Stephen E. Croskrey | Director, CEO and Chairman | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Dec 2020 | 2,571,737 | 2,571,737 | - | - | Stock Option | |
| Stephen E. Croskrey | Director, CEO and Chairman | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Dec 2020 | 4,432,261 | 4,432,261 | - | - | Class A Common Stock ("Common Stock") | |
| Stephen E. Croskrey | Director, CEO and Chairman | Other type of transaction at price $ 24.20 per share. | 29 Dec 2020 | 944,144 | 3,488,117 | - | 24.2 | 22,848,285 | Common Stock |
| Gregory William Hunt | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Dec 2020 | 55,000 | 55,000 | - | - | Stock Option | |
| Philip Gregory Calhoun | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Dec 2020 | 50,000 | 50,000 | - | - | Stock Option | |
| Stuart W. Pratt | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Dec 2020 | 50,000 | 50,000 | - | - | Stock Option | |
| Phillip Van Trump | Chief Science & Tech. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Dec 2020 | 642,934 | 642,934 | - | - | Stock Option | |
| Phillip Van Trump | Chief Science & Tech. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Dec 2020 | 91,580 | 91,580 | - | - | Stock Option | |
| Phillip Van Trump | Chief Science & Tech. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Dec 2020 | 247,266 | 247,266 | - | - | Stock Option | |
| Phillip Van Trump | Chief Science & Tech. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Dec 2020 | 549,480 | 549,480 | - | - | Stock Option | |
| Phillip Van Trump | Chief Science & Tech. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Dec 2020 | 71,249 | 71,249 | - | - | Stock Option | |
| Phillip Van Trump | Chief Science & Tech. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Dec 2020 | 22,894 | 22,894 | - | - | Class A Common Stock ("Common Stock") | |
| Michael Eric Smith | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Dec 2020 | 642,934 | 642,934 | - | - | Stock Option | |
| Michael Eric Smith | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Dec 2020 | 34,342 | 34,342 | - | - | Stock Option | |
| Michael Eric Smith | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Dec 2020 | 71,249 | 71,249 | - | - | Stock Option | |
| Michael Eric Smith | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Dec 2020 | 607,660 | 607,660 | - | - | Stock Option | |
| Michael Eric Smith | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Dec 2020 | 192,318 | 192,318 | - | - | Stock Option | |
| Michael Eric Smith | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Dec 2020 | 91,580 | 91,580 | - | - | Stock Option | |
| Scott Tuten | Chief Marketing Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Dec 2020 | 274,740 | 274,740 | - | - | Stock Option | |
| Scott Tuten | Chief Marketing Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Dec 2020 | 642,934 | 642,934 | - | - | Stock Option | |
| Scott Tuten | Chief Marketing Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Dec 2020 | 91,580 | 91,580 | - | - | Stock Option | |
| Scott Tuten | Chief Marketing Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Dec 2020 | 146,192 | 146,192 | - | - | Class A Common Stock ("Common Stock") | |
| Scott Tuten | Chief Marketing Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Dec 2020 | 51,870 | 51,870 | - | - | Common Stock | |
| Scott Tuten | Chief Marketing Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Dec 2020 | 71,249 | 71,249 | - | - | Stock Option | |
| Scott Tuten | Chief Marketing Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Dec 2020 | 320,530 | 320,530 | - | - | Stock Option | |
| Isao Noda | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Dec 2020 | 50,000 | 50,000 | - | - | Stock Option |