21,292 XNAS Volume
XNAS 21 Mar, 2025 5:30 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Sabrina Martucci Johnson | Director, Chef Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Jan 2025 | 107,000 | 107,000 | - | - | Employee Stock Option (right to buy) | |
| MarDee Haring-Layton | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Jan 2025 | 38,000 | 38,000 | - | - | Employee Stock Option (right to buy) | |
| Robin J. Steele | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jun 2024 | 40,000 | 40,000 | - | - | Stock Option (right to buy) | |
| William H. Rastetter | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jun 2024 | 40,000 | 40,000 | - | - | Stock Option (right to buy) | |
| Gregory W. Matz | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jun 2024 | 40,000 | 40,000 | - | - | Stock Option (right to buy) | |
| Susan L. Kelley | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jun 2024 | 40,000 | 40,000 | - | - | Stock Option (right to buy) | |
| Jessica D. Grossman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jun 2024 | 40,000 | 40,000 | - | - | Stock Option (right to buy) | |
| Sabrina Martucci Johnson | Director, Chef Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Mar 2024 | 750,000 | 750,000 | - | - | Employee Stock Option (right to buy) | |
| MarDee Haring-Layton | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Mar 2024 | 290,000 | 290,000 | - | - | Employee Stock Option (right to buy) | |
| John A. Fair | Chief Commercial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Mar 2024 | 290,000 | 290,000 | - | - | Employee Stock Option (right to buy) | |
| Cheryl R. Blanchard | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Jun 2023 | 40,000 | 40,000 | - | - | Stock Option (right to buy) | |
| Robin J. Steele | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Jun 2023 | 40,000 | 40,000 | - | - | Stock Option (right to buy) | |
| William H. Rastetter | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Jun 2023 | 40,000 | 40,000 | - | - | Stock Option (right to buy) | |
| Gregory W. Matz | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Jun 2023 | 40,000 | 40,000 | - | - | Stock Option (right to buy) | |
| Susan L. Kelley | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Jun 2023 | 40,000 | 40,000 | - | - | Stock Option (right to buy) | |
| Jessica D. Grossman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Jun 2023 | 40,000 | 40,000 | - | - | Stock Option (right to buy) | |
| Sophia Nnenna Ononye-Onyia | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Jun 2023 | 40,000 | 40,000 | - | - | Stock Option (right to buy) | |
| Sabrina Martucci Johnson | Director, Chef Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Jan 2023 | 750,000 | 750,000 | - | - | Stock Option (right to buy) | |
| Lisa Walters Hoffert | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Jan 2023 | 290,000 | 290,000 | - | - | Stock Option (right to buy) | |
| John A. Fair | Chief Commercial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Jan 2023 | 290,000 | 290,000 | - | - | Stock Option (right to buy) | |
| Cheryl R. Blanchard | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Jun 2022 | 38,000 | 38,000 | - | - | Stock Option (right to buy) | |
| Susan L. Kelley | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Jun 2022 | 38,000 | 38,000 | - | - | Stock Option (right to buy) | |
| Sabrina Martucci Johnson | Director, Chef Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2022 | 628,400 | 628,400 | - | - | Stock Option (right to buy) | |
| Lisa Walters Hoffert | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2022 | 185,000 | 185,000 | - | - | Stock Option (right to buy) | |
| John A. Fair | Chief Strategy Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2022 | 185,000 | 185,000 | - | - | Stock Option (right to buy) | |
| Cheryl R. Blanchard | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Jun 2021 | 30,000 | 30,000 | - | - | Stock Option (right to buy) | |
| Robin J. Steele | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Jun 2021 | 30,000 | 30,000 | - | - | Stock Option (right to buy) | |
| William H. Rastetter | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Jun 2021 | 30,000 | 30,000 | - | - | Stock Option (right to buy) | |
| Gregory W. Matz | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Jun 2021 | 30,000 | 30,000 | - | - | Stock Option (right to buy) | |
| Susan L. Kelley | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Jun 2021 | 30,000 | 30,000 | - | - | Stock Option (right to buy) | |
| Jessica D. Grossman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Jun 2021 | 30,000 | 30,000 | - | - | Stock Option (right to buy) | |
| Sophia Nnenna Ononye-Onyia | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Apr 2021 | 45,000 | 45,000 | - | - | Stock Option (right to buy) | |
| Sabrina Martucci Johnson | Director, Chef Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Jan 2021 | 525,000 | 525,000 | - | - | Stock Option (right to buy) | |
| Lisa Walters Hoffert | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Jan 2021 | 168,000 | 168,000 | - | - | Stock Option (right to buy) | |
| John A. Fair | Chief Strategy Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Jan 2021 | 168,000 | 168,000 | - | - | Stock Option (right to buy) | |
| Cheryl R. Blanchard | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jun 2020 | 22,500 | 22,500 | - | - | Stock Option (right to buy) | |
| Robin J. Steele | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jun 2020 | 22,500 | 22,500 | - | - | Stock Option (right to buy) | |
| William H. Rastetter | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jun 2020 | 22,500 | 22,500 | - | - | Stock Option (right to buy) | |
| Gregory Matz | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jun 2020 | 22,500 | 22,500 | - | - | Stock Option (right to buy) | |
| Susan L. Kelley | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jun 2020 | 22,500 | 22,500 | - | - | Stock Option (right to buy) | |
| Jessica D. Grossman | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jun 2020 | 22,500 | 22,500 | - | - | Stock Option (right to buy) | |
| Sabrina Martucci Johnson | Director, Chef Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Mar 2020 | 280,000 | 280,000 | - | - | Employee Stock Option (right to buy) | |
| Lisa Walters Hoffert | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Mar 2020 | 68,000 | 68,000 | - | - | Employee Stock Option (right to buy) | |
| John A. Fair | Chief Strategy Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Mar 2020 | 68,000 | 68,000 | - | - | Employee Stock Option (right to buy) | |
| Cheryl R. Blanchard | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Nov 2019 | 45,000 | 45,000 | - | - | Stock Option (right to buy) | |
| Robin J. Steele | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jun 2019 | 22,500 | 22,500 | - | - | Stock Option (right to buy) | |
| Roger L. Hawley | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jun 2019 | 22,500 | 22,500 | - | - | Stock Option (right to buy) | |
| William H. Rastetter | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jun 2019 | 22,500 | 22,500 | - | - | Stock Option (right to buy) | |
| Gregory Matz | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jun 2019 | 22,500 | 22,500 | - | - | Stock Option (right to buy) | |
| Susan L. Kelley | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jun 2019 | 22,500 | 22,500 | - | - | Stock Option (right to buy) | |
| Jessica D. Grossman | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jun 2019 | 22,500 | 22,500 | - | - | Stock Option (right to buy) | |
| Roger L. Hawley | None | Purchase of securities on an exchange or from another person at price $ 1.10 per share. | 11 Apr 2019 | 454,545 | 944,956 (3%) | 2% | 1.1 | 500,000 | Common stock |
| Sabrina Martucci Johnson | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Jan 2019 | 195,000 | 195,000 | - | - | Employee Stock Option (right to buy) | |
| Lisa Walters Hoffert | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Jan 2019 | 75,000 | 75,000 | - | - | Employee Stock Option (right to buy) | |
| Gregory Matz | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Sep 2018 | 45,000 | 45,000 | - | - | Stock Option (right to buy) | |
| Sabrina Martucci Johnson | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Sep 2018 | 192,000 | 192,000 | - | - | Employee Stock Option (right to buy) | |
| Lisa Walters Hoffert | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Sep 2018 | 100,000 | 100,000 | - | - | Employee Stock Option (right to buy) | |
| Robin J. Steele | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jul 2018 | 45,000 | 45,000 | - | - | Stock Option (right to buy) | |
| Roger L. Hawley | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jul 2018 | 45,000 | 45,000 | - | - | Stock Option (right to buy) | |
| William H. Rastetter | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jul 2018 | 45,000 | 45,000 | - | - | Stock Option (right to buy) | |
| Susan L. Kelley | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jul 2018 | 45,000 | 45,000 | - | - | Stock Option (right to buy) | |
| Jessica D. Grossman | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jul 2018 | 45,000 | 45,000 | - | - | Stock Option (right to buy) | |
| Roger L. Hawley | None | Purchase of securities on an exchange or from another person at price $ 1.45 per share. | 11 Jun 2018 | 140,000 | 140,000 (1%) | 1% | 1.5 | 203,378 | Common stock |
| Sabrina Martucci Johnson | Director, Chief Executive Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jul 2017 | 962,062 | 962,062 (33%) | 33% | 0 | Common Stock | |
| Robin J. Steele | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jul 2017 | 2,200 | 2,200 | - | - | Option to Purchase Common Stock | |
| Robin J. Steele | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jul 2017 | 246,171 | 246,171 (8%) | 8% | 0 | Common Stock | |
| Roger L. Hawley | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jul 2017 | 10,149 | 10,149 | - | - | Option to Purchase Common Stock | |
| Roger L. Hawley | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jul 2017 | 307,714 | 490,411 (16%) | 10% | 0 | Common Stock | |
| Roger L. Hawley | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jul 2017 | 182,697 | 182,697 (6%) | 6% | 0 | Common Stock | |
| Roger L. Hawley | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jul 2017 | 2,200 | 2,200 | - | - | Option to Purchase Common Stock | |
| William H. Rastetter | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jul 2017 | 2,000 | 2,000 | - | - | Option to Purchase Common Stock | |
| Susan L. Kelley | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jul 2017 | 2,000 | 2,000 | - | - | Option to Purchase Common Stock | |
| Lisa Walters Hoffert | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jul 2017 | 443,512 | 443,512 (15%) | 15% | 0 | Common Stock | |
| Paul A. Friedman | None | Grant, award, or other acquisition of securities at price $ 0.73 per share. | 03 Apr 2017 | 10,273 | 18,819 (0%) | 0% | 0.7 | 7,499 | Common Stock |
| Christopher D.T. Guiffre | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Jan 2017 | 150,000 | 150,000 | - | - | Stock Option (right to buy) | |
| Christopher D.T. Guiffre | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Jan 2017 | 150,000 | 150,000 | - | - | Stock Option (right to buy) | |
| Oneill E James | Principal Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jan 2017 | 5,000 | 5,000 | - | - | Stock Option (right to buy) | |
| Oneill E James | Principal Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jan 2017 | 50,000 | 50,000 | - | - | Stock Option (right to buy) | |
| Oneill E James | Principal Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jan 2017 | 5,000 | 5,000 | - | - | Stock Option (right to buy) | |
| Gregg Beloff | CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jan 2017 | 50,000 | 50,000 | - | - | Stock Option (right to buy) | |
| Adrian Senderowicz | SVP, Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jan 2017 | 60,000 | 60,000 | - | - | Stock Option (right to buy) | |
| Adrian Senderowicz | SVP, Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jan 2017 | 150,000 | 150,000 | - | - | Stock Option (right to buy) | |
| Alejandra Carvajal | VP, General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jan 2017 | 100,000 | 100,000 | - | - | Stock Option (right to buy) | |
| Alejandra Carvajal | VP, General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jan 2017 | 50,000 | 50,000 | - | - | Stock Option (right to buy) | |
| Scott Eliasof | SVP, Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jan 2017 | 100,000 | 100,000 | - | - | Stock Option (right to buy) | |
| Scott Eliasof | SVP, Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jan 2017 | 60,000 | 60,000 | - | - | Stock Option (right to buy) | |
| David R. Walt | None | Grant, award, or other acquisition of securities at price $ 0.77 per share. | 03 Jan 2017 | 14,935 | 193,700 (0%) | 0% | 0.8 | 11,500 | Common Stock |
| Paul A. Friedman | None | Grant, award, or other acquisition of securities at price $ 0.77 per share. | 03 Jan 2017 | 4,870 | 8,546 (0%) | 0% | 0.8 | 3,750 | Common Stock |
| William T. Mckee | None | Grant, award, or other acquisition of securities at price $ 0.77 per share. | 03 Jan 2017 | 1,948 | 3,418 (0%) | 0% | 0.8 | 1,500 | Common Stock |
| William H. Rastetter | None | Grant, award, or other acquisition of securities at price $ 0.77 per share. | 03 Jan 2017 | 24,350 | 103,039 (0%) | 0% | 0.8 | 18,750 | Common Stock |
| David R. Parkinson | None | Grant, award, or other acquisition of securities at price $ 0.77 per share. | 03 Jan 2017 | 16,234 | 28,488 (0%) | 0% | 0.8 | 12,500 | Common Stock |
| Stuart A. Arbuckle | None | Grant, award, or other acquisition of securities at price $ 0.77 per share. | 03 Jan 2017 | 7,467 | 13,104 (0%) | 0% | 0.8 | 5,750 | Common Stock |
| Christopher D.T. Guiffre | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Dec 2016 | 5,733 | 12,489 | - | - | Common Stock | |
| William H. Rastetter | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Oct 2016 | 18,382 | 78,689 | - | - | Common Stock | |
| William T. Mckee | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Oct 2016 | 1,470 | 1,470 | - | - | Common Stock | |
| David R. Walt | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Oct 2016 | 11,274 | 178,765 | - | - | Common Stock | |
| Paul A. Friedman | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Oct 2016 | 3,676 | 3,676 | - | - | Common Stock | |
| David R. Parkinson | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Oct 2016 | 12,254 | 12,254 | - | - | Common Stock | |
| Stuart A. Arbuckle | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Oct 2016 | 5,637 | 5,637 | - | - | Common Stock | |
| Gregg Beloff | CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Aug 2016 | 75,000 | 75,000 | - | - | Stock Option (right to buy) | |
| Oneill E James | Principal Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Aug 2016 | 50,000 | 50,000 | - | - | Stock Option (right to buy) | |
| Adrian Senderowicz | SVP, Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Aug 2016 | 100,000 | 100,000 | - | - | Stock Option (right to buy) | |
| Alejandra Carvajal | VP, General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Aug 2016 | 75,000 | 75,000 | - | - | Common Stock (right to buy) | |
| Christopher D.T. Guiffre | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jun 2016 | 3,999 | 6,756 | - | - | Common Stock | |
| William H. Rastetter | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Jun 2016 | 20,000 | 20,000 | - | - | Stock Option (right to buy) | |
| William T. Mckee | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Jun 2016 | 20,000 | 20,000 | - | - | Stock Option (right to buy) | |
| David R. Walt | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Jun 2016 | 20,000 | 20,000 | - | - | Stock Option (right to buy) | |
| Paul A. Friedman | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Jun 2016 | 20,000 | 20,000 | - | - | Stock Option (right to buy) | |
| Alan L. Crane | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Jun 2016 | 20,000 | 20,000 | - | - | Stock Option (right to buy) | |
| David R. Parkinson | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Jun 2016 | 20,000 | 20,000 | - | - | Stock Option (right to buy) | |
| Susan L. Kelley | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Jun 2016 | 20,000 | 20,000 | - | - | Stock Option (right to buy) | |
| Stuart A. Arbuckle | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Jun 2016 | 20,000 | 20,000 | - | - | Stock Option (right to buy) | |
| David R. Walt | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 19 Feb 2016 | 1,700 | 166,900 | - | - | Common Stock | |
| David R. Walt | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 19 Feb 2016 | 591 | 167,491 | - | - | Common Stock | |
| David R. Walt | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 17 Feb 2016 | 4,460 | 160,700 | - | - | Common Stock | |
| David R. Walt | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 17 Feb 2016 | 4,500 | 165,200 | - | - | Common Stock | |
| David R. Walt | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 12 Feb 2016 | 4,311 | 151,740 | - | - | Common Stock | |
| David R. Walt | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 12 Feb 2016 | 4,500 | 156,240 | - | - | Common Stock | |
| David R. Walt | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 10 Feb 2016 | 4,500 | 143,079 | - | - | Common Stock | |
| David R. Walt | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 10 Feb 2016 | 4,350 | 147,429 | - | - | Common Stock | |
| David R. Walt | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 Feb 2016 | 4,500 | 134,079 | - | - | Common Stock | |
| David R. Walt | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 Feb 2016 | 4,500 | 138,579 | - | - | Common Stock | |
| David R. Walt | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 04 Feb 2016 | 4,063 | 125,079 | - | - | Common Stock | |
| David R. Walt | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 04 Feb 2016 | 4,500 | 129,579 | - | - | Common Stock | |
| David R. Walt | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 02 Feb 2016 | 4,395 | 116,998 | - | - | Common Stock | |
| David R. Walt | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 02 Feb 2016 | 4,018 | 121,016 | - | - | Common Stock | |
| David R. Walt | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 29 Jan 2016 | 1,200 | 108,103 | - | - | Common Stock | |
| David R. Walt | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 29 Jan 2016 | 4,500 | 112,603 | - | - | Common Stock | |
| David R. Walt | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 27 Jan 2016 | 4,500 | 102,403 | - | - | Common Stock | |
| David R. Walt | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 27 Jan 2016 | 4,500 | 106,903 | - | - | Common Stock | |
| David R. Walt | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 25 Jan 2016 | 4,500 | 93,603 | - | - | Common Stock | |
| David R. Walt | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 25 Jan 2016 | 4,300 | 97,903 | - | - | Common Stock | |
| David R. Walt | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 21 Jan 2016 | 4,500 | 84,603 | - | - | Common Stock | |
| David R. Walt | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 21 Jan 2016 | 4,500 | 89,103 | - | - | Common Stock | |
| David R. Walt | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 19 Jan 2016 | 4,400 | 75,603 | - | - | Common Stock | |
| David R. Walt | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 19 Jan 2016 | 4,500 | 80,103 | - | - | Common Stock | |
| David R. Walt | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 14 Jan 2016 | 4,400 | 67,031 | - | - | Common Stock | |
| David R. Walt | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 14 Jan 2016 | 4,172 | 71,203 | - | - | Common Stock | |
| David R. Walt | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 12 Jan 2016 | 4,300 | 58,247 | - | - | Common Stock | |
| David R. Walt | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 12 Jan 2016 | 4,384 | 62,631 | - | - | Common Stock | |
| David R. Walt | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 Jan 2016 | 4,500 | 49,592 | - | - | Common Stock | |
| David R. Walt | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 Jan 2016 | 4,355 | 53,947 | - | - | Common Stock | |
| David R. Walt | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 06 Jan 2016 | 4,500 | 40,792 | - | - | Common Stock | |
| David R. Walt | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 06 Jan 2016 | 4,300 | 45,092 | - | - | Common Stock | |
| Christopher D.T. Guiffre | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jan 2016 | 137,000 | 137,000 | - | - | Incentive Stock Option (right to buy) | |
| Oneill E James | Principal Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jan 2016 | 4,900 | 4,900 | - | - | Incentive Stock Option (right to buy) | |
| Adrian Senderowicz | SVP, Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jan 2016 | 50,000 | 50,000 | - | - | Incentive Stock Option (right to buy) | |
| Alejandra Carvajal | VP, General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jan 2016 | 45,000 | 45,000 | - | - | Incentive Stock Option (right to buy) | |
| David R. Walt | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 04 Jan 2016 | 4,500 | 31,991 | - | - | Common Stock | |
| David R. Walt | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 04 Jan 2016 | 4,301 | 36,292 | - | - | Common Stock | |
| Christopher D.T. Guiffre | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Dec 2015 | 2,757 | 2,757 | - | - | Common Stock | |
| Oneill E James | Principal Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Dec 2015 | 1,098 | 2,098 | - | - | Common Stock | |
| David R. Walt | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 03 Dec 2015 | 10,000 | 27,491 | - | - | Common Stock | |
| Adrian Senderowicz | SVP, Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2015 | 158,000 | 158,000 | - | - | Incentive Stock Option (right to buy) | |
| Alejandra Carvajal | VP, General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2015 | 158,000 | 158,000 | - | - | Incentive Stock Option (right to buy) | |
| David R. Walt | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 30 Nov 2015 | 5,374 | 17,491 | - | - | Common Stock | |
| David R. Walt | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 25 Nov 2015 | 5,417 | 5,417 | - | - | Common Stock | |
| David R. Walt | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 25 Nov 2015 | 6,700 | 12,117 | - | - | Common Stock | |
| Adrian Senderowicz | SVP, Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Sep 2015 | 135,000 | 135,000 | - | - | Incentive Stock Option (right to buy) | |
| William H. Rastetter | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Jun 2015 | 8,214 | 8,214 | - | - | Stock Option (Right to Buy) | |
| William H. Rastetter | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Jun 2015 | 11,000 | 11,000 | - | - | Stock Option (Right to Buy) | |
| William T. Mckee | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Jun 2015 | 8,214 | 8,214 | - | - | Stock Option (Right to Buy) | |
| William T. Mckee | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Jun 2015 | 11,000 | 11,000 | - | - | Stock Option (Right to Buy) | |
| Paul A. Friedman | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Jun 2015 | 8,214 | 8,214 | - | - | Stock Option (Right to Buy) | |
| Paul A. Friedman | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Jun 2015 | 11,000 | 11,000 | - | - | Stock Option (Right to Buy) | |
| Alan L. Crane | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Jun 2015 | 11,000 | 11,000 | - | - | Stock Option (Right to Buy) | |
| David R. Parkinson | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Jun 2015 | 7,000 | 7,000 | - | - | Stock Option (Right to Buy) | |
| David R. Parkinson | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Jun 2015 | 11,000 | 11,000 | - | - | Stock Option (Right to Buy) | |
| Susan L. Kelley | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Jun 2015 | 7,000 | 7,000 | - | - | Stock Option (Right to Buy) | |
| Susan L. Kelley | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Jun 2015 | 11,000 | 11,000 | - | - | Stock Option (Right to Buy) | |
| Stuart A. Arbuckle | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Jun 2015 | 22,000 | 22,000 | - | - | Stock Option (Right to Buy) | |
| Steven E. Hall | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Jun 2015 | 11,000 | 11,000 | - | - | Stock Option (Right to Buy) | |
| Gregg Beloff | Interim CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 May 2015 | 90,000 | 90,000 | - | - | Stock Option (right to buy) | |
| Christopher D.T. Guiffre | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Mar 2015 | 407,520 | 407,520 | - | - | Stock Option (right to buy) | |
| David R. Walt | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Feb 2015 | 22,000 | 22,000 | - | - | Stock Option (Right to Buy) | |
| Christopher D.T. Guiffre | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Feb 2015 | 75,000 | 317,457 | - | - | Stock Option (right to buy) | |
| Edward G. Garmey | Sr. VP, Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Feb 2015 | 43,000 | 166,586 | - | - | Stock Option (right to buy) | |
| Karen L. Roberts | Sr VP Finance & Administrat | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Feb 2015 | 43,000 | 163,774 | - | - | Stock Option (right to buy) | |
| Christopher D.T. Guiffre | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Oct 2014 | 50,300 | 242,457 | - | - | Stock Option (Right to Buy) | |
| Paul A. Friedman | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Oct 2014 | 100,000 | 113,786 | - | - | Stock Option (right to buy) | |
| David R. Parkinson | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Oct 2014 | 15,000 | 15,000 | - | - | Stock Option (Right to Buy) | |
| Susan L. Kelley | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Oct 2014 | 15,000 | 15,000 | - | - | Stock Option (Right to Buy) | |
| Alan L. Crane | Director, Ten Percent Owner | Sale or transfer of securities back to the company at price $ 0.00 per share. | 16 Sep 2014 | 35,765 | 0 | - | - | Stock Option (right to buy) | |
| Alan L. Crane | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2014 | 16,000 | 16,000 | - | - | Stock Option (right to buy) | |
| Karen L. Roberts | Sr VP Finance & Administrat | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jul 2014 | 20,100 | 120,774 | - | - | Stock Option (right to buy) | |
| Christopher D.T. Guiffre | Sr. VP, Chief Business Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Jun 2014 | 50,300 | 192,158 | - | - | Stock Option (right to buy) | |
| Oliver S. Fetzer | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Jun 2014 | 290,000 | 730,569 | - | - | Stock Option (right to buy) | |
| Edward G. Garmey | Sr. VP, Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Jun 2014 | 50,300 | 123,586 | - | - | Stock Option (right to buy) | |
| Karen L. Roberts | Sr VP Finance & Administrat | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Jun 2014 | 38,200 | 100,674 | - | - | Stock Option (right to buy) | |
| Oliver S. Fetzer | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 May 2014 | 30,000 | 102,215 | - | - | Stock Option (right to buy) | |
| Oliver S. Fetzer | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 May 2014 | 30,000 | 30,000 | - | - | Common Stock | |
| William H. Rastetter | None | 15 Apr 2014 | 76,923 | 0 | - | - | Series A Convertible Preferred Stock | ||
| William H. Rastetter | None | 15 Apr 2014 | 22,801 | 0 | - | - | Series B Convertible Preferred Stock | ||
| William H. Rastetter | None | 15 Apr 2014 | 31,500 | 0 | - | - | Series B-1 Convertible Preferred Stock | ||
| William H. Rastetter | None | 15 Apr 2014 | 118,954 | 0 | - | - | Series C Convertible Preferred Stock | ||
| William H. Rastetter | None | 15 Apr 2014 | 110,107 | 0 | - | - | Series D Convertible Preferred Stock | ||
| William H. Rastetter | None | Other type of transaction at price $ 0.00 per share. | 15 Apr 2014 | 5,522 | 0 | - | - | Warrant to purchase Series C | |
| William H. Rastetter | None | Other type of transaction at price $ 0.00 per share. | 15 Apr 2014 | 380 | 380 | - | - | Warrant to purchase Series C | |
| William H. Rastetter | None | 15 Apr 2014 | 7,106 | 7,106 | - | - | Common Stock | ||
| William H. Rastetter | None | 15 Apr 2014 | 2,576 | 9,682 | - | - | Common Stock | ||
| William H. Rastetter | None | 15 Apr 2014 | 5,868 | 15,550 | - | - | Common Stock | ||
| William H. Rastetter | None | 15 Apr 2014 | 8,199 | 23,749 | - | - | Common Stock | ||
| William H. Rastetter | None | 15 Apr 2014 | 7,589 | 31,338 | - | - | Common Stock | ||
| William H. Rastetter | None | 15 Apr 2014 | 4,954 | 36,292 | - | - | Common Stock | ||
| William H. Rastetter | None | 15 Apr 2014 | 5,146 | 41,438 | - | - | Common Stock | ||
| William H. Rastetter | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 15 Apr 2014 | 18,869 | 60,307 | - | - | Common Stock | |
| Alan L. Crane | Director, Ten Percent Owner | 15 Apr 2014 | 2,500,000 | 0 | - | - | Seed Convertible Preferred Stock | ||
| Alan L. Crane | Director, Ten Percent Owner | 15 Apr 2014 | 3,846,154 | 0 | - | - | Series A Convertible Preferred Stock | ||
| Alan L. Crane | Director, Ten Percent Owner | 15 Apr 2014 | 1,631,107 | 0 | - | - | Series B Convertible Preferred Stock | ||
| Alan L. Crane | Director, Ten Percent Owner | 15 Apr 2014 | 2,513,500 | 0 | - | - | Series B-1 Convertible Preferred Stock | ||
| Alan L. Crane | Director, Ten Percent Owner | 15 Apr 2014 | 9,509,913 | 0 | - | - | Series C Convertible Preferred Stock | ||
| Alan L. Crane | Director, Ten Percent Owner | 15 Apr 2014 | 8,598,139 | 0 | - | - | Series D Convertible Preferred Stock | ||
| Alan L. Crane | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 15 Apr 2014 | 441,528 | 0 | - | - | Warrant to purchase Series C Preferred | |
| Alan L. Crane | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 15 Apr 2014 | 30,432 | 30,432 | - | - | Warrant to purchase Common Stock | |
| Alan L. Crane | Director, Ten Percent Owner | 15 Apr 2014 | 181,399 | 258,600 | - | - | Common Stock | ||
| Alan L. Crane | Director, Ten Percent Owner | 15 Apr 2014 | 355,307 | 613,907 | - | - | Common Stock | ||
| Alan L. Crane | Director, Ten Percent Owner | 15 Apr 2014 | 184,314 | 798,221 | - | - | Common Stock | ||
| Alan L. Crane | Director, Ten Percent Owner | 15 Apr 2014 | 468,263 | 1,266,484 | - | - | Common Stock | ||
| Alan L. Crane | Director, Ten Percent Owner | 15 Apr 2014 | 655,512 | 1,921,996 | - | - | Common Stock | ||
| Alan L. Crane | Director, Ten Percent Owner | 15 Apr 2014 | 592,665 | 2,514,661 | - | - | Common Stock | ||
| Alan L. Crane | Director, Ten Percent Owner | 15 Apr 2014 | 385,435 | 2,900,096 | - | - | Common Stock | ||
| Alan L. Crane | Director, Ten Percent Owner | 15 Apr 2014 | 401,061 | 3,301,157 | - | - | Common Stock | ||
| Alan L. Crane | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 15 Apr 2014 | 1,470,582 | 4,771,739 | - | - | Common Stock | |
| Steven E. Hall | Director, Ten Percent Owner | 15 Apr 2014 | 13,513,513 | 0 | - | - | Series C Convertible Preferred Stock | ||
| Steven E. Hall | Director, Ten Percent Owner | 15 Apr 2014 | 4,340,831 | 0 | - | - | Series D Convertible Preferred Stock | ||
| Steven E. Hall | Director, Ten Percent Owner | 15 Apr 2014 | 931,485 | 931,485 | - | - | Common Stock | ||
| Steven E. Hall | Director, Ten Percent Owner | 15 Apr 2014 | 299,213 | 1,230,698 | - | - | Common Stock | ||
| Steven E. Hall | Director, Ten Percent Owner | 15 Apr 2014 | 192,209 | 1,422,907 | - | - | Common Stock | ||
| Steven E. Hall | Director, Ten Percent Owner | 15 Apr 2014 | 199,875 | 1,622,782 | - | - | Common Stock | ||
| Steven E. Hall | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 15 Apr 2014 | 733,445 | 2,356,227 | - | - | Common Stock |