26,750 XNAS Volume
XNAS 21 Mar, 2025 2:25 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Dennis M. McGrath | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Nov 2024 | 125,000 | 125,000 | - | - | Stock Option (Right to Purchase Common Stock) | |
| Myron Z. Holubiak | Director, Vice Chairman | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Nov 2024 | 350,000 | 350,000 | - | - | Stock Option (Right to Purchase Common Stock) | |
| Myron Z. Holubiak | Director, Vice Chairman | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Nov 2024 | 75,000 | 75,000 | - | - | Stock Option (Right to Buy) | |
| Leonard L. Mazur | Director, Chief Executive Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Nov 2024 | 600,000 | 600,000 | - | - | Stock Option (Right to Purchase Common Stock) | |
| Suren G. Dutia | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Nov 2024 | 125,000 | 125,000 | - | - | Stock Option (Right to Purchase Common Stock) | |
| Carol Webb | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Nov 2024 | 125,000 | 125,000 | - | - | Stock Option (Right to Purchase Common Stock) | |
| Eugene Holuka | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Nov 2024 | 125,000 | 125,000 | - | - | Stock Option (Right to Purchase Common Stock) | |
| Jaime Bartushak | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Nov 2024 | 350,000 | 350,000 | - | - | Stock Option (Right to Purchase Common Stock) | |
| Myron Czuczman | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Nov 2024 | 300,000 | 300,000 | - | - | Stock Option (Right to Purchase Common Stock) | |
| Robert J. Smith | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Nov 2024 | 125,000 | 125,000 | - | - | Stock Option (Right to Purchase Common Stock) | |
| Myron Z. Holubiak | Director, Vice Chairman | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Aug 2024 | 558,597 | 558,597 | - | - | Warrant to Purchase Common Stock | |
| Myron Z. Holubiak | Director, Vice Chairman | Sale or transfer of securities back to the company at price $ 0.00 per share. | 14 Aug 2024 | 558,597 | 0 | - | - | Warrant to Purchase Common Stock | |
| Myron Z. Holubiak | Director, Vice Chairman | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Aug 2024 | 784,314 | 784,314 | - | - | Warrant to Purchase Common Stock | |
| Myron Z. Holubiak | Director, Vice Chairman | Sale or transfer of securities back to the company at price $ 0.00 per share. | 14 Aug 2024 | 784,314 | 0 | - | - | Warrant to Purchase Common Stock | |
| Leonard L. Mazur | Director, Chief Executive Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Aug 2024 | 3,137,255 | 3,137,255 | - | - | Warrant to Purchase Common Stock | |
| Leonard L. Mazur | Director, Chief Executive Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Aug 2024 | 2,234,700 | 2,234,700 | - | - | Warrant to Purchase Common Stock | |
| Leonard L. Mazur | Director, Chief Executive Officer, Ten Percent Owner | Sale or transfer of securities back to the company at price $ 0.00 per share. | 14 Aug 2024 | 2,234,700 | 0 | - | - | Warrant to Purchase Common Stock | |
| Leonard L. Mazur | Director, Chief Executive Officer, Ten Percent Owner | Sale or transfer of securities back to the company at price $ 0.00 per share. | 14 Aug 2024 | 3,137,255 | 0 | - | - | Warrant to Purchase Common Stock | |
| Myron Z. Holubiak | Director, Vice Chairman | Sale or transfer of securities back to the company at price $ 0.00 per share. | 03 Apr 2024 | 129,450 | 0 | - | - | Warrant to Purchase Common Stock | |
| Myron Z. Holubiak | Director, Vice Chairman | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Apr 2024 | 129,450 | 129,450 | - | - | Warrant to Purchase Common Stock | |
| Leonard L. Mazur | Director, Chief Executive Officer, Ten Percent Owner | Sale or transfer of securities back to the company at price $ 0.00 per share. | 03 Apr 2024 | 1,165,048 | 0 | - | - | Warrant to Purchase Common Stock | |
| Leonard L. Mazur | Director, Chief Executive Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Apr 2024 | 1,165,048 | 1,165,048 | - | - | Warrant to Purchase Common Stock | |
| Robert J. Smith | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Mar 2024 | 75,000 | 75,000 | - | - | Stock Option (Right to Purchase Common Stock) | |
| Eugene Holuka | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.01 per share. | 13 Mar 2024 | 2,415 | 2,415 (0%) | 0% | 0.0 | 36 | Common Stock |
| Eugene Holuka | Director | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.75 per share. | 13 Mar 2024 | 48 | 2,367 (0%) | 0% | 0.8 | 36 | Common Stock |
| Eugene Holuka | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Mar 2024 | 2,415 | 0 | - | - | Stock Option (Right to Purchase Common Stock) | |
| Carol Webb | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.01 per share. | 04 Mar 2024 | 12,071 | 12,071 (0%) | 0% | 0.0 | 181 | Common Stock |
| Carol Webb | Director | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.77 per share. | 04 Mar 2024 | 236 | 11,835 (0%) | 0% | 0.8 | 181 | Common Stock |
| Carol Webb | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Mar 2024 | 12,071 | 0 | - | - | Stock Option (Right to Purchase Common Stock) | |
| Dennis M. McGrath | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Feb 2023 | 75,000 | 75,000 | - | - | Options to Purchase Common Stock | |
| Howard Safir | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Oct 2022 | 75,000 | 75,000 | - | - | Options to Purchase Common Stock | |
| Myron Z. Holubiak | Director, Vice Chairman | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Oct 2022 | 400,000 | 400,000 | - | - | Options to Purchase Common Stock | |
| Suren G. Dutia | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Oct 2022 | 75,000 | 75,000 | - | - | Options to Purchase Common Stock | |
| Carol Webb | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Oct 2022 | 75,000 | 75,000 | - | - | Options to Purchase Common Stock | |
| William Kane | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Oct 2022 | 75,000 | 75,000 | - | - | Options to Purchase Common Stock | |
| Eugene Holuka | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Oct 2022 | 75,000 | 75,000 | - | - | Options to Purchase Common Stock | |
| Jaime Bartushak | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Oct 2022 | 300,000 | 300,000 | - | - | Stock Option (Right to Purchase Common Stock) | |
| Myron Czuczman | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Oct 2022 | 300,000 | 300,000 | - | - | Stock Option (Right to Purchase Common Stock) | |
| Howard Safir | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Oct 2021 | 75,000 | 75,000 | - | - | Options to Purchase Common Stock | |
| Myron Z. Holubiak | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Oct 2021 | 650,000 | 650,000 | - | - | Options to Purchase Common Stock | |
| Myron Z. Holubiak | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Oct 2021 | 15,000 | 15,000 | - | - | Options to Purchase Common Stock | |
| Leonard L. Mazur | Director, Executive Chairman, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Oct 2021 | 650,000 | 650,000 | - | - | Option to Purchase Common Stock | |
| Suren G. Dutia | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Oct 2021 | 75,000 | 75,000 | - | - | Options to Purchase Common Stock | |
| Carol Webb | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Oct 2021 | 75,000 | 75,000 | - | - | Options to Purchase Common Stock | |
| William Kane | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Oct 2021 | 75,000 | 75,000 | - | - | Options to Purchase Common Stock | |
| Eugene Holuka | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Oct 2021 | 75,000 | 75,000 | - | - | Options to Purchase Common Stock | |
| Jaime Bartushak | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Oct 2021 | 300,000 | 300,000 | - | - | Stock Option (Right to Purchase Common Stock) | |
| Myron Czuczman | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Oct 2021 | 300,000 | 300,000 | - | - | Stock Option (Right to Purchase Common Stock) | |
| Howard Safir | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Jul 2021 | 15,000 | 15,000 | - | - | Options to Purchase Common Stock | |
| Myron Z. Holubiak | Director, President and CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Jul 2021 | 300,000 | 300,000 | - | - | Options to Purchase Common Stock | |
| Myron Z. Holubiak | Director, President and CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Jul 2021 | 10,000 | 10,000 | - | - | Options to Purchase Common Stock | |
| Leonard L. Mazur | Director, Executive Chairman, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Jul 2021 | 300,000 | 300,000 | - | - | Options to Purchase Common Stock | |
| Suren G. Dutia | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Jul 2021 | 15,000 | 15,000 | - | - | Options to Purchase Common Stock | |
| Carol Webb | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Jul 2021 | 15,000 | 15,000 | - | - | Options to Purchase Common Stock | |
| William Kane | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Jul 2021 | 15,000 | 15,000 | - | - | Options to Purchase Common Stock | |
| Eugene Holuka | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Jul 2021 | 15,000 | 15,000 | - | - | Options to Purchase Common Stock | |
| Jaime Bartushak | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Jul 2021 | 100,000 | 100,000 | - | - | Stock Option (Right to Purchase Common Stock) | |
| Howard Safir | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Feb 2021 | 25,000 | 25,000 | - | - | Options to Purchase Common Stock | |
| Suren G. Dutia | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Feb 2021 | 25,000 | 25,000 | - | - | Options to Purchase Common Stock | |
| Carol Webb | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Feb 2021 | 25,000 | 25,000 | - | - | Options to Purchase Common Stock | |
| William Kane | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Feb 2021 | 25,000 | 25,000 | - | - | Options to Purchase Common Stock | |
| Eugene Holuka | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Feb 2021 | 25,000 | 25,000 | - | - | Options to Purchase Common Stock | |
| Howard Safir | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Oct 2020 | 35,000 | 35,000 | - | - | Options to Purchase Common Stock | |
| Myron Z. Holubiak | Director, President and CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Oct 2020 | 200,000 | 200,000 | - | - | Options to Purchase Common Stock | |
| Leonard L. Mazur | Director, Executive Chairman, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Oct 2020 | 200,000 | 200,000 | - | - | Options to Purchase Common Stock | |
| Suren G. Dutia | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Oct 2020 | 35,000 | 35,000 | - | - | Options to Purchase Common Stock | |
| Carol Webb | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Oct 2020 | 35,000 | 35,000 | - | - | Options to Purchase Common Stock | |
| William Kane | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Oct 2020 | 35,000 | 35,000 | - | - | Options to Purchase Common Stock | |
| Eugene Holuka | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Oct 2020 | 35,000 | 35,000 | - | - | Options to Purchase Common Stock | |
| Jaime Bartushak | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Oct 2020 | 125,000 | 125,000 | - | - | Stock Option (Right to Purchase Common Stock) | |
| Myron Czuczman | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jul 2020 | 500,000 | 500,000 | - | - | Stock Option (Right to Purchase Common Stock) ) | |
| Howard Safir | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jul 2020 | 25,000 | 25,000 | - | - | Options to Purchase Common Stock | |
| Suren G. Dutia | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jul 2020 | 25,000 | 25,000 | - | - | Options to Purchase Common Stock | |
| Carol Webb | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jul 2020 | 25,000 | 25,000 | - | - | Options to Purchase Common Stock | |
| William Kane | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jul 2020 | 25,000 | 25,000 | - | - | Options to Purchase Common Stock | |
| Eugene Holuka | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jul 2020 | 25,000 | 25,000 | - | - | Options to Purchase Common Stock | |
| Howard Safir | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Oct 2019 | 25,000 | 25,000 | - | - | Options to Purchase Common Stock | |
| Myron Z. Holubiak | Director, President and CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Oct 2019 | 175,000 | 175,000 | - | - | Options to Purchase Common Stock | |
| Leonard L. Mazur | Director, Executive Chairman, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Oct 2019 | 175,000 | 175,000 | - | - | Options to Purchase Common Stock | |
| Suren G. Dutia | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Oct 2019 | 25,000 | 25,000 | - | - | Options to Purchase Common Stock | |
| Carol Webb | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Oct 2019 | 25,000 | 25,000 | - | - | Options to Purchase Common Stock | |
| William Kane | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Oct 2019 | 25,000 | 25,000 | - | - | Options to Purchase Common Stock | |
| Eugene Holuka | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Oct 2019 | 25,000 | 25,000 | - | - | Options to Purchase Common Stock | |
| Jaime Bartushak | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Oct 2019 | 100,000 | 100,000 | - | - | Stock Option (Right to Purchase Common Stock) | |
| Myron Z. Holubiak | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.90 per share. | 27 Sep 2019 | 558,597 | 1,992,243 (6%) | 1% | 0.9 | 500,000 | Common Stock |
| Myron Z. Holubiak | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 27 Sep 2019 | 558,597 | 558,597 | - | - | Warrant to Purchase Common Stock | |
| Leonard L. Mazur | Director, Executive Chairman, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.90 per share. | 27 Sep 2019 | 2,234,700 | 10,255,343 (35%) | 7% | 0.9 | 2,000,280 | Common Stock |
| Leonard L. Mazur | Director, Executive Chairman, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 27 Sep 2019 | 2,234,700 | 2,234,700 | - | - | Warrant to Purchase Common Stock | |
| Myron Z. Holubiak | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.54 per share. | 03 Apr 2019 | 129,450 | 1,433,646 (6%) | 0% | 1.5 | 200,000 | Common Stock |
| Myron Z. Holubiak | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 03 Apr 2019 | 129,450 | 129,450 | - | - | Warrant to Purchase Common Stock | |
| Leonard L. Mazur | Director, Executive Chairman, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.54 per share. | 03 Apr 2019 | 1,165,048 | 8,020,643 (36%) | 5% | 1.5 | 1,799,999 | Common Stock |
| Leonard L. Mazur | Director, Executive Chairman, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 03 Apr 2019 | 1,165,048 | 1,615,048 | - | - | Warrant to Purchase Common Stock | |
| Howard Safir | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Sep 2018 | 15,000 | 15,000 | - | - | Options to Purchase Common Stock | |
| Myron Z. Holubiak | Director, President and CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Sep 2018 | 150,000 | 150,000 | - | - | Options to Purchase Common Stock | |
| Leonard L. Mazur | Director, Executive Chairman, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Sep 2018 | 150,000 | 150,000 | - | - | Options to Purchase Common Stock | |
| Suren G. Dutia | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Sep 2018 | 15,000 | 15,000 | - | - | Options to Purchase Common Stock | |
| Carol Webb | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Sep 2018 | 15,000 | 15,000 | - | - | Options to Purchase Common Stock | |
| William Kane | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Sep 2018 | 15,000 | 15,000 | - | - | Options to Purchase Common Stock | |
| Eugene Holuka | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Sep 2018 | 15,000 | 15,000 | - | - | Options to Purchase Common Stock | |
| Jaime Bartushak | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Sep 2018 | 70,000 | 70,000 | - | - | Stock Option (Right to Purchase Common Stock) | |
| Myron Z. Holubiak | Director, President and CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Aug 2018 | 784,314 | 784,314 | - | - | Warrant to Purchase Common Stock | |
| Myron Z. Holubiak | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.27 per share. | 13 Aug 2018 | 784,314 | 1,304,196 (8%) | 4% | 1.3 | 1,000,000 | Common Stock |
| Leonard L. Mazur | Director, Executive Chairman, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Aug 2018 | 3,137,255 | 3,137,255 | - | - | Warrant to Purchase Common Stock | |
| Leonard L. Mazur | Director, Executive Chairman, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.27 per share. | 13 Aug 2018 | 3,137,255 | 6,855,595 (42%) | 19% | 1.3 | 4,000,000 | Common Stock |
| Leonard L. Mazur | Director, Executive Chairman, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 29 Mar 2018 | 167,504 | 167,504 | - | - | Warrant to Purchase Common Stock | |
| Leonard L. Mazur | Director, Executive Chairman, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 2.98 per share. | 29 Mar 2018 | 167,504 | 3,718,340 (34%) | 1% | 3.0 | 499,999 | Common Stock |
| Myron Z. Holubiak | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 3.09 per share. | 28 Mar 2018 | 2,915 | 519,882 (5%) | 0% | 3.1 | 9,007 | Common Stock |
| Leonard L. Mazur | Director, Executive Chairman, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 4.69 per share. | 19 Dec 2017 | 213,106 | 3,550,836 (42%) | 2% | 4.7 | 999,467 | Common Stock |
| Howard Safir | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Sep 2017 | 10,000 | 10,000 | - | - | Options to Purchase Common Stock | |
| Myron Z. Holubiak | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Sep 2017 | 40,000 | 40,000 | - | - | Options to Purchase Common Stock | |
| Leonard L. Mazur | Director, Executive Chairman, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Sep 2017 | 40,000 | 40,000 | - | - | Options to Purchase Common Stock | |
| Suren G. Dutia | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Sep 2017 | 10,000 | 10,000 | - | - | Options to Purchase Common Stock | |
| Carol Webb | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Sep 2017 | 10,000 | 10,000 | - | - | Options to Purchase Common Stock | |
| William Kane | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Sep 2017 | 10,000 | 10,000 | - | - | Options to Purchase Common Stock | |
| Eugene Holuka | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Sep 2017 | 10,000 | 10,000 | - | - | Options to Purchase Common Stock | |
| Leonard L. Mazur | Director, Executive Chairman, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 24 Aug 2017 | 11,000 | 11,000 | - | - | Warrant to Purchase Common Stock | |
| Leonard L. Mazur | Director, Executive Chairman, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 2.68 per share. | 24 Aug 2017 | 11,000 | 3,337,730 (40%) | 0% | 2.7 | 29,480 | Common Stock |
| Leonard L. Mazur | Director, Executive Chairman, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 4.12 per share. | 08 Aug 2017 | 421,400 | 1,779,663 (21%) | 5% | 4.1 | 1,738,275 | Common Stock |
| Leonard L. Mazur | Director, Executive Chairman, Ten Percent Owner | 08 Aug 2017 | 1,547,067 | 3,326,730 (40%) | 18% | 3.1 | 4,780,437 | Common Stock | |
| Leonard L. Mazur | Director, Executive Chairman, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 Aug 2017 | 421,400 | 421,400 | - | - | Warrant to Purchase Common Stock | |
| Leonard L. Mazur | Director, Executive Chairman, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Aug 2017 | 1,547,067 | 1,547,067 | - | - | Convertible Promissory Note | |
| Leonard L. Mazur | Director, Executive Chairman, Ten Percent Owner | 08 Aug 2017 | 1,547,067 | 0 | - | - | Convertible Promissory Note |