13,719
XNAS Volume
High vol. this week
XNAS 31 Mar, 2025 5:30 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Alan Glicklich | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jan 2025 | 20,000 | 20,000 | - | - | Director Stock Option (Right to Buy) | |
| Middleton A. Fred | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 2.65 per share. | 06 Dec 2024 | 4,800 | 36,514 | - | 2.7 | 12,720 | Common Stock |
| Robert N. Wilson | Director | Purchase of securities on an exchange or from another person at price $ 3.75 per share. | 01 Nov 2024 | 53,333 | 417,529 | - | 3.8 | 199,999 | Common Stock |
| A. Rachel Leheny | Director, CHIEF EXECUTIVE OFFICER, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 3.75 per share. | 01 Nov 2024 | 20,000 | 130,926 | - | 3.8 | 75,000 | Common Stock |
| Eric W. Roberts | Director, CHIEF BUSINESS OFFICER, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 3.75 per share. | 01 Nov 2024 | 53,333 | 164,706 | - | 3.8 | 199,999 | Common Stock |
| Fred A. Middleton | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 3.75 per share. | 01 Nov 2024 | 877 | 22,479 | - | 3.8 | 3,289 | Common Stock |
| Fred A. Middleton | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 3.75 per share. | 01 Nov 2024 | 86,867 | 814,300 | - | 3.7 | 325,751 | Common Stock |
| Fred A. Middleton | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 3.75 per share. | 01 Nov 2024 | 20,000 | 31,714 | - | 3.8 | 75,000 | Common Stock |
| Michael J. Dunn | President and COO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Sep 2024 | 11,761 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Michael J. Dunn | President and COO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.39 per share. | 09 Sep 2024 | 11,761 | 11,761 | - | 1.4 | 16,348 | Common Stock |
| A. Rachel Leheny | Director, CHIEF EXECUTIVE OFFICER, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 4.19 per share. | 27 Aug 2024 | 1,000 | 110,926 | - | 4.2 | 4,190 | Common Stock |
| Eric H. Bjerkholt | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Aug 2024 | 10,000 | 10,000 | - | - | Director Stock Option (Right to Buy) | |
| Robert N. Wilson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Aug 2024 | 10,000 | 10,000 | - | - | Director Stock Option (Right to Buy) | |
| Fred A. Middleton | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Aug 2024 | 10,000 | 10,000 | - | - | Director Stock Option (Right to Buy) | |
| A. Rachel Leheny | Director, CHIEF EXECUTIVE OFFICER, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Aug 2024 | 115,000 | 115,000 | - | - | Employee Stock Option (Right to Buy) | |
| Allan Lee Shaw | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Aug 2024 | 10,000 | 10,000 | - | - | Director Stock Option (Right to Buy) | |
| Eric W. Roberts | Director, CHIEF BUSINESS OFFICER, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Aug 2024 | 77,500 | 77,500 | - | - | Employee Stock Option (Right to Buy) | |
| Frederic Guerard | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Aug 2024 | 10,000 | 10,000 | - | - | Director Stock Option (Right to Buy) | |
| Sudarshan Hebbar | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Aug 2024 | 82,500 | 82,500 | - | - | Employee Stock Option (Right to Buy) | |
| Michael J. Dunn | President and COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Aug 2024 | 62,500 | 62,500 | - | - | Employee Stock Option (Right to Buy) | |
| Kenneth A. Stauderman | Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Aug 2024 | 62,500 | 62,500 | - | - | Employee Stock Option (Right to Buy) | |
| Robert N. Wilson | Director | Purchase of securities on an exchange or from another person at price $ 3.72 per share. | 23 Aug 2024 | 54,000 | 364,196 | - | 3.7 | 200,826 | Common Stock |
| Eric W. Roberts | Director, CHIEF BUSINESS OFFICER, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 3.57 per share. | 23 Aug 2024 | 3,000 | 13,223 | - | 3.6 | 10,710 | Common Stock |
| Eric W. Roberts | Director, CHIEF BUSINESS OFFICER, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 3.58 per share. | 23 Aug 2024 | 2,000 | 46,894 | - | 3.6 | 7,157 | Common Stock |
| Eric W. Roberts | Director, CHIEF BUSINESS OFFICER, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 4.04 per share. | 21 Aug 2024 | 5,000 | 44,894 | - | 4.0 | 20,200 | Common Stock |
| Robert N. Wilson | Director | Purchase of securities on an exchange or from another person at price $ 3.52 per share. | 28 Jun 2024 | 51,278 | 310,196 | - | 3.5 | 180,499 | Common Stock |
| Robert N. Wilson | Director | Purchase of securities on an exchange or from another person at price $ 3.23 per share. | 27 Jun 2024 | 8,443 | 258,918 | - | 3.2 | 27,305 | Common Stock |
| Eric W. Roberts | Director, CHIEF BUSINESS OFFICER, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 3.22 per share. | 27 Jun 2024 | 5,000 | 10,223 | - | 3.2 | 16,100 | Common Stock |
| Daniel E. Geffken | Interim CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 May 2024 | 10,000 | 10,000 | - | - | Warrant | |
| Eric W. Roberts | Director, CHIEF BUSINESS OFFICER, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 3.90 per share. | 01 Apr 2024 | 3,254 | 39,894 | - | 3.9 | 12,691 | Common Stock |
| Eric W. Roberts | Director, CHIEF BUSINESS OFFICER, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 3.90 per share. | 01 Apr 2024 | 746 | 36,640 | - | 3.9 | 2,909 | Common Stock |
| Eric H. Bjerkholt | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Mar 2024 | 10,000 | 10,000 | - | - | Director Stock Option (Right to Buy) | |
| Robert N. Wilson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Mar 2024 | 10,000 | 10,000 | - | - | Director Stock Option (Right to Buy) | |
| Fred A. Middleton | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Mar 2024 | 10,000 | 10,000 | - | - | Director Stock Option (Right to Buy) | |
| A. Rachel Leheny | Director, CHIEF EXECUTIVE OFFICER, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Mar 2024 | 115,000 | 115,000 | - | - | Employee Stock Option (Right to Buy) | |
| Allan Lee Shaw | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Mar 2024 | 10,000 | 10,000 | - | - | Director Stock Option (Right to Buy) | |
| Eric W. Roberts | Director, CHIEF BUSINESS OFFICER, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Mar 2024 | 77,500 | 77,500 | - | - | Employee Stock Option (Right to Buy) | |
| Frederic Guerard | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Mar 2024 | 10,000 | 10,000 | - | - | Director Stock Option (Right to Buy) | |
| Sudarshan Hebbar | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Mar 2024 | 82,500 | 82,500 | - | - | Employee Stock Option (Right to Buy) | |
| Michael J. Dunn | President and COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Mar 2024 | 62,500 | 62,500 | - | - | Employee Stock Option (Right to Buy) | |
| Kenneth A. Stauderman | Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Mar 2024 | 62,500 | 62,500 | - | - | Employee Stock Option (Right to Buy) | |
| Eric Roberts W. | Director, CHIEF BUSINESS OFFICER, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Feb 2024 | 45,543 | 45,543 | - | - | Warrant | |
| Eric Roberts W. | Director, CHIEF BUSINESS OFFICER, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 4.27 per share. | 05 Feb 2024 | 91,086 | 111,373 | - | 4.3 | 388,618 | Common Stock |
| Roberts W. Eric | Director, CHIEF BUSINESS OFFICER, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Feb 2024 | 45,543 | 45,543 | - | - | Warrant | |
| Fred Middleton A. | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 3.70 per share. | 23 Jan 2024 | 28,744 | 30,292 | - | 3.7 | 106,410 | Common Stock |
| Rachel Leheny A. | Director, CHIEF EXECUTIVE OFFICER, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Jan 2024 | 45,543 | 45,543 | - | - | Warrant | |
| A. Middleton Fred | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 3.70 per share. | 23 Jan 2024 | 194,472 | 435,148 | - | 3.7 | 719,935 | Common Stock |
| Middleton Fred A. | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Jan 2024 | 97,236 | 97,236 | - | - | Warrant | |
| Fred A. Middleton | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Jan 2024 | 72,338 | 72,338 | - | - | Warrant | |
| Fred Middleton A. | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Jan 2024 | 121,678 | 121,678 | - | - | Warrant | |
| Leheny Rachel A. | Director, CHIEF EXECUTIVE OFFICER, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Jan 2024 | 45,543 | 45,543 | - | - | Warrant | |
| Fred Middleton A. | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Jan 2024 | 25,516 | 25,516 | - | - | Warrant | |
| A. Fred Middleton | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Jan 2024 | 6,592 | 6,592 | - | - | Warrant | |
| Middleton A. Fred | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Jan 2024 | 25,516 | 25,516 | - | - | Warrant | |
| A. Fred Middleton | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Jan 2024 | 97,236 | 97,236 | - | - | Warrant | |
| Fred Middleton A. | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Jan 2024 | 14,372 | 14,372 | - | - | Warrant | |
| Fred Middleton A. | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 3.70 per share. | 23 Jan 2024 | 144,676 | 727,433 | - | 3.7 | 535,591 | Common Stock |
| Middleton Fred A. | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Jan 2024 | 1,960 | 1,960 | - | - | Warrant | |
| A. Fred Middleton | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Jan 2024 | 6,592 | 6,592 | - | - | Warrant | |
| Fred Middleton A. | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Jan 2024 | 121,678 | 121,678 | - | - | Warrant | |
| A. Fred Middleton | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 3.70 per share. | 23 Jan 2024 | 3,920 | 21,602 | - | 3.7 | 14,512 | Common Stock |
| Fred Middleton A. | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Jan 2024 | 72,338 | 72,338 | - | - | Warrant | |
| A. Middleton Fred | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Jan 2024 | 14,372 | 14,372 | - | - | Warrant | |
| A. Fred Middleton | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 3.70 per share. | 23 Jan 2024 | 243,356 | 946,744 | - | 3.7 | 900,904 | Common Stock |
| Fred Middleton A. | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 3.70 per share. | 23 Jan 2024 | 13,184 | 27,609 | - | 3.7 | 48,807 | Common Stock |
| Robert Wilson N. | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Jan 2024 | 34,157 | 34,157 | - | - | Warrant | |
| A. Leheny Rachel | Director, CHIEF EXECUTIVE OFFICER, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 4.27 per share. | 23 Jan 2024 | 91,086 | 109,926 | - | 4.3 | 388,618 | Common Stock |
| Middleton A. Fred | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Jan 2024 | 1,960 | 1,960 | - | - | Warrant | |
| Fred A. Middleton | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 3.70 per share. | 23 Jan 2024 | 51,032 | 114,260 | - | 3.7 | 188,920 | Common Stock |
| N. Wilson Robert | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Jan 2024 | 34,157 | 34,157 | - | - | Warrant | |
| Wilson N. Robert | Director | Grant, award, or other acquisition of securities at price $ 4.27 per share. | 23 Jan 2024 | 68,314 | 250,475 | - | 4.3 | 291,462 | Common Stock |
| Robert N. Wilson | Director | Purchase of securities on an exchange or from another person at price $ 3.30 per share. | 11 Dec 2023 | 506 | 182,161 | - | 3.3 | 1,670 | Common Stock |
| A. Rachel Leheny | Director, Chief Executive Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 3.34 per share. | 07 Nov 2023 | 2,000 | 18,840 | - | 3.3 | 6,680 | Common Stock |
| A. Rachel Leheny | Director, Chief Executive Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 3.12 per share. | 06 Nov 2023 | 2,440 | 16,840 | - | 3.1 | 7,615 | Common Stock |
| Eric W. Roberts | Director, Chief Business Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 3.12 per share. | 06 Nov 2023 | 2,400 | 35,894 | - | 3.1 | 7,488 | Common Stock |
| A. Rachel Leheny | Director, Chief Executive Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 2.85 per share. | 03 Nov 2023 | 5,000 | 14,400 | - | 2.9 | 14,250 | Common Stock |
| Eric W. Roberts | Director, Chief Business Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 2.83 per share. | 03 Nov 2023 | 11,249 | 33,494 | - | 2.8 | 31,846 | Common Stock |
| Eric W. Roberts | Director, Chief Business Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 2.77 per share. | 03 Nov 2023 | 3,700 | 20,287 | - | 2.8 | 10,249 | Common Stock |
| Eric W. Roberts | Director, Chief Business Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 2.70 per share. | 03 Nov 2023 | 5,860 | 22,245 | - | 2.7 | 15,828 | Common Stock |
| Eric W. Roberts | Director, Chief Business Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 2.80 per share. | 03 Nov 2023 | 3,200 | 16,587 | - | 2.8 | 8,960 | Common Stock |
| Sudarshan Hebbar | Chief Medical Officer | Purchase of securities on an exchange or from another person at price $ 2.74 per share. | 03 Nov 2023 | 36,000 | 46,000 | - | 2.7 | 98,600 | Common Stock |
| Eric W. Roberts | Director, Chief Business Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 3.18 per share. | 25 Aug 2023 | 736 | 5,000 | - | 3.2 | 2,340 | Common Stock |
| Eric W. Roberts | Director, Chief Business Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 3.02 per share. | 25 Aug 2023 | 223 | 5,223 | - | 3.0 | 673 | Common Stock |
| Eric W. Roberts | Director, Chief Business Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 3.25 per share. | 21 Aug 2023 | 1,750 | 3,550 | - | 3.3 | 5,688 | Common Stock |
| Eric W. Roberts | Director, Chief Business Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 3.27 per share. | 21 Aug 2023 | 714 | 4,264 | - | 3.3 | 2,335 | Common Stock |
| Eric W. Roberts | Director, Chief Business Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 3.35 per share. | 23 Jun 2023 | 500 | 16,185 | - | 3.4 | 1,675 | Common Stock |
| Eric W. Roberts | Director, Chief Business Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 3.53 per share. | 23 Jun 2023 | 200 | 16,385 | - | 3.5 | 706 | Common Stock |
| Eric W. Roberts | Director, Chief Business Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 3.70 per share. | 23 Jun 2023 | 1,200 | 13,387 | - | 3.7 | 4,441 | Common Stock |
| Eric W. Roberts | Director, Chief Business Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 4.12 per share. | 20 Jun 2023 | 2,000 | 15,685 | - | 4.1 | 8,250 | Common Stock |
| Eric W. Roberts | Director, Chief Business Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 4.85 per share. | 20 Jun 2023 | 500 | 13,685 | - | 4.9 | 2,425 | Common Stock |
| A. Rachel Leheny | Director, Chief Executive Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 5.22 per share. | 08 Jun 2023 | 1,000 | 9,000 | - | 5.2 | 5,225 | Common Stock |
| Fred A. Middleton | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 5.20 per share. | 06 Jun 2023 | 500 | 11,000 | - | 5.2 | 2,600 | Common Stock |
| Fred A. Middleton | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 4.88 per share. | 06 Jun 2023 | 500 | 10,500 | - | 4.9 | 2,440 | Common Stock |
| A. Rachel Leheny | Director, Chief Executive Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 5.25 per share. | 06 Jun 2023 | 1,000 | 8,000 | - | 5.2 | 5,248 | Common Stock |
| A. Rachel Leheny | Director, Chief Executive Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 5.13 per share. | 06 Jun 2023 | 1,000 | 7,000 | - | 5.1 | 5,129 | Common Stock |
| Eric W. Roberts | Director, Chief Business Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 5.23 per share. | 06 Jun 2023 | 1,500 | 12,700 | - | 5.2 | 7,840 | Common Stock |
| Eric W. Roberts | Director, Chief Business Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 5.09 per share. | 06 Jun 2023 | 3,200 | 11,200 | - | 5.1 | 16,278 | Common Stock |
| A. Rachel Leheny | Director, Chief Executive Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 4.80 per share. | 02 Jun 2023 | 1,000 | 6,000 | - | 4.8 | 4,800 | Common Stock |
| Eric W. Roberts | Director, Chief Business Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 4.90 per share. | 01 Jun 2023 | 1,687 | 12,187 | - | 4.9 | 8,266 | Common Stock |
| Eric W. Roberts | Director, Chief Business Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 4.42 per share. | 01 Jun 2023 | 2,000 | 10,500 | - | 4.4 | 8,830 | Common Stock |
| A. Rachel Leheny | Director, Chief Executive Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 4.21 per share. | 31 May 2023 | 1,000 | 5,000 | - | 4.2 | 4,210 | Common Stock |
| Eric H. Bjerkholt | Director | Purchase of securities on an exchange or from another person at price $ 4.09 per share. | 30 May 2023 | 100 | 3,534 | - | 4.1 | 409 | Common Stock |
| Eric H. Bjerkholt | Director | Purchase of securities on an exchange or from another person at price $ 3.20 per share. | 30 May 2023 | 5 | 3,434 | - | 3.2 | 16 | Common Stock |
| Eric H. Bjerkholt | Director | Purchase of securities on an exchange or from another person at price $ 4.20 per share. | 30 May 2023 | 150 | 3,684 | - | 4.2 | 630 | Common Stock |
| Eric W. Roberts | Director, Chief Business Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 3.86 per share. | 30 May 2023 | 2,000 | 8,000 | - | 3.9 | 7,723 | Common Stock |
| Eric H. Bjerkholt | Director | Purchase of securities on an exchange or from another person at price $ 3.27 per share. | 23 May 2023 | 500 | 3,429 | - | 3.3 | 1,634 | Common Stock |
| A. Rachel Leheny | Director, Chief Executive Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 3.34 per share. | 23 May 2023 | 3,000 | 4,000 | - | 3.3 | 10,032 | Common Stock |
| Eric W. Roberts | Director, Chief Business Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 2.95 per share. | 22 May 2023 | 6,000 | 6,000 | - | 3.0 | 17,700 | Common Stock |
| Eric W. Roberts | Director, Chief Business Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 3.26 per share. | 22 May 2023 | 2,000 | 8,500 | - | 3.3 | 6,526 | Common Stock |
| Fred A. Middleton | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 2.85 per share. | 19 May 2023 | 10,000 | 10,000 | - | 2.9 | 28,500 | Common Stock |
| Eric H. Bjerkholt | Director | Purchase of securities on an exchange or from another person at price $ 2.65 per share. | 18 May 2023 | 199 | 2,929 | - | 2.6 | 527 | Common Stock |
| Eric H. Bjerkholt | Director | Purchase of securities on an exchange or from another person at price $ 3.00 per share. | 18 May 2023 | 1 | 2,730 | - | 3 | 3 | Common Stock |
| Eric H. Bjerkholt | Director | Purchase of securities on an exchange or from another person at price $ 2.70 per share. | 16 May 2023 | 800 | 2,229 | - | 2.7 | 2,160 | Common Stock |
| Eric H. Bjerkholt | Director | Purchase of securities on an exchange or from another person at price $ 2.70 per share. | 16 May 2023 | 300 | 2,729 | - | 2.7 | 810 | Common Stock |
| Eric H. Bjerkholt | Director | Purchase of securities on an exchange or from another person at price $ 2.67 per share. | 16 May 2023 | 200 | 2,429 | - | 2.7 | 534 | Common Stock |
| A. Rachel Leheny | Director, Chief Executive Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 2.70 per share. | 16 May 2023 | 1,000 | 1,000 | - | 2.7 | 2,698 | Common Stock |
| Eric W. Roberts | Director, Chief Business Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 2.71 per share. | 16 May 2023 | 3,500 | 3,500 | - | 2.7 | 9,485 | Common Stock |
| Eric W. Roberts | Director, Chief Business Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 2.68 per share. | 16 May 2023 | 3,000 | 6,500 | - | 2.7 | 8,040 | Common Stock |
| Eric W. Roberts | Director, Chief Business Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 2.72 per share. | 16 May 2023 | 1,800 | 1,800 | - | 2.7 | 4,896 | Common Stock |
| Sudarshan Hebbar | Chief Medical Officer | Purchase of securities on an exchange or from another person at price $ 2.70 per share. | 16 May 2023 | 10,000 | 10,000 | - | 2.7 | 26,999 | Common Stock |
| Eric W. Roberts | Director, CHIEF BUSINESS OFFICER, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 2.68 per share. | 16 May 2023 | 3,000 | 3,000 | - | 2.7 | 8,040 | Common Stock |
| Eric H. Bjerkholt | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 May 2023 | 20,000 | 20,000 | - | - | Director Stock Option (Right to Buy) | |
| Robert N. Wilson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 May 2023 | 20,000 | 20,000 | - | - | Director Stock Option (Right to Buy) | |
| Fred A. Middleton | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 May 2023 | 20,000 | 20,000 | - | - | Director Stock Option (Right to Buy) | |
| A. Rachel Leheny | Director, Chief Executive Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 May 2023 | 110,380 | 110,380 | - | - | Employee Stock Option (Right to Buy) | |
| Allan Lee Shaw | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 May 2023 | 20,000 | 20,000 | - | - | Director Stock Option (Right to Buy) | |
| Eric W. Roberts | Director, Chief Business Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 May 2023 | 60,709 | 60,709 | - | - | Employee Stock Option (Right to Buy) | |
| Sudarshan Hebbar | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 May 2023 | 60,709 | 60,709 | - | - | Employee Stock Option (Right to Buy) | |
| Michael J. Dunn | President and COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 May 2023 | 55,190 | 55,190 | - | - | Employee Stock Option (Right to Buy) | |
| Kenneth A. Stauderman | Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 May 2023 | 68,988 | 68,988 | - | - | Employee Stock Option (Right to Buy) | |
| Christy L. Shaffer | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 23 Mar 2023 | 1,429 | 0 | - | - | Restricted Stock Unit | |
| Christy L. Shaffer | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 23 Mar 2023 | 1,429 | 1,429 | - | - | Common Stock | |
| Eric H. Bjerkholt | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 23 Mar 2023 | 1,429 | 1,429 | - | - | Common Stock | |
| Eric H. Bjerkholt | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 23 Mar 2023 | 1,429 | 0 | - | - | Restricted Stock Unit | |
| Robert S. Breuil | Chief Financial Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 23 Mar 2023 | 36,657 | 0 | - | - | Restricted Stock Unit | |
| Robert S. Breuil | Chief Financial Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 23 Mar 2023 | 36,657 | 48,003 | - | - | Common Stock | |
| Robert S. Breuil | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.50 per share. | 23 Mar 2023 | 12,677 | 35,326 | - | 5.5 | 69,724 | Common Stock |
| Julie Eastland | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 23 Mar 2023 | 1,429 | 0 | - | - | Restricted Stock Unit | |
| Julie Eastland | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 23 Mar 2023 | 1,429 | 1,429 | - | - | Common Stock | |
| Christina M. Ackermann | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 23 Mar 2023 | 1,429 | 1,429 | - | - | Common Stock | |
| Christina M. Ackermann | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 23 Mar 2023 | 1,429 | 0 | - | - | Restricted Stock Unit | |
| Frederic Guerard | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.50 per share. | 23 Mar 2023 | 20,383 | 90,727 | - | 5.5 | 112,107 | Common Stock |
| Frederic Guerard | Director, Chief Executive Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 23 Mar 2023 | 83,705 | 111,110 | - | - | Common Stock | |
| Frederic Guerard | Director, Chief Executive Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 23 Mar 2023 | 83,705 | 0 | - | - | Restricted Stock Unit | |
| Parisa Zamiri | Chief Medical Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 23 Mar 2023 | 42,771 | 0 | - | - | Restricted Stock Unit | |
| Parisa Zamiri | Chief Medical Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.50 per share. | 23 Mar 2023 | 17,901 | 28,982 | - | 5.5 | 98,456 | Common Stock |
| Parisa Zamiri | Chief Medical Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 23 Mar 2023 | 42,771 | 46,883 | - | - | Common Stock | |
| Dirk Sauer | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 23 Mar 2023 | 1,429 | 1,429 | - | - | Common Stock | |
| Dirk Sauer | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 23 Mar 2023 | 1,429 | 0 | - | - | Restricted Stock Unit | |
| Robert N. Wilson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 8,592 | 8,592 | - | - | Warrant | |
| Robert N. Wilson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 23,557 | 23,557 | - | - | Director Stock Option (right to buy) | |
| Robert N. Wilson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 5,760 | 5,760 | - | - | Director Stock Option (right to buy) | |
| Robert N. Wilson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 8,592 | 8,592 | - | - | Warrant | |
| Robert N. Wilson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 5,760 | 5,760 | - | - | Director Stock Option (right to buy) | |
| Robert N. Wilson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 7,577 | 7,577 | - | - | Director Stock Option (right to buy) | |
| Robert N. Wilson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 1,488 | 1,488 | - | - | Director Stock Option (right to buy) | |
| Robert N. Wilson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 181,655 | 181,655 | - | - | Common Stock | |
| Fred A. Middleton | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 47,052 | 47,052 | - | - | Common Stock | |
| Fred A. Middleton | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 14,425 | 14,425 | - | - | Common Stock | |
| Fred A. Middleton | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 256,852 | 256,852 | - | - | Common Stock | |
| Fred A. Middleton | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 8,884 | 8,884 | - | - | Common Stock | |
| Fred A. Middleton | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 7,456 | 7,456 | - | - | Common Stock | |
| Fred A. Middleton | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 17,682 | 17,682 | - | - | Common Stock | |
| Fred A. Middleton | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 703,388 | 703,388 | - | - | Common Stock | |
| Fred A. Middleton | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 582,757 | 582,757 | - | - | Common Stock | |
| Fred A. Middleton | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 167 | 167 | - | - | Warrant | |
| Fred A. Middleton | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 113 | 113 | - | - | Warrant | |
| Fred A. Middleton | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 840 | 840 | - | - | Warrant | |
| Fred A. Middleton | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 569 | 569 | - | - | Warrant | |
| Fred A. Middleton | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 3,249 | 3,249 | - | - | Warrant | |
| Fred A. Middleton | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 2,203 | 2,203 | - | - | Warrant | |
| Fred A. Middleton | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 12,380 | 12,380 | - | - | Warrant | |
| Fred A. Middleton | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 8,393 | 8,393 | - | - | Warrant | |
| Fred A. Middleton | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 183 | 183 | - | - | Warrant | |
| Fred A. Middleton | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 237 | 237 | - | - | Warrant | |
| Fred A. Middleton | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 15,403 | 15,403 | - | - | Warrant | |
| Fred A. Middleton | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 6,852 | 6,852 | - | - | Warrant | |
| Fred A. Middleton | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 1,910 | 1,910 | - | - | Warrant | |
| Fred A. Middleton | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 2,685 | 2,685 | - | - | Warrant | |
| Fred A. Middleton | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 16,539 | 16,539 | - | - | Warrant | |
| Fred A. Middleton | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 2,672 | 2,672 | - | - | Warrant | |
| Fred A. Middleton | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 5,760 | 5,760 | - | - | Warrant | |
| Fred A. Middleton | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 8,176 | 8,176 | - | - | Common Stock | |
| Fred A. Middleton | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 1,548 | 1,548 | - | - | Common Stock | |
| A. Rachel Leheny | Director, Chief Executive Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 66,228 | 66,228 | - | - | Common Stock | |
| A. Rachel Leheny | Director, Chief Executive Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 9,935 | 9,935 | - | - | Warrant | |
| A. Rachel Leheny | Director, Chief Executive Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 9,935 | 9,935 | - | - | Warrant | |
| A. Rachel Leheny | Director, Chief Executive Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 12,342 | 12,342 | - | - | Employee Stock Option (right to buy) | |
| A. Rachel Leheny | Director, Chief Executive Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 30,443 | 30,443 | - | - | Employee Stock Option (right to buy) | |
| A. Rachel Leheny | Director, Chief Executive Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 1,717 | 1,717 | - | - | Employee Stock Option (right to buy) | |
| A. Rachel Leheny | Director, Chief Executive Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 1,062 | 1,062 | - | - | Employee Stock Option (right to buy) | |
| A. Rachel Leheny | Director, Chief Executive Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 2,030 | 2,030 | - | - | Employee Stock Option (right to buy) | |
| A. Rachel Leheny | Director, Chief Executive Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 3,552 | 3,552 | - | - | Employee Stock Option (right to buy) | |
| A. Rachel Leheny | Director, Chief Executive Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 13,964 | 13,964 | - | - | Employee Stock Option (right to buy) | |
| A. Rachel Leheny | Director, Chief Executive Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 19,826 | 19,826 | - | - | Employee Stock Option (right to buy) | |
| A. Rachel Leheny | Director, Chief Executive Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 13,964 | 13,964 | - | - | Employee Stock Option (right to buy) | |
| A. Rachel Leheny | Director, Chief Executive Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 30,381 | 30,381 | - | - | Employee Stock Option (right to buy) | |
| A. Rachel Leheny | Director, Chief Executive Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 76,173 | 76,173 | - | - | Employee Stock Option (right to buy) | |
| A. Rachel Leheny | Director, Chief Executive Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 11,232 | 11,232 | - | - | Employee Stock Option (right to buy) | |
| A. Rachel Leheny | Director, Chief Executive Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 316,109 | 316,109 | - | - | Common Stock | |
| A. Rachel Leheny | Director, Chief Executive Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 356,989 | 356,989 | - | - | Common Stock | |
| Allan Lee Shaw | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 2,880 | 2,880 | - | - | Director Stock Option (right to buy) | |
| Allan Lee Shaw | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 744 | 744 | - | - | Director Stock Option (right to buy) | |
| Daniel E. Geffken | Interim CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 5,760 | 5,760 | - | - | Warrant | |
| Daniel E. Geffken | Interim CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 11,520 | 11,520 | - | - | Warrant | |
| Eric W. Roberts | Director, Chief Business Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 11,739 | 11,739 | - | - | Employee Stock Option (right to buy) | |
| Eric W. Roberts | Director, Chief Business Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 6,982 | 6,982 | - | - | Employee Stock Option (right to buy) | |
| Eric W. Roberts | Director, Chief Business Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 11,778 | 11,778 | - | - | Employee Stock Option (right to buy) | |
| Eric W. Roberts | Director, Chief Business Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 5,284 | 5,284 | - | - | Employee Stock Option (right to buy) | |
| Eric W. Roberts | Director, Chief Business Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 20,060 | 20,060 | - | - | Employee Stock Option (right to buy) | |
| Eric W. Roberts | Director, Chief Business Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 1,804 | 1,804 | - | - | Employee Stock Option (right to buy) | |
| Eric W. Roberts | Director, Chief Business Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 2,935 | 2,935 | - | - | Employee Stock Option (right to buy) | |
| Eric W. Roberts | Director, Chief Business Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 1,677 | 1,677 | - | - | Employee Stock Option (right to buy) | |
| Eric W. Roberts | Director, Chief Business Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 2,793 | 2,793 | - | - | Warrant | |
| Eric W. Roberts | Director, Chief Business Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 9,935 | 9,935 | - | - | Warrant | |
| Eric W. Roberts | Director, Chief Business Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 9,935 | 9,935 | - | - | Warrant | |
| Eric W. Roberts | Director, Chief Business Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 316,109 | 316,109 | - | - | Common Stock | |
| Eric W. Roberts | Director, Chief Business Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 1,263 | 1,263 | - | - | Employee Stock Option (right to buy) | |
| Eric W. Roberts | Director, Chief Business Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 22,851 | 22,851 | - | - | Employee Stock Option (right to buy) | |
| Eric W. Roberts | Director, Chief Business Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 36,041 | 36,041 | - | - | Employee Stock Option (right to buy) | |
| Eric W. Roberts | Director, Chief Business Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 6,982 | 6,982 | - | - | Employee Stock Option (right to buy) | |
| Eric W. Roberts | Director, Chief Business Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 356,989 | 356,989 | - | - | Common Stock | |
| Eric W. Roberts | Director, Chief Business Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 66,228 | 66,228 | - | - | Common Stock | |
| Eric W. Roberts | Director, Chief Business Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 10,661 | 10,661 | - | - | Common Stock | |
| Sudarshan Hebbar | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 6,352 | 6,352 | - | - | Employee Stock Option (right to buy) | |
| Sudarshan Hebbar | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 1,954 | 1,954 | - | - | Employee Stock Option (right to buy) | |
| Sudarshan Hebbar | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 838 | 838 | - | - | Employee Stock Option (right to buy) | |
| Sudarshan Hebbar | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 2,880 | 2,880 | - | - | Employee Stock Option (right to buy) | |
| Sudarshan Hebbar | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 9,774 | 9,774 | - | - | Employee Stock Option (right to buy) | |
| Sudarshan Hebbar | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 18,782 | 18,782 | - | - | Employee Stock Option (right to buy) | |
| Sudarshan Hebbar | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 9,774 | 9,774 | - | - | Employee Stock Option (right to buy) | |
| Sudarshan Hebbar | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 11,778 | 11,778 | - | - | Employee Stock Option (right to buy) | |
| Sudarshan Hebbar | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 24,968 | 24,968 | - | - | Employee Stock Option (right to buy) | |
| Sudarshan Hebbar | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 2,524 | 2,524 | - | - | Employee Stock Option (Right to Buy) | |
| Sudarshan Hebbar | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 8,640 | 8,640 | - | - | Employee Stock Option (right to buy) | |
| Sudarshan Hebbar | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 22,777 | 22,777 | - | - | Employee Stock Option (right to buy) | |
| Sudarshan Hebbar | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 11,761 | 11,761 | - | - | Employee Stock Option (right to buy) | |
| Sudarshan Hebbar | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 3,108 | 3,108 | - | - | Employee Stock Option (right to buy) | |
| Sudarshan Hebbar | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 7,381 | 7,381 | - | - | Employee Stock Option (right to buy) | |
| Sudarshan Hebbar | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 23,836 | 23,836 | - | - | Employee Stock Option (right to buy) | |
| Michael J. Dunn | President and COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 7,915 | 7,915 | - | - | Employee Stock Option (right to buy) | |
| Michael J. Dunn | President and COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 847 | 847 | - | - | Employee Stock Option (right to buy) | |
| Michael J. Dunn | President and COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 24,747 | 24,747 | - | - | Employee Stock Option (right to buy) | |
| Michael J. Dunn | President and COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 1,954 | 1,954 | - | - | Employee Stock Option (right to buy) | |
| Michael J. Dunn | President and COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 1,323 | 1,323 | - | - | Employee Stock Option (right to buy) | |
| Michael J. Dunn | President and COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 13,147 | 13,147 | - | - | Employee Stock Option (right to buy) | |
| Michael J. Dunn | President and COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 7,915 | 7,915 | - | - | Employee Stock Option (right to buy) | |
| Michael J. Dunn | President and COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 23,589 | 23,589 | - | - | Employee Stock Option (right to buy) | |
| Michael J. Dunn | President and COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 8,640 | 8,640 | - | - | Employee Stock Option (right to buy) | |
| Michael J. Dunn | President and COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 22,777 | 22,777 | - | - | Employee Stock Option (right to buy) | |
| Michael J. Dunn | President and COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 11,761 | 11,761 | - | - | Employee Stock Option (right to buy) | |
| Kenneth A. Stauderman | Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 5,472 | 5,472 | - | - | Employee Stock Option (right to buy) | |
| Kenneth A. Stauderman | Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 661 | 661 | - | - | Employee Stock Option (right to buy) | |
| Kenneth A. Stauderman | Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 1,954 | 1,954 | - | - | Employee Stock Option (right to buy) | |
| Kenneth A. Stauderman | Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 2,090 | 2,090 | - | - | Employee Stock Option (right to buy) | |
| Kenneth A. Stauderman | Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 18,991 | 18,991 | - | - | Employee Stock Option (right to buy) | |
| Kenneth A. Stauderman | Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 1,877 | 1,877 | - | - | Employee Stock Option (right to buy) | |
| Kenneth A. Stauderman | Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 11,944 | 11,944 | - | - | Common Stock | |
| Kenneth A. Stauderman | Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 22,777 | 22,777 | - | - | Employee Stock Option (right to buy) | |
| Kenneth A. Stauderman | Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 8,640 | 8,640 | - | - | Employee Stock Option (right to buy) | |
| Kenneth A. Stauderman | Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 21,647 | 21,647 | - | - | Employee Stock Option (right to buy) | |
| Kenneth A. Stauderman | Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 7,264 | 7,264 | - | - | Employee Stock Option (right to buy) | |
| Kenneth A. Stauderman | Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 13,147 | 13,147 | - | - | Employee Stock Option (right to buy) | |
| Kenneth A. Stauderman | Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2023 | 7,264 | 7,264 | - | - | Employee Stock Option (right to buy) | |
| Robert S. Breuil | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Mar 2023 | 5,000 | 163,849 | - | - | Common Stock | |
| Robert S. Breuil | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Mar 2023 | 5,000 | 30,000 | - | - | Restricted Stock Units | |
| Robert S. Breuil | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.58 per share. | 14 Mar 2023 | 1,730 | 162,119 | - | 0.6 | 1,003 | Common Stock |
| Robert S. Breuil | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 Mar 2023 | 9,937 | 89,438 | - | - | Restricted Stock Units | |
| Robert S. Breuil | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 Mar 2023 | 28,125 | 393,750 | - | - | Restricted Stock Unit | |
| Robert S. Breuil | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 Mar 2023 | 83,155 | 0 | - | - | Restricted Stock Unit | |
| Robert S. Breuil | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.57 per share. | 03 Mar 2023 | 49,434 | 158,849 | - | 0.6 | 28,177 | Common Stock |
| Robert S. Breuil | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 Mar 2023 | 121,217 | 208,283 | - | - | Common Stock | |
| Frederic Guerard | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 Mar 2023 | 315,496 | 473,026 | - | - | Common Stock | |
| Frederic Guerard | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 Mar 2023 | 65,625 | 918,750 | - | - | Restricted Stock Unit | |
| Frederic Guerard | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 Mar 2023 | 221,746 | 0 | - | - | Restricted Stock Unit | |
| Frederic Guerard | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 Mar 2023 | 28,125 | 253,125 | - | - | Restricted Stock Units | |
| Frederic Guerard | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.57 per share. | 03 Mar 2023 | 89,344 | 383,682 | - | 0.6 | 50,926 | Common Stock |
| Parisa Zamiri | Chief Medical Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 Mar 2023 | 28,125 | 393,750 | - | - | Restricted Stock Unit | |
| Parisa Zamiri | Chief Medical Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 Mar 2023 | 9,375 | 84,375 | - | - | Restricted Stock Units | |
| Parisa Zamiri | Chief Medical Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.57 per share. | 03 Mar 2023 | 42,894 | 135,338 | - | 0.6 | 24,450 | Common Stock |
| Parisa Zamiri | Chief Medical Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 Mar 2023 | 120,655 | 178,232 | - | - | Common Stock | |
| Parisa Zamiri | Chief Medical Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 Mar 2023 | 83,155 | 0 | - | - | Restricted Stock Unit | |
| Robert S. Breuil | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Dec 2022 | 5,000 | 35,000 | - | - | Restricted Stock Units | |
| Robert S. Breuil | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.58 per share. | 12 Dec 2022 | 1,729 | 87,066 | - | 0.6 | 1,003 | Common Stock |
| Robert S. Breuil | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Dec 2022 | 5,000 | 88,795 | - | - | Common Stock | |
| Robert S. Breuil | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2022 | 9,938 | 87,232 | - | - | Common Stock | |
| Robert S. Breuil | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2022 | 9,938 | 99,375 | - | - | Restricted Stock Units | |
| Robert S. Breuil | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.63 per share. | 01 Dec 2022 | 3,437 | 83,795 | - | 0.6 | 2,165 | Common Stock |
| Frederic Guerard | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.63 per share. | 01 Dec 2022 | 11,068 | 157,530 | - | 0.6 | 6,973 | Common Stock |
| Frederic Guerard | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2022 | 28,125 | 281,250 | - | - | Restricted Stock Units | |
| Frederic Guerard | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2022 | 28,125 | 168,598 | - | - | Common Stock | |
| Parisa Zamiri | Chief Medical Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2022 | 9,375 | 60,329 | - | - | Common Stock | |
| Parisa Zamiri | Chief Medical Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2022 | 9,375 | 93,750 | - | - | Restricted Stock Units | |
| Parisa Zamiri | Chief Medical Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.63 per share. | 01 Dec 2022 | 2,752 | 57,577 | - | 0.6 | 1,734 | Common Stock |
| Robert S. Breuil | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.67 per share. | 24 Nov 2022 | 9,726 | 77,294 | - | 0.7 | 6,516 | Common Stock |
| Robert S. Breuil | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 Nov 2022 | 28,125 | 87,020 | - | - | Common Stock | |
| Robert S. Breuil | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 Nov 2022 | 28,125 | 421,875 | - | - | Restricted Stock Units | |
| Frederic Guerard | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.67 per share. | 24 Nov 2022 | 25,824 | 140,473 | - | 0.7 | 17,302 | Common Stock |
| Frederic Guerard | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 Nov 2022 | 65,625 | 984,375 | - | - | Restricted Stock Units | |
| Frederic Guerard | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 Nov 2022 | 65,625 | 166,297 | - | - | Common Stock | |
| Parisa Zamiri | Chief Medical Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 Nov 2022 | 28,125 | 421,875 | - | - | Restricted Stock Units | |
| Parisa Zamiri | Chief Medical Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 Nov 2022 | 28,125 | 59,209 | - | - | Common Stock | |
| Parisa Zamiri | Chief Medical Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.67 per share. | 24 Nov 2022 | 8,255 | 50,954 | - | 0.7 | 5,531 | Common Stock |
| Robert S. Breuil | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Sep 2022 | 5,000 | 60,579 | - | - | Common Stock | |
| Robert S. Breuil | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Sep 2022 | 5,000 | 40,000 | - | - | Restricted Stock Units | |
| Robert S. Breuil | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.97 per share. | 04 Sep 2022 | 1,684 | 58,895 | - | 1.0 | 1,627 | Common Stock |
| Robert S. Breuil | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Aug 2022 | 450,000 | 450,000 | - | - | Restricted Stock Units | |
| Frederic Guerard | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Aug 2022 | 1,050,000 | 1,050,000 | - | - | Restricted Stock Units | |
| Parisa Zamiri | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Aug 2022 | 450,000 | 450,000 | - | - | Restricted Stock Units | |
| Robert S. Breuil | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 Aug 2022 | 9,937 | 109,313 | - | - | Restricted Stock Units | |
| Robert S. Breuil | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 Aug 2022 | 9,937 | 58,926 | - | - | Common Stock | |
| Robert S. Breuil | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.97 per share. | 19 Aug 2022 | 3,347 | 55,579 | - | 1.0 | 3,247 | Common Stock |
| Frederic Guerard | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 Aug 2022 | 28,125 | 309,375 | - | - | Restricted Stock Units | |
| Frederic Guerard | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 Aug 2022 | 28,125 | 107,268 | - | - | Common Stock | |
| Frederic Guerard | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.97 per share. | 19 Aug 2022 | 6,596 | 100,672 | - | 1.0 | 6,398 | Common Stock |
| Parisa Zamiri | Chief Medical Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.97 per share. | 19 Aug 2022 | 2,668 | 31,084 | - | 1.0 | 2,588 | Common Stock |
| Parisa Zamiri | Chief Medical Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 Aug 2022 | 9,375 | 33,752 | - | - | Common Stock | |
| Parisa Zamiri | Chief Medical Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 Aug 2022 | 9,375 | 103,125 | - | - | Restricted Stock Units | |
| Robert S. Breuil | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Jun 2022 | 5,000 | 48,989 | - | - | Common Stock | |
| Robert S. Breuil | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Jun 2022 | 5,000 | 45,000 | - | - | Restricted Stock Units | |
| Christy L. Shaffer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jun 2022 | 20,000 | 20,000 | - | - | Stock Option (Right to Buy) | |
| Christy L. Shaffer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jun 2022 | 20,000 | 20,000 | - | - | Restricted Stock Units | |
| Eric H. Bjerkholt | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jun 2022 | 20,000 | 20,000 | - | - | Restricted Stock Units | |
| Eric H. Bjerkholt | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jun 2022 | 20,000 | 20,000 | - | - | Stock Option (Right to Buy) | |
| Julie Eastland | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jun 2022 | 20,000 | 20,000 | - | - | Stock Option (Right to Buy) | |
| Julie Eastland | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jun 2022 | 20,000 | 20,000 | - | - | Restricted Stock Units | |
| Christina M. Ackermann | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jun 2022 | 20,000 | 20,000 | - | - | Restricted Stock Units | |
| Christina M. Ackermann | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jun 2022 | 20,000 | 20,000 | - | - | Stock Option (Right to Buy) | |
| Dirk Sauer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jun 2022 | 20,000 | 20,000 | - | - | Restricted Stock Units | |
| Dirk Sauer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jun 2022 | 20,000 | 20,000 | - | - | Stock Option (Right to Buy) | |
| Robert S. Breuil | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 May 2022 | 39,750 | 119,250 | - | - | Restricted Stock Units | |
| Robert S. Breuil | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 May 2022 | 39,750 | 60,279 | - | - | Common Stock | |
| Robert S. Breuil | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.90 per share. | 19 May 2022 | 16,290 | 43,989 | - | 0.9 | 14,679 | Common Stock |
| Frederic Guerard | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.90 per share. | 19 May 2022 | 33,357 | 79,143 | - | 0.9 | 30,058 | Common Stock |
| Frederic Guerard | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 May 2022 | 112,500 | 337,500 | - | - | Restricted Stock Units | |
| Frederic Guerard | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 May 2022 | 112,500 | 112,500 | - | - | Common Stock | |
| Parisa Zamiri | Chief Medical Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 May 2022 | 37,500 | 112,500 | - | - | Restricted Stock Units | |
| Parisa Zamiri | Chief Medical Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 May 2022 | 37,500 | 37,500 | - | - | Common Stock | |
| Parisa Zamiri | Chief Medical Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.90 per share. | 19 May 2022 | 13,123 | 24,377 | - | 0.9 | 11,825 | Common Stock |
| Dirk Sauer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Apr 2022 | 80,000 | 80,000 | - | - | Stock Option (right to buy) | |
| Robert S. Breuil | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 1.25 per share. | 31 Mar 2022 | 2,188 | 20,529 | - | 1.3 | 2,735 | Common Stock |
| Robert S. Breuil | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Mar 2022 | 5,000 | 50,000 | - | - | Restricted Stock Units | |
| Robert S. Breuil | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Mar 2022 | 5,000 | 22,717 | - | - | Common Stock | |
| Robert S. Breuil | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Feb 2022 | 63,845 | 63,845 | - | - | Employee Stock Option (Right to Buy) | |
| Robert S. Breuil | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Feb 2022 | 83,155 | 83,155 | - | - | Restricted Stock Unit | |
| Frederic Guerard | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Feb 2022 | 221,746 | 221,746 | - | - | Restricted Stock Unit | |
| Frederic Guerard | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Feb 2022 | 170,054 | 170,054 | - | - | Employee Stock Option (Right to Buy) | |
| Parisa Zamiri | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Feb 2022 | 63,845 | 63,845 | - | - | Employee Stock Option (Right to Buy) | |
| Parisa Zamiri | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Feb 2022 | 83,155 | 83,155 | - | - | Restricted Stock Unit | |
| Robert S. Breuil | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Dec 2020 | 30,000 | 30,000 | - | - | Employee Stock Option (Right to Buy) | |
| Frederic Guerard | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Dec 2020 | 200,000 | 200,000 | - | - | Employee Stock Option (Right to Buy) | |
| Parisa Zamiri | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Dec 2020 | 35,000 | 35,000 | - | - | Employee Stock Option (Right to Buy) | |
| Daniel Salain | CTOO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Dec 2020 | 35,000 | 35,000 | - | - | Employee Stock Option (Right to Buy) | |
| Christy L. Shaffer | Director | 29 Sep 2020 | 1,586,490 | 1,586,490 | - | - | Common Stock | ||
| Christy L. Shaffer | Director | Purchase of securities on an exchange or from another person at price $ 16.00 per share. | 29 Sep 2020 | 18,750 | 1,605,240 | - | 16 | 300,000 | Common Stock |
| Christy L. Shaffer | Director | 29 Sep 2020 | 151,146 | 0 | - | - | Series C Preferred Stock | ||
| Christy L. Shaffer | Director | 29 Sep 2020 | 1,242,120 | 0 | - | - | Series B Preferred Stock | ||
| Christy L. Shaffer | Director | 29 Sep 2020 | 193,224 | 0 | - | - | Series A-2 Preferred Stock | ||
| Gerald D. Cagle | Director | 29 Sep 2020 | 3,322 | 0 | - | - | Series B Preferred Stock | ||
| Gerald D. Cagle | Director | 29 Sep 2020 | 3,322 | 3,322 | - | - | Common Stock | ||
| Hansoo Michael Keyoung | Director | 29 Sep 2020 | 1,133,596 | 0 | - | - | Series C Preferred Stock | ||
| Hansoo Michael Keyoung | Director | 29 Sep 2020 | 1,133,596 | 1,133,596 | - | - | Common Stock | ||
| Eric H. Bjerkholt | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Sep 2020 | 25,000 | 25,000 | - | - | Director Stock Option (Right to Buy) | |
| Robert S. Breuil | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Sep 2020 | 80,000 | 80,000 | - | - | Restricted Stock Units | |
| Gerald D. Cagle | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Sep 2020 | 25,000 | 25,000 | - | - | Director Stock Option (Right to Buy) | |
| Julie Eastland | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Sep 2020 | 25,000 | 25,000 | - | - | Director Stock Option (Right to Buy) | |
| Christina Ackermann | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Sep 2020 | 25,000 | 25,000 | - | - | Director Stock Option (Right to Buy) |