10.70 -0.04 (-0.37%)
261.4K XNYS Volume
XNYS 24 Mar, 2025 5:30 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Mitchell Garfin | Portfolio Manager | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jan 2025 | 6,483 | 0 | - | - | Phantom Shares | |
| Mitchell Garfin | Portfolio Manager | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jan 2025 | 2,137 | 2,137 | - | - | Phantom Shares | |
| Mitchell Garfin | Portfolio Manager | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jan 2025 | 2,005 | 4,010 | - | - | Phantom Shares | |
| Mitchell Garfin | Portfolio Manager | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Jan 2025 | 9,763 | 9,763 | - | - | Phantom Shares | |
| Mitchell Garfin | Portfolio Manager | Sale or transfer of securities back to the company at price $ 10.80 per share. | 31 Jan 2025 | 10,625 | 0 (0%) | 0% | 10.8 | 114,758 | Common Stock |
| Mitchell Garfin | Portfolio Manager | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jan 2025 | 10,625 | 10,625 (0%) | 0% | - | Common Stock | |
| Jeffrey Cucunato | Portfolio Manager | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jan 2025 | 2,245 | 0 | - | - | Phantom Shares | |
| Jeffrey Cucunato | Portfolio Manager | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jan 2025 | 8,023 | 14,123 (0%) | 0% | - | Common Stock | |
| Jeffrey Cucunato | Portfolio Manager | Sale or transfer of securities back to the company at price $ 10.80 per share. | 31 Jan 2025 | 8,023 | 6,100 (0%) | 0% | 10.8 | 86,659 | Common Stock |
| Jeffrey Cucunato | Portfolio Manager | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Jan 2025 | 11,170 | 11,170 | - | - | Phantom Shares | |
| Jeffrey Cucunato | Portfolio Manager | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jan 2025 | 2,765 | 5,530 | - | - | Phantom Shares | |
| Jeffrey Cucunato | Portfolio Manager | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jan 2025 | 3,012 | 3,012 | - | - | Phantom Shares | |
| Charley Hung | Portfolio Manager | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jan 2025 | 899 | 899 (0%) | 0% | - | Common Stock | |
| Charley Hung | Portfolio Manager | Sale or transfer of securities back to the company at price $ 10.81 per share. | 31 Jan 2025 | 899 | 0 (0%) | 0% | 10.8 | 9,717 | Common Stock |
| Charley Hung | Portfolio Manager | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Jan 2025 | 752 | 752 | - | - | Phantom Shares | |
| Charley Hung | Portfolio Manager | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jan 2025 | 219 | 438 | - | - | Phantom Shares | |
| Charley Hung | Portfolio Manager | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jan 2025 | 680 | 680 | - | - | Phantom Shares | |
| J. Phillip Holloman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jan 2025 | 870 | 13,324 | - | - | Performance Rights | |
| R. Glenn Hubbard | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jan 2025 | 1,187 | 65,557 | - | - | Performance Rights | |
| W. Carl Kester | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jan 2025 | 530 | 27,886 | - | - | Performance Rights | |
| Lorenzo A. Flores | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jan 2025 | 859 | 12,826 | - | - | Performance Rights | |
| Catherine A. Lynch | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jan 2025 | 26 | 8,600 | - | - | Performance Rights | |
| Arthur Philip Steinmetz | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jan 2025 | 1,112 | 5,685 | - | - | Performance Rights | |
| J. Phillip Holloman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2024 | 811 | 12,167 | - | - | Performance Rights | |
| R. Glenn Hubbard | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2024 | 1,107 | 62,883 | - | - | Performance Rights | |
| W. Carl Kester | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2024 | 209 | 26,723 | - | - | Performance Rights | |
| Lorenzo A. Flores | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2024 | 801 | 11,690 | - | - | Performance Rights | |
| Catherine A. Lynch | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2024 | 121 | 8,376 | - | - | Performance Rights | |
| Arthur Philip Steinmetz | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2024 | 1,036 | 4,467 | - | - | Performance Rights | |
| J. Phillip Holloman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jul 2024 | 856 | 11,100 | - | - | Performance Rights | |
| R. Glenn Hubbard | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jul 2024 | 1,169 | 60,389 | - | - | Performance Rights | |
| W. Carl Kester | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jul 2024 | 221 | 25,918 | - | - | Performance Rights | |
| Lorenzo A. Flores | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jul 2024 | 846 | 10,643 | - | - | Performance Rights | |
| Catherine A. Lynch | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jul 2024 | 128 | 8,069 | - | - | Performance Rights | |
| Arthur Philip Steinmetz | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jul 2024 | 1,094 | 3,354 | - | - | Performance Rights | |
| J. Phillip Holloman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Apr 2024 | 858 | 10,001 | - | - | Performance Rights | |
| R. Glenn Hubbard | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Apr 2024 | 1,171 | 57,818 | - | - | Performance Rights | |
| W. Carl Kester | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Apr 2024 | 221 | 25,089 | - | - | Performance Rights | |
| Lorenzo A. Flores | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Apr 2024 | 848 | 9,565 | - | - | Performance Rights | |
| Catherine A. Lynch | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Apr 2024 | 128 | 7,753 | - | - | Performance Rights | |
| Arthur Philip Steinmetz | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Apr 2024 | 1,214 | 2,206 | - | - | Performance Rights | |
| Hung Charley | Portfolio Manager | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Jan 2024 | 599 | 599 | - | - | Phantom Shares | |
| Garfin Mitchell | Portfolio Manager | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jan 2024 | 13,676 | 13,676 (0%) | 0% | - | Common Stock | |
| Jeffrey Cucunato | Portfolio Manager | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jan 2024 | 2,744 | 5,488 | - | - | Phantom Shares | |
| Mitchell Garfin | Portfolio Manager | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Jan 2024 | 5,478 | 5,478 | - | - | Phantom Shares | |
| Cucunato Jeffrey | Portfolio Manager | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jan 2024 | 4,789 | 10,889 (0%) | 0% | - | Common Stock | |
| Charley Hung | Portfolio Manager | Sale or transfer of securities back to the company at price $ 10.95 per share. | 31 Jan 2024 | 619 | 0 (0%) | 0% | 10.9 | 6,778 | Common Stock |
| Jeffrey Cucunato | Portfolio Manager | Sale or transfer of securities back to the company at price $ 10.94 per share. | 31 Jan 2024 | 4,789 | 6,100 (0%) | 0% | 10.9 | 52,399 | Common Stock |
| Charley Hung | Portfolio Manager | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jan 2024 | 619 | 1,239 | - | - | Phantom Shares | |
| Garfin Mitchell | Portfolio Manager | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jan 2024 | 5,824 | 0 | - | - | Phantom Shares | |
| Garfin Mitchell | Portfolio Manager | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jan 2024 | 5,904 | 5,904 | - | - | Phantom Shares | |
| Garfin Mitchell | Portfolio Manager | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jan 2024 | 1,946 | 3,893 | - | - | Phantom Shares | |
| Hung Charley | Portfolio Manager | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jan 2024 | 619 | 619 (0%) | 0% | - | Common Stock | |
| Mitchell Garfin | Portfolio Manager | Sale or transfer of securities back to the company at price $ 10.94 per share. | 31 Jan 2024 | 13,676 | 0 (0%) | 0% | 10.9 | 149,620 | Common Stock |
| Jeffrey Cucunato | Portfolio Manager | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jan 2024 | 2,045 | 2,045 | - | - | Phantom Shares | |
| Cucunato Jeffrey | Portfolio Manager | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Jan 2024 | 7,555 | 7,555 | - | - | Phantom Shares | |
| Phillip J. Holloman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jan 2024 | 875 | 8,932 | - | - | Performance Rights | |
| Philip Steinmetz Arthur | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jan 2024 | 969 | 969 | - | - | Performance Rights | |
| Catherine A. Lynch | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jan 2024 | 184 | 7,449 | - | - | Performance Rights | |
| R. Glenn Hubbard | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jan 2024 | 1,359 | 55,343 | - | - | Performance Rights | |
| A. Flores Lorenzo | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jan 2024 | 865 | 8,516 | - | - | Performance Rights | |
| J. Phillip Holloman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Sep 2023 | 937 | 7,786 | - | - | Performance Rights | |
| R. Glenn Hubbard | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Sep 2023 | 1,146 | 52,173 | - | - | Performance Rights | |
| W. Carl Kester | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Sep 2023 | 192 | 23,194 | - | - | Performance Rights | |
| Lorenzo A. Flores | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Sep 2023 | 882 | 7,394 | - | - | Performance Rights | |
| Catherine A. Lynch | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Sep 2023 | 300 | 7,021 | - | - | Performance Rights | |
| J. Phillip Holloman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jun 2023 | 888 | 6,683 | - | - | Performance Rights | |
| R. Glenn Hubbard | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jun 2023 | 1,087 | 49,786 | - | - | Performance Rights | |
| W. Carl Kester | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jun 2023 | 182 | 22,443 | - | - | Performance Rights | |
| Lorenzo A. Flores | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jun 2023 | 836 | 6,354 | - | - | Performance Rights | |
| Catherine A. Lynch | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jun 2023 | 285 | 6,557 | - | - | Performance Rights | |
| J. Phillip Holloman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Mar 2023 | 878 | 5,655 | - | - | Performance Rights | |
| R. Glenn Hubbard | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Mar 2023 | 1,074 | 47,533 | - | - | Performance Rights | |
| W. Carl Kester | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Mar 2023 | 179 | 21,728 | - | - | Performance Rights | |
| Lorenzo A. Flores | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Mar 2023 | 826 | 5,385 | - | - | Performance Rights | |
| Catherine A. Lynch | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Mar 2023 | 281 | 6,122 | - | - | Performance Rights | |
| Mitchell Garfin | Portfolio Manager | Sale or transfer of securities back to the company at price $ 11.32 per share. | 31 Jan 2023 | 10,634 | 0 (0%) | 0% | 11.3 | 120,381 | Common Stock |
| Mitchell Garfin | Portfolio Manager | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Jan 2023 | 5,295 | 5,295 | - | - | Phantom Shares | |
| Mitchell Garfin | Portfolio Manager | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jan 2023 | 10,634 | 10,634 (0%) | 0% | - | Common Stock | |
| Mitchell Garfin | Portfolio Manager | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jan 2023 | 5,353 | 10,706 | - | - | Phantom Shares | |
| Mitchell Garfin | Portfolio Manager | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jan 2023 | 5,281 | 5,281 | - | - | Phantom Shares | |
| Jeffrey Cucunato | Portfolio Manager | Sale or transfer of securities back to the company at price $ 11.32 per share. | 31 Jan 2023 | 1,854 | 0 (0%) | 0% | 11.3 | 20,993 | Common Stock |
| Jeffrey Cucunato | Portfolio Manager | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jan 2023 | 1,854 | 1,854 (0%) | 0% | - | Common Stock | |
| Jeffrey Cucunato | Portfolio Manager | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Jan 2023 | 7,463 | 7,463 | - | - | Phantom Shares | |
| Jeffrey Cucunato | Portfolio Manager | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jan 2023 | 1,854 | 3,708 | - | - | Phantom Shares | |
| Charley Hung | Portfolio Manager | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Jan 2023 | 1,685 | 1,685 | - | - | Phantom Shares | |
| J. Phillip Holloman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Jan 2023 | 879 | 4,705 | - | - | Performance Rights | |
| R. Glenn Hubbard | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Jan 2023 | 1,076 | 45,759 | - | - | Performance Rights | |
| W. Carl Kester | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Jan 2023 | 180 | 21,223 | - | - | Performance Rights | |
| Lorenzo A. Flores | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Jan 2023 | 827 | 4,490 | - | - | Performance Rights | |
| Catherine A. Lynch | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Jan 2023 | 282 | 5,752 | - | - | Performance Rights | |
| J. Phillip Holloman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Sep 2022 | 943 | 3,700 | - | - | Performance Rights | |
| R. Glenn Hubbard | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Sep 2022 | 1,154 | 43,217 | - | - | Performance Rights | |
| Frank J. Fabozzi | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Sep 2022 | 327 | 15,044 | - | - | Performance Rights | |
| W. Carl Kester | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Sep 2022 | 386 | 20,353 | - | - | Performance Rights | |
| Lorenzo A. Flores | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Sep 2022 | 887 | 3,542 | - | - | Performance Rights | |
| Catherine A. Lynch | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Sep 2022 | 349 | 5,290 | - | - | Performance Rights | |
| J. Phillip Holloman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jul 2022 | 844 | 2,716 | - | - | Performance Rights | |
| R. Glenn Hubbard | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jul 2022 | 1,004 | 41,445 | - | - | Performance Rights | |
| Frank J. Fabozzi | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jul 2022 | 285 | 14,500 | - | - | Performance Rights | |
| W. Carl Kester | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jul 2022 | 336 | 19,673 | - | - | Performance Rights | |
| Lorenzo A. Flores | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jul 2022 | 772 | 2,615 | - | - | Performance Rights | |
| Catherine A. Lynch | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jul 2022 | 310 | 4,869 | - | - | Performance Rights | |
| J. Phillip Holloman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Apr 2022 | 661 | 1,831 | - | - | Performance Rights | |
| R. Glenn Hubbard | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Apr 2022 | 900 | 39,553 | - | - | Performance Rights | |
| Frank J. Fabozzi | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Apr 2022 | 244 | 13,903 | - | - | Performance Rights | |
| W. Carl Kester | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Apr 2022 | 330 | 18,911 | - | - | Performance Rights | |
| Lorenzo A. Flores | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Apr 2022 | 661 | 1,802 | - | - | Performance Rights | |
| Catherine A. Lynch | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Apr 2022 | 247 | 4,458 | - | - | Performance Rights | |
| Mitchell Garfin | Portfolio Manager | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jan 2022 | 8,045 | 8,045 (0%) | 0% | - | Common Stock | |
| Mitchell Garfin | Portfolio Manager | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jan 2022 | 4,820 | 9,641 | - | - | Phantom Shares | |
| Mitchell Garfin | Portfolio Manager | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jan 2022 | 3,225 | 0 | - | - | Phantom Shares | |
| Mitchell Garfin | Portfolio Manager | Sale or transfer of securities back to the company at price $ 13.66 per share. | 31 Jan 2022 | 8,045 | 0 (0%) | 0% | 13.7 | 109,908 | Common Stock |
| Mitchell Garfin | Portfolio Manager | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Jan 2022 | 14,660 | 14,660 | - | - | Phantom Shares | |
| Stephan Bassas | Portfolio Manager | Sale or transfer of securities back to the company at price $ 13.67 per share. | 31 Jan 2022 | 316 | 2,551 (0%) | 0% | 13.7 | 4,319 | Common Stock |
| Stephan Bassas | Portfolio Manager | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jan 2022 | 316 | 2,867 (0%) | 0% | - | Common Stock | |
| Stephan Bassas | Portfolio Manager | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jan 2022 | 316 | 632 | - | - | Phantom Shares | |
| Stephan Bassas | Portfolio Manager | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Jan 2022 | 1,079 | 1,079 | - | - | Phantom Shares | |
| Jeffrey Cucunato | Portfolio Manager | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jan 2022 | 5,419 | 0 | - | - | Phantom Shares | |
| Jeffrey Cucunato | Portfolio Manager | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jan 2022 | 5,419 | 11,937 (0%) | 0% | - | Common Stock | |
| Jeffrey Cucunato | Portfolio Manager | Sale or transfer of securities back to the company at price $ 13.66 per share. | 31 Jan 2022 | 5,419 | 6,518 (0%) | 0% | 13.7 | 74,034 | Common Stock |
| Jeffrey Cucunato | Portfolio Manager | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Jan 2022 | 5,078 | 5,078 | - | - | Phantom Shares | |
| J. Phillip Holloman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Jan 2022 | 563 | 1,151 | - | - | Performance Rights | |
| R. Glenn Hubbard | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Jan 2022 | 696 | 37,929 | - | - | Performance Rights | |
| Frank J. Fabozzi | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Jan 2022 | 207 | 13,403 | - | - | Performance Rights | |
| W. Carl Kester | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Jan 2022 | 209 | 18,233 | - | - | Performance Rights | |
| Lorenzo A. Flores | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Jan 2022 | 563 | 1,122 | - | - | Performance Rights | |
| Catherine A. Lynch | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Jan 2022 | 211 | 4,132 | - | - | Performance Rights | |
| Michael J. Castellano | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2021 | 367 | 15,011 | - | - | Performance Rights | |
| R. Glenn Hubbard | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2021 | 595 | 36,617 | - | - | Performance Rights | |
| Richard E. Cavanagh | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2021 | 449 | 22,986 | - | - | Performance Rights | |
| Frank J. Fabozzi | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2021 | 197 | 12,977 | - | - | Performance Rights | |
| W. Carl Kester | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2021 | 54 | 17,725 | - | - | Performance Rights | |
| Catherine A. Lynch | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2021 | 182 | 3,856 | - | - | Performance Rights | |
| Michael J. Castellano | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jul 2021 | 354 | 14,405 | - | - | Performance Rights | |
| R. Glenn Hubbard | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jul 2021 | 574 | 35,435 | - | - | Performance Rights | |
| Richard E. Cavanagh | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jul 2021 | 434 | 22,170 | - | - | Performance Rights | |
| Frank J. Fabozzi | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jul 2021 | 190 | 12,571 | - | - | Performance Rights | |
| W. Carl Kester | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jul 2021 | 52 | 17,383 | - | - | Performance Rights | |
| Catherine A. Lynch | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jul 2021 | 175 | 3,614 | - | - | Performance Rights | |
| Michael J. Castellano | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Apr 2021 | 405 | 13,819 | - | - | Performance Rights | |
| R. Glenn Hubbard | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Apr 2021 | 683 | 34,288 | - | - | Performance Rights | |
| Richard E. Cavanagh | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Apr 2021 | 492 | 21,379 | - | - | Performance Rights | |
| Frank J. Fabozzi | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Apr 2021 | 220 | 12,177 | - | - | Performance Rights | |
| W. Carl Kester | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Apr 2021 | 55 | 17,046 | - | - | Performance Rights | |
| Catherine A. Lynch | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Apr 2021 | 201 | 3,382 | - | - | Performance Rights | |
| Mitchell Garfin | Portfolio Manager | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Jan 2021 | 1,707 | 0 | - | - | Phantom Shares | |
| Mitchell Garfin | Portfolio Manager | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Jan 2021 | 4,724 | 4,724 (0%) | 0% | - | Common Stock | |
| Mitchell Garfin | Portfolio Manager | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Jan 2021 | 3,017 | 3,017 | - | - | Phantom Shares | |
| Mitchell Garfin | Portfolio Manager | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Jan 2021 | 13,531 | 13,531 | - | - | Phantom Shares | |
| Mitchell Garfin | Portfolio Manager | Sale or transfer of securities back to the company at price $ 14.93 per share. | 29 Jan 2021 | 4,724 | 0 (0%) | 0% | 14.9 | 70,541 | Common Stock |
| Stephan Bassas | Portfolio Manager | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Jan 2021 | 3,828 | 0 | - | - | Phantom Shares | |
| Stephan Bassas | Portfolio Manager | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Jan 2021 | 3,828 | 6,379 (0%) | 0% | - | Common Stock | |
| Stephan Bassas | Portfolio Manager | Sale or transfer of securities back to the company at price $ 14.93 per share. | 29 Jan 2021 | 3,828 | 2,551 (0%) | 0% | 14.9 | 57,162 | Common Stock |
| Stephan Bassas | Portfolio Manager | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Jan 2021 | 887 | 887 | - | - | Phantom Shares | |
| Jeffrey Cucunato | Portfolio Manager | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Jan 2021 | 5,013 | 0 | - | - | Phantom Shares | |
| Jeffrey Cucunato | Portfolio Manager | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Jan 2021 | 5,070 | 5,070 | - | - | Phantom Shares | |
| Jeffrey Cucunato | Portfolio Manager | Sale or transfer of securities back to the company at price $ 14.93 per share. | 29 Jan 2021 | 10,084 | 6,518 (0%) | 0% | 14.9 | 150,564 | Common Stock |
| Jeffrey Cucunato | Portfolio Manager | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Jan 2021 | 10,084 | 16,602 (0%) | 0% | - | Common Stock | |
| Michael J. Castellano | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Jan 2021 | 339 | 13,187 | - | - | Performance Rights | |
| R. Glenn Hubbard | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Jan 2021 | 524 | 33,036 | - | - | Performance Rights | |
| Richard E. Cavanagh | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Jan 2021 | 419 | 20,533 | - | - | Performance Rights | |
| Frank J. Fabozzi | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Jan 2021 | 175 | 11,755 | - | - | Performance Rights | |
| W. Carl Kester | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Jan 2021 | 55 | 16,702 | - | - | Performance Rights | |
| Catherine A. Lynch | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Jan 2021 | 162 | 3,127 | - | - | Performance Rights | |
| R. Glenn Hubbard | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 Dec 2020 | 407 | 32,327 | - | - | Performance Rights | |
| R. Glenn Hubbard | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 Dec 2020 | 407 | 998 (0%) | 0% | - | Common Stock | |
| R. Glenn Hubbard | Director | Sale or transfer of securities back to the company at price $ 14.92 per share. | 17 Dec 2020 | 407 | 591 (0%) | 0% | 14.9 | 6,071 | Common Stock |
| Richard E. Cavanagh | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 Dec 2020 | 197 | 729 (0%) | 0% | - | Common Stock | |
| Richard E. Cavanagh | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 Dec 2020 | 197 | 19,999 | - | - | Performance Rights | |
| Richard E. Cavanagh | Director | Sale or transfer of securities back to the company at price $ 14.96 per share. | 17 Dec 2020 | 197 | 532 (0%) | 0% | 15.0 | 2,947 | Common Stock |
| Frank J. Fabozzi | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 Dec 2020 | 167 | 11,514 | - | - | Performance Rights | |
| Frank J. Fabozzi | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 Dec 2020 | 167 | 359 (0%) | 0% | - | Common Stock | |
| Frank J. Fabozzi | Director | Sale or transfer of securities back to the company at price $ 14.95 per share. | 17 Dec 2020 | 167 | 192 (0%) | 0% | 15.0 | 2,497 | Common Stock |
| Karen P. Robards | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2020 | 66 | 12,054 | - | - | Performance Rights | |
| Michael J. Castellano | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2020 | 349 | 12,626 | - | - | Performance Rights | |
| R. Glenn Hubbard | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2020 | 539 | 32,354 | - | - | Performance Rights | |
| Richard E. Cavanagh | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2020 | 431 | 19,963 | - | - | Performance Rights | |
| Frank J. Fabozzi | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2020 | 240 | 11,546 | - | - | Performance Rights | |
| W. Carl Kester | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2020 | 142 | 16,359 | - | - | Performance Rights | |
| Catherine A. Lynch | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2020 | 167 | 2,914 | - | - | Performance Rights | |
| Karen P. Robards | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jul 2020 | 70 | 11,777 | - | - | Performance Rights | |
| Michael J. Castellano | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jul 2020 | 370 | 12,060 | - | - | Performance Rights | |
| R. Glenn Hubbard | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jul 2020 | 571 | 31,254 | - | - | Performance Rights | |
| Richard E. Cavanagh | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jul 2020 | 457 | 19,187 | - | - | Performance Rights | |
| Frank J. Fabozzi | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jul 2020 | 254 | 11,106 | - | - | Performance Rights | |
| W. Carl Kester | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jul 2020 | 151 | 15,931 | - | - | Performance Rights | |
| Catherine A. Lynch | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jul 2020 | 177 | 2,698 | - | - | Performance Rights | |
| Karen P. Robards | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Apr 2020 | 80 | 11,487 | - | - | Performance Rights | |
| Michael J. Castellano | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Apr 2020 | 425 | 11,471 | - | - | Performance Rights | |
| R. Glenn Hubbard | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Apr 2020 | 656 | 30,107 | - | - | Performance Rights | |
| Richard E. Cavanagh | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Apr 2020 | 525 | 18,378 | - | - | Performance Rights | |
| Frank J. Fabozzi | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Apr 2020 | 292 | 10,648 | - | - | Performance Rights | |
| W. Carl Kester | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Apr 2020 | 174 | 15,483 | - | - | Performance Rights | |
| Catherine A. Lynch | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Apr 2020 | 203 | 2,473 | - | - | Performance Rights | |
| Mitchell Garfin | Portfolio Manager | Sale or transfer of securities back to the company at price $ 14.38 per share. | 31 Jan 2020 | 5,685 | 0 (0%) | 0% | 14.4 | 81,752 | Common Stock |
| Mitchell Garfin | Portfolio Manager | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jan 2020 | 5,685 | 5,685 (0%) | 0% | - | Common Stock | |
| Mitchell Garfin | Portfolio Manager | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jan 2020 | 2,805 | 5,610 | - | - | Phantom Shares | |
| Mitchell Garfin | Portfolio Manager | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jan 2020 | 1,587 | 1,587 | - | - | Phantom Shares | |
| Mitchell Garfin | Portfolio Manager | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jan 2020 | 1,292 | 0 | - | - | Phantom Shares | |
| Stephan Bassas | Portfolio Manager | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jan 2020 | 5,616 | 8,167 (0%) | 0% | - | Common Stock | |
| Stephan Bassas | Portfolio Manager | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jan 2020 | 2,057 | 0 | - | - | Phantom Shares | |
| Stephan Bassas | Portfolio Manager | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jan 2020 | 3,559 | 3,559 | - | - | Phantom Shares | |
| Stephan Bassas | Portfolio Manager | Sale or transfer of securities back to the company at price $ 14.38 per share. | 31 Jan 2020 | 5,616 | 2,551 (0%) | 0% | 14.4 | 80,772 | Common Stock |
| Jeffrey Cucunato | Portfolio Manager | Sale or transfer of securities back to the company at price $ 14.38 per share. | 31 Jan 2020 | 11,595 | 12,200 (0%) | 0% | 14.4 | 166,750 | Common Stock |
| Jeffrey Cucunato | Portfolio Manager | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jan 2020 | 4,713 | 9,427 | - | - | Phantom Shares | |
| Jeffrey Cucunato | Portfolio Manager | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jan 2020 | 4,660 | 4,660 | - | - | Phantom Shares | |
| Jeffrey Cucunato | Portfolio Manager | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jan 2020 | 2,221 | 0 | - | - | Phantom Shares | |
| Jeffrey Cucunato | Portfolio Manager | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jan 2020 | 11,595 | 23,795 (0%) | 0% | - | Common Stock | |
| Karen P. Robards | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jan 2020 | 66 | 11,190 | - | - | Performance Rights | |
| Michael J. Castellano | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jan 2020 | 349 | 10,837 | - | - | Performance Rights | |
| R. Glenn Hubbard | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jan 2020 | 539 | 28,894 | - | - | Performance Rights | |
| Richard E. Cavanagh | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jan 2020 | 431 | 17,515 | - | - | Performance Rights | |
| Frank J. Fabozzi | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jan 2020 | 240 | 10,160 | - | - | Performance Rights | |
| W. Carl Kester | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jan 2020 | 142 | 15,019 | - | - | Performance Rights | |
| Catherine A. Lynch | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jan 2020 | 167 | 2,228 | - | - | Performance Rights | |
| Karen P. Robards | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2019 | 68 | 10,922 | - | - | Performance Rights | |
| Michael J. Castellano | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2019 | 360 | 10,298 | - | - | Performance Rights | |
| R. Glenn Hubbard | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2019 | 556 | 27,840 | - | - | Performance Rights | |
| Richard E. Cavanagh | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2019 | 337 | 16,773 | - | - | Performance Rights | |
| W. Carl Kester | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2019 | 148 | 14,606 | - | - | Performance Rights | |
| Catherine A. Lynch | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2019 | 184 | 2,023 | - | - | Performance Rights | |
| Karen P. Robards | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jul 2019 | 71 | 10,695 | - | - | Performance Rights | |
| Michael J. Castellano | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jul 2019 | 376 | 9,791 | - | - | Performance Rights | |
| R. Glenn Hubbard | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jul 2019 | 580 | 26,884 | - | - | Performance Rights | |
| Richard E. Cavanagh | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jul 2019 | 352 | 16,194 | - | - | Performance Rights | |
| W. Carl Kester | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jul 2019 | 154 | 14,246 | - | - | Performance Rights | |
| Catherine A. Lynch | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jul 2019 | 167 | 1,811 | - | - | Performance Rights | |
| Karen P. Robards | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Apr 2019 | 74 | 10,458 | - | - | Performance Rights | |
| Michael J. Castellano | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Apr 2019 | 393 | 9,268 | - | - | Performance Rights | |
| R. Glenn Hubbard | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Apr 2019 | 607 | 25,892 | - | - | Performance Rights | |
| Richard E. Cavanagh | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Apr 2019 | 368 | 15,595 | - | - | Performance Rights | |
| W. Carl Kester | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Apr 2019 | 161 | 13,871 | - | - | Performance Rights | |
| Catherine A. Lynch | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Apr 2019 | 174 | 1,618 | - | - | Performance Rights | |
| Mitchell Garfin | Other | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jan 2019 | 1,209 | 1,209 | - | - | Phantom Shares | |
| Mitchell Garfin | Other | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jan 2019 | 1,485 | 2,970 | - | - | Phantom Shares | |
| Mitchell Garfin | Other | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jan 2019 | 7,875 | 7,875 | - | - | Phantom Shares | |
| Mitchell Garfin | Other | Sale or transfer of securities back to the company at price $ 12.00 per share. | 31 Jan 2019 | 2,695 | 0 (0%) | 0% | 12.0 | 32,341 | Common Stock |
| Mitchell Garfin | Other | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jan 2019 | 2,695 | 2,695 (0%) | 0% | - | Common Stock | |
| Stephan Bassas | Other | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jan 2019 | 1,925 | 1,925 | - | - | Phantom Shares | |
| Stephan Bassas | Other | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jan 2019 | 3,330 | 6,661 | - | - | Phantom Shares | |
| Stephan Bassas | Other | Sale or transfer of securities back to the company at price $ 12.00 per share. | 31 Jan 2019 | 5,256 | 2,551 (0%) | 0% | 12.0 | 63,076 | Common Stock |
| Stephan Bassas | Other | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jan 2019 | 5,256 | 7,807 (0%) | 0% | - | Common Stock | |
| Jeffrey Cucunato | Other | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jan 2019 | 4,361 | 8,722 | - | - | Phantom Shares | |
| Jeffrey Cucunato | Other | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jan 2019 | 6,440 | 18,640 (0%) | 0% | - | Common Stock | |
| Jeffrey Cucunato | Other | Sale or transfer of securities back to the company at price $ 12.00 per share. | 31 Jan 2019 | 6,440 | 12,200 (0%) | 0% | 12.0 | 77,283 | Common Stock |
| Jeffrey Cucunato | Other | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jan 2019 | 13,233 | 13,233 | - | - | Phantom Shares | |
| Jeffrey Cucunato | Other | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jan 2019 | 2,078 | 2,078 | - | - | Phantom Shares | |
| Henry Gabbay | None | Purchase of securities on an exchange or from another person at price $ 11.70 per share. | 16 Jan 2019 | 90 | 100 (0%) | 0% | 11.7 | 1,053 | Common Stock |
| Karen P. Robards | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jan 2019 | 76 | 10,213 | - | - | Performance Rights | |
| Michael J. Castellano | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jan 2019 | 404 | 8,731 | - | - | Performance Rights | |
| R. Glenn Hubbard | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jan 2019 | 624 | 24,873 | - | - | Performance Rights | |
| Richard E. Cavanagh | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jan 2019 | 378 | 14,978 | - | - | Performance Rights | |
| W. Carl Kester | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jan 2019 | 166 | 13,485 | - | - | Performance Rights | |
| Henry Gabbay | None | Purchase of securities on an exchange or from another person at price $ 11.70 per share. | 15 Jan 2019 | 10 | 10 (0%) | 0% | 11.7 | 117 | Common Stock |
| Catherine A. Lynch | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jan 2019 | 179 | 1,421 | - | - | Performance Rights | |
| R. Glenn Hubbard | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Dec 2018 | 429 | 24,104 | - | - | Performance Rights | |
| R. Glenn Hubbard | None | Sale or transfer of securities back to the company at price $ 11.59 per share. | 12 Dec 2018 | 429 | 516 (0%) | 0% | 11.6 | 4,974 | Common Stock |
| R. Glenn Hubbard | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Dec 2018 | 429 | 945 (0%) | 0% | 0 | Common Stock | |
| Richard E. Cavanagh | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Dec 2018 | 167 | 631 (0%) | 0% | 0 | Common Stock | |
| Richard E. Cavanagh | None | Sale or transfer of securities back to the company at price $ 11.60 per share. | 12 Dec 2018 | 167 | 464 (0%) | 0% | 11.6 | 1,937 | Common Stock |
| Richard E. Cavanagh | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Dec 2018 | 167 | 14,513 | - | - | Performance Rights | |
| Frank J. Fabozzi | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Dec 2018 | 152 | 9,237 | - | - | Performance Rights | |
| Frank J. Fabozzi | None | Sale or transfer of securities back to the company at price $ 11.64 per share. | 12 Dec 2018 | 152 | 192 (0%) | 0% | 11.6 | 1,770 | Common Stock |
| Frank J. Fabozzi | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Dec 2018 | 152 | 344 (0%) | 0% | 0 | Common Stock | |
| Karen P. Robards | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Oct 2018 | 53 | 9,962 | - | - | Performance Rights | |
| Michael J. Castellano | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Oct 2018 | 236 | 8,183 | - | - | Performance Rights | |
| R. Glenn Hubbard | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Oct 2018 | 397 | 24,256 | - | - | Performance Rights | |
| Richard E. Cavanagh | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Oct 2018 | 346 | 14,514 | - | - | Performance Rights | |
| W. Carl Kester | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Oct 2018 | 102 | 13,090 | - | - | Performance Rights | |
| Catherine A. Lynch | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Oct 2018 | 157 | 1,219 | - | - | Performance Rights | |
| Karen P. Robards | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jul 2018 | 51 | 9,749 | - | - | Performance Rights | |
| Michael J. Castellano | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jul 2018 | 230 | 7,819 | - | - | Performance Rights | |
| R. Glenn Hubbard | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jul 2018 | 386 | 23,474 | - | - | Performance Rights | |
| Richard E. Cavanagh | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jul 2018 | 336 | 13,939 | - | - | Performance Rights | |
| W. Carl Kester | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jul 2018 | 99 | 12,778 | - | - | Performance Rights | |
| Catherine A. Lynch | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jul 2018 | 153 | 1,045 | - | - | Performance Rights | |
| Karen P. Robards | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Apr 2018 | 49 | 9,542 | - | - | Performance Rights | |
| Michael J. Castellano | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Apr 2018 | 221 | 7,467 | - | - | Performance Rights | |
| R. Glenn Hubbard | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Apr 2018 | 372 | 22,716 | - | - | Performance Rights | |
| Richard E. Cavanagh | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Apr 2018 | 324 | 13,384 | - | - | Performance Rights | |
| W. Carl Kester | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Apr 2018 | 95 | 12,475 | - | - | Performance Rights | |
| Catherine A. Lynch | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Apr 2018 | 148 | 877 | - | - | Performance Rights | |
| Mitchell Garfin | Other | Sale or transfer of securities back to the company at price $ 12.97 per share. | 31 Jan 2018 | 1,132 | 0 (0%) | 0% | 13.0 | 14,685 | Common Stock |
| Mitchell Garfin | Other | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jan 2018 | 1,132 | 1,132 (0%) | 0% | 0 | Common Stock | |
| Mitchell Garfin | Other | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jan 2018 | 1,132 | 2,264 | - | - | Phantom Shares | |
| Mitchell Garfin | Other | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Jan 2018 | 4,169 | 4,169 | - | - | Phantom Shares | |
| Stephan Bassas | Other | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jan 2018 | 1,802 | 3,604 | - | - | Phantom Shares | |
| Stephan Bassas | Other | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Jan 2018 | 9,350 | 9,350 | - | - | Phantom Shares | |
| Stephan Bassas | Other | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jan 2018 | 1,802 | 4,353 (0%) | 0% | 0 | Common Stock | |
| Stephan Bassas | Other | Sale or transfer of securities back to the company at price $ 12.97 per share. | 31 Jan 2018 | 1,802 | 2,551 (0%) | 0% | 13.0 | 23,372 | Common Stock |
| Jeffrey Cucunato | Other | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jan 2018 | 1,945 | 14,145 (0%) | 0% | 0 | Common Stock | |
| Jeffrey Cucunato | Other | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Jan 2018 | 12,244 | 12,244 | - | - | Phantom Shares | |
| Jeffrey Cucunato | Other | Sale or transfer of securities back to the company at price $ 12.97 per share. | 31 Jan 2018 | 1,945 | 12,200 (0%) | 0% | 13.0 | 25,229 | Common Stock |
| Jeffrey Cucunato | Other | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jan 2018 | 1,945 | 3,890 | - | - | Phantom Shares | |
| Karen P. Robards | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Jan 2018 | 47 | 9,346 | - | - | Performance Rights | |
| Michael J. Castellano | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Jan 2018 | 210 | 7,134 | - | - | Performance Rights | |
| R. Glenn Hubbard | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Jan 2018 | 353 | 22,000 | - | - | Performance Rights | |
| Richard E. Cavanagh | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Jan 2018 | 308 | 12,859 | - | - | Performance Rights | |
| W. Carl Kester | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Jan 2018 | 90 | 12,189 | - | - | Performance Rights | |
| Catherine A. Lynch | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Jan 2018 | 140 | 719 | - | - | Performance Rights | |
| Richard E. Cavanagh | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Oct 2017 | 229 | 12,365 | - | - | Performance Rights | |
| Karen P. Robards | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Oct 2017 | 92 | 9,160 | - | - | Performance Rights | |
| R. Glenn Hubbard | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Oct 2017 | 347 | 21,324 | - | - | Performance Rights | |
| Michael J. Castellano | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Oct 2017 | 206 | 6,821 | - | - | Performance Rights | |
| Jerrold B. Harris | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Oct 2017 | 375 | 21,561 | - | - | Performance Rights | |
| W. Carl Kester | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Oct 2017 | 89 | 11,918 | - | - | Performance Rights | |
| Catherine A. Lynch | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Oct 2017 | 138 | 570 | - | - | Performance Rights |