246.9K XNYS Volume
XNYS 28 Mar, 2025 2:36 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Christopher Neumann | General Counsel, Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Mar 2025 | 80,000 | 80,000 (0%) | 0% | 0 | Common Stock | |
| Gary Luster | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Mar 2025 | 30,000 | 30,000 (0%) | 0% | 0 | Common Stock | |
| Jason Snagusky | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Feb 2025 | 60,000 | 81,195 (0%) | 0% | 0 | Common Stock | |
| Michael C. Miller | CLO, EVP, Corp Aff & Secretary | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.52 per share. | 24 Sep 2024 | 99 | 1,202 (0%) | 0% | 9.5 | 942 | Common Stock |
| William C. Martin | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Sep 2024 | 20,430 | 145,871 (0%) | 0% | 0 | Common Stock | |
| Eric B. Singer | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Sep 2024 | 20,430 | 132,871 (0%) | 0% | 0 | Common Stock | |
| Denise F. Warren | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Sep 2024 | 20,430 | 20,548 (0%) | 0% | 0 | Common Stock | |
| Kathryn Eberle Walker | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Sep 2024 | 20,430 | 20,548 (0%) | 0% | 0 | Common Stock | |
| Emily S. Hoffman | Director, See Explanation of Responses | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Sep 2024 | 20,430 | 27,871 (0%) | 0% | 0 | Common Stock | |
| Sean Vijay Madnani | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Sep 2024 | 20,430 | 27,871 (0%) | 0% | 0 | Common Stock | |
| Seema C. Paul | SVP, Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Sep 2024 | 20,000 | 21,151 (0%) | 0% | 0 | Common Stock | |
| Seema C. Paul | SVP, Chief Accounting Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.50 per share. | 20 Sep 2024 | 30 | 21,121 (0%) | 0% | 9.5 | 285 | Common Stock |
| Jonathan Shar | CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Sep 2024 | 360,000 | 363,000 (0%) | 0% | 0 | Common Stock | |
| Jonathan Shar | CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.52 per share. | 20 Sep 2024 | 83 | 362,917 (0%) | 0% | 9.5 | 790 | Common Stock |
| Eric B. Singer | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 8.15 per share. | 16 Jul 2024 | 18,000 | 112,441 (0%) | 0% | 8.1 | 146,630 | Common Stock |
| William C. Martin | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 7.19 per share. | 08 Jul 2024 | 12,000 | 12,000 (0%) | 0% | 7.2 | 86,268 | Common Stock |
| William C. Martin | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 7.19 per share. | 08 Jul 2024 | 38,000 | 125,441 (0%) | 0% | 7.2 | 273,182 | Common Stock |
| William C. Martin | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 7.18 per share. | 08 Jul 2024 | 20,000 | 87,441 (0%) | 0% | 7.2 | 143,632 | Common Stock |
| William C. Martin | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 6.98 per share. | 08 Jul 2024 | 60,000 | 67,441 (0%) | 0% | 7.0 | 418,752 | Common Stock |
| Eric B. Singer | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 7.28 per share. | 08 Jul 2024 | 10,000 | 64,441 (0%) | 0% | 7.3 | 72,850 | Common Stock |
| Eric B. Singer | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 6.74 per share. | 08 Jul 2024 | 47,000 | 54,441 (0%) | 0% | 6.7 | 316,625 | Common Stock |
| Eric B. Singer | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 7.24 per share. | 08 Jul 2024 | 30,000 | 94,441 (0%) | 0% | 7.2 | 217,101 | Common Stock |
| William C. Martin | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jun 2024 | 7,441 | 7,441 (0%) | 0% | 0 | Common Stock | |
| Eric B. Singer | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jun 2024 | 7,441 | 7,441 (0%) | 0% | 0 | Common Stock | |
| Emily S. Hoffman | Director, See Explanation of Responses | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jun 2024 | 7,441 | 7,441 (0%) | 0% | 0 | Common Stock | |
| Sean Madnani | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jun 2024 | 7,441 | 7,441 (0%) | 0% | 0 | Common Stock | |
| Michael C. Miller | CLO, EVP, Corp Aff & Secretary | Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.65 per share. | 16 Jun 2024 | 95 | 1,301 (0%) | 0% | 8.7 | 822 | Common Stock |
| Seema C. Paul | SVP, Chief Accounting Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.67 per share. | 16 Jun 2024 | 27 | 1,151 (0%) | 0% | 8.7 | 234 | Common Stock |
| Jonathan Shar | CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.65 per share. | 16 Jun 2024 | 80 | 918 (0%) | 0% | 8.7 | 692 | Common Stock |
| Rory D. Wallace | Director | Purchase of securities on an exchange or from another person at price $ 0.05 per share. | 10 Jun 2024 | 202,480,772 | 207,613,525 (429%) | 419% | 0.1 | 10,124,039 | Common Stock, par value $0.01 per share |
| Jonathan Shar | CEO | Purchase of securities on an exchange or from another person at price $ 0.05 per share. | 10 Jun 2024 | 208,200 | 308,043 (0%) | 0% | 0.1 | 10,410 | Common Stock |
| Jonathan Shar | CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.65 per share. | 10 Jun 2024 | 80 | 3,000 (0%) | 0% | 8.7 | 692 | Common Stock |
| G. David Golden | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 14 Dec 2023 | 15,000 | 208,108 (0%) | 0% | 0 | Common Stock | |
| David G. Golden | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 17 Nov 2023 | 20,000 | 223,108 (0%) | 0% | 0 | Common Stock | |
| Michael P. Huseby | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Sep 2023 | 223,578 | 1,199,988 (2%) | 0% | 0 | Common Stock | |
| Michael P. Huseby | Director, CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.11 per share. | 22 Sep 2023 | 25,998 | 950,412 (1%) | 0% | 1.1 | 28,858 | Common Stock |
| Michael P. Huseby | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Sep 2023 | 223,578 | 0 | - | - | Phantom Share Unit | |
| Michael P. Huseby | Director, CEO | Sale or transfer of securities back to the company at price $ 1.11 per share. | 22 Sep 2023 | 223,578 | 976,410 (2%) | 0% | 1.1 | 248,172 | Common Stock |
| Michael C. Miller | CLO, EVP, Corp Aff & Secretary | Sale or transfer of securities back to the company at price $ 1.11 per share. | 22 Sep 2023 | 60,976 | 149,506 (0%) | 0% | 1.1 | 67,683 | Common Stock |
| Michael C. Miller | CLO, EVP, Corp Aff & Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Sep 2023 | 60,976 | 0 | - | - | Phantom Share Unit | |
| Michael C. Miller | CLO, EVP, Corp Aff & Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Sep 2023 | 60,976 | 210,482 (0%) | 0% | 0 | Common Stock | |
| Michael C. Miller | CLO, EVP, Corp Aff & Secretary | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.11 per share. | 22 Sep 2023 | 9,825 | 139,681 (0%) | 0% | 1.1 | 10,906 | Common Stock |
| Seema C. Paul | SVP, Chief Accounting Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.11 per share. | 22 Sep 2023 | 2,908 | 117,751 (0%) | 0% | 1.1 | 3,228 | Common Stock |
| Seema C. Paul | SVP, Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Sep 2023 | 16,938 | 137,597 (0%) | 0% | 0 | Common Stock | |
| Seema C. Paul | SVP, Chief Accounting Officer | Sale or transfer of securities back to the company at price $ 1.11 per share. | 22 Sep 2023 | 16,938 | 120,659 (0%) | 0% | 1.1 | 18,801 | Common Stock |
| Seema C. Paul | SVP, Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Sep 2023 | 16,938 | 0 | - | - | Phantom Share Unit | |
| Jonathan Shar | EVP, Retail | Sale or transfer of securities back to the company at price $ 1.11 per share. | 22 Sep 2023 | 79,269 | 107,413 (0%) | 0% | 1.1 | 87,989 | Common Stock |
| Jonathan Shar | EVP, Retail | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Sep 2023 | 79,269 | 186,682 (0%) | 0% | 0 | Common Stock | |
| Jonathan Shar | EVP, Retail | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.11 per share. | 22 Sep 2023 | 7,570 | 99,843 (0%) | 0% | 1.1 | 8,403 | Common Stock |
| Jonathan Shar | EVP, Retail | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Sep 2023 | 79,269 | 0 | - | - | Phantom Share Unit | |
| Michael P. Huseby | Director, CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.26 per share. | 16 Jun 2023 | 25,998 | 976,410 (2%) | 0% | 1.3 | 32,757 | Common Stock |
| Michael C. Miller | CLO, EVP, Corp Aff & Secretary | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.26 per share. | 16 Jun 2023 | 9,824 | 149,506 (0%) | 0% | 1.3 | 12,378 | Common Stock |
| Seema C. Paul | SVP, Chief Accounting Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.26 per share. | 16 Jun 2023 | 2,661 | 120,659 (0%) | 0% | 1.3 | 3,353 | Common Stock |
| Jonathan Shar | EVP, Retail | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.26 per share. | 16 Jun 2023 | 8,187 | 107,413 (0%) | 0% | 1.3 | 10,316 | Common Stock |
| Michael P. Huseby | Director, CEO | Purchase of securities on an exchange or from another person at price $ 1.44 per share. | 08 Dec 2022 | 17,500 | 1,002,408 (2%) | 0% | 1.4 | 25,200 | Common Stock |
| Daniel A. Dematteo | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Sep 2022 | 11,804 | 173,282 (0%) | 0% | 0 | Common Stock | |
| David G. Golden | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Sep 2022 | 11,804 | 243,108 (0%) | 0% | 0 | Common Stock | |
| John R. Ryan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Sep 2022 | 11,804 | 196,731 (0%) | 0% | 0 | Common Stock | |
| Michael P. Huseby | Director, CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.30 per share. | 23 Sep 2022 | 25,998 | 984,908 (2%) | 0% | 2.3 | 59,795 | Common Stock |
| Michael C. Miller | CLO, EVP, Corp Aff & Secretary | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.30 per share. | 23 Sep 2022 | 9,824 | 159,330 (0%) | 0% | 2.3 | 22,595 | Common Stock |
| Denise F. Warren | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Sep 2022 | 11,804 | 11,804 (0%) | 0% | 0 | Common Stock | |
| Thomas D. Donohue | EVP, CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.30 per share. | 23 Sep 2022 | 7,735 | 241,419 (0%) | 0% | 2.3 | 17,791 | Common Stock |
| Seema C. Paul | SVP, Chief Accounting Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.30 per share. | 23 Sep 2022 | 2,661 | 123,320 (0%) | 0% | 2.3 | 6,120 | Common Stock |
| Emily C. Chiu | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Sep 2022 | 11,804 | 131,991 (0%) | 0% | 0 | Common Stock | |
| Kathryn Eberle Walker | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Sep 2022 | 11,804 | 11,804 (0%) | 0% | 0 | Common Stock | |
| David Gordon Henderson | Pres, MBS; EVP, Strat Services | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.30 per share. | 23 Sep 2022 | 1,691 | 149,766 (0%) | 0% | 2.3 | 3,889 | Common Stock |
| Jonathan Shar | EVP, Retail | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.30 per share. | 23 Sep 2022 | 8,187 | 115,600 (0%) | 0% | 2.3 | 18,830 | Common Stock |
| David W. B. Nenke | Pres, DSS | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.30 per share. | 23 Sep 2022 | 3,758 | 88,836 (0%) | 0% | 2.3 | 8,643 | Common Stock |
| Mario R. Dellaera | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Sep 2022 | 11,804 | 11,804 (0%) | 0% | 0 | Common Stock | |
| Rory D. Wallace | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Sep 2022 | 11,804 | 11,804 (0%) | 0% | 0 | Common Stock | |
| Michael P. Huseby | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Sep 2022 | 223,577 | 1,234,483 (2%) | 0% | 0 | Common Stock | |
| Michael P. Huseby | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Sep 2022 | 223,577 | 223,578 | - | - | Phantom Share Unit | |
| Michael P. Huseby | Director, CEO | Sale or transfer of securities back to the company at price $ 2.28 per share. | 22 Sep 2022 | 223,577 | 1,010,906 (2%) | 0% | 2.3 | 509,756 | Common Stock |
| Michael C. Miller | CLO, EVP, Corp Aff & Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Sep 2022 | 60,976 | 60,976 | - | - | Phantom Share Unit | |
| Michael C. Miller | CLO, EVP, Corp Aff & Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Sep 2022 | 60,976 | 230,130 (0%) | 0% | 0 | Common Stock | |
| Michael C. Miller | CLO, EVP, Corp Aff & Secretary | Sale or transfer of securities back to the company at price $ 2.28 per share. | 22 Sep 2022 | 60,976 | 169,154 (0%) | 0% | 2.3 | 139,025 | Common Stock |
| Thomas D. Donohue | EVP, CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Sep 2022 | 60,976 | 60,976 | - | - | Phantom Share Unit | |
| Thomas D. Donohue | EVP, CFO | Sale or transfer of securities back to the company at price $ 2.28 per share. | 22 Sep 2022 | 60,976 | 249,154 (0%) | 0% | 2.3 | 139,025 | Common Stock |
| Thomas D. Donohue | EVP, CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Sep 2022 | 60,976 | 310,130 (0%) | 0% | 0 | Common Stock | |
| Seema C. Paul | SVP, Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Sep 2022 | 16,938 | 16,938 | - | - | Phantom Share Unit | |
| Seema C. Paul | SVP, Chief Accounting Officer | Sale or transfer of securities back to the company at price $ 2.28 per share. | 22 Sep 2022 | 16,938 | 125,981 (0%) | 0% | 2.3 | 38,619 | Common Stock |
| Seema C. Paul | SVP, Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Sep 2022 | 16,938 | 142,919 (0%) | 0% | 0 | Common Stock | |
| David Gordon Henderson | Pres, MBS; EVP, Strat Services | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Sep 2022 | 39,634 | 191,091 (0%) | 0% | 0 | Common Stock | |
| David Gordon Henderson | Pres, MBS; EVP, Strat Services | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Sep 2022 | 39,634 | 39,634 | - | - | Phantom Share Unit | |
| David Gordon Henderson | Pres, MBS; EVP, Strat Services | Sale or transfer of securities back to the company at price $ 2.28 per share. | 22 Sep 2022 | 39,634 | 151,457 (0%) | 0% | 2.3 | 90,366 | Common Stock |
| Jonathan Shar | EVP, Retail | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Sep 2022 | 79,268 | 203,055 (0%) | 0% | 0 | Common Stock | |
| Jonathan Shar | EVP, Retail | Sale or transfer of securities back to the company at price $ 2.28 per share. | 22 Sep 2022 | 79,268 | 123,787 (0%) | 0% | 2.3 | 180,731 | Common Stock |
| Jonathan Shar | EVP, Retail | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Sep 2022 | 79,268 | 79,269 | - | - | Phantom Share Unit | |
| Michael P. Huseby | Director, Chairman and CEO | Sale or transfer of securities back to the company at price $ 0.00 per share. | 19 Jun 2022 | 170,500 | 1,137,791 (2%) | 0% | 0 | Common Stock | |
| Michael P. Huseby | Director, Chairman and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.57 per share. | 19 Jun 2022 | 73,403 | 1,064,388 (2%) | 0% | 2.6 | 188,646 | Common Stock |
| Michael P. Huseby | Director, Chairman and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.57 per share. | 19 Jun 2022 | 53,482 | 1,010,906 (2%) | 0% | 2.6 | 137,449 | Common Stock |
| Michael C. Miller | CLO, EVP, Corp Aff & Secretary | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.57 per share. | 19 Jun 2022 | 9,263 | 169,154 (0%) | 0% | 2.6 | 23,806 | Common Stock |
| Michael C. Miller | CLO, EVP, Corp Aff & Secretary | Sale or transfer of securities back to the company at price $ 0.00 per share. | 19 Jun 2022 | 28,416 | 191,130 (0%) | 0% | 0 | Common Stock | |
| Michael C. Miller | CLO, EVP, Corp Aff & Secretary | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.57 per share. | 19 Jun 2022 | 12,713 | 178,417 (0%) | 0% | 2.6 | 32,672 | Common Stock |
| Thomas D. Donohue | EVP, CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.57 per share. | 19 Jun 2022 | 7,294 | 249,154 (0%) | 0% | 2.6 | 18,746 | Common Stock |
| Thomas D. Donohue | EVP, CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.57 per share. | 19 Jun 2022 | 10,010 | 256,448 (0%) | 0% | 2.6 | 25,726 | Common Stock |
| Thomas D. Donohue | EVP, CFO | Sale or transfer of securities back to the company at price $ 0.00 per share. | 19 Jun 2022 | 28,416 | 266,458 (0%) | 0% | 0 | Common Stock | |
| Seema C. Paul | SVP, Chief Accounting Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.57 per share. | 19 Jun 2022 | 4,351 | 125,981 (0%) | 0% | 2.6 | 11,182 | Common Stock |
| David Gordon Henderson | Pres, MBS; EVP, Strat Services | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.57 per share. | 19 Jun 2022 | 5,836 | 155,709 (0%) | 0% | 2.6 | 14,999 | Common Stock |
| David Gordon Henderson | Pres, MBS; EVP, Strat Services | Sale or transfer of securities back to the company at price $ 0.00 per share. | 19 Jun 2022 | 28,416 | 161,545 (0%) | 0% | 0 | Common Stock | |
| David Gordon Henderson | Pres, MBS; EVP, Strat Services | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.57 per share. | 19 Jun 2022 | 4,252 | 151,457 (0%) | 0% | 2.6 | 10,928 | Common Stock |
| Jonathan Shar | EVP, Retail | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.57 per share. | 19 Jun 2022 | 8,091 | 129,682 (0%) | 0% | 2.6 | 20,794 | Common Stock |
| Jonathan Shar | EVP, Retail | Sale or transfer of securities back to the company at price $ 0.00 per share. | 19 Jun 2022 | 18,083 | 137,773 (0%) | 0% | 0 | Common Stock | |
| Jonathan Shar | EVP, Retail | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.57 per share. | 19 Jun 2022 | 5,895 | 123,787 (0%) | 0% | 2.6 | 15,150 | Common Stock |
| Michael P. Huseby | Director, Chairman and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2022 | 141,200 | 141,200 | - | - | Non-Qualified Stock Option (Right to Buy) | |
| Michael P. Huseby | Director, Chairman and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2022 | 152,778 | 1,308,291 (2%) | 0% | 0 | Common Stock | |
| Michael P. Huseby | Director, Chairman and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2022 | 130,580 | 130,580 | - | - | Non-Qualified Stock Option (Right to Buy) | |
| Michael C. Miller | CLO, EVP, Corp Aff & Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2022 | 55,556 | 219,546 (0%) | 0% | 0 | Common Stock | |
| Michael C. Miller | CLO, EVP, Corp Aff & Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2022 | 47,484 | 47,484 | - | - | Non-Qualified Stock Option (Right to Buy) | |
| Michael C. Miller | CLO, EVP, Corp Aff & Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2022 | 51,346 | 51,346 | - | - | Non-Qualified Stock Option (Right to Buy) | |
| Thomas D. Donohue | EVP, CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2022 | 51,346 | 51,346 | - | - | Non-Qualified Stock Option (Right to Buy) | |
| Thomas D. Donohue | EVP, CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2022 | 47,484 | 47,484 | - | - | Non-Qualified Stock Option (Right to Buy) | |
| Thomas D. Donohue | EVP, CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2022 | 55,556 | 294,874 (0%) | 0% | 0 | Common Stock | |
| Seema C. Paul | SVP, Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2022 | 25,463 | 130,332 (0%) | 0% | 0 | Common Stock | |
| David Gordon Henderson | Pres, MBS; EVP, Strat Services | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2022 | 20,834 | 189,961 (0%) | 0% | 0 | Common Stock | |
| David Gordon Henderson | Pres, MBS; EVP, Strat Services | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2022 | 19,255 | 19,255 | - | - | Non-Qualified Stock Option (Right to Buy) | |
| David Gordon Henderson | Pres, MBS; EVP, Strat Services | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2022 | 17,807 | 17,807 | - | - | Non-Qualified Stock Option (Right to Buy) | |
| Jonathan Shar | EVP, Retail | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2022 | 46,297 | 155,856 (0%) | 0% | 0 | Common Stock | |
| Jonathan Shar | EVP, Retail | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2022 | 39,570 | 39,570 | - | - | Non-Qualified Stock Option (Right to Buy) | |
| Jonathan Shar | EVP, Retail | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2022 | 42,788 | 42,788 | - | - | Non-Qualified Stock Option (Right to Buy) | |
| David W. B. Nenke | Pres, DSS | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2022 | 46,297 | 92,594 (0%) | 0% | 0 | Common Stock | |
| David W. B. Nenke | Pres, DSS | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2022 | 39,570 | 39,570 | - | - | Non-Qualified Stock Option (Right to Buy) | |
| David W. B. Nenke | Pres, DSS | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2022 | 42,788 | 42,788 | - | - | Non-Qualified Stock Option (Right to Buy) | |
| Zachary D. Levenick | Director | Purchase of securities on an exchange or from another person at price $ 3.63 per share. | 28 Mar 2022 | 30,000 | 613,045 (1%) | 0% | 3.6 | 108,900 | Common Stock |
| David G. Golden | Director | Purchase of securities on an exchange or from another person at price $ 4.00 per share. | 25 Mar 2022 | 21,818 | 231,304 (0%) | 0% | 4 | 87,272 | Common Stock |
| David W. B. Nenke | Pres, DSS | Sale or transfer of securities back to the company at price $ 4.03 per share. | 24 Mar 2022 | 17,475 | 46,297 (0%) | 0% | 4.0 | 70,424 | Common Stock |
| David W. B. Nenke | Pres, DSS | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 Mar 2022 | 17,475 | 34,950 | - | - | Phantom Share Unit | |
| David W. B. Nenke | Pres, DSS | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 Mar 2022 | 17,475 | 63,772 (0%) | 0% | 0 | Common Stock | |
| David G. Golden | Director | Purchase of securities on an exchange or from another person at price $ 3.98 per share. | 16 Mar 2022 | 22,700 | 209,486 (0%) | 0% | 4.0 | 90,346 | Common Stock |
| David G. Golden | Director | Purchase of securities on an exchange or from another person at price $ 4.00 per share. | 16 Mar 2022 | 5,472 | 186,786 (0%) | 0% | 4 | 21,888 | Common Stock |
| Zachary D. Levenick | Director | Purchase of securities on an exchange or from another person at price $ 3.93 per share. | 10 Mar 2022 | 37,500 | 583,045 (1%) | 0% | 3.9 | 147,375 | Common Stock |
| Zachary D. Levenick | Director | Purchase of securities on an exchange or from another person at price $ 3.88 per share. | 10 Mar 2022 | 33,045 | 545,545 (1%) | 0% | 3.9 | 128,215 | Common Stock |
| Michael C. Miller | CLO, EVP, Corp Aff & Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.00 per share. | 11 Jan 2022 | 12,000 | 209,130 (0%) | 0% | 5 | 60,000 | Common Stock |
| Michael C. Miller | CLO, EVP, Corp Aff & Secretary | Sale of securities on an exchange or to another person at price $ 6.57 per share. | 11 Jan 2022 | 45,140 | 163,990 (0%) | 0% | 6.6 | 296,570 | Common Stock |
| Michael C. Miller | CLO, EVP, Corp Aff & Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Jan 2022 | 12,000 | 143,023 | - | - | Non-Qualified Stock Option (Right to Buy) | |
| Michael C. Miller | CLO, EVP, Corp Aff & Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Jan 2022 | 38,755 | 116,268 | - | - | Non-Qualified Stock Option (Right to Buy) | |
| Michael C. Miller | CLO, EVP, Corp Aff & Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.46 per share. | 11 Jan 2022 | 38,755 | 197,130 (0%) | 0% | 2.5 | 95,337 | Common Stock |
| Zachary D. Levenick | Director | Purchase of securities on an exchange or from another person at price $ 6.74 per share. | 30 Dec 2021 | 10,000 | 487,500 (1%) | 0% | 6.7 | 67,400 | Common Stock |
| Zachary D. Levenick | Director | Purchase of securities on an exchange or from another person at price $ 6.80 per share. | 30 Dec 2021 | 25,000 | 512,500 (1%) | 0% | 6.8 | 170,000 | Common Stock |
| Zachary D. Levenick | Director | Purchase of securities on an exchange or from another person at price $ 6.76 per share. | 23 Dec 2021 | 15,000 | 437,500 (0%) | 0% | 6.8 | 101,400 | Common Stock |
| Zachary D. Levenick | Director | Purchase of securities on an exchange or from another person at price $ 6.71 per share. | 23 Dec 2021 | 12,500 | 422,500 (0%) | 0% | 6.7 | 83,875 | Common Stock |
| Zachary D. Levenick | Director | Purchase of securities on an exchange or from another person at price $ 6.67 per share. | 23 Dec 2021 | 40,000 | 477,500 (0%) | 0% | 6.7 | 266,800 | Common Stock |
| Michael C. Miller | CLO, EVP, Corp Aff & Secretary | Sale of securities on an exchange or to another person at price $ 7.50 per share. | 16 Dec 2021 | 4,000 | 158,375 (0%) | 0% | 7.5 | 30,000 | Common Stock |
| Zachary D. Levenick | Director | Purchase of securities on an exchange or from another person at price $ 6.87 per share. | 15 Dec 2021 | 20,000 | 410,000 (0%) | 0% | 6.9 | 137,400 | Common Stock |
| Zachary D. Levenick | Director | Purchase of securities on an exchange or from another person at price $ 7.05 per share. | 13 Dec 2021 | 19,900 | 390,000 (0%) | 0% | 7.1 | 140,295 | Common Stock |
| Zachary D. Levenick | Director | Purchase of securities on an exchange or from another person at price $ 7.00 per share. | 13 Dec 2021 | 20,100 | 370,100 (0%) | 0% | 7 | 140,700 | Common Stock |
| Zachary D. Levenick | Director | Purchase of securities on an exchange or from another person at price $ 7.30 per share. | 08 Dec 2021 | 2,088 | 322,088 (0%) | 0% | 7.3 | 15,242 | Common Stock |
| Zachary D. Levenick | Director | Purchase of securities on an exchange or from another person at price $ 7.49 per share. | 08 Dec 2021 | 27,912 | 350,000 (0%) | 0% | 7.5 | 209,061 | Common Stock |
| Zachary D. Levenick | Director | Purchase of securities on an exchange or from another person at price $ 6.66 per share. | 03 Dec 2021 | 5,000 | 320,000 (0%) | 0% | 6.7 | 33,300 | Common Stock |
| Zachary D. Levenick | Director | Purchase of securities on an exchange or from another person at price $ 6.98 per share. | 01 Dec 2021 | 30,000 | 285,000 (0%) | 0% | 7.0 | 209,460 | Common Stock |
| Zachary D. Levenick | Director | Purchase of securities on an exchange or from another person at price $ 6.66 per share. | 01 Dec 2021 | 30,000 | 315,000 (0%) | 0% | 6.7 | 199,800 | Common Stock |
| Zachary D. Levenick | Director | Purchase of securities on an exchange or from another person at price $ 7.09 per share. | 01 Dec 2021 | 25,000 | 255,000 (0%) | 0% | 7.1 | 177,163 | Common Stock |
| Zachary D. Levenick | Director | Purchase of securities on an exchange or from another person at price $ 10.17 per share. | 01 Oct 2021 | 15,300 | 230,000 (0%) | 0% | 10.2 | 155,601 | Common Stock |
| Zachary D. Levenick | Director | Purchase of securities on an exchange or from another person at price $ 10.04 per share. | 01 Oct 2021 | 14,700 | 214,700 (0%) | 0% | 10.0 | 147,588 | Common Stock |
| Daniel A. Dematteo | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Sep 2021 | 11,804 | 161,478 (0%) | 0% | 0 | Common Stock | |
| David G. Golden | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Sep 2021 | 11,804 | 181,314 (0%) | 0% | 0 | Common Stock | |
| John R. Ryan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Sep 2021 | 11,804 | 184,927 (0%) | 0% | 0 | Common Stock | |
| Lowell W. Robinson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Sep 2021 | 11,804 | 60,585 (0%) | 0% | 0 | Common Stock | |
| Jerry Sue Thornton | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Sep 2021 | 11,804 | 161,478 (0%) | 0% | 0 | Common Stock | |
| Emily C. Chiu | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Sep 2021 | 11,804 | 120,187 (0%) | 0% | 0 | Common Stock | |
| Zachary D. Levenick | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Sep 2021 | 11,804 | 192,585 (0%) | 0% | 0 | Common Stock | |
| Michael P. Huseby | Director, Chairman and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Sep 2021 | 141,200 | 141,200 | - | - | Non-Qualified Stock Option (Right to Buy) | |
| Michael P. Huseby | Director, Chairman and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Sep 2021 | 152,778 | 1,182,760 (2%) | 0% | 0 | Common Stock | |
| Michael P. Huseby | Director, Chairman and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 10.59 per share. | 23 Sep 2021 | 27,247 | 1,155,513 (2%) | 0% | 10.6 | 288,546 | Common Stock |
| Michael P. Huseby | Director, Chairman and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Sep 2021 | 130,580 | 130,580 | - | - | Non-Qualified Stock Option (Right to Buy) | |
| Michael C. Miller | CLO, EVP, Corp Aff & Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Sep 2021 | 55,556 | 172,978 (0%) | 0% | 0 | Common Stock | |
| Michael C. Miller | CLO, EVP, Corp Aff & Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Sep 2021 | 47,484 | 47,484 | - | - | Non-Qualified Stock Option (Right to Buy) | |
| Michael C. Miller | CLO, EVP, Corp Aff & Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Sep 2021 | 51,346 | 51,346 | - | - | Non-Qualified Stock Option (Right to Buy) | |
| Michael C. Miller | CLO, EVP, Corp Aff & Secretary | Payment of exercise price or tax liability using portion of securities received from the company at price $ 10.59 per share. | 23 Sep 2021 | 10,603 | 162,375 (0%) | 0% | 10.6 | 112,286 | Common Stock |
| Thomas D. Donohue | EVP, CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 10.59 per share. | 23 Sep 2021 | 4,017 | 239,318 (0%) | 0% | 10.6 | 42,540 | Common Stock |
| Thomas D. Donohue | EVP, CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Sep 2021 | 47,484 | 47,484 | - | - | Non-Qualified Stock Option (Right to Buy) | |
| Thomas D. Donohue | EVP, CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Sep 2021 | 55,556 | 243,335 (0%) | 0% | 0 | Common Stock | |
| Thomas D. Donohue | EVP, CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Sep 2021 | 51,346 | 51,346 | - | - | Non-Qualified Stock Option (Right to Buy) | |
| Seema C. Paul | SVP, Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Sep 2021 | 25,463 | 108,383 (0%) | 0% | 0 | Common Stock | |
| Seema C. Paul | SVP, Chief Accounting Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 10.59 per share. | 23 Sep 2021 | 3,514 | 104,869 (0%) | 0% | 10.6 | 37,213 | Common Stock |
| David Gordon Henderson | Pres, MBS; EVP, Strat Services | Payment of exercise price or tax liability using portion of securities received from the company at price $ 10.59 per share. | 23 Sep 2021 | 4,917 | 169,127 (0%) | 0% | 10.6 | 52,071 | Common Stock |
| David Gordon Henderson | Pres, MBS; EVP, Strat Services | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Sep 2021 | 19,255 | 19,255 | - | - | Non-Qualified Stock Option (Right to Buy) | |
| David Gordon Henderson | Pres, MBS; EVP, Strat Services | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Sep 2021 | 17,807 | 17,807 | - | - | Non-Qualified Stock Option (Right to Buy) | |
| David Gordon Henderson | Pres, MBS; EVP, Strat Services | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Sep 2021 | 20,834 | 174,044 (0%) | 0% | 0 | Common Stock | |
| Jonathan Shar | EVP, Retail | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Sep 2021 | 39,570 | 39,570 | - | - | Non-Qualified Stock Option (Right to Buy) | |
| Jonathan Shar | EVP, Retail | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Sep 2021 | 46,297 | 115,214 (0%) | 0% | 0 | Common Stock | |
| Jonathan Shar | EVP, Retail | Payment of exercise price or tax liability using portion of securities received from the company at price $ 10.59 per share. | 23 Sep 2021 | 5,655 | 109,559 (0%) | 0% | 10.6 | 59,886 | Common Stock |
| Jonathan Shar | EVP, Retail | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Sep 2021 | 42,788 | 42,788 | - | - | Non-Qualified Stock Option (Right to Buy) | |
| David W. B. Nenke | Pres, DSS | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Sep 2021 | 42,788 | 42,788 | - | - | Non-Qualified Stock Option (Right to Buy) | |
| David W. B. Nenke | Pres, DSS | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Sep 2021 | 39,570 | 39,570 | - | - | Non-Qualified Stock Option (Right to Buy) | |
| David W. B. Nenke | Pres, DSS | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Sep 2021 | 46,297 | 46,297 (0%) | 0% | 0 | Common Stock | |
| Michael P. Huseby | Director, Chairman and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Sep 2021 | 223,577 | 1,253,559 (2%) | 0% | 0 | Common Stock | |
| Michael P. Huseby | Director, Chairman and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Sep 2021 | 223,577 | 447,155 | - | - | Phantom Share Unit | |
| Michael P. Huseby | Director, Chairman and CEO | Sale or transfer of securities back to the company at price $ 7.38 per share. | 22 Sep 2021 | 223,577 | 1,029,982 (2%) | 0% | 7.4 | 1,649,998 | Common Stock |
| Michael C. Miller | CLO, EVP, Corp Aff & Secretary | Sale or transfer of securities back to the company at price $ 7.38 per share. | 22 Sep 2021 | 60,975 | 117,422 (0%) | 0% | 7.4 | 449,996 | Common Stock |
| Michael C. Miller | CLO, EVP, Corp Aff & Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Sep 2021 | 60,975 | 121,952 | - | - | Phantom Share Unit | |
| Michael C. Miller | CLO, EVP, Corp Aff & Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Sep 2021 | 60,975 | 178,397 (0%) | 0% | 0 | Common Stock | |
| Thomas D. Donohue | EVP, CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Sep 2021 | 60,975 | 121,952 | - | - | Phantom Share Unit | |
| Thomas D. Donohue | EVP, CFO | Sale or transfer of securities back to the company at price $ 7.38 per share. | 22 Sep 2021 | 60,975 | 187,779 (0%) | 0% | 7.4 | 449,996 | Common Stock |
| Thomas D. Donohue | EVP, CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Sep 2021 | 60,975 | 248,754 (0%) | 0% | 0 | Common Stock | |
| Seema C. Paul | SVP, Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Sep 2021 | 16,937 | 99,857 (0%) | 0% | 0 | Common Stock | |
| Seema C. Paul | SVP, Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Sep 2021 | 16,937 | 33,876 | - | - | Phantom Share Unit | |
| Seema C. Paul | SVP, Chief Accounting Officer | Sale or transfer of securities back to the company at price $ 7.38 per share. | 22 Sep 2021 | 16,937 | 82,920 (0%) | 0% | 7.4 | 124,995 | Common Stock |
| David Gordon Henderson | Pres, MBS; EVP, Strat Services | Sale or transfer of securities back to the company at price $ 7.38 per share. | 22 Sep 2021 | 39,634 | 153,210 (0%) | 0% | 7.4 | 292,499 | Common Stock |
| David Gordon Henderson | Pres, MBS; EVP, Strat Services | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Sep 2021 | 39,634 | 192,844 (0%) | 0% | 0 | Common Stock | |
| David Gordon Henderson | Pres, MBS; EVP, Strat Services | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Sep 2021 | 39,634 | 79,268 | - | - | Phantom Share Unit | |
| Jonathan Shar | EVP, Retail | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Sep 2021 | 79,268 | 148,185 (0%) | 0% | 0 | Common Stock | |
| Jonathan Shar | EVP, Retail | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Sep 2021 | 79,268 | 158,537 | - | - | Phantom Share Unit | |
| Jonathan Shar | EVP, Retail | Sale or transfer of securities back to the company at price $ 7.38 per share. | 22 Sep 2021 | 79,268 | 68,917 (0%) | 0% | 7.4 | 584,998 | Common Stock |
| David A. Wilson | Director | Sale of securities on an exchange or to another person at price $ 11.04 per share. | 17 Sep 2021 | 36,052 | 140,458 (0%) | 0% | 11.0 | 398,057 | Common Stock |
| Zachary D. Levenick | Director | Purchase of securities on an exchange or from another person at price $ 10.40 per share. | 13 Sep 2021 | 12,866 | 200,000 (0%) | 0% | 10.4 | 133,806 | Common Stock |
| Zachary D. Levenick | Director | Purchase of securities on an exchange or from another person at price $ 10.24 per share. | 13 Sep 2021 | 2,134 | 187,134 (0%) | 0% | 10.2 | 21,852 | Common Stock |
| Zachary D. Levenick | Director | Purchase of securities on an exchange or from another person at price $ 9.97 per share. | 13 Sep 2021 | 15,000 | 185,000 (0%) | 0% | 10.0 | 149,550 | Common Stock |
| Zachary D. Levenick | Director | Purchase of securities on an exchange or from another person at price $ 10.10 per share. | 09 Sep 2021 | 10,000 | 170,000 (0%) | 0% | 10.1 | 101,000 | Common Stock |
| Zachary D. Levenick | Director | Purchase of securities on an exchange or from another person at price $ 10.18 per share. | 09 Sep 2021 | 15,000 | 160,000 (0%) | 0% | 10.2 | 152,700 | Common Stock |
| David Gordon Henderson | Pres, MBS; EVP, Strat Services | Sale of securities on an exchange or to another person at price $ 10.13 per share. | 09 Sep 2021 | 41,000 | 153,210 (0%) | 0% | 10.1 | 415,330 | Common Stock |
| Seema C. Paul | SVP, Chief Accounting Officer | Sale of securities on an exchange or to another person at price $ 10.40 per share. | 07 Sep 2021 | 10,000 | 82,920 (0%) | 0% | 10.4 | 104,000 | Common Stock |
| Jonathan Shar | EVP, Retail | Sale of securities on an exchange or to another person at price $ 8.73 per share. | 16 Jul 2021 | 14,000 | 68,917 (0%) | 0% | 8.7 | 122,220 | Common Stock |
| Michael C. Miller | CLO, EVP, Corp Aff & Secretary | Sale of securities on an exchange or to another person at price $ 8.50 per share. | 12 Jul 2021 | 3,500 | 117,422 (0%) | 0% | 8.5 | 29,750 | Common Stock |
| Michael P. Huseby | Director, Chairman and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.44 per share. | 19 Jun 2021 | 51,302 | 1,029,982 (2%) | 0% | 9.4 | 484,291 | Common Stock |
| Michael C. Miller | CLO, EVP, Corp Aff & Secretary | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.44 per share. | 19 Jun 2021 | 8,551 | 120,922 (0%) | 0% | 9.4 | 80,721 | Common Stock |
| Thomas D. Donohue | EVP, CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.44 per share. | 19 Jun 2021 | 5,932 | 187,779 (0%) | 0% | 9.4 | 55,998 | Common Stock |
| Seema C. Paul | SVP, Chief Accounting Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.44 per share. | 19 Jun 2021 | 4,432 | 92,920 (0%) | 0% | 9.4 | 41,838 | Common Stock |
| David Gordon Henderson | Pres, MBS; EVP, Strat Services | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.44 per share. | 19 Jun 2021 | 4,252 | 194,210 (0%) | 0% | 9.4 | 40,139 | Common Stock |
| Jonathan Shar | EVP, Retail | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.44 per share. | 19 Jun 2021 | 3,775 | 82,917 (0%) | 0% | 9.4 | 35,636 | Common Stock |
| David G. Golden | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 03 Jun 2021 | 7,000 | 169,510 (0%) | 0% | 0 | Common Stock | |
| Michael C. Miller | CLO, EVP, Corp Aff & Secretary | Sale of securities on an exchange or to another person at price $ 8.50 per share. | 06 Apr 2021 | 7,000 | 129,473 (0%) | 0% | 8.5 | 59,500 | Common Stock |
| Michael P. Huseby | Director, Chairman and CEO | Sale of securities on an exchange or to another person at price $ 8.33 per share. | 05 Apr 2021 | 72,500 | 1,081,284 (2%) | 0% | 8.3 | 603,925 | Common Stock |
| Zachary D. Levenick | Director | 15 Jan 2021 | 1,000 | 180,781 (0%) | 0% | 2.5 | 2,500 | Common Stock | |
| Zachary D. Levenick | Director | 15 Jan 2021 | 1,000 | 0 | - | - | Call Option (right to buy) | ||
| Michael C. Miller | CLO, EVP, Corp Aff & Secretary | Sale of securities on an exchange or to another person at price $ 5.46 per share. | 11 Jan 2021 | 6,000 | 136,473 (0%) | 0% | 5.5 | 32,760 | Common Stock |
| Zachary D. Levenick | Director | Purchase of securities on an exchange or from another person at price $ 4.73 per share. | 31 Dec 2020 | 20,000 | 145,000 (0%) | 0% | 4.7 | 94,600 | Common Stock |
| Michael C. Miller | CLO, EVP, Corp Aff & Secretary | Sale of securities on an exchange or to another person at price $ 5.43 per share. | 30 Dec 2020 | 9,500 | 142,473 (0%) | 0% | 5.4 | 51,585 | Common Stock |
| Seema C. Paul | SVP, Chief Accounting Officer | Sale of securities on an exchange or to another person at price $ 5.63 per share. | 29 Dec 2020 | 5,000 | 97,352 (0%) | 0% | 5.6 | 28,150 | Common Stock |
| Zachary D. Levenick | Director | Purchase of securities on an exchange or from another person at price $ 5.56 per share. | 28 Dec 2020 | 4,000 | 179,781 (0%) | 0% | 5.6 | 22,240 | Common Stock |
| Zachary D. Levenick | Director | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 28 Dec 2020 | 4,000 | 0 | - | - | Call Option (right to buy) | |
| Seema C. Paul | SVP, Chief Accounting Officer | Sale of securities on an exchange or to another person at price $ 5.00 per share. | 24 Dec 2020 | 5,000 | 102,352 (0%) | 0% | 5 | 25,000 | Common Stock |
| Zachary D. Levenick | Director | Purchase of securities on an exchange or from another person at price $ 4.78 per share. | 23 Dec 2020 | 25,000 | 125,000 (0%) | 0% | 4.8 | 119,500 | Common Stock |
| Daniel A. Dematteo | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Oct 2020 | 48,781 | 149,674 (0%) | 0% | 0 | Common Stock | |
| David G. Golden | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Oct 2020 | 48,781 | 176,510 (0%) | 0% | 0 | Common Stock | |
| David A. Wilson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Oct 2020 | 48,781 | 176,511 (0%) | 0% | 0 | Common Stock | |
| John R. Ryan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Oct 2020 | 48,781 | 173,123 (0%) | 0% | 0 | Common Stock | |
| Lowell W. Robinson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Oct 2020 | 48,781 | 48,781 (0%) | 0% | 0 | Common Stock | |
| Jerry Sue Thornton | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Oct 2020 | 48,781 | 149,674 (0%) | 0% | 0 | Common Stock | |
| Emily C. Chiu | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Oct 2020 | 48,781 | 108,383 (0%) | 0% | 0 | Common Stock | |
| Zachary D. Levenick | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Oct 2020 | 48,781 | 175,781 (0%) | 0% | 0 | Common Stock | |
| Michael P. Huseby | Director, Chairman and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.46 per share. | 26 Sep 2020 | 25,113 | 1,153,784 (2%) | 0% | 2.5 | 61,778 | Common Stock |
| Michael C. Miller | CLO, EVP, Corp Aff & Secretary | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.46 per share. | 26 Sep 2020 | 9,418 | 151,973 (0%) | 0% | 2.5 | 23,168 | Common Stock |
| Kanuj Malhotra | EVP, Corp Dev; Pres, DSS | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.46 per share. | 26 Sep 2020 | 9,146 | 315,100 (0%) | 0% | 2.5 | 22,499 | Common Stock |
| Stephen Culver | SVP, Chief Information Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.46 per share. | 26 Sep 2020 | 4,185 | 119,834 (0%) | 0% | 2.5 | 10,295 | Common Stock |
| JoAnn Magill | SVP, Human Resources | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.46 per share. | 26 Sep 2020 | 2,482 | 132,717 (0%) | 0% | 2.5 | 6,106 | Common Stock |
| Thomas D. Donohue | EVP, CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.46 per share. | 26 Sep 2020 | 3,267 | 193,711 (0%) | 0% | 2.5 | 8,037 | Common Stock |
| Seema C. Paul | SVP, Chief Accounting Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.46 per share. | 26 Sep 2020 | 3,216 | 107,352 (0%) | 0% | 2.5 | 7,911 | Common Stock |
| Michael P. Huseby | Director, Chairman and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2020 | 568,417 | 568,417 | - | - | Non-Qualified Stock Option (Right to Buy) | |
| Michael P. Huseby | Director, Chairman and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2020 | 568,417 | 568,417 | - | - | Non-Qualified Stock Option (Right to Buy) | |
| Michael P. Huseby | Director, Chairman and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2020 | 670,732 | 670,732 | - | - | Phantom Share Unit | |
| Michael C. Miller | CLO, EVP, Corp Aff & Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2020 | 182,927 | 182,927 | - | - | Phantom Share Unit | |
| Michael C. Miller | CLO, EVP, Corp Aff & Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2020 | 155,023 | 155,023 | - | - | Non-Qualified Stock Option (Right to Buy) | |
| Michael C. Miller | CLO, EVP, Corp Aff & Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2020 | 155,023 | 155,023 | - | - | Non-Qualified Stock Option (Right to Buy) | |
| Kanuj Malhotra | EVP, Corp Dev; Pres, DSS | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2020 | 182,927 | 182,927 | - | - | Phantom Share Unit | |
| Kanuj Malhotra | EVP, Corp Dev; Pres, DSS | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2020 | 155,023 | 155,023 | - | - | Non-Qualified Stock Option (Right to Buy) | |
| Kanuj Malhotra | EVP, Corp Dev; Pres, DSS | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2020 | 155,023 | 155,023 | - | - | Non-Qualified Stock Option (Right to Buy) | |
| Stephen Culver | SVP, Chief Information Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2020 | 71,138 | 71,138 | - | - | Phantom Share Unit | |
| Thomas D. Donohue | EVP, CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2020 | 155,023 | 155,023 | - | - | Non-Qualified Stock Option (Right to Buy) | |
| Thomas D. Donohue | EVP, CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2020 | 155,023 | 155,023 | - | - | Non-Qualified Stock Option (Right to Buy) | |
| Thomas D. Donohue | EVP, CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2020 | 182,927 | 182,927 | - | - | Phantom Share Unit | |
| Seema C. Paul | SVP, Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2020 | 50,813 | 50,813 | - | - | Phantom Share Unit | |
| Michael P. Huseby | Director, Chairman and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.19 per share. | 19 Sep 2020 | 45,884 | 1,178,897 (2%) | 0% | 2.2 | 100,486 | Common Stock |
| Michael C. Miller | CLO, EVP, Corp Aff & Secretary | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.19 per share. | 19 Sep 2020 | 9,734 | 161,391 (0%) | 0% | 2.2 | 21,317 | Common Stock |
| Kanuj Malhotra | EVP, Corp Dev; Pres, DSS | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.19 per share. | 19 Sep 2020 | 7,234 | 324,246 (0%) | 0% | 2.2 | 15,842 | Common Stock |
| Stephen Culver | SVP, Chief Information Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.19 per share. | 19 Sep 2020 | 2,746 | 124,019 (0%) | 0% | 2.2 | 6,014 | Common Stock |
| JoAnn Magill | SVP, Human Resources | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.19 per share. | 19 Sep 2020 | 2,036 | 135,199 (0%) | 0% | 2.2 | 4,459 | Common Stock |
| Thomas D. Donohue | EVP, CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.19 per share. | 19 Sep 2020 | 2,412 | 196,978 (0%) | 0% | 2.2 | 5,282 | Common Stock |
| Seema C. Paul | SVP, Chief Accounting Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.19 per share. | 19 Sep 2020 | 2,226 | 110,568 (0%) | 0% | 2.2 | 4,875 | Common Stock |
| Michael P. Huseby | Director, Chairman and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.51 per share. | 19 Jul 2020 | 40,194 | 1,224,781 (2%) | 0% | 2.5 | 100,887 | Common Stock |
| Michael P. Huseby | Director, Chairman and CEO | Sale or transfer of securities back to the company at price $ 0.00 per share. | 19 Jul 2020 | 129,461 | 1,264,975 (2%) | 0% | 0 | Common Stock | |
| Michael P. Huseby | Director, Chairman and CEO | Sale or transfer of securities back to the company at price $ 0.00 per share. | 14 Jul 2020 | 180,834 | 1,394,436 (2%) | 0% | 0 | Common Stock | |
| Michael C. Miller | CLO, EVP, Corp Aff & Secretary | Sale or transfer of securities back to the company at price $ 0.00 per share. | 14 Jul 2020 | 22,603 | 171,125 (0%) | 0% | 0 | Common Stock | |
| Kanuj Malhotra | EVP, Corp Dev; Pres, DSS | Sale or transfer of securities back to the company at price $ 0.00 per share. | 13 Jul 2020 | 31,646 | 331,480 (0%) | 0% | 0 | Common Stock | |
| Kanuj Malhotra | EVP, Corp Dev; Pres, DSS | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.03 per share. | 13 Jul 2020 | 6,202 | 363,126 (0%) | 0% | 2.0 | 12,590 | Common Stock |
| Kanuj Malhotra | EVP, Corp Dev; Pres, DSS | Sale or transfer of securities back to the company at price $ 0.00 per share. | 13 Jul 2020 | 28,795 | 369,328 (0%) | 0% | 0 | Common Stock | |
| Stephen Culver | SVP, Chief Information Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 13 Jul 2020 | 10,171 | 126,765 (0%) | 0% | 0 | Common Stock | |
| Stephen Culver | SVP, Chief Information Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.03 per share. | 13 Jul 2020 | 1,819 | 136,936 (0%) | 0% | 2.0 | 3,693 | Common Stock |
| Stephen Culver | SVP, Chief Information Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 13 Jul 2020 | 7,679 | 138,755 (0%) | 0% | 0 | Common Stock | |
| JoAnn Magill | SVP, Human Resources | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.03 per share. | 13 Jul 2020 | 1,745 | 147,406 (0%) | 0% | 2.0 | 3,542 | Common Stock |
| JoAnn Magill | SVP, Human Resources | Sale or transfer of securities back to the company at price $ 0.00 per share. | 13 Jul 2020 | 9,598 | 149,151 (0%) | 0% | 0 | Common Stock | |
| JoAnn Magill | SVP, Human Resources | Sale or transfer of securities back to the company at price $ 0.00 per share. | 13 Jul 2020 | 10,171 | 137,235 (0%) | 0% | 0 | Common Stock | |
| Thomas D. Donohue | EVP, CFO | Sale or transfer of securities back to the company at price $ 0.00 per share. | 13 Jul 2020 | 9,598 | 212,760 (0%) | 0% | 0 | Common Stock | |
| Thomas D. Donohue | EVP, CFO | Sale or transfer of securities back to the company at price $ 0.00 per share. | 13 Jul 2020 | 11,302 | 199,390 (0%) | 0% | 0 | Common Stock | |
| Thomas D. Donohue | EVP, CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.03 per share. | 13 Jul 2020 | 2,068 | 210,692 (0%) | 0% | 2.0 | 4,198 | Common Stock |
| Seema C. Paul | SVP, Chief Accounting Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.03 per share. | 13 Jul 2020 | 1,874 | 112,794 (0%) | 0% | 2.0 | 3,804 | Common Stock |
| Seema C. Paul | SVP, Chief Accounting Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 13 Jul 2020 | 9,598 | 114,668 (0%) | 0% | 0 | Common Stock | |
| Michael P. Huseby | Director, Chairman and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.70 per share. | 19 Jun 2020 | 51,302 | 1,575,270 (3%) | 0% | 1.7 | 87,213 | Common Stock |
| Michael C. Miller | EVP, Corp Aff, CLO & Secretary | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.70 per share. | 19 Jun 2020 | 8,551 | 193,728 (0%) | 0% | 1.7 | 14,537 | Common Stock |
| Kanuj Malhotra | EVP, Corp Dev; Pres, DSS | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.70 per share. | 19 Jun 2020 | 7,010 | 398,123 (0%) | 0% | 1.7 | 11,917 | Common Stock |
| Thomas D. Donohue | EVP, CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.70 per share. | 19 Jun 2020 | 5,932 | 222,358 (0%) | 0% | 1.7 | 10,084 | Common Stock |
| Seema C. Paul | SVP, Chief Accounting Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.70 per share. | 19 Jun 2020 | 4,350 | 124,266 (0%) | 0% | 1.7 | 7,395 | Common Stock |
| Michael C. Miller | EVP, Corp Strat & Gen Counsel | Sale of securities on an exchange or to another person at price $ 4.58 per share. | 19 Dec 2019 | 6,500 | 202,279 (0%) | 0% | 4.6 | 29,770 | Common Stock |
| Daniel A. Dematteo | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2019 | 38,096 | 100,893 (0%) | 0% | 0 | Common Stock | |
| David G. Golden | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2019 | 38,096 | 127,729 (0%) | 0% | 0 | Common Stock | |
| David A. Wilson | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2019 | 38,096 | 127,730 (0%) | 0% | 0 | Common Stock | |
| John R. Ryan | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2019 | 38,096 | 124,342 (0%) | 0% | 0 | Common Stock | |
| Michael P. Huseby | Director, Chairman and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.15 per share. | 26 Sep 2019 | 25,113 | 1,626,572 (3%) | 0% | 3.2 | 79,106 | Common Stock |
| Jerry Sue Thornton | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2019 | 38,096 | 100,893 (0%) | 0% | 0 | Common Stock | |
| Michael C. Miller | EVP, Corp Strat & Gen Counsel | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.15 per share. | 26 Sep 2019 | 9,418 | 208,779 (0%) | 0% | 3.2 | 29,667 | Common Stock |
| Kanuj Malhotra | EVP, Corp Dev; Pres, DSS | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.15 per share. | 26 Sep 2019 | 9,146 | 405,133 (0%) | 0% | 3.2 | 28,810 | Common Stock |
| Barry Brover | EVP, Operations & BNC | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.15 per share. | 26 Sep 2019 | 7,904 | 392,312 (0%) | 0% | 3.2 | 24,898 | Common Stock |
| Stephen Culver | SVP, Chief Information Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.15 per share. | 26 Sep 2019 | 3,839 | 146,434 (0%) | 0% | 3.2 | 12,093 | Common Stock |
| JoAnn Magill | SVP, Human Resources | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.15 per share. | 26 Sep 2019 | 2,482 | 158,749 (0%) | 0% | 3.1 | 7,818 | Common Stock |
| Thomas D. Donohue | EVP, CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.15 per share. | 26 Sep 2019 | 3,267 | 228,290 (0%) | 0% | 3.1 | 10,291 | Common Stock |
| Seema C. Paul | SVP, Chief Accounting Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.15 per share. | 26 Sep 2019 | 3,216 | 128,616 (0%) | 0% | 3.1 | 10,130 | Common Stock |
| Emily C. Chiu | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2019 | 38,096 | 59,602 (0%) | 0% | 0 | Common Stock | |
| Michael P. Huseby | Director, Chairman and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.20 per share. | 19 Sep 2019 | 45,884 | 1,651,685 (3%) | 0% | 3.2 | 146,829 | Common Stock |
| Michael C. Miller | EVP, Corp Strat & Gen Counsel | Sale of securities on an exchange or to another person at price $ 3.22 per share. | 19 Sep 2019 | 10,000 | 227,930 (0%) | 0% | 3.2 | 32,200 | Common Stock |
| Michael C. Miller | EVP, Corp Strat & Gen Counsel | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.20 per share. | 19 Sep 2019 | 9,733 | 218,197 (0%) | 0% | 3.2 | 31,146 | Common Stock |
| Kanuj Malhotra | EVP, Corp Dev; Pres, DSS | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.20 per share. | 19 Sep 2019 | 7,234 | 414,279 (0%) | 0% | 3.2 | 23,149 | Common Stock |
| Barry Brover | EVP, Operations & BNC | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.20 per share. | 19 Sep 2019 | 7,294 | 400,216 (0%) | 0% | 3.2 | 23,341 | Common Stock |
| Stephen Culver | SVP, Chief Information Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.20 per share. | 19 Sep 2019 | 2,519 | 150,273 (0%) | 0% | 3.2 | 8,061 | Common Stock |
| JoAnn Magill | SVP, Human Resources | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.20 per share. | 19 Sep 2019 | 2,035 | 161,231 (0%) | 0% | 3.2 | 6,512 | Common Stock |
| Thomas D. Donohue | EVP, CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.20 per share. | 19 Sep 2019 | 2,412 | 231,557 (0%) | 0% | 3.2 | 7,718 | Common Stock |
| Seema C. Paul | SVP, Chief Accounting Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.20 per share. | 19 Sep 2019 | 2,226 | 131,832 (0%) | 0% | 3.2 | 7,123 | Common Stock |
| Michael P. Huseby | Director, Chairman and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.02 per share. | 16 Sep 2019 | 18,933 | 1,697,569 (3%) | 0% | 4.0 | 76,111 | Common Stock |
| Kanuj Malhotra | EVP, Corp Dev; Pres, DSS | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.02 per share. | 16 Sep 2019 | 3,722 | 421,513 (0%) | 0% | 4.0 | 14,962 | Common Stock |
| Barry Brover | EVP, Operations & BNC | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.02 per share. | 16 Sep 2019 | 4,414 | 407,510 (0%) | 0% | 4.0 | 17,744 | Common Stock |
| Stephen Culver | SVP, Chief Information Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.02 per share. | 16 Sep 2019 | 4,001 | 152,792 (0%) | 0% | 4.0 | 16,084 | Common Stock |
| JoAnn Magill | SVP, Human Resources | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.02 per share. | 16 Sep 2019 | 2,587 | 163,266 (0%) | 0% | 4.0 | 10,400 | Common Stock |
| Thomas D. Donohue | EVP, CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.02 per share. | 16 Sep 2019 | 3,065 | 233,969 (0%) | 0% | 4.0 | 12,321 | Common Stock |
| Seema C. Paul | SVP, Chief Accounting Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.02 per share. | 16 Sep 2019 | 2,829 | 134,058 (0%) | 0% | 4.0 | 11,373 | Common Stock |
| Kanuj Malhotra | EVP, Corp Dev; Pres, DSS | Sale of securities on an exchange or to another person at price $ 4.48 per share. | 12 Sep 2019 | 21,000 | 425,235 (0%) | 0% | 4.5 | 94,080 | Common Stock |
| Michael P. Huseby | Director, Chairman and CEO | Purchase of securities on an exchange or from another person at price $ 3.60 per share. | 27 Jun 2019 | 25,000 | 1,716,502 (3%) | 0% | 3.6 | 90,000 | Common Stock |
| Michael P. Huseby | Director, Chairman and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jun 2019 | 314,285 | 1,377,217 (2%) | 0% | 0 | Common Stock | |
| Michael P. Huseby | Director, Chairman and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jun 2019 | 314,285 | 1,691,502 (3%) | 0% | 0 | Common Stock | |
| Michael C. Miller | EVP, Corp Strat & Gen Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jun 2019 | 52,380 | 237,930 (0%) | 0% | 0 | Common Stock | |
| Michael C. Miller | EVP, Corp Strat & Gen Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jun 2019 | 52,380 | 185,550 (0%) | 0% | 0 | Common Stock | |
| Kanuj Malhotra | EVP, Corp Dev; Pres, DSS | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jun 2019 | 61,904 | 446,235 (0%) | 0% | 0 | Common Stock | |
| Kanuj Malhotra | EVP, Corp Dev; Pres, DSS | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jun 2019 | 61,904 | 384,331 (0%) | 0% | 0 | Common Stock | |
| Barry Brover | EVP, Operations & BNC | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jun 2019 | 52,380 | 359,544 (0%) | 0% | 0 | Common Stock | |
| Barry Brover | EVP, Operations & BNC | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jun 2019 | 52,380 | 411,924 (0%) | 0% | 0 | Common Stock | |
| Stephen Culver | SVP, Chief Information Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jun 2019 | 23,809 | 132,984 (0%) | 0% | 0 | Common Stock | |
| Stephen Culver | SVP, Chief Information Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jun 2019 | 23,809 | 156,793 (0%) | 0% | 0 | Common Stock | |
| JoAnn Magill | SVP, Human Resources | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jun 2019 | 23,809 | 142,044 (0%) | 0% | 0 | Common Stock | |
| JoAnn Magill | SVP, Human Resources | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jun 2019 | 23,809 | 165,853 (0%) | 0% | 0 | Common Stock | |
| Thomas D. Donohue | EVP, CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jun 2019 | 52,380 | 184,654 (0%) | 0% | 0 | Common Stock | |
| Thomas D. Donohue | EVP, CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jun 2019 | 52,380 | 237,034 (0%) | 0% | 0 | Common Stock | |
| Seema C. Paul | SVP, Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jun 2019 | 42,857 | 136,887 (0%) | 0% | 0 | Common Stock | |
| Michael P. Huseby | Director, Chairman and CEO | Sale or transfer of securities back to the company at price $ 0.00 per share. | 14 Jun 2019 | 44,314 | 1,062,932 (2%) | 0% | 0 | Common Stock | |
| Kanuj Malhotra | EVP, Corp Dev; Pres, DSS | Sale or transfer of securities back to the company at price $ 0.00 per share. | 14 Jun 2019 | 12,555 | 322,427 (0%) | 0% | 0 | Common Stock | |
| Barry Brover | EVP, Operations & BNC | Sale or transfer of securities back to the company at price $ 0.00 per share. | 14 Jun 2019 | 14,771 | 308,851 (0%) | 0% | 0 | Common Stock | |
| Barry Brover | EVP, Operations & BNC | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.40 per share. | 14 Jun 2019 | 1,687 | 307,164 (0%) | 0% | 3.4 | 5,736 | Common Stock |
| Stephen Culver | SVP, Chief Information Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.40 per share. | 14 Jun 2019 | 1,874 | 109,175 (0%) | 0% | 3.4 | 6,372 | Common Stock |
| Stephen Culver | SVP, Chief Information Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 14 Jun 2019 | 10,340 | 111,049 (0%) | 0% | 0 | Common Stock | |
| JoAnn Magill | SVP, Human Resources | Sale or transfer of securities back to the company at price $ 0.00 per share. | 14 Jun 2019 | 10,340 | 118,235 (0%) | 0% | 0 | Common Stock | |
| Thomas D. Donohue | EVP, CFO | Sale or transfer of securities back to the company at price $ 0.00 per share. | 14 Jun 2019 | 10,340 | 133,445 (0%) | 0% | 0 | Common Stock | |
| Thomas D. Donohue | EVP, CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.40 per share. | 14 Jun 2019 | 1,171 | 132,274 (0%) | 0% | 3.4 | 3,981 | Common Stock |
| Seema C. Paul | SVP, Chief Accounting Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.40 per share. | 14 Jun 2019 | 1,050 | 94,030 (0%) | 0% | 3.4 | 3,570 | Common Stock |
| Seema C. Paul | SVP, Chief Accounting Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 14 Jun 2019 | 10,340 | 95,080 (0%) | 0% | 0 | Common Stock | |
| Kanuj Malhotra | EVP, Corp Dev; Pres, DSS | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.81 per share. | 16 Mar 2019 | 1,278 | 334,982 (0%) | 0% | 4.8 | 6,147 | Common Stock |
| Daniel A. Dematteo | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2018 | 21,506 | 62,797 (0%) | 0% | 0 | Common Stock | |
| David G. Golden | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2018 | 21,506 | 89,633 (0%) | 0% | 0 | Common Stock | |
| David A. Wilson | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2018 | 21,506 | 89,634 (0%) | 0% | 0 | Common Stock | |
| John R. Ryan | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2018 | 21,506 | 86,246 (0%) | 0% | 0 | Common Stock | |
| Michael P. Huseby | Director, Chairman and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2018 | 153,845 | 1,107,246 (2%) | 0% | 0 | Common Stock | |
| Jerry Sue Thornton | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2018 | 21,506 | 62,797 (0%) | 0% | 0 | Common Stock | |
| Michael C. Miller | EVP, Corp Strat & Gen Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2018 | 57,694 | 133,170 (0%) | 0% | 0 | Common Stock | |
| Kanuj Malhotra | EVP, Corp Dev; Pres, DSS | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2018 | 80,769 | 336,260 (0%) | 0% | 0 | Common Stock | |
| Patrick Maloney | EVP, Operations; Pres, BNC | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2018 | 120,577 | 604,829 (1%) | 0% | 0 | Common Stock | |
| Barry Brover | EVP, Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2018 | 69,232 | 323,622 (0%) | 0% | 0 | Common Stock | |
| Stephen Culver | SVP, Chief Information Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2018 | 25,963 | 121,389 (0%) | 0% | 0 | Common Stock | |
| JoAnn Magill | SVP, Human Resources | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2018 | 25,963 | 128,575 (0%) | 0% | 0 | Common Stock | |
| Seema C. Paul | SVP, Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2018 | 30,770 | 105,420 (0%) | 0% | 0 | Common Stock | |
| Emily C. Chiu | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2018 | 21,506 | 21,506 (0%) | 0% | 0 | Common Stock | |
| Michael P. Huseby | Director, Chairman and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.65 per share. | 19 Sep 2018 | 45,883 | 953,401 (2%) | 0% | 5.7 | 259,239 | Common Stock |
| Michael C. Miller | EVP, Corp Strat & Gen Counsel | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.65 per share. | 19 Sep 2018 | 6,752 | 75,476 (0%) | 0% | 5.7 | 38,149 | Common Stock |
| Kanuj Malhotra | EVP, Corp Dev; Pres, DSS | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.65 per share. | 19 Sep 2018 | 7,234 | 255,491 (0%) | 0% | 5.6 | 40,872 | Common Stock |
| Patrick Maloney | EVP, Operations; Pres, BNC | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.65 per share. | 19 Sep 2018 | 22,134 | 484,252 (1%) | 0% | 5.6 | 125,057 | Common Stock |
| Barry Brover | EVP, Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.65 per share. | 19 Sep 2018 | 7,294 | 254,390 (0%) | 0% | 5.6 | 41,211 | Common Stock |
| Stephen Culver | SVP, Chief Information Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.65 per share. | 19 Sep 2018 | 1,781 | 95,426 (0%) | 0% | 5.7 | 10,063 | Common Stock |
| JoAnn Magill | SVP, Human Resources | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.65 per share. | 19 Sep 2018 | 2,035 | 102,612 (0%) | 0% | 5.7 | 11,498 | Common Stock |
| Seema C. Paul | SVP, Chief Accounting Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.65 per share. | 19 Sep 2018 | 2,226 | 74,650 (0%) | 0% | 5.7 | 12,577 | Common Stock |
| Michael P. Huseby | Director, Chairman and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.62 per share. | 16 Sep 2018 | 37,738 | 999,284 (2%) | 0% | 5.6 | 212,088 | Common Stock |
| Kanuj Malhotra | EVP, Corp Dev; Pres, DSS | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.62 per share. | 16 Sep 2018 | 5,897 | 262,725 (0%) | 0% | 5.6 | 33,141 | Common Stock |
| Patrick Maloney | EVP, Operations; Pres, BNC | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.62 per share. | 16 Sep 2018 | 25,266 | 506,386 (1%) | 0% | 5.6 | 141,995 | Common Stock |
| Barry Brover | EVP, Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.62 per share. | 16 Sep 2018 | 7,736 | 261,684 (0%) | 0% | 5.6 | 43,476 | Common Stock |
| Stephen Culver | SVP, Chief Information Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.62 per share. | 16 Sep 2018 | 4,836 | 97,207 (0%) | 0% | 5.6 | 27,178 | Common Stock |
| JoAnn Magill | SVP, Human Resources | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.62 per share. | 16 Sep 2018 | 4,423 | 104,647 (0%) | 0% | 5.6 | 24,857 | Common Stock |
| Seema C. Paul | SVP, Chief Accounting Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.62 per share. | 16 Sep 2018 | 3,632 | 76,876 (0%) | 0% | 5.6 | 20,412 | Common Stock |
| John R. Ryan | None | Purchase of securities on an exchange or from another person at price $ 4.97 per share. | 27 Aug 2018 | 20,040 | 64,740 (0%) | 0% | 5.0 | 99,599 | Common Stock |
| Michael P. Huseby | Director, Chairman and CEO | Purchase of securities on an exchange or from another person at price $ 5.42 per share. | 23 Aug 2018 | 18,200 | 1,037,022 (2%) | 0% | 5.4 | 98,644 | Common Stock |
| Michael P. Huseby | Director, Chairman and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jul 2018 | 180,834 | 1,018,822 (2%) | 0% | 0 | Common Stock | |
| Michael C. Miller | EVP, Corp Strat & Gen Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jul 2018 | 22,603 | 82,228 (0%) | 0% | 0 | Common Stock | |
| Kanuj Malhotra | EVP, Corp Dev; Pres, DSS | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jul 2018 | 31,646 | 268,622 (0%) | 0% | 0 | Common Stock | |
| Patrick Maloney | EVP, Operations; Pres, BNC | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jul 2018 | 47,243 | 531,652 (1%) | 0% | 0 | Common Stock | |
| Barry Brover | EVP, Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jul 2018 | 27,124 | 269,420 (0%) | 0% | 0 | Common Stock | |
| Stephen Culver | SVP, Chief Information Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jul 2018 | 10,171 | 102,043 (0%) | 0% | 0 | Common Stock | |
| JoAnn Magill | SVP, Human Resources | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jul 2018 | 10,171 | 109,070 (0%) | 0% | 0 | Common Stock | |
| Kanuj Malhotra | Chief Strategy & Dev Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.86 per share. | 16 Mar 2018 | 1,183 | 236,976 (0%) | 0% | 6.9 | 8,115 | Common Stock |
| Suzanne Andrews | VP, Gen. Counsel & Corp. Secy | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.51 per share. | 28 Sep 2017 | 2,318 | 82,275 (0%) | 0% | 6.5 | 15,090 | Common Stock |
| Daniel A. Dematteo | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Sep 2017 | 19,704 | 41,291 (0%) | 0% | 0 | Common Stock | |
| David G. Golden | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Sep 2017 | 19,704 | 68,127 (0%) | 0% | 0 | Common Stock | |
| David A. Wilson | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Sep 2017 | 19,704 | 68,128 (0%) | 0% | 0 | Common Stock | |
| John R. Ryan | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Sep 2017 | 19,704 | 44,700 (0%) | 0% | 0 | Common Stock | |
| Jerry Sue Thornton | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Sep 2017 | 19,704 | 41,291 (0%) | 0% | 0 | Common Stock | |
| Michael P. Huseby | Director, CEO and Chairman of the Board | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Sep 2017 | 281,090 | 837,988 (1%) | 0% | 0 | Common Stock | |
| Michael C. Miller | CLO & VP Corp Affairs | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Sep 2017 | 59,625 | 59,625 (0%) | 0% | 0 | Common Stock | |
| Kanuj Malhotra | Chief Strategy & Dev Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Sep 2017 | 63,884 | 238,159 (0%) | 0% | 0 | Common Stock | |
| Patrick Maloney | Exec. VP and COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Sep 2017 | 127,769 | 484,409 (1%) | 0% | 0 | Common Stock | |
| William Maloney | Executive Vice President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Sep 2017 | 21,295 | 125,526 (0%) | 0% | 0 | Common Stock | |
| Barry Brover | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Sep 2017 | 63,884 | 242,296 (0%) | 0% | 0 | Common Stock | |
| Lisa Malat | VP, Oper. & Ch. Marketing Off. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Sep 2017 | 34,071 | 116,149 (0%) | 0% | 0 | Common Stock | |
| Joel Friedman | VP, Chief Merchandising Off. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Sep 2017 | 17,035 | 100,850 (0%) | 0% | 0 | Common Stock | |
| Stephen Culver | VP, Chief Information Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Sep 2017 | 17,035 | 91,872 (0%) | 0% | 0 | Common Stock | |
| JoAnn Magill | VP, Chief HR Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Sep 2017 | 21,295 | 98,899 (0%) | 0% | 0 | Common Stock | |
| Thomas D. Donohue | VP, Investor Rel. & Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Sep 2017 | 21,295 | 111,288 (0%) | 0% | 0 | Common Stock | |
| Seema C. Paul | VP, Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Sep 2017 | 21,295 | 80,508 (0%) | 0% | 0 | Common Stock | |
| Suzanne Andrews | VP, Gen. Counsel & Corp. Secy | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Sep 2017 | 17,035 | 84,593 (0%) | 0% | 0 | Common Stock | |
| Michael P. Huseby | Director, Executive Chairman | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.28 per share. | 16 Sep 2017 | 39,741 | 556,898 (1%) | 0% | 6.3 | 249,573 | Common Stock |
| Max J. Roberts | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.28 per share. | 16 Sep 2017 | 59,513 | 588,140 (1%) | 0% | 6.3 | 373,742 | Common Stock |
| Kanuj Malhotra | Chief Strategy & Dev Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.28 per share. | 16 Sep 2017 | 8,950 | 174,275 (0%) | 0% | 6.3 | 56,206 | Common Stock |
| Patrick Maloney | Exec. VP and COO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.28 per share. | 16 Sep 2017 | 30,516 | 356,640 (0%) | 0% | 6.3 | 191,640 | Common Stock |
| Barry Brover | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.28 per share. | 16 Sep 2017 | 11,619 | 178,412 (0%) | 0% | 6.3 | 72,967 | Common Stock |
| Lisa Malat | VP, Oper. & Ch. Marketing Off. | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.28 per share. | 16 Sep 2017 | 5,683 | 82,078 (0%) | 0% | 6.3 | 35,689 | Common Stock |
| Joel Friedman | VP, Chief Merchandising Off. | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.28 per share. | 16 Sep 2017 | 5,452 | 83,815 (0%) | 0% | 6.3 | 34,239 | Common Stock |
| Stephen Culver | VP, Chief Information Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.28 per share. | 16 Sep 2017 | 5,452 | 74,837 (0%) | 0% | 6.3 | 34,239 | Common Stock |
| JoAnn Magill | VP, Chief HR Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.28 per share. | 16 Sep 2017 | 4,884 | 77,604 (0%) | 0% | 6.3 | 30,672 | Common Stock |
| Thomas D. Donohue | VP, Investor Rel. & Treasurer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.28 per share. | 16 Sep 2017 | 5,702 | 89,993 (0%) | 0% | 6.3 | 35,809 | Common Stock |
| Seema C. Paul | VP, Chief Accounting Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.28 per share. | 16 Sep 2017 | 4,094 | 59,213 (0%) | 0% | 6.3 | 25,710 | Common Stock |
| Srijayanth D. Chakrapani | Chief Digital Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.28 per share. | 16 Sep 2017 | 6,358 | 58,213 (0%) | 0% | 6.3 | 39,928 | Common Stock |
| Suzanne Andrews | VP, Gen. Counsel & Corp. Secy | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.28 per share. | 16 Sep 2017 | 3,189 | 67,558 (0%) | 0% | 6.3 | 20,027 | Common Stock |
| Srijayanth D. Chakrapani | Chief Digital Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.50 per share. | 11 Sep 2017 | 2,589 | 64,571 (0%) | 0% | 5.5 | 14,240 | Common Stock |
| Michael P. Huseby | Director, Executive Chairman | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jul 2017 | 211,538 | 596,639 (1%) | 0% | 0 | Common Stock | |
| Kanuj Malhotra | Chief Strategy & Dev Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jul 2017 | 47,051 | 183,225 (0%) | 0% | 0 | Common Stock | |
| Patrick Maloney | Exec. VP and COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jul 2017 | 94,102 | 387,156 (0%) | 0% | 0 | Common Stock | |
| William Maloney | Executive Vice President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jul 2017 | 15,683 | 104,231 (0%) | 0% | 0 | Common Stock | |
| Barry Brover | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jul 2017 | 47,051 | 190,031 (0%) | 0% | 0 | Common Stock | |
| Lisa Malat | VP, Oper. & Ch. Marketing Off. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jul 2017 | 25,094 | 87,761 (0%) | 0% | 0 | Common Stock | |
| Joel Friedman | VP, Chief Merchandising Off. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jul 2017 | 12,547 | 89,267 (0%) | 0% | 0 | Common Stock | |
| Stephen Culver | VP, Chief Information Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jul 2017 | 12,547 | 80,289 (0%) | 0% | 0 | Common Stock | |
| JoAnn Magill | VP, Chief HR Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jul 2017 | 15,683 | 82,488 (0%) | 0% | 0 | Common Stock | |
| Thomas D. Donohue | VP, Investor Rel. & Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jul 2017 | 15,683 | 95,695 (0%) | 0% | 0 | Common Stock | |
| Seema C. Paul | VP, Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jul 2017 | 15,683 | 63,307 (0%) | 0% | 0 | Common Stock | |
| Suzanne Andrews | VP, Gen. Counsel & Corp. Secy | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jul 2017 | 12,547 | 70,747 (0%) | 0% | 0 | Common Stock | |
| Leonard Riggio | Ten Percent Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 29 Apr 2017 | 450,282 | 3,599,781 (7%) | 0% | 0 | Common Stock | |
| Lisa Malat | VP, Oper. & Ch. Marketing Off. | Sale of securities on an exchange or to another person at price $ 9.83 per share. | 07 Apr 2017 | 9,000 | 62,667 (0%) | 0% | 9.8 | 88,470 | Common Stock |
| Srijayanth D. Chakrapani | Chief Digital Officer | Sale of securities on an exchange or to another person at price $ 9.78 per share. | 17 Mar 2017 | 6,500 | 67,160 (0%) | 0% | 9.8 | 63,570 | Common Stock |
| Leonard Riggio | Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 16 Mar 2017 | 450,283 | 4,050,001 (8%) | 0% | 0 | Common Stock | |
| Kanuj Malhotra | Chief Strategy & Dev Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.62 per share. | 16 Mar 2017 | 1,233 | 136,174 (0%) | 0% | 9.6 | 11,861 | Common Stock |
| Michael P. Huseby | Director, Executive Chairman | Other type of transaction at price $ 0.00 per share. | 15 Mar 2017 | 703 | 385,101 (0%) | 0% | 0 | Common Stock | |
| Michael P. Huseby | Director, Executive Chairman | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.71 per share. | 05 Mar 2017 | 11,160 | 385,804 (0%) | 0% | 9.7 | 108,364 | Common Stock |
| Max J. Roberts | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.71 per share. | 05 Mar 2017 | 17,947 | 647,653 (1%) | 0% | 9.7 | 174,265 | Common Stock |
| Kanuj Malhotra | Chief Strategy & Dev Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.71 per share. | 05 Mar 2017 | 6,448 | 137,407 (0%) | 0% | 9.7 | 62,610 | Common Stock |
| Patrick Maloney | Exec. VP and COO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.71 per share. | 05 Mar 2017 | 4,422 | 293,054 (0%) | 0% | 9.7 | 42,938 | Common Stock |
| Barry Brover | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.71 per share. | 05 Mar 2017 | 4,407 | 142,980 (0%) | 0% | 9.7 | 42,792 | Common Stock |
| Lisa Malat | VP, Oper. & Ch. Marketing Off. | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.71 per share. | 05 Mar 2017 | 1,410 | 71,667 (0%) | 0% | 9.7 | 13,691 | Common Stock |
| Joel Friedman | VP, Chief Merchandising Off. | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.71 per share. | 05 Mar 2017 | 1,410 | 76,720 (0%) | 0% | 9.7 | 13,691 | Common Stock |
| Max J. Roberts | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.72 per share. | 07 Feb 2017 | 53,409 | 665,600 (1%) | 0% | 9.7 | 519,135 | Common Stock |
| Kanuj Malhotra | Chief Strategy & Dev Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.72 per share. | 07 Feb 2017 | 12,582 | 143,855 (0%) | 0% | 9.7 | 122,297 | Common Stock |
| Patrick Maloney | Exec. VP and COO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.72 per share. | 07 Feb 2017 | 12,427 | 297,476 (0%) | 0% | 9.7 | 120,790 | Common Stock |
| Barry Brover | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.72 per share. | 07 Feb 2017 | 11,312 | 147,387 (0%) | 0% | 9.7 | 109,953 | Common Stock |
| Lisa Malat | VP, Oper. & Ch. Marketing Off. | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.72 per share. | 07 Feb 2017 | 3,333 | 73,077 (0%) | 0% | 9.7 | 32,397 | Common Stock |
| Joel Friedman | VP, Chief Merchandising Off. | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.72 per share. | 07 Feb 2017 | 3,348 | 78,130 (0%) | 0% | 9.7 | 32,543 | Common Stock |
| Stephen Culver | VP, Chief Information Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.72 per share. | 07 Feb 2017 | 3,366 | 67,742 (0%) | 0% | 9.7 | 32,718 | Common Stock |
| JoAnn Magill | VP, Chief HR Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.72 per share. | 07 Feb 2017 | 1,843 | 66,805 (0%) | 0% | 9.7 | 17,914 | Common Stock |
| Thomas D. Donohue | VP, Investor Rel. & Treasurer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.72 per share. | 07 Feb 2017 | 4,686 | 80,012 (0%) | 0% | 9.7 | 45,548 | Common Stock |
| Michael P. Huseby | Director, Executive Chairman | Other type of transaction at price $ 0.00 per share. | 25 Jan 2017 | 1,254 | 396,964 (0%) | 0% | 0 | Common Stock | |
| Michael P. Huseby | Director, Executive Chairman | Other type of transaction at price $ 0.00 per share. | 14 Nov 2016 | 49,738 | 398,218 | - | - | Common Stock | |
| Suzanne Andrews | VP, Gen. Counsel & Corp. Secy | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 28 Sep 2016 | 2,318 | 58,200 | - | - | Common Stock | |
| Jerry Sue Thornton | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2016 | 12,371 | 21,587 | - | - | Common Stock | |
| Michael P. Huseby | Director, Executive Chairman | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 16 Sep 2016 | 19,804 | 331,976 | - | - | Common Stock | |
| Michael P. Huseby | Director, Executive Chairman | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2016 | 115,980 | 447,956 | - | - | Common Stock | |
| John R. Ryan | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2016 | 12,371 | 24,996 | - | - | Common Stock | |
| Daniel A. Dematteo | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2016 | 12,371 | 21,587 | - | - | Common Stock | |
| David A. Wilson | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2016 | 12,371 | 48,424 | - | - | Common Stock | |
| David G. Golden | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2016 | 12,371 | 48,424 | - | - | Common Stock | |
| Max J. Roberts | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 16 Sep 2016 | 23,710 | 510,246 | - | - | Common Stock | |
| Max J. Roberts | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2016 | 208,763 | 719,009 | - | - | Common Stock | |
| Kanuj Malhotra | Chief Strategy & Dev Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 16 Sep 2016 | 3,301 | 123,576 | - | - | Common Stock | |
| Kanuj Malhotra | Chief Strategy & Dev Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2016 | 32,861 | 156,437 | - | - | Common Stock | |
| Patrick Maloney | Exec. VP and COO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 16 Sep 2016 | 10,127 | 191,295 | - | - | Common Stock | |
| Patrick Maloney | Exec. VP and COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2016 | 118,608 | 309,903 | - | - | Common Stock | |
| William Maloney | Executive Vice President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 16 Sep 2016 | 2,381 | 49,888 | - | - | Common Stock | |
| William Maloney | Executive Vice President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2016 | 38,660 | 88,548 | - | - | Common Stock | |
| Barry Brover | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 16 Sep 2016 | 4,989 | 120,039 | - | - | Common Stock | |
| Barry Brover | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2016 | 38,660 | 158,699 | - | - | Common Stock | |
| Lisa Malat | VP, Oper. & Ch. Marketing Off. | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 16 Sep 2016 | 2,263 | 49,348 | - | - | Common Stock | |
| Lisa Malat | VP, Oper. & Ch. Marketing Off. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2016 | 27,062 | 76,410 | - | - | Common Stock | |
| Joel Friedman | VP, Chief Merchandising Off. | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 16 Sep 2016 | 2,263 | 54,416 | - | - | Common Stock | |
| Joel Friedman | VP, Chief Merchandising Off. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2016 | 27,062 | 81,478 | - | - | Common Stock | |
| Stephen Culver | VP, Chief Information Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 16 Sep 2016 | 2,263 | 44,046 | - | - | Common Stock | |
| Stephen Culver | VP, Chief Information Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2016 | 27,062 | 71,108 | - | - | Common Stock | |
| JoAnn Magill | VP, Chief HR Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 16 Sep 2016 | 2,027 | 41,586 | - | - | Common Stock | |
| JoAnn Magill | VP, Chief HR Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2016 | 27,062 | 68,648 | - | - | Common Stock | |
| Thomas D. Donohue | VP, Investor Rel. & Treasurer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 16 Sep 2016 | 2,367 | 57,636 | - | - | Common Stock | |
| Thomas D. Donohue | VP, Investor Rel. & Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2016 | 27,062 | 84,698 | - | - | Common Stock | |
| Seema Paul | VP, Chief Accounting Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 16 Sep 2016 | 905 | 20,562 | - | - | Common Stock | |
| Seema Paul | VP, Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2016 | 27,062 | 47,624 | - | - | Common Stock | |
| Srijayanth D. Chakrapani | Chief Digital Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 16 Sep 2016 | 2,639 | 46,598 | - | - | Common Stock | |
| Srijayanth D. Chakrapani | Chief Digital Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2016 | 27,062 | 73,660 | - | - | Common Stock | |
| Suzanne Andrews | VP, Gen. Counsel & Corp. Secy | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2016 | 27,062 | 60,518 | - | - | Common Stock | |
| Srijayanth D. Chakrapani | VP, Chief Digital Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 11 Sep 2016 | 2,589 | 49,237 | - | - | Common Stock | |
| Kanuj Malhotra | Chief Strategy & Dev Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 02 Jul 2016 | 1,843 | 126,875 | - | - | Common Stock | |
| Thomas D. Donohue | VP, Investor Rel. & Treasurer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 02 Jul 2016 | 1,843 | 60,002 | - | - | Common Stock | |
| Michael P. Huseby | Director, Executive Chairman | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2016 | 59,085 | 351,779 | - | - | Common Stock | |
| Max J. Roberts | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2016 | 106,355 | 533,952 | - | - | Common Stock | |
| Kanuj Malhotra | Chief Strategy & Dev Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2016 | 16,740 | 128,718 | - | - | Common Stock | |
| Patrick Maloney | Exec. VP and COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2016 | 60,425 | 201,421 | - | - | Common Stock |