14.05 -0.03 (-0.21%)

Near 52W High of $14.63

97,729 XNYS Volume

XNYS 24 Mar, 2025 5:30 PM (EDT)



Insider Trading disclosures for BlackRock Limited Duration Income Trust

The latest disclosure was made by Mitchell Garfin in BlackRock Limited Duration Income Trust where a trade of 1,728 Common Stock done was reported to US exchanges on Jan. 31, 2025.

Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company. A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).

Client Name Client Category Action Reported to Exchange Quantity Post Transaction Holding Traded % Avg. Price Value Security Type
Mitchell Garfin Portfolio Manager Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jan 2025 1,728 1,728 (0%) 0% - Common Stock
Mitchell Garfin Portfolio Manager Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jan 2025 1,728 1,728 - - Phantom Shares
Mitchell Garfin Portfolio Manager Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Jan 2025 7,348 7,348 - - Phantom Shares
Mitchell Garfin Portfolio Manager Sale or transfer of securities back to the company at price $ 14.36 per share. 31 Jan 2025 1,728 0 (0%) 0% 14.4 24,807 Common Stock
Scott MacLellan Portfolio Manager Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jan 2025 151 151 - - Phantom Shares
Scott MacLellan Portfolio Manager Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jan 2025 288 288 (0%) 0% - Common Stock
Scott MacLellan Portfolio Manager Sale or transfer of securities back to the company at price $ 14.39 per share. 31 Jan 2025 288 0 (0%) 0% 14.4 4,145 Common Stock
Scott MacLellan Portfolio Manager Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Jan 2025 476 476 - - Phantom Shares
Scott MacLellan Portfolio Manager Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jan 2025 137 274 - - Phantom Shares
David Delbos Portfolio Manager Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jan 2025 3,255 3,255 (0%) 0% - Common Stock
David Delbos Portfolio Manager Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jan 2025 3,255 3,255 - - Phantom Shares
David Delbos Portfolio Manager Sale or transfer of securities back to the company at price $ 14.35 per share. 31 Jan 2025 3,255 0 (0%) 0% 14.4 46,714 Common Stock
J. Phillip Holloman Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2025 652 10,753 - - Performance Rights
R. Glenn Hubbard Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2025 890 59,276 - - Performance Rights
W. Carl Kester Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2025 397 24,041 - - Performance Rights
Lorenzo A. Flores Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2025 644 10,350 - - Performance Rights
Catherine A. Lynch Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2025 19 7,493 - - Performance Rights
Arthur Philip Steinmetz Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2025 832 4,347 - - Performance Rights
J. Phillip Holloman Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Oct 2024 638 9,863 - - Performance Rights
R. Glenn Hubbard Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Oct 2024 871 57,016 - - Performance Rights
W. Carl Kester Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Oct 2024 164 23,089 - - Performance Rights
Lorenzo A. Flores Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Oct 2024 630 9,478 - - Performance Rights
Catherine A. Lynch Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Oct 2024 95 7,298 - - Performance Rights
Arthur Philip Steinmetz Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Oct 2024 814 3,432 - - Performance Rights
J. Phillip Holloman Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jul 2024 662 9,010 - - Performance Rights
R. Glenn Hubbard Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jul 2024 903 54,837 - - Performance Rights
W. Carl Kester Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jul 2024 170 22,390 - - Performance Rights
Lorenzo A. Flores Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jul 2024 654 8,641 - - Performance Rights
Catherine A. Lynch Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jul 2024 98 7,035 - - Performance Rights
Arthur Philip Steinmetz Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jul 2024 844 2,556 - - Performance Rights
J. Phillip Holloman Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Apr 2024 657 8,154 - - Performance Rights
R. Glenn Hubbard Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Apr 2024 896 52,678 - - Performance Rights
W. Carl Kester Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Apr 2024 169 21,702 - - Performance Rights
Lorenzo A. Flores Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Apr 2024 649 7,800 - - Performance Rights
Catherine A. Lynch Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Apr 2024 98 6,775 - - Performance Rights
Arthur Philip Steinmetz Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Apr 2024 928 1,672 - - Performance Rights
Delbos David Portfolio Manager Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jan 2024 2,962 5,924 - - Phantom Shares
MacLellan Scott Portfolio Manager Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jan 2024 512 0 - - Phantom Shares
MacLellan Scott Portfolio Manager Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Jan 2024 375 375 - - Phantom Shares
David Delbos Portfolio Manager Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jan 2024 2,962 2,962 (0%) 0% - Common Stock
MacLellan Scott Portfolio Manager Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jan 2024 650 650 (0%) 0% - Common Stock
Garfin Mitchell Portfolio Manager Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jan 2024 1,572 3,145 - - Phantom Shares
Scott MacLellan Portfolio Manager Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jan 2024 137 275 - - Phantom Shares
Scott MacLellan Portfolio Manager Sale or transfer of securities back to the company at price $ 14.00 per share. 31 Jan 2024 650 0 (0%) 0% 14.0 9,101 Common Stock
Delbos David Portfolio Manager Sale or transfer of securities back to the company at price $ 13.99 per share. 31 Jan 2024 2,962 0 (0%) 0% 14.0 41,440 Common Stock
Garfin Mitchell Portfolio Manager Sale or transfer of securities back to the company at price $ 14.00 per share. 31 Jan 2024 1,572 0 (0%) 0% 14.0 22,006 Common Stock
Mitchell Garfin Portfolio Manager Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jan 2024 1,572 1,572 (0%) 0% - Common Stock
Holloman J. Phillip Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2024 657 7,326 - - Performance Rights
A. Flores Lorenzo Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2024 649 6,988 - - Performance Rights
Hubbard Glenn R. Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2024 1,021 50,603 - - Performance Rights
Lynch A. Catherine Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2024 138 6,525 - - Performance Rights
Arthur Philip Steinmetz Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2024 726 726 - - Performance Rights
W. Carl Kester Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2024 222 21,043 - - Performance Rights
J. Phillip Holloman Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Sep 2023 714 6,459 - - Performance Rights
R. Glenn Hubbard Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Sep 2023 874 48,022 - - Performance Rights
W. Carl Kester Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Sep 2023 146 20,165 - - Performance Rights
Lorenzo A. Flores Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Sep 2023 672 6,139 - - Performance Rights
Catherine A. Lynch Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Sep 2023 229 6,185 - - Performance Rights
J. Phillip Holloman Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2023 711 5,617 - - Performance Rights
R. Glenn Hubbard Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2023 870 46,105 - - Performance Rights
W. Carl Kester Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2023 146 19,576 - - Performance Rights
Lorenzo A. Flores Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2023 669 5,346 - - Performance Rights
Catherine A. Lynch Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2023 228 5,824 - - Performance Rights
J. Phillip Holloman Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2023 699 4,795 - - Performance Rights
R. Glenn Hubbard Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2023 856 44,219 - - Performance Rights
W. Carl Kester Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2023 143 18,994 - - Performance Rights
Lorenzo A. Flores Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2023 658 4,571 - - Performance Rights
Catherine A. Lynch Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2023 224 5,470 - - Performance Rights
Mitchell Garfin Portfolio Manager Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Jan 2023 4,302 4,302 - - Phantom Shares
Scott MacLellan Portfolio Manager Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jan 2023 496 0 - - Phantom Shares
Scott MacLellan Portfolio Manager Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jan 2023 963 963 (0%) 0% - Common Stock
Scott MacLellan Portfolio Manager Sale or transfer of securities back to the company at price $ 13.94 per share. 31 Jan 2023 963 0 (0%) 0% 13.9 13,422 Common Stock
Scott MacLellan Portfolio Manager Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Jan 2023 376 376 - - Phantom Shares
Scott MacLellan Portfolio Manager Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jan 2023 467 467 - - Phantom Shares
David Delbos Portfolio Manager Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Jan 2023 8,103 8,103 - - Phantom Shares
J. Phillip Holloman Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jan 2023 702 4,037 - - Performance Rights
R. Glenn Hubbard Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jan 2023 859 42,747 - - Performance Rights
W. Carl Kester Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jan 2023 144 18,582 - - Performance Rights
Lorenzo A. Flores Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jan 2023 661 3,857 - - Performance Rights
Catherine A. Lynch Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jan 2023 225 5,171 - - Performance Rights
J. Phillip Holloman Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Sep 2022 755 3,234 - - Performance Rights
R. Glenn Hubbard Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Sep 2022 924 40,625 - - Performance Rights
Frank J. Fabozzi Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Sep 2022 262 14,148 - - Performance Rights
W. Carl Kester Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Sep 2022 310 17,883 - - Performance Rights
Lorenzo A. Flores Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Sep 2022 711 3,099 - - Performance Rights
Catherine A. Lynch Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Sep 2022 280 4,796 - - Performance Rights
J. Phillip Holloman Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jul 2022 737 2,443 - - Performance Rights
R. Glenn Hubbard Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jul 2022 877 39,132 - - Performance Rights
Frank J. Fabozzi Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jul 2022 249 13,686 - - Performance Rights
W. Carl Kester Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jul 2022 294 17,320 - - Performance Rights
Lorenzo A. Flores Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jul 2022 675 2,354 - - Performance Rights
Catherine A. Lynch Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jul 2022 272 4,451 - - Performance Rights
J. Phillip Holloman Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Apr 2022 598 1,669 - - Performance Rights
R. Glenn Hubbard Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Apr 2022 815 37,429 - - Performance Rights
Frank J. Fabozzi Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Apr 2022 221 13,147 - - Performance Rights
W. Carl Kester Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Apr 2022 299 16,658 - - Performance Rights
Lorenzo A. Flores Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Apr 2022 598 1,642 - - Performance Rights
Catherine A. Lynch Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Apr 2022 224 4,089 - - Performance Rights
Scott MacLellan Portfolio Manager Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jan 2022 454 454 - - Phantom Shares
Scott MacLellan Portfolio Manager Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jan 2022 428 856 - - Phantom Shares
Scott MacLellan Portfolio Manager Sale or transfer of securities back to the company at price $ 15.38 per share. 31 Jan 2022 882 0 (0%) 0% 15.4 13,567 Common Stock
Scott MacLellan Portfolio Manager Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jan 2022 882 882 (0%) 0% - Common Stock
J. Phillip Holloman Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jan 2022 519 1,053 - - Performance Rights
R. Glenn Hubbard Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jan 2022 642 35,903 - - Performance Rights
Frank J. Fabozzi Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jan 2022 192 12,674 - - Performance Rights
W. Carl Kester Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jan 2022 193 16,041 - - Performance Rights
Lorenzo A. Flores Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jan 2022 519 1,027 - - Performance Rights
Catherine A. Lynch Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jan 2022 195 3,790 - - Performance Rights
Michael J. Castellano Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Oct 2021 333 13,588 - - Performance Rights
R. Glenn Hubbard Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Oct 2021 539 34,659 - - Performance Rights
Richard E. Cavanagh Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Oct 2021 407 21,513 - - Performance Rights
Frank J. Fabozzi Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Oct 2021 179 12,269 - - Performance Rights
W. Carl Kester Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Oct 2021 49 15,577 - - Performance Rights
Catherine A. Lynch Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Oct 2021 165 3,533 - - Performance Rights
Michael J. Castellano Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jul 2021 332 13,031 - - Performance Rights
R. Glenn Hubbard Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jul 2021 539 33,544 - - Performance Rights
Richard E. Cavanagh Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jul 2021 407 20,749 - - Performance Rights
Frank J. Fabozzi Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jul 2021 179 11,886 - - Performance Rights
W. Carl Kester Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jul 2021 49 15,265 - - Performance Rights
Catherine A. Lynch Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jul 2021 165 3,311 - - Performance Rights
Michael J. Castellano Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Apr 2021 367 12,481 - - Performance Rights
R. Glenn Hubbard Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Apr 2021 618 32,440 - - Performance Rights
Richard E. Cavanagh Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Apr 2021 445 19,994 - - Performance Rights
Frank J. Fabozzi Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Apr 2021 199 11,506 - - Performance Rights
W. Carl Kester Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Apr 2021 50 14,955 - - Performance Rights
Catherine A. Lynch Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Apr 2021 182 3,092 - - Performance Rights
Mitchell Garfin Portfolio Manager Sale or transfer of securities back to the company at price $ 15.67 per share. 29 Jan 2021 1,410 0 (0%) 0% 15.7 22,090 Common Stock
Mitchell Garfin Portfolio Manager Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 29 Jan 2021 1,410 0 - - Phantom Shares
Mitchell Garfin Portfolio Manager Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 29 Jan 2021 1,410 1,410 (0%) 0% - Common Stock
Scott MacLellan Portfolio Manager Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 29 Jan 2021 423 423 (0%) 0% - Common Stock
Scott MacLellan Portfolio Manager Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 29 Jan 2021 423 846 - - Phantom Shares
Scott MacLellan Portfolio Manager Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Jan 2021 1,197 1,197 - - Phantom Shares
Scott MacLellan Portfolio Manager Sale or transfer of securities back to the company at price $ 15.68 per share. 29 Jan 2021 423 0 (0%) 0% 15.7 6,631 Common Stock
Michael J. Castellano Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Jan 2021 327 11,898 - - Performance Rights
R. Glenn Hubbard Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Jan 2021 505 31,253 - - Performance Rights
Richard E. Cavanagh Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Jan 2021 405 19,199 - - Performance Rights
Frank J. Fabozzi Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Jan 2021 169 11,105 - - Performance Rights
W. Carl Kester Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Jan 2021 53 14,638 - - Performance Rights
Catherine A. Lynch Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Jan 2021 157 2,858 - - Performance Rights
R. Glenn Hubbard Director Sale or transfer of securities back to the company at price $ 15.73 per share. 17 Dec 2020 395 324 (0%) 0% 15.7 6,213 Common Stock
R. Glenn Hubbard Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 17 Dec 2020 395 720 (0%) 0% - Common Stock
R. Glenn Hubbard Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 17 Dec 2020 395 30,558 - - Performance Rights
Richard E. Cavanagh Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 17 Dec 2020 186 18,679 - - Performance Rights
Richard E. Cavanagh Director Sale or transfer of securities back to the company at price $ 15.75 per share. 17 Dec 2020 186 121 (0%) 0% 15.7 2,929 Common Stock
Richard E. Cavanagh Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 17 Dec 2020 186 307 (0%) 0% - Common Stock
Frank J. Fabozzi Director Sale or transfer of securities back to the company at price $ 15.77 per share. 17 Dec 2020 155 100 (0%) 0% 15.8 2,445 Common Stock
Frank J. Fabozzi Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 17 Dec 2020 155 10,868 - - Performance Rights
Frank J. Fabozzi Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 17 Dec 2020 155 255 (0%) 0% - Common Stock
Karen P. Robards Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Oct 2020 65 10,641 - - Performance Rights
Michael J. Castellano Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Oct 2020 344 11,351 - - Performance Rights
R. Glenn Hubbard Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Oct 2020 532 30,555 - - Performance Rights
Richard E. Cavanagh Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Oct 2020 426 18,622 - - Performance Rights
Frank J. Fabozzi Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Oct 2020 237 10,882 - - Performance Rights
W. Carl Kester Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Oct 2020 141 14,308 - - Performance Rights
Catherine A. Lynch Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Oct 2020 165 2,650 - - Performance Rights
Karen P. Robards Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jul 2020 69 10,368 - - Performance Rights
Michael J. Castellano Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jul 2020 365 10,790 - - Performance Rights
R. Glenn Hubbard Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jul 2020 564 29,433 - - Performance Rights
Richard E. Cavanagh Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jul 2020 452 17,839 - - Performance Rights
Frank J. Fabozzi Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jul 2020 251 10,435 - - Performance Rights
W. Carl Kester Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jul 2020 149 13,888 - - Performance Rights
Catherine A. Lynch Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jul 2020 175 2,436 - - Performance Rights
Karen P. Robards Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Apr 2020 79 10,081 - - Performance Rights
Michael J. Castellano Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Apr 2020 420 10,204 - - Performance Rights
R. Glenn Hubbard Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Apr 2020 648 28,258 - - Performance Rights
Richard E. Cavanagh Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Apr 2020 519 17,019 - - Performance Rights
Frank J. Fabozzi Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Apr 2020 289 9,968 - - Performance Rights
W. Carl Kester Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Apr 2020 172 13,448 - - Performance Rights
Catherine A. Lynch Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Apr 2020 201 2,213 - - Performance Rights
Thomas Musmanno Portfolio Manager Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jan 2020 1,904 1,904 (0%) 0% - Common Stock
Thomas Musmanno Portfolio Manager Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jan 2020 623 0 - - Phantom Shares
Thomas Musmanno Portfolio Manager Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jan 2020 651 651 - - Phantom Shares
Thomas Musmanno Portfolio Manager Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jan 2020 629 1,258 - - Phantom Shares
Thomas Musmanno Portfolio Manager Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Jan 2020 1,099 1,099 - - Phantom Shares
Thomas Musmanno Portfolio Manager Sale or transfer of securities back to the company at price $ 16.38 per share. 31 Jan 2020 1,904 0 (0%) 0% 16.4 31,191 Common Stock
Mitchell Garfin Portfolio Manager Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jan 2020 1,301 1,301 (0%) 0% - Common Stock
Mitchell Garfin Portfolio Manager Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jan 2020 1,301 1,301 - - Phantom Shares
Mitchell Garfin Portfolio Manager Sale or transfer of securities back to the company at price $ 16.38 per share. 31 Jan 2020 1,301 0 (0%) 0% 16.4 21,314 Common Stock
Scott MacLellan Portfolio Manager Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Jan 2020 1,187 1,187 - - Phantom Shares
Karen P. Robards Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2020 58 9,801 - - Performance Rights
Michael J. Castellano Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2020 309 9,589 - - Performance Rights
R. Glenn Hubbard Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2020 478 27,058 - - Performance Rights
Richard E. Cavanagh Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2020 382 16,171 - - Performance Rights
Frank J. Fabozzi Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2020 213 9,486 - - Performance Rights
W. Carl Kester Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2020 126 13,010 - - Performance Rights
Catherine A. Lynch Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2020 148 1,972 - - Performance Rights
Karen P. Robards None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Oct 2019 61 9,567 - - Performance Rights
Michael J. Castellano None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Oct 2019 327 9,111 - - Performance Rights
R. Glenn Hubbard None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Oct 2019 505 26,099 - - Performance Rights
Richard E. Cavanagh None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Oct 2019 306 15,502 - - Performance Rights
W. Carl Kester None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Oct 2019 134 12,650 - - Performance Rights
Catherine A. Lynch None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Oct 2019 168 1,790 - - Performance Rights
Karen P. Robards None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jul 2019 64 9,359 - - Performance Rights
Michael J. Castellano None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jul 2019 339 8,649 - - Performance Rights
R. Glenn Hubbard None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jul 2019 524 25,203 - - Performance Rights
Richard E. Cavanagh None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jul 2019 318 14,964 - - Performance Rights
W. Carl Kester None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jul 2019 139 12,324 - - Performance Rights
Catherine A. Lynch None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jul 2019 151 1,597 - - Performance Rights
Karen P. Robards None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Apr 2019 65 9,148 - - Performance Rights
Michael J. Castellano None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Apr 2019 345 8,178 - - Performance Rights
R. Glenn Hubbard None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Apr 2019 532 24,287 - - Performance Rights
Richard E. Cavanagh None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Apr 2019 323 14,413 - - Performance Rights
W. Carl Kester None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Apr 2019 142 11,991 - - Performance Rights
Catherine A. Lynch None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Apr 2019 153 1,423 - - Performance Rights
Thomas Musmanno Other Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Jan 2019 1,765 1,765 - - Phantom Shares
Thomas Musmanno Other Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jan 2019 609 1,218 - - Phantom Shares
Thomas Musmanno Other Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jan 2019 583 583 - - Phantom Shares
Thomas Musmanno Other Sale or transfer of securities back to the company at price $ 14.32 per share. 31 Jan 2019 1,192 0 (0%) 0% 14.3 17,074 Common Stock
Thomas Musmanno Other Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jan 2019 1,192 1,192 (0%) 0% - Common Stock
Mitchell Garfin Other Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jan 2019 1,216 2,433 - - Phantom Shares
Mitchell Garfin Other Sale or transfer of securities back to the company at price $ 14.33 per share. 31 Jan 2019 1,216 0 (0%) 0% 14.3 17,425 Common Stock
Mitchell Garfin Other Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jan 2019 1,216 1,216 (0%) 0% - Common Stock
Henry Gabbay None Purchase of securities on an exchange or from another person at price $ 14.08 per share. 16 Jan 2019 90 100 (0%) 0% 14.1 1,267 Common Stock
Karen P. Robards None Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jan 2019 66 8,935 - - Performance Rights
Michael J. Castellano None Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jan 2019 350 7,707 - - Performance Rights
R. Glenn Hubbard None Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jan 2019 540 23,371 - - Performance Rights
Richard E. Cavanagh None Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jan 2019 327 13,863 - - Performance Rights
W. Carl Kester None Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jan 2019 144 11,657 - - Performance Rights
Henry Gabbay None Purchase of securities on an exchange or from another person at price $ 14.10 per share. 15 Jan 2019 10 10 (0%) 0% 14.1 141 Common Stock
Catherine A. Lynch None Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jan 2019 155 1,250 - - Performance Rights
R. Glenn Hubbard None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 12 Dec 2018 413 22,695 - - Performance Rights
R. Glenn Hubbard None Sale or transfer of securities back to the company at price $ 13.89 per share. 12 Dec 2018 413 283 (0%) 0% 13.9 5,738 Common Stock
R. Glenn Hubbard None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 12 Dec 2018 413 696 (0%) 0% 0 Common Stock
Richard E. Cavanagh None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 12 Dec 2018 156 261 (0%) 0% 0 Common Stock
Richard E. Cavanagh None Sale or transfer of securities back to the company at price $ 13.92 per share. 12 Dec 2018 156 105 (0%) 0% 13.9 2,171 Common Stock
Richard E. Cavanagh None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 12 Dec 2018 156 13,454 - - Performance Rights
Frank J. Fabozzi None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 12 Dec 2018 140 8,628 - - Performance Rights
Frank J. Fabozzi None Sale or transfer of securities back to the company at price $ 13.96 per share. 12 Dec 2018 140 100 (0%) 0% 14.0 1,954 Common Stock
Frank J. Fabozzi None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 12 Dec 2018 140 240 (0%) 0% 0 Common Stock
Karen P. Robards None Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Oct 2018 45 8,718 - - Performance Rights
Michael J. Castellano None Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Oct 2018 203 7,232 - - Performance Rights
R. Glenn Hubbard None Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Oct 2018 341 22,852 - - Performance Rights
Richard E. Cavanagh None Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Oct 2018 297 13,460 - - Performance Rights
W. Carl Kester None Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Oct 2018 87 11,317 - - Performance Rights
Catherine A. Lynch None Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Oct 2018 135 1,075 - - Performance Rights
Karen P. Robards None Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Jul 2018 44 8,536 - - Performance Rights
Michael J. Castellano None Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Jul 2018 199 6,918 - - Performance Rights
R. Glenn Hubbard None Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Jul 2018 334 22,155 - - Performance Rights
Richard E. Cavanagh None Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Jul 2018 291 12,955 - - Performance Rights
W. Carl Kester None Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Jul 2018 85 11,053 - - Performance Rights
Catherine A. Lynch None Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Jul 2018 132 925 - - Performance Rights
Karen P. Robards None Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Apr 2018 44 8,357 - - Performance Rights
Michael J. Castellano None Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Apr 2018 196 6,613 - - Performance Rights
R. Glenn Hubbard None Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Apr 2018 330 21,477 - - Performance Rights
Richard E. Cavanagh None Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Apr 2018 287 12,464 - - Performance Rights
W. Carl Kester None Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Apr 2018 84 10,794 - - Performance Rights
Catherine A. Lynch None Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Apr 2018 131 780 - - Performance Rights
Thomas Musmanno Other Sale or transfer of securities back to the company at price $ 15.82 per share. 31 Jan 2018 546 0 (0%) 0% 15.8 8,637 Common Stock
Thomas Musmanno Other Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jan 2018 546 1,092 - - Phantom Shares
Thomas Musmanno Other Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Jan 2018 1,713 1,712 - - Phantom Shares
Thomas Musmanno Other Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jan 2018 546 546 (0%) 0% 0 Common Stock
Mitchell Garfin Other Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Jan 2018 3,420 3,420 - - Phantom Shares
Adrian C Marshall Other Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Jan 2018 1,838 1,837 - - Phantom Shares
Karen P. Robards None Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Jan 2018 41 8,187 - - Performance Rights
Michael J. Castellano None Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Jan 2018 184 6,320 - - Performance Rights
R. Glenn Hubbard None Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Jan 2018 310 20,825 - - Performance Rights
Richard E. Cavanagh None Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Jan 2018 270 11,992 - - Performance Rights
W. Carl Kester None Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Jan 2018 79 10,546 - - Performance Rights
Catherine A. Lynch None Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Jan 2018 123 640 - - Performance Rights
Richard E. Cavanagh None Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Oct 2017 202 11,549 - - Performance Rights
Karen P. Robards None Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Oct 2017 81 8,025 - - Performance Rights
R. Glenn Hubbard None Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Oct 2017 307 20,213 - - Performance Rights
Michael J. Castellano None Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Oct 2017 182 6,045 - - Performance Rights
Jerrold B. Harris None Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Oct 2017 331 18,694 - - Performance Rights
W. Carl Kester None Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Oct 2017 78 10,313 - - Performance Rights
Catherine A. Lynch None Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Oct 2017 122 510 - - Performance Rights
*All Values are in $ Million
Client Category: Promoter/ KMP/ Director / Immediate Relatives / Employee / etc  
Security Type: Share/ Warrants / Convertible Debentures
Data as reported to USA Exchanges
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