501.2K XNYS Volume
XNYS 25 Mar, 2025 5:30 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Marc D’Annunzio | General Counsel & Secretary | Payment of exercise price or tax liability using portion of securities received from the company at price $ 14.84 per share. | 19 Feb 2025 | 852 | 49,098 | - | 14.8 | 12,644 | Class A Common Stock |
| Marc D’Annunzio | General Counsel & Secretary | Payment of exercise price or tax liability using portion of securities received from the company at price $ 14.84 per share. | 19 Feb 2025 | 174 | 49,950 | - | 14.8 | 2,582 | Class A Common Stock |
| Karen Alexander | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 14.84 per share. | 19 Feb 2025 | 209 | 41,418 | - | 14.8 | 3,102 | Class A Common Stock |
| Karen Alexander | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 14.84 per share. | 19 Feb 2025 | 1,015 | 40,403 | - | 14.8 | 15,063 | Class A Common Stock |
| Marc D’Annunzio | General Counsel & Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Feb 2025 | 3,495 | 50,124 | - | 0 | Class A Common Stock | |
| Andrew A. Main | Director, Chief Exec Officer & President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Feb 2025 | 60,967 | 439,285 | - | 0 | Class A Common Stock | |
| Karen Alexander | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Feb 2025 | 3,495 | 42,959 | - | 0 | Class A Common Stock | |
| Karen Alexander | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 17.56 per share. | 05 Feb 2025 | 173 | 39,464 | - | 17.6 | 3,038 | Class A Common Stock |
| Marc D’Annunzio | General Counsel & Secretary | Payment of exercise price or tax liability using portion of securities received from the company at price $ 28.84 per share. | 22 Jan 2025 | 809 | 46,976 | - | 28.8 | 23,332 | Class A Common Stock |
| Marc D’Annunzio | General Counsel & Secretary | Payment of exercise price or tax liability using portion of securities received from the company at price $ 17.56 per share. | 22 Jan 2025 | 347 | 46,629 | - | 17.6 | 6,093 | Class A Common Stock |
| Karen Alexander | Chief Financial Officer | 31 Dec 2024 | 469 | 39,637 | - | 11.3 | 5,295 | Class A Common Stock | |
| Alexander Karen | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 27.56 per share. | 23 Dec 2024 | 362 | 39,637 | - | 27.6 | 9,977 | Class A Common Stock |
| Nicholas Baes | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Dec 2024 | 49,907 | 76,198 | - | 0 | Class A Common Stock | |
| Joseph Sean-Walsh Henderson | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Dec 2024 | 6,546 | 7,346 | - | 0 | Class A Common Stock | |
| Colleen Birdnow Brown | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Sep 2024 | 12,228 | 14,956 | - | 0 | Class A Common Stock | |
| Richard A. Lumb | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Jun 2024 | 11,364 | 21,065 | - | 0 | Class A Common Stock | |
| Jill Simeone | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Jun 2024 | 11,364 | 21,263 | - | 0 | Class A Common Stock | |
| Michelle J. Goldberg | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Jun 2024 | 11,364 | 21,065 | - | 0 | Class A Common Stock | |
| Gordon Watson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Jun 2024 | 14,205 | 26,231 | - | 0 | Class A Common Stock | |
| Sean Roberts Collins | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Jun 2024 | 21,875 | 33,237 | - | 0 | Class A Common Stock | |
| De’Ana Dow | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Jun 2024 | 11,364 | 41,928 | - | 0 | Class A Common Stock | |
| De’Ana Dow | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Jun 2024 | 11,364 | 30,564 | - | 0 | Class A Common Stock | |
| Marc D’Annunzio | General Counsel & Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 May 2024 | 23,541 | 47,789 | - | 0 | Class A Common Stock | |
| Karen Alexander | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 May 2024 | 23,541 | 39,355 | - | 0 | Class A Common Stock | |
| Marc D’Annunzio | General Counsel & Secretary | Sale of securities on an exchange or to another person at price $ 0.40 per share. | 22 Apr 2024 | 20,504 | 606,201 | - | 0.4 | 8,175 | Class A Common Stock |
| Andrew A. Main | Director, CHIEF EXEC OFFICER & PRESIDENT | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Mar 2024 | 9,146,341 | 9,457,983 | - | 0 | Class A Common Stock | |
| Marc D’Annunzio | General Counsel & Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Mar 2024 | 563,816 | 1,203,616 | - | 0 | Class A Common Stock | |
| Marc D’Annunzio | General Counsel & Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Mar 2024 | 43,942 | 639,800 | - | 0 | Class A Common Stock | |
| Marc D’Annunzio | General Counsel & Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Mar 2024 | 8,894 | 595,858 | - | 0 | Class A Common Stock | |
| Marc D’Annunzio | General Counsel & Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Mar 2024 | 20,334 | 586,964 | - | 0 | Class A Common Stock | |
| Karen Alexander | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Mar 2024 | 563,816 | 954,201 | - | 0 | Class A Common Stock | |
| Karen Alexander | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Mar 2024 | 10,166 | 964,367 | - | 0 | Class A Common Stock | |
| Karen Alexander | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Mar 2024 | 43,942 | 390,385 | - | 0 | Class A Common Stock | |
| Marc D’Annunzio | General Counsel & Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Mar 2024 | 20,334 | 586,964 | - | 0 | Class A Common Stock | |
| Marc D’Annunzio | General Counsel & Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Mar 2024 | 8,894 | 595,858 | - | 0 | Class A Common Stock | |
| Marc D’Annunzio | General Counsel & Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Mar 2024 | 14,645 | 610,503 | - | 0 | Class A Common Stock | |
| Marc D’Annunzio | General Counsel & Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Mar 2024 | 29,297 | 639,800 | - | 0 | Class A Common Stock | |
| Marc D’Annunzio | General Counsel & Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Mar 2024 | 563,816 | 1,203,616 | - | 0 | Class A Common Stock | |
| Marc D’Annunzio | General Counsel & Secretary | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.52 per share. | 18 Mar 2024 | 13,095 | 1,190,521 | - | 0.5 | 6,752 | Class A Common Stock |
| Karen Alexander | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Mar 2024 | 29,297 | 390,385 | - | 0 | Class A Common Stock | |
| Karen Alexander | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Mar 2024 | 14,645 | 361,018 | - | 0 | Class A Common Stock | |
| Karen Alexander | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.52 per share. | 18 Mar 2024 | 5,194 | 959,173 | - | 0.5 | 2,678 | Class A Common Stock |
| Karen Alexander | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Mar 2024 | 10,166 | 964,367 | - | 0 | Class A Common Stock | |
| Karen Alexander | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Mar 2024 | 563,816 | 954,201 | - | 0 | Class A Common Stock | |
| Gavin Michael | Director, CEO and President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Mar 2024 | 211,670 | 2,482,960 | - | 0 | Class A Common Stock | |
| Gavin Michael | Director, CEO and President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Mar 2024 | 366,188 | 2,886,210 | - | 0 | Class A Common Stock | |
| Gavin Michael | Director, CEO and President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Mar 2024 | 1,332,456 | 4,218,666 | - | 0 | Class A Common Stock | |
| Gavin Michael | Director, CEO and President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Mar 2024 | 37,062 | 2,520,022 | - | 0 | Class A Common Stock | |
| Alexander Karen | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.95 per share. | 22 Feb 2024 | 29,577 | 346,443 | - | 1.0 | 28,246 | Class A Common Stock |
| Marc D’Annunzio | General Counsel & Secretary | Sale of securities on an exchange or to another person at price $ 0.88 per share. | 22 Feb 2024 | 50,247 | 566,630 | - | 0.9 | 44,047 | Class A Common Stock |
| Michael Gavin | Director, CEO and President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.95 per share. | 22 Feb 2024 | 93,591 | 2,271,290 | - | 1.0 | 89,379 | Class A Common Stock |
| Marc D’Annunzio | General Counsel & Secretary | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.95 per share. | 22 Feb 2024 | 21,280 | 616,877 | - | 1.0 | 20,322 | Class A Common Stock |
| Charles Goodroe | Chief Accounting Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.96 per share. | 22 Feb 2024 | 1,319 | 32,789 | - | 1.0 | 1,260 | Class A Common Stock |
| Karen Alexander | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.42 per share. | 07 Feb 2024 | 5,025 | 376,020 | - | 1.4 | 7,136 | Class A Common Stock |
| Michael Gavin | Director, CEO and President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.42 per share. | 07 Feb 2024 | 67,198 | 2,364,881 | - | 1.4 | 95,421 | Class A Common Stock |
| D’Annunzio Marc | General Counsel & Secretary | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.42 per share. | 07 Feb 2024 | 9,834 | 657,486 | - | 1.4 | 13,964 | Class A Common Stock |
| D’Annunzio Marc | General Counsel & Secretary | Sale of securities on an exchange or to another person at price $ 0.98 per share. | 07 Feb 2024 | 19,329 | 638,157 | - | 1.0 | 18,927 | Class A Common Stock |
| D’Annunzio Marc | General Counsel & Secretary | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.39 per share. | 25 Jan 2024 | 23,193 | 710,127 | - | 1.4 | 32,238 | Class A Common Stock |
| Michael Gavin | Director, CEO and President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.39 per share. | 25 Jan 2024 | 384,734 | 2,432,079 | - | 1.4 | 534,780 | Class A Common Stock |
| D’Annunzio Marc | General Counsel & Secretary | Sale of securities on an exchange or to another person at price $ 1.27 per share. | 25 Jan 2024 | 42,807 | 667,320 | - | 1.3 | 54,249 | Class A Common Stock |
| Alexander Karen | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.84 per share. | 28 Dec 2023 | 8,923 | 381,045 | - | 1.8 | 16,418 | Class A Common Stock |
| Collins Roberts Sean | Director | Sale of securities on an exchange or to another person at price $ 1.65 per share. | 07 Dec 2023 | 20 | 0 | - | 1.7 | 33 | Class A Common Stock |
| Collins Sean Roberts | Director | Other type of transaction at price $ 0.00 per share. | 07 Dec 2023 | 2,114,496 | 637,447 | - | 0 | Class A Common Stock | |
| Roberts Collins Sean | Director | Sale of securities on an exchange or to another person at price $ 1.80 per share. | 07 Dec 2023 | 182,646 | 322,461 | - | 1.8 | 329,292 | Class A Common Stock |
| Sean Collins Roberts | Director | Other type of transaction at price $ 0.00 per share. | 07 Dec 2023 | 9,130 | 285,090 | - | 0 | Class A Common Stock | |
| Sean Roberts Collins | Director | Other type of transaction at price $ 0.00 per share. | 07 Dec 2023 | 4,616 | 20 | - | 0 | Class A Common Stock | |
| Roberts Sean Collins | Director | Sale of securities on an exchange or to another person at price $ 1.84 per share. | 07 Dec 2023 | 225,236 | 412,211 | - | 1.8 | 414,434 | Class A Common Stock |
| Collins Sean Roberts | Director | Other type of transaction at price $ 0.00 per share. | 07 Dec 2023 | 49,252 | 31 | - | 0 | Class A Common Stock | |
| Sean Collins Roberts | Director | Sale of securities on an exchange or to another person at price $ 1.68 per share. | 07 Dec 2023 | 31 | 0 | - | 1.7 | 52 | Class A Common Stock |
| Roberts Sean Collins | Director | Sale of securities on an exchange or to another person at price $ 1.71 per share. | 07 Dec 2023 | 46,501 | 275,960 | - | 1.7 | 79,568 | Class A Common Stock |
| Roberts Collins Sean | Director | Other type of transaction at price $ 0.00 per share. | 07 Dec 2023 | 47,461 | 505,107 | - | 0 | Class A Common Stock | |
| Collins Roberts Sean | Director | Other type of transaction at price $ 0.00 per share. | 07 Dec 2023 | 448,389 | 133,934 | - | 0 | Class A Common Stock | |
| Collins Roberts Sean | Director | Sale of securities on an exchange or to another person at price $ 1.73 per share. | 07 Dec 2023 | 36,990 | 49,283 | - | 1.7 | 63,993 | Class A Common Stock |
| Sean Collins Roberts | Director | Other type of transaction at price $ 0.00 per share. | 07 Dec 2023 | 412,211 | 0 | - | 0 | Class A Common Stock | |
| Sean Roberts Collins | Director | Sale of securities on an exchange or to another person at price $ 1.84 per share. | 07 Dec 2023 | 12,782 | 28,575 | - | 1.8 | 23,519 | Class A Common Stock |
| Sean Collins Roberts | Director | Sale of securities on an exchange or to another person at price $ 1.84 per share. | 07 Dec 2023 | 47,661 | 86,273 | - | 1.8 | 87,696 | Class A Common Stock |
| Collins Roberts Sean | Director | Sale of securities on an exchange or to another person at price $ 1.73 per share. | 07 Dec 2023 | 23,939 | 4,636 | - | 1.7 | 41,414 | Class A Common Stock |
| Collins Sean Roberts | Director | Other type of transaction at price $ 0.00 per share. | 07 Dec 2023 | 114,810 | 41,357 | - | 0 | Class A Common Stock | |
| Sean Roberts Collins | Director | 16 Nov 2023 | 2,751,943 | 2,751,943 | - | 0 | Class A Common Stock | ||
| Sean Roberts Collins | Director | 16 Nov 2023 | 156,167 | 0 | - | - | Bakkt Opco Units | ||
| Sean Roberts Collins | Director | 16 Nov 2023 | 2,751,943 | 0 | - | - | Bakkt Opco Units | ||
| Sean Roberts Collins | Director | 16 Nov 2023 | 156,167 | 156,167 | - | 0 | Class A Common Stock | ||
| Charles Goodroe | Chief Accounting Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.10 per share. | 25 Sep 2023 | 2,425 | 32,789 | - | 1.1 | 2,668 | Class A Common Stock |
| Karen Alexander | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.31 per share. | 26 Aug 2023 | 9,012 | 389,970 | - | 1.3 | 11,806 | Class A Common Stock |
| Karen Alexander | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.31 per share. | 26 Aug 2023 | 11,897 | 398,982 | - | 1.3 | 15,585 | Class A Common Stock |
| Richard A. Lumb | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Jun 2023 | 142,858 | 242,544 | - | 0 | Class A Common Stock | |
| Jill Simeone | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Jun 2023 | 142,858 | 247,492 | - | 0 | Class A Common Stock | |
| Michelle J. Goldberg | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Jun 2023 | 142,858 | 242,544 | - | 0 | Class A Common Stock | |
| Gordon Watson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Jun 2023 | 178,572 | 300,680 | - | 0 | Class A Common Stock | |
| Sean Roberts Collins | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Jun 2023 | 275,000 | 457,646 | - | 0 | Class A Common Stock | |
| Andrew A. Main | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Jun 2023 | 183,929 | 311,642 | - | 0 | Class A Common Stock | |
| De’Ana Dow | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Jun 2023 | 142,858 | 480,036 | - | 0 | Class A Common Stock | |
| De’Ana Dow | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Jun 2023 | 142,858 | 337,178 | - | 0 | Class A Common Stock | |
| Marc D’Annunzio | General Counsel & Secretary | Sale of securities on an exchange or to another person at price $ 1.37 per share. | 28 Apr 2023 | 50,237 | 733,320 | - | 1.4 | 68,754 | Class A Common Stock |
| Gavin Michael | Director, CEO and President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Apr 2023 | 520,500 | 3,063,914 | - | 0 | Class A Common Stock | |
| Gavin Michael | Director, CEO and President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.47 per share. | 17 Apr 2023 | 50,400 | 2,816,813 | - | 1.5 | 74,088 | Class A Common Stock |
| Gavin Michael | Director, CEO and President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.47 per share. | 17 Apr 2023 | 287,838 | 2,867,213 | - | 1.5 | 423,122 | Class A Common Stock |
| Gavin Michael | Director, CEO and President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Apr 2023 | 91,137 | 3,155,051 | - | 0 | Class A Common Stock | |
| Marc D’Annunzio | General Counsel & Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Apr 2023 | 21,873 | 805,193 | - | 0 | Class A Common Stock | |
| Marc D’Annunzio | General Counsel & Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Apr 2023 | 50,000 | 783,320 | - | 0 | Class A Common Stock | |
| Marc D’Annunzio | General Counsel & Secretary | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.47 per share. | 17 Apr 2023 | 6,585 | 783,557 | - | 1.5 | 9,680 | Class A Common Stock |
| Marc D’Annunzio | General Counsel & Secretary | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.47 per share. | 17 Apr 2023 | 15,051 | 790,142 | - | 1.5 | 22,125 | Class A Common Stock |
| Karen Alexander | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Apr 2023 | 24,999 | 410,879 | - | 0 | Class A Common Stock | |
| Marc D’Annunzio | General Counsel & Secretary | 28 Feb 2023 | 100,000 | 1,204,712 | - | - | Bakkt Opco Units | ||
| Marc D’Annunzio | General Counsel & Secretary | 28 Feb 2023 | 100,000 | 733,320 | - | 0 | Class A Common Stock | ||
| Gavin Michael | Director, CEO and President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Feb 2023 | 391,645 | 2,463,414 | - | 0 | Class A Common Stock | |
| Gavin Michael | Director, CEO and President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Feb 2023 | 80,000 | 2,543,414 | - | 0 | Class A Common Stock | |
| Marc D’Annunzio | General Counsel & Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Feb 2023 | 50,000 | 633,320 | - | 0 | Class A Common Stock | |
| Marc D’Annunzio | General Counsel & Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Feb 2023 | 140,992 | 583,320 | - | 0 | Class A Common Stock | |
| Michael Lewis | Chief Engineering Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Feb 2023 | 50,000 | 470,125 | - | 0 | Class A Common Stock | |
| Michael Lewis | Chief Engineering Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Feb 2023 | 140,992 | 420,125 | - | 0 | Class A Common Stock | |
| Daniel O’Prey | Chief Product Officer, Crypto | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Feb 2023 | 50,000 | 441,238 | - | 0 | Class A Common Stock | |
| Daniel O’Prey | Chief Product Officer, Crypto | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Feb 2023 | 140,992 | 391,238 | - | 0 | Class A Common Stock | |
| Karen Alexander | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Feb 2023 | 50,000 | 385,880 | - | 0 | Class A Common Stock | |
| Karen Alexander | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Feb 2023 | 140,992 | 335,880 | - | 0 | Class A Common Stock | |
| Meredith Spatz | Chief Client Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Feb 2023 | 50,000 | 290,992 | - | 0 | Class A Common Stock | |
| Meredith Spatz | Chief Client Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Feb 2023 | 140,992 | 240,992 | - | 0 | Class A Common Stock | |
| Mark Sonbolian Elliot | Chief Sales & Mktg Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Feb 2023 | 50,000 | 449,260 | - | 0 | Class A Common Stock | |
| Mark Sonbolian Elliot | Chief Sales & Mktg Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Feb 2023 | 140,992 | 399,260 | - | 0 | Class A Common Stock | |
| Charles Goodroe | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Feb 2023 | 11,373 | 36,533 | - | 0 | Class A Common Stock | |
| Gavin Michael | Director, CEO and President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.64 per share. | 10 Feb 2023 | 67,198 | 2,071,769 | - | 1.6 | 110,205 | Class A Common Stock |
| Marc D’Annunzio | General Counsel & Secretary | Sale of securities on an exchange or to another person at price $ 1.48 per share. | 10 Feb 2023 | 20,511 | 442,328 | - | 1.5 | 30,344 | Class A Common Stock |
| Marc D’Annunzio | General Counsel & Secretary | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.64 per share. | 10 Feb 2023 | 8,652 | 462,839 | - | 1.6 | 14,189 | Class A Common Stock |
| Nancy Gordon | Chief Product Officer, Loyalty | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.64 per share. | 10 Feb 2023 | 10,386 | 283,155 | - | 1.6 | 17,033 | Class A Common Stock |
| Michael Lewis | Chief Engineering Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.64 per share. | 10 Feb 2023 | 11,631 | 279,133 | - | 1.6 | 19,075 | Class A Common Stock |
| Daniel O’Prey | Chief Product Officer, Crypto | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.64 per share. | 10 Feb 2023 | 10,389 | 250,246 | - | 1.6 | 17,038 | Class A Common Stock |
| Karen Alexander | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.64 per share. | 10 Feb 2023 | 5,080 | 194,888 | - | 1.6 | 8,331 | Class A Common Stock |
| Mark Sonbolian Elliot | Chief Sales & Mktg Officer | Sale of securities on an exchange or to another person at price $ 1.48 per share. | 10 Feb 2023 | 4,382 | 258,268 | - | 1.5 | 6,487 | Class A Common Stock |
| Mark Sonbolian Elliot | Chief Sales & Mktg Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.64 per share. | 10 Feb 2023 | 11,634 | 262,650 | - | 1.6 | 19,080 | Class A Common Stock |
| Marc D’Annunzio | General Counsel & Secretary | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.00 per share. | 03 Feb 2023 | 22,843 | 514,648 | - | 2 | 45,686 | Class A Common Stock |
| Marc D’Annunzio | General Counsel & Secretary | Sale of securities on an exchange or to another person at price $ 1.71 per share. | 03 Feb 2023 | 43,157 | 471,491 | - | 1.7 | 73,786 | Class A Common Stock |
| Nancy Gordon | Chief Product Officer, Loyalty | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.00 per share. | 03 Feb 2023 | 26,873 | 293,541 | - | 2 | 53,746 | Class A Common Stock |
| Michael Lewis | Chief Engineering Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.00 per share. | 03 Feb 2023 | 29,650 | 290,764 | - | 2 | 59,300 | Class A Common Stock |
| Daniel O’Prey | Chief Product Officer, Crypto | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.00 per share. | 03 Feb 2023 | 26,856 | 260,635 | - | 2 | 53,712 | Class A Common Stock |
| Mark Sonbolian Elliot | Chief Sales & Mktg Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.00 per share. | 03 Feb 2023 | 29,630 | 274,284 | - | 2 | 59,260 | Class A Common Stock |
| Gavin Michael | Director, CEO and President | Sale of securities on an exchange or to another person at price $ 1.59 per share. | 01 Feb 2023 | 340,002 | 2,446,547 | - | 1.6 | 540,739 | Class A Common Stock |
| Gavin Michael | Director, CEO and President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.00 per share. | 01 Feb 2023 | 307,580 | 2,138,967 | - | 2 | 615,160 | Class A Common Stock |
| Mark Sonbolian Elliot | Chief Sales & Mktg Officer | Sale of securities on an exchange or to another person at price $ 1.69 per share. | 25 Jan 2023 | 16,500 | 303,914 | - | 1.7 | 27,949 | Class A Common Stock |
| Karen Alexander | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 1.35 per share. | 23 Dec 2022 | 11,487 | 199,968 | - | 1.3 | 15,507 | Class A Common Stock |
| Charles Goodroe | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2022 | 25,160 | 25,160 | - | 0 | Class A Common Stock | |
| Karen Alexander | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Sep 2022 | 100,000 | 211,455 | - | 0 | Class A Common Stock | |
| Marc D’Annunzio | General Counsel & Secretary | 31 Aug 2022 | 250,000 | 537,491 | - | 0 | Class A Common Stock | ||
| Marc D’Annunzio | General Counsel & Secretary | 31 Aug 2022 | 250,000 | 1,304,712 | - | - | Bakkt Opco Units | ||
| Meredith Spatz | Chief Customer Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Aug 2022 | 100,000 | 100,000 | - | 0 | Class A Common Stock | |
| Richard A. Lumb | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2022 | 89,686 | 99,686 | - | 0 | Class A Common Stock | |
| Jill Simeone | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2022 | 104,634 | 104,634 | - | 0 | Class A Common Stock | |
| Michelle J. Goldberg | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2022 | 89,686 | 99,686 | - | 0 | Class A Common Stock | |
| Gordon Watson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2022 | 112,108 | 122,108 | - | 0 | Class A Common Stock | |
| Sean Roberts Collins | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2022 | 172,646 | 182,646 | - | 0 | Class A Common Stock | |
| Kristyn Cook | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2022 | 114,350 | 124,350 | - | 0 | Class A Common Stock | |
| Andrew A. Main | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2022 | 117,713 | 127,713 | - | 0 | Class A Common Stock | |
| De’Ana Dow | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2022 | 89,686 | 194,320 | - | 0 | Class A Common Stock | |
| Andrew LaBenne | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.64 per share. | 15 Apr 2022 | 33,744 | 320,414 | - | 4.6 | 156,572 | Class A Common Stock |
| Sheela Zemlin | EVP, Chief Revenue Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.64 per share. | 15 Apr 2022 | 33,011 | 321,147 | - | 4.6 | 153,171 | Class A Common Stock |
| Gavin Michael | Director, CEO and President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.64 per share. | 15 Apr 2022 | 353,998 | 2,786,549 | - | 4.6 | 1,642,551 | Class A Common Stock |
| Nancy Gordon | EVP Loyalty Rewards & Payments | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.64 per share. | 15 Apr 2022 | 33,744 | 320,414 | - | 4.6 | 156,572 | Class A Common Stock |
| Michael Lewis | EVP Engineering & Operations | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.64 per share. | 15 Apr 2022 | 33,744 | 320,414 | - | 4.6 | 156,572 | Class A Common Stock |
| Nicolas Cabrera | Chief Product Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2022 | 100,000 | 187,491 | - | 0 | Class A Common Stock | |
| Nicolas Cabrera | Chief Product Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2022 | 87,491 | 87,491 | - | 0 | Class A Common Stock | |
| Andrew LaBenne | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Feb 2022 | 87,491 | 354,158 | - | 0 | Class A Common Stock | |
| Sheela Zemlin | EVP, Chief Revenue Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Feb 2022 | 87,491 | 354,158 | - | 0 | Class A Common Stock | |
| Gavin Michael | Director, CEO and President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Feb 2022 | 364,547 | 3,140,547 | - | 0 | Class A Common Stock | |
| Marc D’Annunzio | General Counsel & Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Feb 2022 | 87,491 | 287,491 | - | 0 | Class A Common Stock | |
| Nancy Gordon | EVP Loyalty Rewards & Payments | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Feb 2022 | 87,491 | 354,158 | - | 0 | Class A Common Stock | |
| Michael Lewis | EVP Engineering & Operations | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Feb 2022 | 87,491 | 354,158 | - | 0 | Class A Common Stock | |
| Daniel O’Prey | EVP, Digital Assets | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Feb 2022 | 87,491 | 287,491 | - | 0 | Class A Common Stock | |
| Karen Alexander | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Feb 2022 | 36,455 | 111,455 | - | 0 | Class A Common Stock | |
| Gavin Michael | Director, CEO and President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2022 | 2,082,000 | 2,776,000 | - | 0 | Class A Common Stock | |
| Andrew LaBenne | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Jan 2022 | 200,000 | 266,667 | - | 0 | Class A Common Stock | |
| Sheela Zemlin | EVP, Chief Revenue Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Jan 2022 | 200,000 | 266,667 | - | 0 | Class A Common Stock | |
| Marc D’Annunzio | General Counsel & Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Jan 2022 | 200,000 | 200,000 | - | 0 | Class A Common Stock | |
| Nancy Gordon | EVP Loyalty Rewards & Payments | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Jan 2022 | 200,000 | 266,667 | - | 0 | Class A Common Stock | |
| Michael Lewis | EVP Engineering & Operations | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Jan 2022 | 200,000 | 266,667 | - | 0 | Class A Common Stock | |
| Daniel O’Prey | EVP, Digital Assets | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Jan 2022 | 200,000 | 200,000 | - | 0 | Class A Common Stock | |
| Richard A. Lumb | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Dec 2021 | 10,000 | 10,000 | - | 0 | Class A Common Stock | |
| Michelle J. Goldberg | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Dec 2021 | 10,000 | 10,000 | - | 0 | Class A Common Stock | |
| Gordon Watson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Dec 2021 | 10,000 | 10,000 | - | 0 | Class A Common Stock | |
| Sean Roberts Collins | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Dec 2021 | 10,000 | 10,000 | - | 0 | Class A Common Stock | |
| Kristyn Cook | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Dec 2021 | 10,000 | 10,000 | - | 0 | Class A Common Stock | |
| Andrew A. Main | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Dec 2021 | 10,000 | 10,000 | - | 0 | Class A Common Stock | |
| Andrew LaBenne | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Dec 2021 | 66,667 | 66,677 | - | 0 | Class A Common Stock | |
| Sheela Zemlin | EVP, Chief Revenue Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Dec 2021 | 66,667 | 66,667 | - | 0 | Class A Common Stock | |
| Gavin Michael | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Dec 2021 | 694,000 | 694,000 | - | 0 | Class A Common Stock | |
| Nancy Gordon | EVP Loyalty Rewards & Payments | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Dec 2021 | 66,667 | 66,667 | - | 0 | Class A Common Stock | |
| Michael Lewis | EVP Engineering & Operations | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Dec 2021 | 66,667 | 66,667 | - | 0 | Class A Common Stock | |
| Karen Alexander | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Dec 2021 | 75,000 | 75,000 | - | 0 | Class A Common Stock | |
| Kai Schmitz | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Oct 2021 | 20,000 | 20,000 | - | - | Class A common stock, par value $0.001 per share | |
| Kai Schmitz | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Oct 2021 | 20,000 | 0 | - | - | Class B ordinary shares, par value $0.0001 | |
| Kurt Summers | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Oct 2021 | 20,000 | 0 | - | - | Class B ordinary shares, par value $0.0001 | |
| Kurt Summers | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Oct 2021 | 20,000 | 20,000 | - | - | Class A common stock, par value $0.001 per share | |
| Sean Roberts Collins | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Oct 2021 | 2,751,943 | 2,751,943 | - | - | Bakkt Opco Units | |
| Sean Roberts Collins | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Oct 2021 | 156,167 | 156,167 | - | - | Bakkt Opco Units | |
| Sean Roberts Collins | Director | Grant, award, or other acquisition of securities at price $ 10.00 per share. | 15 Oct 2021 | 582,323 | 582,323 | - | 10 | 5,823,230 | Class A Common Stock |
| Adam White | President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Oct 2021 | 3,659,164 | 3,659,164 | - | - | Bakkt Opco Units | |
| Nicolas Cabrera | Chief Product Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Oct 2021 | 323,733 | 323,733 | - | - | Bakkt Opco Units | |
| Marc D’Annunzio | General Counsel & Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Oct 2021 | 1,554,712 | 1,554,712 | - | - | Bakkt Opco Units | |
| Matthew Johnson | Chief Technology Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Oct 2021 | 270,422 | 270,422 | - | - | Bakkt Opco Units | |
| David C. Clifton | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Oct 2021 | 162,608 | 162,608 | - | - | Bakkt Opco Units |