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  3. INDUSTRY : MEDICAL SPECIALTIES
  4. BIOLASE INC

Biolase Inc

XNAS: BIOL

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Board Meeting
The next board meeting for Biolase Inc is on 04 Apr 2025 for the purpose of Biolase Inc Annual Report for 2024 See details


Insider Trading disclosures for Biolase Inc

The latest disclosure was made by Jess Roper in Biolase Inc where a trade of 512,821 Restricted Stock Unit done was reported to US exchanges on June 8, 2023.

Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company. A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).

Client Name Client Category Action Reported to Exchange Quantity Post Transaction Holding Traded % Avg. Price Value Security Type
Jess Roper Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Jun 2023 512,821 554,596 - - Restricted Stock Unit
Jonathan T. Lord Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Jun 2023 721,154 779,901 - - Restricted Stock Unit
Martha Somerman Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Jun 2023 518,429 560,661 - - Restricted Stock Unit
Carol Gomez Summerhays Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Jun 2023 491,987 532,065 - - Restricted Stock Unit
Kathleen T. O'Loughlin Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Jun 2023 502,404 543,331 - - Restricted Stock Unit
Kenneth P. Yale Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Jun 2023 502,404 546,531 - - Restricted Stock Unit
John R. Beaver Director, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jun 2023 486,255 688,162 - - Restricted Stock Unit
Jennifer Bright Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jun 2023 58,000 90,563 - - Restricted Stock Unit
Jennifer Bright Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jun 2023 58,000 90,563 - - Restricted Stock Unit
Steven Sandor Chief Operating Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jun 2023 58,000 87,265 - - Restricted Stock Unit
Jonathan T. Lord Director Sale of securities on an exchange or to another person at price $ 0.75 per share. 07 Dec 2022 3,537 59,925 (0%) 0% 0.8 2,653 Common Stock
John R. Beaver Director, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Aug 2022 31,743 201,907 - - Restricted Stock Unit
Jennifer Bright Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Aug 2022 6,663 32,563 - - Restricted Stock Unit
Jennifer Bright Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Aug 2022 10,000 25,900 - - Restricted Stock Unit
Steven Sandor Chief Operating Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Aug 2022 4,621 29,265 - - Restricted Stock Unit
Steven Sandor Chief Operating Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Aug 2022 15,000 24,644 - - Restricted Stock Unit
Jess Roper Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 May 2022 41,775 41,775 - - Restricted Stock Unit
Jonathan T. Lord Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 May 2022 58,747 58,747 - - Restricted Stock Unit
Martha Somerman Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 May 2022 42,232 42,232 - - Restricted Stock Unit
Carol Gomez Summerhays Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 May 2022 40,078 40,078 - - Restricted Stock Unit
Kathleen T. O'Loughlin Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 May 2022 40,927 40,927 - - Restricted Stock Unit
Kenneth P. Yale Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 May 2022 40,927 40,927 - - Restricted Stock Unit
Kenneth P. Yale Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 May 2022 3,200 44,127 - - Restricted Stock
Jess Roper Director Sale or transfer of securities back to the company at price $ 0.00 per share. 28 Apr 2022 345 0 - - Series G Preferred Stock
Jonathan T. Lord Director Sale or transfer of securities back to the company at price $ 0.00 per share. 28 Apr 2022 1,395 0 - - Series G Preferred Stock
John R. Beaver Director, President & CEO Sale or transfer of securities back to the company at price $ 0.00 per share. 28 Apr 2022 554 0 - - Series G Preferred Stock
Martha Somerman Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Feb 2022 90,000 90,000 - - Restricted Stock Unit
Carol Gomez Summerhays Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Feb 2022 90,000 90,000 - - Restricted Stock Unit
Kathleen T. O'Loughlin Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Feb 2022 90,000 90,000 - - Restricted Stock Unit
Jonathan T. Lord Director Sale of securities on an exchange or to another person at price $ 0.38 per share. 15 Dec 2021 11,038 633,096 (2%) 0% 0.4 4,194 Common Stock
John R. Beaver Director, President & CEO Purchase of securities on an exchange or from another person at price $ 0.45 per share. 30 Nov 2021 70,000 621,530 (2%) 0% 0.5 31,500 Common Stock
John R. Beaver Director, President & CEO Purchase of securities on an exchange or from another person at price $ 0.61 per share. 20 Aug 2021 35,000 551,530 (1%) 0% 0.6 21,350 Common Stock
Martha Somerman Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Aug 2021 98,955 98,955 - - Stock Appreciation Right
Carol Gomez Summerhays Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Aug 2021 98,955 98,955 - - Stock Appreciation Right
Kathleen T. OLoughlin Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Aug 2021 98,955 98,955 - - Stock Appreciation Right
John R. Beaver Director, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Aug 2021 220,000 220,000 - - Stock Appreciation Right
Jess Roper Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Jun 2021 138,000 138,000 - - Restricted Stock Unit
Jess Roper Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Jun 2021 111,337 111,337 - - Stock Appreciation Right
Jonathan T. Lord Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Jun 2021 189,902 189,902 - - Stock Appreciation Right
Jonathan T. Lord Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Jun 2021 330,000 330,000 - - Restricted Stock Unit
John R. Beaver Director, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Jun 2021 4,144,139 4,144,139 - - Restricted Stock Unit
Richard B. Lanman Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Jun 2021 104,603 104,603 - - Stock Appreciation Right
Richard B. Lanman Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Jun 2021 138,000 138,000 - - Restricted Stock Unit
Garrett Sato Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Jun 2021 138,000 138,000 - - Restricted Stock Unit
Garrett Sato Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Jun 2021 110,888 110,888 - - Stock Appreciation Right
Elaine C. Wagner Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Jun 2021 104,603 104,603 - - Stock Appreciation Right
Elaine C. Wagner Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Jun 2021 138,000 138,000 - - Restricted Stock Unit
Michael DiTolla Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Jun 2021 110,400 110,400 - - Restricted Stock Unit
Michael DiTolla Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Jun 2021 104,603 104,603 - - Stock Appreciation Right
John R. Beaver Director, President & CEO Purchase of securities on an exchange or from another person at price $ 0.75 per share. 19 May 2021 40,000 516,530 (1%) 0% 0.8 30,000 Common Stock
John R. Beaver Director, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Mar 2021 100,000 350,692 - - Restricted Stock Unit
Jess Roper Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Aug 2020 20,000 260,397 - - Restricted Stock Unit
Jonathan T. Lord Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Aug 2020 20,000 443,602 - - Restricted Stock Unit
John R. Beaver EVP & Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Aug 2020 200,000 250,692 - - Restricted Stock Unit
Richard B. Lanman Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Aug 2020 20,000 245,856 - - Restricted Stock Unit
Garrett Sato Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Aug 2020 20,000 245,856 - - Restricted Stock Unit
Todd A. Norbe Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Aug 2020 200,000 833,333 - - Restricted Stock Unit
Elaine C. Wagner Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Aug 2020 20,000 245,856 - - Restricted Stock Unit
Michael DiTolla Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Aug 2020 20,000 273,988 - - Restricted Stock Unit
Jonathan T. Lord Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 Jul 2020 6 6 - - Series F Convertible Preferred
Jonathan T. Lord Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 Jul 2020 15,000 15,000 - - Warrants
John R. Beaver EVP & Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 Jul 2020 7 7 - - Series F Convertible Preferred
John R. Beaver EVP & Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 Jul 2020 17,500 17,500 - - Warrants
Todd A. Norbe Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 Jul 2020 3 3 - - Series F Convertible Preferred
Todd A. Norbe Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 Jul 2020 7,500 7,500 - - Warrants
Jess Roper Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 May 2020 165,245 240,397 - - Restricted Stock Unit
Jess Roper Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 May 2020 187,378 187,378 - - Stock Option (right to buy)
Jonathan T. Lord Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 May 2020 330,178 443,659 - - Stock Option (right to buy)
Jonathan T. Lord Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 May 2020 291,178 423,602 - - Restricted Stock Unit
John R. Beaver EVP & Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 May 2020 11,246 50,692 - - Restricted Stock Unit
Richard B. Lanman Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 May 2020 155,250 225,856 - - Restricted Stock Unit
Richard B. Lanman Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 May 2020 176,045 205,084 - - Stock Option (right to buy)
Garrett Sato Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 May 2020 155,250 225,856 - - Restricted Stock Unit
Garrett Sato Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 May 2020 176,045 184,880 - - Stock Option (right to buy)
Todd A. Norbe Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 May 2020 30,450 80,450 - - Restricted Stock Unit
Elaine C. Wagner Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 May 2020 155,250 225,856 - - Restricted Stock Unit
Elaine C. Wagner Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 May 2020 176,045 176,045 - - Stock Option (right to buy)
Michael DiTolla Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 May 2020 155,250 253,988 - - Restricted Stock Unit
Michael DiTolla Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 May 2020 176,045 176,045 - - Stock Option (right to buy)
Jack W Schuler Ten Percent Owner Sale of securities on an exchange or to another person at price $ 0.60 per share. 11 Feb 2020 1,307,931 739,820 (2%) 4% 0.6 784,759 Common Stock
Michael DiTolla None Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Nov 2019 98,738 98,738 - - Restricted Stock Unit
Todd A. Norbe Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.20 per share. 23 Aug 2019 2,687 109,340 (0%) 0% 1.2 3,224 Common Stock
Todd A. Norbe Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.22 per share. 23 Aug 2019 216 109,124 (0%) 0% 1.2 264 Common Stock
Todd A. Norbe Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.22 per share. 20 Aug 2019 643 124,929 (0%) 0% 1.2 784 Common Stock
Todd A. Norbe Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.23 per share. 20 Aug 2019 57 112,027 (0%) 0% 1.2 70 Common Stock
Todd A. Norbe Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.22 per share. 20 Aug 2019 8,045 112,084 (0%) 0% 1.2 9,815 Common Stock
Todd A. Norbe Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.22 per share. 20 Aug 2019 12,605 125,572 (0%) 0% 1.2 15,378 Common Stock
Todd A. Norbe Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.20 per share. 20 Aug 2019 4,800 120,129 (0%) 0% 1.2 5,760 Common Stock
Todd A. Norbe Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.22 per share. 15 Aug 2019 4,323 138,177 (0%) 0% 1.2 5,274 Common Stock
Todd A. Norbe Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.30 per share. 15 Aug 2019 7,715 142,537 (0%) 0% 1.3 10,030 Common Stock
Todd A. Norbe Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.24 per share. 15 Aug 2019 37 142,500 (0%) 0% 1.2 46 Common Stock
Jess Roper None Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Aug 2019 75,152 158,485 - - Restricted Stock Unit
Jonathan T. Lord None Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Aug 2019 132,424 709,569 - - Restricted Stock Unit
John R. Beaver EVP & Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Aug 2019 70,000 128,267 - - Restricted Stock Unit
Richard B. Lanman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Aug 2019 70,606 151,640 - - Restricted Stock Unit
Garrett Sato None Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Aug 2019 70,606 151,640 - - Restricted Stock Unit
Todd A. Norbe Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Aug 2019 100,000 633,333 - - Restricted Stock Unit
Elaine C. Wagner None Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Aug 2019 70,606 114,980 - - Restricted Stock Unit
Todd A. Norbe Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.60 per share. 03 Jun 2019 948 33,585 (0%) 0% 1.6 1,517 Common Stock
Todd A. Norbe Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.52 per share. 03 Jun 2019 4,446 34,533 (0%) 0% 1.5 6,758 Common Stock
Todd A. Norbe Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.55 per share. 30 May 2019 30,094 38,979 (0%) 0% 1.6 46,646 Common Stock
Todd A. Norbe Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.78 per share. 30 May 2019 17,594 69,073 (0%) 0% 1.8 31,317 Common Stock
Garrett Sato None Purchase of securities on an exchange or from another person at price $ 1.07 per share. 13 Dec 2018 5,000 15,000 (0%) 0% 1.1 5,350 Common Stock
Todd A. Norbe Director, President and CEO Purchase of securities on an exchange or from another person at price $ 1.03 per share. 12 Dec 2018 5,000 5,000 (0%) 0% 1.0 5,150 Common Stock
Todd A. Norbe Director, President and CEO Purchase of securities on an exchange or from another person at price $ 1.04 per share. 12 Dec 2018 4,100 9,100 (0%) 0% 1.0 4,264 Common Stock
Todd A. Norbe Director, President and CEO Purchase of securities on an exchange or from another person at price $ 1.03 per share. 12 Dec 2018 3,700 12,800 (0%) 0% 1.0 3,811 Common Stock
Todd A. Norbe Director, President and CEO Purchase of securities on an exchange or from another person at price $ 1.02 per share. 12 Dec 2018 2,200 15,000 (0%) 0% 1.0 2,244 Common Stock
John R. Beaver EVP & Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 1.18 per share. 03 Dec 2018 1,000 26,000 (0%) 0% 1.2 1,180 Common Stock
Garrett Sato None Purchase of securities on an exchange or from another person at price $ 1.22 per share. 29 Nov 2018 5,000 10,000 (0%) 0% 1.2 6,100 Common Stock
Jonathan T. Lord None Purchase of securities on an exchange or from another person at price $ 1.36 per share. 16 Nov 2018 10,000 577,145 (2%) 0% 1.4 13,600 Common Stock
Elaine C. Wagner None Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Oct 2018 44,374 44,374 - - Restricted Stock Unit
Todd A. Norbe Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Sep 2018 350,000 361,945 - - Restricted Stock Unit
Todd A. Norbe Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Sep 2018 300,000 661,945 - - Restricted Stock Unit
John R. Beaver EVP & Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 1.70 per share. 15 Aug 2018 18,923 25,000 (0%) 0% 1.7 32,169 Common Stock
John R. Beaver EVP & Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 1.58 per share. 15 Aug 2018 6,077 6,077 (0%) 0% 1.6 9,602 Common Stock
Jonathan T. Lord None Purchase of securities on an exchange or from another person at price $ 1.25 per share. 10 Aug 2018 69,402 536,547 (2%) 0% 1.3 86,753 Common Stock
Jonathan T. Lord None Purchase of securities on an exchange or from another person at price $ 1.45 per share. 10 Aug 2018 30,598 567,145 (2%) 0% 1.4 44,367 Common Stock
Garrett Sato None Purchase of securities on an exchange or from another person at price $ 1.37 per share. 10 Aug 2018 5,000 5,000 (0%) 0% 1.4 6,850 Common Stock
John R. Beaver EVP & Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Aug 2018 60,000 760,000 - - Stock Option (right to buy)
Jess Roper None Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2018 83,333 83,333 - - Restricted Stock Unit
Todd A. Norbe None Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2018 71,667 71,667 - - Restricted Stock Unit
John R. Beaver SVP & Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 May 2018 97,911 97,911 - - Restricted Stock Units
Richard B. Lanman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 May 2018 81,034 81,034 - - Restricted Stock Unit
Garrett Sato None Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 May 2018 81,034 81,034 - - Restricted Stock Unit
James R. Talevich None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 May 2018 7,394 0 - - Restricted Stock Unit
James R. Talevich None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 May 2018 7,394 20,374 (0%) 0% 0 Common Stock
James R. Talevich None Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 May 2018 18,208 18,208 - - Restricted Stock Unit
James R. Talevich None Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 May 2018 91,379 109,587 - - Restricted Stock Unit
Jonathan T. Lord None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 May 2018 7,042 0 - - Restricted Stock Unit
Jonathan T. Lord None Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 May 2018 144,828 172,140 - - Restricted Stock Unit
Jonathan T. Lord None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 May 2018 7,042 100,470 (0%) 0% 0 Common Stock
Jonathan T. Lord None Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 May 2018 27,312 27,312 - - Restricted Stock Unit
Garrett Sato None Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Apr 2018 44,178 44,178 - - Stock Option (right to buy)
John R. Beaver SVP & Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Jan 2018 100,000 700,000 - - Stock Option (right to buy)
James R. Talevich None 05 Dec 2017 3,189 0 - - Subscription Rights (Right to Buy)
James R. Talevich None 05 Dec 2017 3,189 64,906 (0%) 0% 0.5 1,454 Common Stock
Jonathan T. Lord None 05 Dec 2017 100,000 467,145 (0%) 0% 0.5 45,600 Common Stock
Jonathan T. Lord None 05 Dec 2017 100,000 0 - - Subscription Rights (Right to Buy)
Harold C. Flynn Director, President and CEO 05 Dec 2017 65,870 131,970 (0%) 0% 0.5 30,037 Common Stock
Harold C. Flynn Director, President and CEO 05 Dec 2017 65,870 0 - - Subscription Rights (Right to Buy)
James R. Talevich None Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Nov 2017 9,868 454,638 - - Stock Option (right to buy)
Jonathan T. Lord None Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Nov 2017 19,737 578,131 - - Stock Option (right to buy)
Richard B. Lanman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Nov 2017 9,868 145,201 - - Stock Option (right to buy)
Richard B. Lanman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Nov 2017 135,333 135,333 - - Stock Option (right to buy)
John R. Beaver SVP & Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Oct 2017 600,000 600,000 - - Stock Option (right to buy)
Jonathan T. Lord None Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Sep 2017 65,891 558,394 - - Stock Option (right to buy)
Jonathan T. Lord None Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Sep 2017 65,385 492,503 - - Stock Option (right to buy)
Frederic H. Moll None 30 Jun 2017 1,921 0 - - Series D Participating Convertible Preferred Stock
Frederic H. Moll None 30 Jun 2017 192,100 251,317 (0%) 0% 1.2 238,204 Common Stock
Paul N. Clark None 30 Jun 2017 156,300 1,311,557 (1%) 0% 1.2 193,812 Common Stock
Paul N. Clark None 30 Jun 2017 1,563 0 - - Series D Participating Convertible Preferred Stock
Jonathan T. Lord None 30 Jun 2017 76,800 430,490 (0%) 0% 1.2 95,232 Common Stock
Jonathan T. Lord None 30 Jun 2017 768 0 - - Series D Participating Convertible Preferred Stock
Harold C. Flynn Director, President and CEO 30 Jun 2017 307 0 - - Series D Participating Convertible Preferred Stock
Harold C. Flynn Director, President and CEO 30 Jun 2017 30,700 66,100 (0%) 0% 1.2 38,068 Common Stock
Frederic H. Moll None Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 May 2017 35,211 35,211 - - Restricted Stock Unit
Frederic H. Moll None Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 May 2017 105,634 456,623 - - Stock Option (right to buy)
James R. Talevich None Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 May 2017 36,972 36,972 - - Restricted Stock Unit
James R. Talevich None Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 May 2017 110,915 444,770 - - Stock Option (right to buy)
Paul N. Clark None Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 May 2017 67,782 67,782 - - Restricted Stock Unit
Paul N. Clark None Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 May 2017 203,345 754,221 - - Stock Option (right to buy)
Jonathan T. Lord None Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 May 2017 35,211 35,211 - - Restricted Stock Unit
Jonathan T. Lord None Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 May 2017 105,634 427,118 - - Stock Option (right to buy)
Frederic H. Moll None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 May 2017 50,000 59,217 (0%) 0% 0 Common Stock
Frederic H. Moll None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 May 2017 50,000 0 - - Restricted Stock Unit
James R. Talevich None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 May 2017 52,500 61,717 (0%) 0% 0 Common Stock
James R. Talevich None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 May 2017 52,500 0 - - Restricted Stock Unit
Paul N. Clark None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 May 2017 96,250 96,250 (0%) 0% 0 Common Stock
Paul N. Clark None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 May 2017 96,250 0 - - Restricted Stock Unit
Jonathan T. Lord None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 May 2017 50,000 0 - - Restricted Stock Unit
Jonathan T. Lord None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 May 2017 50,000 353,690 (0%) 0% 0 Common Stock
Frederic H. Moll None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 18 Apr 2017 93,517 93,517 - - Warrants (right to buy)
Frederic H. Moll None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 18 Apr 2017 1,921 1,921 - - Series D Participating Convertible Preferred Stock
Paul N. Clark None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 18 Apr 2017 1,536 1,536 - - Series D Participating Convertible Preferred Stock
Paul N. Clark None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 18 Apr 2017 76,089 76,089 - - Warrants (right to buy)
Jonathan T. Lord None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 18 Apr 2017 37,387 37,387 - - Warrants (right to buy)
Jonathan T. Lord None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 18 Apr 2017 768 768 - - Series D Participating Convertible Preferred Stock
Mark J. Nelson SVP & Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 18 Apr 2017 192 192 - - Series D Participating Convertible Preferred Stock
Mark J. Nelson SVP & Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 18 Apr 2017 9,346 9,346 - - Warrants (right to buy)
Harold C. Flynn Director, President and CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 18 Apr 2017 14,945 14,945 - - Warrants (right to buy)
Harold C. Flynn Director, President and CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 18 Apr 2017 307 307 - - Series D Participating Convertible Preferred Stock
Mark J. Nelson SVP & Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Mar 2017 600,000 600,000 - - Stock Option (right to buy)
Harold C. Flynn Director, President and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 18 Feb 2017 29,761 1,435,000 - - Restricted Stock Unit
Harold C. Flynn Director, President and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 18 Feb 2017 29,761 96,720 (0%) 0% 0 Common Stock
Harold C. Flynn Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Feb 2017 1,000,000 1,464,761 - - Restricted Stock Unit
Jack W Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 29 Dec 2016 2,200 10,197,399 - - Common Stock
Jack W Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 29 Dec 2016 8,002 10,205,401 - - Common Stock
Jack W Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 29 Dec 2016 9,100 10,214,501 - - Common Stock
Jack W Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 29 Dec 2016 24,255 10,238,756 - - Common Stock
Harold C. Flynn Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Nov 2016 1,000,000 2,307,903 - - Stock Option (right to buy)
Jack W Schuler Ten Percent Owner 30 Sep 2016 36,991 0 - - Series C Participating Convertible Preferred Stock
Jack W Schuler Ten Percent Owner 30 Sep 2016 3,699,100 10,195,199 - - Common Stock
Jonathan T. Lord None 30 Sep 2016 1,770 0 - - Series C Participating Convertible Preferred Stock
Jonathan T. Lord None 30 Sep 2016 177,000 303,690 - - Common Stock
Paul N. Clark None 30 Sep 2016 2,212 0 - - Series C Participating Convertible Preferred Stock
Paul N. Clark None 30 Sep 2016 221,200 221,200 - - Common Stock
Harold C. Flynn Director, President and CEO 30 Sep 2016 354 0 - - Series C Participating Convertible Preferred Stock
Harold C. Flynn Director, President and CEO 30 Sep 2016 35,400 35,400 - - Common Stock
Harold C. Flynn Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Aug 2016 400,000 1,307,903 - - Stock Option (right to buy)
Jack W Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 01 Aug 2016 36,991 36,991 - - Series C Participating Convertible Preferred Stock
Jack W Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 01 Aug 2016 850,796 850,796 - - Warrants (right to buy)
Jonathan T. Lord None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 01 Aug 2016 1,770 1,770 - - Series C Participating Convertible Preferred Stock
Jonathan T. Lord None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 01 Aug 2016 40,708 40,708 - - Warrants (right to buy)
Paul N. Clark None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 01 Aug 2016 2,212 2,212 - - Series C Participating Convertible Preferred Stock
Paul N. Clark None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 01 Aug 2016 50,885 50,885 - - Warrants (right to buy)
Harold C. Flynn Director, President and CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 01 Aug 2016 354 354 - - Series C Participating Convertible Preferred Stock
Harold C. Flynn Director, President and CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 01 Aug 2016 8,142 8,142 - - Warrants (right to buy)
David C. Dreyer SVP / Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 01 Jul 2016 70,000 0 - - Restricted Stock Units
David C. Dreyer SVP / Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 01 Jul 2016 70,000 123,000 - - Common Stock
James R. Talevich None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 May 2016 126,160 333,855 - - Stock Option (right to buy)
James R. Talevich None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 May 2016 52,500 52,500 - - Restricted Stock Unit
Frederic H. Moll None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 May 2016 120,152 350,989 - - Stock Option (right to buy)
Frederic H. Moll None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 May 2016 50,000 50,000 - - Restricted Stock Unit
Jonathan T. Lord None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 May 2016 120,152 293,739 - - Stock Option (right to buy)
Jonathan T. Lord None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 May 2016 50,000 50,000 - - Restricted Stock Unit
Paul N. Clark None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 May 2016 231,293 550,876 - - Stock Option (right to buy)
Paul N. Clark None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 May 2016 96,250 96,250 - - Restricted Stock Unit
Harold C. Flynn Director, President and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Mar 2016 29,762 899,761 - - Restricted Stock Units
Harold C. Flynn Director, President and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Mar 2016 29,762 79,762 - - Common Stock
Harold C. Flynn Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 26 Mar 2016 12,803 66,959 - - Common Stock
David C. Dreyer SVP / Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Mar 2016 70,000 70,000 - - Restricted Stock Unit
Harold C. Flynn Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2016 59,523 929,523 - - Restricted Stock Unit
Jack W Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 18 Feb 2016 500 6,547,537 - - Common Stock
Jack W Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 16 Feb 2016 3,200 6,546,137 - - Common Stock
Jack W Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 16 Feb 2016 900 6,547,037 - - Common Stock
Jack W Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 11 Feb 2016 18,580 6,542,437 - - Common Stock
Jack W Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 11 Feb 2016 500 6,542,937 - - Common Stock
Jack W Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Feb 2016 13,026 6,469,670 - - Common Stock
Jack W Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Feb 2016 54,187 6,523,857 - - Common Stock
Jack W Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 25 Jan 2016 1,400 6,456,644 - - Common Stock
Jack W Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 21 Jan 2016 4,800 6,453,374 - - Common Stock
Jack W Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 21 Jan 2016 1,870 6,455,244 - - Common Stock
Jack W Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 19 Jan 2016 4,300 6,428,674 - - Common Stock
Jack W Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 19 Jan 2016 19,900 6,448,574 - - Common Stock
Jack W Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 28 Dec 2015 18,350 6,424,374 - - Common Stock
Jack W Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 23 Dec 2015 38,800 6,402,924 - - Common Stock
Jack W Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 23 Dec 2015 3,100 6,406,024 - - Common Stock
Jack W Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 22 Dec 2015 87,200 6,364,124 - - Common Stock
Jack W Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 18 Dec 2015 973 6,150,005 - - Common Stock
Jack W Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 18 Dec 2015 126,919 6,276,924 - - Common Stock
Jack W Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 24 Nov 2015 100 5,885,703 - - Common Stock
Jack W Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 24 Nov 2015 44,200 5,929,903 - - Common Stock
Jack W Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 24 Nov 2015 2,045 5,931,948 - - Common Stock
Jack W Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 24 Nov 2015 16,752 5,948,700 - - Common Stock
Jack W Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 24 Nov 2015 5,900 5,954,600 - - Common Stock
Jack W Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 24 Nov 2015 16,427 5,971,027 - - Common Stock
Jack W Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 24 Nov 2015 5,286 5,976,313 - - Common Stock
Jack W Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 24 Nov 2015 8,561 5,984,874 - - Common Stock
Jack W Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 24 Nov 2015 14,596 5,999,470 - - Common Stock
Jack W Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 24 Nov 2015 5,704 6,005,174 - - Common Stock
Jack W Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 24 Nov 2015 31,699 6,036,873 - - Common Stock
Jack W Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 24 Nov 2015 7,078 6,043,951 - - Common Stock
Jack W Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 24 Nov 2015 42,923 6,086,874 - - Common Stock
Jack W Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 24 Nov 2015 28,000 6,114,874 - - Common Stock
Jonathan T. Lord None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Nov 2015 16,310 126,690 - - Common Stock, par value $0.001 per share
David C. Dreyer SVP / Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Nov 2015 33,000 53,000 - - Common Stock, par value $0.001 per share
Paul N. Clark None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Nov 2015 11,646 1,032,324 - - Common Stock, par value $0.001 per share
Paul N. Clark None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Nov 2015 7,000 1,039,324 - - Common Stock, par value $0.001 per share
Paul N. Clark None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Nov 2015 2,800 1,042,124 - - Common Stock, par value $0.001 per share
Paul N. Clark None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Nov 2015 2,923 1,045,047 - - Common Stock, par value $0.001 per share
Paul N. Clark None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Nov 2015 10,210 1,055,257 - - Common Stock, par value $0.001 per share
Paul N. Clark None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Nov 2015 4,300 1,059,557 - - Common Stock, par value $0.001 per share
Paul N. Clark None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Nov 2015 39,699 1,099,256 - - Common Stock, par value $0.001 per share
Paul N. Clark None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Nov 2015 23,501 1,122,757 - - Common Stock, par value $0.001 per share
Paul N. Clark None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Nov 2015 32,500 1,155,257 - - Common Stock, par value $0.001 per share
Harold C. Flynn Director, President and CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Nov 2015 10,000 10,000 - - Common Stock, par value $0.001 per share
Harold C. Flynn Director, President and CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Nov 2015 12,567 22,567 - - Common Stock, par value $0.001 per share
Harold C. Flynn Director, President and CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Nov 2015 5,333 27,900 - - Common Stock, par value $0.001 per share
Harold C. Flynn Director, President and CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Nov 2015 22,100 50,000 - - Common Stock, par value $0.001 per share
Jack W Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 21 Oct 2015 33,762 4,213,429 - - Common Stock
Jack W Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 01 Oct 2015 10,639 2,614,805 - - Common Stock
Jack W Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 01 Oct 2015 169,361 2,784,166 - - Common Stock
Jack W Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 01 Oct 2015 500 2,784,666 - - Common Stock
Jack W Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 01 Oct 2015 1,100,000 3,884,666 - - Common Stock
Jack W Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 01 Oct 2015 100,000 3,984,666 - - Common Stock
Jack W Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 01 Oct 2015 14,800 14,800 - - Common Stock
Jack W Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 01 Oct 2015 100,000 4,084,666 - - Common Stock
Jack W Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 01 Oct 2015 13,418 4,098,084 - - Common Stock
Jack W Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 01 Oct 2015 2,970 4,101,054 - - Common Stock
Jack W Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 01 Oct 2015 1,000 4,102,054 - - Common Stock
Jack W Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 01 Oct 2015 25,510 4,127,564 - - Common Stock
Jack W Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 01 Oct 2015 52,103 4,179,667 - - Common Stock
Jack W Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 01 Oct 2015 541,355 4,721,022 - - Common Stock
Jack W Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 01 Oct 2015 48,250 4,769,272 - - Common Stock
Jack W Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 01 Oct 2015 23,500 4,792,772 - - Common Stock
Jack W Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 01 Oct 2015 9,900 4,802,672 - - Common Stock
Jack W Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 01 Oct 2015 5,671 4,808,343 - - Common Stock
Jack W Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 01 Oct 2015 505,974 5,314,317 - - Common Stock
Jack W Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 01 Oct 2015 140,000 5,454,317 - - Common Stock
Jack W Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 01 Oct 2015 33,099 5,487,416 - - Common Stock
Jack W Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 01 Oct 2015 234,313 5,721,729 - - Common Stock
Jack W Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 01 Oct 2015 93,409 5,815,138 - - Common Stock
Jack W Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 01 Oct 2015 5,400 5,820,538 - - Common Stock
Jack W Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 01 Oct 2015 200 5,820,738 - - Common Stock
Jack W Schuler Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 01 Oct 2015 64,865 5,885,603 - - Common Stock
David C. Dreyer SVP / Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 24 Sep 2015 5,000 20,000 - - Common Stock
David C. Dreyer SVP / Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 22 Sep 2015 5,000 15,000 - - Common Stock
David C. Dreyer SVP / Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 17 Sep 2015 10,000 10,000 - - Common Stock
James R. Talevich None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Aug 2015 9,217 0 - - Restricted Stock Unit
James R. Talevich None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Aug 2015 9,217 9,217 - - Common Stock
Frederic H. Moll None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Aug 2015 9,217 0 - - Restricted Stock Unit
Frederic H. Moll None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Aug 2015 9,217 9,217 - - Common Stock
Jonathan T. Lord None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Aug 2015 9,217 0 - - Restricted Stock Unit
Jonathan T. Lord None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Aug 2015 9,217 110,380 - - Common Stock
Paul N. Clark None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Aug 2015 9,217 0 - - Restricted Stock Unit
Paul N. Clark None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Aug 2015 9,217 1,020,678 - - Common Stock
Harold C. Flynn Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Jul 2015 870,000 870,000 - - Stock Option (right to buy)
Harold C. Flynn Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Jul 2015 870,000 870,000 - - Restricted Stock Unit
James R. Talevich None Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Apr 2015 138,767 207,695 - - Stock Option (right to buy)
Frederic H. Moll None Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Apr 2015 132,159 230,837 - - Stock Option (right to buy)
Jonathan T. Lord None Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Apr 2015 132,159 173,587 - - Stock Option (right to buy)
Paul N. Clark None Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Apr 2015 254,405 319,583 - - Stock Option (right to buy)
David C. Dreyer SVP / Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Mar 2015 871,710 871,710 - - Stock Option (right to buy)
David C. Dreyer SVP / Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Mar 2015 871,710 871,710 - - Stock Option (right to buy)
Jeffrey M. Nugent Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Nov 2014 26,302 26,302 - - Warrants (right to buy)
Jeffrey M. Nugent Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Nov 2014 40,465 92,548 - - Common Stock
Jonathan T. Lord None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Nov 2014 65,755 65,755 - - Warrants (right to buy)
Jonathan T. Lord None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Nov 2014 101,163 101,163 - - Common Stock
Paul N. Clark None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Nov 2014 263,024 263,024 - - Warrants (right to buy)
Paul N. Clark None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Nov 2014 404,653 1,010,607 - - Common Stock
Jonathan T. Lord None Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Aug 2014 27,745 69,173 - - Stock Option (right to buy)
James R. Talevich None Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Aug 2014 41,428 68,928 - - Stock Option (right to buy)
James R. Talevich None Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Aug 2014 9,217 9,217 - - Restricted Stock Unit
Frederic H. Moll None Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Aug 2014 41,428 98,678 - - Stock Option (right to buy)
Frederic H. Moll None Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Aug 2014 9,217 9,217 - - Restricted Stock Unit
Jonathan T. Lord None Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Aug 2014 41,428 41,428 - - Stock Option (right to buy)
Jonathan T. Lord None Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Aug 2014 9,217 9,217 - - Restricted Stock Unit
Paul N. Clark None Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Aug 2014 41,428 65,178 - - Stock Option (right to buy)
Paul N. Clark None Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Aug 2014 9,217 9,217 - - Restricted Stock Unit
Jeffrey M. Nugent Director, Acting Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 22 Jul 2014 52,083 52,083 - - Common Stock, par value $0.001 per share
Paul N. Clark None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 22 Jul 2014 520,833 605,954 - - Common Stock, par value $0.001 per share
Alexander Arrow President and COO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 22 Jul 2014 7,812 110,387 - - Common Stock
Frederick Furry Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 22 Jul 2014 13,020 18,020 - - Common Stock
Jeffrey M. Nugent Director, Acting Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Jul 2014 172,282 172,282 - - Stock Option (right to buy)
Jeffrey M. Nugent Director, Acting Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Jul 2014 37,879 37,879 - - Restricted Stock Unit
James R. Talevich None Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Dec 2013 27,500 27,500 - - Stock Option (right to buy)
Frederic H. Moll None Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Jun 2013 35,000 35,000 - - Stock Option (right to buy)
Frederic H. Moll None Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Jun 2013 22,250 57,250 - - Stock Option (right to buy)
Erin S. Enright None Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Jun 2013 35,000 35,000 - - Stock Option (right to buy)
Gregory E. Lichtwardt None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jun 2013 20,000 130,750 - - Stock Option (right to buy)
Alexander Arrow Director, President and COO Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jun 2013 350,000 474,500 - - Stock Option (right to buy)
Norman Nemoy None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jun 2013 20,000 153,500 - - Stock Option (right to buy)
Frederick Furry Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 23 Mar 2013 50,000 247,500 - - Stock Option (right to buy)
Federico Pignatelli Director, Chairman and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Nov 2012 100,000 270,000 - - Stock Option (right to buy)
Frederick Furry Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 21 Aug 2012 4,000 4,000 - - Common Stock
Frederick Furry Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 21 Aug 2012 1,000 5,000 - - Common Stock
Alexander Arrow None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 14 Aug 2012 723 102,175 - - Common Stock
Alexander Arrow None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 14 Aug 2012 4,800 101,452 - - Common Stock
Alexander Arrow None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 14 Aug 2012 400 102,575 - - Common Stock
Alexander Arrow None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 14 Aug 2012 377 96,652 - - Common Stock
Alexander Arrow None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 14 Aug 2012 1,237 96,275 - - Common Stock
Alexander Arrow None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 14 Aug 2012 1,100 95,038 - - Common Stock
Alexander Arrow None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 14 Aug 2012 1,363 93,998 - - Common Stock
Alexander Arrow None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 13 Aug 2012 7,500 75,775 - - Common Stock
Alexander Arrow None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 13 Aug 2012 7,500 92,575 - - Common Stock
Alexander Arrow None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 13 Aug 2012 9,000 85,075 - - Common Stock
Alexander Arrow None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 13 Aug 2012 300 76,075 - - Common Stock
Alexander Arrow None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 13 Aug 2012 1,300 56,875 - - Common Stock
Alexander Arrow None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 13 Aug 2012 300 63,475 - - Common Stock
Alexander Arrow None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 13 Aug 2012 3,200 68,275 - - Common Stock
Alexander Arrow None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 13 Aug 2012 4,400 63,175 - - Common Stock
Alexander Arrow None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 13 Aug 2012 1,600 65,075 - - Common Stock
Alexander Arrow None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 13 Aug 2012 1,900 58,775 - - Common Stock
Alexander Arrow None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 01 Jun 2012 3,000 55,575 - - Common Stock
Alexander Arrow None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 01 Jun 2012 1,600 52,375 - - Common Stock
Alexander Arrow None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 01 Jun 2012 200 52,575 - - Common Stock
Alexander Arrow None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 15 May 2012 2,000 50,775 - - Common Stock
Gregory E. Lichtwardt None Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 May 2012 20,000 110,750 - - Stock Option (right to buy)
Alexander Arrow None Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 May 2012 20,000 124,500 - - Stock Option (right to buy)
Norman Nemoy None Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 May 2012 20,000 133,500 - - Stock Option (right to buy)
Federico Pignatelli Director, Chairman and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 Mar 2012 100,000 200,000 - - Stock Option (right to buy)
Federico Pignatelli Director, Chairman and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 Mar 2012 100,000 1,725,250 - - Common Stock
Federico Pignatelli Director, Chairman and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 23 Dec 2011 100,000 300,000 - - Stock Option (right to buy)
Federico Pignatelli Director, Chairman and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 23 Dec 2011 100,000 300,000 - - Stock Option (right to buy)
Frederick Furry Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 23 Dec 2011 47,500 197,500 - - Stock Option (right to buy)
Alexander Arrow None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 18 Aug 2011 5,000 48,775 - - Common Stock
Alexander Arrow None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 15 Aug 2011 2,800 43,500 - - Common Stock
Alexander Arrow None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 15 Aug 2011 5,000 35,700 - - Common Stock
Alexander Arrow None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 15 Aug 2011 6,200 30,700 - - Common Stock
Alexander Arrow None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 15 Aug 2011 5,000 40,700 - - Common Stock
Alexander Arrow None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 May 2011 10,000 94,500 - - Stock Option (right to buy)
Alexander Arrow None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 May 2011 10,000 24,500 - - Common Stock
Alexander Arrow None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 26 May 2011 500 14,500 - - Common Stock
Norman Nemoy None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 24 May 2011 2,000 10,000 - - Common Stock
Alexander Arrow None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 20 May 2011 1,500 14,000 - - Common Stock
Federico Pignatelli Director, Chairman and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 18 May 2011 8,750 1,616,500 - - Common Stock
Federico Pignatelli Director, Chairman and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 18 May 2011 8,750 208,750 - - Stock Option (right to buy)
Federico Pignatelli Director, Chairman and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 18 May 2011 8,750 200,000 - - Stock Option (right to buy)
Federico Pignatelli Director, Chairman and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 18 May 2011 8,750 1,625,250 - - Common Stock
Norman Nemoy None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 18 May 2011 800 8,000 - - Common Stock
Norman Nemoy None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 18 May 2011 5,000 5,000 - - Common Stock
Norman Nemoy None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 18 May 2011 2,200 7,200 - - Common Stock
Gregory E. Lichtwardt None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 16 May 2011 2,200 8,200 - - Common Stock
Gregory E. Lichtwardt None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 16 May 2011 4,000 6,000 - - Common Stock
Federico Pignatelli Director, Chairman and CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 13 May 2011 5,541 1,597,750 - - Common Stock
Federico Pignatelli Director, Chairman and CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 13 May 2011 44,459 1,592,209 - - Common Stock
Federico Pignatelli Director, Chairman and CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 13 May 2011 10,000 1,607,750 - - Common Stock
Gregory E. Lichtwardt None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 13 May 2011 2,000 2,000 - - Common Stock
Alexander Arrow None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 11 May 2011 2,000 9,000 - - Common Stock
Alexander Arrow None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 11 May 2011 2,500 11,500 - - Common Stock
Alexander Arrow None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 11 May 2011 1,000 12,500 - - Common Stock
Federico Pignatelli Director, Chairman and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 May 2011 35,000 217,500 - - Stock Option (right to buy)
Gregory E. Lichtwardt None Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 May 2011 20,000 69,750 - - Stock Option (right to buy)
Gregory E. Lichtwardt None Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 May 2011 21,000 90,750 - - Stock Option (right to buy)
Alexander Arrow None Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 May 2011 20,000 93,500 - - Stock Option (right to buy)
Alexander Arrow None Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 May 2011 21,000 114,500 - - Stock Option (right to buy)
Norman Nemoy None Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 May 2011 21,000 113,500 - - Stock Option (right to buy)
Norman Nemoy None Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 May 2011 20,000 92,500 - - Stock Option (right to buy)
Alexander Arrow None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 06 Apr 2011 4,000 62,875 - - Stock Option (right to buy)
Alexander Arrow None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 06 Apr 2011 4,000 7,000 - - Common Stock
Federico Pignatelli Director, Chairman and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 Feb 2011 50,000 200,000 - - Stock Option (right to buy)
Federico Pignatelli Director, Chairman and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 Feb 2011 17,500 182,500 - - Stock Option (right to buy)
Federico Pignatelli Director, Chairman and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 Feb 2011 17,500 1,547,750 - - Common Stock
Federico Pignatelli Director, Chairman and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 Feb 2011 100,000 250,000 - - Stock Option (right to buy)
Federico Pignatelli Director, Chairman and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 Feb 2011 50,000 1,530,250 - - Common Stock
Federico Pignatelli Director, Chairman and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 Feb 2011 100,000 1,480,250 - - Common Stock
Frederick Furry Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Nov 2010 150,000 150,000 - - Stock Option (right to buy)
Alexander Arrow None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 16 Nov 2010 1,000 2,000 - - Common Stock
Alexander Arrow None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 16 Nov 2010 1,000 3,000 - - Common Stock
Alexander Arrow None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 10 Nov 2010 1,000 1,000 - - Common Stock
Alexander Arrow None Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Nov 2010 35,000 35,000 - - Stock Option (right to buy)
Norman Nemoy None Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Nov 2010 35,000 35,000 - - Stock Option (right to buy)
Gregory E. Lichtwardt None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Nov 2010 21,000 49,750 - - Stock Option (right to buy)
Gregory E. Lichtwardt None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Nov 2010 28,750 28,750 - - Stock Option (right to buy)
David M. Mulder Other Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 30 Sep 2010 3,000 321,915 - - Stock Option (right to buy)
David M. Mulder Other Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 30 Sep 2010 5,930 314,585 - - Stock Option (right to buy)
David M. Mulder Other Sale of securities on an exchange or to another person at price $ 0.00 per share. 30 Sep 2010 1,291 7,600 - - Common Stock
David M. Mulder Other Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 30 Sep 2010 35,735 324,915 - - Stock Option (right to buy)
David M. Mulder Other Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 30 Sep 2010 1,400 320,515 - - Stock Option (right to buy)
David M. Mulder Other Sale of securities on an exchange or to another person at price $ 0.00 per share. 30 Sep 2010 4,300 3,300 - - Common Stock
David M. Mulder Other Sale of securities on an exchange or to another person at price $ 0.00 per share. 30 Sep 2010 3,000 0 - - Common Stock
David M. Mulder Other Sale of securities on an exchange or to another person at price $ 0.00 per share. 30 Sep 2010 2,300 0 - - Common Stock
David M. Mulder Other Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 30 Sep 2010 8,891 8,891 - - Common Stock
David M. Mulder Other Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 30 Sep 2010 6,100 360,650 - - Stock Option (right to buy)
David M. Mulder Other Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 30 Sep 2010 1,400 1,400 - - Common Stock
David M. Mulder Other Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 30 Sep 2010 35,735 35,735 - - Common Stock
David M. Mulder Other Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 30 Sep 2010 8,891 366,750 - - Stock Option (right to buy)
David M. Mulder Other Sale of securities on an exchange or to another person at price $ 0.00 per share. 30 Sep 2010 10,955 0 - - Common Stock
David M. Mulder Other Sale of securities on an exchange or to another person at price $ 0.00 per share. 30 Sep 2010 5,000 0 - - Common Stock
David M. Mulder Other Sale of securities on an exchange or to another person at price $ 0.00 per share. 30 Sep 2010 4,080 10,955 - - Common Stock
David M. Mulder Other Sale of securities on an exchange or to another person at price $ 0.00 per share. 30 Sep 2010 1,400 0 - - Common Stock
David M. Mulder Other Sale of securities on an exchange or to another person at price $ 0.00 per share. 30 Sep 2010 10,800 24 - - Common Stock
David M. Mulder Other Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 30 Sep 2010 5,930 5,930 - - Common Stock
David M. Mulder Other Sale of securities on an exchange or to another person at price $ 0.00 per share. 30 Sep 2010 6,900 18,035 - - Common Stock
David M. Mulder Other Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 30 Sep 2010 3,000 3,000 - - Common Stock
David M. Mulder Other Sale of securities on an exchange or to another person at price $ 0.00 per share. 30 Sep 2010 1,000 2,300 - - Common Stock
David M. Mulder Other Sale of securities on an exchange or to another person at price $ 0.00 per share. 30 Sep 2010 930 5,000 - - Common Stock
David M. Mulder Other Sale of securities on an exchange or to another person at price $ 0.00 per share. 30 Sep 2010 3,000 15,035 - - Common Stock
David M. Mulder Other Sale of securities on an exchange or to another person at price $ 0.00 per share. 28 Sep 2010 5,000 20,209 - - Common Stock
David M. Mulder Other Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 28 Sep 2010 3,750 400,850 - - Stock Option (right to buy)
David M. Mulder Other Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 28 Sep 2010 4,709 25,209 - - Common Stock
David M. Mulder Other Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 28 Sep 2010 20,500 20,500 - - Common Stock
David M. Mulder Other Sale of securities on an exchange or to another person at price $ 0.00 per share. 28 Sep 2010 2,400 17,809 - - Common Stock
David M. Mulder Other Sale of securities on an exchange or to another person at price $ 0.00 per share. 28 Sep 2010 1,000 16,809 - - Common Stock
David M. Mulder Other Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 28 Sep 2010 4,709 375,641 - - Stock Option (right to buy)
David M. Mulder Other Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 28 Sep 2010 20,400 20,400 - - Common Stock
David M. Mulder Other Sale of securities on an exchange or to another person at price $ 0.00 per share. 28 Sep 2010 2,500 14,309 - - Common Stock
David M. Mulder Other Sale of securities on an exchange or to another person at price $ 0.00 per share. 28 Sep 2010 400 2,500 - - Common Stock
David M. Mulder Other Sale of securities on an exchange or to another person at price $ 0.00 per share. 28 Sep 2010 1,000 2,709 - - Common Stock
David M. Mulder Other Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 28 Sep 2010 20,500 380,350 - - Stock Option (right to buy)
David M. Mulder Other Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 28 Sep 2010 20,400 404,600 - - Stock Option (right to buy)
David M. Mulder Other Sale of securities on an exchange or to another person at price $ 0.00 per share. 28 Sep 2010 6,250 5,400 - - Common Stock
David M. Mulder Other Sale of securities on an exchange or to another person at price $ 0.00 per share. 28 Sep 2010 4,600 5,709 - - Common Stock
David M. Mulder Other Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 28 Sep 2010 3,750 24,150 - - Common Stock
David M. Mulder Other Sale of securities on an exchange or to another person at price $ 0.00 per share. 28 Sep 2010 2,000 12,309 - - Common Stock
David M. Mulder Other Sale of securities on an exchange or to another person at price $ 0.00 per share. 28 Sep 2010 2,500 0 - - Common Stock
David M. Mulder Other Sale of securities on an exchange or to another person at price $ 0.00 per share. 28 Sep 2010 2,709 0 - - Common Stock
David M. Mulder Other Sale of securities on an exchange or to another person at price $ 0.00 per share. 28 Sep 2010 2,500 2,900 - - Common Stock
David M. Mulder Other Sale of securities on an exchange or to another person at price $ 0.00 per share. 28 Sep 2010 2,000 3,709 - - Common Stock
David M. Mulder Other Sale of securities on an exchange or to another person at price $ 0.00 per share. 28 Sep 2010 12,500 11,650 - - Common Stock
David M. Mulder Other Sale of securities on an exchange or to another person at price $ 0.00 per share. 28 Sep 2010 2,000 10,309 - - Common Stock
Alexander Arrow None Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Jul 2010 42,500 42,500 - - Stock Option (right to buy)
Norman Nemoy None Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Jul 2010 37,500 37,500 - - Stock Option (right to buy)
Federico Pignatelli Director, Executive Vice Chairman Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jul 2010 35,000 35,000 - - Stock Option (right to buy)
Neil J. Laird Other Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 May 2010 15,000 0 - - Stock Option (right to buy)
Neil J. Laird Other Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 May 2010 15,000 15,000 - - Common Stock
Neil J. Laird Other Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 May 2010 5,000 0 - - Stock Option (right to buy)
Neil J. Laird Other Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 May 2010 5,000 5,000 - - Common Stock
George V. D'Arbeloff None Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 May 2010 20,000 20,000 - - Stock Option (right to buy)
Gregory D. Waller None Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 May 2010 20,000 20,000 - - Stock Option (right to buy)
Robert M. Anderton None Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 May 2010 20,000 20,000 - - Stock Option (right to buy)
James R. Largent None Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 May 2010 20,000 20,000 - - Stock Option (right to buy)
Gregory E. Lichtwardt None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jan 2010 28,750 28,750 - - Stock Option (right to buy)
Gregory E. Lichtwardt None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jan 2010 21,000 49,750 - - Stock Option (right to buy)
Gregory D. Waller None Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Oct 2009 23,750 23,750 - - Stock Option (right to buy)
Daniel S. Durrie None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 25 Aug 2009 3,750 58,736 - - Common Stock
Daniel S. Durrie None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 25 Aug 2009 3,750 11,250 - - Stock Option (right to buy)
Capallo Fred Interim Chief Financial Off. Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 25 Aug 2009 8,333 0 - - Stock Option (right to buy)
Capallo Fred Interim Chief Financial Off. Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 25 Aug 2009 8,333 0 - - Common Stock
Daniel S. Durrie None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jul 2009 5,000 54,986 - - Common Stock
Daniel S. Durrie None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jul 2009 5,000 0 - - Stock Option (right to buy)
Brett L. Scott Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Jul 2009 220,000 220,000 - - Stock Option (right to buy)
Daniel S. Durrie None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 21 May 2009 2,800 49,986 - - Common Stock
Daniel S. Durrie None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 21 May 2009 460 47,186 - - Common Stock
George V. D'Arbeloff None Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 May 2009 15,000 15,000 - - Stock Option (right to buy)
Robert M. Anderton None Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 May 2009 15,000 15,000 - - Stock Option (right to buy)
Neil J. Laird None Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 May 2009 15,000 15,000 - - Stock Option (right to buy)
Daniel S. Durrie None Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 May 2009 15,000 15,000 - - Stock Option (right to buy)
James R. Largent None Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 May 2009 15,000 15,000 - - Stock Option (right to buy)
Federico Pignatelli Director, President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 14 May 2009 200,000 1,030,250 - - Common Stock
*All Values are in $ Million
Client Category: Promoter/ KMP/ Director / Immediate Relatives / Employee / etc  
Security Type: Share/ Warrants / Convertible Debentures
Data as reported to USA Exchanges
View All The Insider Trades disclosures
Screeners based on Insider Trading and SAST parameters