Board Meeting
The next board meeting for Biocept Inc is on 28 Mar 2025 for the purpose of Biocept Inc Fourth Quarter Earnings Results for 2024 See details


Insider Trading disclosures for Biocept Inc

The latest disclosure was made by Ivor Royston in Biocept Inc where a trade of 10,000 Employee Stock Option (right to buy) done was reported to US exchanges on July 8, 2022.

Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company. A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).

Client Name Client Category Action Reported to Exchange Quantity Post Transaction Holding Traded % Avg. Price Value Security Type
Ivor Royston Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Jul 2022 10,000 10,000 - - Employee Stock Option (right to buy)
Wilson Faye Margaret Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Jul 2022 10,000 10,000 - - Employee Stock Option (right to buy)
Linda Rubinstein Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Jul 2022 10,000 10,000 - - Employee Stock Option (right to buy)
Marsha A. Chandler Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Jul 2022 10,000 10,000 - - Employee Stock Option (right to buy)
Bruce E. Gerhardt Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Jul 2022 10,000 10,000 - - Employee Stock Option (right to buy)
Philippe J. Marchand Chief Operations Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2022 150,000 150,000 - - Stock Option (right to buy)
Darrell Taylor See remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2022 15,450 15,450 - - Stock Option (right to buy)
Samuel D. Riccitelli Director, Interim President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Feb 2022 250,000 250,000 - - Stock Option (right to buy)
Antonino Morales Director, Interim CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Feb 2022 150,000 150,000 - - Stock Option (right to buy)
Darrell Taylor Sr. V.P., General Counsel Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Feb 2022 134,550 134,550 - - Stock Option (right to buy)
Michael W. Nall Director, CEO & President Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Sep 2021 100,000 100,000 - - Employee Stock Option (right to buy)
Michael W. Nall Director, CEO & President Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Sep 2021 80,000 80,000 - - Performance-Based Employee Stock Option (right to buy)
Michael Terry Sr VP of Business Development Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Aug 2021 35,000 35,000 - - Employee Stock Option (right to buy)
Timothy C. Kennedy CFO, COO & Secretary Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Aug 2021 100,000 100,000 - - Employee Stock Option (right to buy)
Michael C. Dugan Chief Med Off & Med. Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Aug 2021 150,000 150,000 - - Employee Stock Option (right to buy)
David F. Hale Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jul 2021 10,000 10,000 - - Employee Stock Option (right to buy)
Ivor Royston Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jul 2021 10,000 10,000 - - Employee Stock Option (right to buy)
Wilson Faye Margaret Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jul 2021 10,000 10,000 - - Employee Stock Option (right to buy)
Samuel D. Riccitelli Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jul 2021 10,000 10,000 - - Employee Stock Option (right to buy)
Linda Rubinstein Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jul 2021 10,000 10,000 - - Employee Stock Option (right to buy)
Marsha A. Chandler Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jul 2021 10,000 10,000 - - Employee Stock Option (right to buy)
Bruce E. Gerhardt Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jul 2021 10,000 10,000 - - Employee Stock Option (right to buy)
Antonino Morales Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jul 2021 10,000 10,000 - - Employee Stock Option (right to buy)
Samuel D. Riccitelli Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Oct 2020 10,000 10,000 - - Employee Stock Option (right to buy)
Michael Terry Sr VP Comm. Operations Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Oct 2020 48,300 48,300 - - Employee Stock Option (right to buy)
Michael W. Nall Director, CEO & President Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Oct 2020 241,500 241,500 - - Employee Stock Option (right to buy)
Timothy C. Kennedy CFO, Sr V.P. Operations & Sec. Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Oct 2020 138,000 138,000 - - Employee Stock Option (right to buy)
Michael C. Dugan Chief Med Off & Med. Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Oct 2020 69,000 69,000 - - Employee Stock Option (right to buy)
Michael C. Dugan Chief Med Off & Med. Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Aug 2020 54,900 54,900 - - Employee Stock Option (right to buy)
David F. Hale Director Sale of securities on an exchange or to another person at price $ 0.56 per share. 12 Jun 2020 159 3,477 (0%) 0% 0.6 89 Common Stock
David F. Hale Director Sale of securities on an exchange or to another person at price $ 0.56 per share. 12 Jun 2020 445 112 (0%) 0% 0.6 247 Common Stock
David F. Hale Director Sale of securities on an exchange or to another person at price $ 0.56 per share. 12 Jun 2020 556 867 (0%) 0% 0.6 309 Common Stock
David F. Hale Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Jun 2020 500 500 - - Employee Stock Option (right to buy)
Ivor Royston Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Jun 2020 500 500 - - Employee Stock Option (right to buy)
Wilson Faye Margaret Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Jun 2020 500 500 - - Employee Stock Option (right to buy)
Bruce Allen Huebner Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Jun 2020 500 500 - - Employee Stock Option (right to buy)
Marsha A. Chandler Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Jun 2020 500 500 - - Employee Stock Option (right to buy)
Bruce E. Gerhardt Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Jun 2020 500 500 - - Employee Stock Option (right to buy)
Hendrick Edwin SVP, Chief Commercial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Sep 2018 45,000 45,000 - - Employee Stock Option (right to buy)
David F. Hale None Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Jun 2018 15,000 15,000 - - Employee Stock Option (right to buy)
Ivor Royston None Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Jun 2018 15,000 15,000 - - Employee Stock Option (right to buy)
Wilson Faye Margaret None Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Jun 2018 15,000 15,000 - - Employee Stock Option (right to buy)
Bruce Allen Huebner None Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Jun 2018 15,000 15,000 - - Employee Stock Option (right to buy)
Marsha A. Chandler None Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Jun 2018 15,000 15,000 - - Employee Stock Option (right to buy)
Bruce E. Gerhardt None Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Jun 2018 15,000 15,000 - - Employee Stock Option (right to buy)
Bruce E. Gerhardt None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 30 Jan 2018 25,000 98,303 (0%) 0% 0 Common Stock
Bruce E. Gerhardt None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 30 Jan 2018 25,000 25,000 - - Warrant to Purchase Common Stock
David F. Hale None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 May 2017 15,000 15,000 - - Employee Stock Option (right to buy)
Ivor Royston None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 May 2017 15,000 15,000 - - Employee Stock Option (right to buy)
Wilson Faye Margaret None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 May 2017 15,000 15,000 - - Employee Stock Option (right to buy)
Lyle J. Arnold SR VP of R&D and CSO Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 May 2017 75,000 75,000 - - Employee Stock Option (right to buy)
Lyle J. Arnold SR VP of R&D and CSO Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 May 2017 25,000 90,238 (0%) 0% 0 Common Stock
Bruce Allen Huebner None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 May 2017 15,000 15,000 - - Employee Stock Option (right to buy)
Marsha A. Chandler None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 May 2017 15,000 15,000 - - Employee Stock Option (right to buy)
Bruce E. Gerhardt None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 May 2017 15,000 15,000 - - Employee Stock Option (right to buy)
Michael W. Nall Director, CEO & President Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 May 2017 300,000 300,000 - - Employee Stock Option (right to buy)
Michael W. Nall Director, CEO & President Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 May 2017 50,000 75,000 (0%) 0% 0 Common Stock
Edward Neff None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 May 2017 15,000 15,000 - - Employee Stock Option (right to buy)
Veena Singh Sr VP & Sr Med Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 May 2017 25,000 51,666 (0%) 0% 0 Common Stock
Veena Singh Sr VP & Sr Med Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 May 2017 50,000 50,000 - - Employee Stock Option (right to buy)
Timothy Kennedy CFO, Sr V.P. Operations & Sec. Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 May 2017 50,000 50,000 - - Employee Stock Option (right to buy)
Timothy Kennedy CFO, Sr V.P. Operations & Sec. Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 May 2017 25,000 86,363 (0%) 0% 0 Common Stock
David F. Hale None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2017 4,166 4,166 - - Employee Stock Option (right to buy)
Ivor Royston None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2017 4,166 4,166 - - Employee Stock Option (right to buy)
Wilson Faye Margaret None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2017 4,166 4,166 - - Employee Stock Option (right to buy)
Bruce Allen Huebner None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2017 4,166 4,166 - - Employee Stock Option (right to buy)
Marsha A. Chandler None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2017 4,166 4,166 - - Employee Stock Option (right to buy)
Bruce E. Gerhardt None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2017 4,166 4,166 - - Employee Stock Option (right to buy)
Edward Neff None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2017 4,166 4,166 - - Employee Stock Option (right to buy)
Michael W. Nall Director, CEO & President Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Mar 2017 10,000 10,000 - - Employee stock option (right to buy)
Michael W. Nall Director, CEO & President Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Mar 2017 6,333 6,333 - - Employee stock option (right to buy)
Timothy Kennedy CFO, Sr V.P. Operations & Sec. Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Mar 2017 16,383 16,383 - - Employee stock option (right to buy)
Michael Terry Sr VP Comm. Operations Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Feb 2017 50,000 50,000 - - Employee Stock Option (right to buy)
Timothy Kennedy CFO, Sr V.P. Operations & Sec. Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Jul 2016 200,000 200,000 - - Employee Stock Option (right to buy)
Timothy Kennedy CFO, Sr V.P. Operations & Sec. Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Jul 2016 75,000 75,000 - - Common Stock
Lyle J. Arnold SR VP of R&D and CSO Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jul 2016 50,000 60,714 - - Common Stock
Michael W. Nall Director, CEO & President Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jul 2016 75,000 114,634 - - Common Stock
Veena Singh Sr VP & Sr Med Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jul 2016 50,000 50,000 - - Common Stock
David F. Hale None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 04 May 2016 50,000 138,356 - - Common Stock
David F. Hale None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 04 May 2016 35,000 35,000 - - Warrant to Purchase Common Stock
Bruce E. Gerhardt None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 04 May 2016 25,000 58,985 - - Common Stock
Bruce E. Gerhardt None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 04 May 2016 17,500 17,500 - - Warrant to Purchase Common Stock
Edward Neff None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 04 May 2016 100,000 112,913 - - Common Stock
Edward Neff None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 04 May 2016 70,000 70,000 - - Warrant to Purchase Common Stock
Lyle J. Arnold SR VP of R&D and CSO Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Feb 2016 25,000 25,000 - - Employee Stock Option (right to buy)
Michael W. Nall Director, CEO & President Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Feb 2016 50,000 50,000 - - Employee stock option (right to buy)
Michael W. Nall Director, CEO & President Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Feb 2016 13,348 39,634 - - Common Stock
Raaj Trivedi VP Commercial Operations Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Feb 2016 17,500 17,500 - - Employee Stock Option (right to buy)
Veena Singh Sr VP & Sr Med Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Feb 2016 50,000 50,000 - - Employee Stock Option (right to buy)
David F. Hale None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2015 12,500 12,500 - - Stock Option (right to buy)
Ivor Royston None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2015 12,500 12,500 - - Stock Option (right to buy)
Bruce Allen Huebner None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2015 12,500 12,500 - - Stock Option (right to buy)
Wilson Faye Margaret None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2015 12,500 12,500 - - Stock Option (right to buy)
Marsha A. Chandler None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2015 12,500 12,500 - - Stock Option (right to buy)
Bruce E. Gerhardt None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2015 12,500 12,500 - - Stock Option (right to buy)
Edward Neff None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2015 12,500 12,500 - - Stock Option (right to buy)
David F. Hale Director, Chairman Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 09 Nov 2015 10,204 0 - - Restricted Stock Units
David F. Hale Director, Chairman Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 09 Nov 2015 53,662 0 - - Restricted Stock Units
David F. Hale Director, Chairman Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 09 Nov 2015 10,204 34,694 - - Common Stock
David F. Hale Director, Chairman Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 09 Nov 2015 53,662 88,356 - - Common Stock
Ivor Royston None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 09 Nov 2015 9,285 0 - - Restricted Stock Units
Ivor Royston None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 09 Nov 2015 9,285 34,878 - - Common Stock
Mark G. Foletta Interim CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Aug 2015 50,000 50,000 - - Employee Stock Option (right to buy)
Lyle J. Arnold SR VP of R&D and CSO Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Aug 2015 175,000 175,000 - - Employee Stock Option (right to buy)
Michael W. Nall Director, CEO & President Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Aug 2015 150,000 150,000 - - Employee Stock Option (right to buy)
Raaj Trivedi VP Commercial Operations Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Aug 2015 47,000 47,000 - - Employee Stock Option (right to buy)
Veena Singh Sr VP & Sr Med Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Aug 2015 175,000 175,000 - - Employee Stock Option (right to buy)
David F. Hale Director, Chairman Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 24 Aug 2015 14,286 0 - - Restricted Stock Units
David F. Hale Director, Chairman Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 24 Aug 2015 14,286 24,490 - - Common Stock
Lyle J. Arnold SR VP of R&D and CSO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 24 Aug 2015 10,714 0 - - Restricted Stock Units
Lyle J. Arnold SR VP of R&D and CSO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 24 Aug 2015 10,714 10,714 - - Common Stock
Michael W. Nall Director, CEO & President Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 24 Aug 2015 14,286 0 - - Restricted Stock Units
Michael W. Nall Director, CEO & President Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 24 Aug 2015 14,286 26,286 - - Common Stock
Veena Singh Sr VP & Sr Med Director Purchase of securities on an exchange or from another person at price $ 0.00 per share. 29 May 2015 1,800 1,800 - - Common Stock
Veena Singh Sr VP & Sr Med Director Purchase of securities on an exchange or from another person at price $ 0.00 per share. 29 May 2015 3,200 5,000 - - Common Stock
Ivor Royston None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 24 May 2015 8,735 0 - - Restricted Stock Units
Ivor Royston None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 24 May 2015 8,735 25,593 - - Common Stock
Wilson Faye Margaret None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 24 May 2015 14,285 0 - - Restricted Stock Units
Wilson Faye Margaret None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 24 May 2015 14,285 23,359 - - Common Stock
Bruce E. Gerhardt None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 24 May 2015 8,735 0 - - Restricted Stock Units
Bruce E. Gerhardt None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 24 May 2015 8,735 33,985 - - Common Stock
Edward Neff None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 24 May 2015 8,735 0 - - Restricted Stock Units
Edward Neff None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 24 May 2015 8,735 12,913 - - Common Stock
Ivor Royston None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 16 Mar 2015 5,667 17,294 - - Common Stock
David F. Hale Director, Chairman Purchase of securities on an exchange or from another person at price $ 0.00 per share. 13 Feb 2015 40,000 40,000 - - Warrant to Purchase Common Stock
David F. Hale Director, Chairman Purchase of securities on an exchange or from another person at price $ 0.00 per share. 13 Feb 2015 40,000 94,570 - - Common Stock
Ivor Royston None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 13 Feb 2015 12,000 12,000 - - Warrant to Purchase Common Stock
Ivor Royston None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 13 Feb 2015 12,000 16,858 - - Common Stock
Bruce Allen Huebner None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 13 Feb 2015 12,000 12,000 - - Warrant to Purchase Common Stock
Bruce Allen Huebner None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 13 Feb 2015 12,000 12,000 - - Common Stock
Wilson Faye Margaret None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 13 Feb 2015 4,000 4,000 - - Warrant to Purchase Common Stock
Wilson Faye Margaret None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 13 Feb 2015 4,000 9,074 - - Common Stock
Marsha A. Chandler None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 13 Feb 2015 2,000 2,000 - - Warrant to Purchase Common Stock
Marsha A. Chandler None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 13 Feb 2015 2,000 7,078 - - Common Stock
Bruce E. Gerhardt None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 13 Feb 2015 20,000 20,000 - - Warrant to Purchase Common Stock
Bruce E. Gerhardt None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 13 Feb 2015 20,000 25,250 - - Common Stock
Michael W. Nall Director, CEO & President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 13 Feb 2015 12,000 12,000 - - Warrant to Purchase Common Stock
Michael W. Nall Director, CEO & President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 13 Feb 2015 12,000 12,000 - - Common Stock
Edward Neff None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 13 Feb 2015 40,000 40,000 - - Warrant to Purchase Common Stock
Edward Neff None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 13 Feb 2015 40,000 187,386 - - Common Stock
Veena Singh Sr VP & Sr Med Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Dec 2014 40,000 40,000 - - Stock option (right to buy)
Michael W. Nall Director, CEO AND PRESIDENT Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Jun 2014 75,000 75,000 - - Stock Options (right to buy)
William G. Kachioff SVP, CFO AND SECRETARY Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 May 2014 50,000 50,000 - - Stock Options (right to buy)
Lyle J. Arnold SVP, Chief Scientific Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 May 2014 35,000 35,000 - - Stock Options (right to buy)
Farideh Z. Bischoff VICE PRESIDENT Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 May 2014 35,000 35,000 - - Stock Options (right to buy)
Raaj Trivedi VP, COMMERCIAL OPERATIONS Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Mar 2014 43,000 43,000 - - Stock Options (right to buy)
David F. Hale Director, CHAIRMAN Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Feb 2014 53,108 53,108 - - Stock Options (right to buy)
William G. Kachioff SVP, CFO AND SECRETARY Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Feb 2014 1,190 1,190 - - Stock Options (right to buy)
David F. Hale Director, CHAIRMAN Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Feb 2014 70,000 70,000 - - Stock Options (right to buy)
Ivor Royston None Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Feb 2014 26,500 26,500 - - Stock Options (right to buy)
Bruce Allen Huebner None Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Feb 2014 22,000 22,000 - - Stock Options (right to buy)
Wilson Faye Margaret None Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Feb 2014 51,000 51,000 - - Stock Options (right to buy)
Marsha A. Chandler None Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Feb 2014 23,000 23,000 - - Stock Options (right to buy)
Bruce E. Gerhardt None Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Feb 2014 23,000 23,000 - - Stock Options (right to buy)
Edward Neff None Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Feb 2014 23,000 23,000 - - Stock Options (right to buy)
David F. Hale Director, CHAIRMAN 10 Feb 2014 47,181 0 - - Convertible Notes (right to buy)
David F. Hale Director, CHAIRMAN Other type of transaction at price $ 0.00 per share. 10 Feb 2014 10,204 10,204 - - Restricted Stock Units (right to buy)
David F. Hale Director, CHAIRMAN Other type of transaction at price $ 0.00 per share. 10 Feb 2014 53,662 53,662 - - Restricted Stock Units (right to buy)
David F. Hale Director, CHAIRMAN 10 Feb 2014 10,204 0 - - Issuer?s repurchase right (obligation to sell)
David F. Hale Director, CHAIRMAN Other type of transaction at price $ 0.00 per share. 10 Feb 2014 22,175 22,175 - - Warrants (right to buy)
David F. Hale Director, CHAIRMAN Other type of transaction at price $ 0.00 per share. 10 Feb 2014 36,302 36,302 - - Warrants (right to buy)
David F. Hale Director, CHAIRMAN 10 Feb 2014 47,181 54,570 - - Common Stock
Ivor Royston None Other type of transaction at price $ 0.00 per share. 10 Feb 2014 9,285 9,285 - - Restricted Stock Units (right to buy)
Ivor Royston None Other type of transaction at price $ 0.00 per share. 10 Feb 2014 2,500 2,500 - - Warrants (right to buy)
Wilson Faye Margaret None 10 Feb 2014 2,650 0 - - Convertible Note (right to buy)
Wilson Faye Margaret None Other type of transaction at price $ 0.00 per share. 10 Feb 2014 1,250 1,250 - - Warrants (right to buy)
Wilson Faye Margaret None 10 Feb 2014 2,650 5,074 - - Common Stock
Marsha A. Chandler None 10 Feb 2014 5,078 0 - - Convertible Note (right to buy)
Marsha A. Chandler None Other type of transaction at price $ 0.00 per share. 10 Feb 2014 2,500 2,500 - - Warrants (right to buy)
Marsha A. Chandler None 10 Feb 2014 5,078 5,078 - - Common Stock
Bruce E. Gerhardt None 10 Feb 2014 1,055 0 - - Convertible Note (right to buy)
Bruce E. Gerhardt None Other type of transaction at price $ 0.00 per share. 10 Feb 2014 500 500 - - Warrants (right to buy)
Bruce E. Gerhardt None Other type of transaction at price $ 0.00 per share. 10 Feb 2014 2,500 2,500 - - Warrants (right to buy)
Bruce E. Gerhardt None 10 Feb 2014 1,055 5,250 - - Common Stock
Edward Neff None 10 Feb 2014 108,140 0 - - Convertible Notes (right to buy)
Edward Neff None Other type of transaction at price $ 0.00 per share. 10 Feb 2014 51,250 51,250 - - Warrants (right to buy)
Edward Neff None Other type of transaction at price $ 0.00 per share. 10 Feb 2014 28,801 28,801 - - Warrants (right to buy)
Edward Neff None 10 Feb 2014 108,140 147,386 - - Common Stock
*All Values are in $ Million
Client Category: Promoter/ KMP/ Director / Immediate Relatives / Employee / etc  
Security Type: Share/ Warrants / Convertible Debentures
Data as reported to USA Exchanges
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