Ivor Royston
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Jul 2022 |
10,000 |
10,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Wilson Faye Margaret
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Jul 2022 |
10,000 |
10,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Linda Rubinstein
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Jul 2022 |
10,000 |
10,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Marsha A. Chandler
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Jul 2022 |
10,000 |
10,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Bruce E. Gerhardt
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Jul 2022 |
10,000 |
10,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Philippe J. Marchand
|
Chief Operations Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2022 |
150,000 |
150,000
|
-
|
|
-
|
Stock Option (right to buy) |
Darrell Taylor
|
See remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2022 |
15,450 |
15,450
|
-
|
|
-
|
Stock Option (right to buy) |
Samuel D. Riccitelli
|
Director, Interim President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Feb 2022 |
250,000 |
250,000
|
-
|
|
-
|
Stock Option (right to buy) |
Antonino Morales
|
Director, Interim CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Feb 2022 |
150,000 |
150,000
|
-
|
|
-
|
Stock Option (right to buy) |
Darrell Taylor
|
Sr. V.P., General Counsel |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Feb 2022 |
134,550 |
134,550
|
-
|
|
-
|
Stock Option (right to buy) |
Michael W. Nall
|
Director, CEO & President |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Sep 2021 |
100,000 |
100,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Michael W. Nall
|
Director, CEO & President |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Sep 2021 |
80,000 |
80,000
|
-
|
|
-
|
Performance-Based Employee Stock Option (right to buy) |
Michael Terry
|
Sr VP of Business Development |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Aug 2021 |
35,000 |
35,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Timothy C. Kennedy
|
CFO, COO & Secretary |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Aug 2021 |
100,000 |
100,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Michael C. Dugan
|
Chief Med Off & Med. Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Aug 2021 |
150,000 |
150,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
David F. Hale
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 Jul 2021 |
10,000 |
10,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Ivor Royston
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 Jul 2021 |
10,000 |
10,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Wilson Faye Margaret
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 Jul 2021 |
10,000 |
10,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Samuel D. Riccitelli
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 Jul 2021 |
10,000 |
10,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Linda Rubinstein
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 Jul 2021 |
10,000 |
10,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Marsha A. Chandler
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 Jul 2021 |
10,000 |
10,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Bruce E. Gerhardt
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 Jul 2021 |
10,000 |
10,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Antonino Morales
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 Jul 2021 |
10,000 |
10,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Samuel D. Riccitelli
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 Oct 2020 |
10,000 |
10,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Michael Terry
|
Sr VP Comm. Operations |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Oct 2020 |
48,300 |
48,300
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Michael W. Nall
|
Director, CEO & President |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Oct 2020 |
241,500 |
241,500
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Timothy C. Kennedy
|
CFO, Sr V.P. Operations & Sec. |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Oct 2020 |
138,000 |
138,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Michael C. Dugan
|
Chief Med Off & Med. Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Oct 2020 |
69,000 |
69,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Michael C. Dugan
|
Chief Med Off & Med. Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Aug 2020 |
54,900 |
54,900
|
-
|
|
-
|
Employee Stock Option (right to buy) |
David F. Hale
|
Director |
Sale of securities on an exchange or to another person at price $ 0.56 per share. |
12 Jun 2020 |
159 |
3,477
(0%)
|
0%
|
0.6 |
89
|
Common Stock |
David F. Hale
|
Director |
Sale of securities on an exchange or to another person at price $ 0.56 per share. |
12 Jun 2020 |
445 |
112
(0%)
|
0%
|
0.6 |
247
|
Common Stock |
David F. Hale
|
Director |
Sale of securities on an exchange or to another person at price $ 0.56 per share. |
12 Jun 2020 |
556 |
867
(0%)
|
0%
|
0.6 |
309
|
Common Stock |
David F. Hale
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
05 Jun 2020 |
500 |
500
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Ivor Royston
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
05 Jun 2020 |
500 |
500
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Wilson Faye Margaret
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
05 Jun 2020 |
500 |
500
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Bruce Allen Huebner
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
05 Jun 2020 |
500 |
500
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Marsha A. Chandler
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
05 Jun 2020 |
500 |
500
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Bruce E. Gerhardt
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
05 Jun 2020 |
500 |
500
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Hendrick Edwin
|
SVP, Chief Commercial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Sep 2018 |
45,000 |
45,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
David F. Hale
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Jun 2018 |
15,000 |
15,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Ivor Royston
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Jun 2018 |
15,000 |
15,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Wilson Faye Margaret
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Jun 2018 |
15,000 |
15,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Bruce Allen Huebner
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Jun 2018 |
15,000 |
15,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Marsha A. Chandler
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Jun 2018 |
15,000 |
15,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Bruce E. Gerhardt
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Jun 2018 |
15,000 |
15,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Bruce E. Gerhardt
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
30 Jan 2018 |
25,000 |
98,303
(0%)
|
0%
|
|
0
|
Common Stock |
Bruce E. Gerhardt
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
30 Jan 2018 |
25,000 |
25,000
|
-
|
|
-
|
Warrant to Purchase Common Stock |
David F. Hale
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 May 2017 |
15,000 |
15,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Ivor Royston
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 May 2017 |
15,000 |
15,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Wilson Faye Margaret
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 May 2017 |
15,000 |
15,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Lyle J. Arnold
|
SR VP of R&D and CSO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 May 2017 |
75,000 |
75,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Lyle J. Arnold
|
SR VP of R&D and CSO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 May 2017 |
25,000 |
90,238
(0%)
|
0%
|
|
0
|
Common Stock |
Bruce Allen Huebner
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 May 2017 |
15,000 |
15,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Marsha A. Chandler
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 May 2017 |
15,000 |
15,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Bruce E. Gerhardt
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 May 2017 |
15,000 |
15,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Michael W. Nall
|
Director, CEO & President |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 May 2017 |
300,000 |
300,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Michael W. Nall
|
Director, CEO & President |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 May 2017 |
50,000 |
75,000
(0%)
|
0%
|
|
0
|
Common Stock |
Edward Neff
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 May 2017 |
15,000 |
15,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Veena Singh
|
Sr VP & Sr Med Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 May 2017 |
25,000 |
51,666
(0%)
|
0%
|
|
0
|
Common Stock |
Veena Singh
|
Sr VP & Sr Med Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 May 2017 |
50,000 |
50,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Timothy Kennedy
|
CFO, Sr V.P. Operations & Sec. |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 May 2017 |
50,000 |
50,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Timothy Kennedy
|
CFO, Sr V.P. Operations & Sec. |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 May 2017 |
25,000 |
86,363
(0%)
|
0%
|
|
0
|
Common Stock |
David F. Hale
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2017 |
4,166 |
4,166
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Ivor Royston
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2017 |
4,166 |
4,166
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Wilson Faye Margaret
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2017 |
4,166 |
4,166
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Bruce Allen Huebner
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2017 |
4,166 |
4,166
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Marsha A. Chandler
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2017 |
4,166 |
4,166
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Bruce E. Gerhardt
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2017 |
4,166 |
4,166
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Edward Neff
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2017 |
4,166 |
4,166
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Michael W. Nall
|
Director, CEO & President |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Mar 2017 |
10,000 |
10,000
|
-
|
|
-
|
Employee stock option (right to buy) |
Michael W. Nall
|
Director, CEO & President |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Mar 2017 |
6,333 |
6,333
|
-
|
|
-
|
Employee stock option (right to buy) |
Timothy Kennedy
|
CFO, Sr V.P. Operations & Sec. |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Mar 2017 |
16,383 |
16,383
|
-
|
|
-
|
Employee stock option (right to buy) |
Michael Terry
|
Sr VP Comm. Operations |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Feb 2017 |
50,000 |
50,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Timothy Kennedy
|
CFO, Sr V.P. Operations & Sec. |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Jul 2016 |
200,000 |
200,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Timothy Kennedy
|
CFO, Sr V.P. Operations & Sec. |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Jul 2016 |
75,000 |
75,000
|
-
|
|
-
|
Common Stock |
Lyle J. Arnold
|
SR VP of R&D and CSO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 Jul 2016 |
50,000 |
60,714
|
-
|
|
-
|
Common Stock |
Michael W. Nall
|
Director, CEO & President |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 Jul 2016 |
75,000 |
114,634
|
-
|
|
-
|
Common Stock |
Veena Singh
|
Sr VP & Sr Med Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 Jul 2016 |
50,000 |
50,000
|
-
|
|
-
|
Common Stock |
David F. Hale
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
04 May 2016 |
50,000 |
138,356
|
-
|
|
-
|
Common Stock |
David F. Hale
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
04 May 2016 |
35,000 |
35,000
|
-
|
|
-
|
Warrant to Purchase Common Stock |
Bruce E. Gerhardt
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
04 May 2016 |
25,000 |
58,985
|
-
|
|
-
|
Common Stock |
Bruce E. Gerhardt
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
04 May 2016 |
17,500 |
17,500
|
-
|
|
-
|
Warrant to Purchase Common Stock |
Edward Neff
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
04 May 2016 |
100,000 |
112,913
|
-
|
|
-
|
Common Stock |
Edward Neff
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
04 May 2016 |
70,000 |
70,000
|
-
|
|
-
|
Warrant to Purchase Common Stock |
Lyle J. Arnold
|
SR VP of R&D and CSO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Feb 2016 |
25,000 |
25,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Michael W. Nall
|
Director, CEO & President |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Feb 2016 |
50,000 |
50,000
|
-
|
|
-
|
Employee stock option (right to buy) |
Michael W. Nall
|
Director, CEO & President |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Feb 2016 |
13,348 |
39,634
|
-
|
|
-
|
Common Stock |
Raaj Trivedi
|
VP Commercial Operations |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Feb 2016 |
17,500 |
17,500
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Veena Singh
|
Sr VP & Sr Med Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Feb 2016 |
50,000 |
50,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
David F. Hale
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2015 |
12,500 |
12,500
|
-
|
|
-
|
Stock Option (right to buy) |
Ivor Royston
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2015 |
12,500 |
12,500
|
-
|
|
-
|
Stock Option (right to buy) |
Bruce Allen Huebner
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2015 |
12,500 |
12,500
|
-
|
|
-
|
Stock Option (right to buy) |
Wilson Faye Margaret
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2015 |
12,500 |
12,500
|
-
|
|
-
|
Stock Option (right to buy) |
Marsha A. Chandler
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2015 |
12,500 |
12,500
|
-
|
|
-
|
Stock Option (right to buy) |
Bruce E. Gerhardt
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2015 |
12,500 |
12,500
|
-
|
|
-
|
Stock Option (right to buy) |
Edward Neff
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2015 |
12,500 |
12,500
|
-
|
|
-
|
Stock Option (right to buy) |
David F. Hale
|
Director, Chairman |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
09 Nov 2015 |
10,204 |
0
|
-
|
|
-
|
Restricted Stock Units |
David F. Hale
|
Director, Chairman |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
09 Nov 2015 |
53,662 |
0
|
-
|
|
-
|
Restricted Stock Units |
David F. Hale
|
Director, Chairman |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
09 Nov 2015 |
10,204 |
34,694
|
-
|
|
-
|
Common Stock |
David F. Hale
|
Director, Chairman |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
09 Nov 2015 |
53,662 |
88,356
|
-
|
|
-
|
Common Stock |
Ivor Royston
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
09 Nov 2015 |
9,285 |
0
|
-
|
|
-
|
Restricted Stock Units |
Ivor Royston
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
09 Nov 2015 |
9,285 |
34,878
|
-
|
|
-
|
Common Stock |
Mark G. Foletta
|
Interim CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Aug 2015 |
50,000 |
50,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Lyle J. Arnold
|
SR VP of R&D and CSO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Aug 2015 |
175,000 |
175,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Michael W. Nall
|
Director, CEO & President |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Aug 2015 |
150,000 |
150,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Raaj Trivedi
|
VP Commercial Operations |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Aug 2015 |
47,000 |
47,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Veena Singh
|
Sr VP & Sr Med Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Aug 2015 |
175,000 |
175,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
David F. Hale
|
Director, Chairman |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
24 Aug 2015 |
14,286 |
0
|
-
|
|
-
|
Restricted Stock Units |
David F. Hale
|
Director, Chairman |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
24 Aug 2015 |
14,286 |
24,490
|
-
|
|
-
|
Common Stock |
Lyle J. Arnold
|
SR VP of R&D and CSO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
24 Aug 2015 |
10,714 |
0
|
-
|
|
-
|
Restricted Stock Units |
Lyle J. Arnold
|
SR VP of R&D and CSO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
24 Aug 2015 |
10,714 |
10,714
|
-
|
|
-
|
Common Stock |
Michael W. Nall
|
Director, CEO & President |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
24 Aug 2015 |
14,286 |
0
|
-
|
|
-
|
Restricted Stock Units |
Michael W. Nall
|
Director, CEO & President |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
24 Aug 2015 |
14,286 |
26,286
|
-
|
|
-
|
Common Stock |
Veena Singh
|
Sr VP & Sr Med Director |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
29 May 2015 |
1,800 |
1,800
|
-
|
|
-
|
Common Stock |
Veena Singh
|
Sr VP & Sr Med Director |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
29 May 2015 |
3,200 |
5,000
|
-
|
|
-
|
Common Stock |
Ivor Royston
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
24 May 2015 |
8,735 |
0
|
-
|
|
-
|
Restricted Stock Units |
Ivor Royston
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
24 May 2015 |
8,735 |
25,593
|
-
|
|
-
|
Common Stock |
Wilson Faye Margaret
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
24 May 2015 |
14,285 |
0
|
-
|
|
-
|
Restricted Stock Units |
Wilson Faye Margaret
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
24 May 2015 |
14,285 |
23,359
|
-
|
|
-
|
Common Stock |
Bruce E. Gerhardt
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
24 May 2015 |
8,735 |
0
|
-
|
|
-
|
Restricted Stock Units |
Bruce E. Gerhardt
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
24 May 2015 |
8,735 |
33,985
|
-
|
|
-
|
Common Stock |
Edward Neff
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
24 May 2015 |
8,735 |
0
|
-
|
|
-
|
Restricted Stock Units |
Edward Neff
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
24 May 2015 |
8,735 |
12,913
|
-
|
|
-
|
Common Stock |
Ivor Royston
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
16 Mar 2015 |
5,667 |
17,294
|
-
|
|
-
|
Common Stock |
David F. Hale
|
Director, Chairman |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
13 Feb 2015 |
40,000 |
40,000
|
-
|
|
-
|
Warrant to Purchase Common Stock |
David F. Hale
|
Director, Chairman |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
13 Feb 2015 |
40,000 |
94,570
|
-
|
|
-
|
Common Stock |
Ivor Royston
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
13 Feb 2015 |
12,000 |
12,000
|
-
|
|
-
|
Warrant to Purchase Common Stock |
Ivor Royston
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
13 Feb 2015 |
12,000 |
16,858
|
-
|
|
-
|
Common Stock |
Bruce Allen Huebner
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
13 Feb 2015 |
12,000 |
12,000
|
-
|
|
-
|
Warrant to Purchase Common Stock |
Bruce Allen Huebner
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
13 Feb 2015 |
12,000 |
12,000
|
-
|
|
-
|
Common Stock |
Wilson Faye Margaret
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
13 Feb 2015 |
4,000 |
4,000
|
-
|
|
-
|
Warrant to Purchase Common Stock |
Wilson Faye Margaret
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
13 Feb 2015 |
4,000 |
9,074
|
-
|
|
-
|
Common Stock |
Marsha A. Chandler
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
13 Feb 2015 |
2,000 |
2,000
|
-
|
|
-
|
Warrant to Purchase Common Stock |
Marsha A. Chandler
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
13 Feb 2015 |
2,000 |
7,078
|
-
|
|
-
|
Common Stock |
Bruce E. Gerhardt
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
13 Feb 2015 |
20,000 |
20,000
|
-
|
|
-
|
Warrant to Purchase Common Stock |
Bruce E. Gerhardt
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
13 Feb 2015 |
20,000 |
25,250
|
-
|
|
-
|
Common Stock |
Michael W. Nall
|
Director, CEO & President |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
13 Feb 2015 |
12,000 |
12,000
|
-
|
|
-
|
Warrant to Purchase Common Stock |
Michael W. Nall
|
Director, CEO & President |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
13 Feb 2015 |
12,000 |
12,000
|
-
|
|
-
|
Common Stock |
Edward Neff
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
13 Feb 2015 |
40,000 |
40,000
|
-
|
|
-
|
Warrant to Purchase Common Stock |
Edward Neff
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
13 Feb 2015 |
40,000 |
187,386
|
-
|
|
-
|
Common Stock |
Veena Singh
|
Sr VP & Sr Med Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Dec 2014 |
40,000 |
40,000
|
-
|
|
-
|
Stock option (right to buy) |
Michael W. Nall
|
Director, CEO AND PRESIDENT |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Jun 2014 |
75,000 |
75,000
|
-
|
|
-
|
Stock Options (right to buy) |
William G. Kachioff
|
SVP, CFO AND SECRETARY |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 May 2014 |
50,000 |
50,000
|
-
|
|
-
|
Stock Options (right to buy) |
Lyle J. Arnold
|
SVP, Chief Scientific Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 May 2014 |
35,000 |
35,000
|
-
|
|
-
|
Stock Options (right to buy) |
Farideh Z. Bischoff
|
VICE PRESIDENT |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 May 2014 |
35,000 |
35,000
|
-
|
|
-
|
Stock Options (right to buy) |
Raaj Trivedi
|
VP, COMMERCIAL OPERATIONS |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Mar 2014 |
43,000 |
43,000
|
-
|
|
-
|
Stock Options (right to buy) |
David F. Hale
|
Director, CHAIRMAN |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Feb 2014 |
53,108 |
53,108
|
-
|
|
-
|
Stock Options (right to buy) |
William G. Kachioff
|
SVP, CFO AND SECRETARY |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Feb 2014 |
1,190 |
1,190
|
-
|
|
-
|
Stock Options (right to buy) |
David F. Hale
|
Director, CHAIRMAN |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Feb 2014 |
70,000 |
70,000
|
-
|
|
-
|
Stock Options (right to buy) |
Ivor Royston
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Feb 2014 |
26,500 |
26,500
|
-
|
|
-
|
Stock Options (right to buy) |
Bruce Allen Huebner
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Feb 2014 |
22,000 |
22,000
|
-
|
|
-
|
Stock Options (right to buy) |
Wilson Faye Margaret
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Feb 2014 |
51,000 |
51,000
|
-
|
|
-
|
Stock Options (right to buy) |
Marsha A. Chandler
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Feb 2014 |
23,000 |
23,000
|
-
|
|
-
|
Stock Options (right to buy) |
Bruce E. Gerhardt
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Feb 2014 |
23,000 |
23,000
|
-
|
|
-
|
Stock Options (right to buy) |
Edward Neff
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Feb 2014 |
23,000 |
23,000
|
-
|
|
-
|
Stock Options (right to buy) |
David F. Hale
|
Director, CHAIRMAN |
|
10 Feb 2014 |
47,181 |
0
|
-
|
|
-
|
Convertible Notes (right to buy) |
David F. Hale
|
Director, CHAIRMAN |
Other type of transaction at price $ 0.00 per share. |
10 Feb 2014 |
10,204 |
10,204
|
-
|
|
-
|
Restricted Stock Units (right to buy) |
David F. Hale
|
Director, CHAIRMAN |
Other type of transaction at price $ 0.00 per share. |
10 Feb 2014 |
53,662 |
53,662
|
-
|
|
-
|
Restricted Stock Units (right to buy) |
David F. Hale
|
Director, CHAIRMAN |
|
10 Feb 2014 |
10,204 |
0
|
-
|
|
-
|
Issuer?s repurchase right (obligation to sell) |
David F. Hale
|
Director, CHAIRMAN |
Other type of transaction at price $ 0.00 per share. |
10 Feb 2014 |
22,175 |
22,175
|
-
|
|
-
|
Warrants (right to buy) |
David F. Hale
|
Director, CHAIRMAN |
Other type of transaction at price $ 0.00 per share. |
10 Feb 2014 |
36,302 |
36,302
|
-
|
|
-
|
Warrants (right to buy) |
David F. Hale
|
Director, CHAIRMAN |
|
10 Feb 2014 |
47,181 |
54,570
|
-
|
|
-
|
Common Stock |
Ivor Royston
|
None |
Other type of transaction at price $ 0.00 per share. |
10 Feb 2014 |
9,285 |
9,285
|
-
|
|
-
|
Restricted Stock Units (right to buy) |
Ivor Royston
|
None |
Other type of transaction at price $ 0.00 per share. |
10 Feb 2014 |
2,500 |
2,500
|
-
|
|
-
|
Warrants (right to buy) |
Wilson Faye Margaret
|
None |
|
10 Feb 2014 |
2,650 |
0
|
-
|
|
-
|
Convertible Note (right to buy) |
Wilson Faye Margaret
|
None |
Other type of transaction at price $ 0.00 per share. |
10 Feb 2014 |
1,250 |
1,250
|
-
|
|
-
|
Warrants (right to buy) |
Wilson Faye Margaret
|
None |
|
10 Feb 2014 |
2,650 |
5,074
|
-
|
|
-
|
Common Stock |
Marsha A. Chandler
|
None |
|
10 Feb 2014 |
5,078 |
0
|
-
|
|
-
|
Convertible Note (right to buy) |
Marsha A. Chandler
|
None |
Other type of transaction at price $ 0.00 per share. |
10 Feb 2014 |
2,500 |
2,500
|
-
|
|
-
|
Warrants (right to buy) |
Marsha A. Chandler
|
None |
|
10 Feb 2014 |
5,078 |
5,078
|
-
|
|
-
|
Common Stock |
Bruce E. Gerhardt
|
None |
|
10 Feb 2014 |
1,055 |
0
|
-
|
|
-
|
Convertible Note (right to buy) |
Bruce E. Gerhardt
|
None |
Other type of transaction at price $ 0.00 per share. |
10 Feb 2014 |
500 |
500
|
-
|
|
-
|
Warrants (right to buy) |
Bruce E. Gerhardt
|
None |
Other type of transaction at price $ 0.00 per share. |
10 Feb 2014 |
2,500 |
2,500
|
-
|
|
-
|
Warrants (right to buy) |
Bruce E. Gerhardt
|
None |
|
10 Feb 2014 |
1,055 |
5,250
|
-
|
|
-
|
Common Stock |
Edward Neff
|
None |
|
10 Feb 2014 |
108,140 |
0
|
-
|
|
-
|
Convertible Notes (right to buy) |
Edward Neff
|
None |
Other type of transaction at price $ 0.00 per share. |
10 Feb 2014 |
51,250 |
51,250
|
-
|
|
-
|
Warrants (right to buy) |
Edward Neff
|
None |
Other type of transaction at price $ 0.00 per share. |
10 Feb 2014 |
28,801 |
28,801
|
-
|
|
-
|
Warrants (right to buy) |
Edward Neff
|
None |
|
10 Feb 2014 |
108,140 |
147,386
|
-
|
|
-
|
Common Stock |