Insider Trading disclosures for Atreca Inc - Ordinary Shares - Class A

The latest disclosure was made by John A. Orwin in Atreca Inc - Ordinary Shares - Class A where a trade of 1 Series A Junior Preferred Stock done was reported to US exchanges on April 11, 2024.

Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company. A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).

Client Name Client Category Action Reported to Exchange Quantity Post Transaction Holding Traded % Avg. Price Value Security Type
John A. Orwin Director, PRESIDENT & CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 11 Apr 2024 1 1 - 0 Series A Junior Preferred Stock
Tito A. Serafini Director Sale of securities on an exchange or to another person at price $ 0.07 per share. 01 Apr 2024 20,788 43,636 (0%) 0% 0.1 1,455 Class A Common Stock
Tito A. Serafini Director Sale of securities on an exchange or to another person at price $ 0.37 per share. 01 Sep 2023 8,393 64,424 (0%) 0% 0.4 3,144 Class A Common Stock
John A. Orwin Director, PRESIDENT & CEO Sale of securities on an exchange or to another person at price $ 0.37 per share. 01 Sep 2023 22,951 77,541 (0%) 0% 0.4 8,597 Class A Common Stock
Courtney J. Phillips GENERAL COUNSEL & SECRETARY Sale of securities on an exchange or to another person at price $ 0.37 per share. 01 Sep 2023 7,061 50,431 (0%) 0% 0.4 2,645 Class A Common Stock
Stephen E. Gould Chief Scientific Officer Sale of securities on an exchange or to another person at price $ 0.95 per share. 02 Aug 2023 4,076 28,424 (0%) 0% 1.0 3,881 Class A Common Stock
Tito A. Serafini Director, Chief Strategy Officer Sale of securities on an exchange or to another person at price $ 0.95 per share. 02 Aug 2023 5,487 72,817 (0%) 0% 1.0 5,225 Class A Common Stock
Courtney J. Phillips General Counsel & Secretary Sale of securities on an exchange or to another person at price $ 0.95 per share. 02 Aug 2023 4,076 57,492 (0%) 0% 1.0 3,881 Class A Common Stock
Brian G. Atwood Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Jun 2023 12,000 12,000 - - Stock Option (right to buy)
Franklin M. Berger Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Jun 2023 12,000 12,000 - - Stock Option (right to buy)
Kristine M. Ball Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Jun 2023 12,000 12,000 - - Stock Option (right to buy)
Stephen R. Brady Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Jun 2023 12,000 12,000 - - Stock Option (right to buy)
Lindsey Rolfe Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Jun 2023 12,000 12,000 - - Stock Option (right to buy)
David L. Lacey Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Jun 2023 12,000 12,000 - - Stock Option (right to buy)
William H. Robinson Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Jun 2023 12,000 12,000 - - Stock Option (right to buy)
Stacey Ma Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Jun 2023 12,000 12,000 - - Stock Option (right to buy)
Tito A. Serafini Director, Chief Strategy Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Feb 2023 175,000 175,000 - - Employee stock option (right to buy)
Tito A. Serafini Director, Chief Strategy Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Feb 2023 43,750 78,304 (0%) 0% 0 Class A Common Stock
John A. Orwin Director, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Feb 2023 435,000 435,000 - - Employee stock option (right to buy)
Courtney J. Phillips General Counsel & Secretary Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Feb 2023 130,000 130,000 - - Employee stock option (right to buy)
Courtney J. Phillips General Counsel & Secretary Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Feb 2023 32,500 61,568 (0%) 0% 0 Class A Common Stock
Stephen E. Gould Chief Scientific Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Feb 2023 130,000 130,000 - - Employee stock option (right to buy)
Stephen E. Gould Chief Scientific Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Feb 2023 32,500 32,500 (0%) 0% 0 Class A Common Stock
Philippe C. Bishop Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Jan 2023 350,000 350,000 - - Employee stock option (right to buy)
Tito A. Serafini Director, Chief Strategy Officer Sale of securities on an exchange or to another person at price $ 1.78 per share. 02 Sep 2022 7,646 34,554 (0%) 0% 1.8 13,573 Class A Common Stock
John A. Orwin Director, President & CEO Sale of securities on an exchange or to another person at price $ 1.78 per share. 02 Sep 2022 20,908 100,492 (0%) 0% 1.8 37,116 Class A Common Stock
Courtney J. Phillips General Counsel & Secretary Sale of securities on an exchange or to another person at price $ 1.78 per share. 02 Sep 2022 6,432 29,068 (0%) 0% 1.8 11,418 Class A Common Stock
Tito A. Serafini Director, Chief Strategy Officer Sale of securities on an exchange or to another person at price $ 2.02 per share. 28 Jun 2022 15,000 228,875 (1%) 0% 2.0 30,266 Class A Common Stock
Stephen E. Gould Chief Scientific Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2022 200,000 200,000 - - Employee stock option (right to buy)
Tito A. Serafini Director, Chief Strategy Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 13 Jun 2022 50,145 0 - - Employee stock option (right to buy)
Tito A. Serafini Director, Chief Strategy Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Jun 2022 141,395 141,395 - - Employee stock option (right to buy)
Tito A. Serafini Director, Chief Strategy Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 13 Jun 2022 88,000 0 - - Employee stock option (right to buy)
Tito A. Serafini Director, Chief Strategy Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Jun 2022 88,000 88,000 - - Employee stock option (right to buy)
Tito A. Serafini Director, Chief Strategy Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 13 Jun 2022 95,000 0 - - Employee stock option (right to buy)
Tito A. Serafini Director, Chief Strategy Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Jun 2022 95,000 95,000 - - Employee stock option (right to buy)
Tito A. Serafini Director, Chief Strategy Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Jun 2022 50,145 50,145 - - Employee stock option (right to buy)
Tito A. Serafini Director, Chief Strategy Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 13 Jun 2022 141,395 0 - - Employee stock option (right to buy)
John A. Orwin Director, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Jun 2022 58,995 58,995 - - Employee stock option (right to buy)
John A. Orwin Director, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Jun 2022 260,000 260,000 - - Employee stock option (right to buy)
John A. Orwin Director, President & CEO Sale or transfer of securities back to the company at price $ 0.00 per share. 13 Jun 2022 260,000 0 - - Employee stock option (right to buy)
John A. Orwin Director, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Jun 2022 241,000 241,000 - - Employee stock option (right to buy)
John A. Orwin Director, President & CEO Sale or transfer of securities back to the company at price $ 0.00 per share. 13 Jun 2022 241,000 0 - - Employee stock option (right to buy)
John A. Orwin Director, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Jun 2022 148,754 148,754 - - Employee stock option (right to buy)
John A. Orwin Director, President & CEO Sale or transfer of securities back to the company at price $ 0.00 per share. 13 Jun 2022 148,754 0 - - Employee stock option (right to buy)
John A. Orwin Director, President & CEO Sale or transfer of securities back to the company at price $ 0.00 per share. 13 Jun 2022 58,995 0 - - Employee stock option (right to buy)
Courtney J. Phillips General Counsel & Secretary Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Jun 2022 65,000 65,000 - - Employee stock option (right to buy)
Courtney J. Phillips General Counsel & Secretary Sale or transfer of securities back to the company at price $ 0.00 per share. 13 Jun 2022 65,000 0 - - Employee stock option (right to buy)
Courtney J. Phillips General Counsel & Secretary Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Jun 2022 80,000 80,000 - - Employee stock option (right to buy)
Courtney J. Phillips General Counsel & Secretary Sale or transfer of securities back to the company at price $ 0.00 per share. 13 Jun 2022 80,000 0 - - Employee stock option (right to buy)
Courtney J. Phillips General Counsel & Secretary Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Jun 2022 45,000 45,000 - - Employee stock option (right to buy)
Courtney J. Phillips General Counsel & Secretary Sale or transfer of securities back to the company at price $ 0.00 per share. 13 Jun 2022 45,000 0 - - Employee stock option (right to buy)
Courtney J. Phillips General Counsel & Secretary Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Jun 2022 91,666 91,666 - - Employee stock option (right to buy)
Courtney J. Phillips General Counsel & Secretary Sale or transfer of securities back to the company at price $ 0.00 per share. 13 Jun 2022 91,666 0 - - Employee stock option (right to buy)
Brian G. Atwood Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Jun 2022 12,000 12,000 - - Stock Option (right to buy)
Franklin M. Berger Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Jun 2022 12,000 12,000 - - Stock Option (right to buy)
Kristine M. Ball Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Jun 2022 12,000 12,000 - - Stock Option (right to buy)
Stephen R. Brady Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Jun 2022 12,000 12,000 - - Stock Option (right to buy)
Lindsey Rolfe Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Jun 2022 12,000 12,000 - - Stock Option (right to buy)
David L. Lacey Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Jun 2022 12,000 12,000 - - Stock Option (right to buy)
William H. Robinson Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Jun 2022 12,000 12,000 - - Stock Option (right to buy)
Stacey Ma Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Jun 2022 12,000 12,000 - - Stock Option (right to buy)
Tito A. Serafini Director, Chief Strategy Officer Sale of securities on an exchange or to another person at price $ 5.00 per share. 04 Mar 2022 30,000 243,875 (1%) 0% 5 150,000 Class A Common Stock
Tito A. Serafini Director, Chief Strategy Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 23 Dec 2021 95,000 95,000 - - Employee Stock Option (right to buy)
John A. Orwin Director, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 23 Dec 2021 260,000 260,000 - - Employee stock option (right to buy)
Courtney J. Phillips General Counsel & Secretary Grant, award, or other acquisition of securities at price $ 0.00 per share. 23 Dec 2021 80,000 80,000 - - Employee stock option (right to buy)
Tito A. Serafini Director, Chief Strategy Officer Gift of securities by or to the insider at price $ 0.00 per share. 27 Sep 2021 50,000 303,875 (1%) 0% 0 Class A Common Stock
Tito A. Serafini Director, Chief Strategy Officer Sale of securities on an exchange or to another person at price $ 6.58 per share. 27 Sep 2021 30,000 273,875 (1%) 0% 6.6 197,541 Class A Common Stock
Tito A. Serafini Director, Chief Strategy Officer Gift of securities by or to the insider at price $ 0.00 per share. 27 Sep 2021 50,000 50,000 (0%) 0% 0 Class A Common Stock
Tito A. Serafini Director, Chief Strategy Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Sep 2021 42,200 42,200 (0%) 0% 0 Class A Common Stock
John A. Orwin Director, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Sep 2021 115,400 121,400 (0%) 0% 0 Class A Common Stock
Courtney J. Phillips General Counsel & Secretary Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Sep 2021 35,500 35,500 (0%) 0% 0 Class A Common Stock
Stacey Ma Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Jul 2021 24,000 24,000 - - Stock Option (right to buy)
Brian G. Atwood Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Jun 2021 12,000 12,000 - - Stock Option (right to buy)
Franklin M. Berger Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Jun 2021 12,000 12,000 - - Stock Option (right to buy)
Kristine M. Ball Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Jun 2021 12,000 12,000 - - Stock Option (right to buy)
Lindsey Rolfe Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Jun 2021 12,000 12,000 - - Stock Option (right to buy)
David L. Lacey Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Jun 2021 12,000 12,000 - - Stock Option (right to buy)
William H. Robinson Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Jun 2021 12,000 12,000 - - Stock Option (right to buy)
Norman Michael Greenberg Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 17 Mar 2021 2,916 9,013 - - Stock Option (right to buy)
Norman Michael Greenberg Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.16 per share. 17 Mar 2021 2,084 2,084 (0%) 0% 5.2 10,753 Class A Common Stock
Norman Michael Greenberg Chief Scientific Officer Sale of securities on an exchange or to another person at price $ 16.73 per share. 17 Mar 2021 2,084 0 (0%) 0% 16.7 34,865 Class A Common Stock
Norman Michael Greenberg Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.56 per share. 17 Mar 2021 2,916 2,916 (0%) 0% 4.6 13,297 Class A Common Stock
Norman Michael Greenberg Chief Scientific Officer Sale of securities on an exchange or to another person at price $ 16.73 per share. 17 Mar 2021 2,916 0 (0%) 0% 16.7 48,785 Class A Common Stock
Norman Michael Greenberg Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 17 Mar 2021 2,084 32,915 - - Stock Option (right to buy)
William H. Robinson Director Sale of securities on an exchange or to another person at price $ 16.89 per share. 15 Mar 2021 5,000 368,948 (1%) 0% 16.9 84,450 Class A Common Stock
Tito A. Serafini Director, Chief Strategy Officer Sale of securities on an exchange or to another person at price $ 18.84 per share. 11 Mar 2021 1,500 353,875 (1%) 0% 18.8 28,260 Class A Common Stock
Tito A. Serafini Director, Chief Strategy Officer Sale of securities on an exchange or to another person at price $ 18.22 per share. 11 Mar 2021 8,500 355,375 (1%) 0% 18.2 154,870 Class A Common Stock
Norman Michael Greenberg Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 17 Feb 2021 5,000 34,999 - - Stock Option (right to buy)
Norman Michael Greenberg Chief Scientific Officer Sale of securities on an exchange or to another person at price $ 18.95 per share. 17 Feb 2021 5,000 0 (0%) 0% 19.0 94,752 Class A Common Stock
Norman Michael Greenberg Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.16 per share. 17 Feb 2021 5,000 5,000 (0%) 0% 5.2 25,800 Class A Common Stock
William H. Robinson Director Sale of securities on an exchange or to another person at price $ 19.07 per share. 16 Feb 2021 5,000 373,948 (1%) 0% 19.1 95,331 Class A Common Stock
Tito A. Serafini Director, Chief Strategy Officer Sale of securities on an exchange or to another person at price $ 18.93 per share. 11 Feb 2021 10,000 363,875 (1%) 0% 18.9 189,272 Class A Common Stock
Tito A. Serafini Director, Chief Strategy Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jan 2021 95,000 95,000 - - Employee stock option (right to buy)
John A. Orwin Director, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jan 2021 260,000 260,000 - - Employee stock option (right to buy)
Norman Michael Greenberg Chief Scientific Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jan 2021 95,000 95,000 - - Employee stock option (right to buy)
Lisa Lynn Decker Chief Business Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jan 2021 80,000 80,000 - - Employee stock option (right to buy)
Courtney J. Phillips General Counsel & Secretary Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jan 2021 80,000 80,000 - - Employee stock option (right to buy)
Norman Michael Greenberg Chief Scientific Officer Sale of securities on an exchange or to another person at price $ 15.21 per share. 19 Jan 2021 5,000 0 (0%) 0% 15.2 76,045 Class A Common Stock
Norman Michael Greenberg Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 19 Jan 2021 5,000 39,999 - - Stock Option (right to buy)
Norman Michael Greenberg Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.16 per share. 19 Jan 2021 5,000 5,000 (0%) 0% 5.2 25,800 Class A Common Stock
William H. Robinson Director Sale of securities on an exchange or to another person at price $ 15.05 per share. 13 Jan 2021 2,741 381,207 (1%) 0% 15.0 41,239 Class A Common Stock
William H. Robinson Director Sale of securities on an exchange or to another person at price $ 15.06 per share. 13 Jan 2021 2,259 378,948 (1%) 0% 15.1 34,011 Class A Common Stock
Tito A. Serafini Director, Chief Strategy Officer Sale of securities on an exchange or to another person at price $ 15.02 per share. 11 Jan 2021 10,000 373,875 (1%) 0% 15.0 150,192 Class A Common Stock
Norman Michael Greenberg Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 17 Dec 2020 5,000 6,929 - - Stock Option (right to buy)
Norman Michael Greenberg Chief Scientific Officer Sale of securities on an exchange or to another person at price $ 16.61 per share. 17 Dec 2020 5,000 0 (0%) 0% 16.6 83,051 Class A Common Stock
Norman Michael Greenberg Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.56 per share. 17 Dec 2020 5,000 5,000 (0%) 0% 4.6 22,800 Class A Common Stock
William H. Robinson Director Sale of securities on an exchange or to another person at price $ 16.67 per share. 14 Dec 2020 5,000 383,948 (1%) 0% 16.7 83,369 Class A Common Stock
Tito A. Serafini Director, Chief Strategy Officer Sale of securities on an exchange or to another person at price $ 15.87 per share. 11 Dec 2020 10,000 383,875 (1%) 0% 15.9 158,735 Class A Common Stock
Brian G. Atwood Director Gift of securities by or to the insider at price $ 0.00 per share. 09 Dec 2020 12,000 0 - - Stock Option (right to buy)
Brian G. Atwood Director Gift of securities by or to the insider at price $ 0.00 per share. 09 Dec 2020 12,000 12,000 - - Stock Option (right to buy)
Brian G. Atwood Director Gift of securities by or to the insider at price $ 0.00 per share. 09 Dec 2020 34,166 34,166 - - Stock Option (right to buy)
Brian G. Atwood Director Gift of securities by or to the insider at price $ 0.00 per share. 09 Dec 2020 34,166 0 - - Stock Option (right to buy)
Brian G. Atwood Director Gift of securities by or to the insider at price $ 0.00 per share. 09 Dec 2020 12,500 12,500 - - Stock Option (right to buy)
Brian G. Atwood Director Gift of securities by or to the insider at price $ 0.00 per share. 09 Dec 2020 12,500 0 - - Stock Option (right to buy)
Norman Michael Greenberg Chief Scientific Officer Sale of securities on an exchange or to another person at price $ 15.34 per share. 27 Nov 2020 3,175 0 (0%) 0% 15.3 48,719 Class A Common Stock
Norman Michael Greenberg Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Nov 2020 3,175 11,929 - - Stock Option (right to buy)
Norman Michael Greenberg Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.56 per share. 27 Nov 2020 3,175 3,175 (0%) 0% 4.6 14,478 Class A Common Stock
Norman Michael Greenberg Chief Scientific Officer Sale of securities on an exchange or to another person at price $ 15.04 per share. 17 Nov 2020 1,825 0 (0%) 0% 15.0 27,448 Class A Common Stock
Norman Michael Greenberg Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 17 Nov 2020 1,825 15,104 - - Stock Option (right to buy)
Norman Michael Greenberg Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.56 per share. 17 Nov 2020 1,825 1,825 (0%) 0% 4.6 8,322 Class A Common Stock
Tito A. Serafini Director, Chief Strategy Officer Sale of securities on an exchange or to another person at price $ 15.12 per share. 16 Nov 2020 8,847 393,875 (1%) 0% 15.1 133,784 Class A Common Stock
William H. Robinson Director Sale of securities on an exchange or to another person at price $ 15.00 per share. 16 Nov 2020 5,000 388,948 (1%) 0% 15 75,000 Class A Common Stock
Tito A. Serafini Director, Chief Strategy Officer Gift of securities by or to the insider at price $ 0.00 per share. 11 Nov 2020 3,655 0 (0%) 0% 0 Class A Common Stock
Tito A. Serafini Director, Chief Strategy Officer Gift of securities by or to the insider at price $ 0.00 per share. 11 Nov 2020 3,655 3,655 (0%) 0% 0 Class A Common Stock
Tito A. Serafini Director, Chief Strategy Officer Sale of securities on an exchange or to another person at price $ 15.10 per share. 11 Nov 2020 1,153 399,067 (1%) 0% 15.1 17,407 Class A Common Stock
Norman Michael Greenberg Chief Scientific Officer Sale of securities on an exchange or to another person at price $ 15.10 per share. 10 Nov 2020 4,500 0 (0%) 0% 15.1 67,963 Class A Common Stock
Norman Michael Greenberg Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 10 Nov 2020 4,500 16,929 - - Stock Option (right to buy)
Norman Michael Greenberg Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.56 per share. 10 Nov 2020 4,500 4,500 (0%) 0% 4.6 20,520 Class A Common Stock
Norman Michael Greenberg Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.56 per share. 19 Oct 2020 500 500 (0%) 0% 4.6 2,280 Class A Common Stock
Norman Michael Greenberg Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 19 Oct 2020 500 21,429 - - Stock Option (right to buy)
Norman Michael Greenberg Chief Scientific Officer Sale of securities on an exchange or to another person at price $ 15.12 per share. 19 Oct 2020 500 0 (0%) 0% 15.1 7,562 Class A Common Stock
William H. Robinson Director Sale of securities on an exchange or to another person at price $ 15.71 per share. 13 Oct 2020 5,000 393,948 (1%) 0% 15.7 78,531 Class A Common Stock
Tito A. Serafini Director, Chief Strategy Officer Sale of securities on an exchange or to another person at price $ 15.00 per share. 12 Oct 2020 10,000 400,220 (1%) 0% 15 150,000 Class A Common Stock
Tito A. Serafini Director, Chief Strategy Officer Sale of securities on an exchange or to another person at price $ 15.05 per share. 06 Oct 2020 1,218 410,220 (1%) 0% 15.1 18,334 Class A Common Stock
Tito A. Serafini Director, Chief Strategy Officer Sale of securities on an exchange or to another person at price $ 15.11 per share. 18 Sep 2020 8,782 411,438 (1%) 0% 15.1 132,664 Class A Common Stock
William H. Robinson Director Sale of securities on an exchange or to another person at price $ 15.04 per share. 18 Sep 2020 5,000 398,948 (1%) 0% 15.0 75,188 Class A Common Stock
Tito A. Serafini Director, Chief Strategy Officer Sale of securities on an exchange or to another person at price $ 15.00 per share. 14 Aug 2020 10,000 420,220 (1%) 0% 15 150,000 Class A Common Stock
William H. Robinson Director Sale of securities on an exchange or to another person at price $ 15.00 per share. 14 Aug 2020 5,000 403,948 (1%) 0% 15 75,000 Class A Common Stock
Tito A. Serafini Director, Chief Strategy Officer Sale of securities on an exchange or to another person at price $ 20.52 per share. 13 Jul 2020 7,129 430,220 (1%) 0% 20.5 146,296 Class A Common Stock
Tito A. Serafini Director, Chief Strategy Officer Sale of securities on an exchange or to another person at price $ 19.41 per share. 13 Jul 2020 2,871 437,349 (1%) 0% 19.4 55,722 Class A Common Stock
William H. Robinson Director Sale of securities on an exchange or to another person at price $ 20.54 per share. 13 Jul 2020 3,594 408,948 (1%) 0% 20.5 73,825 Class A Common Stock
William H. Robinson Director Sale of securities on an exchange or to another person at price $ 19.43 per share. 13 Jul 2020 1,406 412,542 (1%) 0% 19.4 27,314 Class A Common Stock
Norman Michael Greenberg Chief Scientific Officer Sale of securities on an exchange or to another person at price $ 21.69 per share. 01 Jul 2020 7,346 2,926 (0%) 0% 21.7 159,345 Class A Common Stock
Norman Michael Greenberg Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 01 Jul 2020 10,272 21,929 - - Stock Option (right to buy)
Norman Michael Greenberg Chief Scientific Officer Sale of securities on an exchange or to another person at price $ 22.17 per share. 01 Jul 2020 2,926 0 (0%) 0% 22.2 64,879 Class A Common Stock
Norman Michael Greenberg Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.56 per share. 01 Jul 2020 10,272 10,272 (0%) 0% 4.6 46,840 Class A Common Stock
Tito A. Serafini Director, Chief Strategy Officer Sale of securities on an exchange or to another person at price $ 25.01 per share. 25 Jun 2020 600 440,220 (1%) 0% 25.0 15,008 Class A Common Stock
William H. Robinson Director Sale of securities on an exchange or to another person at price $ 25.02 per share. 25 Jun 2020 600 413,948 (1%) 0% 25.0 15,010 Class A Common Stock
Tito A. Serafini Director, Chief Strategy Officer Sale of securities on an exchange or to another person at price $ 20.05 per share. 19 Jun 2020 496 440,820 (2%) 0% 20.1 9,945 Class A Common Stock
Tito A. Serafini Director, Chief Strategy Officer Sale of securities on an exchange or to another person at price $ 20.03 per share. 19 Jun 2020 4,604 441,316 (2%) 0% 20.0 92,203 Class A Common Stock
William H. Robinson Director Sale of securities on an exchange or to another person at price $ 20.04 per share. 19 Jun 2020 68 414,548 (1%) 0% 20.0 1,363 Class A Common Stock
William H. Robinson Director Sale of securities on an exchange or to another person at price $ 20.03 per share. 19 Jun 2020 10,245 414,616 (1%) 0% 20.0 205,169 Class A Common Stock
William H. Robinson Director Sale of securities on an exchange or to another person at price $ 18.43 per share. 15 Jun 2020 1,801 427,055 (1%) 0% 18.4 33,194 Class A Common Stock
William H. Robinson Director Sale of securities on an exchange or to another person at price $ 19.13 per share. 15 Jun 2020 2,194 424,861 (1%) 0% 19.1 41,966 Class A Common Stock
William H. Robinson Director Sale of securities on an exchange or to another person at price $ 17.48 per share. 15 Jun 2020 1,005 428,856 (1%) 0% 17.5 17,569 Class A Common Stock
Tito A. Serafini Director, Chief Strategy Officer Sale of securities on an exchange or to another person at price $ 17.17 per share. 11 Jun 2020 1,414 445,920 (2%) 0% 17.2 24,281 Class A Common Stock
Tito A. Serafini Director, Chief Strategy Officer Sale of securities on an exchange or to another person at price $ 16.35 per share. 11 Jun 2020 8,586 447,334 (2%) 0% 16.4 140,404 Class A Common Stock
Brian G. Atwood Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Jun 2020 12,000 12,000 - - Stock Option (right to buy)
Franklin M. Berger Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Jun 2020 12,000 12,000 - - Stock Option (right to buy)
Kristine M. Ball Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Jun 2020 12,000 12,000 - - Stock Option (right to buy)
Lindsey Rolfe Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Jun 2020 12,000 12,000 - - Stock Option (right to buy)
David L. Lacey Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Jun 2020 12,000 12,000 - - Stock Option (right to buy)
William H. Robinson Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Jun 2020 12,000 12,000 - - Stock Option (right to buy)
Norman Michael Greenberg Chief Scientific Officer Sale of securities on an exchange or to another person at price $ 18.38 per share. 01 Jun 2020 15,000 0 (0%) 0% 18.4 275,760 Class A Common Stock
Norman Michael Greenberg Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 01 Jun 2020 15,000 32,201 - - Stock Option (right to buy)
Norman Michael Greenberg Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.56 per share. 01 Jun 2020 15,000 15,000 (0%) 0% 4.6 68,400 Class A Common Stock
William H. Robinson Director Sale of securities on an exchange or to another person at price $ 20.00 per share. 28 May 2020 600 429,861 (1%) 0% 20.0 12,003 Class A Common Stock
Tito A. Serafini Director, Chief Strategy Officer Sale of securities on an exchange or to another person at price $ 20.01 per share. 27 May 2020 700 455,920 (2%) 0% 20.0 14,004 Class A Common Stock
Tito A. Serafini Director, Chief Strategy Officer Sale of securities on an exchange or to another person at price $ 20.00 per share. 27 May 2020 100 456,620 (2%) 0% 20 2,000 Class A Common Stock
Tito A. Serafini Director, Chief Strategy Officer Sale of securities on an exchange or to another person at price $ 20.00 per share. 26 May 2020 200 456,720 (2%) 0% 20 4,000 Class A Common Stock
William H. Robinson Director Sale of securities on an exchange or to another person at price $ 20.00 per share. 26 May 2020 387 430,461 (1%) 0% 20 7,740 Class A Common Stock
Kristine M. Ball Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 May 2020 24,000 24,000 - - Stock Option (right to buy)
Tito A. Serafini Director, Chief Strategy Officer Sale of securities on an exchange or to another person at price $ 20.00 per share. 15 May 2020 1,700 456,920 (2%) 0% 20.0 34,004 Class A Common Stock
Tito A. Serafini Director, Chief Strategy Officer Sale of securities on an exchange or to another person at price $ 20.00 per share. 15 May 2020 2,200 458,620 (2%) 0% 20 44,000 Class A Common Stock
William H. Robinson Director Sale of securities on an exchange or to another person at price $ 20.00 per share. 15 May 2020 1,600 430,848 (1%) 0% 20.0 32,003 Class A Common Stock
William H. Robinson Director Sale of securities on an exchange or to another person at price $ 20.00 per share. 15 May 2020 2,100 432,448 (1%) 0% 20 42,000 Class A Common Stock
William H. Robinson Director Sale of securities on an exchange or to another person at price $ 17.32 per share. 13 May 2020 200 434,548 (1%) 0% 17.3 3,463 Class A Common Stock
William H. Robinson Director Sale of securities on an exchange or to another person at price $ 16.80 per share. 13 May 2020 4,800 434,748 (1%) 0% 16.8 80,642 Class A Common Stock
Tito A. Serafini Director, Chief Strategy Officer Sale of securities on an exchange or to another person at price $ 18.22 per share. 11 May 2020 6,288 460,820 (2%) 0% 18.2 114,560 Class A Common Stock
Tito A. Serafini Director, Chief Strategy Officer Sale of securities on an exchange or to another person at price $ 17.64 per share. 11 May 2020 3,712 467,108 (2%) 0% 17.6 65,465 Class A Common Stock
Norman Michael Greenberg Chief Scientific Officer Sale of securities on an exchange or to another person at price $ 18.00 per share. 07 May 2020 5,000 0 (0%) 0% 18 90,000 Class A Common Stock
Norman Michael Greenberg Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 07 May 2020 5,000 47,201 - - Stock Option (right to buy)
Norman Michael Greenberg Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.56 per share. 07 May 2020 5,000 5,000 (0%) 0% 4.6 22,800 Class A Common Stock
Norman Michael Greenberg Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.56 per share. 01 May 2020 10,000 10,000 (0%) 0% 4.6 45,600 Class A Common Stock
Norman Michael Greenberg Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 01 May 2020 10,000 52,201 - - Stock Option (right to buy)
Norman Michael Greenberg Chief Scientific Officer Sale of securities on an exchange or to another person at price $ 15.03 per share. 01 May 2020 10,000 0 (0%) 0% 15.0 150,276 Class A Common Stock
Tito A. Serafini Director, Chief Strategy Officer Sale of securities on an exchange or to another person at price $ 17.01 per share. 16 Apr 2020 2,919 471,620 (2%) 0% 17.0 49,643 Class A Common Stock
Tito A. Serafini Director, Chief Strategy Officer Sale of securities on an exchange or to another person at price $ 17.74 per share. 16 Apr 2020 800 470,820 (2%) 0% 17.7 14,193 Class A Common Stock
Tito A. Serafini Director, Chief Strategy Officer Sale of securities on an exchange or to another person at price $ 15.75 per share. 16 Apr 2020 6,281 474,539 (2%) 0% 15.8 98,926 Class A Common Stock
William H. Robinson Director Sale of securities on an exchange or to another person at price $ 16.94 per share. 16 Apr 2020 1,300 440,048 (1%) 0% 16.9 22,026 Class A Common Stock
William H. Robinson Director Sale of securities on an exchange or to another person at price $ 17.72 per share. 16 Apr 2020 500 439,548 (1%) 0% 17.7 8,861 Class A Common Stock
William H. Robinson Director Sale of securities on an exchange or to another person at price $ 15.74 per share. 16 Apr 2020 3,200 441,348 (2%) 0% 15.7 50,384 Class A Common Stock
Norman Michael Greenberg Chief Scientific Officer Sale of securities on an exchange or to another person at price $ 18.00 per share. 14 Apr 2020 5,000 0 (0%) 0% 18 90,000 Class A Common Stock
Norman Michael Greenberg Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 Apr 2020 5,000 62,201 - - Stock Option (right to buy)
Norman Michael Greenberg Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.56 per share. 14 Apr 2020 5,000 5,000 (0%) 0% 4.6 22,800 Class A Common Stock
Norman Michael Greenberg Chief Scientific Officer Sale of securities on an exchange or to another person at price $ 15.01 per share. 08 Apr 2020 8,000 0 (0%) 0% 15.0 120,101 Class A Common Stock
Norman Michael Greenberg Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 Apr 2020 8,000 67,201 - - Stock Option (right to buy)
Norman Michael Greenberg Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.56 per share. 08 Apr 2020 8,000 8,000 (0%) 0% 4.6 36,480 Class A Common Stock
Norman Michael Greenberg Chief Scientific Officer Sale of securities on an exchange or to another person at price $ 15.21 per share. 01 Apr 2020 2,000 0 (0%) 0% 15.2 30,422 Class A Common Stock
Norman Michael Greenberg Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 01 Apr 2020 2,000 75,201 - - Stock Option (right to buy)
Norman Michael Greenberg Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.56 per share. 01 Apr 2020 2,000 2,000 (0%) 0% 4.6 9,120 Class A Common Stock
John A. Orwin Director, President & CEO Purchase of securities on an exchange or from another person at price $ 12.79 per share. 17 Mar 2020 6,000 6,000 (0%) 0% 12.8 76,740 Class A Common Stock
Tito A. Serafini Director, Chief Strategy Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2020 88,000 88,000 - - Employee stock option (right to buy)
John A. Orwin Director, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2020 241,000 241,000 - - Employee stock option (right to buy)
Norman Michael Greenberg Chief Scientific Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2020 88,000 88,000 - - Employee stock option (right to buy)
Lisa Lynn Decker Chief Business Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2020 48,000 48,000 - - Employee stock option (right to buy)
Guy Cavet Chief Technical Officer Sale of securities on an exchange or to another person at price $ 20.00 per share. 27 Jan 2020 10,000 92,758 (0%) 0% 20 200,000 Class A Common Stock
Norman Michael Greenberg Chief Scientific Officer Sale of securities on an exchange or to another person at price $ 18.47 per share. 24 Jan 2020 5,000 0 (0%) 0% 18.5 92,346 Class A Common Stock
Norman Michael Greenberg Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 24 Jan 2020 5,000 107,201 - - Stock Option (right to buy)
Norman Michael Greenberg Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.56 per share. 24 Jan 2020 5,000 5,000 (0%) 0% 4.6 22,800 Class A Common Stock
Norman Michael Greenberg Chief Scientific Officer Sale of securities on an exchange or to another person at price $ 14.83 per share. 17 Jan 2020 9,092 9,092 (0%) 0% 14.8 134,852 Class A Common Stock
Norman Michael Greenberg Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 17 Jan 2020 10,000 112,201 - - Stock Option (right to buy)
Norman Michael Greenberg Chief Scientific Officer Sale of securities on an exchange or to another person at price $ 15.57 per share. 17 Jan 2020 908 0 (0%) 0% 15.6 14,140 Class A Common Stock
Norman Michael Greenberg Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.56 per share. 17 Jan 2020 10,000 10,000 (0%) 0% 4.6 45,600 Class A Common Stock
Guy Cavet Chief Technical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.16 per share. 17 Jan 2020 1,919 109,677 (0%) 0% 5.2 9,902 Class A Common Stock
Guy Cavet Chief Technical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 17 Jan 2020 1,919 48,080 - - Stock Option (right to buy)
Guy Cavet Chief Technical Officer Sale of securities on an exchange or to another person at price $ 15.59 per share. 17 Jan 2020 524 102,758 (0%) 0% 15.6 8,169 Class A Common Stock
Guy Cavet Chief Technical Officer Sale of securities on an exchange or to another person at price $ 14.84 per share. 17 Jan 2020 6,395 103,282 (0%) 0% 14.8 94,896 Class A Common Stock
Lindsey Rolfe None Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 Aug 2019 24,000 24,000 - - Stock Option (right to buy)
Phillips Courtney General Counsel & Secretary Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Jul 2019 45,000 45,000 - - Stock Option (right to buy)
Brian G. Atwood None 24 Jun 2019 4,504 0 - - Series A Preferred Stock
Brian G. Atwood None 24 Jun 2019 4,287 0 - - Series B Preferred Stock
Brian G. Atwood None 24 Jun 2019 8,791 49,654 (0%) 0% 0 Class A Common Stock
Franklin M. Berger None 24 Jun 2019 75,315 97,808 (0%) 0% 0 Class A Common Stock
Franklin M. Berger None 24 Jun 2019 13,164 0 - - Series C1 Preferred Stock
Franklin M. Berger None 24 Jun 2019 26,115 0 - - Series B Preferred Stock
Franklin M. Berger None 24 Jun 2019 36,036 0 - - Series A Preferred Stock
Lawrence J. Steinman None 24 Jun 2019 8,405 258,405 (1%) 0% 0 Class A Common Stock
Lawrence J. Steinman None 24 Jun 2019 8,405 0 - - Series A Preferred Stock
Tito A. Serafini Director, Chief Strategy Officer 24 Jun 2019 6,431 0 - - Series B Preferred Stock
Tito A. Serafini Director, Chief Strategy Officer 24 Jun 2019 5,703 0 - - Series A Preferred Stock
Tito A. Serafini Director, Chief Strategy Officer 24 Jun 2019 12,134 480,820 (2%) 0% 0 Class A Common Stock
William H. Robinson None 24 Jun 2019 5,703 0 - - Series A Preferred Stock
William H. Robinson None 24 Jun 2019 4,287 0 - - Series B Preferred Stock
William H. Robinson None 24 Jun 2019 9,990 9,990 (0%) 0% 0 Class A Common Stock
*All Values are in $ Million
Client Category: Promoter/ KMP/ Director / Immediate Relatives / Employee / etc  
Security Type: Share/ Warrants / Convertible Debentures
Data as reported to USA Exchanges
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