46,618 XNAS Volume
XNAS 21 Mar, 2025 5:30 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Simon H. Stertzer | Director | Purchase of securities on an exchange or from another person at price $ 2.45 per share. | 05 Mar 2025 | 1,000 | 57,138 (0%) | 0% | 2.5 | 2,450 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 2.11 per share. | 03 Mar 2025 | 500 | 108,420 (1%) | 0% | 2.1 | 1,055 | Common Stock |
| Simon H. Stertzer | Director | Purchase of securities on an exchange or from another person at price $ 2.30 per share. | 03 Mar 2025 | 22,753 | 40,602 (0%) | 0% | 2.3 | 52,332 | Common Stock |
| Simon H. Stertzer | Director | Purchase of securities on an exchange or from another person at price $ 2.30 per share. | 03 Mar 2025 | 15,536 | 56,138 (0%) | 0% | 2.3 | 35,733 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 2.48 per share. | 07 Feb 2025 | 600 | 107,920 (1%) | 0% | 2.5 | 1,488 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 2.40 per share. | 29 Jan 2025 | 500 | 107,081 (1%) | 0% | 2.4 | 1,200 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 2.38 per share. | 29 Jan 2025 | 239 | 107,320 (1%) | 0% | 2.4 | 569 | Common Stock |
| Altman Peter | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 2.06 per share. | 23 Dec 2024 | 1,000 | 106,581 (1%) | 0% | 2.1 | 2,060 | Common Stock |
| Edward M. Gillis | Senior Vice President, Devices | Sale of securities on an exchange or to another person at price $ 2.00 per share. | 20 Dec 2024 | 3,257 | 8,968 (0%) | 0% | 2 | 6,514 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 2.22 per share. | 05 Dec 2024 | 250 | 105,581 (1%) | 0% | 2.2 | 555 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 1.87 per share. | 15 Nov 2024 | 1,350 | 105,331 (1%) | 0% | 1.9 | 2,525 | Common Stock |
| Richard M. Krasno | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Oct 2024 | 829 | 3,313 | - | - | Stock Option (right to buy) | |
| Jay M. Moyes | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Oct 2024 | 829 | 3,573 | - | - | Stock Option (right to buy) | |
| Edward M. Gillis | Senior Vice President, Devices | Grant, award, or other acquisition of securities at price $ 2.65 per share. | 11 Oct 2024 | 15,808 | 19,065 (0%) | 0% | 2.6 | 41,891 | Common Stock |
| Edward M. Gillis | Senior Vice President, Devices | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.65 per share. | 11 Oct 2024 | 6,840 | 12,225 (0%) | 0% | 2.7 | 18,126 | Common Stock |
| Peter Altman | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 2.65 per share. | 11 Oct 2024 | 44,250 | 125,661 (1%) | 0% | 2.7 | 117,263 | Common Stock |
| Peter Altman | Director, President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.65 per share. | 11 Oct 2024 | 21,680 | 103,981 (1%) | 0% | 2.7 | 57,452 | Common Stock |
| Simon H. Stertzer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Oct 2024 | 829 | 3,573 | - | - | Stock Option (right to buy) | |
| David McClung | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 2.65 per share. | 11 Oct 2024 | 24,193 | 41,573 (0%) | 0% | 2.6 | 64,111 | Common Stock |
| David McClung | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.65 per share. | 11 Oct 2024 | 11,565 | 30,008 (0%) | 0% | 2.6 | 30,647 | Common Stock |
| Andrew Scott Blank | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Oct 2024 | 829 | 3,313 | - | - | Stock Option (right to buy) | |
| Jim L. Allen | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Oct 2024 | 829 | 3,313 | - | - | Stock Option (right to buy) | |
| Bill Facteau | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Oct 2024 | 829 | 3,729 | - | - | Stock Option (right to buy) | |
| Peter Altman | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 3.00 per share. | 03 Sep 2024 | 41,666 | 81,411 (1%) | 0% | 3 | 124,998 | Common Stock |
| Peter Altman | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Sep 2024 | 41,666 | 41,666 | - | - | Warrant (right to buy) | |
| David McClung | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 3.00 per share. | 03 Sep 2024 | 8,333 | 17,380 (0%) | 0% | 3 | 24,999 | Common Stock |
| David McClung | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Sep 2024 | 8,333 | 8,333 | - | - | Warrant (right to buy) | |
| Andrew Scott Blank | Director | Grant, award, or other acquisition of securities at price $ 3.00 per share. | 03 Sep 2024 | 111,000 | 134,724 (1%) | 1% | 3 | 333,000 | Common Stock |
| Andrew Scott Blank | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Sep 2024 | 111,000 | 111,000 | - | - | Warrant (right to buy) | |
| Jim L. Allen | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Sep 2024 | 50,000 | 50,000 | - | - | Warrant (right to buy) | |
| Jim L. Allen | Director | Grant, award, or other acquisition of securities at price $ 3.00 per share. | 03 Sep 2024 | 50,000 | 109,661 (1%) | 0% | 3 | 150,000 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 3.05 per share. | 28 Jun 2024 | 300 | 39,745 (0%) | 0% | 3.1 | 915 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 2.99 per share. | 28 Jun 2024 | 200 | 39,445 (0%) | 0% | 3.0 | 598 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 3.29 per share. | 21 Jun 2024 | 500 | 39,245 (0%) | 0% | 3.3 | 1,645 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 3.52 per share. | 14 Jun 2024 | 500 | 38,745 (0%) | 0% | 3.5 | 1,760 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 3.36 per share. | 10 Jun 2024 | 1,000 | 38,245 (0%) | 0% | 3.4 | 3,360 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 0.37 per share. | 19 Apr 2024 | 2,750 | 558,697 (8%) | 0% | 0.4 | 1,013 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 0.39 per share. | 28 Mar 2024 | 500 | 555,947 (8%) | 0% | 0.4 | 195 | Common Stock |
| Altman Peter | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 13 Feb 2024 | 54,054 | 121,538 | - | - | Warrant (right to buy | |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 0.46 per share. | 13 Feb 2024 | 108,108 | 555,447 (8%) | 1% | 0.5 | 50,000 | Common Stock |
| Frost Phillip | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.43 per share. | 19 Jan 2024 | 129,802 | 1,896,025 (27%) | 1% | 0.4 | 55,815 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 0.87 per share. | 17 Aug 2023 | 4,000 | 447,339 (6%) | 0% | 0.9 | 3,484 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 0.88 per share. | 14 Aug 2023 | 4,500 | 443,339 (6%) | 0% | 0.9 | 3,978 | Common Stock |
| Peter Altman | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 2.34 per share. | 23 Jun 2023 | 6,421 | 438,839 (6%) | 0% | 2.3 | 14,999 | Common Stock |
| Simon H. Stertzer | Director | Grant, award, or other acquisition of securities at price $ 2.34 per share. | 23 Jun 2023 | 64,212 | 267,766 (3%) | 0% | 2.3 | 149,999 | Common Stock |
| David McClung | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 2.34 per share. | 23 Jun 2023 | 4,280 | 135,724 (1%) | 0% | 2.3 | 9,998 | Common Stock |
| Andrew Scott Blank | Director | Grant, award, or other acquisition of securities at price $ 2.34 per share. | 23 Jun 2023 | 64,212 | 211,404 (3%) | 0% | 2.3 | 149,999 | Common Stock |
| Jim L. Allen | Director | Grant, award, or other acquisition of securities at price $ 2.34 per share. | 23 Jun 2023 | 64,212 | 894,743 (13%) | 0% | 2.3 | 149,999 | Common Stock |
| Edward M. Gillis | Senior Vice President, Devices | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.77 per share. | 31 May 2023 | 15,512 | 48,857 (0%) | 0% | 1.8 | 27,456 | Common Stock |
| Peter Altman | Director, President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.77 per share. | 31 May 2023 | 36,821 | 432,418 (6%) | 0% | 1.8 | 65,173 | Common Stock |
| David McClung | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.77 per share. | 31 May 2023 | 20,676 | 131,444 (1%) | 0% | 1.8 | 36,597 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 1.60 per share. | 26 May 2023 | 6,200 | 469,239 (6%) | 0% | 1.6 | 9,920 | Common Stock |
| Edward M. Gillis | Senior Vice President, Devices | Grant, award, or other acquisition of securities at price $ 1.70 per share. | 18 May 2023 | 40,490 | 40,490 (0%) | 0% | 1.7 | 68,833 | Common Stock |
| Edward M. Gillis | Senior Vice President, Devices | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 May 2023 | 43,803 | 43,803 | - | - | Stock Option (right to buy) | |
| Peter Altman | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 May 2023 | 159,723 | 159,723 | - | - | Stock Option (right to buy) | |
| Peter Altman | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 1.70 per share. | 18 May 2023 | 109,324 | 463,039 (6%) | 1% | 1.7 | 185,851 | Common Stock |
| David McClung | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 1.70 per share. | 18 May 2023 | 61,389 | 152,120 (2%) | 0% | 1.7 | 104,361 | Common Stock |
| David McClung | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 May 2023 | 68,265 | 68,265 | - | - | Stock Option (right to buy) | |
| Phillip Frost | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.68 per share. | 16 Dec 2022 | 595,238 | 2,025,827 (29%) | 8% | 1.7 | 1,000,000 | Common Stock |
| Peter Altman | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 1.68 per share. | 16 Dec 2022 | 14,880 | 347,827 (5%) | 0% | 1.7 | 24,998 | Common Stock |
| Simon H. Stertzer | Director | Grant, award, or other acquisition of securities at price $ 1.68 per share. | 16 Dec 2022 | 178,571 | 888,084 (13%) | 2% | 1.7 | 299,999 | Common Stock |
| David McClung | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 1.68 per share. | 16 Dec 2022 | 8,928 | 87,446 (1%) | 0% | 1.7 | 14,999 | Common Stock |
| Andrew Scott Blank | Director | Grant, award, or other acquisition of securities at price $ 1.68 per share. | 16 Dec 2022 | 148,809 | 291,659 (4%) | 2% | 1.7 | 249,999 | Common Stock |
| Jim L. Allen | Director | Grant, award, or other acquisition of securities at price $ 1.68 per share. | 16 Dec 2022 | 148,809 | 830,531 (12%) | 2% | 1.7 | 249,999 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 1.86 per share. | 10 Nov 2022 | 1,400 | 332,947 (4%) | 0% | 1.9 | 2,604 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 1.87 per share. | 10 Nov 2022 | 3,100 | 331,547 (4%) | 0% | 1.9 | 5,797 | Common Stock |
| David McClung | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 2.07 per share. | 10 Oct 2022 | 2,000 | 78,518 (1%) | 0% | 2.1 | 4,140 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 1.81 per share. | 22 Sep 2022 | 3,100 | 327,047 (4%) | 0% | 1.8 | 5,611 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 1.87 per share. | 22 Sep 2022 | 1,400 | 328,447 (4%) | 0% | 1.9 | 2,618 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 1.92 per share. | 21 Sep 2022 | 2,750 | 323,947 (4%) | 0% | 1.9 | 5,280 | Common Stock |
| Richard M. Krasno | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jun 2022 | 12,434 | 24,868 | - | - | Stock Option (right to buy) | |
| Jay M. Moyes | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jun 2022 | 12,434 | 28,789 | - | - | Stock Option (right to buy) | |
| Krisztina M. Zsebo | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jun 2022 | 12,434 | 24,868 | - | - | Stock Option (right to buy) | |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 1.46 per share. | 10 Jun 2022 | 4,500 | 321,197 (4%) | 0% | 1.5 | 6,570 | Common Stock |
| Simon H. Stertzer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jun 2022 | 12,434 | 35,076 | - | - | Stock Option (right to buy) | |
| Andrew Scott Blank | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jun 2022 | 12,434 | 24,868 | - | - | Stock Option (right to buy) | |
| Jim L. Allen | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jun 2022 | 12,434 | 24,868 | - | - | Stock Option (right to buy) | |
| Edward M. Gillis | Senior Vice President, Devices | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.32 per share. | 12 May 2022 | 12,358 | 23,879 (0%) | 0% | 1.3 | 16,313 | Common Stock |
| Peter Altman | Director, President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.32 per share. | 12 May 2022 | 31,446 | 316,697 (4%) | 0% | 1.3 | 41,509 | Common Stock |
| David McClung | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.32 per share. | 12 May 2022 | 20,632 | 76,518 (1%) | 0% | 1.3 | 27,234 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 1.30 per share. | 11 May 2022 | 1,000 | 334,143 (4%) | 0% | 1.3 | 1,300 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 1.38 per share. | 11 May 2022 | 2,698 | 348,143 (5%) | 0% | 1.4 | 3,723 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 1.20 per share. | 11 May 2022 | 11,302 | 345,445 (5%) | 0% | 1.2 | 13,562 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 1.59 per share. | 28 Apr 2022 | 2,300 | 330,443 (4%) | 0% | 1.6 | 3,657 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 1.61 per share. | 28 Apr 2022 | 2,700 | 333,143 (4%) | 0% | 1.6 | 4,347 | Common Stock |
| Edward M. Gillis | Senior Vice President, Devices | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Apr 2022 | 30,155 | 36,237 (0%) | 0% | 0 | Common Stock | |
| Edward M. Gillis | Senior Vice President, Devices | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Apr 2022 | 38,000 | 38,000 | - | - | Stock Option (right to buy) | |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 1.39 per share. | 14 Apr 2022 | 13,500 | 328,143 (4%) | 0% | 1.4 | 18,700 | Common Stock |
| Peter Altman | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Apr 2022 | 76,734 | 314,643 (4%) | 1% | 0 | Common Stock | |
| Peter Altman | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Apr 2022 | 141,000 | 141,000 | - | - | Stock Option (right to buy) | |
| David McClung | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Apr 2022 | 60,000 | 60,000 | - | - | Stock Option (right to buy) | |
| David McClung | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Apr 2022 | 50,345 | 97,150 (1%) | 0% | 0 | Common Stock | |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 2.20 per share. | 18 Nov 2021 | 5,000 | 237,909 (3%) | 0% | 2.2 | 11,000 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 2.94 per share. | 17 Aug 2021 | 3,500 | 232,909 (3%) | 0% | 2.9 | 10,290 | Common Stock |
| Jay M. Moyes | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jun 2021 | 12,434 | 16,355 | - | - | Stock Option (right to buy) | |
| Krisztina M. Zsebo | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jun 2021 | 12,434 | 12,434 | - | - | Stock Option (right to buy) | |
| Simon H. Stertzer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jun 2021 | 12,434 | 22,642 | - | - | Stock Option (right to buy) | |
| Andrew Scott Blank | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jun 2021 | 12,434 | 12,434 | - | - | Stock Option (right to buy) | |
| Jim L. Allen | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jun 2021 | 12,434 | 12,434 | - | - | Stock Option (right to buy) | |
| Edward M. Gillis | Senior Vice President, Devices | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.35 per share. | 10 Jun 2021 | 9,953 | 6,082 (0%) | 0% | 4.4 | 43,296 | Common Stock |
| Peter Altman | Director, President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.35 per share. | 10 Jun 2021 | 11,572 | 229,409 (3%) | 0% | 4.3 | 50,338 | Common Stock |
| David McClung | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.35 per share. | 10 Jun 2021 | 7,274 | 46,805 (0%) | 0% | 4.4 | 31,642 | Common Stock |
| Edward M. Gillis | Senior Vice President, Devices | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2021 | 48,670 | 48,670 | - | - | Stock Option (right to buy) | |
| Edward M. Gillis | Senior Vice President, Devices | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2021 | 9,953 | 9,953 (0%) | 0% | 0 | Common Stock | |
| Peter Altman | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2021 | 33,581 | 240,981 (3%) | 0% | 0 | Common Stock | |
| Peter Altman | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2021 | 177,470 | 177,470 | - | - | Stock Option (right to buy) | |
| David McClung | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2021 | 75,850 | 75,850 | - | - | Stock Option (right to buy) | |
| David McClung | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2021 | 21,370 | 54,079 (0%) | 0% | 0 | Common Stock | |
| Richard M. Krasno | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Mar 2021 | 3,024 | 47,187 (0%) | 0% | 0 | Common Stock | |
| Jay M. Moyes | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Mar 2021 | 3,456 | 54,267 (0%) | 0% | 0 | Common Stock | |
| Krisztina M. Zsebo | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Mar 2021 | 2,736 | 2,980 (0%) | 0% | 0 | Common Stock | |
| Simon H. Stertzer | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Mar 2021 | 2,304 | 203,554 (2%) | 0% | 0 | Common Stock | |
| Andrew Scott Blank | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Mar 2021 | 4,752 | 147,192 (2%) | 0% | 0 | Common Stock | |
| Jim L. Allen | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Mar 2021 | 2,520 | 681,722 (9%) | 0% | 0 | Common Stock | |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 2.49 per share. | 27 Nov 2020 | 1,000 | 207,400 (3%) | 0% | 2.5 | 2,488 | Common Stock |
| Peter Altman | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 2.31 per share. | 27 Nov 2020 | 3,200 | 203,200 (2%) | 0% | 2.3 | 7,380 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 2.37 per share. | 27 Nov 2020 | 3,200 | 206,400 (3%) | 0% | 2.4 | 7,580 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 2.09 per share. | 12 Nov 2020 | 500 | 206,400 (3%) | 0% | 2.1 | 1,046 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 2.06 per share. | 12 Nov 2020 | 2,000 | 205,900 (3%) | 0% | 2.1 | 4,130 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 1.98 per share. | 10 Nov 2020 | 2,500 | 203,900 (2%) | 0% | 2.0 | 4,950 | Common Stock |
| Eric Duckers | Chief Medical Officer | Sale of securities on an exchange or to another person at price $ 2.01 per share. | 02 Nov 2020 | 8,435 | 12,088 (0%) | 0% | 2.0 | 16,954 | Common Stock |
| Fernando L. Fernandez | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Sep 2020 | 2,968 | 40,644 (0%) | 0% | 0 | Common Stock | |
| Richard C. Pfenniger | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Sep 2020 | 3,125 | 46,045 (0%) | 0% | 0 | Common Stock | |
| Richard M. Krasno | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Sep 2020 | 2,734 | 38,629 (0%) | 0% | 0 | Common Stock | |
| Jay M. Moyes | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Sep 2020 | 3,750 | 44,261 (0%) | 0% | 0 | Common Stock | |
| Simon H. Stertzer | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Sep 2020 | 2,968 | 195,482 (2%) | 0% | 0 | Common Stock | |
| Andrew Scott Blank | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Sep 2020 | 4,843 | 134,797 (1%) | 0% | 0 | Common Stock | |
| Jim L. Allen | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Sep 2020 | 2,734 | 673,668 (9%) | 0% | 0 | Common Stock | |
| Fernando L. Fernandez | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jun 2020 | 2,968 | 37,676 (0%) | 0% | 0 | Common Stock | |
| Richard C. Pfenniger | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jun 2020 | 3,125 | 42,920 (0%) | 0% | 0 | Common Stock | |
| Richard M. Krasno | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jun 2020 | 2,734 | 35,895 (0%) | 0% | 0 | Common Stock | |
| Jay M. Moyes | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jun 2020 | 3,750 | 40,511 (0%) | 0% | 0 | Common Stock | |
| Peter Altman | Director, President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.40 per share. | 30 Jun 2020 | 15,159 | 201,400 (2%) | 0% | 2.4 | 36,382 | Common Stock |
| Phil Pesta | Vice President of Operations | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.40 per share. | 30 Jun 2020 | 6,185 | 11,867 (0%) | 0% | 2.4 | 14,844 | Common Stock |
| Simon H. Stertzer | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jun 2020 | 4,531 | 192,514 (2%) | 0% | 0 | Common Stock | |
| David McClung | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.40 per share. | 30 Jun 2020 | 7,895 | 32,709 (0%) | 0% | 2.4 | 18,948 | Common Stock |
| Eric Duckers | Chief Medical Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.40 per share. | 30 Jun 2020 | 7,154 | 20,523 (0%) | 0% | 2.4 | 17,170 | Common Stock |
| Andrew Scott Blank | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jun 2020 | 3,281 | 129,954 (1%) | 0% | 0 | Common Stock | |
| Jim L. Allen | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jun 2020 | 2,734 | 670,934 (9%) | 0% | 0 | Common Stock | |
| Simon H. Stertzer | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 2.10 per share. | 19 Jun 2020 | 142,850 | 187,983 (2%) | 2% | 2.1 | 299,985 | Common Stock |
| Andrew Scott Blank | Director | Purchase of securities on an exchange or from another person at price $ 2.10 per share. | 19 Jun 2020 | 142,850 | 142,850 (2%) | 2% | 2.1 | 299,985 | Common Stock |
| Jim L. Allen | Director | Purchase of securities on an exchange or from another person at price $ 2.10 per share. | 19 Jun 2020 | 142,850 | 668,200 (9%) | 2% | 2.1 | 299,985 | Common Stock |
| Fernando L. Fernandez | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 May 2020 | 8,800 | 34,708 (0%) | 0% | 0 | Common Stock | |
| Richard C. Pfenniger | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 May 2020 | 8,800 | 39,795 (0%) | 0% | 0 | Common Stock | |
| Richard M. Krasno | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 May 2020 | 8,800 | 33,161 (0%) | 0% | 0 | Common Stock | |
| Jay M. Moyes | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 May 2020 | 8,800 | 36,761 (0%) | 0% | 0 | Common Stock | |
| Simon H. Stertzer | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 May 2020 | 8,800 | 45,133 (0%) | 0% | 0 | Common Stock | |
| Andrew Scott Blank | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 May 2020 | 4,100 | 126,673 (1%) | 0% | 0 | Common Stock | |
| Jim L. Allen | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 May 2020 | 4,100 | 525,350 (7%) | 0% | 0 | Common Stock | |
| Fernando L. Fernandez | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Apr 2020 | 16,625 | 22,940 (0%) | 0% | 0 | Common Stock | |
| Fernando L. Fernandez | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Apr 2020 | 2,968 | 25,908 (0%) | 0% | 0 | Common Stock | |
| Richard C. Pfenniger | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Apr 2020 | 16,000 | 27,870 (0%) | 0% | 0 | Common Stock | |
| Richard C. Pfenniger | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Apr 2020 | 3,125 | 30,995 (0%) | 0% | 0 | Common Stock | |
| Richard M. Krasno | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Apr 2020 | 15,312 | 21,627 (0%) | 0% | 0 | Common Stock | |
| Richard M. Krasno | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Apr 2020 | 2,734 | 24,361 (0%) | 0% | 0 | Common Stock | |
| Jay M. Moyes | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Apr 2020 | 3,750 | 27,961 (0%) | 0% | 0 | Common Stock | |
| Jay M. Moyes | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Apr 2020 | 20,250 | 24,211 (0%) | 0% | 0 | Common Stock | |
| Simon H. Stertzer | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Apr 2020 | 26,875 | 28,208 (0%) | 0% | 0 | Common Stock | |
| Simon H. Stertzer | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Apr 2020 | 4,531 | 32,739 (0%) | 0% | 0 | Common Stock | |
| Andrew Scott Blank | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Apr 2020 | 3,281 | 122,573 (1%) | 0% | 0 | Common Stock | |
| Andrew Scott Blank | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Apr 2020 | 2,625 | 119,292 (1%) | 0% | 0 | Common Stock | |
| Jim L. Allen | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Apr 2020 | 2,187 | 518,516 (7%) | 0% | 0 | Common Stock | |
| Jim L. Allen | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Apr 2020 | 2,734 | 521,250 (7%) | 0% | 0 | Common Stock | |
| Peter Altman | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Apr 2020 | 55,130 | 55,130 | - | - | Stock Option (right to buy) | |
| Peter Altman | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Apr 2020 | 37,080 | 216,559 (3%) | 0% | 0 | Common Stock | |
| Phil Pesta | Vice President of Operations | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Apr 2020 | 10,000 | 10,000 | - | - | Stock Option (right to buy) | |
| Phil Pesta | Vice President of Operations | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Apr 2020 | 15,128 | 18,052 (0%) | 0% | 0 | Common Stock | |
| David McClung | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Apr 2020 | 19,312 | 40,604 (0%) | 0% | 0 | Common Stock | |
| Eric Duckers | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Apr 2020 | 17,500 | 27,677 (0%) | 0% | 0 | Common Stock | |
| Eric Duckers | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Apr 2020 | 25,500 | 25,500 | - | - | Stock Option (right to buy) | |
| Peter Altman | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 3.42 per share. | 22 Apr 2020 | 400 | 179,479 (2%) | 0% | 3.4 | 1,366 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 2.90 per share. | 24 Mar 2020 | 1,200 | 171,911 (2%) | 0% | 2.9 | 3,480 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 2.95 per share. | 19 Mar 2020 | 400 | 170,711 (2%) | 0% | 3.0 | 1,180 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 2.53 per share. | 17 Mar 2020 | 3,300 | 170,311 (2%) | 0% | 2.5 | 8,349 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 3.66 per share. | 17 Mar 2020 | 200 | 167,011 (2%) | 0% | 3.7 | 732 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 3.15 per share. | 12 Mar 2020 | 3,400 | 166,811 (2%) | 0% | 3.2 | 10,710 | Common Stock |
| Fernando L. Fernandez | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2020 | 567 | 0 | - | - | Restricted Stock Units | |
| Fernando L. Fernandez | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2020 | 567 | 6,315 (0%) | 0% | - | Common Stock | |
| Richard C. Pfenniger | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2020 | 567 | 11,870 (0%) | 0% | - | Common Stock | |
| Richard C. Pfenniger | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2020 | 567 | 0 | - | - | Restricted Stock Units | |
| Richard M. Krasno | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2020 | 567 | 0 | - | - | Restricted Stock Units | |
| Richard M. Krasno | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2020 | 567 | 6,315 (0%) | 0% | - | Common Stock | |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 3.67 per share. | 31 Dec 2019 | 4,000 | 163,411 (2%) | 0% | 3.7 | 14,676 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 4.34 per share. | 18 Oct 2019 | 200 | 159,411 (2%) | 0% | 4.3 | 868 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 3.99 per share. | 09 Oct 2019 | 200 | 159,211 (2%) | 0% | 4.0 | 798 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 3.44 per share. | 03 Oct 2019 | 5,000 | 158,311 (2%) | 0% | 3.4 | 17,225 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 3.64 per share. | 03 Oct 2019 | 700 | 159,011 (2%) | 0% | 3.6 | 2,546 | Common Stock |
| Peter Altman | Director, President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.60 per share. | 27 Aug 2019 | 4,958 | 179,079 (2%) | 0% | 3.6 | 17,849 | Common Stock |
| Peter Altman | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Aug 2019 | 12,126 | 184,037 (2%) | 0% | 0 | Common Stock | |
| Phil Pesta | Vice President of Operations | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.60 per share. | 27 Aug 2019 | 2,023 | 2,924 (0%) | 0% | 3.6 | 7,283 | Common Stock |
| Phil Pesta | Vice President of Operations | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Aug 2019 | 4,947 | 4,947 (0%) | 0% | 0 | Common Stock | |
| David McClung | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.60 per share. | 27 Aug 2019 | 2,582 | 21,292 (0%) | 0% | 3.6 | 9,295 | Common Stock |
| David McClung | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Aug 2019 | 6,315 | 23,874 (0%) | 0% | 0 | Common Stock | |
| Eric Duckers | Chief Medical Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.60 per share. | 27 Aug 2019 | 1,205 | 10,177 (0%) | 0% | 3.6 | 4,338 | Common Stock |
| Eric Duckers | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Aug 2019 | 2,947 | 11,382 (0%) | 0% | 0 | Common Stock | |
| Jay M. Moyes | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 26 Jul 2019 | 3,594 | 0 | - | - | Restricted Stock Units | |
| Jay M. Moyes | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 26 Jul 2019 | 3,594 | 3,961 (0%) | 0% | 0 | Common Stock | |
| Thomas Quertermous | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 26 Jul 2019 | 3,594 | 0 | - | - | Restricted Stock Units | |
| Thomas Quertermous | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 26 Jul 2019 | 3,594 | 15,681 (0%) | 0% | 0 | Common Stock | |
| Simon H. Stertzer | Director, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 26 Jul 2019 | 3,594 | 0 | - | - | Restricted Stock Units | |
| Simon H. Stertzer | Director, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 26 Jul 2019 | 3,594 | 3,594 (0%) | 0% | 0 | Common Stock | |
| Allan R. Tessler | Director | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 05 Jul 2019 | 16,871 | 16,871 | - | - | Warrant (right to buy) | |
| Allan R. Tessler | Director | 05 Jul 2019 | 16,871 | 19,025 (0%) | 0% | 3 | 50,613 | Common Stock | |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 05 Jul 2019 | 67,484 | 67,484 | - | - | Warrant (right to buy) | |
| Peter Altman | Director, President and CEO | 05 Jul 2019 | 67,484 | 153,311 (2%) | 1% | 3 | 202,452 | Common Stock | |
| Simon H. Stertzer | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 05 Jul 2019 | 41,667 | 41,667 | - | - | Warrant (right to buy) | |
| Simon H. Stertzer | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 6.00 per share. | 05 Jul 2019 | 41,667 | 91,544 (1%) | 0% | 6 | 250,002 | Common Stock |
| David McClung | Chief Financial Officer | 05 Jul 2019 | 16,871 | 23,071 (0%) | 0% | 3 | 50,613 | Common Stock | |
| David McClung | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 05 Jul 2019 | 16,871 | 16,871 | - | - | Warrant (right to buy) | |
| Eric Duckers | Chief Medical Officer | 05 Jul 2019 | 8,435 | 8,435 (0%) | 0% | 3 | 25,305 | Common Stock | |
| Eric Duckers | Chief Medical Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 05 Jul 2019 | 8,435 | 8,435 | - | - | Warrant (right to buy) | |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 8.70 per share. | 28 Jun 2019 | 600 | 85,827 (1%) | 0% | 8.7 | 5,223 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 10.85 per share. | 24 Jun 2019 | 500 | 85,127 (1%) | 0% | 10.8 | 5,423 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 9.24 per share. | 24 Jun 2019 | 100 | 85,227 (1%) | 0% | 9.2 | 924 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 10.95 per share. | 24 Jun 2019 | 100 | 84,627 (1%) | 0% | 11.0 | 1,095 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 9.00 per share. | 20 Jun 2019 | 300 | 84,527 (1%) | 0% | 9 | 2,700 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 9.84 per share. | 17 Jun 2019 | 400 | 83,827 (1%) | 0% | 9.8 | 3,936 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 11.33 per share. | 17 Jun 2019 | 400 | 84,227 (1%) | 0% | 11.3 | 4,532 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 10.52 per share. | 11 Jun 2019 | 300 | 83,428 (1%) | 0% | 10.5 | 3,157 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 8.23 per share. | 11 Jun 2019 | 100 | 83,128 (1%) | 0% | 8.2 | 823 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 11.16 per share. | 06 Jun 2019 | 100 | 83,028 (1%) | 0% | 11.2 | 1,116 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 11.13 per share. | 06 Jun 2019 | 135 | 82,928 (1%) | 0% | 11.1 | 1,503 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 1.01 per share. | 04 Jun 2019 | 1,900 | 745,042 (10%) | 0% | 1.0 | 1,919 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 1.20 per share. | 04 Jun 2019 | 100 | 745,142 (10%) | 0% | 1.2 | 120 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 1.28 per share. | 28 May 2019 | 200 | 743,142 (10%) | 0% | 1.3 | 256 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 1.13 per share. | 16 May 2019 | 1,000 | 741,842 (10%) | 0% | 1.1 | 1,128 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 1.18 per share. | 16 May 2019 | 1,100 | 742,942 (10%) | 0% | 1.2 | 1,294 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 1.19 per share. | 30 Apr 2019 | 5,000 | 734,842 (10%) | 0% | 1.2 | 5,960 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 0.99 per share. | 30 Apr 2019 | 6,000 | 740,842 (10%) | 0% | 1.0 | 5,952 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 1.60 per share. | 13 Feb 2019 | 50 | 729,842 (10%) | 0% | 1.6 | 80 | Common Stock |
| Fernando L. Fernandez | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2019 | 567 | 2,154 (0%) | 0% | 0 | Common Stock | |
| Fernando L. Fernandez | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2019 | 567 | 4,161 | - | - | Restricted Stock Units | |
| Fernando L. Fernandez | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2019 | 3,594 | 5,748 (0%) | 0% | 0 | Common Stock | |
| Fernando L. Fernandez | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2019 | 3,594 | 567 | - | - | Restricted Stock Units | |
| Richard C. Pfenniger | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2019 | 3,594 | 11,303 (0%) | 0% | 0 | Common Stock | |
| Richard C. Pfenniger | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2019 | 3,594 | 567 | - | - | Restricted Stock Units | |
| Richard C. Pfenniger | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2019 | 567 | 7,709 (0%) | 0% | 0 | Common Stock | |
| Richard C. Pfenniger | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2019 | 567 | 4,161 | - | - | Restricted Stock Units | |
| Richard M. Krasno | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2019 | 567 | 2,154 (0%) | 0% | 0 | Common Stock | |
| Richard M. Krasno | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2019 | 3,594 | 5,748 (0%) | 0% | 0 | Common Stock | |
| Richard M. Krasno | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2019 | 3,594 | 567 | - | - | Restricted Stock Units | |
| Richard M. Krasno | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2019 | 567 | 4,161 | - | - | Restricted Stock Units | |
| Allan R. Tessler | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2019 | 567 | 4,161 | - | - | Restricted Stock Units | |
| Allan R. Tessler | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2019 | 3,594 | 567 | - | - | Restricted Stock Units | |
| Allan R. Tessler | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2019 | 567 | 19,592 (0%) | 0% | 0 | Common Stock | |
| Allan R. Tessler | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2019 | 3,594 | 23,186 (0%) | 0% | 0 | Common Stock | |
| Phillip Frost | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.75 per share. | 24 Dec 2018 | 2,000,000 | 12,875,318 (188%) | 29% | 0.8 | 1,500,000 | Common Stock |
| Phillip Frost | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 24 Dec 2018 | 1,000,000 | 1,000,000 | - | - | Warrant (right to buy) | |
| Simon H. Stertzer | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.75 per share. | 24 Dec 2018 | 1,666,666 | 4,283,275 (62%) | 24% | 0.8 | 1,250,000 | Common Stock |
| Simon H. Stertzer | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.75 per share. | 24 Dec 2018 | 1,666,666 | 2,076,346 (30%) | 24% | 0.8 | 1,250,000 | Common Stock |
| Simon H. Stertzer | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.75 per share. | 24 Dec 2018 | 1,666,666 | 4,278,274 (62%) | 24% | 0.8 | 1,250,000 | Common Stock |
| Simon H. Stertzer | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 24 Dec 2018 | 833,333 | 833,333 | - | - | Warrant (right to buy) | |
| Simon H. Stertzer | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 24 Dec 2018 | 833,333 | 833,333 | - | - | Warrant (right to buy) | |
| Simon H. Stertzer | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 24 Dec 2018 | 833,333 | 833,333 | - | - | Warrant (right to buy) | |
| Simon H. Stertzer | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.75 per share. | 24 Dec 2018 | 1,666,666 | 2,076,346 | - | 0.8 | 1,250,000 | Common stock |
| Simon H. Stertzer | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 24 Dec 2018 | 833,333 | 833,333 | - | - | Warrant (right to buy) | |
| Simon H. Stertzer | None | Purchase of securities on an exchange or from another person at price $ 2.10 per share. | 29 Nov 2018 | 1,000 | 6,000 (0%) | 0% | 2.1 | 2,102 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 2.22 per share. | 14 Nov 2018 | 2,500 | 725,892 (10%) | 0% | 2.2 | 5,560 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 2.43 per share. | 14 Nov 2018 | 2,500 | 728,392 (10%) | 0% | 2.4 | 6,072 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 2.39 per share. | 14 Nov 2018 | 1,400 | 729,792 (10%) | 0% | 2.4 | 3,352 | Common Stock |
| Simon H. Stertzer | None | Purchase of securities on an exchange or from another person at price $ 2.14 per share. | 14 Nov 2018 | 1,000 | 5,000 (0%) | 0% | 2.1 | 2,141 | Common Stock |
| Simon H. Stertzer | None | Purchase of securities on an exchange or from another person at price $ 2.10 per share. | 13 Nov 2018 | 1,000 | 4,000 (0%) | 0% | 2.1 | 2,100 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 2.08 per share. | 12 Nov 2018 | 2,800 | 723,392 (10%) | 0% | 2.1 | 5,827 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 2.35 per share. | 12 Nov 2018 | 1,100 | 720,592 (10%) | 0% | 2.4 | 2,585 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 2.50 per share. | 08 Nov 2018 | 400 | 719,492 (10%) | 0% | 2.5 | 1,000 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 2.51 per share. | 08 Nov 2018 | 100 | 719,092 (10%) | 0% | 2.5 | 251 | Common Stock |
| David McClung | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 2.56 per share. | 05 Nov 2018 | 1,600 | 6,200 (0%) | 0% | 2.6 | 4,102 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 2.52 per share. | 02 Nov 2018 | 400 | 718,992 (10%) | 0% | 2.5 | 1,008 | Common Stock |
| Simon H. Stertzer | None | Purchase of securities on an exchange or from another person at price $ 2.53 per share. | 02 Nov 2018 | 2,000 | 3,000 (0%) | 0% | 2.5 | 5,060 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 2.55 per share. | 30 Oct 2018 | 300 | 718,592 (10%) | 0% | 2.6 | 765 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 2.55 per share. | 25 Oct 2018 | 600 | 715,042 (10%) | 0% | 2.6 | 1,530 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 2.32 per share. | 25 Oct 2018 | 3,250 | 718,292 (10%) | 0% | 2.3 | 7,550 | Common Stock |
| David McClung | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 2.64 per share. | 12 Oct 2018 | 500 | 4,600 (0%) | 0% | 2.6 | 1,318 | Common Stock |
| Simon H. Stertzer | None | Purchase of securities on an exchange or from another person at price $ 2.70 per share. | 11 Oct 2018 | 1,000 | 1,000 (0%) | 0% | 2.7 | 2,700 | Common Stock |
| David McClung | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 2.45 per share. | 25 Sep 2018 | 2,850 | 4,100 (0%) | 0% | 2.5 | 6,988 | Common Stock |
| Simon H. Stertzer | None | Purchase of securities on an exchange or from another person at price $ 2.43 per share. | 21 Sep 2018 | 1,000 | 2,609,609 (38%) | 0% | 2.4 | 2,430 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 1.50 per share. | 18 Sep 2018 | 200 | 712,842 (10%) | 0% | 1.5 | 300 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 1.71 per share. | 18 Sep 2018 | 500 | 713,342 (10%) | 0% | 1.7 | 854 | Common Stock |
| Simon H. Stertzer | None | Purchase of securities on an exchange or from another person at price $ 1.50 per share. | 18 Sep 2018 | 5,000 | 2,616,609 (38%) | 0% | 1.5 | 7,500 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 1.65 per share. | 14 Sep 2018 | 200 | 712,642 (10%) | 0% | 1.7 | 330 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 1.56 per share. | 14 Sep 2018 | 500 | 712,442 (10%) | 0% | 1.6 | 780 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 1.82 per share. | 12 Sep 2018 | 800 | 714,442 (10%) | 0% | 1.8 | 1,458 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 1.58 per share. | 12 Sep 2018 | 200 | 713,642 (10%) | 0% | 1.6 | 316 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 1.40 per share. | 12 Sep 2018 | 100 | 713,442 (10%) | 0% | 1.4 | 140 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 1.28 per share. | 10 Sep 2018 | 800 | 711,142 (10%) | 0% | 1.3 | 1,024 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 1.45 per share. | 10 Sep 2018 | 800 | 711,942 (10%) | 0% | 1.5 | 1,160 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 1.33 per share. | 05 Sep 2018 | 5,000 | 710,342 (10%) | 0% | 1.3 | 6,650 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 1.46 per share. | 27 Aug 2018 | 1,500 | 705,342 (10%) | 0% | 1.5 | 2,190 | Common Stock |
| Jay M. Moyes | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Jul 2018 | 32,353 | 32,353 | - | - | Restricted Stock Units | |
| Thomas Quertermous | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Jul 2018 | 32,353 | 32,353 | - | - | Restricted Stock Units | |
| Simon H. Stertzer | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Jul 2018 | 32,353 | 32,353 | - | - | Restricted Stock Units | |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 1.45 per share. | 11 Jun 2018 | 3,000 | 703,842 (10%) | 0% | 1.5 | 4,350 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 1.45 per share. | 18 Apr 2018 | 1,000 | 700,842 (10%) | 0% | 1.5 | 1,450 | Common Stock |
| Simon H. Stertzer | None | Purchase of securities on an exchange or from another person at price $ 1.87 per share. | 23 Mar 2018 | 8,000 | 2,611,609 (38%) | 0% | 1.9 | 14,960 | Common Stock |
| Simon H. Stertzer | None | Purchase of securities on an exchange or from another person at price $ 1.90 per share. | 23 Mar 2018 | 10,000 | 2,603,609 (38%) | 0% | 1.9 | 19,000 | Common Stock |
| David McClung | Director, Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 1.90 per share. | 22 Mar 2018 | 500 | 1,250 (0%) | 0% | 1.9 | 950 | Common Stock |
| Simon H. Stertzer | None | Purchase of securities on an exchange or from another person at price $ 1.91 per share. | 21 Mar 2018 | 4,000 | 2,590,608 (37%) | 0% | 1.9 | 7,640 | Common Stock |
| Simon H. Stertzer | None | Purchase of securities on an exchange or from another person at price $ 1.87 per share. | 21 Mar 2018 | 3,000 | 2,593,608 (38%) | 0% | 1.9 | 5,610 | Common Stock |
| David McClung | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 1.90 per share. | 21 Mar 2018 | 750 | 750 (0%) | 0% | 1.9 | 1,425 | Common Stock |
| Peter Altman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 2.03 per share. | 20 Mar 2018 | 5,000 | 699,842 (10%) | 0% | 2.0 | 10,150 | Common Stock |
| Peter Altman | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2018 | 400,000 | 400,000 | - | - | Stock Option (right to buy) | |
| Phil Pesta | Vice President of Operations | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2018 | 70,000 | 70,000 | - | - | Stock Option (right to buy) | |
| David McClung | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2018 | 159,020 | 159,020 | - | - | Stock Option (right to buy) | |
| Eric Duckers | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2018 | 167,880 | 167,880 | - | - | Stock Option (right to buy) | |
| Richard T. Allen | Vice President of Quality | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2018 | 70,000 | 70,000 | - | - | Stock Option (right to buy) | |
| Fernando L. Fernandez | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2018 | 9,166 | 0 | - | - | Restricted Stock Units | |
| Fernando L. Fernandez | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2018 | 5,111 | 5,111 (0%) | 0% | 0 | Common Stock | |
| Fernando L. Fernandez | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2018 | 32,353 | 32,353 | - | - | Restricted Stock Units | |
| Fernando L. Fernandez | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2018 | 9,166 | 14,277 (0%) | 0% | 0 | Common Stock | |
| Fernando L. Fernandez | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2018 | 5,111 | 10,222 | - | - | Restricted Stock Units | |
| Richard C. Pfenniger | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2018 | 32,353 | 32,353 | - | - | Restricted Stock Units | |
| Richard C. Pfenniger | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2018 | 9,166 | 0 | - | - | Restricted Stock Units | |
| Richard C. Pfenniger | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2018 | 5,111 | 10,222 | - | - | Restricted Stock Units | |
| Richard C. Pfenniger | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2018 | 9,166 | 64,277 (0%) | 0% | 0 | Common Stock | |
| Richard C. Pfenniger | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2018 | 5,111 | 55,111 (0%) | 0% | 0 | Common Stock | |
| Richard M. Krasno | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2018 | 5,111 | 5,111 (0%) | 0% | 0 | Common Stock | |
| Richard M. Krasno | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2018 | 9,166 | 14,277 (0%) | 0% | 0 | Common Stock | |
| Richard M. Krasno | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2018 | 5,111 | 10,222 | - | - | Restricted Stock Units | |
| Richard M. Krasno | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2018 | 9,166 | 0 | - | - | Restricted Stock Units | |
| Richard M. Krasno | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2018 | 32,353 | 32,353 | - | - | Restricted Stock Units | |
| Allan R. Tessler | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2018 | 5,111 | 10,222 | - | - | Restricted Stock Units | |
| Allan R. Tessler | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2018 | 5,111 | 5,111 (0%) | 0% | 0 | Common Stock | |
| Allan R. Tessler | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2018 | 32,353 | 32,353 | - | - | Restricted Stock Units | |
| Allan R. Tessler | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2018 | 9,166 | 0 | - | - | Restricted Stock Units | |
| Allan R. Tessler | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2018 | 9,166 | 14,277 (0%) | 0% | 0 | Common Stock | |
| Richard T. Allen | Vice President of Quality | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.15 per share. | 03 Oct 2017 | 232,842 | 807,591 (11%) | 3% | 0.1 | 34,926 | Common Stock |
| Richard T. Allen | Vice President of Quality | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 Oct 2017 | 232,842 | 802,870 | - | - | Employee Stock Option (Right to Buy) | |
| Richard T. Allen | Vice President of Quality | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 Oct 2017 | 574,749 | 703,525 | - | - | Employee Stock Option (Right to Buy) | |
| Richard T. Allen | Vice President of Quality | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.15 per share. | 03 Oct 2017 | 574,749 | 574,749 (8%) | 8% | 0.1 | 86,212 | Common Stock |
| Fernando L. Fernandez | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jun 2017 | 110,000 | 110,000 | - | - | Restricted Stock Units | |
| Richard C. Pfenniger | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jun 2017 | 110,000 | 110,000 | - | - | Restricted Stock Units | |
| Richard M. Krasno | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jun 2017 | 110,000 | 110,000 | - | - | Restricted Stock Units | |
| Allan R. Tessler | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jun 2017 | 110,000 | 110,000 | - | - | Restricted Stock Units | |
| Jay M. Moyes | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jun 2017 | 156,583 | 156,583 | - | - | Director Stock Option (right to buy) | |
| Thomas Quertermous | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jun 2017 | 156,583 | 156,583 | - | - | Director Stock Option (right to buy) | |
| Simon H. Stertzer | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jun 2017 | 156,583 | 156,583 | - | - | Director Stock Option (right to buy) | |
| Simon H. Stertzer | None | Purchase of securities on an exchange or from another person at price $ 0.64 per share. | 01 Mar 2017 | 100,000 | 4,916,171 (72%) | 1% | 0.6 | 64,150 | Common Stock |
| Fernando L. Fernandez | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2017 | 184,000 | 184,000 | - | - | Restricted Stock Units | |
| Richard C. Pfenniger | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2017 | 184,000 | 184,000 | - | - | Restricted Stock Units | |
| Richard M. Krasno | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2017 | 184,000 | 184,000 | - | - | Restricted Stock Units | |
| Allan R. Tessler | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2017 | 184,000 | 184,000 | - | - | Restricted Stock Units | |
| Jay M. Moyes | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2017 | 267,000 | 267,000 | - | - | Director Stock Option (right to buy) | |
| Thomas Quertermous | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2017 | 267,000 | 267,000 | - | - | Director Stock Option (right to buy) | |
| Simon H. Stertzer | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2017 | 267,000 | 267,000 | - | - | Director Stock Option (right to buy) | |
| Simon H. Stertzer | None | Purchase of securities on an exchange or from another person at price $ 0.51 per share. | 22 Dec 2016 | 72,600 | 31,029,310 (454%) | 1% | 0.5 | 37,026 | Common Stock |
| Phillip Frost | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.13 per share. | 21 Dec 2016 | 19,230,769 | 130,503,835 (999.99%) | 281% | 0.1 | 2,500,000 | Common Stock |
| Simon H. Stertzer | None | Purchase of securities on an exchange or from another person at price $ 0.16 per share. | 01 Nov 2016 | 100,000 | 4,816,171 (70%) | 1% | 0.2 | 16,410 | Common Stock |
| Subbarao Uppaluri | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2016 | 75,000 | 471,592 (6%) | 1% | 0 | Common Stock | |
| Steven D. Rubin | Director, Interim CEO and Interim CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2016 | 200,000 | 302,822 (4%) | 2% | 0 | Common Stock | |
| Stephen Liu | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2016 | 75,000 | 75,000 (1%) | 1% | 0 | Common Stock | |
| Andrew A. Brooks | Director, CEO, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.10 per share. | 10 May 2016 | 63,560,031 | 0 (0%) | 931% | 0.1 | 6,356,003 | Common Stock |
| Phillip Frost | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.10 per share. | 10 May 2016 | 114,937,148 | 149,734,604 | - | 0.1 | 11,493,715 | Common Stock, $0.001 par value |
| Ronald N. Richards | None | Sale of securities on an exchange or to another person at price $ 0.10 per share. | 10 May 2016 | 872,205 | 0 (0%) | 12% | 0.1 | 87,221 | Common Stock |
| Thomas H. Morgan | None | Sale of securities on an exchange or to another person at price $ 0.10 per share. | 10 May 2016 | 7,531,004 | 40,419 (0%) | 110% | 0.1 | 753,100 | Common Stock |
| Jonathan M. Brooks | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.10 per share. | 10 May 2016 | 31,954,292 | 91,000 (1%) | 468% | 0.1 | 3,195,429 | Common Stock |
| Phillip Frost | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.08 per share. | 10 Dec 2015 | 100,000 | 34,797,456 | - | 0.1 | 8,000 | Common Stock, $0.001 par value |
| Phillip Frost | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.07 per share. | 09 Dec 2015 | 18,579 | 34,697,456 | - | 0.1 | 1,356 | Common Stock, $0.001 par value |
| Phillip Frost | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.06 per share. | 04 Dec 2015 | 30,000 | 34,278,877 | - | 0.1 | 1,860 | Common Stock, $0.001 par value |
| Phillip Frost | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.07 per share. | 04 Dec 2015 | 60,000 | 34,338,877 | - | 0.1 | 4,200 | Common Stock, $0.001 par value |
| Phillip Frost | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.07 per share. | 04 Dec 2015 | 20,000 | 34,358,877 | - | 0.1 | 1,440 | Common Stock, $0.001 par value |
| Phillip Frost | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.08 per share. | 04 Dec 2015 | 175,000 | 34,678,877 | - | 0.1 | 13,125 | Common Stock, $0.001 par value |
| Phillip Frost | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.07 per share. | 04 Dec 2015 | 145,000 | 34,503,877 | - | 0.1 | 10,658 | Common Stock, $0.001 par value |
| Phillip Frost | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.06 per share. | 04 Dec 2015 | 70,000 | 34,248,877 | - | 0.1 | 4,200 | Common Stock, $0.001 par value |
| Andrew A. Brooks | Director, CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.07 per share. | 21 Aug 2015 | 16,500 | 63,560,031 (931%) | 0% | 0.1 | 1,122 | Common Stock |
| Andrew A. Brooks | Director, CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.08 per share. | 21 Aug 2015 | 10,000 | 63,543,531 (931%) | 0% | 0.1 | 800 | Common Stock |
| Phillip Frost | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.09 per share. | 16 Jul 2015 | 1,100 | 34,168,877 | - | 0.1 | 99 | Common Stock, $0.001 par value |
| Phillip Frost | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.10 per share. | 16 Jul 2015 | 45,000 | 34,167,777 | - | 0.1 | 4,275 | Common Stock, $0.001 par value |
| Phillip Frost | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.10 per share. | 16 Jul 2015 | 10,000 | 34,178,877 | - | 0.1 | 950 | Common Stock, $0.001 par value |
| Phillip Frost | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.10 per share. | 20 Aug 2014 | 50,000 | 34,072,777 | - | 0.1 | 5,110 | Common Stock, $0.001 par value |
| Phillip Frost | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.10 per share. | 20 Aug 2014 | 50,000 | 34,122,777 | - | 0.1 | 5,150 | Common Stock, $0.001 par value |
| Phillip Frost | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 11 Aug 2014 | 45,000 | 34,022,777 | - | 0 | Common Stock, $0.001 par value | |
| Phillip Frost | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 11 Aug 2014 | 5,000 | 33,977,777 | - | 0 | Common Stock, $0.001 par value | |
| Phillip Frost | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.10 per share. | 01 Aug 2014 | 92,000 | 33,964,777 | - | 0.1 | 9,660 | Common Stock, $0.001 par value |
| Phillip Frost | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.11 per share. | 01 Aug 2014 | 8,000 | 33,972,777 | - | 0.1 | 880 | Common Stock, $0.001 par value |
| Phillip Frost | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 22 Jul 2014 | 190,000 | 33,812,777 | - | 0 | Common Stock, $0.001 par value | |
| Phillip Frost | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 22 Jul 2014 | 60,000 | 33,872,777 | - | 0 | Common Stock, $0.001 par value | |
| Phillip Frost | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 22 Jul 2014 | 10,000 | 33,622,777 | - | 0 | Common Stock, $0.001 par value | |
| Phillip Frost | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 May 2014 | 14,600 | 33,527,377 | - | 0 | Common Stock, $0.001 par value | |
| Phillip Frost | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 May 2014 | 85,400 | 33,612,777 | - | 0 | Common Stock, $0.001 par value | |
| Phillip Frost | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 19 May 2014 | 45,700 | 33,512,777 | - | 0 | Common Stock, $0.001 par value | |
| Phillip Frost | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 15 May 2014 | 20,000 | 33,465,596 | - | 0 | Common Stock, $0.01 par value | |
| Phillip Frost | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 15 May 2014 | 1,481 | 33,467,077 | - | 0 | Common Stock, $0.01 par value | |
| Jonathan M. Brooks | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 14 May 2014 | 10,000 | 32,045,292 | - | 0 | Common Stock | |
| Jonathan M. Brooks | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 14 May 2014 | 80,000 | 32,035,292 | - | 0 | Common Stock | |
| Thomas H. Morgan | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 13 Dec 2013 | 43,000 | 7,657,689 | - | - | Common Stock | |
| Thomas H. Morgan | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 02 Dec 2013 | 91,350 | 7,700,689 | - | - | Common Stock | |
| Thomas H. Morgan | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 13 Nov 2013 | 7,800 | 7,792,039 | - | - | Common Stock | |
| Thomas H. Morgan | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 08 Nov 2013 | 10,000 | 7,833,839 | - | - | Common Stock | |
| Thomas H. Morgan | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 08 Nov 2013 | 34,000 | 7,799,839 | - | - | Common Stock | |
| Thomas H. Morgan | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 01 Nov 2013 | 30,000 | 7,843,839 | - | - | Common Stock | |
| Thomas H. Morgan | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 01 Nov 2013 | 73,462 | 7,908,839 | - | - | Common Stock | |
| Thomas H. Morgan | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 01 Nov 2013 | 35,000 | 7,873,839 | - | - | Common Stock | |
| Jonathan M. Brooks | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 22 Oct 2013 | 505,000 | 31,955,292 | - | - | Common Stock | |
| Jonathan M. Brooks | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 22 Oct 2013 | 324,100 | 33,931,192 | - | - | Common Stock | |
| Jonathan M. Brooks | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 22 Oct 2013 | 1,470,900 | 32,460,292 | - | - | Common Stock | |
| Andrew A. Brooks | Director, CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 12 Aug 2013 | 205,808 | 63,527,202 | - | - | Common Stock | |
| Ronald N. Richards | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 12 Aug 2013 | 205,808 | 873,013 | - | - | Common Stock | |
| Phillip Frost | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 30 Jan 2013 | 194,685 | 33,445,596 | - | - | Common Stock, $0.01 par value | |
| Andrew A. Brooks | Director, CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 14 Jan 2013 | 9,000 | 63,322,394 | - | - | Common Stock | |
| Andrew A. Brooks | Director, CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 10 Jan 2013 | 700,000 | 63,313,394 | - | - | Common Stock | |
| Andrew A. Brooks | Director, CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 10 Jan 2013 | 60,000 | 62,613,394 | - | - | Common Stock | |
| Andrew A. Brooks | Director, CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 26 Dec 2012 | 49,000 | 61,873,189 | - | - | Common Stock | |
| Andrew A. Brooks | Director, CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 26 Dec 2012 | 6,000 | 61,879,189 | - | - | Common Stock | |
| Andrew A. Brooks | Director, CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 26 Dec 2012 | 674,205 | 62,553,394 | - | - | Common Stock | |
| Thomas H. Morgan | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 10 May 2012 | 500 | 7,982,801 | - | - | Common Stock, par value $0.001 per share | |
| Michael Kvitnitsky | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 01 Jul 2011 | 28,916,654 | 0 | - | - | Common Stock, par value $0.001 per share | |
| Thomas H. Morgan | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 16 Jun 2011 | 22,750 | 7,982,301 | - | - | Common Stock, par value $0.001 per share | |
| Thomas H. Morgan | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 19 May 2011 | 103,935 | 7,959,551 | - | - | Common Stock, par value $0.001 per share | |
| Phillip Frost | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 30 Jun 2009 | 857,143 | 31,822,339 | - | - | Common Stock, par value $0.001 per share | |
| Phillip Frost | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 30 Jun 2009 | 1,428,572 | 33,250,911 | - | - | Common Stock, par value $0.001 per share | |
| Andrew A. Brooks | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 20 Jan 2009 | 500 | 61,824,189 | - | - | Common Stock | |
| Andrew A. Brooks | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 12 Jan 2009 | 500 | 61,823,689 | - | - | Common Stock | |
| Phillip Frost | Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 29 Aug 2008 | 26,353,739 | 30,965,196 | - | - | Common Stock, par value $0.001 per share | |
| Glenn L. Halpryn | Director, CEO | Other type of transaction at price $ 0.00 per share. | 29 Aug 2008 | 533,312 | 533,312 | - | - | Common Stock, par value $0.001 | |
| Glauser Jerry Steven | Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 29 Aug 2008 | 1,129,898 | 7,865,768 | - | - | Common Stock, par value $0.001 | |
| Patricia Giuliani-Rheaume | VP, CFO & Treasurer | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 26 Sep 2007 | 140,000 | 0 | - | - | Common Stock | |
| Roy Israel | Director, Chairman,CEO & President, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 26 Sep 2007 | 3,401,978 | 0 | - | - | Common Stock | |
| Roy Israel | Director, Chairman,CEO & President, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 26 Sep 2007 | 123,810 | 0 | - | - | Common Stock | |
| Willem F. Specht | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 26 Sep 2007 | 140,000 | 0 | - | - | Common Stock | |
| Kenneth W. Good | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 26 Sep 2007 | 1,322,466 | 0 | - | - | Common Stock | |
| Patricia Giuliani-Rheaume | VP, CFO & Treasurer | 13 Apr 2005 | 140,000 | 140,000 | - | - | Common stock | ||
| Roy Israel | Director, Chairman, CEO & President, Ten Percent Owner | 13 Apr 2005 | 600,000 | 3,401,984 | - | - | Common stock | ||
| Willem F. Specht | Director, Director of Info Technology | 13 Apr 2005 | 140,000 | 140,000 | - | - | Common stock | ||
| Roy Israel | Director, Chairman, CEO & President, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 11 Jan 2005 | 14,490 | 2,271,984 | - | - | Common stock | |
| Roy Israel | Director, Chairman, CEO & President, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 11 Jan 2005 | 5,000 | 2,266,984 | - | - | Common Stock | |
| Roy Israel | Director, Chairman, CEO & President, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 11 Jan 2005 | 10,000 | 2,256,984 | - | - | Common Stock | |
| Roy Israel | Director, Chairman, CEO & President, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 11 Jan 2005 | 55,000 | 2,201,984 | - | - | Common Stock | |
| Roy Israel | Director, Chairman, CEO & President, Ten Percent Owner | 11 Jan 2005 | 600,000 | 2,801,984 | - | - | Common Stock | ||
| Anthony J. Mercorella | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jun 2004 | 15,000 | 15,000 | - | - | Stock Option (Right to buy) | |
| Corey J. Gottlieb | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jun 2004 | 15,000 | 15,000 | - | - | Stock Option (Right to buy) | |
| Kenneth G. Geraghty | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jun 2004 | 15,000 | 15,000 | - | - | Stock Option (Right to buy) | |
| Randy Gerstenblatt | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jun 2004 | 15,000 | 15,000 | - | - | Stock Option (Right to buy) | |
| Robert M. Silverson | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jun 2004 | 15,000 | 15,000 | - | - | Stock Option (Right to buy) | |
| Alan Littman | Executive Vice President Sales | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Jun 2004 | 20,000 | 20,000 | - | - | Stock Option (Right to buy) | |
| Patricia Giuliani-Rheaume | VP, CFO & Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Jun 2004 | 70,000 | 70,000 | - | - | Stock Option (Right to buy) | |
| Roy Israel | Director, Chairman, President & CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Jun 2004 | 230,000 | 230,000 | - | - | Stock Option (Right to buy) | |
| Willem F. Specht | VP,Director of Info Technology | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Jun 2004 | 70,000 | 70,000 | - | - | Stock Option (Right to Buy) |