259.5K XNAS Volume
XNAS 20 Mar, 2025 5:30 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Morris S. Young | Director, CHAIRMAN AND CEO | Purchase of securities on an exchange or from another person at price $ 1.36 per share. | 25 Feb 2025 | 30,000 | 2,449,490 (6%) | 0% | 1.4 | 40,929 | Common Stock |
| Morris S. Young | Director, CHAIRMAN AND CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Feb 2025 | 33,264 | 2,195,900 (5%) | 0% | - | Common Stock | |
| Morris S. Young | Director, CHAIRMAN AND CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Feb 2025 | 223,590 | 2,419,490 (6%) | 0% | 0 | Common Stock | |
| Gary L. Fischer | VICE PRESIDENT, CFO & CORP SEC | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Feb 2025 | 14,750 | 440,824 (1%) | 0% | - | Common Stock | |
| Gary L. Fischer | VICE PRESIDENT, CFO & CORP SEC | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Feb 2025 | 77,600 | 518,424 (1%) | 0% | 0 | Common Stock | |
| Morris S. Young | Director, CHAIRMAN AND CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Nov 2024 | 111,795 | 2,162,636 (5%) | 0% | - | Common Stock | |
| Gary L. Fischer | VICE PRESIDENT, CFO & CORP SEC | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Nov 2024 | 38,800 | 426,074 (1%) | 0% | - | Common Stock | |
| Morris S. Young | Director, CHAIRMAN AND CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Oct 2024 | 22,003 | 2,050,841 (5%) | 0% | - | Common Stock | |
| Gary L. Fischer | VICE PRESIDENT, CFO & CORP SEC | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Oct 2024 | 13,009 | 387,274 (0%) | 0% | 0 | Common Stock | |
| Gary L. Fischer | VICE PRESIDENT, CFO & CORP SEC | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Aug 2024 | 17,645 | 374,265 (0%) | 0% | 0 | Common Stock | |
| Morris S. Young | Director, CHAIRMAN AND CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Aug 2024 | 39,792 | 2,028,838 (5%) | 0% | - | Common Stock | |
| David C. Chang | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 May 2024 | 23,323 | 252,572 (0%) | 0% | 0 | Common Stock | |
| Jesse Chen | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 May 2024 | 23,323 | 154,166 (0%) | 0% | 0 | Common Stock | |
| Christine A. Russell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 May 2024 | 23,323 | 78,198 (0%) | 0% | 0 | Common Stock | |
| Jesse Chen | Director | Sale of securities on an exchange or to another person at price $ 4.45 per share. | 28 Feb 2023 | 7,500 | 107,520 (0%) | 0% | 4.5 | 33,375 | Common Stock |
| Leonard J. Leblanc | Director, DIRECTOR EMERITUS | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Jan 2023 | 18,306 | 202,223 (0%) | 0% | 0 | Common Stock | |
| Morris S. Young | Director, CHAIRMAN AND CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Oct 2022 | 111,795 | 2,093,475 (5%) | 0% | 0 | Common Stock | |
| Gary L. Fischer | VICE PRESIDENT, CFO & CORP SEC | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Oct 2022 | 38,800 | 317,820 (0%) | 0% | 0 | Common Stock | |
| Christine A. Russell | Director | Sale of securities on an exchange or to another person at price $ 9.40 per share. | 04 Aug 2022 | 7,500 | 31,552 (0%) | 0% | 9.4 | 70,500 | Common Stock |
| Gary L. Fischer | VICE PRESIDENT, CFO & CORP SEC | Sale of securities on an exchange or to another person at price $ 8.25 per share. | 29 Jul 2022 | 60,000 | 319,020 (0%) | 0% | 8.3 | 495,000 | Common Stock |
| Gary L. Fischer | VICE PRESIDENT, CFO & CORP SEC | Sale of securities on an exchange or to another person at price $ 9.19 per share. | 29 Jul 2022 | 40,000 | 279,020 (0%) | 0% | 9.2 | 367,600 | Common Stock |
| David C. Chang | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 May 2022 | 15,238 | 205,926 (0%) | 0% | 0 | Common Stock | |
| Jesse Chen | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 May 2022 | 15,238 | 115,020 (0%) | 0% | 0 | Common Stock | |
| Christine A. Russell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 May 2022 | 15,238 | 39,052 (0%) | 0% | 0 | Common Stock | |
| Morris S. Young | Director, CHAIRMAN AND CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Mar 2022 | 113,130 | 1,981,680 (4%) | 0% | 0 | Common Stock | |
| Gary L. Fischer | VICE PRESIDENT, CFO & CORP SEC | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Mar 2022 | 38,475 | 379,020 (0%) | 0% | 0 | Common Stock | |
| Leonard J. Leblanc | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Jan 2022 | 1,436 | 183,917 (0%) | 0% | 0 | Common Stock | |
| Morris S. Young | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Nov 2021 | 57,160 | 1,868,550 (4%) | 0% | 0 | Common Stock | |
| Gary L. Fischer | VP, CFO & Corporate Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Nov 2021 | 22,050 | 340,545 (0%) | 0% | 0 | Common Stock | |
| Morris S. Young | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 27 Sep 2021 | 100,000 | 691,953 | - | - | Stock Option (Right to Buy) | |
| Morris S. Young | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.06 per share. | 27 Sep 2021 | 100,000 | 1,811,390 (4%) | 0% | 3.1 | 306,000 | Common Stock |
| Morris S. Young | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 9.65 per share. | 05 Aug 2021 | 28,439 | 1,722,951 (4%) | 0% | 9.6 | 274,436 | Common Stock |
| Morris S. Young | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 9.75 per share. | 05 Aug 2021 | 11,561 | 1,711,390 (4%) | 0% | 9.8 | 112,720 | Common Stock |
| Morris S. Young | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 10.49 per share. | 06 Jul 2021 | 40,000 | 1,751,390 (4%) | 0% | 10.5 | 419,600 | Common Stock |
| Morris S. Young | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.18 per share. | 15 Jun 2021 | 140,801 | 1,791,390 (4%) | 0% | 2.2 | 306,946 | Common Stock |
| Morris S. Young | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Jun 2021 | 140,801 | 791,953 | - | - | Stock Option (Right to Buy) | |
| Morris S. Young | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 10.48 per share. | 07 Jun 2021 | 40,000 | 1,650,589 (4%) | 0% | 10.5 | 419,200 | Common Stock |
| David C. Chang | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 May 2021 | 6,726 | 190,688 (0%) | 0% | 0 | Common Stock | |
| Jesse Chen | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 May 2021 | 6,726 | 99,782 (0%) | 0% | 0 | Common Stock | |
| Leonard J. Leblanc | Director | Sale of securities on an exchange or to another person at price $ 9.86 per share. | 20 May 2021 | 10,000 | 174,654 (0%) | 0% | 9.9 | 98,600 | Common Stock |
| Leonard J. Leblanc | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 May 2021 | 6,726 | 184,654 (0%) | 0% | 0 | Common Stock | |
| Christine A. Russell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 May 2021 | 6,726 | 23,814 (0%) | 0% | 0 | Common Stock | |
| Morris S. Young | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 9.64 per share. | 05 May 2021 | 30,275 | 1,699,864 (4%) | 0% | 9.6 | 291,851 | Common Stock |
| Morris S. Young | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 9.77 per share. | 05 May 2021 | 9,275 | 1,690,589 (4%) | 0% | 9.8 | 90,617 | Common Stock |
| Morris S. Young | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 12.25 per share. | 06 Apr 2021 | 40,000 | 1,730,589 (4%) | 0% | 12.3 | 490,000 | Common Stock |
| Gary L. Fischer | VP, CFO & Corporate Secretary | Sale of securities on an exchange or to another person at price $ 12.52 per share. | 05 Apr 2021 | 10,000 | 318,495 (0%) | 0% | 12.5 | 125,200 | Common Stock |
| Gary L. Fischer | VP, CFO & Corporate Secretary | Sale of securities on an exchange or to another person at price $ 12.03 per share. | 01 Apr 2021 | 10,000 | 328,495 (0%) | 0% | 12.0 | 120,300 | Common Stock |
| Morris S. Young | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Mar 2021 | 90,000 | 932,754 | - | - | Stock Option (right to buy) | |
| Morris S. Young | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.79 per share. | 16 Mar 2021 | 90,000 | 1,770,589 (4%) | 0% | 4.8 | 431,100 | Common Stock |
| Morris S. Young | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 10.97 per share. | 05 Mar 2021 | 40,000 | 1,680,589 (4%) | 0% | 11.0 | 438,800 | Common Stock |
| Jesse Chen | Director | Sale of securities on an exchange or to another person at price $ 13.09 per share. | 26 Feb 2021 | 10,000 | 93,056 (0%) | 0% | 13.1 | 130,900 | Common Stock |
| Jesse Chen | Director | Sale of securities on an exchange or to another person at price $ 13.39 per share. | 23 Feb 2021 | 10,000 | 103,056 (0%) | 0% | 13.4 | 133,900 | Common Stock |
| Jesse Chen | Director | Sale of securities on an exchange or to another person at price $ 13.69 per share. | 23 Feb 2021 | 10,000 | 113,056 (0%) | 0% | 13.7 | 136,900 | Common Stock |
| Morris S. Young | Director, Chief Executive Officer | Gift of securities by or to the insider at price $ 2.36 per share. | 22 Feb 2021 | 7,500 | 1,721,589 (4%) | 0% | 2.4 | 17,700 | Common Stock |
| Morris S. Young | Director, Chief Executive Officer | Gift of securities by or to the insider at price $ 2.47 per share. | 22 Feb 2021 | 1,500 | 1,729,089 (4%) | 0% | 2.5 | 3,705 | Common Stock |
| Morris S. Young | Director, Chief Executive Officer | Gift of securities by or to the insider at price $ 2.91 per share. | 22 Feb 2021 | 1,000 | 1,720,589 (4%) | 0% | 2.9 | 2,910 | Common Stock |
| Morris S. Young | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Feb 2021 | 15,000 | 1,730,589 (4%) | 0% | 0 | Common Stock | |
| Gary L. Fischer | VP, CFO & Corporate Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Feb 2021 | 8,000 | 338,495 (0%) | 0% | 0 | Common Stock | |
| Morris S. Young | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 11.21 per share. | 05 Feb 2021 | 37,000 | 1,715,589 (4%) | 0% | 11.2 | 414,770 | Common Stock |
| Morris S. Young | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 10.01 per share. | 05 Jan 2021 | 37,000 | 1,752,589 (4%) | 0% | 10.0 | 370,370 | Common Stock |
| Morris S. Young | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 8.25 per share. | 16 Nov 2020 | 12,000 | 1,836,589 (4%) | 0% | 8.3 | 99,000 | Common Stock |
| Morris S. Young | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 7.00 per share. | 11 Nov 2020 | 10,000 | 1,858,589 (4%) | 0% | 7 | 70,000 | Common Stock |
| Morris S. Young | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 7.70 per share. | 11 Nov 2020 | 10,000 | 1,848,589 (4%) | 0% | 7.7 | 77,000 | Common Stock |
| Gary L. Fischer | VP, CFO & Corporate Secretary | Sale of securities on an exchange or to another person at price $ 7.14 per share. | 11 Nov 2020 | 10,000 | 330,495 (0%) | 0% | 7.1 | 71,400 | Common Stock |
| Gary L. Fischer | VP, CFO & Corporate Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.18 per share. | 11 Nov 2020 | 10,000 | 340,495 (0%) | 0% | 2.2 | 21,800 | Common Stock |
| Gary L. Fischer | VP, CFO & Corporate Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.18 per share. | 11 Nov 2020 | 10,000 | 340,495 (0%) | 0% | 2.2 | 21,800 | Common Stock |
| Gary L. Fischer | VP, CFO & Corporate Secretary | Sale of securities on an exchange or to another person at price $ 7.04 per share. | 11 Nov 2020 | 10,000 | 330,495 (0%) | 0% | 7.0 | 70,400 | Common Stock |
| Gary L. Fischer | VP, CFO & Corporate Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Nov 2020 | 10,000 | 258,108 | - | - | Stock Option | |
| Gary L. Fischer | VP, CFO & Corporate Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Nov 2020 | 10,000 | 268,108 | - | - | Stock Option | |
| Gary L. Fischer | VP, CFO & Corporate Secretary | Sale of securities on an exchange or to another person at price $ 6.84 per share. | 09 Nov 2020 | 10,000 | 340,495 (0%) | 0% | 6.8 | 68,400 | Common Stock |
| Gary L. Fischer | VP, CFO & Corporate Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Nov 2020 | 20,000 | 278,108 | - | - | Stock Option | |
| Gary L. Fischer | VP, CFO & Corporate Secretary | Sale of securities on an exchange or to another person at price $ 6.89 per share. | 09 Nov 2020 | 10,000 | 330,495 (0%) | 0% | 6.9 | 68,900 | Common Stock |
| Gary L. Fischer | VP, CFO & Corporate Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.18 per share. | 09 Nov 2020 | 20,000 | 350,495 (0%) | 0% | 2.2 | 43,600 | Common Stock |
| Morris S. Young | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Nov 2020 | 75,420 | 1,868,589 (4%) | 0% | 0 | Common Stock | |
| Morris S. Young | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 6.00 per share. | 05 Nov 2020 | 5,000 | 1,793,169 (4%) | 0% | 6 | 30,000 | Common Stock |
| Gary L. Fischer | VP, CFO & Corporate Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Nov 2020 | 25,650 | 330,495 (0%) | 0% | 0 | Common Stock | |
| Gary L. Fischer | VP, CFO & Corporate Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.29 per share. | 22 Oct 2020 | 56,004 | 256,463 (0%) | 0% | 2.3 | 128,249 | Common Stock |
| Gary L. Fischer | VP, CFO & Corporate Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Oct 2020 | 40,328 | 298,108 | - | - | Stock Options | |
| Gary L. Fischer | VP, CFO & Corporate Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Oct 2020 | 8,054 | 338,436 | - | - | Stock Options | |
| Gary L. Fischer | VP, CFO & Corporate Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Oct 2020 | 56,004 | 346,490 | - | - | Stock Options | |
| Gary L. Fischer | VP, CFO & Corporate Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.18 per share. | 22 Oct 2020 | 40,328 | 304,845 (0%) | 0% | 2.2 | 87,915 | Common Stock |
| Gary L. Fischer | VP, CFO & Corporate Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.47 per share. | 22 Oct 2020 | 8,054 | 264,517 (0%) | 0% | 2.5 | 19,893 | Common Stock |
| Morris S. Young | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 6.40 per share. | 05 Oct 2020 | 5,000 | 1,798,169 (4%) | 0% | 6.4 | 32,000 | Common Stock |
| Gary L. Fischer | VP, CFO & Corporate Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 05 Oct 2020 | 3,946 | 410,886 | - | - | Stock Options | |
| Gary L. Fischer | VP, CFO & Corporate Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.29 per share. | 05 Oct 2020 | 7,562 | 208,021 (0%) | 0% | 2.3 | 17,317 | Common Stock |
| Gary L. Fischer | VP, CFO & Corporate Secretary | Sale of securities on an exchange or to another person at price $ 6.54 per share. | 05 Oct 2020 | 7,562 | 200,459 (0%) | 0% | 6.5 | 49,455 | Common Stock |
| Gary L. Fischer | VP, CFO & Corporate Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.47 per share. | 05 Oct 2020 | 3,946 | 204,405 (0%) | 0% | 2.5 | 9,747 | Common Stock |
| Gary L. Fischer | VP, CFO & Corporate Secretary | Sale of securities on an exchange or to another person at price $ 6.54 per share. | 05 Oct 2020 | 3,946 | 200,459 (0%) | 0% | 6.5 | 25,807 | Common Stock |
| Gary L. Fischer | VP, CFO & Corporate Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.18 per share. | 05 Oct 2020 | 8,392 | 208,851 (0%) | 0% | 2.2 | 18,295 | Common Stock |
| Gary L. Fischer | VP, CFO & Corporate Secretary | Sale of securities on an exchange or to another person at price $ 6.67 per share. | 05 Oct 2020 | 8,392 | 200,459 (0%) | 0% | 6.7 | 55,975 | Common Stock |
| Gary L. Fischer | VP, CFO & Corporate Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 05 Oct 2020 | 7,562 | 414,832 | - | - | Stock Options | |
| Gary L. Fischer | VP, CFO & Corporate Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 05 Oct 2020 | 8,392 | 402,494 | - | - | Stock Options | |
| Gary L. Fischer | VP, CFO & Corporate Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.29 per share. | 01 Oct 2020 | 130 | 200,589 (0%) | 0% | 2.3 | 298 | Common Stock |
| Gary L. Fischer | VP, CFO & Corporate Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Oct 2020 | 19,970 | 422,394 | - | - | Stock Options | |
| Gary L. Fischer | VP, CFO & Corporate Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Oct 2020 | 130 | 442,364 | - | - | Stock Options | |
| Gary L. Fischer | VP, CFO & Corporate Secretary | Sale of securities on an exchange or to another person at price $ 6.54 per share. | 01 Oct 2020 | 100 | 200,459 (0%) | 0% | 6.5 | 654 | Common Stock |
| Gary L. Fischer | VP, CFO & Corporate Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.29 per share. | 01 Oct 2020 | 100 | 200,559 (0%) | 0% | 2.3 | 229 | Common Stock |
| Gary L. Fischer | VP, CFO & Corporate Secretary | Sale of securities on an exchange or to another person at price $ 6.44 per share. | 01 Oct 2020 | 19,870 | 200,459 (0%) | 0% | 6.4 | 127,963 | Common Stock |
| Gary L. Fischer | VP, CFO & Corporate Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.29 per share. | 01 Oct 2020 | 19,870 | 220,329 (0%) | 0% | 2.3 | 45,502 | Common Stock |
| Gary L. Fischer | VP, CFO & Corporate Secretary | Sale of securities on an exchange or to another person at price $ 6.44 per share. | 01 Oct 2020 | 130 | 200,459 (0%) | 0% | 6.4 | 837 | Common Stock |
| Gary L. Fischer | VP, CFO & Corporate Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Sep 2020 | 6,584 | 442,494 | - | - | Stock Options | |
| Gary L. Fischer | VP, CFO & Corporate Secretary | Sale of securities on an exchange or to another person at price $ 6.34 per share. | 29 Sep 2020 | 13,416 | 200,459 (0%) | 0% | 6.3 | 85,057 | Common Stock |
| Gary L. Fischer | VP, CFO & Corporate Secretary | Sale of securities on an exchange or to another person at price $ 6.25 per share. | 29 Sep 2020 | 20,000 | 213,875 (0%) | 0% | 6.3 | 125,000 | Common Stock |
| Gary L. Fischer | VP, CFO & Corporate Secretary | Sale of securities on an exchange or to another person at price $ 6.34 per share. | 29 Sep 2020 | 6,584 | 233,875 (0%) | 0% | 6.3 | 41,743 | Common Stock |
| Gary L. Fischer | VP, CFO & Corporate Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.29 per share. | 29 Sep 2020 | 6,584 | 240,459 (0%) | 0% | 2.3 | 15,077 | Common Stock |
| Morris S. Young | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 6.01 per share. | 16 Sep 2020 | 5,000 | 1,803,169 (4%) | 0% | 6.0 | 30,050 | Common Stock |
| Morris S. Young | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.18 per share. | 03 Sep 2020 | 120,000 | 1,808,169 (4%) | 0% | 2.2 | 261,600 | Common Stock |
| Morris S. Young | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 Sep 2020 | 120,000 | 1,022,754 | - | - | Stock Option (right to buy) | |
| Morris S. Young | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 6.00 per share. | 02 Aug 2020 | 5,000 | 1,724,019 (4%) | 0% | 6 | 30,000 | Common Stock |
| Morris S. Young | Director, Chief Executive Officer | 02 Aug 2020 | 110,000 | 1,142,754 | - | - | Stock Option (right to buy) | ||
| Morris S. Young | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 28 Jul 2020 | 108,000 | 1,252,754 | - | - | Stock Option (right to buy) | |
| Morris S. Young | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.91 per share. | 28 Jul 2020 | 108,000 | 1,729,019 (4%) | 0% | 2.9 | 314,280 | Common Stock |
| Jesse Chen | Director | Sale of securities on an exchange or to another person at price $ 5.33 per share. | 29 May 2020 | 10,000 | 133,056 (0%) | 0% | 5.3 | 53,300 | Common Stock |
| David C. Chang | Director | Sale of securities on an exchange or to another person at price $ 5.48 per share. | 28 May 2020 | 12,800 | 183,962 (0%) | 0% | 5.5 | 70,144 | Common Stock |
| David C. Chang | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 May 2020 | 10,909 | 196,762 (0%) | 0% | 0 | Common Stock | |
| Jesse Chen | Director | Sale of securities on an exchange or to another person at price $ 5.56 per share. | 21 May 2020 | 10,000 | 132,147 (0%) | 0% | 5.6 | 55,600 | Common Stock |
| Jesse Chen | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 May 2020 | 10,909 | 143,056 (0%) | 0% | 0 | Common Stock | |
| Leonard J. Leblanc | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 May 2020 | 10,909 | 177,928 (0%) | 0% | 0 | Common Stock | |
| Christine A. Russell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 May 2020 | 10,909 | 17,088 (0%) | 0% | 0 | Common Stock | |
| Morris S. Young | Director, Chief Executive Officer | Gift of securities by or to the insider at price $ 1.18 per share. | 18 May 2020 | 4,000 | 1,621,019 (4%) | 0% | 1.2 | 4,720 | Common Stock |
| Gary L. Fischer | VP, CFO & Corporate Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.29 per share. | 25 Feb 2020 | 100,000 | 233,875 (0%) | 0% | 2.3 | 229,000 | Common Stock |
| Gary L. Fischer | VP, CFO & Corporate Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Feb 2020 | 100,000 | 449,078 | - | - | Stock Options | |
| Morris S. Young | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2020 | 90,000 | 1,361,204 | - | - | Stock Option (right to buy) | |
| Morris S. Young | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.36 per share. | 13 Jan 2020 | 90,000 | 1,625,019 (4%) | 0% | 2.4 | 212,400 | Common Stock |
| Christine A. Russell | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Dec 2019 | 6,179 | 6,179 (0%) | 0% | 0 | Common Stock | |
| Morris S. Young | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Nov 2019 | 160,330 | 1,535,019 (3%) | 0% | 0 | Common Stock | |
| Morris S. Young | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Nov 2019 | 337,720 | 1,451,204 | - | - | Stock Option (right to buy) | |
| Gary L. Fischer | VP, CFO & Corporate Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Nov 2019 | 43,940 | 133,875 (0%) | 0% | 0 | Common Stock | |
| Gary L. Fischer | VP, CFO & Corporate Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Nov 2019 | 92,440 | 549,078 | - | - | Stock Options | |
| David C. Chang | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 May 2019 | 13,452 | 185,853 (0%) | 0% | 0 | Common Stock | |
| Jesse Chen | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 May 2019 | 13,452 | 142,147 (0%) | 0% | 0 | Common Stock | |
| Morris S. Young | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.47 per share. | 19 Dec 2018 | 42,779 | 1,302,269 (3%) | 0% | 2.5 | 105,664 | Common Stock |
| Morris S. Young | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.18 per share. | 19 Dec 2018 | 19,199 | 1,321,468 (3%) | 0% | 2.2 | 41,854 | Common Stock |
| Morris S. Young | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.47 per share. | 19 Dec 2018 | 53,221 | 1,374,689 (3%) | 0% | 2.5 | 131,456 | Common Stock |
| Morris S. Young | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 Dec 2018 | 42,779 | 1,185,904 | - | - | Stock Option (right to buy) | |
| Morris S. Young | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 Dec 2018 | 19,199 | 1,166,705 | - | - | Stock Option (right to buy) | |
| Morris S. Young | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 Dec 2018 | 53,221 | 1,113,484 | - | - | Stock Option (right to buy) | |
| Morris S. Young | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Nov 2018 | 87,020 | 1,259,490 (3%) | 0% | 0 | Common Stock | |
| Morris S. Young | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Nov 2018 | 189,990 | 1,228,683 | - | - | Stock Option (right to buy) | |
| Gary L. Fischer | VP, CFO & Corporate Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Nov 2018 | 55,500 | 456,638 | - | - | Stock Options | |
| Gary L. Fischer | VP, CFO & Corporate Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Nov 2018 | 25,420 | 89,935 (0%) | 0% | 0 | Common Stock | |
| Leonard J. Leblanc | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 7.45 per share. | 21 Aug 2018 | 3,984 | 153,567 (0%) | 0% | 7.5 | 29,687 | Common Stock |
| David C. Chang | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 May 2018 | 7,594 | 172,401 (0%) | 0% | 0 | Common Stock | |
| Jesse Chen | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 May 2018 | 7,594 | 128,695 (0%) | 0% | 0 | Common Stock | |
| Leonard J. Leblanc | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 May 2018 | 7,594 | 157,551 (0%) | 0% | 0 | Common Stock | |
| Leonard J. Leblanc | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 May 2018 | 13,452 | 167,019 (0%) | 0% | 0 | Common Stock | |
| Leonard J. Leblanc | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.12 per share. | 01 May 2018 | 4,000 | 149,957 (0%) | 0% | 6.1 | 24,480 | Common Stock |
| Jesse Chen | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 10.35 per share. | 28 Nov 2017 | 15,000 | 121,101 (0%) | 0% | 10.4 | 155,250 | Common Stock |
| Morris S. Young | Director, Chief Executive Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 20 Nov 2017 | 30,000 | 1,038,693 | - | - | Stock Option (right to buy) | |
| Morris S. Young | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 2.18 per share. | 20 Nov 2017 | 30,000 | 1,211,970 (3%) | 0% | 2.2 | 65,400 | Common Stock |
| Morris S. Young | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 9.76 per share. | 20 Nov 2017 | 30,000 | 1,181,970 (3%) | 0% | 9.8 | 292,800 | Common Stock |
| Leonard J. Leblanc | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 9.15 per share. | 16 Nov 2017 | 4,000 | 153,957 (0%) | 0% | 9.2 | 36,600 | Common Stock |
| Robert G. Ochrym | VP Business Development | Sale of securities on an exchange or to another person at price $ 8.94 per share. | 16 Nov 2017 | 25,250 | 10,750 (0%) | 0% | 8.9 | 225,735 | Common Stock |
| Gary L. Fischer | VP, CFO & Corporate Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Nov 2017 | 2 | 401,138 | - | - | Stock Options | |
| Gary L. Fischer | VP, CFO & Corporate Secretary | Sale of securities on an exchange or to another person at price $ 9.16 per share. | 16 Nov 2017 | 20,000 | 64,515 (0%) | 0% | 9.2 | 183,200 | Common Stock |
| Gary L. Fischer | VP, CFO & Corporate Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.29 per share. | 16 Nov 2017 | 9,750 | 84,515 (0%) | 0% | 2.3 | 22,328 | Common Stock |
| Morris S. Young | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 2.18 per share. | 07 Nov 2017 | 50,000 | 1,170,304 (3%) | 0% | 2.2 | 109,000 | Common Stock |
| Morris S. Young | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 2.18 per share. | 07 Nov 2017 | 50,000 | 1,231,970 (3%) | 0% | 2.2 | 109,000 | Common Stock |
| Morris S. Young | Director, Chief Executive Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 07 Nov 2017 | 50,000 | 1,068,693 | - | - | Stock Option (right to buy) | |
| Morris S. Young | Director, Chief Executive Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 07 Nov 2017 | 50,000 | 1,068,693 | - | - | Stock Option (right to buy) | |
| Morris S. Young | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 8.86 per share. | 07 Nov 2017 | 50,000 | 1,120,304 (2%) | 0% | 8.9 | 443,000 | Common Stock |
| Morris S. Young | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 8.86 per share. | 07 Nov 2017 | 50,000 | 1,181,970 (3%) | 0% | 8.9 | 443,000 | Common Stock |
| Robert G. Ochrym | VP Business Development | Sale of securities on an exchange or to another person at price $ 8.80 per share. | 03 Nov 2017 | 8,125 | 36,000 (0%) | 0% | 8.8 | 71,500 | Common Stock |
| Robert G. Ochrym | VP Business Development | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 Nov 2017 | 8,125 | 33,687 | - | - | Stock Options | |
| Robert G. Ochrym | VP Business Development | Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.20 per share. | 03 Nov 2017 | 8,125 | 44,125 (0%) | 0% | 4.2 | 34,125 | Common Stock |
| Morris S. Young | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Oct 2017 | 89,797 | 1,118,693 | - | - | Stock Option (right to buy) | |
| Morris S. Young | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Oct 2017 | 61,666 | 1,181,970 (3%) | 0% | 0 | Common Stock | |
| Gary L. Fischer | VP, CFO & Corporate Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Oct 2017 | 34,203 | 410,888 | - | - | Stock Options | |
| Gary L. Fischer | VP, CFO & Corporate Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Oct 2017 | 15,870 | 74,765 (0%) | 0% | 0 | Common Stock | |
| Robert G. Ochrym | VP Business Development | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Aug 2017 | 38,869 | 41,812 | - | - | Stock Options | |
| Robert G. Ochrym | VP Business Development | Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.34 per share. | 08 Aug 2017 | 38,869 | 74,869 (0%) | 0% | 5.3 | 207,560 | Common Stock |
| Robert G. Ochrym | VP Business Development | Sale of securities on an exchange or to another person at price $ 8.02 per share. | 08 Aug 2017 | 38,869 | 36,000 (0%) | 0% | 8.0 | 311,729 | Common Stock |
| David C. Chang | None | Sale of securities on an exchange or to another person at price $ 8.80 per share. | 01 Aug 2017 | 9,000 | 164,807 (0%) | 0% | 8.8 | 79,200 | Common Stock |
| Morris S. Young | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jul 2017 | 92,896 | 1,028,896 | - | - | Stock Option (right to buy) | |
| Morris S. Young | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 8.54 per share. | 31 Jul 2017 | 47,896 | 1,165,304 (3%) | 0% | 8.5 | 409,032 | Common Stock |
| Morris S. Young | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 8.53 per share. | 31 Jul 2017 | 45,000 | 1,120,304 (2%) | 0% | 8.5 | 383,850 | Common Stock |
| Morris S. Young | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.59 per share. | 31 Jul 2017 | 92,896 | 1,213,200 (3%) | 0% | 1.6 | 147,705 | Common Stock |
| David C. Chang | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2017 | 8,823 | 173,807 (0%) | 0% | 0 | Common Stock | |
| Jesse Chen | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2017 | 8,823 | 136,101 (0%) | 0% | 0 | Common Stock | |
| Leonard J. Leblanc | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2017 | 8,823 | 157,957 (0%) | 0% | 0 | Common Stock | |
| Robert G. Ochrym | VP Business Development | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 May 2017 | 3,000 | 82,181 | - | - | Stock Option | |
| Robert G. Ochrym | VP Business Development | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.36 per share. | 23 May 2017 | 3,000 | 39,000 (0%) | 0% | 2.4 | 7,080 | Common Stock |
| Robert G. Ochrym | VP Business Development | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.47 per share. | 23 May 2017 | 3,000 | 42,000 (0%) | 0% | 2.5 | 7,410 | Common Stock |
| Robert G. Ochrym | VP Business Development | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 May 2017 | 3,000 | 85,181 | - | - | Stock Options | |
| Robert G. Ochrym | VP Business Development | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.18 per share. | 23 May 2017 | 1,500 | 43,500 (0%) | 0% | 2.2 | 3,270 | Common Stock |
| Robert G. Ochrym | VP Business Development | Sale of securities on an exchange or to another person at price $ 6.93 per share. | 23 May 2017 | 7,500 | 36,000 (0%) | 0% | 6.9 | 51,975 | Common Stock |
| Robert G. Ochrym | VP Business Development | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 May 2017 | 1,500 | 80,681 | - | - | Common Stock | |
| Leonard J. Leblanc | None | Sale of securities on an exchange or to another person at price $ 7.27 per share. | 16 May 2017 | 5,000 | 149,134 (0%) | 0% | 7.3 | 36,350 | Common Stock |
| Robert G. Ochrym | VP Business Development | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Nov 2016 | 4,248 | 93,431 | - | - | Stock Option | |
| Robert G. Ochrym | VP Business Development | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 29 Nov 2016 | 8,439 | 36,000 | - | - | Common Stock | |
| Robert G. Ochrym | VP Business Development | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Nov 2016 | 7,752 | 97,679 | - | - | Stock Option | |
| Robert G. Ochrym | VP Business Development | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Nov 2016 | 7,752 | 44,439 | - | - | Common Stock | |
| Robert G. Ochrym | VP Business Development | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 29 Nov 2016 | 9,498 | 36,000 | - | - | Common Stock | |
| Robert G. Ochrym | VP Business Development | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Nov 2016 | 687 | 105,431 | - | - | Stock Option | |
| Robert G. Ochrym | VP Business Development | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Nov 2016 | 687 | 36,687 | - | - | Common Stock | |
| Robert G. Ochrym | VP Business Development | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Nov 2016 | 5,250 | 45,498 | - | - | Common Stock | |
| Robert G. Ochrym | VP Business Development | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Nov 2016 | 5,250 | 88,181 | - | - | Stock Option | |
| Robert G. Ochrym | VP Business Development | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Nov 2016 | 4,248 | 40,248 | - | - | Common Stock | |
| Morris S. Young | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 25 Nov 2016 | 34,556 | 1,104,948 | - | - | Common Stock | |
| Morris S. Young | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 25 Nov 2016 | 10,512 | 1,139,504 | - | - | Common Stock | |
| Morris S. Young | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 23 Nov 2016 | 10,710 | 1,080,304 | - | - | Common Stock | |
| Morris S. Young | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 23 Nov 2016 | 700 | 1,091,014 | - | - | Common Stock | |
| Morris S. Young | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Nov 2016 | 40,000 | 1,121,792 | - | - | Stock Option (right to buy) | |
| Morris S. Young | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Nov 2016 | 40,000 | 1,120,304 | - | - | Common Stock | |
| Morris S. Young | Director, Chief Executive Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 23 Nov 2016 | 12,000 | 1,091,714 | - | - | Common Stock | |
| Jesse Chen | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 22 Nov 2016 | 16,388 | 127,278 | - | - | Common Stock | |
| Morris S. Young | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 22 Nov 2016 | 3,522 | 1,150,016 | - | - | Common Stock | |
| Morris S. Young | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Nov 2016 | 80,000 | 1,161,792 | - | - | Stock Options (right to buy) | |
| Morris S. Young | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Nov 2016 | 80,000 | 1,153,538 | - | - | Common Stock | |
| Jesse Chen | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 21 Nov 2016 | 39,593 | 143,666 | - | - | Common Stock | |
| Jesse Chen | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 16 Nov 2016 | 26,000 | 183,259 | - | - | Common Stock | |
| Leonard J. Leblanc | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 08 Nov 2016 | 5,000 | 154,134 | - | - | Common Stock | |
| Robert G. Ochrym | VP Business Development | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Nov 2016 | 81,861 | 106,118 | - | - | Stock Options | |
| Robert G. Ochrym | VP Business Development | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 08 Nov 2016 | 81,861 | 36,000 | - | - | Common Stock | |
| Robert G. Ochrym | VP Business Development | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Nov 2016 | 81,861 | 117,861 | - | - | Common Stock | |
| Morris S. Young | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Oct 2016 | 58,299 | 1,073,538 | - | - | Common Stock | |
| Morris S. Young | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Oct 2016 | 174,896 | 1,241,792 | - | - | Stock Options | |
| Gary L. Fischer | VP, CFO & Corporate Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Oct 2016 | 21,895 | 58,895 | - | - | Common Stock | |
| Gary L. Fischer | VP, CFO & Corporate Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Oct 2016 | 65,685 | 376,685 | - | - | Stock Options | |
| Robert G. Ochrym | VP Business Development | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Oct 2016 | 7,000 | 36,000 | - | - | Common Stock | |
| Robert G. Ochrym | VP Business Development | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Oct 2016 | 21,000 | 187,979 | - | - | Stock Options | |
| Robert G. Ochrym | VP Business Development | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 29 Aug 2016 | 26,577 | 29,000 | - | - | Common Stock | |
| Robert G. Ochrym | VP Business Development | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Aug 2016 | 26,577 | 55,577 | - | - | Common Stock | |
| Robert G. Ochrym | VP Business Development | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Aug 2016 | 26,577 | 166,979 | - | - | Stock option | |
| David C. Chang | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 May 2016 | 16,260 | 164,984 | - | - | Common Stock | |
| Jesse Chen | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 May 2016 | 16,260 | 209,259 | - | - | Common Stock | |
| Leonard J. Leblanc | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 May 2016 | 16,260 | 159,134 | - | - | Common Stock | |
| Morris S. Young | Director, Chief Executive Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 03 May 2016 | 10,000 | 1,015,239 | - | - | Common Stock | |
| David C. Chang | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Nov 2015 | 13,761 | 148,724 | - | - | Common Stock | |
| Jesse Chen | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Nov 2015 | 13,761 | 192,999 | - | - | Common Stock | |
| Morris S. Young | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Nov 2015 | 360,000 | 1,066,896 | - | - | Stock Option | |
| Morris S. Young | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Nov 2015 | 120,000 | 1,025,239 | - | - | Common Stock | |
| Hong Q. Hou | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Nov 2015 | 30,000 | 30,000 | - | - | Stock Options | |
| Hong Q. Hou | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Nov 2015 | 10,000 | 310,000 | - | - | Common Stock | |
| Gary L. Fischer | VP, CFO & Corporate Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Nov 2015 | 99,000 | 311,000 | - | - | Stock Options | |
| Gary L. Fischer | VP, CFO & Corporate Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Nov 2015 | 33,000 | 37,000 | - | - | Common Stock | |
| Leonard J. Leblanc | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Nov 2015 | 13,761 | 142,874 | - | - | Common Stock | |
| Robert G. Ochrym | VP Business Development | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Nov 2015 | 21,000 | 193,556 | - | - | stock option | |
| Robert G. Ochrym | VP Business Development | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Nov 2015 | 7,000 | 29,000 | - | - | Common Stock | |
| Davis Zhang | Other | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 31 Aug 2015 | 1,978 | 221,145 | - | - | Common Stock | |
| Davis Zhang | Other | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 31 Aug 2015 | 14,200 | 206,945 | - | - | Common Stock | |
| Davis Zhang | Other | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 31 Aug 2015 | 4,457 | 202,488 | - | - | Common Stock | |
| Davis Zhang | Other | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2015 | 50,000 | 604,750 | - | - | Stock Options (right to buy) | |
| Davis Zhang | Other | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 25 Aug 2015 | 7,000 | 173,123 | - | - | Common Stock | |
| Davis Zhang | Other | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Aug 2015 | 50,000 | 223,123 | - | - | Common Stock | |
| Davis Zhang | Other | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 20 Aug 2015 | 5,350 | 197,123 | - | - | Common Stock | |
| Davis Zhang | Other | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 20 Aug 2015 | 10,000 | 187,123 | - | - | Common Stock | |
| Davis Zhang | Other | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 20 Aug 2015 | 7,000 | 180,123 | - | - | Common Stock | |
| Morris S. Young | Director, Chief Executive Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 16 Jul 2015 | 1,000 | 581,951 | - | - | Common Stock | |
| Hong Q. Hou | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Jun 2015 | 300,000 | 300,000 | - | - | Common Stock | |
| David C. Chang | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 May 2015 | 11,952 | 134,963 | - | - | Common Stock | |
| Jesse Chen | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 May 2015 | 11,952 | 179,238 | - | - | Common Stock | |
| Leonard J. Leblanc | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 May 2015 | 11,952 | 129,113 | - | - | Common Stock | |
| Morris S. Young | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Mar 2015 | 50,000 | 0 | - | - | Stock Options (right to buy) | |
| Morris S. Young | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Mar 2015 | 50,000 | 582,951 | - | - | Common Stock | |
| Robert G. Ochrym | VP Business Development | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 21 Nov 2014 | 15,000 | 22,000 | - | - | Common Stock | |
| Davis Zhang | President, JV Operations | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Nov 2014 | 66,000 | 654,750 | - | - | Stock Options (right to buy) | |
| Davis Zhang | President, JV Operations | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Nov 2014 | 22,000 | 202,473 | - | - | Common Stock | |
| Morris S. Young | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Nov 2014 | 32,000 | 855,239 | - | - | Common Stock | |
| Morris S. Young | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Nov 2014 | 96,000 | 756,896 | - | - | Stock Options (right to buy) | |
| Gary L. Fischer | VP, CFO and Corp Sec | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Nov 2014 | 12,000 | 212,000 | - | - | Stock Options (right to buy) | |
| Gary L. Fischer | VP, CFO and Corp Sec | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Nov 2014 | 4,000 | 4,000 | - | - | Common Stock | |
| Robert G. Ochrym | VP Business Development | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Nov 2014 | 8,000 | 37,000 | - | - | Common Stock | |
| Robert G. Ochrym | VP Business Development | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Nov 2014 | 24,000 | 172,556 | - | - | Stock Options (right to buy) | |
| Robert G. Ochrym | VP Business Development | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 14 Aug 2014 | 8,800 | 29,000 | - | - | Common Stock | |
| Robert G. Ochrym | VP Business Development | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Aug 2014 | 6,750 | 0 | - | - | Stock Options (right to buy) | |
| Robert G. Ochrym | VP Business Development | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Aug 2014 | 6,750 | 44,550 | - | - | Common Stock | |
| Robert G. Ochrym | VP Business Development | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 14 Aug 2014 | 6,750 | 37,800 | - | - | Common Stock | |
| Davis Zhang | President, JV Operations | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 18 Jul 2014 | 49,985 | 0 | - | - | Stock Options (right to buy) | |
| Davis Zhang | President, JV Operations | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 18 Jul 2014 | 49,985 | 180,473 | - | - | Common Stock | |
| Morris S. Young | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Jul 2014 | 50,000 | 449,951 | - | - | Common Stock | |
| Morris S. Young | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Jul 2014 | 50,000 | 0 | - | - | Stock Options (right to buy) | |
| David C. Chang | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 May 2014 | 13,761 | 123,011 | - | - | Common Stock | |
| Davis Zhang | President, JV Operations | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 May 2014 | 15 | 130,503 | - | - | Common Stock | |
| Davis Zhang | President, JV Operations | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 13 May 2014 | 15 | 130,488 | - | - | Common Stock | |
| Davis Zhang | President, JV Operations | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 May 2014 | 15 | 638,735 | - | - | Stock Options | |
| Jesse Chen | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 May 2014 | 13,761 | 167,286 | - | - | Common Stock | |
| Leonard J. Leblanc | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 May 2014 | 13,761 | 117,161 | - | - | Common Stock | |
| Nai-Yu Pai | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 May 2014 | 13,761 | 42,909 | - | - | Common Stock | |
| Davis Zhang | President, JV Operations | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Nov 2013 | 66,000 | 638,750 | - | - | Stock Options (right to buy) | |
| Davis Zhang | President, JV Operations | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Nov 2013 | 22,000 | 130,488 | - | - | Common Stock | |
| Morris S. Young | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Nov 2013 | 90,000 | 710,896 | - | - | Stock Options (right to buy) | |
| Morris S. Young | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Nov 2013 | 30,000 | 435,169 | - | - | Common Stock | |
| Robert G. Ochrym | VP Business Development | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Nov 2013 | 24,000 | 155,306 | - | - | Stock Options (right to buy) | |
| Robert G. Ochrym | VP Business Development | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Nov 2013 | 8,000 | 37,800 | - | - | Common Stock | |
| David C. Chang | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 May 2013 | 10,909 | 109,250 | - | - | Common Stock | |
| Jesse Chen | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 May 2013 | 10,909 | 153,525 | - | - | Common Stock | |
| Leonard J. Leblanc | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 May 2013 | 10,909 | 103,400 | - | - | Common Stock | |
| Nai-Yu Pai | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 May 2013 | 10,909 | 29,148 | - | - | Common Stock | |
| Davis Zhang | President, JV Operations | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 28 Feb 2013 | 172,900 | 572,750 | - | - | Stock options (right to buy) | |
| Davis Zhang | President, JV Operations | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 28 Feb 2013 | 172,900 | 281,388 | - | - | Common Stock | |
| Davis Zhang | President, JV Operations | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 28 Feb 2013 | 171,575 | 109,813 | - | - | Common Stock | |
| Davis Zhang | President, JV Operations | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 28 Feb 2013 | 1,325 | 108,488 | - | - | Common Stock | |
| Leonard J. Leblanc | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 28 Nov 2012 | 4,000 | 92,491 | - | - | Common Stock | |
| Leonard J. Leblanc | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 28 Nov 2012 | 4,000 | 96,491 | - | - | Common Stock | |
| Leonard J. Leblanc | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 28 Nov 2012 | 4,000 | 0 | - | - | Stock Options (right of buy) | |
| Davis Zhang | President, JV Operations | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Nov 2012 | 84,000 | 745,650 | - | - | Stock options (right to buy) | |
| Davis Zhang | President, JV Operations | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Nov 2012 | 28,000 | 108,488 | - | - | Common Stock | |
| Morris S. Young | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Nov 2012 | 36,000 | 405,169 | - | - | Common Stock | |
| Morris S. Young | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Nov 2012 | 108,000 | 620,896 | - | - | Stock Options (right to buy) | |
| Raymond A. Low | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Nov 2012 | 8,000 | 56,000 | - | - | Common Stock | |
| Raymond A. Low | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Nov 2012 | 24,000 | 228,750 | - | - | Stock options (right to buy) | |
| Robert G. Ochrym | VP Business Development | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Nov 2012 | 33,000 | 131,306 | - | - | Stock options (right to buy) | |
| Robert G. Ochrym | VP Business Development | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Nov 2012 | 11,000 | 29,800 | - | - | Common Stock | |
| Morris S. Young | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 07 Aug 2012 | 26,000 | 512,896 | - | - | Stock Options (right to buy) | |
| Morris S. Young | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 07 Aug 2012 | 26,000 | 369,169 | - | - | Common Stock | |
| David C. Chang | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2012 | 7,692 | 98,341 | - | - | Common Stock | |
| Jesse Chen | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2012 | 7,692 | 142,616 | - | - | Common Stock | |
| Leonard J. Leblanc | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2012 | 7,692 | 92,491 | - | - | Common Stock | |
| Nai-Yu Pai | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2012 | 7,692 | 18,239 | - | - | Common Stock | |
| Morris S. Young | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 28 Feb 2012 | 100,000 | 538,896 | - | - | Stock Options (right to buy) | |
| Morris S. Young | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 28 Feb 2012 | 100,000 | 343,169 | - | - | Common Stock | |
| Davis Zhang | President, JV Operations | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Oct 2011 | 72,000 | 661,650 | - | - | Stock options (right to buy) | |
| Davis Zhang | President, JV Operations | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Oct 2011 | 34,438 | 80,488 | - | - | Common Stock | |
| Morris S. Young | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Oct 2011 | 90,000 | 638,896 | - | - | Stock Options (right to buy) | |
| Morris S. Young | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Oct 2011 | 30,000 | 243,169 | - | - | Common Stock | |
| Raymond A. Low | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Oct 2011 | 7,000 | 48,000 | - | - | Common Stock | |
| Raymond A. Low | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Oct 2011 | 21,000 | 204,750 | - | - | Stock options (right to buy) | |
| Robert G. Ochrym | VP Business Development | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Oct 2011 | 10,000 | 18,800 | - | - | Common Stock | |
| Robert G. Ochrym | VP Business Development | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Oct 2011 | 5 | 98,306 | - | - | Stock options (right to buy) | |
| Davis Zhang | President, JV Operations | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 31 Aug 2011 | 10,000 | 46,050 | - | - | Common Stock | |
| Davis Zhang | President, JV Operations | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 30 Aug 2011 | 5,500 | 76,050 | - | - | Common Stock | |
| Davis Zhang | President, JV Operations | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 30 Aug 2011 | 20,000 | 56,050 | - | - | Common Stock | |
| Robert G. Ochrym | VP Business Development | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Aug 2011 | 9,375 | 74,308 | - | - | Stock Options (right to buy) | |
| Robert G. Ochrym | VP Business Development | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Aug 2011 | 4,500 | 69,808 | - | - | Stock Options (right to buy) | |
| Robert G. Ochrym | VP Business Development | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Aug 2011 | 1,294 | 68,514 | - | - | Stock Options (right to buy) | |
| Robert G. Ochrym | VP Business Development | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Aug 2011 | 208 | 68,306 | - | - | Stock Options (right to buy) | |
| Robert G. Ochrym | VP Business Development | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Aug 2011 | 9,375 | 20,375 | - | - | Common Stock | |
| Robert G. Ochrym | VP Business Development | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Aug 2011 | 4,500 | 24,875 | - | - | Common Stock | |
| Robert G. Ochrym | VP Business Development | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Aug 2011 | 1,294 | 26,169 | - | - | Common Stock | |
| Robert G. Ochrym | VP Business Development | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Aug 2011 | 208 | 26,377 | - | - | Common Stock | |
| Robert G. Ochrym | VP Business Development | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 02 Aug 2011 | 17,577 | 8,800 | - | - | Common Stock | |
| Leonard J. Leblanc | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Aug 2011 | 6,000 | 90,799 | - | - | Common Stock | |
| Leonard J. Leblanc | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 01 Aug 2011 | 5,000 | 85,799 | - | - | Common Stock | |
| Leonard J. Leblanc | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 01 Aug 2011 | 1,000 | 84,799 | - | - | Common Stock | |
| Leonard J. Leblanc | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Aug 2011 | 5,000 | 5,000 | - | - | Stock Options (right to buy) | |
| Leonard J. Leblanc | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Aug 2011 | 1,000 | 4,000 | - | - | Stock Options (right to buy) | |
| Morris S. Young | Director, Chief Executive Officer | Other type of transaction at price $ 0.00 per share. | 27 May 2011 | 28,125 | 483 | - | - | Common Stock | |
| Morris S. Young | Director, Chief Executive Officer | Other type of transaction at price $ 0.00 per share. | 27 May 2011 | 1,125 | 337,587 | - | - | Common Stock | |
| Morris S. Young | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 27 May 2011 | 87,104 | 548,896 | - | - | Stock Options (right to buy) | |
| Morris S. Young | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 27 May 2011 | 87,104 | 230,924 | - | - | Common Stock | |
| Morris S. Young | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 27 May 2011 | 17,755 | 213,169 | - | - | Common Stock | |
| David C. Chang | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 May 2011 | 4,137 | 90,649 | - | - | Common Stock | |
| Jesse Chen | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 May 2011 | 4,137 | 134,924 | - | - | Common Stock | |
| Leonard J. Leblanc | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 May 2011 | 4,137 | 84,799 | - | - | Common Stock | |
| Nai-Yu Pai | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 May 2011 | 4,137 | 10,547 | - | - | Common Stock | |
| Davis Zhang | President, JV Operations | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 24 Nov 2010 | 13,302 | 81,550 | - | - | Common Stock | |
| Morris S. Young | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 Nov 2010 | 77,500 | 636,000 | - | - | Stock Options (right to buy) | |
| Morris S. Young | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 Nov 2010 | 77,500 | 156,820 | - | - | Common Stock | |
| Morris S. Young | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 24 Nov 2010 | 13,000 | 143,820 | - | - | Common Stock | |
| Davis Zhang | President, JV Operations | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 23 Nov 2010 | 1,400 | 646,250 | - | - | Common Stock | |
| Davis Zhang | President, JV Operations | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 23 Nov 2010 | 56,600 | 589,650 | - | - | Common Stock | |
| Robert G. Ochrym | VP Business Development | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 23 Nov 2010 | 10,350 | 96,183 | - | - | Common Stock | |
| Robert G. Ochrym | VP Business Development | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 23 Nov 2010 | 12,500 | 83,683 | - | - | Common Stock | |
| Raymond A. Low | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 16 Nov 2010 | 25,000 | 193,750 | - | - | Common Stock | |
| Raymond A. Low | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 16 Nov 2010 | 10,000 | 183,750 | - | - | Common Stock | |
| Morris S. Young | Director, Chief Executive Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 04 Nov 2010 | 5,000 | 336,462 | - | - | Common Stock | |
| Morris S. Young | Director, Chief Executive Officer | Other type of transaction at price $ 0.00 per share. | 02 Nov 2010 | 250,000 | 22,738 | - | - | Common Stock | |
| Morris S. Young | Director, Chief Executive Officer | Other type of transaction at price $ 0.00 per share. | 02 Nov 2010 | 10,000 | 341,462 | - | - | Common Stock | |
| Leonard J. Leblanc | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 02 Nov 2010 | 10,000 | 10,000 | - | - | Common Stock | |
| Robert G. Ochrym | VP Business Development | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 02 Nov 2010 | 9,792 | 110,033 | - | - | common stock | |
| Robert G. Ochrym | VP Business Development | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 02 Nov 2010 | 3,500 | 106,533 | - | - | common stock | |
| Robert G. Ochrym | VP Business Development | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 02 Nov 2010 | 5,175 | 119,825 | - | - | common stock | |
| David C. Chang | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 31 Aug 2010 | 3,000 | 86,312 | - | - | Common stock | |
| David C. Chang | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Aug 2010 | 3,000 | 83,512 | - | - | Common stock | |
| Morris S. Young | Director, Chief Executive Officer | Other type of transaction at price $ 0.00 per share. | 20 Aug 2010 | 150,000 | 272,738 | - | - | Common Stock | |
| Morris S. Young | Director, Chief Executive Officer | Other type of transaction at price $ 0.00 per share. | 20 Aug 2010 | 6,000 | 331,462 | - | - | Common Stock | |
| Jesse Chen | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 11 Aug 2010 | 11,834 | 130,787 | - | - | Common stock | |
| Leonard J. Leblanc | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 09 Aug 2010 | 10,000 | 20,000 | - | - | Common Stock | |
| Davis Zhang | President , JV Operations | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Aug 2010 | 66,000 | 647,650 | - | - | common stock | |
| Davis Zhang | President , JV Operations | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Aug 2010 | 22,000 | 94,852 | - | - | common stock | |
| Morris S. Young | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Aug 2010 | 110,000 | 713,500 | - | - | common stock | |
| Morris S. Young | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Aug 2010 | 35,000 | 79,320 | - | - | Common stock | |
| Raymond A. Low | Acting CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Aug 2010 | 11,000 | 41,000 | - | - | Common stock | |
| Raymond A. Low | Acting CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Aug 2010 | 33,000 | 218,750 | - | - | Common stock | |
| John J. Cerilli | VP Global Sales & Marketing | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Aug 2010 | 13,200 | 99,118 | - | - | Common stock | |
| John J. Cerilli | VP Global Sales & Marketing | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Aug 2010 | 4,400 | 4,400 | - | - | Common Stock | |
| Robert G. Ochrym | VP Business Development | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Aug 2010 | 11,000 | 11,000 | - | - | common stock | |
| Robert G. Ochrym | VP Business Development | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Aug 2010 | 33,000 | 125,000 | - | - | common stock | |
| Morris S. Young | Director, Chief Executive Officer | Other type of transaction at price $ 0.00 per share. | 10 May 2010 | 100,000 | 422,738 | - | - | Common Stock | |
| Morris S. Young | Director, Chief Executive Officer | Other type of transaction at price $ 0.00 per share. | 10 May 2010 | 4,000 | 325,462 | - | - | Common Stock | |
| Morris S. Young | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 May 2010 | 44,320 | 44,320 | - | - | Common Stock | |
| David C. Chang | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Apr 2010 | 9,009 | 80,512 | - | - | Common Stock | |
| Jesse Chen | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Apr 2010 | 9,009 | 118,953 | - | - | Common Stock | |
| Leonard J. Leblanc | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Apr 2010 | 9,009 | 80,662 | - | - | Common Stock | |
| John J. Cerilli | VP Global Sales & Marketing | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 26 Feb 2010 | 11,582 | 85,918 | - | - | Common Stock | |
| John J. Cerilli | VP Global Sales & Marketing | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 26 Feb 2010 | 11,582 | 11,582 | - | - | Common Stock | |
| John J. Cerilli | VP Global Sales & Marketing | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 26 Feb 2010 | 11,582 | 0 | - | - | Common stock | |
| Robert G. Ochrym | VP Business Development | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 26 Feb 2010 | 10,000 | 92,000 | - | - | Option to purchase common stock | |
| Robert G. Ochrym | VP Business Development | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 26 Feb 2010 | 10,000 | 10,000 | - | - | Common Stock | |
| Robert G. Ochrym | VP Business Development | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 26 Feb 2010 | 10,000 | 0 | - | - | Common Stock | |
| Jesse Chen | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 03 Nov 2009 | 14,166 | 109,944 | - | - | Common Stock | |
| Davis Zhang | President , JV Operations | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Oct 2009 | 200,000 | 581,650 | - | - | Stock Options | |
| Raymond A. Low | Acting CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Oct 2009 | 100,000 | 185,750 | - | - | Stock Options | |
| John J. Cerilli | VP Global Sales & Marketing | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Oct 2009 | 15,000 | 97,500 | - | - | Stock Options | |
| Robert G. Ochrym | VP Business Development | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Oct 2009 | 50,000 | 102,000 | - | - | Stock Options | |
| David C. Chang | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 31 Aug 2009 | 3,000 | 71,503 | - | - | AXTI common stock | |
| Morris S. Young | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jul 2009 | 300,000 | 647,820 | - | - | Stock Options (right to buy) | |
| Morris S. Young | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 12 May 2009 | 80,000 | 858,520 | - | - | Common Stock | |
| Morris S. Young | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 12 May 2009 | 30,000 | 888,520 | - | - | Common Stock | |
| David C. Chang | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Apr 2009 | 22,727 | 68,503 | - | - | Common Stock | |
| Jesse Chen | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Apr 2009 | 22,727 | 95,778 | - | - | Common Stock | |
| Morris S. Young | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Apr 2009 | 22,727 | 778,520 | - | - | Common Stock | |
| Leonard J. Leblanc | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Apr 2009 | 22,727 | 71,653 | - | - | Common Stock | |
| Raymond A. Low | VP Corporate Controller | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Apr 2009 | 30,000 | 30,000 | - | - | Common Stock | |
| Jesse Chen | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 21 Nov 2008 | 1,532 | 64,583 | - | - | Common Stock | |
| Jesse Chen | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 21 Nov 2008 | 8,468 | 73,051 | - | - | Common Stock | |
| Philip C.S. Yin | Director, Chairman & CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 20 Nov 2008 | 800 | 17,300 | - | - | Common Stock | |
| Philip C.S. Yin | Director, Chairman & CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 20 Nov 2008 | 3,200 | 20,500 | - | - | Common Stock | |
| Wilson W. Cheung | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 10 Nov 2008 | 1,000 | 1,000 | - | - | Common Stock | |
| David C. Chang | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Oct 2008 | 15,723 | 45,776 | - | - | Common Stock | |
| Davis Zhang | President , JV Operations | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Oct 2008 | 21,450 | 381,650 | - | - | Stock Options (right to buy) | |
| Jesse Chen | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Oct 2008 | 15,723 | 63,051 | - | - | Common Stock | |
| Morris S. Young | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Oct 2008 | 15,723 | 755,793 | - | - | Common Stock | |
| Leonard J. Leblanc | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Oct 2008 | 15,723 | 48,926 | - | - | Common Stock | |
| Philip C.S. Yin | Director, Chairman & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Oct 2008 | 110,550 | 479,250 | - | - | Stock Options (right to buy) | |
| Wilson W. Cheung | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Oct 2008 | 44,550 | 186,250 | - | - | Stock Options (right to buy) | |
| Minsheng Lin | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Oct 2008 | 60,150 | 219,250 | - | - | Stock Options (right to buy) | |
| Raymond A. Low | VP Corporate Controller | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Oct 2008 | 21,450 | 85,750 | - | - | Stock Options (right to buy) | |
| John J. Cerilli | VP Global Sales & Marketing | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Oct 2008 | 15,000 | 82,500 | - | - | Stock Options (right to buy) | |
| Robert G. Ochrym | VP Business Development | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Oct 2008 | 21,600 | 52,000 | - | - | Stock Options (right to buy) | |
| Morris S. Young | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 29 Aug 2008 | 20,000 | 740,070 | - | - | Common Stock | |
| Morris S. Young | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 01 May 2008 | 100 | 789,332 | - | - | Common Stock | |
| Morris S. Young | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 01 May 2008 | 100 | 789,232 | - | - | Common Stock | |
| Morris S. Young | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 01 May 2008 | 200 | 789,032 | - | - | Common Stock | |
| Morris S. Young | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 01 May 2008 | 2,500 | 786,532 | - | - | Common Stock | |
| Morris S. Young | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 01 May 2008 | 26,462 | 760,070 | - | - | Common Stock | |
| Wilson W. Cheung | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 May 2008 | 16,600 | 141,700 | - | - | Option to purchase Common Stock | |
| Wilson W. Cheung | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 May 2008 | 16,600 | 16,600 | - | - | Common Stock | |
| Wilson W. Cheung | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 01 May 2008 | 16,600 | 0 | - | - | Common Stock | |
| Wilson W. Cheung | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 28 Apr 2008 | 3,400 | 158,300 | - | - | Option to purchase Common Stock | |
| Wilson W. Cheung | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 28 Apr 2008 | 3,400 | 3,400 | - | - | Common Stock | |
| Wilson W. Cheung | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 28 Apr 2008 | 3,400 | 0 | - | - | Common Stock | |
| Morris S. Young | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 07 Apr 2008 | 4,634 | 814,798 | - | - | Common Stock | |
| Morris S. Young | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 07 Apr 2008 | 3,100 | 811,698 | - | - | Common Stock | |
| Morris S. Young | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 07 Apr 2008 | 22,266 | 789,432 | - | - | Common Stock | |
| Wilson W. Cheung | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 07 Apr 2008 | 10,000 | 161,700 | - | - | Option to purchase Common Stock | |
| Wilson W. Cheung | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 07 Apr 2008 | 10,000 | 10,000 | - | - | Common Stock | |
| Wilson W. Cheung | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 07 Apr 2008 | 10,000 | 0 | - | - | Common Stock | |
| Wilson W. Cheung | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 27 Mar 2008 | 9,000 | 171,700 | - | - | Option to purchase Common Stock | |
| Wilson W. Cheung | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 27 Mar 2008 | 9,000 | 9,000 | - | - | Common Stock | |
| Wilson W. Cheung | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 27 Mar 2008 | 9,000 | 0 | - | - | Common Stock | |
| Wilson W. Cheung | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 Mar 2008 | 1,000 | 1,000 | - | - | Common Stock | |
| Wilson W. Cheung | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 24 Mar 2008 | 1,000 | 0 | - | - | Common Stock | |
| Wilson W. Cheung | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 Mar 2008 | 1,000 | 180,700 | - | - | Option to purchase Common Stock | |
| Wilson W. Cheung | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 06 Mar 2008 | 10,000 | 10,000 | - | - | Common Stock | |
| Wilson W. Cheung | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 06 Mar 2008 | 10,000 | 0 | - | - | Common Stock | |
| Wilson W. Cheung | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 06 Mar 2008 | 10,000 | 181,700 | - | - | Option to purchase Common Stock | |
| Morris S. Young | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 03 Mar 2008 | 700 | 827,112 | - | - | Common Stock | |
| Morris S. Young | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 03 Mar 2008 | 2,500 | 824,612 | - | - | Common Stock | |
| Morris S. Young | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 03 Mar 2008 | 300 | 824,312 | - | - | Common Stock | |
| Morris S. Young | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 03 Mar 2008 | 1,980 | 822,332 | - | - | Common Stock | |
| Morris S. Young | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 03 Mar 2008 | 1,533 | 820,799 | - | - | Common Stock | |
| Morris S. Young | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 03 Mar 2008 | 300 | 820,499 | - | - | Common Stock | |
| Morris S. Young | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 03 Mar 2008 | 1,067 | 819,432 | - | - | Common Stock | |
| Morris S. Young | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 03 Mar 2008 | 200 | 859,232 | - | - | Common Stock | |
| Morris S. Young | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 03 Mar 2008 | 773 | 858,459 | - | - | Common Stock | |
| Morris S. Young | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 03 Mar 2008 | 6,300 | 852,159 | - | - | Common Stock | |
| Morris S. Young | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 03 Mar 2008 | 2,294 | 849,865 | - | - | Common Stock | |
| Morris S. Young | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 03 Mar 2008 | 4,200 | 845,665 | - | - | Common Stock | |
| Morris S. Young | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 03 Mar 2008 | 1,508 | 844,157 | - | - | Common Stock | |
| Morris S. Young | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 03 Mar 2008 | 1,997 | 842,160 | - | - | Common Stock | |
| Morris S. Young | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 03 Mar 2008 | 4,426 | 837,734 | - | - | Common Stock | |
| Morris S. Young | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 03 Mar 2008 | 9,922 | 827,812 | - | - | Common Stock | |
| Davis Zhang | President , JV Operations | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 29 Feb 2008 | 500 | 88,352 | - | - | Common Stock | |
| Davis Zhang | President , JV Operations | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 29 Feb 2008 | 8,000 | 80,352 | - | - | Common Stock | |
| Davis Zhang | President , JV Operations | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 29 Feb 2008 | 7,500 | 72,852 | - | - | Common Stock | |
| Robert G. Ochrym | VP Business Development | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Feb 2008 | 15,000 | 30,400 | - | - | Option to purchase Common Stock | |
| Robert G. Ochrym | VP Business Development | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Feb 2008 | 15,000 | 17,500 | - | - | Common Stock | |
| Robert G. Ochrym | VP Business Development | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 29 Feb 2008 | 15,000 | 2,500 | - | - | Common Stock | |
| Morris S. Young | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 04 Feb 2008 | 30,000 | 859,241 | - | - | Common Stock | |
| Morris S. Young | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 01 Feb 2008 | 40,000 | 889,241 | - | - | Common Stock | |
| Morris S. Young | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 02 Jan 2008 | 30,000 | 999,241 | - | - | Common Stock | |
| Morris S. Young | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 02 Jan 2008 | 30,000 | 969,241 | - | - | Common Stock | |
| Morris S. Young | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 02 Jan 2008 | 40,000 | 929,241 | - | - | Common Stock | |
| Morris S. Young | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 24 Dec 2007 | 400 | 1,058,841 | - | - | Common Stock | |
| Morris S. Young | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 24 Dec 2007 | 500 | 1,058,341 | - | - | Common Stock | |
| Morris S. Young | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 24 Dec 2007 | 1,400 | 1,056,941 | - | - | Common Stock | |
| Morris S. Young | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 24 Dec 2007 | 27,700 | 1,029,241 | - | - | Common Stock | |
| Morris S. Young | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 18 Dec 2007 | 1,700 | 1,097,541 | - | - | Common Stock | |
| Morris S. Young | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 18 Dec 2007 | 13,700 | 1,083,841 | - | - | Common Stock | |
| Morris S. Young | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 18 Dec 2007 | 1,000 | 10,828,841 | - | - | Common Stock | |
| Morris S. Young | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 18 Dec 2007 | 23,600 | 1,059,241 | - | - | Common Stock | |
| Chia-li Wei | Chief Technology Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2007 | 55,000 | 70,000 | - | - | Stock Options (right to buy) | |
| Morris S. Young | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 28 Nov 2007 | 7,500 | 1,124,241 | - | - | Common Stock | |
| Morris S. Young | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 28 Nov 2007 | 3,200 | 1,121,041 | - | - | Common Stock | |
| Morris S. Young | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 28 Nov 2007 | 1,800 | 1,119,241 | - | - | Common Stock | |
| Morris S. Young | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 28 Nov 2007 | 6,442 | 1,112,799 | - | - | Common Stock | |
| Morris S. Young | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 28 Nov 2007 | 5,016 | 1,107,783 | - | - | Common Stock | |
| Morris S. Young | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 28 Nov 2007 | 300 | 1,107,483 | - | - | Common Stock | |
| Morris S. Young | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 28 Nov 2007 | 100 | 1,107,383 | - | - | Common Stock | |
| Morris S. Young | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 28 Nov 2007 | 8,142 | 1,099,241 | - | - | Common Stock | |
| Davis Zhang | President , JV Operations | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Oct 2007 | 14,300 | 360,200 | - | - | Stock Options (right to buy) | |
| Philip C.S. Yin | Director, Chairman & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Oct 2007 | 73,700 | 368,700 | - | - | Stock Options (right to buy) | |
| Wilson W. Cheung | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Oct 2007 | 29,700 | 191,700 | - | - | Stock Options (right to buy) | |
| Minsheng Lin | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Oct 2007 | 40,100 | 159,100 | - | - | Stock Options (right to buy) | |
| Raymond A. Low | VP Corporate Controller | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Oct 2007 | 14,300 | 64,300 | - | - | Stock Options (right to buy) | |
| John J. Cerilli | VP Global Sales & Marketing | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Oct 2007 | 17,500 | 67,500 | - | - | Stock Options (right to buy) | |
| Robert G. Ochrym | VP Business Development | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Oct 2007 | 6,900 | 45,400 | - | - | Stock Options (right to buy) | |
| Robert G. Ochrym | VP Business Development | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Oct 2007 | 6,900 | 45,400 | - | - | Stock Options (right to buy) |