Ellen Beausang
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
04 Jun 2025 |
4,843 |
0
|
-
|
|
-
|
Restricted Stock Units |
John Phillip Ragard
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
04 Jun 2025 |
4,844 |
0
|
-
|
|
-
|
Restricted Stock Units |
John Phillip Ragard
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
04 Jun 2025 |
4,844 |
134,734
(0%)
|
0%
|
|
0
|
Common Stock |
Stefanie Cavanaugh
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
04 Jun 2025 |
5,937 |
78,726
(0%)
|
0%
|
|
0
|
Common Stock |
Stefanie Cavanaugh
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
04 Jun 2025 |
5,937 |
0
|
-
|
|
-
|
Restricted Stock Units |
Jannie Herchuk
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
04 Jun 2025 |
8,437 |
82,502
(0%)
|
0%
|
|
0
|
Common Stock |
Jannie Herchuk
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
04 Jun 2025 |
8,437 |
0
|
-
|
|
-
|
Restricted Stock Units |
Winfred Parnell
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
04 Jun 2025 |
5,156 |
0
|
-
|
|
-
|
Restricted Stock Units |
Winfred Parnell
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
04 Jun 2025 |
5,156 |
71,209
(0%)
|
0%
|
|
0
|
Common Stock |
Ellen Beausang
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
04 Jun 2025 |
4,843 |
6,458
(0%)
|
0%
|
|
0
|
Common Stock |
Michael Buhle
|
Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 May 2025 |
100,000 |
100,000
|
-
|
|
-
|
Stock Options (Right to Buy) |
Jeffrey Cohen
|
Director |
Grant, award, or other acquisition of securities at price $ 0.07 per share. |
09 May 2025 |
11,653 |
60,913
(0%)
|
0%
|
0.1 |
816
|
Common Stock |
Jeffrey Cohen
|
Director |
Grant, award, or other acquisition of securities at price $ 0.07 per share. |
09 May 2025 |
44,260 |
49,260
(0%)
|
0%
|
0.1 |
3,098
|
Common Stock |
Stefanie Cavanaugh
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
31 Mar 2025 |
5,938 |
5,937
|
-
|
|
-
|
Restricted Stock Units |
Stefanie Cavanaugh
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
31 Mar 2025 |
5,938 |
72,789
(0%)
|
0%
|
|
0
|
Common Stock |
Celeste Fralick
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
31 Mar 2025 |
5,000 |
55,665
(0%)
|
0%
|
|
0
|
Common Stock |
Celeste Fralick
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
31 Mar 2025 |
5,000 |
5,000
|
-
|
|
-
|
Restricted Stock Units |
Jannie Herchuk
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
31 Mar 2025 |
8,438 |
74,065
(0%)
|
0%
|
|
0
|
Common Stock |
Jannie Herchuk
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
31 Mar 2025 |
8,438 |
8,437
|
-
|
|
-
|
Restricted Stock Units |
Winfred Parnell
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
31 Mar 2025 |
5,156 |
66,053
(0%)
|
0%
|
|
0
|
Common Stock |
Winfred Parnell
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
31 Mar 2025 |
5,156 |
5,156
|
-
|
|
-
|
Restricted Stock Units |
John Phillip Ragard
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
31 Mar 2025 |
4,843 |
4,844
|
-
|
|
-
|
Restricted Stock Units |
John Phillip Ragard
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
31 Mar 2025 |
4,843 |
129,890
(0%)
|
0%
|
|
0
|
Common Stock |
Ellen Beausang
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
31 Mar 2025 |
1,615 |
1,615
(0%)
|
0%
|
|
0
|
Common Stock |
Ellen Beausang
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
31 Mar 2025 |
1,615 |
4,843
|
-
|
|
-
|
Restricted Stock Units |
Ellen Beausang
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Mar 2025 |
6,458 |
6,458
|
-
|
|
-
|
Restricted Stock Units |
Stefanie Cavanaugh
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
31 Dec 2024 |
5,937 |
11,875
|
-
|
|
-
|
Restricted Stock Units |
Stefanie Cavanaugh
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
31 Dec 2024 |
5,937 |
66,851
(0%)
|
0%
|
|
0
|
Common Stock |
Sandra Milligan
|
Interim CEO & President |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
31 Dec 2024 |
20,000 |
20,000
(0%)
|
0%
|
|
0
|
Common Stock |
Sandra Milligan
|
Interim CEO & President |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
31 Dec 2024 |
20,000 |
0
|
-
|
|
-
|
Restricted Stock Units |
Celeste Fralick
|
Director |
|
31 Dec 2024 |
5,000 |
50,665
(0%)
|
0%
|
|
0
|
Common Stock |
Celeste Fralick
|
Director |
|
31 Dec 2024 |
5,000 |
10,000
|
-
|
|
-
|
Restricted Stock Units |
Jannie Herchuk
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
31 Dec 2024 |
8,437 |
65,627
(0%)
|
0%
|
|
0
|
Common Stock |
Jannie Herchuk
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
31 Dec 2024 |
8,437 |
16,875
|
-
|
|
-
|
Restricted Stock Units |
Winfred Parnell
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
31 Dec 2024 |
5,157 |
60,897
(0%)
|
0%
|
|
0
|
Common Stock |
Winfred Parnell
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
31 Dec 2024 |
5,157 |
10,312
|
-
|
|
-
|
Restricted Stock Units |
John Phillip Ragard
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
31 Dec 2024 |
4,844 |
9,687
|
-
|
|
-
|
Restricted Stock Units |
John Phillip Ragard
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
31 Dec 2024 |
4,844 |
125,047
(0%)
|
0%
|
|
0
|
Common Stock |
Sandra Milligan
|
Interim CEO |
|
31 Dec 2024 |
6,356 |
13,644
(0%)
|
0%
|
0.7 |
4,449
|
Common Stock |
Sandra Milligan
|
Interim CEO |
|
31 Dec 2024 |
20,000 |
20,000
(0%)
|
0%
|
|
0
|
Common Stock |
Sandra Milligan
|
Interim CEO |
|
31 Dec 2024 |
20,000 |
0
|
-
|
|
-
|
Restricted Stock Units |
Sandra Milligan
|
President |
|
12 Nov 2024 |
25,000 |
25,000
|
-
|
|
-
|
Stock option (right to buy) |
John A. Kallassy
|
Interim CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Nov 2024 |
25,000 |
25,000
|
-
|
|
-
|
Stock Options (Right to buy) |
Nicole Sandford
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Oct 2024 |
25,000 |
25,000
|
-
|
|
-
|
Restricted Stock Units |
Sandra Milligan
|
President |
|
28 Oct 2024 |
20,000 |
20,000
|
-
|
|
-
|
Restricted Stock Units |
Stefanie Cavanaugh
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
30 Sep 2024 |
5,938 |
60,914
(0%)
|
0%
|
|
0
|
Common Stock |
Stefanie Cavanaugh
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
30 Sep 2024 |
5,938 |
17,812
|
-
|
|
-
|
Restricted Stock Units |
Celeste Fralick
|
Director |
|
30 Sep 2024 |
5,000 |
45,665
(0%)
|
0%
|
|
0
|
Common Stock |
Celeste Fralick
|
Director |
|
30 Sep 2024 |
5,000 |
15,000
|
-
|
|
-
|
Restricted Stock Units |
Jannie Herchuk
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
30 Sep 2024 |
8,438 |
57,190
(0%)
|
0%
|
|
0
|
Common Stock |
Jannie Herchuk
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
30 Sep 2024 |
8,438 |
25,312
|
-
|
|
-
|
Restricted Stock Units |
Winfred Parnell
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
30 Sep 2024 |
5,156 |
15,469
|
-
|
|
-
|
Restricted Stock Units |
Winfred Parnell
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
30 Sep 2024 |
5,156 |
55,740
(0%)
|
0%
|
|
0
|
Common Stock |
John Phillip Ragard
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
30 Sep 2024 |
4,844 |
14,531
|
-
|
|
-
|
Restricted Stock Units |
John Phillip Ragard
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
30 Sep 2024 |
4,844 |
120,203
(0%)
|
0%
|
|
0
|
Common Stock |
John Phillip Ragard
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
30 Sep 2024 |
4,844 |
14,531
|
-
|
|
-
|
Restricted Stock Units |
John Phillip Ragard
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
30 Sep 2024 |
4,844 |
120,203
(0%)
|
0%
|
|
0
|
Common Stock |
Stefanie Cavanaugh
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Aug 2024 |
23,750 |
23,750
|
-
|
|
-
|
Restricted Stock Units |
Celeste Fralick
|
Director |
|
22 Aug 2024 |
20,000 |
20,000
|
-
|
|
-
|
Restricted Stock Units |
Jannie Herchuk
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Aug 2024 |
33,750 |
33,750
|
-
|
|
-
|
Restricted Stock Units |
Winfred Parnell
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Aug 2024 |
20,625 |
20,625
|
-
|
|
-
|
Restricted Stock Units |
John Phillip Ragard
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Aug 2024 |
19,375 |
19,375
|
-
|
|
-
|
Restricted Stock Units |
John A. Kallassy
|
Interim CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Aug 2024 |
25,000 |
25,000
|
-
|
|
-
|
Stock option (right to buy) |
Stefanie Cavanaugh
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Aug 2024 |
16,804 |
54,976
(0%)
|
0%
|
|
0
|
Common Stock |
Celeste Fralick
|
Director |
|
12 Aug 2024 |
15,381 |
40,665
(0%)
|
0%
|
|
0
|
Common Stock |
Jannie Herchuk
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Aug 2024 |
20,017 |
48,752
(0%)
|
0%
|
|
0
|
Common Stock |
Winfred Parnell
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Aug 2024 |
15,803 |
50,584
(0%)
|
0%
|
|
0
|
Common Stock |
Stefanie Cavanaugh
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Jul 2024 |
3,268 |
38,172
(0%)
|
0%
|
|
-
|
Common Stock |
Stefanie Cavanaugh
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Jul 2024 |
3,268 |
3,268
|
-
|
|
-
|
Warrant (Right to buy) |
Nicole Sandford
|
Director, CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Jul 2024 |
13,072 |
13,072
|
-
|
|
-
|
Warrant (Right to buy) |
Nicole Sandford
|
Director, CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Jul 2024 |
13,072 |
83,668
(0%)
|
0%
|
|
-
|
Common Stock |
Jannie Herchuk
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Jul 2024 |
4,902 |
28,735
(0%)
|
0%
|
|
-
|
Common Stock |
Jannie Herchuk
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Jul 2024 |
4,902 |
4,902
|
-
|
|
-
|
Warrant (Right to buy) |
Jack W Schuler
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
09 Jul 2024 |
6,536 |
6,536
|
-
|
|
-
|
Warrant (Right to Buy) |
Jack W Schuler
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
09 Jul 2024 |
6,536 |
6,536
(0%)
|
0%
|
|
-
|
Common Stock |
Nicole Sandford
|
Director, Chief Executive Officer |
Purchase of securities on an exchange or from another person at price $ 2.42 per share. |
31 May 2024 |
9,493 |
70,596
(0%)
|
0%
|
2.4 |
22,973
|
Common Stock |
Torsten Hombeck
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 May 2024 |
22,000 |
22,000
|
-
|
|
-
|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) |
Nicole Sandford
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 May 2024 |
80,000 |
80,000
|
-
|
|
-
|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) |
Sandra Milligan
|
President |
|
03 May 2024 |
30,000 |
30,000
|
-
|
|
-
|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) |
Torsten Hombeck
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 May 2024 |
6,667 |
6,667
|
-
|
|
-
|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) |
Nicole Sandford
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Feb 2024 |
30,000 |
30,000
|
-
|
|
-
|
Employee stock option (right to buy) |
Minh Hoang Merchant
|
General Counsel and Secretary |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Feb 2024 |
11,000 |
11,000
|
-
|
|
-
|
Employee stock option (right to buy) |
Hombeck Torsten
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Feb 2024 |
20,000 |
20,000
|
-
|
|
-
|
Employee stock option (right to buy) |
Jack W Schuler
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
26 Jan 2024 |
28,500 |
1,912,156
(1%)
|
0%
|
|
-
|
Common Stock |
Jack W Schuler
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
26 Jan 2024 |
28,500 |
28,500
|
-
|
|
-
|
Warrant (Right to Buy) |
Merchant Minh Hoang
|
Secretary & General Counsel |
Sale of securities on an exchange or to another person at price $ 3.37 per share. |
06 Dec 2023 |
980 |
0
(0%)
|
0%
|
3.4 |
3,303
|
Common Stock |
Sandford Nicole
|
Director, President & CEO |
Purchase of securities on an exchange or from another person at price $ 3.36 per share. |
06 Dec 2023 |
5,000 |
58,703
(0%)
|
0%
|
3.4 |
16,800
|
Common Stock |
Nicole Sandford
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Aug 2023 |
20,000 |
20,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Nicole Sandford
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Aug 2023 |
26,367 |
187,499
(0%)
|
0%
|
|
0
|
Common Stock |
Veronica G.H. Jordan
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Jul 2023 |
7,045 |
41,620
(0%)
|
0%
|
|
0
|
Common stock |
Torsten Hombeck
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Jul 2023 |
13,334 |
13,334
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Nicole Sandford
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Jul 2023 |
26,467 |
161,132
(0%)
|
0%
|
|
0
|
Common Stock |
Celeste Fralick
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Jul 2023 |
13,252 |
25,284
(0%)
|
0%
|
|
0
|
Common Stock |
Minh Hoang Merchant
|
General Counsel & Secretary |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Jul 2023 |
13,000 |
16,865
(0%)
|
0%
|
|
0
|
Common Stock |
G.H. Jordan Veronica
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Jul 2023 |
7,045 |
41,620
(0%)
|
0%
|
|
0
|
Common Stock |
Fralick Celeste
|
Director |
|
25 Jul 2023 |
13,252 |
25,284
(0%)
|
0%
|
|
0
|
Common Stock |
Jack W Schuler
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 2.75 per share. |
24 Jul 2023 |
181,800 |
1,883,656
(1%)
|
0%
|
2.8 |
499,950
|
Common Stock, par value $0.001 |
Veronica G.H. Jordan
|
Director |
Purchase of securities on an exchange or from another person at price $ 3.98 per share. |
24 Jul 2023 |
3,769 |
34,575
(0%)
|
0%
|
4.0 |
15,001
|
Common stock |
Torsten Hombeck
|
Chief Financial Officer |
Purchase of securities on an exchange or from another person at price $ 3.98 per share. |
24 Jul 2023 |
754 |
754
(0%)
|
0%
|
4.0 |
3,001
|
Common stock |
Stefanie Cavanaugh
|
Director |
Purchase of securities on an exchange or from another person at price $ 3.98 per share. |
24 Jul 2023 |
6,281 |
34,904
(0%)
|
0%
|
4.0 |
24,998
|
Common stock |
Nicole Sandford
|
Director, President & CEO |
Purchase of securities on an exchange or from another person at price $ 3.98 per share. |
24 Jul 2023 |
12,563 |
134,665
(0%)
|
0%
|
4.0 |
50,001
|
Common stock |
Celeste Fralick
|
Director |
Purchase of securities on an exchange or from another person at price $ 3.98 per share. |
24 Jul 2023 |
754 |
12,032
(0%)
|
0%
|
4.0 |
3,001
|
Common Stock |
Minh Hoang Merchant
|
General counsel and secretary |
Purchase of securities on an exchange or from another person at price $ 3.98 per share. |
24 Jul 2023 |
754 |
3,865
(0%)
|
0%
|
4.0 |
3,001
|
Common Stock |
Ryan Thinh Phan
|
CSO & COO |
Purchase of securities on an exchange or from another person at price $ 3.98 per share. |
24 Jul 2023 |
628 |
3,939
(0%)
|
0%
|
4.0 |
2,499
|
Common Stock |
Jannie Herchuk
|
Director |
Purchase of securities on an exchange or from another person at price $ 3.98 per share. |
24 Jul 2023 |
8,794 |
23,833
(0%)
|
0%
|
4.0 |
35,000
|
Common Stock |
Winfred Parnell
|
Director |
Purchase of securities on an exchange or from another person at price $ 3.98 per share. |
24 Jul 2023 |
6,281 |
31,513
(0%)
|
0%
|
4.0 |
24,998
|
Common Stock |
Veronica G.H. Jordan
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jun 2023 |
4,385 |
30,806
(0%)
|
0%
|
|
0
|
Common Stock |
Veronica G.H. Jordan
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jun 2023 |
6,849 |
6,849
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Stefanie Cavanaugh
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jun 2023 |
28,623 |
28,623
(0%)
|
0%
|
|
0
|
Common Stock |
Jannie Herchuk
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jun 2023 |
23,493 |
23,493
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Jannie Herchuk
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jun 2023 |
15,039 |
15,039
(0%)
|
0%
|
|
0
|
Common Stock |
Winfred Parnell
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jun 2023 |
25,232 |
25,232
(0%)
|
0%
|
|
0
|
Common Stock |
Veronica G.H. Jordan
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Feb 2023 |
35,225 |
396,400
(0%)
|
0%
|
|
0
|
COMMON STOCK |
Veronica G.H. Jordan
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Feb 2023 |
196,914 |
196,914
|
-
|
|
-
|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) |
Robert D. Auerbach
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Feb 2023 |
38,538 |
160,030
(0%)
|
0%
|
|
0
|
COMMON STOCK |
Robert D. Auerbach
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Feb 2023 |
215,432 |
215,432
|
-
|
|
-
|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) |
Nicole Sandford
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Feb 2023 |
500,000 |
500,000
|
-
|
|
-
|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) |
Nicole Sandford
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Feb 2023 |
250,000 |
250,000
|
-
|
|
-
|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) |
Ruby Sharma
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Feb 2023 |
196,296 |
196,296
|
-
|
|
-
|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) |
Ruby Sharma
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Feb 2023 |
35,115 |
162,665
(0%)
|
0%
|
|
0
|
COMMON STOCK |
Celeste Fralick
|
Director |
|
09 Feb 2023 |
66,254 |
169,199
(0%)
|
0%
|
|
0
|
COMMON STOCK |
Minh Hoang Merchant
|
GENERAL COUNSEL & SECRETARY |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Feb 2023 |
200,000 |
200,000
|
-
|
|
-
|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) |
Minh Hoang Merchant
|
GENERAL COUNSEL & SECRETARY |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Feb 2023 |
100,000 |
100,000
|
-
|
|
-
|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) |
Ryan Thinh Phan
|
CSO & COO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Feb 2023 |
50,000 |
50,000
|
-
|
|
-
|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) |
Ryan Thinh Phan
|
CSO & COO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Feb 2023 |
100,000 |
100,000
|
-
|
|
-
|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) |
Ryan Thinh Phan
|
CSO & COO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Feb 2023 |
200,000 |
200,000
|
-
|
|
-
|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) |
Nicole Sandford
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Feb 2023 |
5,000 |
5,000
|
-
|
|
-
|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) |
Nicole Sandford
|
Director, President & CEO |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
26 Jan 2023 |
2,400 |
2,400
|
-
|
|
-
|
Warrant (Right to Buy) |
Nicole Sandford
|
Director, President & CEO |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
26 Jan 2023 |
2,400 |
61,103
(0%)
|
0%
|
|
-
|
Common Stock |
Nicole Sandford
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Jan 2023 |
5,000 |
5,000
|
-
|
|
-
|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) |
Nicole Sandford
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Dec 2022 |
5,000 |
5,000
|
-
|
|
-
|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) |
Marlene McLennan
|
Interim Chief Financial Office |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Dec 2022 |
25,000 |
25,000
|
-
|
|
-
|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) |
Nicole Sandford
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Nov 2022 |
5,000 |
5,000
|
-
|
|
-
|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) |
Nicole Sandford
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Oct 2022 |
5,000 |
5,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Nicole Sandford
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Oct 2022 |
5,000 |
5,000
|
-
|
|
-
|
EMPLOYEE STOCK OPTION(RIGHT TO BUY) |
Nicole Sandford
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Sep 2022 |
5,000 |
5,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Jack W Schuler
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
25 Aug 2022 |
133,333 |
25,527,850
(26%)
|
0%
|
|
-
|
Common Stock, par value $0.001 |
Jack W Schuler
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
25 Aug 2022 |
133,333 |
133,333
|
-
|
|
-
|
Warrants (Right to buy) |
Robert D. Auerbach
|
Director |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
25 Aug 2022 |
66,667 |
66,667
|
-
|
|
-
|
Warrant (right to buy) |
Robert D. Auerbach
|
Director |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
25 Aug 2022 |
66,667 |
121,492
(0%)
|
0%
|
|
-
|
Common Stock |
Nicole Sandford
|
Director, President & CEO |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
25 Aug 2022 |
66,667 |
122,102
(0%)
|
0%
|
|
-
|
Common Stock |
Nicole Sandford
|
Director, President & CEO |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
25 Aug 2022 |
66,667 |
66,667
|
-
|
|
-
|
Warrant (Right to buy) |
Ruby Sharma
|
Director |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
25 Aug 2022 |
13,332 |
13,332
|
-
|
|
-
|
Warrant (right to buy) |
Ruby Sharma
|
Director |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
25 Aug 2022 |
13,332 |
127,550
(0%)
|
0%
|
|
-
|
Common Stock |
Celeste Fralick
|
Director |
|
25 Aug 2022 |
6,667 |
6,667
|
-
|
|
-
|
Warrant (right to buy) |
Celeste Fralick
|
Director |
|
25 Aug 2022 |
6,667 |
102,945
(0%)
|
0%
|
|
-
|
Common Stock |
Minh Hoang Merchant
|
General Counsel & Secretary |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
25 Aug 2022 |
26,667 |
26,667
|
-
|
|
-
|
Warrant (right to buy) |
Minh Hoang Merchant
|
General Counsel & Secretary |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
25 Aug 2022 |
26,667 |
46,667
(0%)
|
0%
|
|
-
|
Common Stock |
Ryan Thinh Phan
|
CSO & COO |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
25 Aug 2022 |
46,667 |
46,447
|
-
|
|
-
|
Warrant (right to buy) |
Ryan Thinh Phan
|
CSO & COO |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
25 Aug 2022 |
46,667 |
49,667
(0%)
|
0%
|
|
-
|
Common Stock |
Nicole Sandford
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Aug 2022 |
5,000 |
5,000
|
-
|
|
-
|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) |
Ryan Thinh Phan
|
CSO & COO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
05 Jul 2022 |
200,000 |
200,000
|
-
|
|
-
|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) |
Nicole Sandford
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jul 2022 |
5,000 |
5,000
|
-
|
|
-
|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) |
Robert D. Auerbach
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Jun 2022 |
83,799 |
83,799
|
-
|
|
-
|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) |
Robert D. Auerbach
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Jun 2022 |
54,825 |
54,825
(0%)
|
0%
|
|
0
|
Common Stock |
Ruby Sharma
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Jun 2022 |
114,218 |
114,218
(0%)
|
0%
|
|
0
|
Common Stock |
Nicole Sandford
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jun 2022 |
5,000 |
5,000
|
-
|
|
-
|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) |
Valerie B. Palmieri
|
Director, Executive Chair |
Purchase of securities on an exchange or from another person at price $ 0.57 per share. |
16 May 2022 |
43,994 |
267,088
(0%)
|
0%
|
0.6 |
24,918
|
Common Stock |
Nicole Sandford
|
Director, President and CEO |
Purchase of securities on an exchange or from another person at price $ 0.76 per share. |
16 May 2022 |
98,000 |
136,160
(0%)
|
0%
|
0.8 |
74,892
|
Common Stock |
Nicole Sandford
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 May 2022 |
5,000 |
5,000
|
-
|
|
-
|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) |
Nicole Sandford
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Apr 2022 |
5,000 |
5,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Veronica G.H. Jordan
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2022 |
93,977 |
93,977
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Veronica G.H. Jordan
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2022 |
11,516 |
361,175
(0%)
|
0%
|
|
0
|
Common Stock |
Veronica G.H. Jordan
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2022 |
62,140 |
349,659
(0%)
|
0%
|
|
0
|
Common Stock |
James T. LaFrance
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2022 |
110,305 |
110,305
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
James T. LaFrance
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2022 |
72,937 |
496,129
(0%)
|
0%
|
|
0
|
Common Stock |
Robert Beechey
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2022 |
150,000 |
150,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Nicole Sandford
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2022 |
100,000 |
100,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Nicole Sandford
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2022 |
23,033 |
55,435
(0%)
|
0%
|
|
0
|
Common Stock |
Celeste Fralick
|
Director |
|
31 Mar 2022 |
99,671 |
99,671
(0%)
|
0%
|
|
0
|
Common Stock |
Nicole Sandford
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Mar 2022 |
5,000 |
5,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
James T. LaFrance
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Jun 2021 |
502 |
502
|
-
|
|
-
|
Employee Stock Option (Right To Buy) |
James T. LaFrance
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Jun 2021 |
330 |
423,192
(0%)
|
0%
|
|
0
|
Common Stock |
James T. LaFrance
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 May 2021 |
423 |
422,862
(0%)
|
0%
|
|
0
|
Common Stock |
James T. LaFrance
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 May 2021 |
720 |
720
|
-
|
|
-
|
Employee Stock Option (Right To Buy) |
David R. Schreiber
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Mar 2021 |
4,031 |
171,521
(0%)
|
0%
|
|
0
|
Common Stock |
Veronica G.H. Jordan
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Mar 2021 |
16,442 |
287,519
(0%)
|
0%
|
|
0
|
Common Stock |
Nancy G. Cocozza
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Mar 2021 |
15,680 |
128,632
(0%)
|
0%
|
|
0
|
Common Stock |
Valerie B. Palmieri
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Mar 2021 |
450,000 |
450,000
|
-
|
|
-
|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) |
James T. LaFrance
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Mar 2021 |
15,412 |
15,412
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
James T. LaFrance
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Mar 2021 |
9,205 |
422,439
(0%)
|
0%
|
|
0
|
Common Stock |
Robert Beechey
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Mar 2021 |
150,000 |
150,000
|
-
|
|
-
|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) |
Sandra Brooks
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Mar 2021 |
14,728 |
14,728
(0%)
|
0%
|
|
0
|
Common Stock |
Nicole Sandford
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Mar 2021 |
15,902 |
32,402
(0%)
|
0%
|
|
0
|
Common Stock |
David R. Schreiber
|
Director |
Sale of securities on an exchange or to another person at price $ 2.78 per share. |
08 Sep 2020 |
50,000 |
185,018
(0%)
|
0%
|
2.8 |
139,000
|
Common Stock |
Jack W Schuler
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 3.50 per share. |
01 Jul 2020 |
2,285,715 |
25,394,517
(26%)
|
2%
|
3.5 |
8,000,003
|
Common Stock, par value $0.001 |
Jack W Schuler
|
Ten Percent Owner |
|
09 Jun 2020 |
730,560 |
23,108,802
(23%)
|
0%
|
1.8 |
1,315,008
|
Common Stock, par value $0.001 |
Jack W Schuler
|
Ten Percent Owner |
|
09 Jun 2020 |
730,560 |
0
|
-
|
|
-
|
Warrants (Right to buy) |
James S. Burns
|
Director |
|
05 Jun 2020 |
11,250 |
473,461
(0%)
|
0%
|
1.8 |
20,250
|
Common Stock |
James S. Burns
|
Director |
|
05 Jun 2020 |
11,250 |
0
|
-
|
|
-
|
Warrants to acquire Common Stock |
Veronica G.H. Jordan
|
Director |
|
05 Jun 2020 |
5,021 |
0
|
-
|
|
-
|
Warrants to acquire Common Stock |
Veronica G.H. Jordan
|
Director |
|
05 Jun 2020 |
5,021 |
288,694
(0%)
|
0%
|
1.8 |
9,038
|
Common Stock |
Valerie Palmieri
|
Director, President and CEO |
|
05 Jun 2020 |
7,531 |
0
|
-
|
|
-
|
Warrants to acquire Common Stock |
Valerie Palmieri
|
Director, President and CEO |
|
05 Jun 2020 |
7,531 |
223,094
(0%)
|
0%
|
1.8 |
13,556
|
Common Stock |
James T. LaFrance
|
Director |
|
02 Jun 2020 |
5,021 |
434,480
(0%)
|
0%
|
1.8 |
9,038
|
Common Stock |
James T. LaFrance
|
Director |
|
02 Jun 2020 |
5,021 |
0
|
-
|
|
-
|
Warrants to acquire Common Stock |
Valerie Palmieri
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jun 2020 |
125,000 |
125,000
|
-
|
|
-
|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) |
Robert Beechey
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jun 2020 |
50,000 |
50,000
|
-
|
|
-
|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) |
David R. Schreiber
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Mar 2020 |
70,113 |
235,018
(0%)
|
0%
|
|
0
|
Common Stock |
James S. Burns
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Mar 2020 |
65,156 |
462,211
(0%)
|
0%
|
|
0
|
Common Stock |
James S. Burns
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Mar 2020 |
113,300 |
113,300
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Veronica G.H. Jordan
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Mar 2020 |
122,537 |
122,537
|
-
|
|
-
|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) |
Veronica G.H. Jordan
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Mar 2020 |
70,467 |
283,673
(0%)
|
0%
|
|
0
|
Common Stock |
Nancy G. Cocozza
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Mar 2020 |
66,218 |
129,506
(0%)
|
0%
|
|
0
|
Common Stock |
Nancy G. Cocozza
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Mar 2020 |
115,148 |
115,148
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Valerie Palmieri
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Mar 2020 |
500,000 |
500,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
James T. LaFrance
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Mar 2020 |
147,783 |
147,783
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
James T. LaFrance
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Mar 2020 |
84,986 |
429,459
(0%)
|
0%
|
|
0
|
Common Stock |
Robert Beechey
|
CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Mar 2020 |
200,000 |
200,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Robert Beechey
|
Chief Financial Officer |
Purchase of securities on an exchange or from another person at price $ 0.71 per share. |
15 Nov 2019 |
5,000 |
210,000
(0%)
|
0%
|
0.7 |
3,542
|
Common Stock, par value $0.001 per share |
Jack W Schuler
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.80 per share. |
28 Jun 2019 |
5,000,000 |
22,378,242
(23%)
|
5%
|
0.8 |
4,000,000
|
Common Stock, par value $0.001 |
Valerie Palmieri
|
Director, President and CEO |
Purchase of securities on an exchange or from another person at price $ 0.80 per share. |
28 Jun 2019 |
37,500 |
215,563
(0%)
|
0%
|
0.8 |
30,000
|
Common Stock, par value $0.001 per share |
Henri George Schuler
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.80 per share. |
28 Jun 2019 |
2,250,000 |
6,047,057
(6%)
|
2%
|
0.8 |
1,800,000
|
Common Stock, par value $0.001 |
Henri George Schuler
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.80 per share. |
28 Jun 2019 |
250,000 |
1,503,177
(1%)
|
0%
|
0.8 |
200,000
|
Common Stock, par value $0.001 |
Henri George Schuler
|
Ten Percent Owner |
Gift of securities by or to the insider at price $ 0.00 per share. |
28 Jun 2019 |
182,536 |
0
|
-
|
|
-
|
Warrants (Right to buy) |
Henri George Schuler
|
Ten Percent Owner |
Gift of securities by or to the insider at price $ 0.00 per share. |
28 Jun 2019 |
520,035 |
520,033
(0%)
|
0%
|
|
0
|
Common Stock, par value $0.001 |
Henri George Schuler
|
Ten Percent Owner |
Gift of securities by or to the insider at price $ 0.00 per share. |
28 Jun 2019 |
520,033 |
0
(0%)
|
0%
|
|
0
|
Common Stock, par value $0.001 |
Henri George Schuler
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.80 per share. |
28 Jun 2019 |
2,250,000 |
6,046,957
(6%)
|
2%
|
0.8 |
1,800,000
|
Common Stock, par value $0.001 |
Henri George Schuler
|
Ten Percent Owner |
Gift of securities by or to the insider at price $ 0.00 per share. |
28 Jun 2019 |
182,536 |
182,536
|
-
|
|
-
|
Warrants (Right to buy) |
David R. Schreiber
|
None |
Sale of securities on an exchange or to another person at price $ 1.10 per share. |
03 Jun 2019 |
10,000 |
164,905
(0%)
|
0%
|
1.1 |
11,000
|
Common Stock |
Robert Beechey
|
Chief Financial Officer |
Purchase of securities on an exchange or from another person at price $ 1.26 per share. |
17 May 2019 |
5,000 |
205,000
(0%)
|
0%
|
1.3 |
6,292
|
Common Stock, par value $0.001 per share |
David R. Schreiber
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Mar 2019 |
37,500 |
174,905
(0%)
|
0%
|
|
0
|
Common Stock |
James S. Burns
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Mar 2019 |
34,848 |
397,055
(0%)
|
0%
|
|
0
|
Common Stock |
James S. Burns
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Mar 2019 |
91,451 |
91,451
|
-
|
|
-
|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) |
Veronica G.H. Jordan
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Mar 2019 |
37,689 |
213,206
(0%)
|
0%
|
|
0
|
Common Stock |
Veronica G.H. Jordan
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Mar 2019 |
98,907 |
98,907
|
-
|
|
-
|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) |
Nancy G. Cocozza
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Mar 2019 |
92,942 |
92,942
|
-
|
|
-
|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) |
Nancy G. Cocozza
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Mar 2019 |
35,417 |
63,288
(0%)
|
0%
|
|
0
|
Common Stock |
Valerie Palmieri
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Mar 2019 |
450,000 |
450,000
|
-
|
|
-
|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) |
James T. LaFrance
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Mar 2019 |
45,455 |
344,473
(0%)
|
0%
|
|
0
|
Common Stock |
James T. LaFrance
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Mar 2019 |
119,284 |
119,284
|
-
|
|
-
|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) |
Robert Beechey
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Mar 2019 |
150,000 |
150,000
|
-
|
|
-
|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) |
David R. Schreiber
|
None |
Sale of securities on an exchange or to another person at price $ 1.00 per share. |
07 Mar 2019 |
30,000 |
137,405
(0%)
|
0%
|
1 |
30,000
|
Common Stock, par value $0.001 per share |
Robert Beechey
|
Chief Financial Officer |
Purchase of securities on an exchange or from another person at price $ 0.57 per share. |
06 Dec 2018 |
25,000 |
200,000
(0%)
|
0%
|
0.6 |
14,250
|
Common Stock, par value $0.001 per share |
Robert Beechey
|
Chief Financial Officer |
Purchase of securities on an exchange or from another person at price $ 0.61 per share. |
23 Aug 2018 |
75,000 |
175,000
(0%)
|
0%
|
0.6 |
45,750
|
Common Stock, par value $0.001 per share |
Nancy G. Cocozza
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Aug 2018 |
27,871 |
27,871
(0%)
|
0%
|
|
0
|
Common Stock |
Valerie Palmieri
|
Director, President & CEO |
Purchase of securities on an exchange or from another person at price $ 0.52 per share. |
17 Aug 2018 |
97,000 |
178,063
(0%)
|
0%
|
0.5 |
50,440
|
Common Stock, par value $0.001 per share |
Valerie Palmieri
|
Director, President and CEO |
Purchase of securities on an exchange or from another person at price $ 0.51 per share. |
15 Aug 2018 |
19,100 |
81,063
(0%)
|
0%
|
0.5 |
9,741
|
Common Stock, par value $0.001 per share |
James T. LaFrance
|
None |
Sale of securities on an exchange or to another person at price $ 0.51 per share. |
14 Aug 2018 |
2,573 |
318,845
(0%)
|
0%
|
0.5 |
1,312
|
Common Stock |
James T. LaFrance
|
None |
Sale of securities on an exchange or to another person at price $ 0.54 per share. |
14 Aug 2018 |
2,900 |
298,018
(0%)
|
0%
|
0.5 |
1,566
|
Common Stock |
James T. LaFrance
|
None |
Sale of securities on an exchange or to another person at price $ 0.51 per share. |
14 Aug 2018 |
7,500 |
300,918
(0%)
|
0%
|
0.5 |
3,825
|
Common Stock |
James T. LaFrance
|
None |
Sale of securities on an exchange or to another person at price $ 0.49 per share. |
14 Aug 2018 |
10,427 |
301,418
(0%)
|
0%
|
0.5 |
5,109
|
Common Stock |
Robert Beechey
|
Chief Financial Officer |
Purchase of securities on an exchange or from another person at price $ 0.52 per share. |
14 Aug 2018 |
100,000 |
100,000
(0%)
|
0%
|
0.5 |
52,000
|
Common Stock, par value $0.001 per share |
Jack W Schuler
|
Ten Percent Owner |
|
21 Jun 2018 |
3,961,900 |
17,378,242
(24%)
|
5%
|
1 |
3,961,900
|
Common Stock, par value $0.001 |
Jack W Schuler
|
Ten Percent Owner |
|
21 Jun 2018 |
39,619 |
0
|
-
|
|
-
|
Series B Convertible Preferred Stock (Right to Buy) |
Henri George Schuler
|
Ten Percent Owner |
|
21 Jun 2018 |
2,459 |
0
|
-
|
|
-
|
Series B Convertible Preferred Stock (Right to Buy) |
Henri George Schuler
|
Ten Percent Owner |
|
21 Jun 2018 |
2,458 |
2,458
|
-
|
|
-
|
Series B Convertible Preferred Stock (Right to Buy) |
Henri George Schuler
|
Ten Percent Owner |
|
21 Jun 2018 |
547 |
0
|
-
|
|
-
|
Series B Convertible Preferred Stock (Right to Buy) |
Henri George Schuler
|
Ten Percent Owner |
|
21 Jun 2018 |
2,458 |
0
|
-
|
|
-
|
Series B Convertible Preferred Stock (Right to Buy) |
Henri George Schuler
|
Ten Percent Owner |
|
21 Jun 2018 |
245,800 |
1,253,177
(1%)
|
0%
|
1 |
245,800
|
Common Stock, par value $0.001 |
Henri George Schuler
|
Ten Percent Owner |
|
21 Jun 2018 |
54,700 |
1,040,068
(1%)
|
0%
|
1 |
54,700
|
Common Stock, par value $0.001 |
Henri George Schuler
|
Ten Percent Owner |
|
21 Jun 2018 |
245,800 |
3,796,957
(5%)
|
0%
|
1 |
245,800
|
Common Stock, par value $0.001 |
Henri George Schuler
|
Ten Percent Owner |
|
21 Jun 2018 |
245,900 |
3,797,057
(5%)
|
0%
|
1 |
245,900
|
Common Stock, par value $0.001 |
Jack W Schuler
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
17 Apr 2018 |
39,619 |
39,619
|
-
|
|
-
|
Series B Convertible Preferred Stock (Right to Buy) |
Jack W Schuler
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 1.00 per share. |
17 Apr 2018 |
2,838,090 |
13,416,342
(19%)
|
4%
|
1 |
2,838,090
|
Common Stock, par value $0.001 |
Henri George Schuler
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 1.00 per share. |
17 Apr 2018 |
654,137 |
1,007,377
(1%)
|
0%
|
1 |
654,137
|
Common Stock, par value $0.001 |
Henri George Schuler
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 1.00 per share. |
17 Apr 2018 |
654,136 |
3,551,157
(5%)
|
0%
|
1 |
654,136
|
Common Stock, par value $0.001 |
Henri George Schuler
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 1.00 per share. |
17 Apr 2018 |
654,136 |
3,551,157
(5%)
|
0%
|
1 |
654,136
|
Common Stock, par value $0.001 |
Henri George Schuler
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
17 Apr 2018 |
2,458 |
2,458
|
-
|
|
-
|
Series B Convertible Preferred Stock (Right to Buy) |
Henri George Schuler
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
17 Apr 2018 |
547 |
547
|
-
|
|
-
|
Series B Convertible Preferred Stock (Right to Buy) |
Henri George Schuler
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
17 Apr 2018 |
2,458 |
2,458
|
-
|
|
-
|
Series B Convertible Preferred Stock (Right to Buy) |
Henri George Schuler
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
17 Apr 2018 |
2,459 |
2,459
|
-
|
|
-
|
Series B Convertible Preferred Stock (Right to Buy) |
Henri George Schuler
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 1.00 per share. |
17 Apr 2018 |
145,365 |
985,368
(1%)
|
0%
|
1 |
145,365
|
Common Stock, par value $0.001 |
David R. Schreiber
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Apr 2018 |
79,200 |
167,405
(0%)
|
0%
|
|
0
|
Common Stock |
James S. Burns
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Apr 2018 |
73,600 |
362,207
(0%)
|
0%
|
|
0
|
Common Stock |
Veronica G.H. Jordan
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Apr 2018 |
79,600 |
175,517
(0%)
|
0%
|
|
0
|
Common Stock |
Carl Severinghaus
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Apr 2018 |
70,000 |
282,296
(0%)
|
0%
|
|
0
|
Common Stock |
Valerie Palmieri
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Apr 2018 |
450,000 |
450,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Valerie Palmieri
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Apr 2018 |
100,000 |
100,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
James T. LaFrance
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Apr 2018 |
96,000 |
321,418
(0%)
|
0%
|
|
0
|
Common Stock |
Fred Ferrara
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Apr 2018 |
15,000 |
15,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Fred Ferrara
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Apr 2018 |
100,000 |
100,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Robert Beechey
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Apr 2018 |
150,000 |
150,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Robert Beechey
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Dec 2017 |
150,000 |
150,000
|
-
|
|
-
|
Employee stock option (right to buy) |
Valerie Palmieri
|
Director, President and CEO |
Purchase of securities on an exchange or from another person at price $ 1.46 per share. |
15 Nov 2017 |
685 |
61,963
(0%)
|
0%
|
1.5 |
1,000
|
Common Stock, par value $0.001 |
Valerie Palmieri
|
Director, President and CEO |
Purchase of securities on an exchange or from another person at price $ 1.44 per share. |
16 Oct 2017 |
694 |
61,278
(0%)
|
0%
|
1.4 |
999
|
Common Stock, par value $0.001 |
Valerie Palmieri
|
Director, President and CEO |
Purchase of securities on an exchange or from another person at price $ 1.39 per share. |
15 Sep 2017 |
719 |
60,584
(0%)
|
0%
|
1.4 |
999
|
Common Stock, par value $0.001 |
Jack W Schuler
|
Ten Percent Owner |
|
31 Aug 2017 |
773,003 |
3,905,223
(6%)
|
1%
|
1 |
773,003
|
Common Stock, par value $0.001 |
Jack W Schuler
|
Ten Percent Owner |
|
31 Aug 2017 |
773,003 |
0
|
-
|
|
-
|
Warrants (Right to Buy) |
Henri George Schuler
|
Ten Percent Owner |
|
31 Aug 2017 |
571,702 |
2,897,021
(5%)
|
1%
|
1 |
571,702
|
Common Stock, par value $0.001 |
Henri George Schuler
|
Ten Percent Owner |
|
31 Aug 2017 |
113,332 |
0
|
-
|
|
-
|
Warrants (Right to Buy) |
Henri George Schuler
|
Ten Percent Owner |
|
31 Aug 2017 |
113,332 |
0
|
-
|
|
-
|
Warrants (Right to Buy) |
Henri George Schuler
|
Ten Percent Owner |
|
31 Aug 2017 |
571,702 |
0
|
-
|
|
-
|
Warrants (Right to Buy) |
Henri George Schuler
|
Ten Percent Owner |
|
31 Aug 2017 |
571,702 |
0
|
-
|
|
-
|
Warrants (Right to Buy) |
Henri George Schuler
|
Ten Percent Owner |
|
31 Aug 2017 |
571,702 |
0
|
-
|
|
-
|
Warrants (Right to Buy) |
Henri George Schuler
|
Ten Percent Owner |
|
31 Aug 2017 |
113,332 |
353,240
(0%)
|
0%
|
1 |
113,332
|
Common Stock, par value $0.001 |
Henri George Schuler
|
Ten Percent Owner |
|
31 Aug 2017 |
113,332 |
840,003
(1%)
|
0%
|
1 |
113,332
|
Common Stock, par value $0.001 |
Henri George Schuler
|
Ten Percent Owner |
|
31 Aug 2017 |
571,702 |
2,897,021
(5%)
|
1%
|
1 |
571,702
|
Common Stock, par value $0.001 |
Henri George Schuler
|
Ten Percent Owner |
|
31 Aug 2017 |
571,702 |
2,897,021
(5%)
|
1%
|
1 |
571,702
|
Common Stock, par value $0.001 |
Jack W Schuler
|
Ten Percent Owner |
|
25 Aug 2017 |
773,003 |
0
|
-
|
|
-
|
Warrants (Right to Buy) |
Jack W Schuler
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
25 Aug 2017 |
773,003 |
773,003
|
-
|
|
-
|
Warrants (Right to Buy) |
Henri George Schuler
|
Ten Percent Owner |
|
25 Aug 2017 |
113,332 |
0
|
-
|
|
-
|
Warrants (Right to Buy) |
Henri George Schuler
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
25 Aug 2017 |
113,332 |
113,332
|
-
|
|
-
|
Warrants (Right to Buy) |
Henri George Schuler
|
Ten Percent Owner |
|
25 Aug 2017 |
113,332 |
0
|
-
|
|
-
|
Warrants (Right to Buy) |
Henri George Schuler
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
25 Aug 2017 |
571,702 |
571,702
|
-
|
|
-
|
Warrants (Right to Buy) |
Henri George Schuler
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
25 Aug 2017 |
571,702 |
571,702
|
-
|
|
-
|
Warrants (Right to Buy) |
Henri George Schuler
|
Ten Percent Owner |
|
25 Aug 2017 |
571,702 |
0
|
-
|
|
-
|
Warrants (Right to Buy) |
Henri George Schuler
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
25 Aug 2017 |
571,702 |
571,702
|
-
|
|
-
|
Warrants (Right to Buy) |
Henri George Schuler
|
Ten Percent Owner |
|
25 Aug 2017 |
571,702 |
0
|
-
|
|
-
|
Warrants (Right to Buy) |
Henri George Schuler
|
Ten Percent Owner |
|
25 Aug 2017 |
571,702 |
0
|
-
|
|
-
|
Warrants (Right to Buy) |
Henri George Schuler
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
25 Aug 2017 |
113,332 |
113,332
|
-
|
|
-
|
Warrants (Right to Buy) |
Valerie Palmieri
|
Director, President and CEO |
Purchase of securities on an exchange or from another person at price $ 1.30 per share. |
23 Aug 2017 |
768 |
59,865
(0%)
|
0%
|
1.3 |
998
|
Common Stock, par value $0.001 |
Valerie Palmieri
|
Director, President and CEO |
Purchase of securities on an exchange or from another person at price $ 1.80 per share. |
17 May 2017 |
555 |
59,097
(0%)
|
0%
|
1.8 |
999
|
Common Stock, par value $0.001 |
David R. Schreiber
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Mar 2017 |
26,250 |
88,205
(0%)
|
0%
|
|
0
|
Common Stock |
James S. Burns
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Mar 2017 |
22,685 |
288,607
(0%)
|
0%
|
|
0
|
Common Stock |
Veronica G.H. Jordan
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Mar 2017 |
25,602 |
95,917
(0%)
|
0%
|
|
0
|
Common Stock |
Carl Severinghaus
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Mar 2017 |
21,389 |
212,296
(0%)
|
0%
|
|
0
|
Common Stock |
Valerie Palmieri
|
Director, President and Chief Executive |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
23 Mar 2017 |
450,000 |
450,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Eric Schoen
|
SVP Finance & CAO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Mar 2017 |
75,000 |
75,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
James T. LaFrance
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Mar 2017 |
35,324 |
225,418
(0%)
|
0%
|
|
0
|
Common Stock |
Fred Ferrara
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Mar 2017 |
100,000 |
100,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Jack W Schuler
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 1.40 per share. |
13 Feb 2017 |
974,081 |
3,132,220
(5%)
|
1%
|
1.4 |
1,363,713
|
Common Stock, par value $0.001 |
Jack W Schuler
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
13 Feb 2017 |
730,560 |
730,560
|
-
|
|
-
|
Warrants (Right to buy) |
James S. Burns
|
None |
Purchase of securities on an exchange or from another person at price $ 1.40 per share. |
13 Feb 2017 |
15,000 |
265,922
(0%)
|
0%
|
1.4 |
21,000
|
Common Stock, par value $0.001 |
James S. Burns
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
13 Feb 2017 |
11,250 |
11,250
|
-
|
|
-
|
Warrants (Right to buy) |
Veronica G.H. Jordan
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
13 Feb 2017 |
5,021 |
5,021
|
-
|
|
-
|
Warrants (Right to buy) |
Veronica G.H. Jordan
|
None |
Purchase of securities on an exchange or from another person at price $ 1.40 per share. |
13 Feb 2017 |
6,695 |
70,315
(0%)
|
0%
|
1.4 |
9,373
|
Common Stock, par value $0.001 |
Valerie Palmieri
|
Director, President & CEO |
Purchase of securities on an exchange or from another person at price $ 1.40 per share. |
13 Feb 2017 |
10,042 |
58,542
(0%)
|
0%
|
1.4 |
14,059
|
Common Stock, par value $0.001 |
Valerie Palmieri
|
Director, President & CEO |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
13 Feb 2017 |
7,531 |
7,531
|
-
|
|
-
|
Warrants (Right to buy) |
Eric Schoen
|
Sr VP Finance & CAO |
Purchase of securities on an exchange or from another person at price $ 1.40 per share. |
13 Feb 2017 |
3,347 |
29,872
(0%)
|
0%
|
1.4 |
4,686
|
Common Stock, par value $0.001 |
Eric Schoen
|
Sr VP Finance & CAO |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
13 Feb 2017 |
2,510 |
2,510
|
-
|
|
-
|
Warrants (Right to buy) |
James T. LaFrance
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
13 Feb 2017 |
5,021 |
5,021
|
-
|
|
-
|
Warrants (Right to buy) |
James T. LaFrance
|
None |
Purchase of securities on an exchange or from another person at price $ 1.40 per share. |
13 Feb 2017 |
6,695 |
190,094
(0%)
|
0%
|
1.4 |
9,373
|
Common Stock, par value $0.001 |
Fred Ferrara
|
Chief Operating Officer |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
13 Feb 2017 |
5,021 |
5,021
|
-
|
|
-
|
Warrants (Right to buy) |
Fred Ferrara
|
Chief Operating Officer |
Purchase of securities on an exchange or from another person at price $ 1.40 per share. |
13 Feb 2017 |
6,695 |
6,695
(0%)
|
0%
|
1.4 |
9,373
|
Common Stock, par value $0.001 |
Henri George Schuler
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 1.40 per share. |
13 Feb 2017 |
486,763 |
2,325,319
(4%)
|
0%
|
1.4 |
681,468
|
Common Stock, par value $0.001 |
Henri George Schuler
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
13 Feb 2017 |
365,072 |
365,072
|
-
|
|
-
|
Warrants (Right to buy) |
Henri George Schuler
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 1.40 per share. |
13 Feb 2017 |
486,763 |
2,325,319
(4%)
|
0%
|
1.4 |
681,468
|
Common Stock, par value $0.001 |
Henri George Schuler
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 1.40 per share. |
13 Feb 2017 |
486,763 |
2,325,319
(4%)
|
0%
|
1.4 |
681,468
|
Common Stock, par value $0.001 |
Henri George Schuler
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 1.40 per share. |
13 Feb 2017 |
486,763 |
726,671
(1%)
|
0%
|
1.4 |
681,468
|
Common Stock, par value $0.001 |
Henri George Schuler
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
13 Feb 2017 |
365,072 |
365,072
|
-
|
|
-
|
Warrants (Right to buy) |
Henri George Schuler
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
13 Feb 2017 |
365,072 |
365,072
|
-
|
|
-
|
Warrants (Right to buy) |
Henri George Schuler
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
13 Feb 2017 |
365,072 |
365,072
|
-
|
|
-
|
Warrants (Right to buy) |
Fred Ferrara
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Nov 2016 |
50,000 |
50,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Eric Schoen
|
VP Finance & CAO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 Jun 2016 |
75,000 |
75,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
David R. Schreiber
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Mar 2016 |
30,909 |
59,000
|
-
|
|
-
|
Common Stock |
Peter S. Roddy
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Mar 2016 |
33,182 |
181,334
|
-
|
|
-
|
Common Stock |
James S. Burns
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Mar 2016 |
31,818 |
250,922
|
-
|
|
-
|
Common Stock |
Veronica G.H. Jordan
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Mar 2016 |
35,909 |
63,620
|
-
|
|
-
|
Common Stock |
Carl Severinghaus
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Mar 2016 |
30,000 |
190,908
|
-
|
|
-
|
Common Stock |
Valerie Palmieri
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Mar 2016 |
450,000 |
450,000
|
-
|
|
-
|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) |
Donald G. Munroe
|
SVP Business Development & CSO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Mar 2016 |
100,000 |
100,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
James T. LaFrance
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Mar 2016 |
49,545 |
183,399
|
-
|
|
-
|
Common Stock |
Fred Ferrara
|
Chief Information Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Mar 2016 |
100,000 |
100,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Jack W Schuler
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
28 Jan 2016 |
1,493 |
2,158,139
|
-
|
|
-
|
Common Stock, par value $0.001 per share |
Jack W Schuler
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
26 Jan 2016 |
1,750 |
2,156,646
|
-
|
|
-
|
Common Stock, par value $0.001 per share |
Jack W Schuler
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
26 Jan 2016 |
700 |
2,154,896
|
-
|
|
-
|
Common Stock, par value $0.001 per share |
Jack W Schuler
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
22 Jan 2016 |
2,400 |
2,154,196
|
-
|
|
-
|
Common Stock, par value $0.001 per share |
Jack W Schuler
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
22 Jan 2016 |
1,300 |
2,151,796
|
-
|
|
-
|
Common Stock, par value $0.001 per share |
Jack W Schuler
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
20 Jan 2016 |
6,000 |
2,150,496
|
-
|
|
-
|
Common Stock, par value $0.001 per share |
Jack W Schuler
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
20 Jan 2016 |
24,700 |
2,144,496
|
-
|
|
-
|
Common Stock, par value $0.001 per share |
Jack W Schuler
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
15 Jan 2016 |
8,400 |
2,062,047
|
-
|
|
-
|
Common Stock, par value $0.001 per share |
Jack W Schuler
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
15 Jan 2016 |
57,749 |
2,119,796
|
-
|
|
-
|
Common Stock, par value $0.001 per share |
Jack W Schuler
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
17 Jul 2015 |
765,308 |
2,053,647
|
-
|
|
-
|
Common Stock, par value $0.001 per share |
David R. Schreiber
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Jul 2015 |
28,091 |
28,091
|
-
|
|
-
|
Common Stock |
Peter S. Roddy
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Jul 2015 |
26,340 |
148,152
|
-
|
|
-
|
Common Stock |
James S. Burns
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Jul 2015 |
36,082 |
219,104
|
-
|
|
-
|
Common Stock |
Veronica G.H. Jordan
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Jul 2015 |
27,711 |
27,711
|
-
|
|
-
|
Common Stock |
Carl Severinghaus
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Jul 2015 |
23,814 |
160,908
|
-
|
|
-
|
Common Stock |
James T. LaFrance
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Jul 2015 |
39,330 |
133,854
|
-
|
|
-
|
Common Stock |
Eric Schoen
|
VP Finance & CAO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 Jul 2015 |
37,500 |
37,500
|
-
|
|
-
|
Employee stock option (Right to buy) |
Donald G. Munroe
|
SVP Business Development & CSO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 Jul 2015 |
50,000 |
50,000
|
-
|
|
-
|
Employee stock option (Right to buy) |
Holly B. Bauzon
|
VP Managed Markets |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 Jul 2015 |
37,500 |
37,500
|
-
|
|
-
|
Employee stock option (right to buy) |
Fred Ferrara
|
Chief Information Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Jun 2015 |
150,000 |
150,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Miller Ann Laura
|
SVP Sales & Cust Experience |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Feb 2015 |
150,000 |
150,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Valerie Palmieri
|
President & Chief Exec Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jan 2015 |
400,000 |
575,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Peter S. Roddy
|
None |
Gift of securities by or to the insider at price $ 0.00 per share. |
31 Dec 2014 |
500 |
121,812
|
-
|
|
-
|
Common Stock, par value $0.001 per share |
Peter S. Roddy
|
None |
Gift of securities by or to the insider at price $ 0.00 per share. |
31 Dec 2014 |
1,000 |
121,812
|
-
|
|
-
|
Common Stock, par value $0.001 per share |
Peter S. Roddy
|
None |
Gift of securities by or to the insider at price $ 0.00 per share. |
31 Dec 2014 |
1,000 |
121,812
|
-
|
|
-
|
Common Stock, par value $0.001 per share |
Peter S. Roddy
|
None |
Gift of securities by or to the insider at price $ 0.00 per share. |
31 Dec 2014 |
1,000 |
121,812
|
-
|
|
-
|
Common Stock, par value $0.001 per share |
Peter S. Roddy
|
None |
Gift of securities by or to the insider at price $ 0.00 per share. |
31 Dec 2014 |
1,000 |
121,812
|
-
|
|
-
|
Common Stock, par value $0.001 per share |
Peter S. Roddy
|
None |
Gift of securities by or to the insider at price $ 0.00 per share. |
31 Dec 2014 |
1,000 |
121,812
|
-
|
|
-
|
Common Stock, par value $0.001 per share |
Peter S. Roddy
|
None |
Gift of securities by or to the insider at price $ 0.00 per share. |
31 Dec 2014 |
1,000 |
121,812
|
-
|
|
-
|
Common Stock, par value $0.001 per share |
Peter S. Roddy
|
None |
Gift of securities by or to the insider at price $ 0.00 per share. |
31 Dec 2014 |
550 |
121,812
|
-
|
|
-
|
Common Stock, par value $0.001 per share |
Peter S. Roddy
|
None |
Gift of securities by or to the insider at price $ 0.00 per share. |
31 Dec 2014 |
450 |
121,812
|
-
|
|
-
|
Common Stock, par value $0.001 per share |
Peter S. Roddy
|
None |
Gift of securities by or to the insider at price $ 0.00 per share. |
31 Dec 2014 |
1,000 |
121,812
|
-
|
|
-
|
Common Stock, par value $0.001 per share |
Peter S. Roddy
|
None |
Gift of securities by or to the insider at price $ 0.00 per share. |
31 Dec 2014 |
1,000 |
121,812
|
-
|
|
-
|
Common Stock, par value $0.001 per share |
Peter S. Roddy
|
None |
Gift of securities by or to the insider at price $ 0.00 per share. |
31 Dec 2014 |
1,000 |
121,812
|
-
|
|
-
|
Common Stock, par value $0.001 per share |
Peter S. Roddy
|
None |
Gift of securities by or to the insider at price $ 0.00 per share. |
31 Dec 2014 |
1,000 |
121,812
|
-
|
|
-
|
Common Stock, par value $0.001 per share |
Peter S. Roddy
|
None |
Gift of securities by or to the insider at price $ 0.00 per share. |
31 Dec 2014 |
2,050 |
121,812
|
-
|
|
-
|
Common Stock, par value $0.001 per share |
Peter S. Roddy
|
None |
Gift of securities by or to the insider at price $ 0.00 per share. |
31 Dec 2014 |
2,000 |
121,812
|
-
|
|
-
|
Common Stock, par value $0.001 per share |
Peter S. Roddy
|
None |
Gift of securities by or to the insider at price $ 0.00 per share. |
31 Dec 2014 |
500 |
121,812
|
-
|
|
-
|
Common Stock, par value $0.001 per share |
James T. LaFrance
|
None |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
31 Dec 2014 |
261,375 |
87,125
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Jack W Schuler
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
23 Dec 2014 |
773,003 |
773,003
|
-
|
|
-
|
Warrant to acquire Common Stock |
Jack W Schuler
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
23 Dec 2014 |
1,288,339 |
1,288,339
|
-
|
|
-
|
Common Stock, par value $0.001 per share |
Peter S. Roddy
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
19 Dec 2014 |
9,901 |
9,901
|
-
|
|
-
|
Warrants (Right to buy) |
Peter S. Roddy
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
19 Dec 2014 |
16,502 |
112,862
|
-
|
|
-
|
Common Stock, par value $0.001 per share |
Carl Severinghaus
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
19 Dec 2014 |
9,901 |
9,901
|
-
|
|
-
|
Warrants (Right to buy) |
Carl Severinghaus
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
19 Dec 2014 |
16,502 |
137,094
|
-
|
|
-
|
Common Stock, par value $0.001 per share |
Robert S. Goggin
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
19 Dec 2014 |
39,604 |
39,604
|
-
|
|
-
|
Warrants (Right to buy) |
Robert S. Goggin
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
19 Dec 2014 |
66,007 |
243,685
|
-
|
|
-
|
Common Stock, par value $0.001 |
James T. LaFrance
|
Director, President & Chief Exec Officer |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
19 Dec 2014 |
9,901 |
9,901
|
-
|
|
-
|
Warrants (Right to buy) |
James T. LaFrance
|
Director, President & Chief Exec Officer |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
19 Dec 2014 |
16,502 |
94,524
|
-
|
|
-
|
Common Stock, par value $0.001 per share |
James S. Burns
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
02 Dec 2014 |
12,500 |
0
|
-
|
|
-
|
Options (Right to Buy) |
James S. Burns
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
02 Dec 2014 |
12,500 |
183,022
|
-
|
|
-
|
Common Stock, par value $0.001 per share |
Valerie Palmieri
|
Chief Operating Officer |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
21 Nov 2014 |
3,500 |
48,500
|
-
|
|
-
|
Common Stock |
James T. LaFrance
|
Director, President & Chief Exec Officer |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
20 Nov 2014 |
27,907 |
78,022
|
-
|
|
-
|
Common Stock |
Valerie Palmieri
|
Chief Operating Officer |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
19 Nov 2014 |
15,000 |
30,000
|
-
|
|
-
|
Common Stock |
Valerie Palmieri
|
Chief Operating Officer |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
19 Nov 2014 |
15,000 |
45,000
|
-
|
|
-
|
Common Stock |
Eric Schoen
|
VP Finance & CAO |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
18 Nov 2014 |
5,000 |
26,525
|
-
|
|
-
|
Common Stock |
James T. LaFrance
|
Director, President & Chief Exec Officer |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
18 Nov 2014 |
29,940 |
38,440
|
-
|
|
-
|
Common Stock |
James T. LaFrance
|
Director, President & Chief Exec Officer |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
18 Nov 2014 |
11,675 |
50,115
|
-
|
|
-
|
Common Stock |
Valerie Palmieri
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Oct 2014 |
10,000 |
15,000
|
-
|
|
-
|
Common Stock |
Valerie Palmieri
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Oct 2014 |
175,000 |
175,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Holly B. Bauzon
|
VP Sales & Managed Markets |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Sep 2014 |
125,000 |
125,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
James T. LaFrance
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Apr 2014 |
348,500 |
348,500
|
-
|
|
-
|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) |
Thomas H. Mclain
|
President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
27 Mar 2014 |
140,000 |
540,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Peter S. Roddy
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
27 Mar 2014 |
25,000 |
121,360
|
-
|
|
-
|
Common Stock |
Marian E. Sacco
|
SVP Sales & Marketing and CCO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
27 Mar 2014 |
90,000 |
215,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
James S. Burns
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
27 Mar 2014 |
22,000 |
170,522
|
-
|
|
-
|
Common Stock |
Carl Severinghaus
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
27 Mar 2014 |
26,000 |
120,592
|
-
|
|
-
|
Common Stock |
Eric Schoen
|
VP Finance & CAO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
27 Mar 2014 |
55,000 |
245,900
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Donald G. Munroe
|
SVP Business Development & CSO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
27 Mar 2014 |
70,000 |
330,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Robert S. Goggin
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
27 Mar 2014 |
22,000 |
177,678
|
-
|
|
-
|
Common Stock |
Eric Varma
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
27 Mar 2014 |
23,000 |
23,000
|
-
|
|
-
|
Common Stock |
James T. LaFrance
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
27 Mar 2014 |
34,000 |
34,000
|
-
|
|
-
|
Common Stock |
James T. LaFrance
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Jan 2014 |
151,500 |
151,500
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Jack W Schuler
|
Ten Percent Owner |
|
19 Dec 2013 |
4,055,157 |
0
|
-
|
|
-
|
Warrant to Acquire Common Stock |
Jack W Schuler
|
Ten Percent Owner |
|
19 Dec 2013 |
4,055,157 |
6,673,029
|
-
|
|
-
|
Common Stock, par value $0.001 per share |
Marian E. Sacco
|
See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 Dec 2013 |
125,000 |
125,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Bruce Allen Huebner
|
Other |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Dec 2013 |
24,998 |
99,425
|
-
|
|
-
|
Common Stock |
William C. Wallen
|
Other |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Dec 2013 |
27,596 |
106,796
|
-
|
|
-
|
Common Stock |
Thomas H. Mclain
|
CEO & President |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Dec 2013 |
400,000 |
400,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Peter S. Roddy
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Dec 2013 |
26,660 |
96,360
|
-
|
|
-
|
Common Stock |
James S. Burns
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Dec 2013 |
24,814 |
148,522
|
-
|
|
-
|
Common Stock |
Carl Severinghaus
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Dec 2013 |
27,592 |
94,592
|
-
|
|
-
|
Common Stock |
Eric Schoen
|
VP Finance and CAO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Dec 2013 |
90,000 |
190,900
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Donald G. Munroe
|
SVP Business Development & CSO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Dec 2013 |
100,000 |
260,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Robert S. Goggin
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Dec 2013 |
17,778 |
155,678
|
-
|
|
-
|
Common Stock |
William B. Creech
|
VP, Sales and Marketing |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
20 Nov 2013 |
1,100 |
29,237
|
-
|
|
-
|
Common Stock |
William B. Creech
|
VP, Sales and Marketing |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
20 Nov 2013 |
900 |
30,137
|
-
|
|
-
|
Common Stock |
William B. Creech
|
VP, Sales and Marketing |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
11 Jun 2013 |
5,000 |
34,404
|
-
|
|
-
|
Common Stock |
William B. Creech
|
VP, Sales and Marketing |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
11 Jun 2013 |
5,000 |
39,404
|
-
|
|
-
|
Common Stock |
John F. Hamilton
|
Other |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Mar 2013 |
11,500 |
130,208
|
-
|
|
-
|
Common Stock |
John F. Hamilton
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Dec 2012 |
15,000 |
118,708
|
-
|
|
-
|
Common Stock |
Bruce Allen Huebner
|
Director, Interim President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Nov 2012 |
100,000 |
100,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Peter S. Roddy
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 May 2012 |
36,000 |
69,700
|
-
|
|
-
|
Common Stock |
James S. Burns
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 May 2012 |
35,000 |
123,708
|
-
|
|
-
|
Common Stock |
Gail S. Page
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Mar 2012 |
100,000 |
100,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Gail S. Page
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Mar 2012 |
50,000 |
50,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
William B. Creech
|
VP, Sales and Marketing |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Mar 2012 |
50,000 |
50,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
William B. Creech
|
VP, Sales and Marketing |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Mar 2012 |
25,000 |
25,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Eric Schoen
|
Chief Accounting Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Mar 2012 |
25,000 |
25,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Eric Schoen
|
Chief Accounting Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Mar 2012 |
50,000 |
50,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Donald G. Munroe
|
CSO, VP of Research and Dev |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Mar 2012 |
10,000 |
10,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Donald G. Munroe
|
CSO, VP of Research and Dev |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Mar 2012 |
25,000 |
25,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
William B. Creech
|
VP, Sales and Marketing |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
16 Nov 2011 |
2,800 |
29,234
|
-
|
|
-
|
Common Stock |
William B. Creech
|
VP, Sales and Marketing |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
16 Nov 2011 |
200 |
29,434
|
-
|
|
-
|
Common Stock |
Bruce Allen Huebner
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
15 Nov 2011 |
4,352 |
13,847
|
-
|
|
-
|
Common Stock |
Bruce Allen Huebner
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
15 Nov 2011 |
26,580 |
40,427
|
-
|
|
-
|
Common Stock |
Eric Schoen
|
Chief Accounting Officer |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
15 Nov 2011 |
10,000 |
12,000
|
-
|
|
-
|
Common Stock |
Eric Schoen
|
Chief Accounting Officer |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
15 Nov 2011 |
9,525 |
21,525
|
-
|
|
-
|
Common Stock |
Donald G. Munroe
|
See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Nov 2011 |
125,000 |
125,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
William B. Creech
|
VP Sales and Marketing |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
01 Nov 2011 |
957 |
26,434
|
-
|
|
-
|
Common Stock |
William B. Creech
|
VP Sales and Marketing |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
03 Oct 2011 |
767 |
25,447
|
-
|
|
-
|
Common Stock |
Bruce Allen Huebner
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Sep 2011 |
9,495 |
9,495
|
-
|
|
-
|
Common Stock |
Ashish Kohli
|
VP of Corporate Strategy |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
15 Sep 2011 |
200 |
11,700
|
-
|
|
-
|
Common Stock |
Ashish Kohli
|
VP of Corporate Strategy |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
15 Sep 2011 |
1,800 |
13,500
|
-
|
|
-
|
Common Stock |
William B. Creech
|
VP Sales and Marketing |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
01 Sep 2011 |
717 |
24,680
|
-
|
|
-
|
Common Stock |
William B. Creech
|
VP Sales and Marketing |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
12 Aug 2011 |
1,000 |
23,963
|
-
|
|
-
|
Common Stock |
William B. Creech
|
VP Sales and Marketing |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
01 Aug 2011 |
500 |
22,963
|
-
|
|
-
|
Common Stock |
William B. Creech
|
VP Sales and Marketing |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
01 Jul 2011 |
489 |
22,463
|
-
|
|
-
|
Common Stock |
Eric T. Fung
|
S.V.P & C.S.O |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
09 Jun 2011 |
1,000 |
52,471
|
-
|
|
-
|
Common Stock |
Carl Severinghaus
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
08 Jun 2011 |
4,000 |
27,500
|
-
|
|
-
|
Common Stock |
William B. Creech
|
VP Sales and Marketing |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
01 Jun 2011 |
374 |
21,974
|
-
|
|
-
|
Common Stock |
William C. Wallen
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Mar 2011 |
19,200 |
41,200
|
-
|
|
-
|
Common Stock |
Peter S. Roddy
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Mar 2011 |
18,200 |
33,700
|
-
|
|
-
|
Common Stock |
John F. Hamilton
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Mar 2011 |
15,200 |
88,708
|
-
|
|
-
|
Common Stock |
James S. Burns
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Mar 2011 |
15,200 |
88,708
|
-
|
|
-
|
Common Stock |
Eric T. Fung
|
SVP and Chief Science Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Mar 2011 |
41,000 |
51,471
|
-
|
|
-
|
Common Stock |
Carl Severinghaus
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Mar 2011 |
20,000 |
31,500
|
-
|
|
-
|
Common Stock |
Gail S. Page
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Mar 2011 |
85,000 |
224,907
|
-
|
|
-
|
Common Stock |
Sandra Gardiner
|
VP & Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Mar 2011 |
24,000 |
24,000
|
-
|
|
-
|
Common Stock |
Ashish Kohli
|
VP of Corporate Strategy |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Mar 2011 |
7,000 |
11,500
|
-
|
|
-
|
Common Stock |
William B. Creech
|
VP Sales and Marketing |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Mar 2011 |
20,000 |
21,600
|
-
|
|
-
|
Common Stock |
Gail S. Page
|
Director, Chief Executive Officer |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
14 Dec 2010 |
45,000 |
139,907
|
-
|
|
-
|
Common Stock |
Carl Severinghaus
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
14 Dec 2010 |
2,500 |
15,000
|
-
|
|
-
|
Common Stock |
Carl Severinghaus
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
14 Dec 2010 |
3,500 |
11,500
|
-
|
|
-
|
Common Stock |
Gail S. Page
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 Dec 2010 |
181,525 |
184,907
|
-
|
|
-
|
Common Stock |
William C. Wallen
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Dec 2010 |
22,000 |
22,000
|
-
|
|
-
|
Common Stock |
Peter S. Roddy
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Dec 2010 |
15,500 |
15,500
|
-
|
|
-
|
Common Stock |
John F. Hamilton
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Dec 2010 |
13,000 |
73,508
|
-
|
|
-
|
Common Stock |
James S. Burns
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Dec 2010 |
13,000 |
73,508
|
-
|
|
-
|
Common Stock |
Carl Severinghaus
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Dec 2010 |
17,500 |
17,500
|
-
|
|
-
|
Common Stock |
Ashish Kohli
|
VP of Corporate Strategy |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Sep 2010 |
30,000 |
30,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Eric T. Fung
|
SVP, Chief Science Officer |
Gift of securities by or to the insider at price $ 0.00 per share. |
08 Sep 2010 |
11,765 |
10,471
|
-
|
|
-
|
Common Stock |
John F. Hamilton
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Aug 2010 |
60,508 |
60,508
|
-
|
|
-
|
Common Stock |
James S. Burns
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Aug 2010 |
60,508 |
60,508
|
-
|
|
-
|
Common Stock |
Eric T. Fung
|
SVP, Chief Science Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Aug 2010 |
20,169 |
22,236
|
-
|
|
-
|
Common Stock |