2.3M XNAS Volume
XNAS 21 Mar, 2025 5:30 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Stefanie Cavanaugh | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Dec 2024 | 5,937 | 11,875 | - | - | Restricted Stock Units | |
| Stefanie Cavanaugh | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Dec 2024 | 5,937 | 66,851 (0%) | 0% | 0 | Common Stock | |
| Sandra Milligan | Interim CEO & President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Dec 2024 | 20,000 | 20,000 (0%) | 0% | 0 | Common Stock | |
| Sandra Milligan | Interim CEO & President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Dec 2024 | 20,000 | 0 | - | - | Restricted Stock Units | |
| Celeste Fralick | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Dec 2024 | 5,000 | 50,665 (0%) | 0% | 0 | Common Stock | |
| Celeste Fralick | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Dec 2024 | 5,000 | 10,000 | - | - | Restricted Stock Units | |
| Jannie Herchuk | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Dec 2024 | 8,437 | 65,627 (0%) | 0% | 0 | Common Stock | |
| Jannie Herchuk | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Dec 2024 | 8,437 | 16,875 | - | - | Restricted Stock Units | |
| Winfred Parnell | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Dec 2024 | 5,157 | 60,897 (0%) | 0% | 0 | Common Stock | |
| Winfred Parnell | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Dec 2024 | 5,157 | 10,312 | - | - | Restricted Stock Units | |
| John Phillip Ragard | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Dec 2024 | 4,844 | 9,687 | - | - | Restricted Stock Units | |
| John Phillip Ragard | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Dec 2024 | 4,844 | 125,047 (0%) | 0% | 0 | Common Stock | |
| Sandra Milligan | Interim CEO | 31 Dec 2024 | 6,356 | 13,644 (0%) | 0% | 0.7 | 4,449 | Common Stock | |
| Sandra Milligan | Interim CEO | 31 Dec 2024 | 20,000 | 20,000 (0%) | 0% | 0 | Common Stock | ||
| Sandra Milligan | Interim CEO | 31 Dec 2024 | 20,000 | 0 | - | - | Restricted Stock Units | ||
| Sandra Milligan | President | 12 Nov 2024 | 25,000 | 25,000 | - | - | Stock option (right to buy) | ||
| John A. Kallassy | Interim CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Nov 2024 | 25,000 | 25,000 | - | - | Stock Options (Right to buy) | |
| Nicole Sandford | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Oct 2024 | 25,000 | 25,000 | - | - | Restricted Stock Units | |
| Sandra Milligan | President | 28 Oct 2024 | 20,000 | 20,000 | - | - | Restricted Stock Units | ||
| Stefanie Cavanaugh | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Sep 2024 | 5,938 | 60,914 (0%) | 0% | 0 | Common Stock | |
| Stefanie Cavanaugh | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Sep 2024 | 5,938 | 17,812 | - | - | Restricted Stock Units | |
| Celeste Fralick | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Sep 2024 | 5,000 | 45,665 (0%) | 0% | 0 | Common Stock | |
| Celeste Fralick | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Sep 2024 | 5,000 | 15,000 | - | - | Restricted Stock Units | |
| Jannie Herchuk | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Sep 2024 | 8,438 | 57,190 (0%) | 0% | 0 | Common Stock | |
| Jannie Herchuk | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Sep 2024 | 8,438 | 25,312 | - | - | Restricted Stock Units | |
| Winfred Parnell | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Sep 2024 | 5,156 | 15,469 | - | - | Restricted Stock Units | |
| Winfred Parnell | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Sep 2024 | 5,156 | 55,740 (0%) | 0% | 0 | Common Stock | |
| John Phillip Ragard | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Sep 2024 | 4,844 | 14,531 | - | - | Restricted Stock Units | |
| John Phillip Ragard | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Sep 2024 | 4,844 | 120,203 (0%) | 0% | 0 | Common Stock | |
| John Phillip Ragard | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Sep 2024 | 4,844 | 14,531 | - | - | Restricted Stock Units | |
| John Phillip Ragard | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Sep 2024 | 4,844 | 120,203 (0%) | 0% | 0 | Common Stock | |
| Stefanie Cavanaugh | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Aug 2024 | 23,750 | 23,750 | - | - | Restricted Stock Units | |
| Celeste Fralick | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Aug 2024 | 20,000 | 20,000 | - | - | Restricted Stock Units | |
| Jannie Herchuk | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Aug 2024 | 33,750 | 33,750 | - | - | Restricted Stock Units | |
| Winfred Parnell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Aug 2024 | 20,625 | 20,625 | - | - | Restricted Stock Units | |
| John Phillip Ragard | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Aug 2024 | 19,375 | 19,375 | - | - | Restricted Stock Units | |
| John A. Kallassy | Interim CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Aug 2024 | 25,000 | 25,000 | - | - | Stock option (right to buy) | |
| Stefanie Cavanaugh | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Aug 2024 | 16,804 | 54,976 (0%) | 0% | 0 | Common Stock | |
| Celeste Fralick | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Aug 2024 | 15,381 | 40,665 (0%) | 0% | 0 | Common Stock | |
| Jannie Herchuk | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Aug 2024 | 20,017 | 48,752 (0%) | 0% | 0 | Common Stock | |
| Winfred Parnell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Aug 2024 | 15,803 | 50,584 (0%) | 0% | 0 | Common Stock | |
| Stefanie Cavanaugh | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jul 2024 | 3,268 | 38,172 (0%) | 0% | - | Common Stock | |
| Stefanie Cavanaugh | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jul 2024 | 3,268 | 3,268 | - | - | Warrant (Right to buy) | |
| Nicole Sandford | Director, CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jul 2024 | 13,072 | 13,072 | - | - | Warrant (Right to buy) | |
| Nicole Sandford | Director, CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jul 2024 | 13,072 | 83,668 (0%) | 0% | - | Common Stock | |
| Jannie Herchuk | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jul 2024 | 4,902 | 28,735 (0%) | 0% | - | Common Stock | |
| Jannie Herchuk | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jul 2024 | 4,902 | 4,902 | - | - | Warrant (Right to buy) | |
| Jack W Schuler | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 09 Jul 2024 | 6,536 | 6,536 | - | - | Warrant (Right to Buy) | |
| Jack W Schuler | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 09 Jul 2024 | 6,536 | 6,536 (0%) | 0% | - | Common Stock | |
| Nicole Sandford | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 2.42 per share. | 31 May 2024 | 9,493 | 70,596 (0%) | 0% | 2.4 | 22,973 | Common Stock |
| Torsten Hombeck | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 May 2024 | 22,000 | 22,000 | - | - | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | |
| Nicole Sandford | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 May 2024 | 80,000 | 80,000 | - | - | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | |
| Sandra Milligan | President | 03 May 2024 | 30,000 | 30,000 | - | - | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | ||
| Torsten Hombeck | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 May 2024 | 6,667 | 6,667 | - | - | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | |
| Nicole Sandford | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Feb 2024 | 30,000 | 30,000 | - | - | Employee stock option (right to buy) | |
| Minh Hoang Merchant | General Counsel and Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Feb 2024 | 11,000 | 11,000 | - | - | Employee stock option (right to buy) | |
| Hombeck Torsten | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Feb 2024 | 20,000 | 20,000 | - | - | Employee stock option (right to buy) | |
| Jack W Schuler | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 26 Jan 2024 | 28,500 | 1,912,156 (1%) | 0% | - | Common Stock | |
| Jack W Schuler | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 26 Jan 2024 | 28,500 | 28,500 | - | - | Warrant (Right to Buy) | |
| Merchant Minh Hoang | Secretary & General Counsel | Sale of securities on an exchange or to another person at price $ 3.37 per share. | 06 Dec 2023 | 980 | 0 (0%) | 0% | 3.4 | 3,303 | Common Stock |
| Sandford Nicole | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 3.36 per share. | 06 Dec 2023 | 5,000 | 58,703 (0%) | 0% | 3.4 | 16,800 | Common Stock |
| Nicole Sandford | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Aug 2023 | 20,000 | 20,000 | - | - | Employee Stock Option (Right to Buy) | |
| Nicole Sandford | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Aug 2023 | 26,367 | 187,499 (0%) | 0% | 0 | Common Stock | |
| Veronica G.H. Jordan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jul 2023 | 7,045 | 41,620 (0%) | 0% | 0 | Common stock | |
| Torsten Hombeck | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jul 2023 | 13,334 | 13,334 | - | - | Employee Stock Option (Right to Buy) | |
| Nicole Sandford | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jul 2023 | 26,467 | 161,132 (0%) | 0% | 0 | Common Stock | |
| Celeste Fralick | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jul 2023 | 13,252 | 25,284 (0%) | 0% | 0 | Common Stock | |
| Minh Hoang Merchant | General Counsel & Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jul 2023 | 13,000 | 16,865 (0%) | 0% | 0 | Common Stock | |
| G.H. Jordan Veronica | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jul 2023 | 7,045 | 41,620 (0%) | 0% | 0 | Common Stock | |
| Fralick Celeste | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jul 2023 | 13,252 | 25,284 (0%) | 0% | 0 | Common Stock | |
| Jack W Schuler | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 2.75 per share. | 24 Jul 2023 | 181,800 | 1,883,656 (1%) | 0% | 2.8 | 499,950 | Common Stock, par value $0.001 |
| Veronica G.H. Jordan | Director | Purchase of securities on an exchange or from another person at price $ 3.98 per share. | 24 Jul 2023 | 3,769 | 34,575 (0%) | 0% | 4.0 | 15,001 | Common stock |
| Torsten Hombeck | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 3.98 per share. | 24 Jul 2023 | 754 | 754 (0%) | 0% | 4.0 | 3,001 | Common stock |
| Stefanie Cavanaugh | Director | Purchase of securities on an exchange or from another person at price $ 3.98 per share. | 24 Jul 2023 | 6,281 | 34,904 (0%) | 0% | 4.0 | 24,998 | Common stock |
| Nicole Sandford | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 3.98 per share. | 24 Jul 2023 | 12,563 | 134,665 (0%) | 0% | 4.0 | 50,001 | Common stock |
| Celeste Fralick | Director | Purchase of securities on an exchange or from another person at price $ 3.98 per share. | 24 Jul 2023 | 754 | 12,032 (0%) | 0% | 4.0 | 3,001 | Common Stock |
| Minh Hoang Merchant | General counsel and secretary | Purchase of securities on an exchange or from another person at price $ 3.98 per share. | 24 Jul 2023 | 754 | 3,865 (0%) | 0% | 4.0 | 3,001 | Common Stock |
| Ryan Thinh Phan | CSO & COO | Purchase of securities on an exchange or from another person at price $ 3.98 per share. | 24 Jul 2023 | 628 | 3,939 (0%) | 0% | 4.0 | 2,499 | Common Stock |
| Jannie Herchuk | Director | Purchase of securities on an exchange or from another person at price $ 3.98 per share. | 24 Jul 2023 | 8,794 | 23,833 (0%) | 0% | 4.0 | 35,000 | Common Stock |
| Winfred Parnell | Director | Purchase of securities on an exchange or from another person at price $ 3.98 per share. | 24 Jul 2023 | 6,281 | 31,513 (0%) | 0% | 4.0 | 24,998 | Common Stock |
| Veronica G.H. Jordan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jun 2023 | 4,385 | 30,806 (0%) | 0% | 0 | Common Stock | |
| Veronica G.H. Jordan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jun 2023 | 6,849 | 6,849 | - | - | Employee Stock Option (Right to Buy) | |
| Stefanie Cavanaugh | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jun 2023 | 28,623 | 28,623 (0%) | 0% | 0 | Common Stock | |
| Jannie Herchuk | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jun 2023 | 23,493 | 23,493 | - | - | Employee Stock Option (Right to Buy) | |
| Jannie Herchuk | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jun 2023 | 15,039 | 15,039 (0%) | 0% | 0 | Common Stock | |
| Winfred Parnell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jun 2023 | 25,232 | 25,232 (0%) | 0% | 0 | Common Stock | |
| Veronica G.H. Jordan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Feb 2023 | 35,225 | 396,400 (0%) | 0% | 0 | COMMON STOCK | |
| Veronica G.H. Jordan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Feb 2023 | 196,914 | 196,914 | - | - | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | |
| Robert D. Auerbach | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Feb 2023 | 38,538 | 160,030 (0%) | 0% | 0 | COMMON STOCK | |
| Robert D. Auerbach | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Feb 2023 | 215,432 | 215,432 | - | - | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | |
| Nicole Sandford | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Feb 2023 | 500,000 | 500,000 | - | - | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | |
| Nicole Sandford | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Feb 2023 | 250,000 | 250,000 | - | - | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | |
| Ruby Sharma | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Feb 2023 | 196,296 | 196,296 | - | - | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | |
| Ruby Sharma | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Feb 2023 | 35,115 | 162,665 (0%) | 0% | 0 | COMMON STOCK | |
| Celeste Fralick | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Feb 2023 | 66,254 | 169,199 (0%) | 0% | 0 | COMMON STOCK | |
| Minh Hoang Merchant | GENERAL COUNSEL & SECRETARY | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Feb 2023 | 200,000 | 200,000 | - | - | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | |
| Minh Hoang Merchant | GENERAL COUNSEL & SECRETARY | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Feb 2023 | 100,000 | 100,000 | - | - | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | |
| Ryan Thinh Phan | CSO & COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Feb 2023 | 50,000 | 50,000 | - | - | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | |
| Ryan Thinh Phan | CSO & COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Feb 2023 | 100,000 | 100,000 | - | - | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | |
| Ryan Thinh Phan | CSO & COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Feb 2023 | 200,000 | 200,000 | - | - | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | |
| Nicole Sandford | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 5,000 | 5,000 | - | - | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | |
| Nicole Sandford | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 26 Jan 2023 | 2,400 | 2,400 | - | - | Warrant (Right to Buy) | |
| Nicole Sandford | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 26 Jan 2023 | 2,400 | 61,103 (0%) | 0% | - | Common Stock | |
| Nicole Sandford | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Jan 2023 | 5,000 | 5,000 | - | - | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | |
| Nicole Sandford | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2022 | 5,000 | 5,000 | - | - | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | |
| Marlene McLennan | Interim Chief Financial Office | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2022 | 25,000 | 25,000 | - | - | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | |
| Nicole Sandford | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Nov 2022 | 5,000 | 5,000 | - | - | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | |
| Nicole Sandford | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Oct 2022 | 5,000 | 5,000 | - | - | Employee Stock Option (Right to Buy) | |
| Nicole Sandford | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Oct 2022 | 5,000 | 5,000 | - | - | EMPLOYEE STOCK OPTION(RIGHT TO BUY) | |
| Nicole Sandford | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Sep 2022 | 5,000 | 5,000 | - | - | Employee Stock Option (Right to Buy) | |
| Jack W Schuler | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 25 Aug 2022 | 133,333 | 25,527,850 (26%) | 0% | - | Common Stock, par value $0.001 | |
| Jack W Schuler | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 25 Aug 2022 | 133,333 | 133,333 | - | - | Warrants (Right to buy) | |
| Robert D. Auerbach | Director | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 25 Aug 2022 | 66,667 | 66,667 | - | - | Warrant (right to buy) | |
| Robert D. Auerbach | Director | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 25 Aug 2022 | 66,667 | 121,492 (0%) | 0% | - | Common Stock | |
| Nicole Sandford | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 25 Aug 2022 | 66,667 | 122,102 (0%) | 0% | - | Common Stock | |
| Nicole Sandford | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 25 Aug 2022 | 66,667 | 66,667 | - | - | Warrant (Right to buy) | |
| Ruby Sharma | Director | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 25 Aug 2022 | 13,332 | 13,332 | - | - | Warrant (right to buy) | |
| Ruby Sharma | Director | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 25 Aug 2022 | 13,332 | 127,550 (0%) | 0% | - | Common Stock | |
| Celeste Fralick | Director | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 25 Aug 2022 | 6,667 | 6,667 | - | - | Warrant (right to buy) | |
| Celeste Fralick | Director | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 25 Aug 2022 | 6,667 | 102,945 (0%) | 0% | - | Common Stock | |
| Minh Hoang Merchant | General Counsel & Secretary | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 25 Aug 2022 | 26,667 | 26,667 | - | - | Warrant (right to buy) | |
| Minh Hoang Merchant | General Counsel & Secretary | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 25 Aug 2022 | 26,667 | 46,667 (0%) | 0% | - | Common Stock | |
| Ryan Thinh Phan | CSO & COO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 25 Aug 2022 | 46,667 | 46,447 | - | - | Warrant (right to buy) | |
| Ryan Thinh Phan | CSO & COO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 25 Aug 2022 | 46,667 | 49,667 (0%) | 0% | - | Common Stock | |
| Nicole Sandford | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Aug 2022 | 5,000 | 5,000 | - | - | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | |
| Ryan Thinh Phan | CSO & COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jul 2022 | 200,000 | 200,000 | - | - | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | |
| Nicole Sandford | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jul 2022 | 5,000 | 5,000 | - | - | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | |
| Robert D. Auerbach | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Jun 2022 | 83,799 | 83,799 | - | - | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | |
| Robert D. Auerbach | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Jun 2022 | 54,825 | 54,825 (0%) | 0% | 0 | Common Stock | |
| Ruby Sharma | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Jun 2022 | 114,218 | 114,218 (0%) | 0% | 0 | Common Stock | |
| Nicole Sandford | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jun 2022 | 5,000 | 5,000 | - | - | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | |
| Valerie B. Palmieri | Director, Executive Chair | Purchase of securities on an exchange or from another person at price $ 0.57 per share. | 16 May 2022 | 43,994 | 267,088 (0%) | 0% | 0.6 | 24,918 | Common Stock |
| Nicole Sandford | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 0.76 per share. | 16 May 2022 | 98,000 | 136,160 (0%) | 0% | 0.8 | 74,892 | Common Stock |
| Nicole Sandford | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2022 | 5,000 | 5,000 | - | - | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | |
| Nicole Sandford | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Apr 2022 | 5,000 | 5,000 | - | - | Employee Stock Option (Right to Buy) | |
| Veronica G.H. Jordan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Mar 2022 | 93,977 | 93,977 | - | - | Employee Stock Option (Right to Buy) | |
| Veronica G.H. Jordan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Mar 2022 | 11,516 | 361,175 (0%) | 0% | 0 | Common Stock | |
| Veronica G.H. Jordan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Mar 2022 | 62,140 | 349,659 (0%) | 0% | 0 | Common Stock | |
| James T. LaFrance | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Mar 2022 | 110,305 | 110,305 | - | - | Employee Stock Option (Right to Buy) | |
| James T. LaFrance | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Mar 2022 | 72,937 | 496,129 (0%) | 0% | 0 | Common Stock | |
| Robert Beechey | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Mar 2022 | 150,000 | 150,000 | - | - | Employee Stock Option (Right to Buy) | |
| Nicole Sandford | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Mar 2022 | 100,000 | 100,000 | - | - | Employee Stock Option (Right to Buy) | |
| Nicole Sandford | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Mar 2022 | 23,033 | 55,435 (0%) | 0% | 0 | Common Stock | |
| Celeste Fralick | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Mar 2022 | 99,671 | 99,671 (0%) | 0% | 0 | Common Stock | |
| Nicole Sandford | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Mar 2022 | 5,000 | 5,000 | - | - | Employee Stock Option (Right to Buy) | |
| James T. LaFrance | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Jun 2021 | 502 | 502 | - | - | Employee Stock Option (Right To Buy) | |
| James T. LaFrance | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Jun 2021 | 330 | 423,192 (0%) | 0% | 0 | Common Stock | |
| James T. LaFrance | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 May 2021 | 423 | 422,862 (0%) | 0% | 0 | Common Stock | |
| James T. LaFrance | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 May 2021 | 720 | 720 | - | - | Employee Stock Option (Right To Buy) | |
| David R. Schreiber | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Mar 2021 | 4,031 | 171,521 (0%) | 0% | 0 | Common Stock | |
| Veronica G.H. Jordan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Mar 2021 | 16,442 | 287,519 (0%) | 0% | 0 | Common Stock | |
| Nancy G. Cocozza | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Mar 2021 | 15,680 | 128,632 (0%) | 0% | 0 | Common Stock | |
| Valerie B. Palmieri | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Mar 2021 | 450,000 | 450,000 | - | - | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | |
| James T. LaFrance | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Mar 2021 | 15,412 | 15,412 | - | - | Employee Stock Option (Right to Buy) | |
| James T. LaFrance | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Mar 2021 | 9,205 | 422,439 (0%) | 0% | 0 | Common Stock | |
| Robert Beechey | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Mar 2021 | 150,000 | 150,000 | - | - | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | |
| Sandra Brooks | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Mar 2021 | 14,728 | 14,728 (0%) | 0% | 0 | Common Stock | |
| Nicole Sandford | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Mar 2021 | 15,902 | 32,402 (0%) | 0% | 0 | Common Stock | |
| David R. Schreiber | Director | Sale of securities on an exchange or to another person at price $ 2.78 per share. | 08 Sep 2020 | 50,000 | 185,018 (0%) | 0% | 2.8 | 139,000 | Common Stock |
| Jack W Schuler | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 3.50 per share. | 01 Jul 2020 | 2,285,715 | 25,394,517 (26%) | 2% | 3.5 | 8,000,003 | Common Stock, par value $0.001 |
| Jack W Schuler | Ten Percent Owner | 09 Jun 2020 | 730,560 | 23,108,802 (23%) | 0% | 1.8 | 1,315,008 | Common Stock, par value $0.001 | |
| Jack W Schuler | Ten Percent Owner | 09 Jun 2020 | 730,560 | 0 | - | - | Warrants (Right to buy) | ||
| James S. Burns | Director | 05 Jun 2020 | 11,250 | 473,461 (0%) | 0% | 1.8 | 20,250 | Common Stock | |
| James S. Burns | Director | 05 Jun 2020 | 11,250 | 0 | - | - | Warrants to acquire Common Stock | ||
| Veronica G.H. Jordan | Director | 05 Jun 2020 | 5,021 | 0 | - | - | Warrants to acquire Common Stock | ||
| Veronica G.H. Jordan | Director | 05 Jun 2020 | 5,021 | 288,694 (0%) | 0% | 1.8 | 9,038 | Common Stock | |
| Valerie Palmieri | Director, President and CEO | 05 Jun 2020 | 7,531 | 0 | - | - | Warrants to acquire Common Stock | ||
| Valerie Palmieri | Director, President and CEO | 05 Jun 2020 | 7,531 | 223,094 (0%) | 0% | 1.8 | 13,556 | Common Stock | |
| James T. LaFrance | Director | 02 Jun 2020 | 5,021 | 434,480 (0%) | 0% | 1.8 | 9,038 | Common Stock | |
| James T. LaFrance | Director | 02 Jun 2020 | 5,021 | 0 | - | - | Warrants to acquire Common Stock | ||
| Valerie Palmieri | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jun 2020 | 125,000 | 125,000 | - | - | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | |
| Robert Beechey | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jun 2020 | 50,000 | 50,000 | - | - | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | |
| David R. Schreiber | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Mar 2020 | 70,113 | 235,018 (0%) | 0% | 0 | Common Stock | |
| James S. Burns | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Mar 2020 | 65,156 | 462,211 (0%) | 0% | 0 | Common Stock | |
| James S. Burns | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Mar 2020 | 113,300 | 113,300 | - | - | Employee Stock Option (Right to Buy) | |
| Veronica G.H. Jordan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Mar 2020 | 122,537 | 122,537 | - | - | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | |
| Veronica G.H. Jordan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Mar 2020 | 70,467 | 283,673 (0%) | 0% | 0 | Common Stock | |
| Nancy G. Cocozza | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Mar 2020 | 66,218 | 129,506 (0%) | 0% | 0 | Common Stock | |
| Nancy G. Cocozza | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Mar 2020 | 115,148 | 115,148 | - | - | Employee Stock Option (Right to Buy) | |
| Valerie Palmieri | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Mar 2020 | 500,000 | 500,000 | - | - | Employee Stock Option (Right to Buy) | |
| James T. LaFrance | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Mar 2020 | 147,783 | 147,783 | - | - | Employee Stock Option (Right to Buy) | |
| James T. LaFrance | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Mar 2020 | 84,986 | 429,459 (0%) | 0% | 0 | Common Stock | |
| Robert Beechey | CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Mar 2020 | 200,000 | 200,000 | - | - | Employee Stock Option (Right to Buy) | |
| Robert Beechey | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 0.71 per share. | 15 Nov 2019 | 5,000 | 210,000 (0%) | 0% | 0.7 | 3,542 | Common Stock, par value $0.001 per share |
| Jack W Schuler | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.80 per share. | 28 Jun 2019 | 5,000,000 | 22,378,242 (23%) | 5% | 0.8 | 4,000,000 | Common Stock, par value $0.001 |
| Valerie Palmieri | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 0.80 per share. | 28 Jun 2019 | 37,500 | 215,563 (0%) | 0% | 0.8 | 30,000 | Common Stock, par value $0.001 per share |
| Henri George Schuler | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.80 per share. | 28 Jun 2019 | 2,250,000 | 6,047,057 (6%) | 2% | 0.8 | 1,800,000 | Common Stock, par value $0.001 |
| Henri George Schuler | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.80 per share. | 28 Jun 2019 | 250,000 | 1,503,177 (1%) | 0% | 0.8 | 200,000 | Common Stock, par value $0.001 |
| Henri George Schuler | Ten Percent Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 28 Jun 2019 | 182,536 | 0 | - | - | Warrants (Right to buy) | |
| Henri George Schuler | Ten Percent Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 28 Jun 2019 | 520,035 | 520,033 (0%) | 0% | 0 | Common Stock, par value $0.001 | |
| Henri George Schuler | Ten Percent Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 28 Jun 2019 | 520,033 | 0 (0%) | 0% | 0 | Common Stock, par value $0.001 | |
| Henri George Schuler | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.80 per share. | 28 Jun 2019 | 2,250,000 | 6,046,957 (6%) | 2% | 0.8 | 1,800,000 | Common Stock, par value $0.001 |
| Henri George Schuler | Ten Percent Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 28 Jun 2019 | 182,536 | 182,536 | - | - | Warrants (Right to buy) | |
| David R. Schreiber | None | Sale of securities on an exchange or to another person at price $ 1.10 per share. | 03 Jun 2019 | 10,000 | 164,905 (0%) | 0% | 1.1 | 11,000 | Common Stock |
| Robert Beechey | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 1.26 per share. | 17 May 2019 | 5,000 | 205,000 (0%) | 0% | 1.3 | 6,292 | Common Stock, par value $0.001 per share |
| David R. Schreiber | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Mar 2019 | 37,500 | 174,905 (0%) | 0% | 0 | Common Stock | |
| James S. Burns | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Mar 2019 | 34,848 | 397,055 (0%) | 0% | 0 | Common Stock | |
| James S. Burns | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Mar 2019 | 91,451 | 91,451 | - | - | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | |
| Veronica G.H. Jordan | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Mar 2019 | 37,689 | 213,206 (0%) | 0% | 0 | Common Stock | |
| Veronica G.H. Jordan | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Mar 2019 | 98,907 | 98,907 | - | - | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | |
| Nancy G. Cocozza | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Mar 2019 | 92,942 | 92,942 | - | - | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | |
| Nancy G. Cocozza | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Mar 2019 | 35,417 | 63,288 (0%) | 0% | 0 | Common Stock | |
| Valerie Palmieri | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Mar 2019 | 450,000 | 450,000 | - | - | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | |
| James T. LaFrance | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Mar 2019 | 45,455 | 344,473 (0%) | 0% | 0 | Common Stock | |
| James T. LaFrance | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Mar 2019 | 119,284 | 119,284 | - | - | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | |
| Robert Beechey | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Mar 2019 | 150,000 | 150,000 | - | - | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | |
| David R. Schreiber | None | Sale of securities on an exchange or to another person at price $ 1.00 per share. | 07 Mar 2019 | 30,000 | 137,405 (0%) | 0% | 1 | 30,000 | Common Stock, par value $0.001 per share |
| Robert Beechey | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 0.57 per share. | 06 Dec 2018 | 25,000 | 200,000 (0%) | 0% | 0.6 | 14,250 | Common Stock, par value $0.001 per share |
| Robert Beechey | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 0.61 per share. | 23 Aug 2018 | 75,000 | 175,000 (0%) | 0% | 0.6 | 45,750 | Common Stock, par value $0.001 per share |
| Nancy G. Cocozza | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Aug 2018 | 27,871 | 27,871 (0%) | 0% | 0 | Common Stock | |
| Valerie Palmieri | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 0.52 per share. | 17 Aug 2018 | 97,000 | 178,063 (0%) | 0% | 0.5 | 50,440 | Common Stock, par value $0.001 per share |
| Valerie Palmieri | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 0.51 per share. | 15 Aug 2018 | 19,100 | 81,063 (0%) | 0% | 0.5 | 9,741 | Common Stock, par value $0.001 per share |
| James T. LaFrance | None | Sale of securities on an exchange or to another person at price $ 0.51 per share. | 14 Aug 2018 | 2,573 | 318,845 (0%) | 0% | 0.5 | 1,312 | Common Stock |
| James T. LaFrance | None | Sale of securities on an exchange or to another person at price $ 0.54 per share. | 14 Aug 2018 | 2,900 | 298,018 (0%) | 0% | 0.5 | 1,566 | Common Stock |
| James T. LaFrance | None | Sale of securities on an exchange or to another person at price $ 0.51 per share. | 14 Aug 2018 | 7,500 | 300,918 (0%) | 0% | 0.5 | 3,825 | Common Stock |
| James T. LaFrance | None | Sale of securities on an exchange or to another person at price $ 0.49 per share. | 14 Aug 2018 | 10,427 | 301,418 (0%) | 0% | 0.5 | 5,109 | Common Stock |
| Robert Beechey | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 0.52 per share. | 14 Aug 2018 | 100,000 | 100,000 (0%) | 0% | 0.5 | 52,000 | Common Stock, par value $0.001 per share |
| Jack W Schuler | Ten Percent Owner | 21 Jun 2018 | 3,961,900 | 17,378,242 (24%) | 5% | 1 | 3,961,900 | Common Stock, par value $0.001 | |
| Jack W Schuler | Ten Percent Owner | 21 Jun 2018 | 39,619 | 0 | - | - | Series B Convertible Preferred Stock (Right to Buy) | ||
| Henri George Schuler | Ten Percent Owner | 21 Jun 2018 | 2,459 | 0 | - | - | Series B Convertible Preferred Stock (Right to Buy) | ||
| Henri George Schuler | Ten Percent Owner | 21 Jun 2018 | 2,458 | 2,458 | - | - | Series B Convertible Preferred Stock (Right to Buy) | ||
| Henri George Schuler | Ten Percent Owner | 21 Jun 2018 | 547 | 0 | - | - | Series B Convertible Preferred Stock (Right to Buy) | ||
| Henri George Schuler | Ten Percent Owner | 21 Jun 2018 | 2,458 | 0 | - | - | Series B Convertible Preferred Stock (Right to Buy) | ||
| Henri George Schuler | Ten Percent Owner | 21 Jun 2018 | 245,800 | 1,253,177 (1%) | 0% | 1 | 245,800 | Common Stock, par value $0.001 | |
| Henri George Schuler | Ten Percent Owner | 21 Jun 2018 | 54,700 | 1,040,068 (1%) | 0% | 1 | 54,700 | Common Stock, par value $0.001 | |
| Henri George Schuler | Ten Percent Owner | 21 Jun 2018 | 245,800 | 3,796,957 (5%) | 0% | 1 | 245,800 | Common Stock, par value $0.001 | |
| Henri George Schuler | Ten Percent Owner | 21 Jun 2018 | 245,900 | 3,797,057 (5%) | 0% | 1 | 245,900 | Common Stock, par value $0.001 | |
| Jack W Schuler | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 17 Apr 2018 | 39,619 | 39,619 | - | - | Series B Convertible Preferred Stock (Right to Buy) | |
| Jack W Schuler | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.00 per share. | 17 Apr 2018 | 2,838,090 | 13,416,342 (19%) | 4% | 1 | 2,838,090 | Common Stock, par value $0.001 |
| Henri George Schuler | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.00 per share. | 17 Apr 2018 | 654,137 | 1,007,377 (1%) | 0% | 1 | 654,137 | Common Stock, par value $0.001 |
| Henri George Schuler | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.00 per share. | 17 Apr 2018 | 654,136 | 3,551,157 (5%) | 0% | 1 | 654,136 | Common Stock, par value $0.001 |
| Henri George Schuler | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.00 per share. | 17 Apr 2018 | 654,136 | 3,551,157 (5%) | 0% | 1 | 654,136 | Common Stock, par value $0.001 |
| Henri George Schuler | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 17 Apr 2018 | 2,458 | 2,458 | - | - | Series B Convertible Preferred Stock (Right to Buy) | |
| Henri George Schuler | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 17 Apr 2018 | 547 | 547 | - | - | Series B Convertible Preferred Stock (Right to Buy) | |
| Henri George Schuler | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 17 Apr 2018 | 2,458 | 2,458 | - | - | Series B Convertible Preferred Stock (Right to Buy) | |
| Henri George Schuler | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 17 Apr 2018 | 2,459 | 2,459 | - | - | Series B Convertible Preferred Stock (Right to Buy) | |
| Henri George Schuler | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.00 per share. | 17 Apr 2018 | 145,365 | 985,368 (1%) | 0% | 1 | 145,365 | Common Stock, par value $0.001 |
| David R. Schreiber | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Apr 2018 | 79,200 | 167,405 (0%) | 0% | 0 | Common Stock | |
| James S. Burns | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Apr 2018 | 73,600 | 362,207 (0%) | 0% | 0 | Common Stock | |
| Veronica G.H. Jordan | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Apr 2018 | 79,600 | 175,517 (0%) | 0% | 0 | Common Stock | |
| Carl Severinghaus | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Apr 2018 | 70,000 | 282,296 (0%) | 0% | 0 | Common Stock | |
| Valerie Palmieri | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Apr 2018 | 450,000 | 450,000 | - | - | Employee Stock Option (Right to Buy) | |
| Valerie Palmieri | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Apr 2018 | 100,000 | 100,000 | - | - | Employee Stock Option (Right to Buy) | |
| James T. LaFrance | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Apr 2018 | 96,000 | 321,418 (0%) | 0% | 0 | Common Stock | |
| Fred Ferrara | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Apr 2018 | 15,000 | 15,000 | - | - | Employee Stock Option (Right to Buy) | |
| Fred Ferrara | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Apr 2018 | 100,000 | 100,000 | - | - | Employee Stock Option (Right to Buy) | |
| Robert Beechey | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Apr 2018 | 150,000 | 150,000 | - | - | Employee Stock Option (Right to Buy) | |
| Robert Beechey | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Dec 2017 | 150,000 | 150,000 | - | - | Employee stock option (right to buy) | |
| Valerie Palmieri | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 1.46 per share. | 15 Nov 2017 | 685 | 61,963 (0%) | 0% | 1.5 | 1,000 | Common Stock, par value $0.001 |
| Valerie Palmieri | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 1.44 per share. | 16 Oct 2017 | 694 | 61,278 (0%) | 0% | 1.4 | 999 | Common Stock, par value $0.001 |
| Valerie Palmieri | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 1.39 per share. | 15 Sep 2017 | 719 | 60,584 (0%) | 0% | 1.4 | 999 | Common Stock, par value $0.001 |
| Jack W Schuler | Ten Percent Owner | 31 Aug 2017 | 773,003 | 3,905,223 (6%) | 1% | 1 | 773,003 | Common Stock, par value $0.001 | |
| Jack W Schuler | Ten Percent Owner | 31 Aug 2017 | 773,003 | 0 | - | - | Warrants (Right to Buy) | ||
| Henri George Schuler | Ten Percent Owner | 31 Aug 2017 | 571,702 | 2,897,021 (5%) | 1% | 1 | 571,702 | Common Stock, par value $0.001 | |
| Henri George Schuler | Ten Percent Owner | 31 Aug 2017 | 113,332 | 0 | - | - | Warrants (Right to Buy) | ||
| Henri George Schuler | Ten Percent Owner | 31 Aug 2017 | 113,332 | 0 | - | - | Warrants (Right to Buy) | ||
| Henri George Schuler | Ten Percent Owner | 31 Aug 2017 | 571,702 | 0 | - | - | Warrants (Right to Buy) | ||
| Henri George Schuler | Ten Percent Owner | 31 Aug 2017 | 571,702 | 0 | - | - | Warrants (Right to Buy) | ||
| Henri George Schuler | Ten Percent Owner | 31 Aug 2017 | 571,702 | 0 | - | - | Warrants (Right to Buy) | ||
| Henri George Schuler | Ten Percent Owner | 31 Aug 2017 | 113,332 | 353,240 (0%) | 0% | 1 | 113,332 | Common Stock, par value $0.001 | |
| Henri George Schuler | Ten Percent Owner | 31 Aug 2017 | 113,332 | 840,003 (1%) | 0% | 1 | 113,332 | Common Stock, par value $0.001 | |
| Henri George Schuler | Ten Percent Owner | 31 Aug 2017 | 571,702 | 2,897,021 (5%) | 1% | 1 | 571,702 | Common Stock, par value $0.001 | |
| Henri George Schuler | Ten Percent Owner | 31 Aug 2017 | 571,702 | 2,897,021 (5%) | 1% | 1 | 571,702 | Common Stock, par value $0.001 | |
| Jack W Schuler | Ten Percent Owner | 25 Aug 2017 | 773,003 | 0 | - | - | Warrants (Right to Buy) | ||
| Jack W Schuler | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 25 Aug 2017 | 773,003 | 773,003 | - | - | Warrants (Right to Buy) | |
| Henri George Schuler | Ten Percent Owner | 25 Aug 2017 | 113,332 | 0 | - | - | Warrants (Right to Buy) | ||
| Henri George Schuler | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 25 Aug 2017 | 113,332 | 113,332 | - | - | Warrants (Right to Buy) | |
| Henri George Schuler | Ten Percent Owner | 25 Aug 2017 | 113,332 | 0 | - | - | Warrants (Right to Buy) | ||
| Henri George Schuler | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 25 Aug 2017 | 571,702 | 571,702 | - | - | Warrants (Right to Buy) | |
| Henri George Schuler | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 25 Aug 2017 | 571,702 | 571,702 | - | - | Warrants (Right to Buy) | |
| Henri George Schuler | Ten Percent Owner | 25 Aug 2017 | 571,702 | 0 | - | - | Warrants (Right to Buy) | ||
| Henri George Schuler | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 25 Aug 2017 | 571,702 | 571,702 | - | - | Warrants (Right to Buy) | |
| Henri George Schuler | Ten Percent Owner | 25 Aug 2017 | 571,702 | 0 | - | - | Warrants (Right to Buy) | ||
| Henri George Schuler | Ten Percent Owner | 25 Aug 2017 | 571,702 | 0 | - | - | Warrants (Right to Buy) | ||
| Henri George Schuler | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 25 Aug 2017 | 113,332 | 113,332 | - | - | Warrants (Right to Buy) | |
| Valerie Palmieri | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 1.30 per share. | 23 Aug 2017 | 768 | 59,865 (0%) | 0% | 1.3 | 998 | Common Stock, par value $0.001 |
| Valerie Palmieri | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 1.80 per share. | 17 May 2017 | 555 | 59,097 (0%) | 0% | 1.8 | 999 | Common Stock, par value $0.001 |
| David R. Schreiber | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Mar 2017 | 26,250 | 88,205 (0%) | 0% | 0 | Common Stock | |
| James S. Burns | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Mar 2017 | 22,685 | 288,607 (0%) | 0% | 0 | Common Stock | |
| Veronica G.H. Jordan | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Mar 2017 | 25,602 | 95,917 (0%) | 0% | 0 | Common Stock | |
| Carl Severinghaus | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Mar 2017 | 21,389 | 212,296 (0%) | 0% | 0 | Common Stock | |
| Valerie Palmieri | Director, President and Chief Executive | Sale or transfer of securities back to the company at price $ 0.00 per share. | 23 Mar 2017 | 450,000 | 450,000 | - | - | Employee Stock Option (Right to Buy) | |
| Eric Schoen | SVP Finance & CAO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Mar 2017 | 75,000 | 75,000 | - | - | Employee Stock Option (Right to Buy) | |
| James T. LaFrance | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Mar 2017 | 35,324 | 225,418 (0%) | 0% | 0 | Common Stock | |
| Fred Ferrara | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Mar 2017 | 100,000 | 100,000 | - | - | Employee Stock Option (Right to Buy) | |
| Jack W Schuler | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.40 per share. | 13 Feb 2017 | 974,081 | 3,132,220 (5%) | 1% | 1.4 | 1,363,713 | Common Stock, par value $0.001 |
| Jack W Schuler | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 13 Feb 2017 | 730,560 | 730,560 | - | - | Warrants (Right to buy) | |
| James S. Burns | None | Purchase of securities on an exchange or from another person at price $ 1.40 per share. | 13 Feb 2017 | 15,000 | 265,922 (0%) | 0% | 1.4 | 21,000 | Common Stock, par value $0.001 |
| James S. Burns | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 13 Feb 2017 | 11,250 | 11,250 | - | - | Warrants (Right to buy) | |
| Veronica G.H. Jordan | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 13 Feb 2017 | 5,021 | 5,021 | - | - | Warrants (Right to buy) | |
| Veronica G.H. Jordan | None | Purchase of securities on an exchange or from another person at price $ 1.40 per share. | 13 Feb 2017 | 6,695 | 70,315 (0%) | 0% | 1.4 | 9,373 | Common Stock, par value $0.001 |
| Valerie Palmieri | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 1.40 per share. | 13 Feb 2017 | 10,042 | 58,542 (0%) | 0% | 1.4 | 14,059 | Common Stock, par value $0.001 |
| Valerie Palmieri | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 13 Feb 2017 | 7,531 | 7,531 | - | - | Warrants (Right to buy) | |
| Eric Schoen | Sr VP Finance & CAO | Purchase of securities on an exchange or from another person at price $ 1.40 per share. | 13 Feb 2017 | 3,347 | 29,872 (0%) | 0% | 1.4 | 4,686 | Common Stock, par value $0.001 |
| Eric Schoen | Sr VP Finance & CAO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 13 Feb 2017 | 2,510 | 2,510 | - | - | Warrants (Right to buy) | |
| James T. LaFrance | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 13 Feb 2017 | 5,021 | 5,021 | - | - | Warrants (Right to buy) | |
| James T. LaFrance | None | Purchase of securities on an exchange or from another person at price $ 1.40 per share. | 13 Feb 2017 | 6,695 | 190,094 (0%) | 0% | 1.4 | 9,373 | Common Stock, par value $0.001 |
| Fred Ferrara | Chief Operating Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 13 Feb 2017 | 5,021 | 5,021 | - | - | Warrants (Right to buy) | |
| Fred Ferrara | Chief Operating Officer | Purchase of securities on an exchange or from another person at price $ 1.40 per share. | 13 Feb 2017 | 6,695 | 6,695 (0%) | 0% | 1.4 | 9,373 | Common Stock, par value $0.001 |
| Henri George Schuler | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.40 per share. | 13 Feb 2017 | 486,763 | 2,325,319 (4%) | 0% | 1.4 | 681,468 | Common Stock, par value $0.001 |
| Henri George Schuler | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 13 Feb 2017 | 365,072 | 365,072 | - | - | Warrants (Right to buy) | |
| Henri George Schuler | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.40 per share. | 13 Feb 2017 | 486,763 | 2,325,319 (4%) | 0% | 1.4 | 681,468 | Common Stock, par value $0.001 |
| Henri George Schuler | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.40 per share. | 13 Feb 2017 | 486,763 | 2,325,319 (4%) | 0% | 1.4 | 681,468 | Common Stock, par value $0.001 |
| Henri George Schuler | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.40 per share. | 13 Feb 2017 | 486,763 | 726,671 (1%) | 0% | 1.4 | 681,468 | Common Stock, par value $0.001 |
| Henri George Schuler | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 13 Feb 2017 | 365,072 | 365,072 | - | - | Warrants (Right to buy) | |
| Henri George Schuler | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 13 Feb 2017 | 365,072 | 365,072 | - | - | Warrants (Right to buy) | |
| Henri George Schuler | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 13 Feb 2017 | 365,072 | 365,072 | - | - | Warrants (Right to buy) | |
| Fred Ferrara | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Nov 2016 | 50,000 | 50,000 | - | - | Employee Stock Option (Right to Buy) | |
| Eric Schoen | VP Finance & CAO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2016 | 75,000 | 75,000 | - | - | Employee Stock Option (Right to Buy) | |
| David R. Schreiber | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Mar 2016 | 30,909 | 59,000 | - | - | Common Stock | |
| Peter S. Roddy | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Mar 2016 | 33,182 | 181,334 | - | - | Common Stock | |
| James S. Burns | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Mar 2016 | 31,818 | 250,922 | - | - | Common Stock | |
| Veronica G.H. Jordan | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Mar 2016 | 35,909 | 63,620 | - | - | Common Stock | |
| Carl Severinghaus | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Mar 2016 | 30,000 | 190,908 | - | - | Common Stock | |
| Valerie Palmieri | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Mar 2016 | 450,000 | 450,000 | - | - | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | |
| Donald G. Munroe | SVP Business Development & CSO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Mar 2016 | 100,000 | 100,000 | - | - | Employee Stock Option (Right to Buy) | |
| James T. LaFrance | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Mar 2016 | 49,545 | 183,399 | - | - | Common Stock | |
| Fred Ferrara | Chief Information Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Mar 2016 | 100,000 | 100,000 | - | - | Employee Stock Option (Right to Buy) | |
| Jack W Schuler | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 28 Jan 2016 | 1,493 | 2,158,139 | - | - | Common Stock, par value $0.001 per share | |
| Jack W Schuler | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 26 Jan 2016 | 1,750 | 2,156,646 | - | - | Common Stock, par value $0.001 per share | |
| Jack W Schuler | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 26 Jan 2016 | 700 | 2,154,896 | - | - | Common Stock, par value $0.001 per share | |
| Jack W Schuler | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 22 Jan 2016 | 2,400 | 2,154,196 | - | - | Common Stock, par value $0.001 per share | |
| Jack W Schuler | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 22 Jan 2016 | 1,300 | 2,151,796 | - | - | Common Stock, par value $0.001 per share | |
| Jack W Schuler | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 20 Jan 2016 | 6,000 | 2,150,496 | - | - | Common Stock, par value $0.001 per share | |
| Jack W Schuler | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 20 Jan 2016 | 24,700 | 2,144,496 | - | - | Common Stock, par value $0.001 per share | |
| Jack W Schuler | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 15 Jan 2016 | 8,400 | 2,062,047 | - | - | Common Stock, par value $0.001 per share | |
| Jack W Schuler | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 15 Jan 2016 | 57,749 | 2,119,796 | - | - | Common Stock, par value $0.001 per share | |
| Jack W Schuler | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 17 Jul 2015 | 765,308 | 2,053,647 | - | - | Common Stock, par value $0.001 per share | |
| David R. Schreiber | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jul 2015 | 28,091 | 28,091 | - | - | Common Stock | |
| Peter S. Roddy | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jul 2015 | 26,340 | 148,152 | - | - | Common Stock | |
| James S. Burns | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jul 2015 | 36,082 | 219,104 | - | - | Common Stock | |
| Veronica G.H. Jordan | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jul 2015 | 27,711 | 27,711 | - | - | Common Stock | |
| Carl Severinghaus | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jul 2015 | 23,814 | 160,908 | - | - | Common Stock | |
| James T. LaFrance | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jul 2015 | 39,330 | 133,854 | - | - | Common Stock | |
| Eric Schoen | VP Finance & CAO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Jul 2015 | 37,500 | 37,500 | - | - | Employee stock option (Right to buy) | |
| Donald G. Munroe | SVP Business Development & CSO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Jul 2015 | 50,000 | 50,000 | - | - | Employee stock option (Right to buy) | |
| Holly B. Bauzon | VP Managed Markets | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Jul 2015 | 37,500 | 37,500 | - | - | Employee stock option (right to buy) | |
| Fred Ferrara | Chief Information Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Jun 2015 | 150,000 | 150,000 | - | - | Employee Stock Option (Right to Buy) | |
| Miller Ann Laura | SVP Sales & Cust Experience | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Feb 2015 | 150,000 | 150,000 | - | - | Employee Stock Option (Right to Buy) | |
| Valerie Palmieri | President & Chief Exec Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jan 2015 | 400,000 | 575,000 | - | - | Employee Stock Option (Right to Buy) | |
| Peter S. Roddy | None | Gift of securities by or to the insider at price $ 0.00 per share. | 31 Dec 2014 | 500 | 121,812 | - | - | Common Stock, par value $0.001 per share | |
| Peter S. Roddy | None | Gift of securities by or to the insider at price $ 0.00 per share. | 31 Dec 2014 | 1,000 | 121,812 | - | - | Common Stock, par value $0.001 per share | |
| Peter S. Roddy | None | Gift of securities by or to the insider at price $ 0.00 per share. | 31 Dec 2014 | 1,000 | 121,812 | - | - | Common Stock, par value $0.001 per share | |
| Peter S. Roddy | None | Gift of securities by or to the insider at price $ 0.00 per share. | 31 Dec 2014 | 1,000 | 121,812 | - | - | Common Stock, par value $0.001 per share | |
| Peter S. Roddy | None | Gift of securities by or to the insider at price $ 0.00 per share. | 31 Dec 2014 | 1,000 | 121,812 | - | - | Common Stock, par value $0.001 per share | |
| Peter S. Roddy | None | Gift of securities by or to the insider at price $ 0.00 per share. | 31 Dec 2014 | 1,000 | 121,812 | - | - | Common Stock, par value $0.001 per share | |
| Peter S. Roddy | None | Gift of securities by or to the insider at price $ 0.00 per share. | 31 Dec 2014 | 1,000 | 121,812 | - | - | Common Stock, par value $0.001 per share | |
| Peter S. Roddy | None | Gift of securities by or to the insider at price $ 0.00 per share. | 31 Dec 2014 | 550 | 121,812 | - | - | Common Stock, par value $0.001 per share | |
| Peter S. Roddy | None | Gift of securities by or to the insider at price $ 0.00 per share. | 31 Dec 2014 | 450 | 121,812 | - | - | Common Stock, par value $0.001 per share | |
| Peter S. Roddy | None | Gift of securities by or to the insider at price $ 0.00 per share. | 31 Dec 2014 | 1,000 | 121,812 | - | - | Common Stock, par value $0.001 per share | |
| Peter S. Roddy | None | Gift of securities by or to the insider at price $ 0.00 per share. | 31 Dec 2014 | 1,000 | 121,812 | - | - | Common Stock, par value $0.001 per share | |
| Peter S. Roddy | None | Gift of securities by or to the insider at price $ 0.00 per share. | 31 Dec 2014 | 1,000 | 121,812 | - | - | Common Stock, par value $0.001 per share | |
| Peter S. Roddy | None | Gift of securities by or to the insider at price $ 0.00 per share. | 31 Dec 2014 | 1,000 | 121,812 | - | - | Common Stock, par value $0.001 per share | |
| Peter S. Roddy | None | Gift of securities by or to the insider at price $ 0.00 per share. | 31 Dec 2014 | 2,050 | 121,812 | - | - | Common Stock, par value $0.001 per share | |
| Peter S. Roddy | None | Gift of securities by or to the insider at price $ 0.00 per share. | 31 Dec 2014 | 2,000 | 121,812 | - | - | Common Stock, par value $0.001 per share | |
| Peter S. Roddy | None | Gift of securities by or to the insider at price $ 0.00 per share. | 31 Dec 2014 | 500 | 121,812 | - | - | Common Stock, par value $0.001 per share | |
| James T. LaFrance | None | Sale or transfer of securities back to the company at price $ 0.00 per share. | 31 Dec 2014 | 261,375 | 87,125 | - | - | Employee Stock Option (Right to Buy) | |
| Jack W Schuler | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Dec 2014 | 773,003 | 773,003 | - | - | Warrant to acquire Common Stock | |
| Jack W Schuler | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Dec 2014 | 1,288,339 | 1,288,339 | - | - | Common Stock, par value $0.001 per share | |
| Peter S. Roddy | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 19 Dec 2014 | 9,901 | 9,901 | - | - | Warrants (Right to buy) | |
| Peter S. Roddy | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 19 Dec 2014 | 16,502 | 112,862 | - | - | Common Stock, par value $0.001 per share | |
| Carl Severinghaus | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 19 Dec 2014 | 9,901 | 9,901 | - | - | Warrants (Right to buy) | |
| Carl Severinghaus | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 19 Dec 2014 | 16,502 | 137,094 | - | - | Common Stock, par value $0.001 per share | |
| Robert S. Goggin | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 19 Dec 2014 | 39,604 | 39,604 | - | - | Warrants (Right to buy) | |
| Robert S. Goggin | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 19 Dec 2014 | 66,007 | 243,685 | - | - | Common Stock, par value $0.001 | |
| James T. LaFrance | Director, President & Chief Exec Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 19 Dec 2014 | 9,901 | 9,901 | - | - | Warrants (Right to buy) | |
| James T. LaFrance | Director, President & Chief Exec Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 19 Dec 2014 | 16,502 | 94,524 | - | - | Common Stock, par value $0.001 per share | |
| James S. Burns | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Dec 2014 | 12,500 | 0 | - | - | Options (Right to Buy) | |
| James S. Burns | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Dec 2014 | 12,500 | 183,022 | - | - | Common Stock, par value $0.001 per share | |
| Valerie Palmieri | Chief Operating Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 21 Nov 2014 | 3,500 | 48,500 | - | - | Common Stock | |
| James T. LaFrance | Director, President & Chief Exec Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 20 Nov 2014 | 27,907 | 78,022 | - | - | Common Stock | |
| Valerie Palmieri | Chief Operating Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 19 Nov 2014 | 15,000 | 30,000 | - | - | Common Stock | |
| Valerie Palmieri | Chief Operating Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 19 Nov 2014 | 15,000 | 45,000 | - | - | Common Stock | |
| Eric Schoen | VP Finance & CAO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 18 Nov 2014 | 5,000 | 26,525 | - | - | Common Stock | |
| James T. LaFrance | Director, President & Chief Exec Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 18 Nov 2014 | 29,940 | 38,440 | - | - | Common Stock | |
| James T. LaFrance | Director, President & Chief Exec Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 18 Nov 2014 | 11,675 | 50,115 | - | - | Common Stock | |
| Valerie Palmieri | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Oct 2014 | 10,000 | 15,000 | - | - | Common Stock | |
| Valerie Palmieri | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Oct 2014 | 175,000 | 175,000 | - | - | Employee Stock Option (Right to Buy) | |
| Holly B. Bauzon | VP Sales & Managed Markets | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Sep 2014 | 125,000 | 125,000 | - | - | Employee Stock Option (Right to Buy) | |
| James T. LaFrance | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Apr 2014 | 348,500 | 348,500 | - | - | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | |
| Thomas H. Mclain | President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Mar 2014 | 140,000 | 540,000 | - | - | Employee Stock Option (Right to Buy) | |
| Peter S. Roddy | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Mar 2014 | 25,000 | 121,360 | - | - | Common Stock | |
| Marian E. Sacco | SVP Sales & Marketing and CCO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Mar 2014 | 90,000 | 215,000 | - | - | Employee Stock Option (Right to Buy) | |
| James S. Burns | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Mar 2014 | 22,000 | 170,522 | - | - | Common Stock | |
| Carl Severinghaus | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Mar 2014 | 26,000 | 120,592 | - | - | Common Stock | |
| Eric Schoen | VP Finance & CAO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Mar 2014 | 55,000 | 245,900 | - | - | Employee Stock Option (Right to Buy) | |
| Donald G. Munroe | SVP Business Development & CSO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Mar 2014 | 70,000 | 330,000 | - | - | Employee Stock Option (Right to Buy) | |
| Robert S. Goggin | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Mar 2014 | 22,000 | 177,678 | - | - | Common Stock | |
| Eric Varma | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Mar 2014 | 23,000 | 23,000 | - | - | Common Stock | |
| James T. LaFrance | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Mar 2014 | 34,000 | 34,000 | - | - | Common Stock | |
| James T. LaFrance | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Jan 2014 | 151,500 | 151,500 | - | - | Employee Stock Option (Right to Buy) | |
| Jack W Schuler | Ten Percent Owner | 19 Dec 2013 | 4,055,157 | 0 | - | - | Warrant to Acquire Common Stock | ||
| Jack W Schuler | Ten Percent Owner | 19 Dec 2013 | 4,055,157 | 6,673,029 | - | - | Common Stock, par value $0.001 per share | ||
| Marian E. Sacco | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Dec 2013 | 125,000 | 125,000 | - | - | Employee Stock Option (Right to Buy) | |
| Bruce Allen Huebner | Other | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Dec 2013 | 24,998 | 99,425 | - | - | Common Stock | |
| William C. Wallen | Other | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Dec 2013 | 27,596 | 106,796 | - | - | Common Stock | |
| Thomas H. Mclain | CEO & President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Dec 2013 | 400,000 | 400,000 | - | - | Employee Stock Option (Right to Buy) | |
| Peter S. Roddy | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Dec 2013 | 26,660 | 96,360 | - | - | Common Stock | |
| James S. Burns | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Dec 2013 | 24,814 | 148,522 | - | - | Common Stock | |
| Carl Severinghaus | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Dec 2013 | 27,592 | 94,592 | - | - | Common Stock | |
| Eric Schoen | VP Finance and CAO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Dec 2013 | 90,000 | 190,900 | - | - | Employee Stock Option (Right to Buy) | |
| Donald G. Munroe | SVP Business Development & CSO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Dec 2013 | 100,000 | 260,000 | - | - | Employee Stock Option (Right to Buy) | |
| Robert S. Goggin | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Dec 2013 | 17,778 | 155,678 | - | - | Common Stock | |
| William B. Creech | VP, Sales and Marketing | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 20 Nov 2013 | 1,100 | 29,237 | - | - | Common Stock | |
| William B. Creech | VP, Sales and Marketing | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 20 Nov 2013 | 900 | 30,137 | - | - | Common Stock | |
| William B. Creech | VP, Sales and Marketing | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 11 Jun 2013 | 5,000 | 34,404 | - | - | Common Stock | |
| William B. Creech | VP, Sales and Marketing | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 11 Jun 2013 | 5,000 | 39,404 | - | - | Common Stock | |
| John F. Hamilton | Other | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Mar 2013 | 11,500 | 130,208 | - | - | Common Stock | |
| John F. Hamilton | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Dec 2012 | 15,000 | 118,708 | - | - | Common Stock | |
| Bruce Allen Huebner | Director, Interim President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Nov 2012 | 100,000 | 100,000 | - | - | Employee Stock Option (right to buy) | |
| Peter S. Roddy | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2012 | 36,000 | 69,700 | - | - | Common Stock | |
| James S. Burns | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2012 | 35,000 | 123,708 | - | - | Common Stock | |
| Gail S. Page | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Mar 2012 | 100,000 | 100,000 | - | - | Employee Stock Option (right to buy) | |
| Gail S. Page | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Mar 2012 | 50,000 | 50,000 | - | - | Employee Stock Option (right to buy) | |
| William B. Creech | VP, Sales and Marketing | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Mar 2012 | 50,000 | 50,000 | - | - | Employee Stock Option (right to buy) | |
| William B. Creech | VP, Sales and Marketing | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Mar 2012 | 25,000 | 25,000 | - | - | Employee Stock Option (right to buy) | |
| Eric Schoen | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Mar 2012 | 25,000 | 25,000 | - | - | Employee Stock Option (right to buy) | |
| Eric Schoen | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Mar 2012 | 50,000 | 50,000 | - | - | Employee Stock Option (right to buy) | |
| Donald G. Munroe | CSO, VP of Research and Dev | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Mar 2012 | 10,000 | 10,000 | - | - | Employee Stock Option (right to buy) | |
| Donald G. Munroe | CSO, VP of Research and Dev | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Mar 2012 | 25,000 | 25,000 | - | - | Employee Stock Option (right to buy) | |
| William B. Creech | VP, Sales and Marketing | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 16 Nov 2011 | 2,800 | 29,234 | - | - | Common Stock | |
| William B. Creech | VP, Sales and Marketing | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 16 Nov 2011 | 200 | 29,434 | - | - | Common Stock | |
| Bruce Allen Huebner | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 15 Nov 2011 | 4,352 | 13,847 | - | - | Common Stock | |
| Bruce Allen Huebner | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 15 Nov 2011 | 26,580 | 40,427 | - | - | Common Stock | |
| Eric Schoen | Chief Accounting Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 15 Nov 2011 | 10,000 | 12,000 | - | - | Common Stock | |
| Eric Schoen | Chief Accounting Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 15 Nov 2011 | 9,525 | 21,525 | - | - | Common Stock | |
| Donald G. Munroe | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Nov 2011 | 125,000 | 125,000 | - | - | Employee Stock Option (right to buy) | |
| William B. Creech | VP Sales and Marketing | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 01 Nov 2011 | 957 | 26,434 | - | - | Common Stock | |
| William B. Creech | VP Sales and Marketing | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 03 Oct 2011 | 767 | 25,447 | - | - | Common Stock | |
| Bruce Allen Huebner | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Sep 2011 | 9,495 | 9,495 | - | - | Common Stock | |
| Ashish Kohli | VP of Corporate Strategy | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 15 Sep 2011 | 200 | 11,700 | - | - | Common Stock | |
| Ashish Kohli | VP of Corporate Strategy | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 15 Sep 2011 | 1,800 | 13,500 | - | - | Common Stock | |
| William B. Creech | VP Sales and Marketing | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 01 Sep 2011 | 717 | 24,680 | - | - | Common Stock | |
| William B. Creech | VP Sales and Marketing | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 12 Aug 2011 | 1,000 | 23,963 | - | - | Common Stock | |
| William B. Creech | VP Sales and Marketing | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 01 Aug 2011 | 500 | 22,963 | - | - | Common Stock | |
| William B. Creech | VP Sales and Marketing | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 01 Jul 2011 | 489 | 22,463 | - | - | Common Stock | |
| Eric T. Fung | S.V.P & C.S.O | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 09 Jun 2011 | 1,000 | 52,471 | - | - | Common Stock | |
| Carl Severinghaus | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 08 Jun 2011 | 4,000 | 27,500 | - | - | Common Stock | |
| William B. Creech | VP Sales and Marketing | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 01 Jun 2011 | 374 | 21,974 | - | - | Common Stock | |
| William C. Wallen | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Mar 2011 | 19,200 | 41,200 | - | - | Common Stock | |
| Peter S. Roddy | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Mar 2011 | 18,200 | 33,700 | - | - | Common Stock | |
| John F. Hamilton | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Mar 2011 | 15,200 | 88,708 | - | - | Common Stock | |
| James S. Burns | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Mar 2011 | 15,200 | 88,708 | - | - | Common Stock | |
| Eric T. Fung | SVP and Chief Science Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Mar 2011 | 41,000 | 51,471 | - | - | Common Stock | |
| Carl Severinghaus | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Mar 2011 | 20,000 | 31,500 | - | - | Common Stock | |
| Gail S. Page | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Mar 2011 | 85,000 | 224,907 | - | - | Common Stock | |
| Sandra Gardiner | VP & Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Mar 2011 | 24,000 | 24,000 | - | - | Common Stock | |
| Ashish Kohli | VP of Corporate Strategy | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Mar 2011 | 7,000 | 11,500 | - | - | Common Stock | |
| William B. Creech | VP Sales and Marketing | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Mar 2011 | 20,000 | 21,600 | - | - | Common Stock | |
| Gail S. Page | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 14 Dec 2010 | 45,000 | 139,907 | - | - | Common Stock | |
| Carl Severinghaus | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 14 Dec 2010 | 2,500 | 15,000 | - | - | Common Stock | |
| Carl Severinghaus | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 14 Dec 2010 | 3,500 | 11,500 | - | - | Common Stock | |
| Gail S. Page | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Dec 2010 | 181,525 | 184,907 | - | - | Common Stock | |
| William C. Wallen | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Dec 2010 | 22,000 | 22,000 | - | - | Common Stock | |
| Peter S. Roddy | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Dec 2010 | 15,500 | 15,500 | - | - | Common Stock | |
| John F. Hamilton | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Dec 2010 | 13,000 | 73,508 | - | - | Common Stock | |
| James S. Burns | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Dec 2010 | 13,000 | 73,508 | - | - | Common Stock | |
| Carl Severinghaus | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Dec 2010 | 17,500 | 17,500 | - | - | Common Stock | |
| Ashish Kohli | VP of Corporate Strategy | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Sep 2010 | 30,000 | 30,000 | - | - | Employee Stock Option (right to buy) | |
| Eric T. Fung | SVP, Chief Science Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 08 Sep 2010 | 11,765 | 10,471 | - | - | Common Stock | |
| John F. Hamilton | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Aug 2010 | 60,508 | 60,508 | - | - | Common Stock | |
| James S. Burns | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Aug 2010 | 60,508 | 60,508 | - | - | Common Stock | |
| Eric T. Fung | SVP, Chief Science Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Aug 2010 | 20,169 | 22,236 | - | - | Common Stock |