XNAS 30 Jul, 2025 9:50 AM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Robin LaChapelle | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.28 per share. | 11 Jul 2025 | 2,600 | 129,233 | - | 2.3 | 5,928 | Common Stock |
| Robin LaChapelle | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.28 per share. | 11 Jul 2025 | 6,503 | 135,736 | - | 2.3 | 14,827 | Common Stock |
| Robin LaChapelle | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Jul 2025 | 2,050 | 410 | - | - | Stock Option (right to buy) | |
| Robin LaChapelle | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Jul 2025 | 2,600 | 12,873 | - | - | Stock Option (right to buy) | |
| Robin LaChapelle | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Jul 2025 | 6,503 | 6,370 | - | - | Stock Option (right to buy) | |
| Robin LaChapelle | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.28 per share. | 11 Jul 2025 | 2,050 | 126,633 | - | 2.3 | 4,674 | Common Stock |
| Kristine Peterson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Jun 2025 | 15,502 | 15,502 | - | - | Non-Qualified Stock Option (right to buy) | |
| John A. Hohneker | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Jun 2025 | 15,502 | 15,502 | - | - | Non-Qualified Stock Option (right to buy) | |
| Christian W. Nolet | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Jun 2025 | 15,502 | 15,502 | - | - | Non-Qualified Stock Option (right to buy) | |
| Merdad V. Parsey | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Jun 2025 | 15,502 | 15,502 | - | - | Non-Qualified Stock Option (right to buy) | |
| Merdad V. Parsey | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Apr 2025 | 28,346 | 28,346 | - | - | Stock Option (right to buy) | |
| Robin LaChapelle | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Feb 2025 | 120,000 | 120,000 | - | - | Stock Option (right to buy) | |
| Stuart Lutzker | Director, President of R&D | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Feb 2025 | 120,000 | 120,000 | - | - | Stock Option (right to buy) | |
| James Paul Kastenmayer | General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Feb 2025 | 102,000 | 102,000 | - | - | Stock Option (right to buy) | |
| Winston Kung | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Feb 2025 | 120,000 | 120,000 | - | - | Stock Option (right to buy) | |
| Robin LaChapelle | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 Sep 2024 | 2,867 | 22,637 | - | - | Stock Option (right to buy) | |
| Robin LaChapelle | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.28 per share. | 19 Sep 2024 | 2,867 | 102,584 | - | 2.3 | 6,537 | Common Stock |
| Robin LaChapelle | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.28 per share. | 19 Sep 2024 | 7,164 | 109,748 | - | 2.3 | 16,334 | Common Stock |
| Robin LaChapelle | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.28 per share. | 19 Sep 2024 | 2,471 | 112,219 | - | 2.3 | 5,634 | Common Stock |
| Robin LaChapelle | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.65 per share. | 19 Sep 2024 | 12,364 | 124,583 | - | 3.7 | 45,129 | Common Stock |
| Robin LaChapelle | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 Sep 2024 | 2,471 | 2,460 | - | - | Stock Option (right to buy) | |
| Robin LaChapelle | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 Sep 2024 | 2,700 | 56,471 | - | - | Stock Option (right to buy) | |
| Robin LaChapelle | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 Sep 2024 | 12,364 | 18,865 | - | - | Stock Option (right to buy) | |
| Robin LaChapelle | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 Sep 2024 | 7,164 | 15,473 | - | - | Stock Option (right to buy) | |
| Robin LaChapelle | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.24 per share. | 19 Sep 2024 | 2,700 | 99,717 | - | 6.2 | 16,848 | Common Stock |
| John A. Hohneker | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 May 2024 | 29,550 | 29,550 | - | - | Stock Option (right to buy) | |
| Kristine Peterson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Apr 2024 | 28,587 | 28,587 | - | - | Stock Option (right to buy) | |
| Carl L. Gordon | Director, Ten Percent Owner | 30 Jan 2024 | 469,615 | 1,291,442 | - | - | Common Stock | ||
| Carl L. Gordon | Director, Ten Percent Owner | 30 Jan 2024 | 821,827 | 821,827 | - | - | Common Stock | ||
| Carl L. Gordon | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 18.00 per share. | 30 Jan 2024 | 222,222 | 1,513,664 | - | 18 | 3,999,996 | Common Stock |
| Carl L. Gordon | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 18.00 per share. | 30 Jan 2024 | 222,222 | 1,513,664 | - | 18 | 3,999,996 | Common Stock |
| Carl L. Gordon | Director, Ten Percent Owner | 30 Jan 2024 | 821,827 | 821,827 | - | - | Common Stock | ||
| Carl L. Gordon | Director, Ten Percent Owner | 30 Jan 2024 | 469,615 | 1,291,442 | - | - | Common Stock | ||
| Carl L. Gordon | Director, Ten Percent Owner | 30 Jan 2024 | 469,615 | 0 | - | - | Series B Preferred Stock | ||
| Carl L. Gordon | Director, Ten Percent Owner | 30 Jan 2024 | 469,615 | 0 | - | - | Series B Preferred Stock | ||
| Carl L. Gordon | Director, Ten Percent Owner | 30 Jan 2024 | 821,827 | 0 | - | - | Series A Preferred Stock | ||
| Carl L. Gordon | Director, Ten Percent Owner | 30 Jan 2024 | 821,827 | 0 | - | - | Series A Preferred Stock | ||
| James I. Healy | Director | Purchase of securities on an exchange or from another person at price $ 18.00 per share. | 30 Jan 2024 | 444,444 | 1,696,752 | - | 18 | 7,999,992 | Common Stock |
| James I. Healy | Director | 30 Jan 2024 | 1,252,308 | 1,252,308 | - | - | Common Stock | ||
| James I. Healy | Director | 30 Jan 2024 | 1,252,308 | 0 | - | - | Series B Preferred Stock | ||
| Bahija Jallal | Director | 25 Jan 2024 | 17,884 | 17,884 | - | - | Stock Option (right to buy) | ||
| Christian W. Nolet | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2024 | 17,884 | 17,884 | - | - | Stock Option (right to buy) |