Herskowitz Neil
|
Director |
Sale of securities on an exchange or to another person at price $ 2.00 per share. |
02 Dec 2024 |
23 |
97
(0%)
|
0%
|
2 |
46
|
COMMON STOCK, PAR VALUE $0.0001 |
Jay D. Kranzler
|
Director |
Sale of securities on an exchange or to another person at price $ 2.25 per share. |
05 Nov 2024 |
61 |
559
(0%)
|
0%
|
2.2 |
137
|
COMMON STOCK, PAR VALUE $0.0001 |
Jay D. Kranzler
|
Director |
Purchase of securities on an exchange or from another person at price $ 2.33 per share. |
27 Sep 2024 |
3 |
123
(0%)
|
0%
|
2.3 |
7
|
COMMON STOCK, PAR VALUE $0.0001 |
Jay D. Kranzler
|
Director |
Purchase of securities on an exchange or from another person at price $ 2.50 per share. |
27 Sep 2024 |
497 |
620
(0%)
|
0%
|
2.5 |
1,243
|
COMMON STOCK, PAR VALUE $0.0001 |
Neil Herskowitz
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Sep 2024 |
30,000 |
30,000
|
-
|
|
-
|
Employee stock option (right to buy) |
Jay D. Kranzler
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Sep 2024 |
30,000 |
30,000
|
-
|
|
-
|
Employee stock option (right to buy) |
Lindsay A. Rosenwald
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Sep 2024 |
30,000 |
30,000
|
-
|
|
-
|
Employee stock option (right to buy) |
Curtis G. Oltmans
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Sep 2024 |
30,000 |
30,000
|
-
|
|
-
|
Employee stock option (right to buy) |
Faith L. Charles
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Sep 2024 |
30,000 |
30,000
|
-
|
|
-
|
Employee stock option (right to buy) |
David Jin
|
Interim PFO and COO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Sep 2024 |
65,000 |
65,000
(0%)
|
0%
|
|
0
|
COMMON STOCK, PAR VALUE $0.0001 |
Alexandra MacLean
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Sep 2024 |
170,000 |
170,000
(1%)
|
1%
|
|
0
|
COMMON STOCK, PAR VALUE $0.0001 |
Jay D. Kranzler
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Jun 2023 |
100,000 |
100,000
|
-
|
|
-
|
Employee stock option (right to buy) |
David Jin
|
Interim PFO and COO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Jun 2023 |
250,000 |
250,000
|
-
|
|
-
|
Employee stock option (right to buy) |
Faith L. Charles
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Jun 2023 |
100,000 |
100,000
|
-
|
|
-
|
Employee stock option (right to buy) |
Curtis G. Oltmans
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Jun 2023 |
100,000 |
100,000
|
-
|
|
-
|
Employee stock option (right to buy) |
Neil Herskowitz
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Jun 2023 |
100,000 |
100,000
|
-
|
|
-
|
Employee stock option (right to buy) |
Lindsay A. Rosenwald
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Jun 2023 |
100,000 |
100,000
|
-
|
|
-
|
Employee stock option (right to buy) |
Alexandra MacLean
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Jun 2023 |
800,000 |
800,000
|
-
|
|
-
|
Employee stock option (right to buy) |
Joseph Vazzano
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Dec 2021 |
100,505 |
165,757
(0%)
|
0%
|
|
0
|
Common Stock |
Lucy Lu
|
Director, President, CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Dec 2021 |
411,616 |
748,949
(4%)
|
2%
|
|
0
|
Common Stock |
Joseph Vazzano
|
Chief Financial Officer |
Sale of securities on an exchange or to another person at price $ 1.62 per share. |
15 Sep 2021 |
7,160 |
65,252
(0%)
|
0%
|
1.6 |
11,599
|
Common Stock |
Neil Herskowitz
|
Director |
Purchase of securities on an exchange or from another person at price $ 3.99 per share. |
06 May 2021 |
2,500 |
134,724
(0%)
|
0%
|
4.0 |
9,975
|
Common Stock |
Joseph Vazzano
|
Chief Financial Officer |
Sale of securities on an exchange or to another person at price $ 12.13 per share. |
20 Aug 2020 |
3,840 |
57,412
(0%)
|
0%
|
12.1 |
46,579
|
Common Stock |
Jay D. Kranzler
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 Jun 2020 |
10,000 |
84,663
(0%)
|
0%
|
|
0
|
Common Stock |
Neil Herskowitz
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 Jun 2020 |
10,000 |
132,224
(0%)
|
0%
|
|
0
|
Common Stock |
Joseph Vazzano
|
Chief Financial Officer |
Purchase of securities on an exchange or from another person at price $ 7.99 per share. |
09 Mar 2020 |
1,400 |
59,263
(0%)
|
0%
|
8.0 |
11,186
|
Common Stock |
Joseph Vazzano
|
Chief Financial Officer |
Purchase of securities on an exchange or from another person at price $ 7.97 per share. |
09 Mar 2020 |
100 |
59,363
(0%)
|
0%
|
8.0 |
797
|
Common Stock |
Joseph Vazzano
|
Chief Financial Officer |
Purchase of securities on an exchange or from another person at price $ 7.94 per share. |
09 Mar 2020 |
1,889 |
61,252
(0%)
|
0%
|
7.9 |
14,999
|
Common Stock |
Neil Herskowitz
|
None |
Purchase of securities on an exchange or from another person at price $ 8.73 per share. |
26 Feb 2020 |
161 |
119,824
(0%)
|
0%
|
8.7 |
1,406
|
Common Stock |
Neil Herskowitz
|
None |
Purchase of securities on an exchange or from another person at price $ 8.20 per share. |
26 Feb 2020 |
2,400 |
122,224
(0%)
|
0%
|
8.2 |
19,680
|
Common Stock |
Neil Herskowitz
|
None |
Purchase of securities on an exchange or from another person at price $ 9.31 per share. |
25 Feb 2020 |
10,000 |
119,663
(0%)
|
0%
|
9.3 |
93,100
|
Common Stock |
Joseph Vazzano
|
Chief Financial Officer |
Purchase of securities on an exchange or from another person at price $ 9.09 per share. |
25 Feb 2020 |
1,200 |
57,863
(0%)
|
0%
|
9.1 |
10,908
|
Common Stock |
Joseph Vazzano
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Feb 2020 |
22,727 |
50,505
|
-
|
|
-
|
Restricted Stock Units |
Lucy Lu
|
Director, President, CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Feb 2020 |
110,959 |
246,576
|
-
|
|
-
|
Restricted Stock Units |
Elizabeth Garrett Ingram
|
None |
Purchase of securities on an exchange or from another person at price $ 6.27 per share. |
12 Sep 2019 |
16,000 |
16,000
(0%)
|
0%
|
6.3 |
100,320
|
Common Stock |
Neil Herskowitz
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
27 Aug 2019 |
10,000 |
109,663
(0%)
|
0%
|
|
0
|
Common Stock |
Jay D. Kranzler
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
27 Aug 2019 |
10,000 |
74,663
(0%)
|
0%
|
|
0
|
Common Stock |
Joseph Vazzano
|
Chief Financial Officer |
Sale of securities on an exchange or to another person at price $ 5.62 per share. |
08 Aug 2019 |
2,313 |
59,038
(0%)
|
0%
|
5.6 |
12,999
|
Common Stock |
Joseph Vazzano
|
Chief Financial Officer |
Sale of securities on an exchange or to another person at price $ 5.56 per share. |
08 Aug 2019 |
2,375 |
56,663
(0%)
|
0%
|
5.6 |
13,205
|
Common Stock |
Neil Herskowitz
|
None |
Purchase of securities on an exchange or from another person at price $ 5.88 per share. |
17 Jun 2019 |
3,000 |
97,663
(0%)
|
0%
|
5.9 |
17,640
|
Common Stock |
Neil Herskowitz
|
None |
Purchase of securities on an exchange or from another person at price $ 5.83 per share. |
17 Jun 2019 |
2,000 |
99,663
(0%)
|
0%
|
5.8 |
11,660
|
Common Stock |
Lucy Lu
|
Director, President, CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Jun 2019 |
135,617 |
135,617
|
-
|
|
-
|
Restricted Stock Units |
Joseph Vazzano
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Jun 2019 |
27,778 |
27,778
|
-
|
|
-
|
Restricted Stock Units |
Neil Herskowitz
|
None |
Purchase of securities on an exchange or from another person at price $ 4.52 per share. |
15 Apr 2019 |
1,000 |
94,663
(0%)
|
0%
|
4.5 |
4,520
|
Common Stock |
Neil Herskowitz
|
None |
Purchase of securities on an exchange or from another person at price $ 5.11 per share. |
28 Mar 2019 |
1,400 |
93,663
(0%)
|
0%
|
5.1 |
7,154
|
Common Stock |
Neil Herskowitz
|
None |
Purchase of securities on an exchange or from another person at price $ 5.11 per share. |
28 Mar 2019 |
600 |
92,263
(0%)
|
0%
|
5.1 |
3,066
|
Common Stock |
Neil Herskowitz
|
None |
Purchase of securities on an exchange or from another person at price $ 5.46 per share. |
25 Feb 2019 |
5,000 |
91,663
(0%)
|
0%
|
5.5 |
27,300
|
Common Stock |
Neil Herskowitz
|
None |
Purchase of securities on an exchange or from another person at price $ 5.91 per share. |
04 Feb 2019 |
7,000 |
84,813
(0%)
|
0%
|
5.9 |
41,370
|
Common Stock |
Neil Herskowitz
|
None |
Purchase of securities on an exchange or from another person at price $ 5.77 per share. |
04 Feb 2019 |
1,850 |
86,663
(0%)
|
0%
|
5.8 |
10,675
|
Common Stock |
Neil Herskowitz
|
None |
Purchase of securities on an exchange or from another person at price $ 5.91 per share. |
30 Jan 2019 |
650 |
77,813
(0%)
|
0%
|
5.9 |
3,842
|
Common Stock |
Neil Herskowitz
|
None |
Purchase of securities on an exchange or from another person at price $ 5.84 per share. |
28 Jan 2019 |
1,447 |
68,610
(0%)
|
0%
|
5.8 |
8,450
|
Common Stock |
Neil Herskowitz
|
None |
Purchase of securities on an exchange or from another person at price $ 5.91 per share. |
28 Jan 2019 |
8,553 |
77,163
(0%)
|
0%
|
5.9 |
50,548
|
Common Stock |
Jeffrey Paley
|
None |
Purchase of securities on an exchange or from another person at price $ 4.76 per share. |
03 Dec 2018 |
5,000 |
79,663
(0%)
|
0%
|
4.8 |
23,800
|
Common Stock |
Jeffrey Paley
|
None |
Purchase of securities on an exchange or from another person at price $ 5.48 per share. |
03 Dec 2018 |
10,000 |
74,663
(0%)
|
0%
|
5.5 |
54,754
|
Common Stock |
Akhtar Samad
|
None |
Gift of securities by or to the insider at price $ 0.00 per share. |
07 Aug 2018 |
14,663 |
64,663
(0%)
|
0%
|
|
0
|
Common Stock |
Jay D. Kranzler
|
None |
Gift of securities by or to the insider at price $ 0.00 per share. |
07 Aug 2018 |
14,663 |
64,663
(0%)
|
0%
|
|
0
|
Common Stock |
Lindsay A. Rosenwald
|
None |
Gift of securities by or to the insider at price $ 0.00 per share. |
07 Aug 2018 |
14,663 |
84,663
(0%)
|
0%
|
|
0
|
Common Stock |
Michael S. Weiss
|
None |
Gift of securities by or to the insider at price $ 0.00 per share. |
07 Aug 2018 |
14,663 |
24,663
(0%)
|
0%
|
|
0
|
Common Stock |
Neil Herskowitz
|
None |
Gift of securities by or to the insider at price $ 0.00 per share. |
07 Aug 2018 |
14,663 |
67,163
(0%)
|
0%
|
|
0
|
Common Stock |
Lucy Lu
|
Director, President, CEO |
Gift of securities by or to the insider at price $ 0.00 per share. |
07 Aug 2018 |
250,000 |
807,333
(7%)
|
2%
|
|
0
|
Common Stock |
Jeffrey Paley
|
None |
Gift of securities by or to the insider at price $ 0.00 per share. |
07 Aug 2018 |
14,663 |
64,663
(0%)
|
0%
|
|
0
|
Common Stock |
Scott A. Reines
|
Interim Chief Medical Officer |
Gift of securities by or to the insider at price $ 0.00 per share. |
07 Aug 2018 |
10,000 |
45,000
(0%)
|
0%
|
|
0
|
Common Stock |
Joseph Vazzano
|
VP Finance & Corp. Controller |
Gift of securities by or to the insider at price $ 0.00 per share. |
07 Aug 2018 |
30,000 |
61,351
(0%)
|
0%
|
|
0
|
Common Stock |
Joseph Vazzano
|
VP Finance & Corp. Controller |
Grant, award, or other acquisition of securities at price $ 3.66 per share. |
28 Jun 2018 |
1,351 |
31,351
(0%)
|
0%
|
3.7 |
4,945
|
Common Stock |
Lucy Lu
|
Director, President, CEO |
Grant, award, or other acquisition of securities at price $ 4.00 per share. |
14 Jun 2018 |
5,000 |
557,333
(5%)
|
0%
|
4 |
20,000
|
Common Stock |
Lindsay A. Rosenwald
|
None |
Purchase of securities on an exchange or from another person at price $ 4.15 per share. |
01 Jun 2018 |
8,666 |
28,666
(0%)
|
0%
|
4.2 |
36,003
|
Common Stock |
Lindsay A. Rosenwald
|
None |
Purchase of securities on an exchange or from another person at price $ 4.34 per share. |
01 Jun 2018 |
5,234 |
70,000
(0%)
|
0%
|
4.3 |
22,727
|
Common Stock |
Lindsay A. Rosenwald
|
None |
Purchase of securities on an exchange or from another person at price $ 4.32 per share. |
01 Jun 2018 |
14,800 |
64,766
(0%)
|
0%
|
4.3 |
63,969
|
Common Stock |
Lindsay A. Rosenwald
|
None |
Purchase of securities on an exchange or from another person at price $ 4.35 per share. |
01 Jun 2018 |
9,100 |
49,966
(0%)
|
0%
|
4.3 |
39,576
|
Common Stock |
Lindsay A. Rosenwald
|
None |
Purchase of securities on an exchange or from another person at price $ 4.28 per share. |
01 Jun 2018 |
8,400 |
40,866
(0%)
|
0%
|
4.3 |
35,949
|
Common Stock |
Lindsay A. Rosenwald
|
None |
Purchase of securities on an exchange or from another person at price $ 4.19 per share. |
01 Jun 2018 |
3,800 |
32,466
(0%)
|
0%
|
4.2 |
15,921
|
Common Stock |
Neil Herskowitz
|
None |
Purchase of securities on an exchange or from another person at price $ 3.80 per share. |
25 Apr 2018 |
1,000 |
52,500
(0%)
|
0%
|
3.8 |
3,800
|
Common Stock |
Neil Herskowitz
|
None |
Purchase of securities on an exchange or from another person at price $ 5.01 per share. |
17 Oct 2017 |
1,000 |
51,500
(0%)
|
0%
|
5.0 |
5,010
|
Common Stock |
Neil Herskowitz
|
None |
Purchase of securities on an exchange or from another person at price $ 5.24 per share. |
09 Oct 2017 |
500 |
50,500
(0%)
|
0%
|
5.2 |
2,620
|
Common Stock |
Lindsay A. Rosenwald
|
None |
Purchase of securities on an exchange or from another person at price $ 5.40 per share. |
04 Oct 2017 |
1,350 |
20,000
(0%)
|
0%
|
5.4 |
7,290
|
Common Stock |
Lindsay A. Rosenwald
|
None |
Purchase of securities on an exchange or from another person at price $ 5.60 per share. |
04 Oct 2017 |
3,550 |
15,750
(0%)
|
0%
|
5.6 |
19,880
|
Common Stock |
Lindsay A. Rosenwald
|
None |
Purchase of securities on an exchange or from another person at price $ 5.60 per share. |
04 Oct 2017 |
2,200 |
12,200
(0%)
|
0%
|
5.6 |
12,320
|
Common Stock |
Lindsay A. Rosenwald
|
None |
Purchase of securities on an exchange or from another person at price $ 5.63 per share. |
04 Oct 2017 |
2,900 |
18,650
(0%)
|
0%
|
5.6 |
16,327
|
Common Stock |
Lucy Lu
|
Director, President, CEO |
Grant, award, or other acquisition of securities at price $ 5.20 per share. |
28 Sep 2017 |
4,000 |
552,333
(5%)
|
0%
|
5.2 |
20,800
|
Common Stock |