22.31 0.26 (1.18%)

4.1M XNAS Volume

XNAS 25 Mar, 2025 5:30 PM (EDT)



Insider Trading disclosures for Ares Capital Corp

The latest disclosure was made by James R. Miller in Ares Capital Corp where a trade of 40,000 Common Stock done at an average price of $23.3 was reported to US exchanges on March 3, 2025.

Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company. A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).

Client Name Client Category Action Reported to Exchange Quantity Post Transaction Holding Traded % Avg. Price Value Security Type
James R. Miller Co-President Purchase of securities on an exchange or from another person at price $ 23.32 per share. 03 Mar 2025 40,000 40,000 (0%) 0% 23.3 932,800 Common Stock
Michael J. Arougheti Director, Executive Vice President Gift of securities by or to the insider at price $ 0.00 per share. 18 Feb 2025 300,172 2,016,785 (0%) 0% 0 Common Stock
Torre Ann Grant Director Purchase of securities on an exchange or from another person at price $ 22.75 per share. 11 Feb 2025 6,000 30,000 (0%) 0% 22.8 136,500 Common Stock
Kort Schnabel Co-President Purchase of securities on an exchange or from another person at price $ 17.84 per share. 02 May 2023 15,000 15,000 (0%) 0% 17.8 267,600 Common Stock
Penni F. Roll Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 17.50 per share. 15 Mar 2023 3,000 57,500 (0%) 0% 17.5 52,500 Common Stock
Penni F. Roll Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 17.44 per share. 15 Mar 2023 3,000 60,500 (0%) 0% 17.4 52,320 Common Stock
Bennett Rosenthal Director Gift of securities by or to the insider at price $ 0.00 per share. 31 Dec 2022 125,000 130,138 (0%) 0% 0 Common Stock
Penni F. Roll Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 19.04 per share. 14 Sep 2022 2,500 54,500 (0%) 0% 19.0 47,600 Common Stock
Mary Beth Henson Director Purchase of securities on an exchange or from another person at price $ 19.77 per share. 31 Aug 2022 9,000 20,000 (0%) 0% 19.8 177,930 Common Stock
Penni F. Roll Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 19.77 per share. 03 Aug 2022 25,000 52,000 (0%) 0% 19.8 494,250 Common Stock
Steven B. McKeever Director Purchase of securities on an exchange or from another person at price $ 17.95 per share. 15 Jun 2022 2,775 44,944 (0%) 0% 17.9 49,811 Common Stock
Michael J. Arougheti Director, Executive Vice President Purchase of securities on an exchange or from another person at price $ 17.75 per share. 14 Jun 2022 300,000 1,782,709 (0%) 0% 17.8 5,325,000 Common Stock
Mary Beth Henson Director Purchase of securities on an exchange or from another person at price $ 19.62 per share. 01 Jun 2022 5,000 11,000 (0%) 0% 19.6 98,100 Common Stock
Michael Lewis Smith Co-President Purchase of securities on an exchange or from another person at price $ 18.64 per share. 19 May 2022 54,000 89,000 (0%) 0% 18.6 1,006,560 Common Stock
Mary Beth Henson Director Purchase of securities on an exchange or from another person at price $ 20.05 per share. 14 Mar 2022 6,000 6,000 (0%) 0% 20.1 120,300 Common Stock
Penni F. Roll Chief Financial Officer Sale of securities on an exchange or to another person at price $ 19.96 per share. 14 Dec 2021 25,805 27,000 (0%) 0% 20.0 515,068 Common Stock
Penni F. Roll Chief Financial Officer Sale of securities on an exchange or to another person at price $ 16.54 per share. 23 Nov 2020 7,000 52,805 (0%) 0% 16.5 115,780 Common Stock
Michael J. Arougheti Director, Executive Vice President Purchase of securities on an exchange or from another person at price $ 13.92 per share. 28 Oct 2020 10,000 1,308,080 (0%) 0% 13.9 139,200 Common Stock
Joshua M. Bloomstein General Counsel, VP & Sec. Purchase of securities on an exchange or from another person at price $ 13.82 per share. 28 Oct 2020 2,000 13,500 (0%) 0% 13.8 27,640 Common Stock
Joshua M. Bloomstein General Counsel, VP & Sec. Purchase of securities on an exchange or from another person at price $ 13.75 per share. 28 Oct 2020 3,000 16,500 (0%) 0% 13.8 41,250 Common Stock
R. Kipp DeVeer Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 13.98 per share. 28 Oct 2020 75,000 300,000 (0%) 0% 14.0 1,048,500 Common Stock
Michael Lewis Smith Co-President Purchase of securities on an exchange or from another person at price $ 14.25 per share. 14 Sep 2020 35,000 35,000 (0%) 0% 14.3 498,750 Common Stock
Eric B. Siegel Director Purchase of securities on an exchange or from another person at price $ 14.50 per share. 11 Sep 2020 1,816 42,732 (0%) 0% 14.5 26,332 Common Stock
Michael K. Parks Director Purchase of securities on an exchange or from another person at price $ 14.10 per share. 09 Sep 2020 5,000 18,699 (0%) 0% 14.1 70,500 Common Stock
Michael K. Parks Director Purchase of securities on an exchange or from another person at price $ 14.58 per share. 09 Sep 2020 2,500 21,199 (0%) 0% 14.6 36,450 Common Stock
Michael K. Parks Director Purchase of securities on an exchange or from another person at price $ 14.31 per share. 17 Aug 2020 3,000 11,699 (0%) 0% 14.3 42,930 Common Stock
Michael K. Parks Director Purchase of securities on an exchange or from another person at price $ 14.23 per share. 17 Aug 2020 2,000 13,699 (0%) 0% 14.2 28,460 Common Stock
Robert L. Rosen Director Purchase of securities on an exchange or from another person at price $ 14.17 per share. 17 Aug 2020 5,000 48,006 (0%) 0% 14.2 70,850 Common Stock
Robert L. Rosen Director Purchase of securities on an exchange or from another person at price $ 14.38 per share. 17 Aug 2020 2,500 43,006 (0%) 0% 14.4 35,950 Common Stock
Robert L. Rosen Director Purchase of securities on an exchange or from another person at price $ 14.22 per share. 17 Aug 2020 2,500 40,506 (0%) 0% 14.2 35,550 Common Stock
Michael K. Parks Director Purchase of securities on an exchange or from another person at price $ 14.62 per share. 11 Jun 2020 2,000 8,521 (0%) 0% 14.6 29,240 Common Stock
Michael K. Parks Director Purchase of securities on an exchange or from another person at price $ 14.71 per share. 11 Jun 2020 2,000 6,521 (0%) 0% 14.7 29,420 Common Stock
Penni F. Roll Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 13.28 per share. 06 May 2020 500 59,805 (0%) 0% 13.3 6,640 Common Stock
Penni F. Roll Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 14.34 per share. 12 Mar 2020 1,000 59,305 (0%) 0% 14.3 14,340 Common Stock
Steven B. McKeever Director Purchase of securities on an exchange or from another person at price $ 13.71 per share. 12 Mar 2020 1,800 34,107 (0%) 0% 13.7 24,678 Common Stock
Steven B. McKeever Director Purchase of securities on an exchange or from another person at price $ 14.57 per share. 12 Mar 2020 3,375 32,307 (0%) 0% 14.6 49,174 Common Stock
Steven B. McKeever None Purchase of securities on an exchange or from another person at price $ 18.75 per share. 05 Dec 2019 3,000 28,322 (0%) 0% 18.8 56,250 Common Stock
Steve Bartlett None Purchase of securities on an exchange or from another person at price $ 18.39 per share. 31 Oct 2019 542 27,276 (0%) 0% 18.4 9,967 Common Stock
Steve Bartlett None Purchase of securities on an exchange or from another person at price $ 18.35 per share. 31 Oct 2019 14,177 26,734 (0%) 0% 18.4 260,148 Common Stock
Steven B. McKeever None Purchase of securities on an exchange or from another person at price $ 18.42 per share. 14 Aug 2019 5,425 24,795 (0%) 0% 18.4 99,929 Common Stock
Penni F. Roll Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 18.36 per share. 06 Aug 2019 2,000 58,305 (0%) 0% 18.4 36,720 Common Stock
Daniel G. Kelly None Purchase of securities on an exchange or from another person at price $ 18.44 per share. 01 Aug 2019 6,000 30,510 (0%) 0% 18.4 110,640 Common Stock
Steve Bartlett None Purchase of securities on an exchange or from another person at price $ 18.00 per share. 20 Jun 2019 200 12,273 (0%) 0% 18 3,600 Common Stock
Daniel G. Kelly None Purchase of securities on an exchange or from another person at price $ 18.01 per share. 10 Jun 2019 4,500 23,945 (0%) 0% 18.0 81,045 Common Stock
Steve Bartlett None Purchase of securities on an exchange or from another person at price $ 17.77 per share. 20 May 2019 200 12,073 (0%) 0% 17.8 3,554 Common Stock
Torre Ann Grant None Purchase of securities on an exchange or from another person at price $ 17.61 per share. 15 May 2019 5,725 8,000 (0%) 0% 17.6 100,817 Common Stock
Torre Ann Grant None Purchase of securities on an exchange or from another person at price $ 17.61 per share. 15 May 2019 4,000 24,000 (0%) 0% 17.6 70,440 Common Stock
Steven B. McKeever None Purchase of securities on an exchange or from another person at price $ 17.52 per share. 13 May 2019 5,640 19,370 (0%) 0% 17.5 98,813 Common Stock
Steve Bartlett None Purchase of securities on an exchange or from another person at price $ 17.32 per share. 22 Apr 2019 200 11,600 (0%) 0% 17.3 3,464 Common Stock
Steve Bartlett None Purchase of securities on an exchange or from another person at price $ 16.95 per share. 20 Mar 2019 200 11,400 (0%) 0% 17.0 3,390 Common Stock
Steve Bartlett None Purchase of securities on an exchange or from another person at price $ 17.12 per share. 20 Feb 2019 200 11,200 (0%) 0% 17.1 3,424 Common Stock
Steve Bartlett None Purchase of securities on an exchange or from another person at price $ 16.17 per share. 22 Jan 2019 200 11,000 (0%) 0% 16.2 3,234 Common Stock
Steve Bartlett None Purchase of securities on an exchange or from another person at price $ 15.40 per share. 20 Dec 2018 200 10,800 (0%) 0% 15.4 3,080 Common Stock
R. Kipp DeVeer Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 16.02 per share. 14 Dec 2018 50,000 225,000 (0%) 0% 16.0 801,000 Common Stock
Penni F. Roll Chief Financial Officer Sale of securities on an exchange or to another person at price $ 16.76 per share. 20 Nov 2018 6,000 56,305 (0%) 0% 16.8 100,560 Common Stock
Steve Bartlett None Purchase of securities on an exchange or from another person at price $ 17.08 per share. 20 Nov 2018 200 10,600 (0%) 0% 17.1 3,416 Common Stock
Steve Bartlett None Purchase of securities on an exchange or from another person at price $ 16.30 per share. 22 Oct 2018 200 10,400 (0%) 0% 16.3 3,260 Common Stock
Steve Bartlett None Purchase of securities on an exchange or from another person at price $ 17.18 per share. 20 Sep 2018 200 10,200 (0%) 0% 17.2 3,436 Common Stock
Eric B. Siegel None Purchase of securities on an exchange or from another person at price $ 17.30 per share. 12 Sep 2018 6,000 36,630 (0%) 0% 17.3 103,800 Common Stock
Eric B. Siegel None Purchase of securities on an exchange or from another person at price $ 17.32 per share. 12 Sep 2018 990 2,072 (0%) 0% 17.3 17,147 Common Stock
Torre Ann Grant None Purchase of securities on an exchange or from another person at price $ 17.44 per share. 29 Aug 2018 9,000 20,000 (0%) 0% 17.4 156,960 Common Stock
Steve Bartlett None Purchase of securities on an exchange or from another person at price $ 17.36 per share. 20 Aug 2018 200 10,000 (0%) 0% 17.4 3,472 Common Stock
Steve Bartlett None Purchase of securities on an exchange or from another person at price $ 16.59 per share. 21 May 2018 200 9,800 (0%) 0% 16.6 3,318 Common Stock
Steve Bartlett None Purchase of securities on an exchange or from another person at price $ 16.02 per share. 23 Apr 2018 200 9,600 (0%) 0% 16.0 3,204 Common Stock
Steve Bartlett None Purchase of securities on an exchange or from another person at price $ 15.96 per share. 26 Mar 2018 200 9,400 (0%) 0% 16.0 3,192 Common Stock
Michael J. Arougheti Director, Executive Vice President Purchase of securities on an exchange or from another person at price $ 15.60 per share. 15 Mar 2018 25,000 984,535 (0%) 0% 15.6 390,000 Common Stock
Steve Bartlett None Purchase of securities on an exchange or from another person at price $ 15.89 per share. 26 Feb 2018 200 9,200 (0%) 0% 15.9 3,178 Common Stock
Penni F. Roll Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 15.81 per share. 15 Feb 2018 3,000 11,147 (0%) 0% 15.8 47,430 Common Stock
Steve Bartlett None Purchase of securities on an exchange or from another person at price $ 16.21 per share. 23 Jan 2018 200 9,000 (0%) 0% 16.2 3,242 Common Stock
Steve Bartlett None Purchase of securities on an exchange or from another person at price $ 15.73 per share. 21 Dec 2017 200 8,800 (0%) 0% 15.7 3,146 Common Stock
Steve Bartlett None Purchase of securities on an exchange or from another person at price $ 16.32 per share. 21 Nov 2017 200 8,600 (0%) 0% 16.3 3,264 Common Stock
Michael J. Arougheti None Purchase of securities on an exchange or from another person at price $ 15.85 per share. 03 Nov 2017 8,365 937,054 (0%) 0% 15.8 132,585 Common Stock
Steve Bartlett None Purchase of securities on an exchange or from another person at price $ 16.60 per share. 25 Oct 2017 200 8,400 (0%) 0% 16.6 3,320 Common Stock
Steve Bartlett None Purchase of securities on an exchange or from another person at price $ 15.77 per share. 25 Sep 2017 200 8,200 (0%) 0% 15.8 3,154 Common Stock
Steve Bartlett None Purchase of securities on an exchange or from another person at price $ 16.12 per share. 24 Aug 2017 200 8,000 (0%) 0% 16.1 3,224 Common Stock
Steve Bartlett None Purchase of securities on an exchange or from another person at price $ 16.48 per share. 24 Jul 2017 200 7,800 (0%) 0% 16.5 3,296 Common Stock
Steve Bartlett None Purchase of securities on an exchange or from another person at price $ 16.21 per share. 22 Jun 2017 200 7,600 (0%) 0% 16.2 3,242 Common Stock
Steve Bartlett None Purchase of securities on an exchange or from another person at price $ 17.29 per share. 16 Mar 2017 200 7,400 (0%) 0% 17.3 3,458 Common Stock
Steve Bartlett None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 20 Dec 2016 200 7,200 - - Common Stock
Steve Bartlett None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 21 Nov 2016 200 7,000 - - Common Stock
Daniel G. Kelly None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 04 Nov 2016 7,500 15,391 - - Common Stock
Steve Bartlett None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 20 Oct 2016 200 6,800 - - Common Stock
Steve Bartlett None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 20 Sep 2016 200 6,600 - - Common Stock
Steve Bartlett None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 22 Aug 2016 200 6,400 - - Common Stock
Mitchell S. Goldstein Co-President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 15 Aug 2016 6,472 195,358 - - Common Stock
Steve Bartlett None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 20 Jul 2016 200 6,200 - - Common Stock
Steve Bartlett None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 20 Jun 2016 200 6,000 - - Common Stock
Steve Bartlett None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 20 May 2016 200 5,800 - - Common Stock
Steve Bartlett None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 20 Apr 2016 200 5,600 - - Common Stock
Steve Bartlett None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 21 Mar 2016 200 5,400 - - Common Stock
R. Kipp DeVeer Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 11 Mar 2016 40,000 175,000 - - Common Stock
Scott C. Lem CAO, VP & Treasurer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 08 Mar 2016 1,800 16,287 - - Common Stock
Michael J. Arougheti Director, Executive Vice President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 26 Feb 2016 90,000 786,876 - - Common Stock
Mitchell S. Goldstein Co-President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 25 Feb 2016 19,200 182,740 - - Common Stock
Steve Bartlett None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 22 Feb 2016 100 5,200 - - Common Stock
Steve Bartlett None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 20 Jan 2016 100 5,100 - - Common Stock
R. Kipp DeVeer Director, Chief Executive Officer 31 Dec 2015 23,988 130,000 - - Common Stock
R. Kipp DeVeer Director, Chief Executive Officer 31 Dec 2015 5,000 135,000 - - Common Stock
Steve Bartlett None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 21 Dec 2015 100 5,000 - - Common Stock
Eric B. Siegel None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 14 Dec 2015 5,110 24,397 - - Common Stock
Steve Bartlett None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 20 Nov 2015 100 4,900 - - Common Stock
Steve Bartlett None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 20 Oct 2015 100 4,800 - - Common Stock
Steve Bartlett None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 21 Sep 2015 100 4,700 - - Common Stock
Torre Ann Grant None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 14 Sep 2015 8,126 11,000 - - Common Stock
Mitchell S. Goldstein Co-President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 26 Aug 2015 6,760 157,891 - - Common Stock
Michael Lewis Smith Co-President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 24 Aug 2015 25,000 151,012 - - Common Stock
Scott C. Lem CAO, VP & Treasurer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 21 Aug 2015 1,275 13,801 - - Common Stock
Penni F. Roll Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 20 Aug 2015 500 55,305 - - Common Stock
Penni F. Roll Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 20 Aug 2015 4,500 59,805 - - Common Stock
Penni F. Roll Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 20 Aug 2015 2,500 62,305 - - Common Stock
Steve Bartlett None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 20 Aug 2015 100 4,600 - - Common Stock
Steven B. McKeever None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 14 Aug 2015 1,835 10,300 - - Common Stock
Michael J. Arougheti None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 06 Aug 2015 25,000 668,817 - - Common Stock
Michael J. Arougheti None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 06 Aug 2015 10,000 678,817 - - Common Stock
Penni F. Roll Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 05 Aug 2015 2,500 54,805 - - Common Stock
Scott C. Lem CAO, VP & Treasurer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 05 Aug 2015 1,250 12,526 - - Common Stock
Mitchell S. Goldstein Co-President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 05 Aug 2015 6,235 151,131 - - Common Stock
Steve Bartlett None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 20 Jul 2015 100 4,500 - - Common Stock
Steve Bartlett None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 22 Jun 2015 100 4,400 - - Common Stock
Steve Bartlett None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 20 May 2015 100 4,300 - - Common Stock
Steve Bartlett None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 20 Apr 2015 100 4,200 - - Common Stock
Steve Bartlett None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 20 Mar 2015 100 4,100 - - Common Stock
Robert L. Rosen None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 11 Mar 2015 5,000 32,500 - - Common Stock
Robert L. Rosen None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 11 Mar 2015 2,500 35,000 - - Common Stock
Robert L. Rosen None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 05 Mar 2015 2,500 25,000 - - Common Stock
Robert L. Rosen None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 05 Mar 2015 2,500 27,500 - - Common Stock
Robert L. Rosen None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 02 Mar 2015 2,500 17,500 - - Common Stock
Robert L. Rosen None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 02 Mar 2015 2,500 20,000 - - Common Stock
Robert L. Rosen None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 02 Mar 2015 2,500 22,500 - - Common Stock
Steve Bartlett None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 20 Feb 2015 100 4,000 - - Common Stock
Steve Bartlett None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 20 Jan 2015 100 3,900 - - Common Stock
Steve Bartlett None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 22 Dec 2014 100 3,800 - - Common Stock
Penni F. Roll Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 15 Dec 2014 2,000 52,305 - - Common Stock
Steven B. McKeever None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 10 Dec 2014 6,100 7,907 - - Common Stock
Scott C. Lem CAO, VP & Treasurer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 04 Dec 2014 1,250 10,463 - - Common Stock
Scott C. Lem CAO, VP & Treasurer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 26 Nov 2014 1,225 9,213 - - Common Stock
Steve Bartlett None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 20 Nov 2014 100 3,700 - - Common Stock
Penni F. Roll Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 05 Nov 2014 3,000 50,305 - - Common Stock
Michael J. Arougheti Director, Executive Vice President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 05 Nov 2014 60,000 643,817 - - Common Stock
Joshua M. Bloomstein General Counsel, VP & Sec. Purchase of securities on an exchange or from another person at price $ 0.00 per share. 05 Nov 2014 2,500 11,500 - - Common Stock
Scott C. Lem CAO, VP & Treasurer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 05 Nov 2014 625 7,988 - - Common Stock
Steve Bartlett None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 20 Oct 2014 100 3,600 - - Common Stock
Steve Bartlett None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 22 Sep 2014 100 3,500 - - Common Stock
Steve Bartlett None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 20 Aug 2014 100 3,400 - - Common Stock
R. Kipp DeVeer Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 07 Aug 2014 10,000 106,012 - - Common Stock
Penni F. Roll Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 06 Aug 2014 6,000 47,305 - - Common Stock
Joshua M. Bloomstein General Counsel, VP & Sec. Purchase of securities on an exchange or from another person at price $ 0.00 per share. 06 Aug 2014 1,500 9,000 - - Common Stock
Steve Bartlett None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 21 Jul 2014 100 3,300 - - Common Stock
Steve Bartlett None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 20 Jun 2014 100 3,200 - - Common Stock
Steve Bartlett None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 20 May 2014 100 3,100 - - Common Stock
Michael Lewis Smith Executive Vice President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 15 May 2014 10,000 126,012 - - Common Stock
Joshua M. Bloomstein General Counsel, VP & Sec. Purchase of securities on an exchange or from another person at price $ 0.00 per share. 13 May 2014 5,000 7,500 - - Common Stock
Michael J. Arougheti Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 May 2014 50,000 583,817 - - Common Stock
Steve Bartlett None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 21 Apr 2014 100 3,000 - - Common Stock
Steve Bartlett None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 20 Mar 2014 100 2,900 - - Common Stock
Scott C. Lem CAO, VP & Treasurer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 07 Mar 2014 275 5,764 - - Common Stock
Scott C. Lem CAO, VP & Treasurer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 07 Mar 2014 300 7,231 - - Common Stock
Scott C. Lem CAO, VP & Treasurer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 07 Mar 2014 300 6,205 - - Common Stock
Scott C. Lem CAO, VP & Treasurer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 07 Mar 2014 287 6,492 - - Common Stock
Scott C. Lem CAO, VP & Treasurer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 07 Mar 2014 300 6,931 - - Common Stock
Antony P. Ressler None Other type of transaction at price $ 0.00 per share. 23 Dec 2013 1,003,568 1,003,568 - - Common Stock
Bennett Rosenthal None Other type of transaction at price $ 0.00 per share. 23 Dec 2013 180,138 255,138 - - Common Stock
Michael J. Arougheti Director, Chief Executive Officer Other type of transaction at price $ 0.00 per share. 23 Dec 2013 180,138 533,817 - - Common Stock
Eric B. Beckman Executive Vice President Other type of transaction at price $ 0.00 per share. 23 Dec 2013 1,307 180,865 - - Common Stock
Michael Lewis Smith Executive Vice President Other type of transaction at price $ 0.00 per share. 23 Dec 2013 36,012 116,012 - - Common Stock
R. Kipp DeVeer President Other type of transaction at price $ 0.00 per share. 23 Dec 2013 36,012 96,012 - - Common Stock
Mitchell S. Goldstein Executive Vice President Other type of transaction at price $ 0.00 per share. 23 Dec 2013 36,012 126,627 - - Common Stock
Steven B. McKeever None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Dec 2013 1,650 1,650 - - Common Stock
Steve Bartlett None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 21 Oct 2013 100 2,800 - - Common Stock
Steve Bartlett None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 20 Sep 2013 100 2,700 - - Common Stock
Steve Bartlett None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 20 Aug 2013 100 2,600 - - Common Stock
Steve Bartlett None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 24 Jul 2013 100 2,500 - - Common Stock
Steve Bartlett None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 20 Jun 2013 100 2,400 - - Common Stock
Steve Bartlett None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 29 May 2013 100 2,300 - - Common Stock
Steve Bartlett None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 22 Apr 2013 100 2,200 - - Common Stock
Steve Bartlett None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 20 Dec 2012 100 2,100 - - Common Stock
Steve Bartlett None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 13 Nov 2012 1,000 2,000 - - Common Stock
Antony P. Ressler None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 01 Jun 2012 153,250 983,250 - - Common Stock
Antony P. Ressler None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 01 Jun 2012 180,000 830,000 - - Common Stock
Torre Ann Grant None Sale of securities on an exchange or to another person at price $ 0.00 per share. 15 May 2012 227 0 - - Common Stock
Torre Ann Grant None Sale of securities on an exchange or to another person at price $ 0.00 per share. 15 May 2012 260 0 - - Common Stock
Torre Ann Grant None Sale of securities on an exchange or to another person at price $ 0.00 per share. 15 May 2012 1,051 0 - - Common Stock
Michael J. Arougheti Director, President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 May 2012 100,000 353,679 - - Common Stock
Penni F. Roll Chief Financial Officer Gift of securities by or to the insider at price $ 0.00 per share. 31 Dec 2011 41,305 8,147 - - Common Stock
Penni F. Roll Chief Financial Officer Gift of securities by or to the insider at price $ 0.00 per share. 31 Dec 2011 41,305 41,305 - - Common Stock
Penni F. Roll Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Aug 2011 500 49,452 - - Common Stock
Robert L. Rosen None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Aug 2011 5,000 12,500 - - Common Stock
Robert L. Rosen None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Aug 2011 2,500 15,000 - - Common Stock
Bennett Rosenthal None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 08 Aug 2011 75,000 75,000 - - Common Stock
Penni F. Roll Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 05 Aug 2011 1,000 47,952 - - Common Stock
Penni F. Roll Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 05 Aug 2011 1,000 48,952 - - Common Stock
Michael J. Arougheti Director, President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 05 Aug 2011 74,700 228,379 - - Common Stock
Michael J. Arougheti Director, President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 05 Aug 2011 300 228,679 - - Common Stock
Michael J. Arougheti Director, President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 05 Aug 2011 25,000 253,679 - - Common Stock
Joshua M. Bloomstein General Counsel, VP & Sec. Purchase of securities on an exchange or from another person at price $ 0.00 per share. 05 Aug 2011 1,000 2,000 - - Common Stock
Joshua M. Bloomstein General Counsel, VP & Sec. Purchase of securities on an exchange or from another person at price $ 0.00 per share. 05 Aug 2011 500 2,500 - - Common Stock
Joshua M. Bloomstein General Counsel, VP & Sec. Purchase of securities on an exchange or from another person at price $ 0.00 per share. 01 Jun 2011 500 1,000 - - Common Stock
Joshua M. Bloomstein General Counsel, VP & Sec. Purchase of securities on an exchange or from another person at price $ 0.00 per share. 05 May 2011 500 500 - - Common Stock
Antony P. Ressler None Gift of securities by or to the insider at price $ 0.00 per share. 31 Dec 2010 118,183 531,817 - - Common Stock
Antony P. Ressler None Gift of securities by or to the insider at price $ 0.00 per share. 31 Dec 2010 31,110 500,707 - - Common Stock
Frank Edmund O'Bryan None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 19 Nov 2009 10,000 12,000 - - Common Stock
Richard S. Davis Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 20 May 2009 15,000 72,093 - - Common Stock
Frank Edmund O'Bryan None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Dec 2008 400 400 - - Common Stock
Frank Edmund O'Bryan None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 02 Dec 2008 700 700 - - Common Stock
Frank Edmund O'Bryan None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 02 Dec 2008 1,300 2,000 - - Common Stock
Michael J. Arougheti President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 20 Nov 2008 75,000 140,813 - - Common Stock
Douglas E. Coltharp None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 14 Nov 2008 2,000 4,500 - - Common Stock
Richard S. Davis Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 10 Nov 2008 5,690 48,543 - - Common Stock
Richard S. Davis Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 10 Nov 2008 8,550 57,093 - - Common Stock
Douglas E. Coltharp None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 14 Aug 2008 2,500 2,500 - - Common Stock
Robert L. Rosen None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 14 May 2008 1,000 3,000 - - Common Stock
Robert L. Rosen None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 14 May 2008 2,500 5,500 - - Common Stock
Robert L. Rosen None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 14 May 2008 2,000 7,500 - - Common Stock
Robert L. Rosen None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 12 May 2008 500 500 - - Common Stock
Robert L. Rosen None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 12 May 2008 1,500 2,000 - - Common Stock
Michael J. Arougheti President 02 May 2008 28,480 65,813 - - Common Stock
Eric B. Siegel None 01 May 2008 1,500 8,166 - - Common Stock
Eric B. Siegel None 01 May 2008 13 1,079 - - Common Stock
Eric B. Siegel None 01 May 2008 16 1,082 - - Common Stock
Michael D. Weiner VP and General Counsel 01 May 2008 999 5,066 - - Common Stock
Michael D. Weiner VP and General Counsel 01 May 2008 333 1,700 - - Common Stock
Richard S. Davis Chief Financial Officer 01 May 2008 12,053 42,853 - - Common Stock
Eric B. Siegel None 21 Apr 2008 2,378 368 - - Subscription Rights
Eric B. Siegel None 21 Apr 2008 1,666 0 - - Subscription Rights
Eric B. Siegel None 21 Apr 2008 266 0 - - Subscription Rights
Eric B. Siegel None 21 Apr 2008 266 0 - - Subscription Rights
Eric B. Siegel None 21 Apr 2008 2,378 10,716 - - Common Stock
Eric B. Siegel None 21 Apr 2008 1,666 6,666 - - Common Stock
Eric B. Siegel None 21 Apr 2008 266 1,066 - - Common Stock
Eric B. Siegel None 21 Apr 2008 266 1,066 - - Common Stock
Michael D. Weiner VP and General Counsel 21 Apr 2008 999 3,999 - - Common Stock
Michael D. Weiner VP and General Counsel 21 Apr 2008 333 1,333 - - Common Stock
Michael D. Weiner VP and General Counsel 21 Apr 2008 999 0 - - Subscription Rights
Michael D. Weiner VP and General Counsel 21 Apr 2008 333 0 - - Subscription Rights
Michael J. Arougheti President 21 Apr 2008 9,333 0 - - Subscription Rights
Michael J. Arougheti President 21 Apr 2008 9,333 37,333 - - Common Stock
Richard S. Davis Chief Financial Officer 21 Apr 2008 7,700 30,800 - - Common Stock
Richard S. Davis Chief Financial Officer 21 Apr 2008 7,700 0 - - Subscription Rights
Michael D. Weiner VP and General Counsel Purchase of securities on an exchange or from another person at price $ 0.00 per share. 10 Mar 2008 1,000 3,000 - - Common Stock
Michael D. Weiner VP and General Counsel Purchase of securities on an exchange or from another person at price $ 0.00 per share. 06 Mar 2008 1,000 1,000 - - Common Stock
Eric B. Siegel None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Mar 2008 2,200 5,101 - - Common Stock
Eric B. Siegel None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Mar 2008 1,194 6,295 - - Common Stock
Eric B. Siegel None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Mar 2008 5,000 11,295 - - Common Stock
Eric B. Siegel None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Mar 2008 800 12,095 - - Common Stock
Eric B. Siegel None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Mar 2008 800 12,895 - - Common Stock
Eric B. Siegel None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Mar 2008 1,944 14,839 - - Common Stock
Michael J. Arougheti President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Mar 2008 100 100 - - Common Stock
Michael J. Arougheti President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Mar 2008 1,600 1,700 - - Common Stock
Michael J. Arougheti President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Mar 2008 300 2,000 - - Common Stock
Michael J. Arougheti President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Mar 2008 2,000 4,000 - - Common Stock
Michael J. Arougheti President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Mar 2008 16,000 20,000 - - Common Stock
Michael J. Arougheti President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Mar 2008 200 20,200 - - Common Stock
Michael J. Arougheti President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Mar 2008 100 20,300 - - Common Stock
Michael J. Arougheti President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Mar 2008 100 20,400 - - Common Stock
Michael J. Arougheti President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Mar 2008 2,500 22,900 - - Common Stock
Michael J. Arougheti President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Mar 2008 400 23,300 - - Common Stock
Michael J. Arougheti President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Mar 2008 100 23,400 - - Common Stock
Michael J. Arougheti President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Mar 2008 100 23,500 - - Common Stock
Michael J. Arougheti President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Mar 2008 300 23,800 - - Common Stock
Michael J. Arougheti President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Mar 2008 300 24,100 - - Common Stock
Michael J. Arougheti President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Mar 2008 100 24,200 - - Common Stock
Michael J. Arougheti President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Mar 2008 100 24,300 - - Common Stock
Michael J. Arougheti President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Mar 2008 400 24,700 - - Common Stock
Michael J. Arougheti President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Mar 2008 500 25,200 - - Common Stock
Michael J. Arougheti President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Mar 2008 500 25,700 - - Common Stock
Michael J. Arougheti President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Mar 2008 700 26,400 - - Common Stock
Michael J. Arougheti President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Mar 2008 1,000 27,400 - - Common Stock
Michael J. Arougheti President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Mar 2008 600 28,000 - - Common Stock
Michael D. Weiner VP and General Counsel Purchase of securities on an exchange or from another person at price $ 0.00 per share. 29 Aug 2007 2,000 2,000 - - Common Stock
Richard S. Davis Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 24 May 2007 11,250 23,100 - - Common Stock
Michael J. Arougheti President Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Nov 2006 20,200 20,200 - - Stock Appreciation Right
Eric B. Siegel None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 18 Jul 2006 2,500 2,559 - - Common Stock
Antony P. Ressler None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 08 Oct 2004 599,900 666,667 - - Common Stock, $.001 par value
Buchan Iii Duke Ten Percent Owner Sale of securities on an exchange or to another person at price $ 0.00 per share. 05 Oct 2004 250,000 1,000,000 - - Common Stock
Buchan Iii Duke Ten Percent Owner Sale of securities on an exchange or to another person at price $ 0.00 per share. 05 Oct 2004 250,000 1,000,000 - - Common Stock
*All Values are in $ Million
Client Category: Promoter/ KMP/ Director / Immediate Relatives / Employee / etc  
Security Type: Share/ Warrants / Convertible Debentures
Data as reported to USA Exchanges
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