Aravive Inc

XNAS: ARAV



Insider Trading disclosures for Aravive Inc

The latest disclosure was made by Maria Carolina Petrini in Aravive Inc where a trade of 400,000 Nonqualified Stock Option (Right to Buy) done was reported to US exchanges on April 10, 2023.

Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company. A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).

Client Name Client Category Action Reported to Exchange Quantity Post Transaction Holding Traded % Avg. Price Value Security Type
Maria Carolina Petrini Chief Commercial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Apr 2023 400,000 400,000 - - Nonqualified Stock Option (Right to Buy)
Robert B. Geller Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Feb 2023 400,000 400,000 - - Stock Option (Right to Buy)
Leonard Scott Dove Chief Operating Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Feb 2023 400,000 400,000 - - Stock Option (Right to Buy)
Rudy Howard Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Feb 2023 400,000 400,000 - - Stock Option (Right to Buy)
Gail McIntyre Director, CEO and President Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Feb 2023 700,000 700,000 - - Stock Option (Right to Buy)
Amato Giaccia Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Oct 2022 135,884 135,884 - - Series A Warrants (right to buy)
Amato Giaccia Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Oct 2022 135,884 135,884 - - Series B Warrants (right to buy)
Eric Zhang Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Oct 2022 271,769 271,769 - - Series A Warrants (right to buy)
Eric Zhang Director Grant, award, or other acquisition of securities at price $ 0.92 per share. 24 Oct 2022 543,537 1,403,303 (9%) 3% 0.9 500,000 Common stock
Eric Zhang Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Oct 2022 271,768 271,768 - - Series B Warrants (right to buy)
Fredric N. Eshelman Director, Executive Chairman, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Oct 2022 8,153,060 8,153,060 - - Series B Warrants (right to buy)
Fredric N. Eshelman Director, Executive Chairman, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.92 per share. 24 Oct 2022 16,306,120 25,517,889 (170%) 109% 0.9 15,000,000 Common Stock
Fredric N. Eshelman Director, Executive Chairman, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Oct 2022 8,153,060 8,153,060 - - Series A Warrants (right to buy)
Gail McIntyre Director, CEO and President Grant, award, or other acquisition of securities at price $ 0.92 per share. 24 Oct 2022 54,353 65,490 (0%) 0% 0.9 49,999 Common stock
Gail McIntyre Director, CEO and President Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Oct 2022 27,176 27,176 - - Series B Warrants (right to buy)
Gail McIntyre Director, CEO and President Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Oct 2022 27,177 27,177 - - Series A Warrants (right to buy)
Rudy Howard Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Oct 2022 5,435 5,435 - - Series B Warrants (right to buy)
Rudy Howard Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.92 per share. 24 Oct 2022 10,870 10,870 (0%) 0% 0.9 9,999 Common stock
Rudy Howard Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Oct 2022 5,435 5,435 - - Series A Warrants (right to buy)
Amato Giaccia Director Grant, award, or other acquisition of securities at price $ 0.92 per share. 24 Oct 2022 271,768 1,213,648 (8%) 1% 0.9 249,999 Common stock
Michael W. Rogers Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 23 Sep 2022 97,063 97,063 - - Stock Option (Right to Buy)
Fredric N. Eshelman Director, Executive Chairman, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 23 Sep 2022 97,063 97,063 - - Stock Option (Right to Buy)
Eric Zhang Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 23 Sep 2022 97,063 97,063 - - Stock Option (Right to Buy)
Amato Giaccia Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 23 Sep 2022 97,063 97,063 - - Stock Option (Right to Buy)
John A. Hohneker Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 23 Sep 2022 97,063 97,063 - - Stock Option (Right to Buy)
Sigurd C. Kirk Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 23 Sep 2022 97,063 97,063 - - Stock Option (Right to Buy)
Robert B. Geller Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jul 2022 200,000 200,000 - - Stock Option
Rudy Howard Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jun 2022 290,000 290,000 - - Stock Option
Fredric N. Eshelman Director, Executive Chairman of Board, Ten Percent Owner Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 01 Apr 2022 4,545,455 9,211,769 (61%) 30% 0.0 455 Common Stock
Fredric N. Eshelman Director, Executive Chairman of Board, Ten Percent Owner Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 01 Apr 2022 4,545,455 0 - - Pre-Funded Warrant (right to buy)
Fredric N. Eshelman Director, Executive Chairman of Board, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Mar 2022 860,216 860,216 - - Warrant (right to buy)
Fredric N. Eshelman Director, Executive Chairman of Board, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 2.32 per share. 29 Mar 2022 860,216 4,666,314 (31%) 5% 2.3 2,000,002 Common Stock
Leonard Scott Dove Chief Operating Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Mar 2022 200,000 200,000 - - Stock Option (Right to buy)
Gail McIntyre Director, CEO and President Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Jan 2022 425,000 425,000 - - Stock Option (Right to buy)
Vinay Shah Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Jan 2022 175,000 175,000 - - Stock Option (Right to buy)
Reshma Rangwala Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Jan 2022 175,000 175,000 - - Stock Option (Right to buy)
Fredric N. Eshelman Director, Executive Chairman of Board, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jan 2022 4,545,455 4,545,455 - - Pre-Funded Warrant (right to buy)
Amato Giaccia Director Gift of securities by or to the insider at price $ 0.00 per share. 03 Dec 2021 48,366 941,880 (6%) 0% 0 Common Stock
Amato Giaccia Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 30 Nov 2021 500 8,620 - - Stock Option
Amato Giaccia Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 30 Nov 2021 38,761 0 - - Stock Option
Amato Giaccia Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 30 Nov 2021 12,350 0 - - Stock Option
Amato Giaccia Director Sale of securities on an exchange or to another person at price $ 3.23 per share. 30 Nov 2021 39 990,246 (6%) 0% 3.2 126 Common Stock
Amato Giaccia Director Sale of securities on an exchange or to another person at price $ 3.22 per share. 30 Nov 2021 2,954 990,285 (6%) 0% 3.2 9,512 Common Stock
Amato Giaccia Director Sale of securities on an exchange or to another person at price $ 3.22 per share. 30 Nov 2021 252 993,239 (6%) 0% 3.2 811 Common Stock
Amato Giaccia Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.24 per share. 30 Nov 2021 500 993,491 (6%) 0% 0.2 120 Common Stock
Amato Giaccia Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.24 per share. 30 Nov 2021 38,761 992,991 (6%) 0% 0.2 9,303 Common Stock
Amato Giaccia Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.06 per share. 30 Nov 2021 12,350 954,230 (6%) 0% 0.1 741 Common Stock
Fredric N. Eshelman Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Sep 2021 22,812 22,812 - - Stock Option
Sigurd C. Kirk Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Sep 2021 22,812 22,812 - - Stock Option
Michael W. Rogers Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Sep 2021 22,812 22,812 - - Stock Option
John A. Hohneker Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Sep 2021 22,812 22,812 - - Stock Option
Amato Giaccia Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Sep 2021 22,812 22,812 - - Stock Option
Eric Zhang Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Sep 2021 22,812 22,812 - - Stock Option
Sigurd C. Kirk Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jul 2021 5,245 5,245 - - Stock Options
Sigurd C. Kirk Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jul 2021 15,435 15,435 - - Stock Options
John A. Hohneker Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jul 2021 5,245 5,245 - - Stock Options
John A. Hohneker Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jul 2021 15,435 15,435 - - Stock Options
Gail McIntyre Director, CEO and President Purchase of securities on an exchange or from another person at price $ 5.34 per share. 29 Jun 2021 1,000 11,137 (0%) 0% 5.3 5,345 Common Stock
Vinay Shah Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 5.31 per share. 29 Jun 2021 1,000 190,842 (1%) 0% 5.3 5,310 Common Stock
Amato Giaccia Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 19 Mar 2021 4,028 0 - - Stock Option (Right to buy)
Amato Giaccia Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 19 Mar 2021 8,055 0 - - Stock Option (Right to buy)
Amato Giaccia Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.06 per share. 19 Mar 2021 8,055 949,935 (6%) 0% 0.1 483 Common Stock
Amato Giaccia Director Gift of securities by or to the insider at price $ 0.00 per share. 19 Mar 2021 12,083 941,880 (6%) 0% 0 Common Stock
Amato Giaccia Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.06 per share. 19 Mar 2021 4,028 953,963 (6%) 0% 0.1 242 Common Stock
Fredric N. Eshelman Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 7.29 per share. 12 Feb 2021 2,875,000 3,806,098 (25%) 19% 7.3 20,958,750 Common stock
Gail McIntyre Director, CEO and President Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Jan 2021 165,000 165,000 - - Stock Options
Vinay Shah Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Jan 2021 60,000 60,000 - - Stock Options
Reshma Rangwala Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Jan 2021 10,000 10,000 - - Stock Options
Reshma Rangwala Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Sep 2020 75,000 75,000 - - Stock Option
Michael W. Rogers Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Sep 2020 14,987 14,987 - - Stock Option
Michael W. Rogers Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Sep 2020 15,024 15,024 - - Stock Option
Fredric N. Eshelman Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Sep 2020 16,029 16,029 - - Stock Option
Amato Giaccia Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Sep 2020 16,029 16,029 - - Stock Option
Raymond Tabibiazar Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Sep 2020 16,029 16,029 - - Stock Option
Eric Zhang Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Sep 2020 16,029 16,029 - - Stock Option
Fredric N. Eshelman Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jun 2020 7,500 7,500 - - Stock Option
Fredric N. Eshelman Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jun 2020 3,226 3,226 - - Stock Option
Jay P. Shepard Former Director Sale or transfer of securities back to the company at price $ 0.00 per share. 08 Apr 2020 9,291 61,201 (0%) 0% 0 Common Stock
Gail McIntyre Director, CEO and President Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Apr 2020 80,000 80,000 - - Stock Option
Rekha Hemrajani See Remarks Sale or transfer of securities back to the company at price $ 0.00 per share. 08 Apr 2020 42,750 14,250 (0%) 0% 0 Common Stock
Gail McIntyre Chief Scientific Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 Jan 2020 48,583 48,583 - - Stock Option
Vinay Shah Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 Jan 2020 34,826 34,826 - - Stock Option
Jay P. Shepard Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Jan 2020 5,075 5,075 - - Stock Option
Rekha Hemrajani Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Jan 2020 57,000 57,000 (0%) 0% 0 Common Stock
Rekha Hemrajani Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Jan 2020 143,000 143,000 - - Stock Options
Jay P. Shepard Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 11.67 per share. 20 Dec 2019 2,262 70,492 (0%) 0% 11.7 26,398 Common Stock
Srinivas Akkaraju None Purchase of securities on an exchange or from another person at price $ 7.50 per share. 02 Dec 2019 133,333 576,066 (3%) 0% 7.5 999,998 Common Stock
Jay P. Shepard Director, President and CEO Sale of securities on an exchange or to another person at price $ 6.82 per share. 07 Oct 2019 4,004 72,754 (0%) 0% 6.8 27,295 Common Stock
Robert E. Hoffman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Sep 2019 7,500 7,500 - - Stock Option
Srinivas Akkaraju None Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Sep 2019 7,500 7,500 - - Stock Option
Shahzad Malik None Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Sep 2019 7,500 7,500 - - Stock Option
Amato Giaccia Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Sep 2019 7,500 7,500 - - Stock Option
Raymond Tabibiazar Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Sep 2019 7,500 7,500 - - Stock Option
Eric Zhang None Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Sep 2019 7,500 7,500 - - Stock Option
Jay P. Shepard Director, President and CEO Sale of securities on an exchange or to another person at price $ 6.11 per share. 10 May 2019 1,192 76,758 (0%) 0% 6.1 7,283 Common Stock
Jay P. Shepard Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Feb 2019 116,000 116,000 - - Stock Option
Gail McIntyre Chief Scientific Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Feb 2019 53,000 53,000 - - Stock Option
Kevin Haas VP, Finance and PAO Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Feb 2019 18,000 18,000 - - Stock Option
Vinay Shah Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Feb 2019 38,000 38,000 - - Stock Option
Jay P. Shepard Director, President and CEO Sale of securities on an exchange or to another person at price $ 4.14 per share. 01 Feb 2019 204 83,909 (0%) 0% 4.1 845 Common Stock
Jay P. Shepard Director, President and CEO Sale of securities on an exchange or to another person at price $ 4.14 per share. 01 Feb 2019 990 81,950 (0%) 0% 4.1 4,099 Common Stock
Jay P. Shepard Director, President and CEO Sale of securities on an exchange or to another person at price $ 4.14 per share. 01 Feb 2019 969 82,940 (0%) 0% 4.1 4,012 Common Stock
Kevin Haas VP, Finance and PAO Sale of securities on an exchange or to another person at price $ 4.14 per share. 01 Feb 2019 63 10,933 (0%) 0% 4.1 261 Common Stock
Kevin Haas VP, Finance and PAO Sale of securities on an exchange or to another person at price $ 4.14 per share. 01 Feb 2019 141 10,996 (0%) 0% 4.1 584 Common Stock
Robert E. Hoffman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jan 2019 4,688 4,688 - - Stock Option
Robert E. Hoffman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jan 2019 7,500 7,500 - - Stock Option
Srinivas Akkaraju None Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jan 2019 4,688 4,688 - - Stock Option
Shahzad Malik None Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jan 2019 4,688 4,688 - - Stock Option
Amato Giaccia Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jan 2019 4,688 4,688 - - Stock Option
Amato Giaccia Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jan 2019 7,500 7,500 - - Stock Option
Raymond Tabibiazar Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jan 2019 4,688 4,688 - - Stock Option
Raymond Tabibiazar Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jan 2019 7,500 7,500 - - Stock Option
Eric Zhang None Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jan 2019 4,688 4,688 - - Stock Option
Eric Zhang None Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jan 2019 7,500 7,500 - - Stock Option
Jay P. Shepard Director, President and CEO Sale of securities on an exchange or to another person at price $ 3.22 per share. 21 Dec 2018 3,484 84,113 (0%) 0% 3.2 11,232 Common Stock
Kevin Haas VP, Finance and PAO Sale of securities on an exchange or to another person at price $ 3.22 per share. 21 Dec 2018 686 11,162 (0%) 0% 3.2 2,207 Common Stock
Kevin Haas VP, Finance and PAO Sale of securities on an exchange or to another person at price $ 3.24 per share. 21 Dec 2018 25 11,137 (0%) 0% 3.2 81 Common Stock
Jay P. Shepard Director, President and CEO Sale of securities on an exchange or to another person at price $ 3.96 per share. 17 Dec 2018 11,247 87,597 (0%) 0% 4.0 44,561 Common Stock
Kevin Haas VP, Finance and PAO Sale of securities on an exchange or to another person at price $ 3.96 per share. 17 Dec 2018 1,164 11,848 (0%) 0% 4.0 4,612 Common Stock
Srinivas Akkaraju None Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Oct 2018 27,456 31,815 (0%) 0% 0 Common Stock
Amato Giaccia Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Oct 2018 9,120 9,120 - - Stock Option (Right to Buy)
Amato Giaccia Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Oct 2018 9,120 9,120 - - Stock Option (Right to Buy)
Amato Giaccia Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Oct 2018 38,001 38,001 - - Stock Option (Right to Buy)
Amato Giaccia Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Oct 2018 19,000 19,000 - - Stock Option (Right to Buy)
Amato Giaccia Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Oct 2018 19,000 19,000 - - Stock Option (RIght to Buy)
Amato Giaccia Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Oct 2018 941,880 941,880 (15%) 15% 0 Common Stock
Amato Giaccia Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Oct 2018 4,028 4,028 - - Stock Option (Right to Buy)
Amato Giaccia Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Oct 2018 8,055 8,055 - - Stock Option (Right to Buy)
Amato Giaccia Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Oct 2018 12,350 12,350 - - Stock Option (Right to Buy)
Amato Giaccia Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Oct 2018 38,761 38,761 - - Stock Option (Right to Buy)
Amato Giaccia Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Oct 2018 9,120 9,120 - - Stock Option (Right to Buy)
Amato Giaccia Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Oct 2018 9,120 9,120 - - Stock Option (Right to Buy)
Amato Giaccia Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Oct 2018 9,120 9,120 - - Stock Option (Right to Buy)
Amato Giaccia Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Oct 2018 26,813 26,813 - - Stock Option (Right to Buy)
Amato Giaccia Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Oct 2018 9,120 9,120 - - Stock Option (Right to Buy)
Raymond Tabibiazar Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Oct 2018 1,000,751 1,000,751 (16%) 16% 0 Common Stock
Raymond Tabibiazar Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Oct 2018 46,322 46,322 - - Stock Option (Right to Buy)
Raymond Tabibiazar Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Oct 2018 12,084 12,084 - - Stock Option (Right to Buy)
Raymond Tabibiazar Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Oct 2018 51,682 51,682 - - Stock Option (Right to Buy)
Raymond Tabibiazar Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Oct 2018 15,200 15,200 - - Stock Option (Right to Buy)
Raymond Tabibiazar Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Oct 2018 15,200 15,200 - - Stock Option (Right to Buy)
Raymond Tabibiazar Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Oct 2018 15,200 15,200 - - Stock Option (Right to Buy)
Raymond Tabibiazar Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Oct 2018 65,365 65,365 - - Stock Option (Right to Buy)
Raymond Tabibiazar Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Oct 2018 254,177 254,177 - - Stock Option (Right to Buy)
Raymond Tabibiazar Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Oct 2018 15,200 15,200 - - Stock Option (Right to Buy)
Raymond Tabibiazar Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Oct 2018 15,200 15,200 - - Stock Option (Right to Buy)
Raymond Tabibiazar Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Oct 2018 15,200 15,200 - - Stock Option (Right to Buy)
Raymond Tabibiazar Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Oct 2018 57,002 57,002 - - Stock Option (Right to Buy)
Raymond Tabibiazar Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Oct 2018 28,501 28,501 - - Stock Option (Right to Buy)
Raymond Tabibiazar Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Oct 2018 28,501 28,501 - - Stock Option (Right to Buy)
Eric Zhang None Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Oct 2018 859,766 859,766 (14%) 14% 0 Common Stock
Vinay Shah Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Oct 2018 19,380 19,380 - - Stock Option (Right to Buy)
Vinay Shah Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Oct 2018 38,001 38,001 - - Stock Option (Right to Buy)
Vinay Shah Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Oct 2018 19,000 19,000 - - Stock Option (Right to Buy)
Vinay Shah Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Oct 2018 178,606 178,606 (2%) 2% 0 Common Stock
Vinay Shah Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Oct 2018 19,000 19,000 - - Stock Option (Right to Buy)
Paul Westberg SVP and Chief Business Officer Sale of securities on an exchange or to another person at price $ 2.30 per share. 15 Jun 2018 612 225,124 (0%) 0% 2.3 1,408 Common Stock
Kevin Haas VP, Finance and PAO Sale of securities on an exchange or to another person at price $ 2.30 per share. 15 Jun 2018 143 78,075 (0%) 0% 2.3 329 Common Stock
Srinivas Akkaraju None Purchase of securities on an exchange or from another person at price $ 2.13 per share. 13 Jun 2018 53,018 2,682,554 (7%) 0% 2.1 112,928 Common Stock
Srinivas Akkaraju None Purchase of securities on an exchange or from another person at price $ 1.74 per share. 06 Jun 2018 660,681 2,234,732 (6%) 1% 1.7 1,149,585 Common Stock
Srinivas Akkaraju None Purchase of securities on an exchange or from another person at price $ 1.85 per share. 06 Jun 2018 163,224 2,397,956 (6%) 0% 1.8 301,964 Common Stock
Srinivas Akkaraju None Purchase of securities on an exchange or from another person at price $ 2.00 per share. 06 Jun 2018 231,580 2,629,536 (7%) 0% 2 463,160 Common Stock
Jay P. Shepard Director, President and CEO Sale of securities on an exchange or to another person at price $ 1.50 per share. 22 May 2018 9,232 593,066 (1%) 0% 1.5 13,848 Common Stock
Jay S. Stout SVP, Technical Operations Sale of securities on an exchange or to another person at price $ 1.55 per share. 24 Apr 2018 4,854 185,646 (0%) 0% 1.6 7,524 Common Stock
Tracy M. Woody Chief Commercial Officer Sale of securities on an exchange or to another person at price $ 1.75 per share. 23 Mar 2018 4,345 215,755 (0%) 0% 1.8 7,604 Common Stock
Jay P. Shepard Director, President and CEO Sale of securities on an exchange or to another person at price $ 1.80 per share. 08 Feb 2018 14,446 602,298 (1%) 0% 1.8 26,003 Common Stock
Paul Westberg SVP and Chief Business Officer Sale of securities on an exchange or to another person at price $ 1.80 per share. 08 Feb 2018 5,355 225,736 (0%) 0% 1.8 9,639 Common Stock
Shane M. Ward SVP and General Counsel Sale of securities on an exchange or to another person at price $ 1.80 per share. 08 Feb 2018 4,118 201,556 (0%) 0% 1.8 7,412 Common Stock
Kevin Haas VP, Finance and PAO Sale of securities on an exchange or to another person at price $ 1.80 per share. 08 Feb 2018 1,599 78,218 (0%) 0% 1.8 2,878 Common Stock
Eric L. Dobmeier None Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Dec 2017 11,200 18,160 (0%) 0% 0 Common Stock
R. Scott Greer None Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Dec 2017 11,200 44,380 (0%) 0% 0 Common Stock
Srinivas Akkaraju None Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Dec 2017 11,200 26,155 (0%) 0% 0 Common Stock
Edmon Jennings None Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Dec 2017 11,200 22,380 (0%) 0% 0 Common Stock
Jay P. Shepard Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Dec 2017 223,000 616,744 (1%) 0% 0 Common Stock
John Varian None Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Dec 2017 11,200 22,280 (0%) 0% 0 Common Stock
Shahzad Malik None Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Dec 2017 11,200 23,880 (0%) 0% 0 Common Stock
Paul Westberg SVP and Chief Business Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Dec 2017 90,900 231,091 (0%) 0% 0 Common Stock
Anthony Y. Sun None Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Dec 2017 11,200 23,880 (0%) 0% 0 Common Stock
Tracy M. Woody Chief Commercial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Dec 2017 93,100 220,100 (0%) 0% 0 Common Stock
Shane M. Ward SVP and General Counsel Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Dec 2017 93,100 205,674 (0%) 0% 0 Common Stock
Jay S. Stout SVP, Technical Operations Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Dec 2017 74,500 190,500 (0%) 0% 0 Common Stock
Robert Gut Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Dec 2017 91,300 227,300 (0%) 0% 0 Common Stock
Kevin Haas VP, Finance and PAO Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Dec 2017 44,700 79,817 (0%) 0% 0 Common Stock
Srinivas Akkaraju None Purchase of securities on an exchange or from another person at price $ 2.13 per share. 01 Dec 2017 419,700 991,129 (2%) 1% 2.1 893,961 Common Stock
Srinivas Akkaraju None Purchase of securities on an exchange or from another person at price $ 2.21 per share. 01 Dec 2017 513,872 1,505,001 (4%) 1% 2.2 1,135,657 Common Stock
Srinivas Akkaraju None Purchase of securities on an exchange or from another person at price $ 2.00 per share. 01 Dec 2017 42,895 1,547,896 (4%) 0% 2 85,790 Common Stock
Paul Westberg SVP and Chief Business Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Nov 2017 15,000 140,191 (0%) 0% 0 Common Stock
Shane M. Ward SVP and General Counsel Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Nov 2017 20,000 112,574 (0%) 0% 0 Common Stock
Colin Hislop Chief Medical Officer Sale of securities on an exchange or to another person at price $ 2.55 per share. 19 Oct 2017 667 23,833 (0%) 0% 2.6 1,701 Common Stock
Joshua T. Brumm COO and CFO Sale of securities on an exchange or to another person at price $ 2.55 per share. 19 Oct 2017 1,326 201,269 (0%) 0% 2.5 3,381 Common Stock
Paul Westberg SVP and Chief Business Officer Sale of securities on an exchange or to another person at price $ 2.55 per share. 19 Oct 2017 1,326 125,191 (0%) 0% 2.5 3,381 Common Stock
Shane M. Ward SVP and General Counsel Sale of securities on an exchange or to another person at price $ 2.55 per share. 19 Oct 2017 776 92,574 (0%) 0% 2.6 1,979 Common Stock
Jay P. Shepard Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Oct 2017 189,000 393,744 (1%) 0% 0 Common Stock
Joshua T. Brumm COO and CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Oct 2017 97,000 202,595 (0%) 0% 0 Common Stock
Paul Westberg SVP and Chief Business Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Oct 2017 59,000 126,517 (0%) 0% 0 Common Stock
Tracy M. Woody Chief Commercial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Oct 2017 82,000 127,000 (0%) 0% 0 Common Stock
Shane M. Ward SVP and General Counsel Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Oct 2017 57,000 93,350 (0%) 0% 0 Common Stock
Jay S. Stout SVP, Technical Operations Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Oct 2017 70,000 116,000 (0%) 0% 0 Common Stock
Robert Gut Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Oct 2017 88,000 136,000 (0%) 0% 0 Common Stock
Robert Gut Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Sep 2017 107,000 107,000 - - Stock Option (Right to Buy)
Robert Gut Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Sep 2017 48,000 48,000 (0%) 0% 0 Common Stock
Joshua T. Brumm COO and CFO Sale of securities on an exchange or to another person at price $ 16.05 per share. 13 Jun 2017 1,421 105,595 (0%) 0% 16.0 22,807 Common Stock
Paul Westberg SVP and Chief Business Officer Sale of securities on an exchange or to another person at price $ 16.05 per share. 13 Jun 2017 711 67,517 (0%) 0% 16.1 11,412 Common Stock
Eric L. Dobmeier None Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 May 2017 6,850 6,850 - - Stock Option (Right to Buy)
Eric L. Dobmeier None Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 May 2017 3,480 3,480 (0%) 0% 0 Common Stock
Eric L. Dobmeier None Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 May 2017 3,480 6,960 (0%) 0% 0 Common Stock
Eric L. Dobmeier None Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 May 2017 6,850 6,850 - - Stock Option (Right to Buy)
R. Scott Greer None Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 May 2017 6,850 6,850 - - Stock Option (Right to Buy)
R. Scott Greer None Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 May 2017 3,480 33,180 (0%) 0% 0 Common Stock
Srinivas Akkaraju None Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 May 2017 3,480 14,955 (0%) 0% 0 Common Stock
Srinivas Akkaraju None Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 May 2017 6,850 6,850 - - Stock Option (Right to Buy)
Edmon Jennings None Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 May 2017 3,480 11,180 (0%) 0% 0 Common Stock
Edmon Jennings None Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 May 2017 6,850 6,850 - - Stock Option (Right to Buy)
John Varian None Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 May 2017 6,850 6,850 - - Stock Option (Right to Buy)
John Varian None Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 May 2017 3,480 11,080 (0%) 0% 0 Common Stock
Shahzad Malik None Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 May 2017 6,850 6,850 - - Stock Option (Right to Buy)
Shahzad Malik None Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 May 2017 3,480 12,680 (0%) 0% 0 Common Stock
Anthony Y. Sun None Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 May 2017 6,850 6,850 - - Stock Option (Right to Buy)
Anthony Y. Sun None Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 May 2017 3,480 12,680 (0%) 0% 0 Common Stock
Joshua T. Brumm COO and CFO Sale of securities on an exchange or to another person at price $ 17.40 per share. 16 May 2017 1,263 107,016 (0%) 0% 17.4 21,976 Common Stock
Jay P. Shepard Director, President and CEO Sale of securities on an exchange or to another person at price $ 17.50 per share. 11 May 2017 9,114 204,744 (0%) 0% 17.5 159,495 Common Stock
Paul Westberg SVP and Chief Business Officer Sale of securities on an exchange or to another person at price $ 19.85 per share. 19 Apr 2017 1,316 68,228 (0%) 0% 19.9 26,123 Common Stock
Colin Hislop Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 8.17 per share. 04 Apr 2017 35,000 59,500 (0%) 0% 8.2 285,950 Common Stock
Colin Hislop Chief Medical Officer Sale of securities on an exchange or to another person at price $ 21.20 per share. 04 Apr 2017 35,000 24,500 (0%) 0% 21.2 742,000 Common Stock
Colin Hislop Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 04 Apr 2017 35,000 188,100 - - Stock Option (Right to Buy)
Jay S. Stout SVP, Technical Operations Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Apr 2017 75,000 75,000 - - Stock Option (Right to Buy)
Jay S. Stout SVP, Technical Operations Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Apr 2017 45,000 46,000 (0%) 0% 0 Common Stock
Srinivas Akkaraju None Purchase of securities on an exchange or from another person at price $ 12.25 per share. 24 Mar 2017 571,429 571,429 (1%) 1% 12.2 7,000,005 Common Stock
Tracy M. Woody Chief Commercial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 Mar 2017 100,000 100,000 - - Stock Option (Right to Buy)
Tracy M. Woody Chief Commercial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 Mar 2017 45,000 45,000 (0%) 0% 0 Common Stock
Shahzad Malik None Sale of securities on an exchange or to another person at price $ 18.50 per share. 16 Mar 2017 97,303 2,007,925 (5%) 0% 18.5 1,800,106 Common Stock
Shahzad Malik None Sale of securities on an exchange or to another person at price $ 18.01 per share. 16 Mar 2017 386,367 1,621,558 (4%) 1% 18.0 6,958,470 Common Stock
Shane M. Ward SVP and General Counsel Sale of securities on an exchange or to another person at price $ 19.00 per share. 14 Mar 2017 1,265 37,126 (0%) 0% 19 24,035 Common Stock
Shane M. Ward SVP and General Counsel Sale of securities on an exchange or to another person at price $ 19.02 per share. 14 Mar 2017 776 36,350 (0%) 0% 19.0 14,760 Common Stock
Shahzad Malik None Sale of securities on an exchange or to another person at price $ 19.42 per share. 13 Mar 2017 16,330 2,255,228 (6%) 0% 19.4 317,129 Common Stock
Shahzad Malik None Sale of securities on an exchange or to another person at price $ 19.03 per share. 13 Mar 2017 100 2,255,128 (6%) 0% 19.0 1,903 Common Stock
Shahzad Malik None Sale of securities on an exchange or to another person at price $ 19.00 per share. 13 Mar 2017 46,778 2,208,350 (6%) 0% 19 888,782 Common Stock
Shahzad Malik None Sale of securities on an exchange or to another person at price $ 19.08 per share. 13 Mar 2017 103,122 2,105,228 (6%) 0% 19.1 1,967,568 Common Stock
Jay P. Shepard Director, President and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.53 per share. 27 Feb 2017 5,166 219,024 (0%) 0% 2.5 13,070 Common Stock
Jay P. Shepard Director, President and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Feb 2017 5,166 65,828 - - Stock Option (Right to Buy)
Jay P. Shepard Director, President and CEO Sale of securities on an exchange or to another person at price $ 24.00 per share. 27 Feb 2017 5,166 213,858 (0%) 0% 24 123,984 Common Stock
Paul Westberg SVP and Chief Business Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.53 per share. 27 Feb 2017 4,991 82,044 (0%) 0% 2.5 12,627 Common Stock
Paul Westberg SVP and Chief Business Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.61 per share. 27 Feb 2017 7,509 77,053 (0%) 0% 1.6 12,089 Common Stock
Paul Westberg SVP and Chief Business Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Feb 2017 7,509 2,975 - - Stock Option (Right to Buy)
Paul Westberg SVP and Chief Business Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Feb 2017 4,991 7,491 - - Stock Option (Right to Buy)
Paul Westberg SVP and Chief Business Officer Sale of securities on an exchange or to another person at price $ 22.50 per share. 27 Feb 2017 12,500 69,544 (0%) 0% 22.5 281,250 Common Stock
Joshua T. Brumm COO and CFO Sale of securities on an exchange or to another person at price $ 21.46 per share. 24 Feb 2017 6,008 111,432 (0%) 0% 21.5 128,932 Common Stock
Joshua T. Brumm COO and CFO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 24 Feb 2017 30,000 122,108 - - Stock Option (Right to Buy)
Joshua T. Brumm COO and CFO Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.53 per share. 24 Feb 2017 30,000 135,779 (0%) 0% 2.5 75,900 Common Stock
Joshua T. Brumm COO and CFO Sale of securities on an exchange or to another person at price $ 20.42 per share. 24 Feb 2017 18,339 117,440 (0%) 0% 20.4 374,482 Common Stock
Joshua T. Brumm COO and CFO Sale of securities on an exchange or to another person at price $ 22.05 per share. 24 Feb 2017 5,653 105,779 (0%) 0% 22.1 124,649 Common Stock
Jay P. Shepard Director, President and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 21 Feb 2017 8,000 70,994 - - Stock Option (Right to Buy)
Jay P. Shepard Director, President and CEO Sale of securities on an exchange or to another person at price $ 20.00 per share. 21 Feb 2017 8,000 213,858 (0%) 0% 20 160,000 Common Stock
Jay P. Shepard Director, President and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.53 per share. 21 Feb 2017 8,000 221,858 (0%) 0% 2.5 20,240 Common Stock
Jay P. Shepard Director, President and CEO Sale of securities on an exchange or to another person at price $ 18.50 per share. 21 Feb 2017 8,000 213,858 (0%) 0% 18.5 148,000 Common Stock
Jay P. Shepard Director, President and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.53 per share. 21 Feb 2017 8,000 221,858 (0%) 0% 2.5 20,240 Common Stock
Jay P. Shepard Director, President and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 21 Feb 2017 8,000 78,994 - - Stock Option (Right to Buy)
Paul Westberg SVP and Chief Business Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.61 per share. 21 Feb 2017 6,590 76,134 (0%) 0% 1.6 10,610 Common Stock
Paul Westberg SVP and Chief Business Officer Sale of securities on an exchange or to another person at price $ 20.00 per share. 21 Feb 2017 5,910 69,544 (0%) 0% 20 118,200 Common Stock
Paul Westberg SVP and Chief Business Officer Sale of securities on an exchange or to another person at price $ 17.50 per share. 21 Feb 2017 12,500 75,454 (0%) 0% 17.5 218,750 Common Stock
Paul Westberg SVP and Chief Business Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.61 per share. 21 Feb 2017 18,410 87,954 (0%) 0% 1.6 29,640 Common Stock
Paul Westberg SVP and Chief Business Officer Sale of securities on an exchange or to another person at price $ 20.00 per share. 21 Feb 2017 6,590 69,544 (0%) 0% 20 131,800 Common Stock
Paul Westberg SVP and Chief Business Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 21 Feb 2017 15,087 506 - - Stock Option (Right to Buy)
Paul Westberg SVP and Chief Business Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 21 Feb 2017 3,323 17,074 - - Stock Option (Right to Buy)
Paul Westberg SVP and Chief Business Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 21 Feb 2017 6,590 10,484 - - Stock Option (Right to Buy)
Jay P. Shepard Director, President and CEO Sale of securities on an exchange or to another person at price $ 13.69 per share. 03 Feb 2017 6,719 213,858 (0%) 0% 13.7 91,983 Common Stock
Jay P. Shepard Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jan 2017 144,900 144,900 - - Stock Option (Right to Buy)
Jay P. Shepard Director, President and CEO Sale of securities on an exchange or to another person at price $ 13.31 per share. 27 Jan 2017 10,596 223,384 (0%) 0% 13.3 141,033 Common Stock
Jay P. Shepard Director, President and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.53 per share. 27 Jan 2017 10,596 233,980 (0%) 0% 2.5 26,808 Common Stock
Jay P. Shepard Director, President and CEO Sale of securities on an exchange or to another person at price $ 13.85 per share. 27 Jan 2017 6,674 223,384 (0%) 0% 13.9 92,435 Common Stock
Jay P. Shepard Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jan 2017 10,000 230,058 (0%) 0% 0 Common Stock
Jay P. Shepard Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jan 2017 64,700 220,058 (0%) 0% 0 Common Stock
Jay P. Shepard Director, President and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Jan 2017 10,596 108,398 - - Stock Option (Right to Buy)
Colin Hislop Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jan 2017 19,500 24,500 (0%) 0% 0 Common Stock
Colin Hislop Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jan 2017 43,700 43,700 - - Stock Option (Right to Buy)
Joshua T. Brumm COO and CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jan 2017 43,900 108,724 (0%) 0% 0 Common Stock
Joshua T. Brumm COO and CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jan 2017 65,590 65,590 - - Stock Option (Right to Buy)
Joshua T. Brumm COO and CFO Sale of securities on an exchange or to another person at price $ 13.85 per share. 27 Jan 2017 2,945 105,779 (0%) 0% 13.9 40,794 Common Stock
Paul Westberg SVP and Chief Business Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jan 2017 26,860 71,460 (0%) 0% 0 Common Stock
Paul Westberg SVP and Chief Business Officer Sale of securities on an exchange or to another person at price $ 13.85 per share. 27 Jan 2017 1,916 69,544 (0%) 0% 13.9 26,540 Common Stock
Paul Westberg SVP and Chief Business Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jan 2017 40,130 40,130 - - Stock Option (Right to Buy)
Shane M. Ward SVP and General Counsel Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jan 2017 46,200 46,200 - - Stock Option (Right to Buy)
Shane M. Ward SVP and General Counsel Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jan 2017 20,600 39,865 (0%) 0% 0 Common Stock
Shane M. Ward SVP and General Counsel Sale of securities on an exchange or to another person at price $ 13.85 per share. 27 Jan 2017 1,474 38,391 (0%) 0% 13.9 20,418 Common Stock
Paul Westberg Sr. VP, Corporate Development Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 09 Jan 2017 11,044 10,467 - - Stock Option (Right to Buy)
Paul Westberg Sr. VP, Corporate Development Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 09 Jan 2017 2,312 0 - - Stock Option (Right to Buy)
Paul Westberg Sr. VP, Corporate Development Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 09 Jan 2017 10,467 0 - - Stock Option (Right to Buy)
Paul Westberg Sr. VP, Corporate Development Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 09 Jan 2017 7,931 15,593 - - Stock Option (Right to Buy)
Paul Westberg Sr. VP, Corporate Development Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 09 Jan 2017 746 23,524 - - Stock Option (Right to Buy)
Paul Westberg Sr. VP, Corporate Development Sale of securities on an exchange or to another person at price $ 15.66 per share. 09 Jan 2017 11,213 44,600 (0%) 0% 15.7 175,596 Common Stock
Paul Westberg Sr. VP, Corporate Development Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.38 per share. 09 Jan 2017 10,467 55,067 (0%) 0% 1.4 14,444 Common Stock
Paul Westberg Sr. VP, Corporate Development Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.61 per share. 09 Jan 2017 746 55,813 (0%) 0% 1.6 1,201 Common Stock
Paul Westberg Sr. VP, Corporate Development Sale of securities on an exchange or to another person at price $ 15.93 per share. 09 Jan 2017 13,356 44,600 (0%) 0% 15.9 212,761 Common Stock
Paul Westberg Sr. VP, Corporate Development Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.38 per share. 09 Jan 2017 11,044 57,956 (0%) 0% 1.4 15,241 Common Stock
Paul Westberg Sr. VP, Corporate Development Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.27 per share. 09 Jan 2017 2,312 46,912 (0%) 0% 1.3 2,925 Common Stock
Paul Westberg Sr. VP, Corporate Development Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.61 per share. 09 Jan 2017 7,931 52,531 (0%) 0% 1.6 12,769 Common Stock
Paul Westberg Sr. VP, Corporate Development Sale of securities on an exchange or to another person at price $ 15.24 per share. 09 Jan 2017 7,931 44,600 (0%) 0% 15.2 120,868 Common Stock
Joshua T. Brumm Chief Financial Officer Sale of securities on an exchange or to another person at price $ 0.00 per share. 27 Dec 2016 990 64,824 - - Common Stock
Paul Westberg Sr. VP, Corporate Development Sale of securities on an exchange or to another person at price $ 0.00 per share. 27 Dec 2016 361 44,600 - - Common Stock
Paul Westberg Sr. VP, Corporate Development Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 16 Dec 2016 5,000 2,312 - - Stock Option (Right to Buy)
Paul Westberg Sr. VP, Corporate Development Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 16 Dec 2016 5,000 49,961 - - Common Stock
Paul Westberg Sr. VP, Corporate Development Sale of securities on an exchange or to another person at price $ 0.00 per share. 16 Dec 2016 5,000 44,961 - - Common Stock
Edmon Jennings None Sale of securities on an exchange or to another person at price $ 0.00 per share. 08 Dec 2016 1,500 7,700 - - Common Stock
Joshua T. Brumm Chief Financial Officer Sale of securities on an exchange or to another person at price $ 0.00 per share. 07 Dec 2016 3,021 65,814 - - Common Stock
Colin Hislop Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Oct 2016 5,000 5,000 - - Common Stock
Joshua T. Brumm Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Oct 2016 10,000 68,835 - - Common Stock
Paul Westberg Sr. VP, Corporate Development Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Oct 2016 10,000 44,961 - - Common Stock
Shane M. Ward SVP, Legal and Compliance Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Oct 2016 5,000 19,265 - - Common Stock
Srinivas Akkaraju None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Oct 2016 571,429 571,429 - - Common Stock
John Varian None Sale of securities on an exchange or to another person at price $ 0.00 per share. 25 Aug 2016 1,600 7,600 - - Common Stock
Jay P. Shepard Director, President and CEO Sale of securities on an exchange or to another person at price $ 0.00 per share. 22 Aug 2016 5,442 155,358 - - Common Stock
Joshua T. Brumm Chief Financial Officer Sale of securities on an exchange or to another person at price $ 0.00 per share. 15 Jun 2016 1,448 58,835 - - Common Stock
Paul Westberg Sr. VP, Business Development Sale of securities on an exchange or to another person at price $ 0.00 per share. 15 Jun 2016 725 34,961 - - Common Stock
Srinivas Akkaraju None Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Jun 2016 28,720 28,720 - - Stock Option (Right to Buy)
Srinivas Akkaraju None Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Jun 2016 6,900 11,475 - - Common Stock
Joshua T. Brumm Chief Financial Officer Sale of securities on an exchange or to another person at price $ 0.00 per share. 20 May 2016 1,265 60,283 - - Common Stock
R. Scott Greer None Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 May 2016 14,625 14,625 - - Stock Option (Right to Buy)
R. Scott Greer None Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 May 2016 4,625 29,700 - - Common Stock
Edmon Jennings None Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 May 2016 14,625 14,625 - - Stock Option (Right to Buy)
Edmon Jennings None Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 May 2016 4,625 9,200 - - Common Stock
Shahzad Malik Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 May 2016 14,625 14,625 - - Stock Option (Right to Buy)
Shahzad Malik Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 May 2016 4,625 9,200 - - Common Stock
John Varian None Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 May 2016 14,625 14,625 - - Stock Option (Right to Buy)
John Varian None Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 May 2016 4,625 9,200 - - Common Stock
Anthony Y. Sun None Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 May 2016 14,625 14,625 - - Stock Option (Right to Buy)
Anthony Y. Sun None Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 May 2016 4,625 9,200 - - Common Stock
Paul Westberg Sr. VP, Business Development Sale of securities on an exchange or to another person at price $ 0.00 per share. 21 Apr 2016 1,430 35,686 - - Common Stock
Colin Hislop Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Apr 2016 223,100 223,100 - - Stock Option (Right to Buy)
Jay P. Shepard Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jan 2016 209,200 209,200 - - Stock Option (Right to Buy)
Jay P. Shepard Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jan 2016 64,800 160,800 - - Common Stock
Joshua T. Brumm Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jan 2016 83,800 83,800 - - Stock Option (Right to Buy)
Joshua T. Brumm Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jan 2016 26,000 61,548 - - Common Stock
Paul Westberg Sr. VP, Business Development Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jan 2016 54,400 54,400 - - Stock Option (Right to Buy)
Paul Westberg Sr. VP, Business Development Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jan 2016 16,900 37,116 - - Common Stock
Shane M. Ward SVP, Legal and Compliance Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jan 2016 42,000 42,000 - - Stock Option (Right to Buy)
Shane M. Ward SVP, Legal and Compliance Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jan 2016 13,000 14,265 - - Common Stock
Joshua T. Brumm Chief Financial Officer Sale of securities on an exchange or to another person at price $ 0.00 per share. 30 Dec 2015 990 35,548 - - Common Stock
Paul Westberg Sr. VP, Business Development Sale of securities on an exchange or to another person at price $ 0.00 per share. 30 Dec 2015 362 20,216 - - Common Stock
Joshua T. Brumm Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 12 Nov 2015 2,500 36,538 - - Common Stock
R. Scott Greer None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 11 Nov 2015 300 15,375 - - Common Stock
R. Scott Greer None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 11 Nov 2015 200 15,575 - - Common Stock
R. Scott Greer None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 11 Nov 2015 9,500 25,075 - - Common Stock
Paul Westberg Sr. VP, Business Development Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 04 Aug 2015 2,400 7,312 - - Stock Option (Right to Buy)
Paul Westberg Sr. VP, Business Development Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 04 Aug 2015 2,400 22,978 - - Common Stock
Paul Westberg Sr. VP, Business Development Sale of securities on an exchange or to another person at price $ 0.00 per share. 04 Aug 2015 2,258 20,720 - - Common Stock
Paul Westberg Sr. VP, Business Development Sale of securities on an exchange or to another person at price $ 0.00 per share. 04 Aug 2015 142 20,578 - - Common Stock
Paul Westberg Sr. VP, Business Development Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 06 Jul 2015 2,400 9,712 - - Stock Option (Right to Buy)
Paul Westberg Sr. VP, Business Development Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 06 Jul 2015 2,400 22,978 - - Common Stock
Paul Westberg Sr. VP, Business Development Sale of securities on an exchange or to another person at price $ 0.00 per share. 06 Jul 2015 2,400 20,578 - - Common Stock
R. Scott Greer None Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Jun 2015 13,100 13,100 - - Stock Option (Right to Buy)
R. Scott Greer None Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Jun 2015 4,575 15,075 - - Common Stock
Srinivas Akkaraju None Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Jun 2015 13,100 13,100 - - Stock Option (Right to Buy)
Srinivas Akkaraju None Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Jun 2015 4,575 4,575 - - Common Stock
Edmon Jennings None Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Jun 2015 13,100 13,100 - - Stock Option (Right to Buy)
Edmon Jennings None Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Jun 2015 4,575 4,575 - - Common Stock
Shahzad Malik Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Jun 2015 13,100 13,100 - - Stock Option (Right to Buy)
Shahzad Malik Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Jun 2015 4,575 4,575 - - Common Stock
John Varian None Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Jun 2015 13,100 13,100 - - Stock Option (Right to Buy)
John Varian None Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Jun 2015 4,575 4,575 - - Common Stock
Anthony Y. Sun None Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Jun 2015 13,100 13,100 - - Stock Option (Right to Buy)
Anthony Y. Sun None Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Jun 2015 4,575 4,575 - - Common Stock
Joshua T. Brumm Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 11 Jun 2015 1,222 35,413 - - Common Stock
Joshua T. Brumm Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 11 Jun 2015 1,375 34,038 - - Common Stock
Paul Westberg Sr. VP, Business Development Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 11 Jun 2015 1,222 21,265 - - Common Stock
Paul Westberg Sr. VP, Business Development Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 11 Jun 2015 687 20,578 - - Common Stock
Paul Westberg Sr. VP, Business Development Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Jun 2015 2,400 12,112 - - Stock Option (Right to Buy)
Paul Westberg Sr. VP, Business Development Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Jun 2015 2,400 24,887 - - Common Stock
Paul Westberg Sr. VP, Business Development Sale of securities on an exchange or to another person at price $ 0.00 per share. 03 Jun 2015 2,400 22,487 - - Common Stock
Jay P. Shepard Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 May 2015 309,000 309,000 - - Stock Option (Right to Buy)
Jay P. Shepard Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 May 2015 96,000 96,000 - - Common Stock
Paul Westberg Sr. VP, Business Development Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 04 May 2015 2,400 14,512 - - Stock Option (Right to Buy)
Paul Westberg Sr. VP, Business Development Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 04 May 2015 2,400 24,887 - - Common Stock
Paul Westberg Sr. VP, Business Development Sale of securities on an exchange or to another person at price $ 0.00 per share. 04 May 2015 2,400 22,487 - - Common Stock
Jeffrey L. Cleland Director, President and CEO Sale of securities on an exchange or to another person at price $ 0.00 per share. 14 Apr 2015 8,000 121,548 - - Common Stock
Paul Westberg Sr. VP, Business Development Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 06 Apr 2015 359 0 - - Stock Option (Right to Buy)
Paul Westberg Sr. VP, Business Development Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 06 Apr 2015 2,041 16,912 - - Stock Option (Right to Buy)
Paul Westberg Sr. VP, Business Development Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 06 Apr 2015 2,400 24,887 - - Common Stock
Paul Westberg Sr. VP, Business Development Sale of securities on an exchange or to another person at price $ 0.00 per share. 06 Apr 2015 2,400 22,487 - - Common Stock
Shane M. Ward SVP, Legal and Compliance Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Apr 2015 50,000 50,000 - - Stock Option (Right to Buy)
Jeffrey L. Cleland Director, President and CEO Sale of securities on an exchange or to another person at price $ 0.00 per share. 23 Mar 2015 4,000 93,432 - - Common Stock
Jeffrey L. Cleland Director, President and CEO Sale of securities on an exchange or to another person at price $ 0.00 per share. 18 Mar 2015 1,124 99,487 - - Common Stock
Jeffrey L. Cleland Director, President and CEO Sale of securities on an exchange or to another person at price $ 0.00 per share. 18 Mar 2015 1,315 98,172 - - Common Stock
Jeffrey L. Cleland Director, President and CEO Sale of securities on an exchange or to another person at price $ 0.00 per share. 18 Mar 2015 740 97,432 - - Common Stock
Jeffrey L. Cleland Director, President and CEO Sale of securities on an exchange or to another person at price $ 0.00 per share. 16 Mar 2015 80 101,352 - - Common Stock
Jeffrey L. Cleland Director, President and CEO Sale of securities on an exchange or to another person at price $ 0.00 per share. 16 Mar 2015 3 101,349 - - Common Stock
Jeffrey L. Cleland Director, President and CEO Sale of securities on an exchange or to another person at price $ 0.00 per share. 16 Mar 2015 738 100,611 - - Common Stock
Jeffrey L. Cleland Director, President and CEO Sale of securities on an exchange or to another person at price $ 0.00 per share. 09 Mar 2015 1,463 103,969 - - Common Stock
Jeffrey L. Cleland Director, President and CEO Sale of securities on an exchange or to another person at price $ 0.00 per share. 09 Mar 2015 2,537 101,432 - - Common Stock
Jeffrey L. Cleland Director, President and CEO Sale of securities on an exchange or to another person at price $ 0.00 per share. 03 Mar 2015 1,129 105,432 - - Common Stock
Paul Westberg Sr. VP, Business Development Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Mar 2015 359 359 - - Stock Option (Right to Buy)
Paul Westberg Sr. VP, Business Development Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Mar 2015 2,041 18,953 - - Stock Option (Right to Buy)
Paul Westberg Sr. VP, Business Development Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Mar 2015 2,400 24,887 - - Common Stock
Paul Westberg Sr. VP, Business Development Sale of securities on an exchange or to another person at price $ 0.00 per share. 03 Mar 2015 2,400 22,487 - - Common Stock
Jeffrey L. Cleland Director, President and CEO Sale of securities on an exchange or to another person at price $ 0.00 per share. 02 Mar 2015 2,871 106,561 - - Common Stock
Jeffrey L. Cleland Director, President and CEO Sale of securities on an exchange or to another person at price $ 0.00 per share. 25 Feb 2015 8,000 109,432 - - Common Stock
Paul Westberg Sr. VP, Business Development Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Feb 2015 1,499 718 - - Stock Option (Right to Buy)
Paul Westberg Sr. VP, Business Development Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Feb 2015 3,501 20,994 - - Stock Option (Right to Buy)
Paul Westberg Sr. VP, Business Development Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Feb 2015 5,000 27,487 - - Common Stock
Paul Westberg Sr. VP, Business Development Sale of securities on an exchange or to another person at price $ 0.00 per share. 03 Feb 2015 4,629 22,858 - - Common Stock
Paul Westberg Sr. VP, Business Development Sale of securities on an exchange or to another person at price $ 0.00 per share. 03 Feb 2015 371 22,487 - - Common Stock
Andrew N. Schiff Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 27 Jan 2015 145,000 2,139,568 - - Common Stock
R. Scott Greer None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 27 Jan 2015 5,500 10,500 - - Common Stock
Anthony Y. Sun None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 27 Jan 2015 145,000 2,139,568 - - Common Stock
Shahzad Malik None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 22 Jan 2015 55,000 2,271,558 - - Common Stock
Jeffrey L. Cleland Director, President and CEO Sale of securities on an exchange or to another person at price $ 0.00 per share. 12 Jan 2015 4,000 117,432 - - Common Stock
Jeffrey L. Cleland Director, President and CEO Sale of securities on an exchange or to another person at price $ 0.00 per share. 05 Jan 2015 200 125,232 - - Common Stock
Jeffrey L. Cleland Director, President and CEO Sale of securities on an exchange or to another person at price $ 0.00 per share. 05 Jan 2015 3,800 121,432 - - Common Stock
Joshua T. Brumm Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Dec 2014 24,373 24,373 - - Stock Option (Right to Buy)
Joshua T. Brumm Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Dec 2014 10,445 36,635 - - Common Stock
Jeffrey L. Cleland Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Dec 2014 75,041 75,041 - - Stock Option (Right to Buy)
Jeffrey L. Cleland Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Dec 2014 32,160 129,432 - - Common Stock
Jeffrey L. Cleland Director, President and CEO Sale of securities on an exchange or to another person at price $ 0.00 per share. 26 Dec 2014 4,000 125,432 - - Common Stock
Paul Westberg Sr. VP, Business Development Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Dec 2014 8,860 8,860 - - Stock Option (Right to Buy)
Paul Westberg Sr. VP, Business Development Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Dec 2014 3,797 22,487 - - Common Stock
Jeffrey L. Cleland Director, President and CEO Gift of securities by or to the insider at price $ 0.00 per share. 19 Dec 2014 1,900 141,388 - - Common Stock
Jeffrey L. Cleland Director, President and CEO Sale of securities on an exchange or to another person at price $ 0.00 per share. 19 Dec 2014 20 141,368 - - Common Stock
Jeffrey L. Cleland Director, President and CEO Sale of securities on an exchange or to another person at price $ 0.00 per share. 19 Dec 2014 2,110 139,258 - - Common Stock
Jeffrey L. Cleland Director, President and CEO Sale of securities on an exchange or to another person at price $ 0.00 per share. 19 Dec 2014 5,870 133,388 - - Common Stock
Philippe O. Chambon Ten Percent Owner Sale of securities on an exchange or to another person at price $ 0.00 per share. 18 Dec 2014 150,000 2,409,374 - - Common Stock
Jeffrey L. Cleland Director, President and CEO Other type of transaction at price $ 0.00 per share. 15 Dec 2014 496 142,396 - - Common Stock
Paul Westberg Sr. VP, Business Development Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 Dec 2014 6,946 10,271 - - Stock Option (Right to Buy)
Paul Westberg Sr. VP, Business Development Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 Dec 2014 3,054 7,217 - - Stock Option (Right to Buy)
Paul Westberg Sr. VP, Business Development Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 Dec 2014 6,946 25,636 - - Common Stock
Paul Westberg Sr. VP, Business Development Sale of securities on an exchange or to another person at price $ 0.00 per share. 11 Dec 2014 6,946 18,690 - - Common Stock
Paul Westberg Sr. VP, Business Development Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 Dec 2014 3,054 21,744 - - Common Stock
Paul Westberg Sr. VP, Business Development Sale of securities on an exchange or to another person at price $ 0.00 per share. 11 Dec 2014 3,054 18,690 - - Common Stock
R. Scott Greer None Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Dec 2014 35,000 35,000 - - Stock Option (right to Buy)
Philippe O. Chambon Ten Percent Owner Sale of securities on an exchange or to another person at price $ 0.00 per share. 11 Nov 2014 800,000 2,559,374 - - Common Stock
Philippe O. Chambon Ten Percent Owner Sale of securities on an exchange or to another person at price $ 0.00 per share. 29 Sep 2014 12,556 3,359,374 - - Common Stock
Joshua T. Brumm Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Jun 2014 32,000 32,000 - - Stock Option (Right to Buy)
Joshua T. Brumm Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Jun 2014 15,000 25,000 - - Common Stock
Jeffrey L. Cleland Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Jun 2014 100,000 100,000 - - Stock Option (Right to Buy)
Jeffrey L. Cleland Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Jun 2014 30,000 146,280 - - Common Stock
Paul Westberg Sr. VP, Business Development Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Jun 2014 25,000 25,000 - - Stock Option (Right to Buy)
Paul Westberg Sr. VP, Business Development Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Jun 2014 7,500 17,500 - - Common Stock
Joshua T. Brumm Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Apr 2014 10,000 10,000 - - Common Stock
Jeffrey L. Cleland Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Apr 2014 10,000 116,280 - - Common Stock
Paul Westberg Sr. VP, Business Development Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Apr 2014 10,000 10,000 - - Common Stock
Philippe O. Chambon Director, Ten Percent Owner 27 Mar 2014 20,942,466 0 - - Series B Convertible Preferred Stock
Philippe O. Chambon Director, Ten Percent Owner 27 Mar 2014 8,439,620 0 - - Series C Convertible Preferred Stock
Philippe O. Chambon Director, Ten Percent Owner 27 Mar 2014 3,050,019 0 - - Series D1 Convertible Preferred Stock
Philippe O. Chambon Director, Ten Percent Owner 27 Mar 2014 1,349,433 0 - - Series D2 Convertible Preferred Stock
Philippe O. Chambon Director, Ten Percent Owner 27 Mar 2014 3,546,094 0 - - Series E Convertible Preferred Stock
Philippe O. Chambon Director, Ten Percent Owner 27 Mar 2014 759,565 0 - - Warrant
Philippe O. Chambon Director, Ten Percent Owner 27 Mar 2014 759,565 0 - - Series B Convertible Preferred Stock
Philippe O. Chambon Director, Ten Percent Owner 27 Mar 2014 1,821,084 1,821,084 - - Common Stock
Philippe O. Chambon Director, Ten Percent Owner 27 Mar 2014 733,880 2,554,964 - - Common Stock
Philippe O. Chambon Director, Ten Percent Owner 27 Mar 2014 265,219 2,820,183 - - Common Stock
Philippe O. Chambon Director, Ten Percent Owner 27 Mar 2014 117,342 2,937,525 - - Common Stock
Philippe O. Chambon Director, Ten Percent Owner 27 Mar 2014 308,356 3,245,881 - - Common Stock
Philippe O. Chambon Director, Ten Percent Owner 27 Mar 2014 66,049 3,311,930 - - Common Stock
Philippe O. Chambon Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 27 Mar 2014 60,000 3,371,930 - - Common Stock
Andrew N. Schiff Ten Percent Owner 26 Mar 2014 403,704 0 - - Series B Convertible Preferred Stock
Andrew N. Schiff Ten Percent Owner 26 Mar 2014 14,222,222 0 - - Series C Convertible Preferred Stock
Andrew N. Schiff Ten Percent Owner 26 Mar 2014 1,479,993 0 - - Series D-1 Convertible Preferred Stock
Andrew N. Schiff Ten Percent Owner 26 Mar 2014 654,796 0 - - Series D-2 Convertible Preferred Stock
Andrew N. Schiff Ten Percent Owner 26 Mar 2014 5,486,820 0 - - Series E Convertible Preferred Stock
Andrew N. Schiff Ten Percent Owner 26 Mar 2014 35,104 35,104 - - Common Stock
Andrew N. Schiff Ten Percent Owner 26 Mar 2014 1,236,715 1,271,819 - - Common Stock
Andrew N. Schiff Ten Percent Owner 26 Mar 2014 128,695 1,400,514 - - Common Stock
Andrew N. Schiff Ten Percent Owner 26 Mar 2014 56,939 1,457,453 - - Common Stock
Andrew N. Schiff Ten Percent Owner 26 Mar 2014 477,115 1,934,568 - - Common Stock
Andrew N. Schiff Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 26 Mar 2014 60,000 1,994,568 - - Common Stock
Srinivas Akkaraju Director, Ten Percent Owner 26 Mar 2014 23,403 0 - - Series B Convertible Preferred Stock
Srinivas Akkaraju Director, Ten Percent Owner 26 Mar 2014 775,315 0 - - Series D-1 Convertible Preferred Stock
Srinivas Akkaraju Director, Ten Percent Owner 26 Mar 2014 802,596 0 - - Series D-2 Convertible Preferred Stock
Srinivas Akkaraju Director, Ten Percent Owner 26 Mar 2014 485,664 0 - - Series E Convertible Preferred Stock
Srinivas Akkaraju Director, Ten Percent Owner 26 Mar 2014 23,403 23,403 - - Common Stock
Srinivas Akkaraju Director, Ten Percent Owner 26 Mar 2014 775,315 798,718 - - Common Stock
Srinivas Akkaraju Director, Ten Percent Owner 26 Mar 2014 802,596 1,601,314 - - Common Stock
Srinivas Akkaraju Director, Ten Percent Owner 26 Mar 2014 485,664 2,086,978 - - Common Stock
Srinivas Akkaraju Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 26 Mar 2014 60,000 2,146,978 - - Common Stock
Shahzad Malik Director, Ten Percent Owner 26 Mar 2014 506,376 0 - - Warrants to Purchase Series B Preferred Stock
Shahzad Malik Director, Ten Percent Owner 26 Mar 2014 506,376 14,468,020 - - Series B Convertible Preferred Stock
Shahzad Malik Director, Ten Percent Owner 26 Mar 2014 14,468,020 0 - - Series B Convertible Preferred Stock
Shahzad Malik Director, Ten Percent Owner 26 Mar 2014 5,626,413 0 - - Series C Convertible Preferred Stock
Shahzad Malik Director, Ten Percent Owner 26 Mar 2014 2,033,350 0 - - Series D-1 Convertible Preferred Stock
Shahzad Malik Director, Ten Percent Owner 26 Mar 2014 899,619 0 - - Series D-2 Convertible Preferred Stock
Shahzad Malik Director, Ten Percent Owner 26 Mar 2014 1,773,049 0 - - Series E Convertible Preferred Stock
Shahzad Malik Director, Ten Percent Owner 26 Mar 2014 1,258,086 1,258,086 - - Common Stock
Shahzad Malik Director, Ten Percent Owner 26 Mar 2014 489,253 1,747,339 - - Common Stock
Shahzad Malik Director, Ten Percent Owner 26 Mar 2014 176,813 1,924,152 - - Common Stock
Shahzad Malik Director, Ten Percent Owner 26 Mar 2014 78,228 2,002,380 - - Common Stock
Shahzad Malik Director, Ten Percent Owner 26 Mar 2014 154,178 2,156,558 - - Common Stock
Shahzad Malik Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 26 Mar 2014 60,000 2,216,558 - - Common Stock
Anthony Y. Sun Director, Ten Percent Owner 26 Mar 2014 403,704 0 - - Series B Convertible Preferred Stock
Anthony Y. Sun Director, Ten Percent Owner 26 Mar 2014 14,222,222 0 - - Series C Convertible Preferred Stock
Anthony Y. Sun Director, Ten Percent Owner 26 Mar 2014 1,479,993 0 - - Series D-1 Convertible Preferred Stock
Anthony Y. Sun Director, Ten Percent Owner 26 Mar 2014 654,796 0 - - Series D-2 Convertible Preferred Stock
Anthony Y. Sun Director, Ten Percent Owner 26 Mar 2014 5,486,820 0 - - Series E Convertible Preferred Stock
Anthony Y. Sun Director, Ten Percent Owner 26 Mar 2014 35,104 35,104 - - Common Stock
Anthony Y. Sun Director, Ten Percent Owner 26 Mar 2014 1,236,715 1,271,819 - - Common Stock
Anthony Y. Sun Director, Ten Percent Owner 26 Mar 2014 128,695 1,400,514 - - Common Stock
Anthony Y. Sun Director, Ten Percent Owner 26 Mar 2014 56,939 1,457,453 - - Common Stock
Anthony Y. Sun Director, Ten Percent Owner 26 Mar 2014 477,115 1,934,568 - - Common Stock
Anthony Y. Sun Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 26 Mar 2014 60,000 1,994,568 - - Common Stock
Srinivas Akkaraju None Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Mar 2014 35,000 35,000 - - Stock Option (Right to Buy)
Edmon Jennings None Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Mar 2014 35,000 35,000 - - Stock Option (Right to Buy)
Shahzad Malik Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Mar 2014 35,000 35,000 - - Stock Option (Right to Buy)
John Varian None Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Mar 2014 35,000 35,000 - - Stock Option (Right to Buy)
*All Values are in $ Million
Client Category: Promoter/ KMP/ Director / Immediate Relatives / Employee / etc  
Security Type: Share/ Warrants / Convertible Debentures
Data as reported to USA Exchanges
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