22,284 XNAS Volume
XNAS 21 Mar, 2025 5:30 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| David A. Frank | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 70,269 | 70,269 | - | - | Options to Purchase Common Stock | |
| Christine Thompson St.Clare | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 55,555 | 65,000 (0%) | 0% | 0 | Common Stock | |
| Christine Thompson St.Clare | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 2,500 | 2,500 | - | - | Options to Purchase Common Stock | |
| Erin S. Sharp | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 2,500 | 2,500 | - | - | Options to Purchase Common Stock | |
| Erin S. Sharp | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 55,555 | 187,055 (0%) | 0% | 0 | Common Stock | |
| Rick L. Sterling | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 2,500 | 2,500 | - | - | Options to Purchase Common Stock | |
| Rick L. Sterling | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 55,555 | 56,850 (0%) | 0% | 0 | Comon Stock | |
| Michael K. Stern | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 2,500 | 2,500 | - | - | Options to Purchase Common Stock | |
| Michael K. Stern | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 55,555 | 90,555 (0%) | 0% | 0 | Common Stock | |
| Alejandro Rojas | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 68,494 | 68,494 | - | - | Options to Purchase Common Stock | |
| Sylvia A. Wulf | Director, CEO & Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 116,666 | 116,666 | - | - | Options to Purchase Common Stock | |
| Angela M. Olsen | General Counsel & Corp Sec | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 70,550 | 70,550 | - | - | Options to Purchase Common Stock | |
| Ricardo J. Alvarez | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 2,500 | 2,500 | - | - | Options to Purchase Common Stock | |
| Ricardo J. Alvarez | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 55,555 | 65,555 (0%) | 0% | 0 | Common Stock | |
| David A. Frank | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Mar 2023 | 44,247 | 144,751 (0%) | 0% | 0 | Common Stock | |
| Alejandro Rojas | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Mar 2023 | 43,130 | 77,564 (0%) | 0% | 0 | Common Stock | |
| Sylvia A. Wulf | Director, CEO & Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Mar 2023 | 73,462 | 335,021 (1%) | 0% | 0 | Common Stock | |
| Angela M. Olsen | General Counsel & Corp Sec | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Mar 2023 | 44,423 | 107,442 (0%) | 0% | 0 | Common Stock | |
| Christine Thompson St.Clare | Director | Purchase of securities on an exchange or from another person at price $ 0.78 per share. | 20 Dec 2022 | 10,000 | 10,000 (0%) | 0% | 0.8 | 7,783 | Common Stock |
| Erin S. Sharp | Director | Purchase of securities on an exchange or from another person at price $ 0.77 per share. | 19 Dec 2022 | 130,000 | 130,000 (0%) | 0% | 0.8 | 100,100 | Common Stock |
| Erin S. Sharp | Director | Purchase of securities on an exchange or from another person at price $ 0.73 per share. | 19 Dec 2022 | 1,500 | 1,500 (0%) | 0% | 0.7 | 1,095 | Common Stock |
| Michael K. Stern | Director | Purchase of securities on an exchange or from another person at price $ 0.74 per share. | 16 Dec 2022 | 20,000 | 20,000 (0%) | 0% | 0.7 | 14,800 | Common Stock |
| Ricardo J. Alvarez | Director | Purchase of securities on an exchange or from another person at price $ 0.74 per share. | 16 Dec 2022 | 2,084 | 2,084 (0%) | 0% | 0.7 | 1,542 | Common Stock |
| Ricardo J. Alvarez | Director | Purchase of securities on an exchange or from another person at price $ 0.72 per share. | 15 Dec 2022 | 3,871 | 3,871 (0%) | 0% | 0.7 | 2,787 | Common Stock |
| Sylvia A. Wulf | Director, CEO & Director | Purchase of securities on an exchange or from another person at price $ 0.69 per share. | 14 Dec 2022 | 8,903 | 8,903 (0%) | 0% | 0.7 | 6,109 | Common Stock |
| Sylvia A. Wulf | Director, CEO & Director | Purchase of securities on an exchange or from another person at price $ 0.65 per share. | 14 Dec 2022 | 1,097 | 1,097 (0%) | 0% | 0.6 | 711 | Common Stock |
| Ricardo J. Alvarez | Director | Purchase of securities on an exchange or from another person at price $ 0.66 per share. | 14 Dec 2022 | 4,045 | 4,045 (0%) | 0% | 0.7 | 2,670 | Common Stock |
| David A. Frank | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 0.65 per share. | 13 Dec 2022 | 10,000 | 10,000 (0%) | 0% | 0.7 | 6,500 | Common Stock |
| Erin S. Sharp | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Nov 2022 | 2,500 | 2,500 | - | - | Options to Purchase | |
| Michael K. Stern | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Nov 2022 | 2,500 | 2,500 | - | - | Options to Purchase | |
| Michael K. Stern | Director | Purchase of securities on an exchange or from another person at price $ 1.60 per share. | 13 Jun 2022 | 15,000 | 15,000 (0%) | 0% | 1.6 | 24,000 | Common Stock |
| David A. Frank | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Mar 2022 | 23,564 | 23,564 | - | - | Options to Purchase Common Stock | |
| David A. Frank | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Mar 2022 | 26,930 | 90,504 (0%) | 0% | 0 | Common Stock | |
| David A. Frank | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Mar 2022 | 8,977 | 8,977 (0%) | 0% | 0 | Common Stock | |
| Richard John Clothier | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Mar 2022 | 17,200 | 97,230 (0%) | 0% | 0 | Common Stock | |
| James Clinton Turk | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Mar 2022 | 2,500 | 2,500 | - | - | Options to Purchase Common Stock | |
| Christine Thompson St.Clare | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Mar 2022 | 2,500 | 2,500 | - | - | Options to Purchase Common Stock | |
| Rick L. Sterling | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Mar 2022 | 2,500 | 2,500 | - | - | Options to Purchase Common Stock | |
| Alejandro Rojas | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Mar 2022 | 18,750 | 34,434 (0%) | 0% | 0 | Common Stock | |
| Sylvia A. Wulf | Director, CEO & Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Mar 2022 | 42,105 | 251,559 (0%) | 0% | 0 | Common Stock | |
| Angela M. Olsen | General Counsel & Corp Sec | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Mar 2022 | 27,038 | 63,019 (0%) | 0% | 0 | Common Stock | |
| Alana D. Czypinski | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Mar 2022 | 2,500 | 2,500 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| Theodore J. Fisher | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Mar 2022 | 2,500 | 2,500 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| Ricardo J. Alvarez | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Mar 2022 | 2,500 | 2,500 | - | - | Options to Purchase Common Stock | |
| Randal J. Kirk | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.10 per share. | 23 Nov 2021 | 4,269,495 | 1,769,343 (5%) | 13% | 2.1 | 8,965,940 | Common Stock |
| Randal J. Kirk | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.10 per share. | 23 Nov 2021 | 53,028 | 21,976 (0%) | 0% | 2.1 | 111,359 | Common Stock |
| Randal J. Kirk | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.10 per share. | 23 Nov 2021 | 444,702 | 184,291 (0%) | 1% | 2.1 | 933,874 | Common Stock |
| Randal J. Kirk | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.10 per share. | 23 Nov 2021 | 249,384 | 103,349 (0%) | 0% | 2.1 | 523,706 | Common Stock |
| Randal J. Kirk | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.10 per share. | 23 Nov 2021 | 2,262 | 937 (0%) | 0% | 2.1 | 4,750 | Common Stock |
| Randal J. Kirk | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.10 per share. | 23 Nov 2021 | 54,462 | 22,570 (0%) | 0% | 2.1 | 114,370 | Common Stock |
| Randal J. Kirk | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.10 per share. | 23 Nov 2021 | 1,002,663 | 340,514 (1%) | 3% | 2.1 | 2,105,592 | Common Stock |
| Randal J. Kirk | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.10 per share. | 23 Nov 2021 | 980,473 | 331,318 (1%) | 3% | 2.1 | 2,058,993 | Common Stock |
| Randal J. Kirk | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.10 per share. | 23 Nov 2021 | 280,018 | 116,044 (0%) | 0% | 2.1 | 588,038 | Common Stock |
| Randal J. Kirk | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.10 per share. | 23 Nov 2021 | 279,121 | 115,672 (0%) | 0% | 2.1 | 586,154 | Common Stock |
| Randal J. Kirk | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.10 per share. | 23 Nov 2021 | 278,618 | 115,463 (0%) | 0% | 2.1 | 585,098 | Common Stock |
| Randal J. Kirk | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.10 per share. | 23 Nov 2021 | 4,742,552 | 1,965,386 (6%) | 14% | 2.1 | 9,959,359 | Common Stock |
| Randal J. Kirk | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.10 per share. | 23 Nov 2021 | 9,042 | 3,747 (0%) | 0% | 2.1 | 18,988 | Common Stock |
| Randal J. Kirk | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.10 per share. | 23 Nov 2021 | 18,082 | 7,493 (0%) | 0% | 2.1 | 37,972 | Common Stock |
| Randal J. Kirk | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.10 per share. | 23 Nov 2021 | 7,323 | 3,035 (0%) | 0% | 2.1 | 15,378 | Common Stock |
| Randal J. Kirk | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.10 per share. | 23 Nov 2021 | 14,644 | 6,068 (0%) | 0% | 2.1 | 30,752 | Common Stock |
| Randal J. Kirk | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.10 per share. | 23 Nov 2021 | 33,347 | 13,562 (0%) | 0% | 2.1 | 70,029 | Common Stock |
| Randal J. Kirk | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.10 per share. | 23 Nov 2021 | 8,810 | 3,651 (0%) | 0% | 2.1 | 18,501 | Common Stock |
| Randal J. Kirk | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.10 per share. | 23 Nov 2021 | 26,430 | 10,953 (0%) | 0% | 2.1 | 55,503 | Common Stock |
| Randal J. Kirk | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.10 per share. | 23 Nov 2021 | 52,859 | 21,906 (0%) | 0% | 2.1 | 111,004 | Common Stock |
| Randal J. Kirk | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.10 per share. | 23 Nov 2021 | 209 | 86 (0%) | 0% | 2.1 | 439 | Common Stock |
| Randal J. Kirk | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.10 per share. | 23 Nov 2021 | 626 | 259 (0%) | 0% | 2.1 | 1,315 | Common Stock |
| Randal J. Kirk | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.10 per share. | 23 Nov 2021 | 1,251 | 519 (0%) | 0% | 2.1 | 2,627 | Common Stock |
| Randal J. Kirk | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.10 per share. | 23 Nov 2021 | 3,294 | 1,365 (0%) | 0% | 2.1 | 6,917 | Common Stock |
| Randal J. Kirk | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.07 per share. | 23 Nov 2021 | 14 | 6 (0%) | 0% | 2.1 | 29 | Common Stock |
| Randal J. Kirk | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.10 per share. | 23 Nov 2021 | 67,291 | 27,886 (0%) | 0% | 2.1 | 141,311 | Common Stock |
| Alana D. Czypinski | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.10 per share. | 23 Nov 2021 | 52,859 | 21,906 (0%) | 0% | 2.1 | 111,004 | Common Stock |
| Alana D. Czypinski | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.10 per share. | 23 Nov 2021 | 4,269,495 | 1,769,343 (5%) | 13% | 2.1 | 8,965,940 | Common Stock |
| Alana D. Czypinski | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.10 per share. | 23 Nov 2021 | 53,028 | 21,976 (0%) | 0% | 2.1 | 111,359 | Common Stock |
| Alana D. Czypinski | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.10 per share. | 23 Nov 2021 | 444,702 | 184,291 (0%) | 1% | 2.1 | 933,874 | Common Stock |
| Alana D. Czypinski | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.10 per share. | 23 Nov 2021 | 249,384 | 103,349 (0%) | 0% | 2.1 | 523,706 | Common Stock |
| Alana D. Czypinski | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.10 per share. | 23 Nov 2021 | 2,262 | 937 (0%) | 0% | 2.1 | 4,750 | Common Stock |
| Alana D. Czypinski | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.10 per share. | 23 Nov 2021 | 54,462 | 22,570 (0%) | 0% | 2.1 | 114,370 | Common Stock |
| Alana D. Czypinski | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.10 per share. | 23 Nov 2021 | 1,002,663 | 340,514 (1%) | 3% | 2.1 | 2,105,592 | Common Stock |
| Alana D. Czypinski | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.10 per share. | 23 Nov 2021 | 980,473 | 331,318 (1%) | 3% | 2.1 | 2,058,993 | Common Stock |
| Alana D. Czypinski | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.10 per share. | 23 Nov 2021 | 67,291 | 27,886 (0%) | 0% | 2.1 | 141,311 | Common Stock |
| Alana D. Czypinski | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.10 per share. | 23 Nov 2021 | 280,018 | 116,044 (0%) | 0% | 2.1 | 588,038 | Common Stock |
| Alana D. Czypinski | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.10 per share. | 23 Nov 2021 | 279,121 | 115,672 (0%) | 0% | 2.1 | 586,154 | Common Stock |
| Alana D. Czypinski | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.10 per share. | 23 Nov 2021 | 278,618 | 115,463 (0%) | 0% | 2.1 | 585,098 | Common Stock |
| Alana D. Czypinski | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.10 per share. | 23 Nov 2021 | 209 | 86 (0%) | 0% | 2.1 | 439 | Common Stock |
| Alana D. Czypinski | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.10 per share. | 23 Nov 2021 | 626 | 259 (0%) | 0% | 2.1 | 1,315 | Common Stock |
| Alana D. Czypinski | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.10 per share. | 23 Nov 2021 | 1,251 | 519 (0%) | 0% | 2.1 | 2,627 | Common Stock |
| Alana D. Czypinski | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.10 per share. | 23 Nov 2021 | 3,294 | 1,365 (0%) | 0% | 2.1 | 6,917 | Common Stock |
| Alana D. Czypinski | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.07 per share. | 23 Nov 2021 | 14 | 6 (0%) | 0% | 2.1 | 29 | Common Stock |
| Alana D. Czypinski | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.10 per share. | 23 Nov 2021 | 9,042 | 3,747 (0%) | 0% | 2.1 | 18,988 | Common Stock |
| Alana D. Czypinski | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.10 per share. | 23 Nov 2021 | 18,082 | 7,493 (0%) | 0% | 2.1 | 37,972 | Common Stock |
| Alana D. Czypinski | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.10 per share. | 23 Nov 2021 | 4,742,552 | 1,965,386 (6%) | 14% | 2.1 | 9,959,359 | Common Stock |
| Alana D. Czypinski | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.10 per share. | 23 Nov 2021 | 7,323 | 3,035 (0%) | 0% | 2.1 | 15,378 | Common Stock |
| Alana D. Czypinski | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.10 per share. | 23 Nov 2021 | 14,644 | 6,068 (0%) | 0% | 2.1 | 30,752 | Common Stock |
| Alana D. Czypinski | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.10 per share. | 23 Nov 2021 | 33,347 | 13,562 (0%) | 0% | 2.1 | 70,029 | Common Stock |
| Alana D. Czypinski | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.10 per share. | 23 Nov 2021 | 8,810 | 3,651 (0%) | 0% | 2.1 | 18,501 | Common Stock |
| Alana D. Czypinski | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.10 per share. | 23 Nov 2021 | 26,430 | 10,953 (0%) | 0% | 2.1 | 55,503 | Common Stock |
| Randal J. Kirk | Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Mar 2021 | 2,500 | 2,500 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| Richard L. Huber | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Mar 2021 | 2,500 | 2,500 | - | - | Options to Purchase Common Stock | |
| Richard L. Huber | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Mar 2021 | 2,500 | 2,500 | - | - | Options to Purchase Common Stock | |
| David A. Frank | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Mar 2021 | 5,175 | 5,175 | - | - | Options to Purchase Common Stock | |
| David A. Frank | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Mar 2021 | 5,914 | 5,914 (0%) | 0% | 0 | Common Stock | |
| Richard John Clothier | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Mar 2021 | 4,147 | 4,147 (0%) | 0% | 0 | Common Stock | |
| James Clinton Turk | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Mar 2021 | 2,500 | 2,500 | - | - | Options to Purchase Common Stock | |
| Christine Thompson St.Clare | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Mar 2021 | 2,500 | 2,500 | - | - | Options to Purchase Common Stock | |
| Rick L. Sterling | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Mar 2021 | 2,500 | 2,500 | - | - | Options to Purchase Common Stock | |
| Alejandro Rojas | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Mar 2021 | 3,070 | 3,070 | - | - | Options to Purchase Common Stock | |
| Alejandro Rojas | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Mar 2021 | 3,508 | 3,508 (0%) | 0% | 0 | Common Stock | |
| Sylvia A. Wulf | Director, CEO & Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Mar 2021 | 8,047 | 8,047 | - | - | Options to Purchase Common Stock | |
| Sylvia A. Wulf | Director, CEO & Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Mar 2021 | 9,196 | 9,196 (0%) | 0% | 0 | Common Stock | |
| Angela M. Olsen | General Counsel & Corp Sec | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 10 Mar 2021 | 5,938 | 5,938 (0%) | 0% | 0 | Common Stock | |
| Angela M. Olsen | General Counsel & Corp Sec | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Mar 2021 | 5,195 | 5,195 | - | - | Options to Purchase Common Stock | |
| Alana D. Czypinski | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Mar 2021 | 2,500 | 2,500 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| Theodore J. Fisher | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Mar 2021 | 2,500 | 2,500 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| Ricardo J. Alvarez | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Mar 2021 | 2,083 | 2,083 | - | - | Options to Purchase Common Stock | |
| Randal J. Kirk | Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 30 | 3,831 (0%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 122 | 11,917 (0%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 10,358 | 10,358 (0%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 242 | 44,543 (0%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 20,712 | 44,301 (0%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 20,712 | 20,712 (0%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 242 | 23,831 (0%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 24 | 5,866 (0%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 3,328 | 5,842 (0%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 121 | 15,939 (0%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 152 | 17,758 (0%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 42 | 4,583 (0%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 1,848 | 4,541 (0%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 42 | 3,204 (0%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 42 | 3,189 (0%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 3,637 | 0 (0%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 199,682 | 0 (0%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 1,848 | 3,801 (0%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 303 | 40,540 (0%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 18,482 | 40,237 (0%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 303 | 37,367 (0%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 18,482 | 37,064 (0%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 1,704 | 318,199 (0%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 70,092 | 316,495 (0%) | 0% | 0 | Common Stock | |
| James Clinton Turk | Director | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 3 | 17,429 (0%) | 0% | 0 | Common Stock | |
| James Clinton Turk | Director | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 462 | 17,426 (0%) | 0% | 0 | Common Stock | |
| Alana D. Czypinski | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 303 | 37,367 (0%) | 0% | 0 | Common Stock | |
| Alana D. Czypinski | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 122 | 11,917 (0%) | 0% | 0 | Common Stock | |
| Alana D. Czypinski | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 10,358 | 10,358 (0%) | 0% | 0 | Common Stock | |
| Alana D. Czypinski | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 242 | 44,543 (0%) | 0% | 0 | Common Stock | |
| Alana D. Czypinski | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 20,712 | 44,301 (0%) | 0% | 0 | Common Stock | |
| Alana D. Czypinski | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 20,712 | 20,712 (0%) | 0% | 0 | Common Stock | |
| Alana D. Czypinski | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 242 | 23,831 (0%) | 0% | 0 | Common Stock | |
| Alana D. Czypinski | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 24 | 5,866 (0%) | 0% | 0 | Common Stock | |
| Alana D. Czypinski | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 3,328 | 5,842 (0%) | 0% | 0 | Common Stock | |
| Alana D. Czypinski | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 121 | 15,939 (0%) | 0% | 0 | Common Stock | |
| Alana D. Czypinski | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 152 | 17,758 (0%) | 0% | 0 | Common Stock | |
| Alana D. Czypinski | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 42 | 4,583 (0%) | 0% | 0 | Common Stock | |
| Alana D. Czypinski | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 1,848 | 4,541 (0%) | 0% | 0 | Common Stock | |
| Alana D. Czypinski | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 42 | 3,204 (0%) | 0% | 0 | Common Stock | |
| Alana D. Czypinski | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 42 | 3,189 (0%) | 0% | 0 | Common Stock | |
| Alana D. Czypinski | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 30 | 3,831 (0%) | 0% | 0 | Common Stock | |
| Alana D. Czypinski | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 1,848 | 3,801 (0%) | 0% | 0 | Common Stock | |
| Alana D. Czypinski | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 303 | 40,540 (0%) | 0% | 0 | Common Stock | |
| Alana D. Czypinski | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 18,482 | 40,237 (0%) | 0% | 0 | Common Stock | |
| Alana D. Czypinski | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 18,482 | 37,064 (0%) | 0% | 0 | Common Stock | |
| Alana D. Czypinski | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 1,704 | 318,199 (0%) | 0% | 0 | Common Stock | |
| Alana D. Czypinski | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 70,092 | 316,495 (0%) | 0% | 0 | Common Stock | |
| Alana D. Czypinski | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 3,637 | 0 (0%) | 0% | 0 | Common Stock | |
| Alana D. Czypinski | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 199,682 | 0 (0%) | 0% | 0 | Common Stock | |
| Theodore J. Fisher | Director | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 235 | 491 (0%) | 0% | 0 | Common Stock | |
| Richard L. Huber | Director | Purchase of securities on an exchange or from another person at price $ 6.50 per share. | 14 Dec 2020 | 10,000 | 71,311 (0%) | 0% | 6.5 | 65,000 | Common Stock |
| Randal J. Kirk | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 2.50 per share. | 11 Aug 2020 | 4,000,000 | 9,175,000 (28%) | 12% | 2.5 | 10,000,000 | Common Stock |
| Richard L. Huber | Director | Purchase of securities on an exchange or from another person at price $ 2.50 per share. | 11 Aug 2020 | 40,000 | 61,311 (0%) | 0% | 2.5 | 100,000 | Common Stock |
| David A. Frank | See Remarks | Purchase of securities on an exchange or from another person at price $ 2.50 per share. | 11 Aug 2020 | 8,000 | 43,000 (0%) | 0% | 2.5 | 20,000 | Common Stock |
| James Clinton Turk | Director | Purchase of securities on an exchange or from another person at price $ 2.50 per share. | 11 Aug 2020 | 12,000 | 16,964 (0%) | 0% | 2.5 | 30,000 | Common Stock |
| Rick L. Sterling | Director | Purchase of securities on an exchange or from another person at price $ 2.50 per share. | 11 Aug 2020 | 1,200 | 1,295 (0%) | 0% | 2.5 | 3,000 | Common Stock |
| Alana D. Czypinski | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 2.50 per share. | 11 Aug 2020 | 4,000,000 | 9,175,000 (28%) | 12% | 2.5 | 10,000,000 | Common Stock |
| Randal J. Kirk | Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 May 2020 | 2,000 | 2,000 | - | - | Option to Purchase Common Stock | |
| Rick L. Sterling | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 May 2020 | 2,000 | 2,000 | - | - | Options to Purchase Common Stock | |
| Alana D. Czypinski | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 May 2020 | 2,000 | 2,000 | - | - | Option to Purchase Common Stock | |
| Theodore J. Fisher | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 May 2020 | 2,000 | 2,000 | - | - | Option to Purchase Common Stock | |
| Richard L. Huber | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Mar 2020 | 2,500 | 2,500 | - | - | Options to Purchase Common Stock | |
| David A. Frank | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Mar 2020 | 12,827 | 12,827 | - | - | Options to Purchase Common Stock | |
| David A. Frank | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Mar 2020 | 14,660 | 14,660 (0%) | 0% | 0 | Common Stock | |
| Richard John Clothier | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Mar 2020 | 13,509 | 13,509 (0%) | 0% | 0 | Common Stock | |
| James Clinton Turk | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Mar 2020 | 2,500 | 2,500 | - | - | Options to Purchase Common Stock | |
| Christine Thompson St.Clare | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Mar 2020 | 2,500 | 2,500 | - | - | Options to Purchase Common Stock | |
| Alejandro Rojas | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Mar 2020 | 10,654 | 10,654 | - | - | Options to Purchase Common Stock | |
| Alejandro Rojas | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Mar 2020 | 12,176 | 12,176 (0%) | 0% | 0 | Common Stock | |
| Sylvia Wulf | Director, See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Mar 2020 | 31,649 | 31,649 | - | - | Options to Purchase Common Stock | |
| Sylvia Wulf | Director, See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Mar 2020 | 36,170 | 36,170 (0%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.50 per share. | 13 Feb 2020 | 5,175,000 | 5,175,000 (16%) | 16% | 1.5 | 7,762,500 | Common Stock |
| David A. Frank | See Remarks | Purchase of securities on an exchange or from another person at price $ 1.50 per share. | 13 Feb 2020 | 35,000 | 35,000 (0%) | 0% | 1.5 | 52,500 | Common Stock |
| Angela M. Olsen | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Nov 2019 | 35,000 | 35,000 | - | - | Options to Purchase Common Stock | |
| Richard John Clothier | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Mar 2019 | 12,473 | 12,473 (0%) | 0% | 0 | Common Stock | |
| Richard L. Huber | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Mar 2019 | 2,500 | 2,500 | - | - | Options to Purchase Common Stock | |
| James Clinton Turk | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Mar 2019 | 2,500 | 2,500 | - | - | Options to Purchase Common Stock | |
| Christine Thompson St.Clare | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Mar 2019 | 2,500 | 2,500 | - | - | Options to Purchase Common Stock | |
| Sylvia A. Wulf | Director, See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Jan 2019 | 164,088 | 164,088 (0%) | 1% | 0 | Common Stock | |
| Randal J. Kirk | Ten Percent Owner | 25 Oct 2018 | 1,538,461 | 8,239,199 (64%) | 11% | 2 | 3,076,922 | Common Stock | |
| Randal J. Kirk | Ten Percent Owner | 25 Oct 2018 | 1,538,461 | 0 | - | - | Warrant to Purchase Common Stock | ||
| Richard L. Huber | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Feb 2018 | 2,500 | 2,500 | - | - | Options to Purchase Common Stock | |
| David A. Frank | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Feb 2018 | 15,152 | 15,152 | - | - | Options to Purchase Common Stock | |
| Richard John Clothier | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Feb 2018 | 11,151 | 11,151 (0%) | 0% | 0 | Common Stock | |
| Ronald L. Stotish | Director, See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Feb 2018 | 60,606 | 60,606 | - | - | Options to Purchase Common Stock | |
| James Clinton Turk | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Feb 2018 | 2,500 | 2,500 | - | - | Options to Purchase Common Stock | |
| Christine Thompson St.Clare | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Feb 2018 | 2,500 | 2,500 | - | - | Options to Purchase Common Stock | |
| Alejandro Rojas | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Feb 2018 | 30,303 | 30,303 | - | - | Options to Purchase Common Stock | |
| Randal J. Kirk | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 3.25 per share. | 17 Jan 2018 | 1,538,461 | 6,700,738 (53%) | 12% | 3.2 | 4,999,998 | Common Stock |
| Randal J. Kirk | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 17 Jan 2018 | 1,538,461 | 1,538,461 | - | - | Warrant to Purchase Common Stock | |
| Randal J. Kirk | Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 24 Jul 2017 | 124,609 | 124,609 (1%) | 1% | 0 | Common Stock | |
| Randal J. Kirk | Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 24 Jul 2017 | 121,231 | 200,519 (2%) | 1% | 0 | Common Stock | |
| Randal J. Kirk | Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 24 Jul 2017 | 338,816 | 0 (0%) | 3% | 0 | Common Stock | |
| James Clinton Turk | None | Other type of transaction at price $ 0.00 per share. | 24 Jul 2017 | 2,053 | 4,964 (0%) | 0% | 0 | Common Stock | |
| Richard L. Huber | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2017 | 2,500 | 2,500 | - | - | Options to Purchase Common Stock | |
| David A. Frank | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2017 | 10,000 | 10,000 | - | - | Options to Purchase Common Stock | |
| Richard John Clothier | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2017 | 1,751 | 38,750 (0%) | 0% | 0 | Common Stock | |
| Ronald L. Stotish | Director, See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2017 | 20,000 | 20,000 | - | - | Options to Purchase Common Stock | |
| James Clinton Turk | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2017 | 2,500 | 2,500 | - | - | Options to Purchase Common Stock | |
| Christine Thompson St.Clare | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2017 | 2,500 | 2,500 | - | - | Options to Purchase Common Stock | |
| Christopher Martin | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2017 | 2,000 | 2,000 | - | - | Options to Purchase Common Stock | |
| Alejandro Rojas | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2017 | 6,000 | 6,000 | - | - | Options to Purchase Common Stock | |
| Randal J. Kirk | Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 18 Jan 2017 | 1,708 | 1,708 (0%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 18 Jan 2017 | 2,095 | 2,095 (0%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 18 Jan 2017 | 2,080 | 2,080 (0%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 18 Jan 2017 | 2,021 | 2,021 (0%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 18 Jan 2017 | 4,659 | 4,659 (0%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 18 Jan 2017 | 79,288 | 79,288 (1%) | 1% | 0 | Common Stock | |
| Randal J. Kirk | Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 18 Jan 2017 | 5,775 | 5,775 (0%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 10.33 per share. | 18 Jan 2017 | 2,421,073 | 5,161,247 (79%) | 37% | 10.3 | 25,009,684 | Common Stock |
| Randal J. Kirk | Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 18 Jan 2017 | 1,776,557 | 2,740,174 (42%) | 27% | 0 | Common Stock | |
| Randal J. Kirk | Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 18 Jan 2017 | 20 | 20 (0%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 18 Jan 2017 | 1,770 | 1,770 (0%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 18 Jan 2017 | 885 | 885 (0%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 18 Jan 2017 | 295 | 295 (0%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 18 Jan 2017 | 99,537 | 99,537 (1%) | 1% | 0 | Common Stock | |
| Randal J. Kirk | Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 18 Jan 2017 | 82,083 | 82,083 (1%) | 1% | 0 | Common Stock | |
| Randal J. Kirk | Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 18 Jan 2017 | 880 | 880 (0%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 18 Jan 2017 | 3,199 | 3,199 (0%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 18 Jan 2017 | 14,076 | 14,076 (0%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 18 Jan 2017 | 20,306 | 20,306 (0%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 18 Jan 2017 | 20,306 | 20,306 (0%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 18 Jan 2017 | 10,153 | 10,153 (0%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 18 Jan 2017 | 338,816 | 338,816 (5%) | 5% | 0 | Common Stock | |
| Randal J. Kirk | Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 18 Jan 2017 | 199,682 | 199,682 (3%) | 3% | 0 | Common Stock | |
| Randal J. Kirk | Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 18 Jan 2017 | 3,637 | 3,637 (0%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 18 Jan 2017 | 12,617 | 12,617 (0%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 18 Jan 2017 | 1,132 | 1,132 (0%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 18 Jan 2017 | 12,726 | 12,726 (0%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 18 Jan 2017 | 10,784 | 10,784 (0%) | 0% | 0 | Common Stock | |
| Richard John Clothier | Chairman | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 Jul 2014 | 71,428 | 862,987 (0%) | 0% | 0 | USD0.001 Com Shs | |
| Richard John Clothier | Chairman | Purchase of securities on an exchange or from another person at price $ 0.08 per share. | 02 Jul 2012 | 196,850 | 726,342 (0%) | 0% | 0.1 | 15,000 | COM SHS USD0.001 (REG S) |
| Richard John Clothier | Chairman | Purchase of securities on an exchange or from another person at price $ 0.07 per share. | 01 Jul 2011 | 226,586 | 529,492 (0%) | 0% | 0.1 | 15,000 | USD0.001 Com Shs |
| Elliot Z Entis | None | 17 May 2011 | 387,273 | 1,477,979 (2%) | 0% | 0 | USD0.001 Com Shs | ||
| Richard John Clothier | Chairman | Purchase of securities on an exchange or from another person at price $ 0.20 per share. | 03 Nov 2010 | 50,000 | 302,906 (0%) | 0% | 0.2 | 10,000 | USD0.001 Com Shs |
| Richard John Clothier | Chairman | Purchase of securities on an exchange or from another person at price $ 0.07 per share. | 14 Jul 2009 | 153,846 | 252,906 (0%) | 0% | 0.1 | 10,000 | USD0.001 Com Shs |
| William M Marcus | None | Purchase of securities on an exchange or from another person at price $ 0.06 per share. | 29 Jun 2009 | 800,000 | 2,535,802 (3%) | 1% | 0.1 | 48,000 | USD0.001 Com Shs |
| Elliot Z Entis | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 16 Dec 2008 | 100,000 | 1,090,706 (1%) | 0% | 0 | USD0.001 Com Shs | |
| Richard John Clothier | Chairman | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 Jul 2008 | 60,606 | 99,060 (0%) | 0% | 0 | USD0.001 Com Shs |