Insider Trading disclosures for Ameriprise Financial Inc

The latest disclosure was made by Robert F. Sharpe in Ameriprise Financial Inc where a trade of 1,000 Common Stock done at an average price of $551.4 was reported to US exchanges on Feb. 18, 2025.

Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company. A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).

Client Name	Client Category	Action	Reported to Exchange	Quantity	Post Transaction Holding	Traded %	Avg. Price	Value	Security Type
Robert F. Sharpe	Director	Sale of securities on an exchange or to another person at price $ 551.44 per share.	18 Feb 2025	1,000	9,000 (0%)	0%	551.4	551,444	Common Stock
Walter S. Berman	EXECUTIVE VP AND CFO	Sale of securities on an exchange or to another person at price $ 550.71 per share.	18 Feb 2025	4,000	6,167 (0%)	0%	550.7	2,202,826	Common Stock
Walter S. Berman	EXECUTIVE VP AND CFO	Sale of securities on an exchange or to another person at price $ 547.17 per share.	18 Feb 2025	4,000	9,739 (0%)	0%	547.2	2,188,690	Common Stock
Robert F. Sharpe	Director	Sale of securities on an exchange or to another person at price $ 523.12 per share.	12 Feb 2025	1,000	10,000 (0%)	0%	523.1	523,125	Common Stock
James M. Cracchiolo	Director, CHAIRMAN AND CEO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	07 Feb 2025	789	104,309	-		-	Phantom Stock
Joseph E. Sweeney	PRES-AWM PRODUCTS & SERVICES	Grant, award, or other acquisition of securities at price $ 0.00 per share.	07 Feb 2025	220	1,075	-		-	Phantom Stock
Walter S. Berman	EXECUTIVE VP AND CFO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	07 Feb 2025	308	31,939	-		-	Phantom Stock
William F. Truscott	CEO, GLOBAL ASSET MANAGEMENT	Grant, award, or other acquisition of securities at price $ 0.00 per share.	07 Feb 2025	282	1,537	-		-	Phantom Stock
Gerard P. Smyth	EVP & CIO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	07 Feb 2025	146	1,084	-		-	Phantom Stock
Gumer Alvero	PRESIDENT-INSURANCE&ANNUITIES	Grant, award, or other acquisition of securities at price $ 0.00 per share.	07 Feb 2025	86	2,533	-		-	Phantom Stock
Heather J. Melloh	EVP AND GENERAL COUNSEL	Grant, award, or other acquisition of securities at price $ 0.00 per share.	07 Feb 2025	111	471	-		-	Phantom Stock
Dawn M. Brockman	SVP AND CONTROLLER	Grant, award, or other acquisition of securities at price $ 0.00 per share.	07 Feb 2025	27	312	-		-	Phantom Stock
William F. Truscott	CEO, GLOBAL ASSET MANAGEMENT	Gift of securities by or to the insider at price $ 0.00 per share.	06 Feb 2025	3,632	10,391 (0%)	0%		0	Common Stock
William F. Truscott	CEO, GLOBAL ASSET MANAGEMENT	Sale of securities on an exchange or to another person at price $ 540.29 per share.	06 Feb 2025	6,000	14,023 (0%)	0%	540.3	3,241,744	Common Stock
Christopher J. Williams	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	03 Feb 2025	38	3,604	-		-	Phantom Stock (Retainer Deferral)
James M. Cracchiolo	Director, CHAIRMAN AND CEO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	31 Jan 2025	10,140	181,780 (0%)	0%		0	Common Stock
James M. Cracchiolo	Director, CHAIRMAN AND CEO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	31 Jan 2025	24,258	24,258	-		-	Employee Stock Option (right to buy)
Joseph E. Sweeney	PRES-AWM PRODUCTS & SERVICES	Grant, award, or other acquisition of securities at price $ 0.00 per share.	31 Jan 2025	4,195	4,195	-		-	Employee Stock Option (right to buy)
Joseph E. Sweeney	PRES-AWM PRODUCTS & SERVICES	Grant, award, or other acquisition of securities at price $ 0.00 per share.	31 Jan 2025	1,490	9,946 (0%)	0%		0	Common Stock
Walter S. Berman	EXECUTIVE VP AND CFO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	31 Jan 2025	2,484	13,739 (0%)	0%		0	Common Stock
Walter S. Berman	EXECUTIVE VP AND CFO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	31 Jan 2025	6,991	6,991	-		-	Employee Stock Option (right to buy)
William F. Truscott	CEO, GLOBAL ASSET MANAGEMENT	Grant, award, or other acquisition of securities at price $ 0.00 per share.	31 Jan 2025	6,013	6,013	-		-	Employee Stock Option (right to buy)
William F. Truscott	CEO, GLOBAL ASSET MANAGEMENT	Grant, award, or other acquisition of securities at price $ 0.00 per share.	31 Jan 2025	2,136	8,433 (0%)	0%		0	Common Stock
Gerard P. Smyth	EVP & CIO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	31 Jan 2025	2,517	2,517	-		-	Employee Stock Option (right to buy)
Gerard P. Smyth	EVP & CIO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	31 Jan 2025	894	6,168 (0%)	0%		0	Common Stock
William Davies	EXECUTIVE VP, GLOBAL CIO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	31 Jan 2025	1,388	1,388	-		-	Employee Stock Option (right to buy)
William Davies	EXECUTIVE VP, GLOBAL CIO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	31 Jan 2025	493	13,223 (0%)	0%		0	Common Stock
Gumer Alvero	PRESIDENT-INSURANCE&ANNUITIES	Grant, award, or other acquisition of securities at price $ 0.00 per share.	31 Jan 2025	322	4,866 (0%)	0%		0	Common Stock
Gumer Alvero	PRESIDENT-INSURANCE&ANNUITIES	Grant, award, or other acquisition of securities at price $ 0.00 per share.	31 Jan 2025	908	908	-		-	Employee Stock Option (right to buy)
Heather J. Melloh	EVP AND GENERAL COUNSEL	Grant, award, or other acquisition of securities at price $ 0.00 per share.	31 Jan 2025	447	4,061 (0%)	0%		0	Common Stock
Heather J. Melloh	EVP AND GENERAL COUNSEL	Grant, award, or other acquisition of securities at price $ 0.00 per share.	31 Jan 2025	1,258	1,258	-		-	Employee Stock Option (right to buy)
Dawn M. Brockman	SVP AND CONTROLLER	Grant, award, or other acquisition of securities at price $ 0.00 per share.	31 Jan 2025	159	1,039 (0%)	0%		0	Common Stock
Dawn M. Brockman	SVP AND CONTROLLER	Grant, award, or other acquisition of securities at price $ 0.00 per share.	31 Jan 2025	262	262	-		-	Employee Stock Option (right to buy)
James M. Cracchiolo	Director, CHAIRMAN AND CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 571.84 per share.	28 Jan 2025	21,576	171,640 (0%)	0%	571.8	12,338,020	Common Stock
James M. Cracchiolo	Director, CHAIRMAN AND CEO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	28 Jan 2025	38,158	193,216 (0%)	0%		0	Common Stock
Joseph E. Sweeney	PRES-AWM PRODUCTS & SERVICES	Grant, award, or other acquisition of securities at price $ 0.00 per share.	28 Jan 2025	6,457	11,842 (0%)	0%		0	Common Stock
Joseph E. Sweeney	PRES-AWM PRODUCTS & SERVICES	Payment of exercise price or tax liability using portion of securities received from the company at price $ 571.84 per share.	28 Jan 2025	3,386	8,456 (0%)	0%	571.8	1,936,250	Common Stock
Walter S. Berman	EXECUTIVE VP AND CFO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 571.84 per share.	28 Jan 2025	7,406	11,255 (0%)	0%	571.8	4,235,047	Common Stock
Walter S. Berman	EXECUTIVE VP AND CFO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	28 Jan 2025	13,209	18,661 (0%)	0%		0	Common Stock
William F. Truscott	CEO, GLOBAL ASSET MANAGEMENT	Payment of exercise price or tax liability using portion of securities received from the company at price $ 571.84 per share.	28 Jan 2025	5,843	6,297 (0%)	0%	571.8	3,341,261	Common Stock
William F. Truscott	CEO, GLOBAL ASSET MANAGEMENT	Grant, award, or other acquisition of securities at price $ 0.00 per share.	28 Jan 2025	11,007	18,436 (0%)	0%		0	Common Stock
Gerard P. Smyth	EVP & CIO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	28 Jan 2025	2,934	6,579 (0%)	0%		0	Common Stock
Gerard P. Smyth	EVP & CIO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 571.84 per share.	28 Jan 2025	1,305	5,274 (0%)	0%	571.8	746,251	Common Stock
William Davies	EXECUTIVE VP, GLOBAL CIO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 572.38 per share.	28 Jan 2025	448	12,730 (0%)	0%	572.4	256,425	Common Stock
Gumer Alvero	PRESIDENT-INSURANCE&ANNUITIES	Payment of exercise price or tax liability using portion of securities received from the company at price $ 571.84 per share.	28 Jan 2025	49	4,544 (0%)	0%	571.8	28,020	Common Stock
Heather J. Melloh	EVP AND GENERAL COUNSEL	Payment of exercise price or tax liability using portion of securities received from the company at price $ 571.85 per share.	28 Jan 2025	27	3,614 (0%)	0%	571.9	15,440	Common Stock
Dawn M. Brockman	SVP AND CONTROLLER	Payment of exercise price or tax liability using portion of securities received from the company at price $ 571.82 per share.	28 Jan 2025	22	880 (0%)	0%	571.8	12,580	Common Stock
James M. Cracchiolo	Director, CHAIRMAN AND CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 561.38 per share.	27 Jan 2025	2,192	155,058 (0%)	0%	561.4	1,230,545	Common Stock
Joseph E. Sweeney	PRES-AWM PRODUCTS & SERVICES	Payment of exercise price or tax liability using portion of securities received from the company at price $ 561.38 per share.	27 Jan 2025	221	5,385 (0%)	0%	561.4	124,065	Common Stock
Walter S. Berman	EXECUTIVE VP AND CFO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 561.38 per share.	27 Jan 2025	573	5,452 (0%)	0%	561.4	321,671	Common Stock
William F. Truscott	CEO, GLOBAL ASSET MANAGEMENT	Payment of exercise price or tax liability using portion of securities received from the company at price $ 561.38 per share.	27 Jan 2025	469	7,429 (0%)	0%	561.4	263,287	Common Stock
Gerard P. Smyth	EVP & CIO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 561.38 per share.	27 Jan 2025	96	3,645 (0%)	0%	561.4	53,892	Common Stock
William Davies	EXECUTIVE VP, GLOBAL CIO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 565.49 per share.	27 Jan 2025	113	13,178 (0%)	0%	565.5	63,900	Common Stock
Gumer Alvero	PRESIDENT-INSURANCE&ANNUITIES	Payment of exercise price or tax liability using portion of securities received from the company at price $ 561.39 per share.	27 Jan 2025	36	4,593 (0%)	0%	561.4	20,210	Common Stock
Heather J. Melloh	EVP AND GENERAL COUNSEL	Payment of exercise price or tax liability using portion of securities received from the company at price $ 561.39 per share.	27 Jan 2025	41	3,641 (0%)	0%	561.4	23,017	Common Stock
Dawn M. Brockman	SVP AND CONTROLLER	Payment of exercise price or tax liability using portion of securities received from the company at price $ 561.38 per share.	27 Jan 2025	21	902 (0%)	0%	561.4	11,789	Common Stock
James M. Cracchiolo	Director, CHAIRMAN AND CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 563.58 per share.	26 Jan 2025	1,762	157,250 (0%)	0%	563.6	993,028	Common Stock
Joseph E. Sweeney	PRES-AWM PRODUCTS & SERVICES	Payment of exercise price or tax liability using portion of securities received from the company at price $ 563.58 per share.	26 Jan 2025	205	5,606 (0%)	0%	563.6	115,534	Common Stock
Walter S. Berman	EXECUTIVE VP AND CFO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 563.58 per share.	26 Jan 2025	384	6,025 (0%)	0%	563.6	216,415	Common Stock
William F. Truscott	CEO, GLOBAL ASSET MANAGEMENT	Payment of exercise price or tax liability using portion of securities received from the company at price $ 563.58 per share.	26 Jan 2025	290	8,448 (0%)	0%	563.6	163,438	Common Stock
Gerard P. Smyth	EVP & CIO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 563.58 per share.	26 Jan 2025	111	3,741 (0%)	0%	563.6	62,557	Common Stock
William Davies	EXECUTIVE VP, GLOBAL CIO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 567.06 per share.	26 Jan 2025	96	13,292 (0%)	0%	567.1	54,438	Common Stock
Gumer Alvero	PRESIDENT-INSURANCE&ANNUITIES	Payment of exercise price or tax liability using portion of securities received from the company at price $ 563.58 per share.	26 Jan 2025	40	4,629 (0%)	0%	563.6	22,543	Common Stock
Heather J. Melloh	EVP AND GENERAL COUNSEL	Payment of exercise price or tax liability using portion of securities received from the company at price $ 563.58 per share.	26 Jan 2025	66	3,682 (0%)	0%	563.6	37,196	Common Stock
Dawn M. Brockman	SVP AND CONTROLLER	Payment of exercise price or tax liability using portion of securities received from the company at price $ 563.59 per share.	26 Jan 2025	22	923 (0%)	0%	563.6	12,399	Common Stock
Heather J. Melloh	EVP AND GENERAL COUNSEL	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	13 Nov 2024	698	0	-		-	Employee Stock Option (right to buy)
Heather J. Melloh	EVP AND GENERAL COUNSEL	Payment of exercise price or tax liability using portion of securities received from the company at price $ 562.89 per share.	13 Nov 2024	416	3,748 (0%)	0%	562.9	234,162	Common Stock
Heather J. Melloh	EVP AND GENERAL COUNSEL	Exercise or conversion of derivative security received from the company (such as an option) at price $ 165.41 per share.	13 Nov 2024	698	4,164 (0%)	0%	165.4	115,456	Common Stock
James M. Cracchiolo	Director, CHAIRMAN AND CEO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 165.41 per share.	11 Nov 2024	25,000	184,012 (0%)	0%	165.4	4,135,250	Common Stock
James M. Cracchiolo	Director, CHAIRMAN AND CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 565.15 per share.	11 Nov 2024	16,362	167,650 (0%)	0%	565.1	9,246,984	Common Stock
James M. Cracchiolo	Director, CHAIRMAN AND CEO	Sale of securities on an exchange or to another person at price $ 563.44 per share.	11 Nov 2024	8,638	159,012 (0%)	0%	563.4	4,866,966	Common Stock
James M. Cracchiolo	Director, CHAIRMAN AND CEO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	11 Nov 2024	25,000	52,932	-		-	Employee Stock Option (right to buy)
Walter S. Berman	EXECUTIVE VP AND CFO	Sale of securities on an exchange or to another person at price $ 564.78 per share.	11 Nov 2024	3,192	6,409 (0%)	0%	564.8	1,802,774	Common Stock
Walter S. Berman	EXECUTIVE VP AND CFO	Sale of securities on an exchange or to another person at price $ 563.79 per share.	11 Nov 2024	5,463	9,601 (0%)	0%	563.8	3,080,006	Common Stock
Walter S. Berman	EXECUTIVE VP AND CFO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 565.15 per share.	11 Nov 2024	16,345	15,064 (0%)	0%	565.2	9,237,377	Common Stock
Walter S. Berman	EXECUTIVE VP AND CFO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	11 Nov 2024	25,000	10,905	-		-	Employee Stock Option (right to buy)
Walter S. Berman	EXECUTIVE VP AND CFO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 165.41 per share.	11 Nov 2024	25,000	31,409 (0%)	0%	165.4	4,135,250	Common Stock
Joseph E. Sweeney	PRES-AWM PRODUCTS & SERVICES	Payment of exercise price or tax liability using portion of securities received from the company at price $ 551.48 per share.	08 Nov 2024	15,100	16,546 (0%)	0%	551.5	8,327,348	Common Stock
Joseph E. Sweeney	PRES-AWM PRODUCTS & SERVICES	Sale of securities on an exchange or to another person at price $ 550.14 per share.	08 Nov 2024	4,500	7,161 (0%)	0%	550.1	2,475,612	Common Stock
Joseph E. Sweeney	PRES-AWM PRODUCTS & SERVICES	Sale of securities on an exchange or to another person at price $ 548.78 per share.	08 Nov 2024	4,885	11,661 (0%)	0%	548.8	2,680,813	Common Stock
Joseph E. Sweeney	PRES-AWM PRODUCTS & SERVICES	Exercise or conversion of derivative security received from the company (such as an option) at price $ 126.89 per share.	08 Nov 2024	24,485	31,646 (0%)	0%	126.9	3,106,902	Common Stock
Joseph E. Sweeney	PRES-AWM PRODUCTS & SERVICES	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	08 Nov 2024	24,485	0	-		-	Employee Stock Option (right to buy)
Joseph E. Sweeney	PRES-AWM PRODUCTS & SERVICES	Sale of securities on an exchange or to another person at price $ 551.41 per share.	08 Nov 2024	1,350	5,811 (0%)	0%	551.4	744,399	Common Stock
William F. Truscott	CEO, GLOBAL ASSET MANAGEMENT	Gift of securities by or to the insider at price $ 0.00 per share.	08 Nov 2024	770	12,634 (0%)	0%		0	Common Stock
Dawn M. Brockman	SVP AND CONTROLLER	Sale of securities on an exchange or to another person at price $ 560.12 per share.	06 Nov 2024	350	945 (0%)	0%	560.1	196,042	Common Stock
Gumer Alvero	PRESIDENT-INSURANCE&ANNUITIES	Sale of securities on an exchange or to another person at price $ 516.05 per share.	31 Oct 2024	2,325	4,669 (0%)	0%	516.0	1,199,812	Common Stock
Christopher J. Williams	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	28 Oct 2024	60	3,556	-		-	Phantom Stock (Retainer Deferral)
William Davies	EXECUTIVE VP, GLOBAL CIO	Sale of securities on an exchange or to another person at price $ 442.07 per share.	30 Aug 2024	8,700	13,198 (0%)	0%	442.1	3,846,009	Common Stock
William F. Truscott	CEO, GLOBAL ASSET MANAGEMENT	Exercise or conversion of derivative security received from the company (such as an option) at price $ 126.89 per share.	28 Aug 2024	39,323	48,604 (0%)	0%	126.9	4,989,695	Common Stock
William F. Truscott	CEO, GLOBAL ASSET MANAGEMENT	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	28 Aug 2024	39,323	0	-		-	Employee Stock Option (right to buy)
William F. Truscott	CEO, GLOBAL ASSET MANAGEMENT	Sale of securities on an exchange or to another person at price $ 441.56 per share.	28 Aug 2024	15,584	13,404 (0%)	0%	441.6	6,881,234	Common Stock
William F. Truscott	CEO, GLOBAL ASSET MANAGEMENT	Payment of exercise price or tax liability using portion of securities received from the company at price $ 440.85 per share.	28 Aug 2024	23,739	9,281 (0%)	0%	440.8	10,465,338	Common Stock
Robert F. Sharpe	Director	Gift of securities by or to the insider at price $ 0.00 per share.	31 Jul 2024	250	300 (0%)	0%		0	Common Stock
Christopher J. Williams	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	29 Jul 2024	71	3,484	-		-	Phantom Stock (Retainer Deferral)
Joseph E. Sweeney	PRES-AWM PRODUCTS & SERVICES	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	11 Jul 2024	310	849	-		-	Phantom Stock
Joseph E. Sweeney	PRES-AWM PRODUCTS & SERVICES	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	11 Jul 2024	310	7,310 (0%)	0%		-	Common Stock
Joseph E. Sweeney	PRES-AWM PRODUCTS & SERVICES	Payment of exercise price or tax liability using portion of securities received from the company at price $ 441.44 per share.	11 Jul 2024	149	7,161 (0%)	0%	441.4	65,775	Common Stock
William F. Truscott	CEO, GLOBAL ASSET MANAGEMENT	Payment of exercise price or tax liability using portion of securities received from the company at price $ 440.81 per share.	11 Jul 2024	231	9,281 (0%)	0%	440.8	101,827	Common Stock
William F. Truscott	CEO, GLOBAL ASSET MANAGEMENT	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	11 Jul 2024	501	9,782 (0%)	0%		-	Common Stock
William F. Truscott	CEO, GLOBAL ASSET MANAGEMENT	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	11 Jul 2024	501	1,247	-		-	Phantom Stock
Gerard P. Smyth	EVP & CIO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	11 Jul 2024	115	3,902 (0%)	0%		-	Common Stock
Gerard P. Smyth	EVP & CIO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	11 Jul 2024	115	932	-		-	Phantom Stock
Gerard P. Smyth	EVP & CIO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 446.04 per share.	11 Jul 2024	50	3,852 (0%)	0%	446.0	22,302	Common Stock
Dawn M. Brockman	SVP AND CONTROLLER	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	11 Jul 2024	10	283	-		-	Phantom Stock
Dawn M. Brockman	SVP AND CONTROLLER	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	11 Jul 2024	10	1,298 (0%)	0%		0	Common Stock
Dawn M. Brockman	SVP AND CONTROLLER	Payment of exercise price or tax liability using portion of securities received from the company at price $ 541.67 per share.	11 Jul 2024	3	1,295 (0%)	0%	541.7	1,625	Common Stock
Robert F. Sharpe	Director	Sale of securities on an exchange or to another person at price $ 438.07 per share.	16 May 2024	1,500	11,000 (0%)	0%	438.1	657,101	Common Stock
Armando Pimentel	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	24 Apr 2024	460	1,500	-		-	Phantom Stock (Annual)
Amy Digeso	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	24 Apr 2024	460	11,922	-		-	Phantom Stock (Annual)
Christopher J. Williams	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	24 Apr 2024	460	8,593	-		-	Phantom Stock (Annual)
Christopher J. Williams	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	24 Apr 2024	75	3,401	-		-	Phantom Stock (Retainer Deferral)
Dianne M. Neal	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	24 Apr 2024	460	11,922	-		-	Phantom Stock (Annual)
Robert F. Sharpe	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	24 Apr 2024	460	38,215	-		-	Phantom Stock (Annual)
W. Edward Walter	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	24 Apr 2024	460	6,194	-		-	Phantom Stock (Annual)
Brian Shea	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	24 Apr 2024	460	4,845	-		-	Phantom Stock (Annual)
Gumer Alvero	PRESIDENT-INSURANCE&ANNUITIES	Exercise or conversion of derivative security received from the company (such as an option) at price $ 123.37 per share.	27 Mar 2024	4,235	11,229 (0%)	0%	123.4	522,472	Common Stock
Gumer Alvero	PRESIDENT-INSURANCE&ANNUITIES	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	27 Mar 2024	4,235	0	-		-	Employee Stock Option (right to buy)
Gumer Alvero	PRESIDENT-INSURANCE&ANNUITIES	Sale of securities on an exchange or to another person at price $ 437.00 per share.	27 Mar 2024	1,652	6,994 (0%)	0%	437.0	721,930	Common Stock
Gumer Alvero	PRESIDENT-INSURANCE&ANNUITIES	Payment of exercise price or tax liability using portion of securities received from the company at price $ 436.23 per share.	27 Mar 2024	2,583	8,646 (0%)	0%	436.2	1,126,782	Common Stock
Dawn M. Brockman	SVP AND CONTROLLER	Sale of securities on an exchange or to another person at price $ 434.13 per share.	26 Mar 2024	224	1,288 (0%)	0%	434.1	97,245	Common Stock
Dawn M. Brockman	SVP AND CONTROLLER	Exercise or conversion of derivative security received from the company (such as an option) at price $ 128.76 per share.	26 Mar 2024	461	1,749 (0%)	0%	128.8	59,358	Common Stock
Dawn M. Brockman	SVP AND CONTROLLER	Payment of exercise price or tax liability using portion of securities received from the company at price $ 433.49 per share.	26 Mar 2024	237	1,512 (0%)	0%	433.5	102,737	Common Stock
Dawn M. Brockman	SVP AND CONTROLLER	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	26 Mar 2024	461	0	-		-	Employee Stock Option (right to buy)
William F. Truscott	CEO, GLOBAL ASSET MANAGEMENT	Sale of securities on an exchange or to another person at price $ 412.04 per share.	28 Feb 2024	8,000	13,134 (0%)	0%	412.0	3,296,360	Common Stock
Gerard P. Smyth	EVP TECHNOLOGY AND CIO	Sale of securities on an exchange or to another person at price $ 407.16 per share.	26 Feb 2024	2,261	5,966 (0%)	0%	407.2	920,589	Common Stock
Smyth Gerard P.	EVP TECHNOLOGY AND CIO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	26 Feb 2024	3,199	0	-		-	Employee Stock Option (right to buy)
P. Gerard Smyth	EVP TECHNOLOGY AND CIO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 408.71 per share.	26 Feb 2024	4,371	8,227 (0%)	0%	408.7	1,786,471	Common Stock
Gerard P. Smyth	EVP TECHNOLOGY AND CIO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 126.89 per share.	26 Feb 2024	3,433	12,598 (0%)	0%	126.9	435,613	Common Stock
Smyth P. Gerard	EVP TECHNOLOGY AND CIO	Sale of securities on an exchange or to another person at price $ 408.71 per share.	26 Feb 2024	2,179	3,787 (0%)	0%	408.7	890,580	Common Stock
Smyth P. Gerard	EVP TECHNOLOGY AND CIO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 179.84 per share.	26 Feb 2024	3,199	9,165 (0%)	0%	179.8	575,308	Common Stock
P. Smyth Gerard	EVP TECHNOLOGY AND CIO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	26 Feb 2024	3,433	0	-		-	Employee Stock Option (right to buy)
James Cracchiolo M.	Director, CHAIRMAN AND CEO	Sale of securities on an exchange or to another person at price $ 407.16 per share.	22 Feb 2024	5,000	164,012 (0%)	0%	407.2	2,035,809	Common Stock
Gumer Alvero	PRESIDENT-INSURANCE&ANNUITIES	Sale of securities on an exchange or to another person at price $ 400.98 per share.	22 Feb 2024	385	6,994 (0%)	0%	401.0	154,378	Common Stock
James M. Cracchiolo	Director, CHAIRMAN AND CEO	Sale of securities on an exchange or to another person at price $ 401.48 per share.	22 Feb 2024	5,028	172,012 (0%)	0%	401.5	2,018,663	Common Stock
M. James Cracchiolo	Director, CHAIRMAN AND CEO	Sale of securities on an exchange or to another person at price $ 400.74 per share.	22 Feb 2024	3,972	177,040 (0%)	0%	400.7	1,591,754	Common Stock
M. James Cracchiolo	Director, CHAIRMAN AND CEO	Sale of securities on an exchange or to another person at price $ 402.46 per share.	22 Feb 2024	3,000	169,012 (0%)	0%	402.5	1,207,372	Common Stock
James M. Cracchiolo	Director, CHAIRMAN AND CEO	Sale of securities on an exchange or to another person at price $ 408.63 per share.	22 Feb 2024	5,000	159,012 (0%)	0%	408.6	2,043,163	Common Stock
M. James Cracchiolo	Director, CHAIRMAN AND CEO	Sale of securities on an exchange or to another person at price $ 400.13 per share.	16 Feb 2024	1,000	185,310 (0%)	0%	400.1	400,130	Common Stock
Cracchiolo James M.	Director, CHAIRMAN AND CEO	Sale of securities on an exchange or to another person at price $ 397.43 per share.	16 Feb 2024	286	196,312 (0%)	0%	397.4	113,664	Common Stock
James M. Cracchiolo	Director, CHAIRMAN AND CEO	Sale of securities on an exchange or to another person at price $ 397.22 per share.	16 Feb 2024	4,298	181,012 (0%)	0%	397.2	1,707,247	Common Stock
James Cracchiolo M.	Director, CHAIRMAN AND CEO	Sale of securities on an exchange or to another person at price $ 399.66 per share.	16 Feb 2024	10,002	186,310 (0%)	0%	399.7	3,997,369	Common Stock
Truscott F. William	CEO, GLOBAL ASSET MANAGEMENT	Grant, award, or other acquisition of securities at price $ 0.00 per share.	09 Feb 2024	340	1,737	-		-	Phantom Stock
Heather J. Melloh	EVP AND GENERAL COUNSEL	Grant, award, or other acquisition of securities at price $ 0.00 per share.	09 Feb 2024	113	355	-		-	Phantom Stock
Cracchiolo James M.	Director, CHAIRMAN AND CEO	Sale of securities on an exchange or to another person at price $ 400.88 per share.	09 Feb 2024	1,644	197,447 (0%)	0%	400.9	659,039	Common Stock
James M. Cracchiolo	Director, CHAIRMAN AND CEO	Sale of securities on an exchange or to another person at price $ 401.58 per share.	09 Feb 2024	849	196,598 (0%)	0%	401.6	340,940	Common Stock
Joseph E. Sweeney	PRES-AWM PRODUCTS & SERVICES	Grant, award, or other acquisition of securities at price $ 0.00 per share.	09 Feb 2024	256	1,152	-		-	Phantom Stock
M. James Cracchiolo	Director, CHAIRMAN AND CEO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 179.84 per share.	09 Feb 2024	39,834	228,170 (0%)	0%	179.8	7,163,747	Common Stock
Cracchiolo M. James	Director, CHAIRMAN AND CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 402.09 per share.	09 Feb 2024	29,079	199,091 (0%)	0%	402.1	11,692,375	Common Stock
M. Brockman Dawn	SVP AND CONTROLLER	Grant, award, or other acquisition of securities at price $ 0.00 per share.	09 Feb 2024	31	292	-		-	Phantom Stock
Walter Berman S.	EXECUTIVE VP AND CFO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	09 Feb 2024	406	31,229	-		-	Phantom Stock
Smyth Gerard P.	EVP TECHNOLOGY AND CIO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	09 Feb 2024	171	1,041	-		-	Phantom Stock
Alvero Gumer	PRESIDENT-INSURANCE&ANNUITIES	Grant, award, or other acquisition of securities at price $ 0.00 per share.	09 Feb 2024	107	2,415	-		-	Phantom Stock
Cracchiolo James M.	Director, CHAIRMAN AND CEO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	09 Feb 2024	1,054	102,208	-		-	Phantom Stock
James M. Cracchiolo	Director, CHAIRMAN AND CEO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	09 Feb 2024	39,834	0	-		-	Employee Stock Option (right to buy)
Joseph Sweeney E.	PRES-AWM PRODUCTS & SERVICES	Sale of securities on an exchange or to another person at price $ 401.82 per share.	09 Feb 2024	7,200	7,000 (0%)	0%	401.8	2,893,092	Common Stock
William F. Truscott	CEO, GLOBAL ASSET MANAGEMENT	Gift of securities by or to the insider at price $ 0.00 per share.	08 Feb 2024	2,600	21,134 (0%)	0%		0	Common Stock
Walter Berman S.	EXECUTIVE VP AND CFO	Sale of securities on an exchange or to another person at price $ 387.24 per share.	07 Feb 2024	2,088	17,667 (0%)	0%	387.2	808,567	Common Stock
S. Berman Walter	EXECUTIVE VP AND CFO	Sale of securities on an exchange or to another person at price $ 387.91 per share.	07 Feb 2024	11,258	6,409 (0%)	0%	387.9	4,367,098	Common Stock
F. Sharpe Robert	Director	Sale of securities on an exchange or to another person at price $ 386.60 per share.	06 Feb 2024	4,000	12,500 (0%)	0%	386.6	1,546,386	Common Stock
P. Gerard Smyth	EVP TECHNOLOGY AND CIO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	29 Jan 2024	2,413	6,906 (0%)	0%		0	Common Stock
Christopher J. Williams	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	29 Jan 2024	78	3,315	-		-	Phantom Stock (Retainer Deferral)
Truscott William F.	CEO, GLOBAL ASSET MANAGEMENT	Payment of exercise price or tax liability using portion of securities received from the company at price $ 393.11 per share.	29 Jan 2024	9,008	9,281 (0%)	0%	393.1	3,541,135	Common Stock
Joseph E. Sweeney	PRES-AWM PRODUCTS & SERVICES	Grant, award, or other acquisition of securities at price $ 0.00 per share.	29 Jan 2024	10,505	19,926 (0%)	0%		0	Common Stock
James Cracchiolo M.	Director, CHAIRMAN AND CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 393.11 per share.	29 Jan 2024	30,262	188,336 (0%)	0%	393.1	11,896,295	Common Stock
Brockman Dawn	SVP AND CONTROLLER	Payment of exercise price or tax liability using portion of securities received from the company at price $ 393.12 per share.	29 Jan 2024	32	1,288 (0%)	0%	393.1	12,580	Common Stock
William F. Truscott	CEO, GLOBAL ASSET MANAGEMENT	Grant, award, or other acquisition of securities at price $ 0.00 per share.	29 Jan 2024	16,971	27,995 (0%)	0%		0	Common Stock
Heather J. Melloh	EVP AND GENERAL COUNSEL	Payment of exercise price or tax liability using portion of securities received from the company at price $ 393.12 per share.	29 Jan 2024	43	3,466 (0%)	0%	393.1	16,904	Common Stock
Cracchiolo M. James	Director, CHAIRMAN AND CEO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	29 Jan 2024	53,506	218,598 (0%)	0%		0	Common Stock
Sweeney E. Joseph	PRES-AWM PRODUCTS & SERVICES	Payment of exercise price or tax liability using portion of securities received from the company at price $ 393.11 per share.	29 Jan 2024	5,726	14,200 (0%)	0%	393.1	2,250,948	Common Stock
Smyth P. Gerard	EVP TECHNOLOGY AND CIO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 393.11 per share.	29 Jan 2024	940	5,966 (0%)	0%	393.1	369,523	Common Stock
Berman S. Walter	EXECUTIVE VP AND CFO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	29 Jan 2024	21,544	31,842 (0%)	0%		0	Common Stock
Alvero Gumer	PRESIDENT-INSURANCE&ANNUITIES	Payment of exercise price or tax liability using portion of securities received from the company at price $ 393.11 per share.	29 Jan 2024	62	7,379 (0%)	0%	393.1	24,373	Common Stock
Walter Berman S.	EXECUTIVE VP AND CFO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 393.11 per share.	29 Jan 2024	12,087	19,755 (0%)	0%	393.1	4,751,521	Common Stock
Walter S. Berman	EXECUTIVE VP AND CFO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	26 Jan 2024	3,104	11,152 (0%)	0%		0	Common Stock
Alvero Gumer	PRESIDENT-INSURANCE&ANNUITIES	Grant, award, or other acquisition of securities at price $ 0.00 per share.	26 Jan 2024	344	7,527 (0%)	0%		0	Common Stock
Alvero Gumer	PRESIDENT-INSURANCE&ANNUITIES	Payment of exercise price or tax liability using portion of securities received from the company at price $ 391.40 per share.	26 Jan 2024	50	7,441 (0%)	0%	391.4	19,570	Common Stock
F. William Truscott	CEO, GLOBAL ASSET MANAGEMENT	Sale of securities on an exchange or to another person at price $ 390.22 per share.	26 Jan 2024	9,689	12,126 (0%)	0%	390.2	3,780,832	Common Stock
M. Cracchiolo James	Director, CHAIRMAN AND CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 391.40 per share.	26 Jan 2024	1,808	167,149 (0%)	0%	391.4	707,651	Common Stock
S. Walter Berman	EXECUTIVE VP AND CFO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 391.40 per share.	26 Jan 2024	458	10,298 (0%)	0%	391.4	179,261	Common Stock
William F. Truscott	CEO, GLOBAL ASSET MANAGEMENT	Payment of exercise price or tax liability using portion of securities received from the company at price $ 391.92 per share.	26 Jan 2024	21,269	13,175 (0%)	0%	391.9	8,335,746	Common Stock
P. Smyth Gerard	EVP TECHNOLOGY AND CIO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 391.40 per share.	26 Jan 2024	86	4,493 (0%)	0%	391.4	33,660	Common Stock
Gumer Alvero	PRESIDENT-INSURANCE&ANNUITIES	Payment of exercise price or tax liability using portion of securities received from the company at price $ 391.39 per share.	26 Jan 2024	36	7,491 (0%)	0%	391.4	14,090	Common Stock
E. Sweeney Joseph	PRES-AWM PRODUCTS & SERVICES	Payment of exercise price or tax liability using portion of securities received from the company at price $ 391.40 per share.	26 Jan 2024	208	9,734 (0%)	0%	391.4	81,411	Common Stock
Walter S. Berman	EXECUTIVE VP AND CFO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 391.40 per share.	26 Jan 2024	396	10,756 (0%)	0%	391.4	154,994	Common Stock
Smyth Gerard P.	EVP TECHNOLOGY AND CIO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	26 Jan 2024	965	4,675 (0%)	0%		0	Common Stock
Joseph Sweeney E.	PRES-AWM PRODUCTS & SERVICES	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	26 Jan 2024	18,220	0	-		-	Employee Stock Option (right to buy)
E. Joseph Sweeney	PRES-AWM PRODUCTS & SERVICES	Sale of securities on an exchange or to another person at price $ 389.47 per share.	26 Jan 2024	5,146	9,421 (0%)	0%	389.5	2,004,192	Common Stock
Joseph E. Sweeney	PRES-AWM PRODUCTS & SERVICES	Exercise or conversion of derivative security received from the company (such as an option) at price $ 179.84 per share.	26 Jan 2024	18,220	27,641 (0%)	0%	179.8	3,276,685	Common Stock
F. William Truscott	CEO, GLOBAL ASSET MANAGEMENT	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	26 Jan 2024	30,958	0	-		-	Employee Stock Option (right to buy)
Brockman Dawn	SVP AND CONTROLLER	Grant, award, or other acquisition of securities at price $ 0.00 per share.	26 Jan 2024	311	311	-		-	Employee Stock Option (right to buy)
Heather Melloh J.	EVP AND GENERAL COUNSEL	Payment of exercise price or tax liability using portion of securities received from the company at price $ 391.41 per share.	26 Jan 2024	32	3,509 (0%)	0%	391.4	12,525	Common Stock
Truscott William F.	CEO, GLOBAL ASSET MANAGEMENT	Payment of exercise price or tax liability using portion of securities received from the company at price $ 391.40 per share.	26 Jan 2024	469	12,156 (0%)	0%	391.4	183,567	Common Stock
F. Truscott William	CEO, GLOBAL ASSET MANAGEMENT	Payment of exercise price or tax liability using portion of securities received from the company at price $ 391.40 per share.	26 Jan 2024	521	11,024 (0%)	0%	391.4	203,919	Common Stock
Cracchiolo M. James	Director, CHAIRMAN AND CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 391.40 per share.	26 Jan 2024	2,057	165,092 (0%)	0%	391.4	805,110	Common Stock
S. Walter Berman	EXECUTIVE VP AND CFO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	26 Jan 2024	9,169	9,169	-		-	Employee Stock Option (right to buy)
J. Melloh Heather	EVP AND GENERAL COUNSEL	Grant, award, or other acquisition of securities at price $ 0.00 per share.	26 Jan 2024	551	3,584 (0%)	0%		0	Common Stock
Dawn Brockman	SVP AND CONTROLLER	Payment of exercise price or tax liability using portion of securities received from the company at price $ 391.38 per share.	26 Jan 2024	21	1,320 (0%)	0%	391.4	8,219	Common Stock
F. Truscott William	CEO, GLOBAL ASSET MANAGEMENT	Exercise or conversion of derivative security received from the company (such as an option) at price $ 179.84 per share.	26 Jan 2024	30,958	44,133 (0%)	0%	179.8	5,567,487	Common Stock
Gumer Alvero	PRESIDENT-INSURANCE&ANNUITIES	Grant, award, or other acquisition of securities at price $ 0.00 per share.	26 Jan 2024	1,018	1,018	-		-	Employee Stock Option (right to buy)
James Cracchiolo M.	Director, CHAIRMAN AND CEO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	26 Jan 2024	11,854	168,957 (0%)	0%		0	Common Stock
Joseph Sweeney E.	PRES-AWM PRODUCTS & SERVICES	Payment of exercise price or tax liability using portion of securities received from the company at price $ 389.20 per share.	26 Jan 2024	13,074	14,567 (0%)	0%	389.2	5,088,401	Common Stock
Gerard P. Smyth	EVP TECHNOLOGY AND CIO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	26 Jan 2024	2,852	2,852	-		-	Employee Stock Option (right to buy)
E. Joseph Sweeney	PRES-AWM PRODUCTS & SERVICES	Grant, award, or other acquisition of securities at price $ 0.00 per share.	26 Jan 2024	5,246	5,246	-		-	Employee Stock Option (right to buy)
Truscott F. William	CEO, GLOBAL ASSET MANAGEMENT	Grant, award, or other acquisition of securities at price $ 0.00 per share.	26 Jan 2024	2,500	13,175 (0%)	0%		0	Common Stock
J. Melloh Heather	EVP AND GENERAL COUNSEL	Grant, award, or other acquisition of securities at price $ 0.00 per share.	26 Jan 2024	1,630	1,630	-		-	Employee Stock Option (right to buy)
Sweeney Joseph E.	PRES-AWM PRODUCTS & SERVICES	Grant, award, or other acquisition of securities at price $ 0.00 per share.	26 Jan 2024	1,776	9,942 (0%)	0%		0	Common Stock
Gerard Smyth P.	EVP TECHNOLOGY AND CIO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 391.40 per share.	26 Jan 2024	96	4,579 (0%)	0%	391.4	37,574	Common Stock
Brockman Dawn	SVP AND CONTROLLER	Grant, award, or other acquisition of securities at price $ 0.00 per share.	26 Jan 2024	179	1,362 (0%)	0%		0	Common Stock
Sweeney Joseph E.	PRES-AWM PRODUCTS & SERVICES	Payment of exercise price or tax liability using portion of securities received from the company at price $ 391.40 per share.	26 Jan 2024	313	9,421 (0%)	0%	391.4	122,508	Common Stock
Melloh Heather J.	EVP AND GENERAL COUNSEL	Payment of exercise price or tax liability using portion of securities received from the company at price $ 391.40 per share.	26 Jan 2024	43	3,541 (0%)	0%	391.4	16,830	Common Stock
Brockman Dawn	SVP AND CONTROLLER	Payment of exercise price or tax liability using portion of securities received from the company at price $ 391.38 per share.	26 Jan 2024	21	1,341 (0%)	0%	391.4	8,219	Common Stock
M. Cracchiolo James	Director, CHAIRMAN AND CEO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	26 Jan 2024	29,766	29,766	-		-	Employee Stock Option (right to buy)
F. Truscott William	CEO, GLOBAL ASSET MANAGEMENT	Grant, award, or other acquisition of securities at price $ 0.00 per share.	26 Jan 2024	7,386	7,386	-		-	Employee Stock Option (right to buy)
Dawn Brockman	SVP AND CONTROLLER	Payment of exercise price or tax liability using portion of securities received from the company at price $ 375.61 per share.	18 Dec 2023	213	1,183 (0%)	0%	375.6	80,004	Common Stock
Dawn Brockman	SVP AND CONTROLLER	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	18 Dec 2023	420	0	-		-	Employee Stock Option (right to buy)
Dawn Brockman	SVP AND CONTROLLER	Exercise or conversion of derivative security received from the company (such as an option) at price $ 107.61 per share.	18 Dec 2023	420	1,396 (0%)	0%	107.6	45,196	Common Stock
Joseph Sweeney E.	PRES-AWM PRODUCTS & SERVICES	Sale of securities on an exchange or to another person at price $ 378.23 per share.	14 Dec 2023	3,000	8,166 (0%)	0%	378.2	1,134,692	Common Stock
S. Berman Walter	EXECUTIVE VP AND CFO	Sale of securities on an exchange or to another person at price $ 370.81 per share.	13 Dec 2023	6,409	8,048 (0%)	0%	370.8	2,376,552	Common Stock
Berman Walter S.	EXECUTIVE VP AND CFO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 371.46 per share.	13 Dec 2023	18,973	14,457 (0%)	0%	371.5	7,047,616	Common Stock
Berman S. Walter	EXECUTIVE VP AND CFO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	13 Dec 2023	25,382	0	-		-	Employee Stock Option (right to buy)
Walter S. Berman	EXECUTIVE VP AND CFO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 179.84 per share.	13 Dec 2023	25,382	33,430 (0%)	0%	179.8	4,564,699	Common Stock
M. James Cracchiolo	Director, CHAIRMAN AND CEO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	11 Dec 2023	40,000	39,834	-		-	Employee Stock Option (right to buy)
James M. Cracchiolo	Director, CHAIRMAN AND CEO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 179.84 per share.	11 Dec 2023	40,000	197,103 (0%)	0%	179.8	7,193,600	Common Stock
Cracchiolo M. James	Director, CHAIRMAN AND CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 366.37 per share.	11 Dec 2023	30,052	167,051 (0%)	0%	366.4	11,010,151	Common Stock
M. Cracchiolo James	Director, CHAIRMAN AND CEO	Sale of securities on an exchange or to another person at price $ 365.99 per share.	11 Dec 2023	8,442	157,103 (0%)	0%	366.0	3,089,665	Common Stock
M. James Cracchiolo	Director, CHAIRMAN AND CEO	Sale of securities on an exchange or to another person at price $ 365.15 per share.	11 Dec 2023	1,506	165,545 (0%)	0%	365.2	549,921	Common Stock
F. Robert Sharpe	Director	Gift of securities by or to the insider at price $ 0.00 per share.	07 Dec 2023	30	550 (0%)	0%		0	Common Stock
F. Truscott William	CEO, GLOBAL ASSET MANAGEMENT	Gift of securities by or to the insider at price $ 0.00 per share.	04 Dec 2023	5,700	12,126 (0%)	0%		0	Common Stock
Christopher J. Williams	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	30 Oct 2023	130	3,223	-		-	Phantom Stock (Retainer Deferral)
Robert F. Sharpe	Director	Gift of securities by or to the insider at price $ 0.00 per share.	30 Oct 2023	300	3,025 (0%)	0%		0	Common Stock
Walter S. Berman	EXECUTIVE VP AND CFO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	04 Aug 2023	15,000	25,382	-		-	Employee Stock Option (right to buy)
Walter S. Berman	EXECUTIVE VP AND CFO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	04 Aug 2023	10,025	0	-		-	Employee Stock Option (right to buy)
Walter S. Berman	EXECUTIVE VP AND CFO	Sale of securities on an exchange or to another person at price $ 352.19 per share.	04 Aug 2023	6,312	8,048 (0%)	0%	352.2	2,223,025	Common Stock
Walter S. Berman	EXECUTIVE VP AND CFO	Sale of securities on an exchange or to another person at price $ 350.95 per share.	04 Aug 2023	6,730	14,360 (0%)	0%	351.0	2,361,894	Common Stock
Walter S. Berman	EXECUTIVE VP AND CFO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 352.08 per share.	04 Aug 2023	18,295	21,090 (0%)	0%	352.1	6,441,304	Common Stock
Walter S. Berman	EXECUTIVE VP AND CFO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 126.89 per share.	04 Aug 2023	10,025	39,385 (0%)	0%	126.9	1,272,072	Common Stock
Walter S. Berman	EXECUTIVE VP AND CFO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 179.84 per share.	04 Aug 2023	15,000	29,360 (0%)	0%	179.8	2,697,600	Common Stock
James M. Cracchiolo	Director, CHAIRMAN AND CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 354.13 per share.	03 Aug 2023	30,384	166,719 (0%)	0%	354.1	10,759,886	Common Stock
James M. Cracchiolo	Director, CHAIRMAN AND CEO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	03 Aug 2023	40,000	79,834	-		-	Employee Stock Option (right to buy)
James M. Cracchiolo	Director, CHAIRMAN AND CEO	Sale of securities on an exchange or to another person at price $ 354.00 per share.	03 Aug 2023	9,616	157,103 (0%)	0%	354.0	3,404,106	Common Stock
James M. Cracchiolo	Director, CHAIRMAN AND CEO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 179.84 per share.	03 Aug 2023	40,000	197,103 (0%)	0%	179.8	7,193,600	Common Stock
Gerard P. Smyth	EVP TECHNOLOGY AND CIO	Sale of securities on an exchange or to another person at price $ 348.74 per share.	01 Aug 2023	2,418	3,710 (0%)	0%	348.7	843,260	Common Stock
Christopher J. Williams	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	31 Jul 2023	118	3,080	-		-	Phantom Stock (Retainer Deferral)
Robert F. Sharpe	Director	Gift of securities by or to the insider at price $ 0.00 per share.	28 Jul 2023	300	3,325 (0%)	0%		0	Common Stock
Joseph E. Sweeney	PRES-AWM PRODUCTS & SERVICES	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	13 Jul 2023	390	11,345 (0%)	0%		-	Common Stock
Joseph E. Sweeney	PRES-AWM PRODUCTS & SERVICES	Payment of exercise price or tax liability using portion of securities received from the company at price $ 342.89 per share.	13 Jul 2023	179	11,166 (0%)	0%	342.9	61,378	Common Stock
Joseph E. Sweeney	PRES-AWM PRODUCTS & SERVICES	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	13 Jul 2023	390	888	-		-	Phantom Stock
William F. Truscott	CEO, GLOBAL ASSET MANAGEMENT	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	13 Jul 2023	628	1,386	-		-	Phantom Stock
William F. Truscott	CEO, GLOBAL ASSET MANAGEMENT	Payment of exercise price or tax liability using portion of securities received from the company at price $ 343.01 per share.	13 Jul 2023	291	10,675 (0%)	0%	343.0	99,816	Common Stock
William F. Truscott	CEO, GLOBAL ASSET MANAGEMENT	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	13 Jul 2023	628	11,303 (0%)	0%		-	Common Stock
Gerard P. Smyth	EVP TECHNOLOGY AND CIO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 342.11 per share.	13 Jul 2023	56	6,128 (0%)	0%	342.1	19,158	Common Stock
Gerard P. Smyth	EVP TECHNOLOGY AND CIO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	13 Jul 2023	129	863	-		-	Phantom Stock
Gerard P. Smyth	EVP TECHNOLOGY AND CIO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	13 Jul 2023	129	6,184 (0%)	0%		-	Common Stock
Alvero Gumer	PRESIDENT-INSURANCE&ANNUITIES	Gift of securities by or to the insider at price $ 0.00 per share.	29 Jun 2023	282	7,183 (0%)	0%		0	Common Stock
Alvero Gumer	PRESIDENT-INSURANCE&ANNUITIES	Sale of securities on an exchange or to another person at price $ 329.94 per share.	29 Jun 2023	460	7,465 (0%)	0%	329.9	151,771	Common Stock
Armando Pimentel	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	26 Apr 2023	649	1,024	-		-	Phantom Stock (Annual)
Amy Digeso	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	26 Apr 2023	649	11,284	-		-	Phantom Stock (Annual)
Christopher J. Williams	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	26 Apr 2023	136	2,949	-		-	Phantom Stock (Retainer Deferral)
Christopher J. Williams	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	26 Apr 2023	649	8,006	-		-	Phantom Stock (Annual)
Dianne M. Neal	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	26 Apr 2023	649	11,284	-		-	Phantom Stock (Annual)
Robert F. Sharpe	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	26 Apr 2023	649	37,168	-		-	Phantom Stock (Annual)
Robert F. Sharpe	Director	Gift of securities by or to the insider at price $ 0.00 per share.	26 Apr 2023	75	3,625 (0%)	0%		0	Common Stock
W. Edward Walter	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	26 Apr 2023	649	5,645	-		-	Phantom Stock (Annual)
Brian Shea	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	26 Apr 2023	649	4,316	-		-	Phantom Stock (Annual)
Walter S. Berman	EXECUTIVE VP AND CFO	Sale of securities on an exchange or to another person at price $ 352.07 per share.	15 Feb 2023	10,000	14,360 (0%)	0%	352.1	3,520,683	Common Stock
Joseph E. Sweeney	PRES-AWM PRODUCTS & SERVICES	Sale of securities on an exchange or to another person at price $ 350.35 per share.	14 Feb 2023	6,390	10,955 (0%)	0%	350.4	2,238,737	Common Stock
James M. Cracchiolo	Director, CHAIRMAN AND CEO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	10 Feb 2023	1,161	99,547	-		-	Phantom Stock
Joseph E. Sweeney	PRES-AWM PRODUCTS & SERVICES	Grant, award, or other acquisition of securities at price $ 0.00 per share.	10 Feb 2023	278	1,268	-		-	Phantom Stock
Walter S. Berman	EXECUTIVE VP AND CFO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	10 Feb 2023	441	30,333	-		-	Phantom Stock
William F. Truscott	CEO, GLOBAL ASSET MANAGEMENT	Sale of securities on an exchange or to another person at price $ 355.33 per share.	10 Feb 2023	11,480	17,489 (0%)	0%	355.3	4,079,237	Common Stock
William F. Truscott	CEO, GLOBAL ASSET MANAGEMENT	Grant, award, or other acquisition of securities at price $ 0.00 per share.	10 Feb 2023	373	1,999	-		-	Phantom Stock
Gerard P. Smyth	EVP TECHNOLOGY AND CIO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	10 Feb 2023	177	984	-		-	Phantom Stock
Gumer Alvero	PRESIDENT-INSURANCE&ANNUITIES	Grant, award, or other acquisition of securities at price $ 0.00 per share.	10 Feb 2023	107	2,271	-		-	Phantom Stock
Heather J. Melloh	EVP AND GENERAL COUNSEL	Grant, award, or other acquisition of securities at price $ 0.00 per share.	10 Feb 2023	57	238	-		-	Phantom Stock
Dawn Brockman	SVP AND CONTROLLER	Grant, award, or other acquisition of securities at price $ 0.00 per share.	10 Feb 2023	33	257	-		-	Phantom Stock
Heather J. Melloh	EVP AND GENERAL COUNSEL	Payment of exercise price or tax liability using portion of securities received from the company at price $ 352.39 per share.	09 Feb 2023	717	3,802 (0%)	0%	352.4	252,664	Common Stock
Heather J. Melloh	EVP AND GENERAL COUNSEL	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	09 Feb 2023	1,086	0	-		-	Employee Stock Option (right to buy)
Heather J. Melloh	EVP AND GENERAL COUNSEL	Sale of securities on an exchange or to another person at price $ 352.87 per share.	09 Feb 2023	769	3,033 (0%)	0%	352.9	271,357	Common Stock
Heather J. Melloh	EVP AND GENERAL COUNSEL	Exercise or conversion of derivative security received from the company (such as an option) at price $ 179.84 per share.	09 Feb 2023	1,086	4,519 (0%)	0%	179.8	195,306	Common Stock
James M. Cracchiolo	Director, CHAIRMAN AND CEO	Sale of securities on an exchange or to another person at price $ 352.80 per share.	07 Feb 2023	17,000	157,103 (0%)	0%	352.8	5,997,615	Common Stock
James M. Cracchiolo	Director, CHAIRMAN AND CEO	Sale of securities on an exchange or to another person at price $ 350.54 per share.	07 Feb 2023	6,743	189,703 (0%)	0%	350.5	2,363,667	Common Stock
James M. Cracchiolo	Director, CHAIRMAN AND CEO	Sale of securities on an exchange or to another person at price $ 351.95 per share.	07 Feb 2023	15,600	174,103 (0%)	0%	352.0	5,490,429	Common Stock
James M. Cracchiolo	Director, CHAIRMAN AND CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 350.12 per share.	31 Jan 2023	35,004	196,446 (0%)	0%	350.1	12,255,600	Common Stock
James M. Cracchiolo	Director, CHAIRMAN AND CEO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	31 Jan 2023	61,890	231,450 (0%)	0%		0	Common Stock
Joseph E. Sweeney	PRES-AWM PRODUCTS & SERVICES	Grant, award, or other acquisition of securities at price $ 0.00 per share.	31 Jan 2023	12,811	24,395 (0%)	0%		0	Common Stock
Joseph E. Sweeney	PRES-AWM PRODUCTS & SERVICES	Payment of exercise price or tax liability using portion of securities received from the company at price $ 350.12 per share.	31 Jan 2023	7,050	17,345 (0%)	0%	350.1	2,468,346	Common Stock
Walter S. Berman	EXECUTIVE VP AND CFO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 350.12 per share.	31 Jan 2023	14,555	24,360 (0%)	0%	350.1	5,095,997	Common Stock
Walter S. Berman	EXECUTIVE VP AND CFO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	31 Jan 2023	25,940	38,915 (0%)	0%		0	Common Stock
William F. Truscott	CEO, GLOBAL ASSET MANAGEMENT	Payment of exercise price or tax liability using portion of securities received from the company at price $ 350.12 per share.	31 Jan 2023	10,039	10,675 (0%)	0%	350.1	3,514,855	Common Stock
William F. Truscott	CEO, GLOBAL ASSET MANAGEMENT	Grant, award, or other acquisition of securities at price $ 0.00 per share.	31 Jan 2023	20,629	31,304 (0%)	0%		0	Common Stock
Gerard P. Smyth	EVP TECHNOLOGY AND CIO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 350.12 per share.	31 Jan 2023	80	6,055 (0%)	0%	350.1	28,010	Common Stock
William Davies	EXECUTIVE VP, GLOBAL CIO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 350.27 per share.	31 Jan 2023	593	24,456 (0%)	0%	350.3	207,709	Common Stock
Gumer Alvero	PRESIDENT-INSURANCE&ANNUITIES	Payment of exercise price or tax liability using portion of securities received from the company at price $ 350.12 per share.	31 Jan 2023	69	7,925 (0%)	0%	350.1	24,158	Common Stock
Heather J. Melloh	EVP AND GENERAL COUNSEL	Payment of exercise price or tax liability using portion of securities received from the company at price $ 350.12 per share.	31 Jan 2023	32	3,433 (0%)	0%	350.1	11,204	Common Stock
Dawn Brockman	SVP AND CONTROLLER	Payment of exercise price or tax liability using portion of securities received from the company at price $ 350.14 per share.	31 Jan 2023	21	976 (0%)	0%	350.1	7,353	Common Stock
Christopher J. Williams	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	30 Jan 2023	119	2,802	-		-	Phantom Stock (Retainer Deferral)
Davies William	EXECUTIVE VP, GLOBAL CIO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 393.62 per share.	29 Jan 2023	546	21,898 (0%)	0%	393.6	214,917	Common Stock
James M. Cracchiolo	Director, CHAIRMAN AND CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 344.45 per share.	27 Jan 2023	1,622	172,445 (0%)	0%	344.5	558,698	Common Stock
James M. Cracchiolo	Director, CHAIRMAN AND CEO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	27 Jan 2023	33,648	33,648	-		-	Employee Stock Option (right to buy)
James M. Cracchiolo	Director, CHAIRMAN AND CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 344.45 per share.	27 Jan 2023	2,885	169,560 (0%)	0%	344.4	993,738	Common Stock
James M. Cracchiolo	Director, CHAIRMAN AND CEO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	27 Jan 2023	13,470	174,067 (0%)	0%		0	Common Stock
Joseph E. Sweeney	PRES-AWM PRODUCTS & SERVICES	Payment of exercise price or tax liability using portion of securities received from the company at price $ 344.45 per share.	27 Jan 2023	516	11,584 (0%)	0%	344.4	177,736	Common Stock
Joseph E. Sweeney	PRES-AWM PRODUCTS & SERVICES	Grant, award, or other acquisition of securities at price $ 0.00 per share.	27 Jan 2023	5,758	5,758	-		-	Employee Stock Option (right to buy)
Joseph E. Sweeney	PRES-AWM PRODUCTS & SERVICES	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	27 Jan 2023	16,938	0	-		-	Employee Stock Option (right to buy)
Joseph E. Sweeney	PRES-AWM PRODUCTS & SERVICES	Exercise or conversion of derivative security received from the company (such as an option) at price $ 123.37 per share.	27 Jan 2023	16,938	27,394 (0%)	0%	123.4	2,089,641	Common Stock
Joseph E. Sweeney	PRES-AWM PRODUCTS & SERVICES	Payment of exercise price or tax liability using portion of securities received from the company at price $ 348.74 per share.	27 Jan 2023	11,075	16,319 (0%)	0%	348.7	3,862,296	Common Stock
Joseph E. Sweeney	PRES-AWM PRODUCTS & SERVICES	Sale of securities on an exchange or to another person at price $ 348.79 per share.	27 Jan 2023	5,863	10,456 (0%)	0%	348.8	2,044,956	Common Stock
Joseph E. Sweeney	PRES-AWM PRODUCTS & SERVICES	Grant, award, or other acquisition of securities at price $ 0.00 per share.	27 Jan 2023	1,959	12,415 (0%)	0%		0	Common Stock
Joseph E. Sweeney	PRES-AWM PRODUCTS & SERVICES	Payment of exercise price or tax liability using portion of securities received from the company at price $ 344.45 per share.	27 Jan 2023	315	12,100 (0%)	0%	344.5	108,502	Common Stock
Walter S. Berman	EXECUTIVE VP AND CFO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	27 Jan 2023	3,527	14,278 (0%)	0%		0	Common Stock
Walter S. Berman	EXECUTIVE VP AND CFO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 344.45 per share.	27 Jan 2023	845	12,975 (0%)	0%	344.4	291,060	Common Stock
Walter S. Berman	EXECUTIVE VP AND CFO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	27 Jan 2023	10,364	10,364	-		-	Employee Stock Option (right to buy)
Walter S. Berman	EXECUTIVE VP AND CFO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 344.45 per share.	27 Jan 2023	458	13,820 (0%)	0%	344.4	157,758	Common Stock
William F. Truscott	CEO, GLOBAL ASSET MANAGEMENT	Grant, award, or other acquisition of securities at price $ 0.00 per share.	27 Jan 2023	3,057	13,548 (0%)	0%		0	Common Stock
William F. Truscott	CEO, GLOBAL ASSET MANAGEMENT	Grant, award, or other acquisition of securities at price $ 0.00 per share.	27 Jan 2023	8,982	8,982	-		-	Employee Stock Option (right to buy)
William F. Truscott	CEO, GLOBAL ASSET MANAGEMENT	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	27 Jan 2023	30,841	0	-		-	Employee Stock Option (right to buy)
William F. Truscott	CEO, GLOBAL ASSET MANAGEMENT	Payment of exercise price or tax liability using portion of securities received from the company at price $ 344.45 per share.	27 Jan 2023	732	10,675 (0%)	0%	344.4	252,137	Common Stock
William F. Truscott	CEO, GLOBAL ASSET MANAGEMENT	Payment of exercise price or tax liability using portion of securities received from the company at price $ 344.45 per share.	27 Jan 2023	476	12,416 (0%)	0%	344.4	163,958	Common Stock
William F. Truscott	CEO, GLOBAL ASSET MANAGEMENT	Sale of securities on an exchange or to another person at price $ 347.69 per share.	27 Jan 2023	11,483	16,262 (0%)	0%	347.7	3,992,488	Common Stock
William F. Truscott	CEO, GLOBAL ASSET MANAGEMENT	Payment of exercise price or tax liability using portion of securities received from the company at price $ 347.36 per share.	27 Jan 2023	19,358	10,491 (0%)	0%	347.4	6,724,195	Common Stock
William F. Truscott	CEO, GLOBAL ASSET MANAGEMENT	Exercise or conversion of derivative security received from the company (such as an option) at price $ 123.37 per share.	27 Jan 2023	30,841	41,332 (0%)	0%	123.4	3,804,854	Common Stock
Gerard P. Smyth	EVP TECHNOLOGY AND CIO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	27 Jan 2023	1,019	6,291 (0%)	0%		0	Common Stock
Gerard P. Smyth	EVP TECHNOLOGY AND CIO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 344.45 per share.	27 Jan 2023	86	6,205 (0%)	0%	344.5	29,623	Common Stock
Gerard P. Smyth	EVP TECHNOLOGY AND CIO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 344.46 per share.	27 Jan 2023	70	6,135 (0%)	0%	344.5	24,112	Common Stock
Gerard P. Smyth	EVP TECHNOLOGY AND CIO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	27 Jan 2023	2,994	2,994	-		-	Employee Stock Option (right to buy)
William Davies	EXECUTIVE VP, GLOBAL CIO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 344.45 per share.	27 Jan 2023	435	25,586 (0%)	0%	344.5	149,836	Common Stock
William Davies	EXECUTIVE VP, GLOBAL CIO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 344.45 per share.	27 Jan 2023	537	25,049 (0%)	0%	344.5	184,970	Common Stock
William Davies	EXECUTIVE VP, GLOBAL CIO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	27 Jan 2023	2,766	26,021 (0%)	0%		0	Common Stock
Gumer Alvero	PRESIDENT-INSURANCE&ANNUITIES	Payment of exercise price or tax liability using portion of securities received from the company at price $ 344.45 per share.	27 Jan 2023	51	8,057 (0%)	0%	344.5	17,567	Common Stock
Gumer Alvero	PRESIDENT-INSURANCE&ANNUITIES	Grant, award, or other acquisition of securities at price $ 0.00 per share.	27 Jan 2023	391	8,108 (0%)	0%		0	Common Stock
Gumer Alvero	PRESIDENT-INSURANCE&ANNUITIES	Payment of exercise price or tax liability using portion of securities received from the company at price $ 344.44 per share.	27 Jan 2023	63	7,994 (0%)	0%	344.4	21,700	Common Stock
Gumer Alvero	PRESIDENT-INSURANCE&ANNUITIES	Grant, award, or other acquisition of securities at price $ 0.00 per share.	27 Jan 2023	1,151	1,151	-		-	Employee Stock Option (right to buy)
Heather J. Melloh	EVP AND GENERAL COUNSEL	Payment of exercise price or tax liability using portion of securities received from the company at price $ 344.44 per share.	27 Jan 2023	43	3,465 (0%)	0%	344.4	14,811	Common Stock
Heather J. Melloh	EVP AND GENERAL COUNSEL	Grant, award, or other acquisition of securities at price $ 0.00 per share.	27 Jan 2023	352	3,540 (0%)	0%		0	Common Stock
Heather J. Melloh	EVP AND GENERAL COUNSEL	Payment of exercise price or tax liability using portion of securities received from the company at price $ 344.44 per share.	27 Jan 2023	32	3,508 (0%)	0%	344.4	11,022	Common Stock
Heather J. Melloh	EVP AND GENERAL COUNSEL	Grant, award, or other acquisition of securities at price $ 0.00 per share.	27 Jan 2023	1,036	1,036	-		-	Employee Stock Option (right to buy)
Dawn Brockman	SVP AND CONTROLLER	Payment of exercise price or tax liability using portion of securities received from the company at price $ 344.43 per share.	27 Jan 2023	21	1,029 (0%)	0%	344.4	7,233	Common Stock
Dawn Brockman	SVP AND CONTROLLER	Grant, award, or other acquisition of securities at price $ 0.00 per share.	27 Jan 2023	301	301	-		-	Employee Stock Option (right to buy)
Dawn Brockman	SVP AND CONTROLLER	Grant, award, or other acquisition of securities at price $ 0.00 per share.	27 Jan 2023	175	1,050 (0%)	0%		0	Common Stock
Dawn Brockman	SVP AND CONTROLLER	Payment of exercise price or tax liability using portion of securities received from the company at price $ 344.44 per share.	27 Jan 2023	32	997 (0%)	0%	344.4	11,022	Common Stock
William Davies	EXECUTIVE VP, GLOBAL CIO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	27 Jan 2023	2,064	2,064	-		-	Employee Stock Option (right to buy)
Davies William	EXECUTIVE VP, GLOBAL CIO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 391.68 per share.	27 Jan 2023	442	22,445 (0%)	0%	391.7	173,124	Common Stock
William Davies	EXECUTIVE VP, GLOBAL CIO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	27 Jan 2023	1,793	1,793	-		-	Employee Stock Option (right to buy)
William Davies	EXECUTIVE VP, GLOBAL CIO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	27 Jan 2023	607	22,999 (0%)	0%		0	Common Stock
William Davies	EXECUTIVE VP, GLOBAL CIO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 394.12 per share.	27 Jan 2023	111	22,887 (0%)	0%	394.1	43,747	Common Stock
Dawn Brockman	INTERIM CONTROLLER AND PAO	Sale of securities on an exchange or to another person at price $ 310.63 per share.	27 Dec 2022	410	875 (0%)	0%	310.6	127,358	Common Stock
James M. Cracchiolo	Director, CHAIRMAN AND CEO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	23 Nov 2022	43,135	0	-		-	Employee Stock Option (right to buy)
James M. Cracchiolo	Director, CHAIRMAN AND CEO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 126.89 per share.	23 Nov 2022	43,135	203,732 (0%)	0%	126.9	5,473,400	Common Stock
James M. Cracchiolo	Director, CHAIRMAN AND CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 333.34 per share.	23 Nov 2022	30,085	173,647 (0%)	0%	333.3	10,028,534	Common Stock
James M. Cracchiolo	Director, CHAIRMAN AND CEO	Sale of securities on an exchange or to another person at price $ 333.02 per share.	23 Nov 2022	13,050	160,597 (0%)	0%	333.0	4,345,967	Common Stock
Heather J. Melloh	EVP AND GENERAL COUNSEL	Exercise or conversion of derivative security received from the company (such as an option) at price $ 126.89 per share.	23 Nov 2022	1,541	4,233 (0%)	0%	126.9	195,537	Common Stock
Heather J. Melloh	EVP AND GENERAL COUNSEL	Payment of exercise price or tax liability using portion of securities received from the company at price $ 332.54 per share.	23 Nov 2022	880	3,353 (0%)	0%	332.5	292,635	Common Stock
Heather J. Melloh	EVP AND GENERAL COUNSEL	Sale of securities on an exchange or to another person at price $ 332.63 per share.	23 Nov 2022	165	3,188 (0%)	0%	332.6	54,884	Common Stock
Heather J. Melloh	EVP AND GENERAL COUNSEL	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	23 Nov 2022	1,541	0	-		-	Employee Stock Option (right to buy)
Robert F. Sharpe	Director	Gift of securities by or to the insider at price $ 0.00 per share.	15 Nov 2022	300	3,700 (0%)	0%		0	Common Stock
Walter S. Berman	EXECUTIVE VP AND CFO	Sale of securities on an exchange or to another person at price $ 327.64 per share.	15 Nov 2022	8,700	14,034 (0%)	0%	327.6	2,850,425	Common Stock
Walter S. Berman	EXECUTIVE VP AND CFO	Sale of securities on an exchange or to another person at price $ 328.29 per share.	15 Nov 2022	3,283	10,751 (0%)	0%	328.3	1,077,769	Common Stock
Walter S. Berman	EXECUTIVE VP AND CFO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 126.89 per share.	15 Nov 2022	40,000	50,751 (0%)	0%	126.9	5,075,600	Common Stock
Walter S. Berman	EXECUTIVE VP AND CFO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	15 Nov 2022	40,000	10,025	-		-	Employee Stock Option (right to buy)
Walter S. Berman	EXECUTIVE VP AND CFO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 327.06 per share.	15 Nov 2022	28,017	22,734 (0%)	0%	327.1	9,163,100	Common Stock
Gerard P. Smyth	EVP TECHNOLOGY AND CIO	Sale of securities on an exchange or to another person at price $ 327.01 per share.	15 Nov 2022	2,189	5,272 (0%)	0%	327.0	715,816	Common Stock
Gerard P. Smyth	EVP TECHNOLOGY AND CIO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	15 Nov 2022	2,000	3,433	-		-	Employee Stock Option (right to buy)
Gerard P. Smyth	EVP TECHNOLOGY AND CIO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	15 Nov 2022	3,812	0	-		-	Employee Stock Option (right to buy)
Gerard P. Smyth	EVP TECHNOLOGY AND CIO	Sale of securities on an exchange or to another person at price $ 322.02 per share.	15 Nov 2022	1,940	7,461 (0%)	0%	322.0	624,718	Common Stock
Gerard P. Smyth	EVP TECHNOLOGY AND CIO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 322.71 per share.	15 Nov 2022	3,872	9,401 (0%)	0%	322.7	1,249,533	Common Stock
Gerard P. Smyth	EVP TECHNOLOGY AND CIO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 126.89 per share.	15 Nov 2022	2,000	13,273 (0%)	0%	126.9	253,780	Common Stock
Gerard P. Smyth	EVP TECHNOLOGY AND CIO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 123.37 per share.	15 Nov 2022	3,812	11,273 (0%)	0%	123.4	470,286	Common Stock
Armando Pimentel	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	28 Oct 2022	371	371	-		-	Phantom Stock (Annual)
Christopher J. Williams	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	28 Oct 2022	124	2,673	-		-	Phantom Stock (Retainer Deferral)
William F. Truscott	CEO, GLOBAL ASSET MANAGEMENT	Gift of securities by or to the insider at price $ 0.00 per share.	31 Aug 2022	3,800	14,597 (0%)	0%		0	Common Stock
Robert F. Sharpe	Director	Sale of securities on an exchange or to another person at price $ 277.01 per share.	26 Aug 2022	1,000	16,500 (0%)	0%	277.0	277,007	Common Stock
Christopher J. Williams	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	27 Jul 2022	151	2,537	-		-	Phantom Stock (Retainer Deferral)
Joseph E. Sweeney	PRES-AWM PRODUCTS & SERVICES	Payment of exercise price or tax liability using portion of securities received from the company at price $ 238.37 per share.	30 Jun 2022	267	10,456 (0%)	0%	238.4	63,645	Common Stock
Joseph E. Sweeney	PRES-AWM PRODUCTS & SERVICES	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	30 Jun 2022	583	981	-		-	Phantom Stock
Joseph E. Sweeney	PRES-AWM PRODUCTS & SERVICES	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	30 Jun 2022	583	10,723 (0%)	0%		-	Common Stock
William F. Truscott	CEO, GLOBAL ASSET MANAGEMENT	Payment of exercise price or tax liability using portion of securities received from the company at price $ 237.98 per share.	30 Jun 2022	404	10,491 (0%)	0%	238.0	96,142	Common Stock
William F. Truscott	CEO, GLOBAL ASSET MANAGEMENT	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	30 Jun 2022	938	11,429 (0%)	0%		-	Common Stock
William F. Truscott	CEO, GLOBAL ASSET MANAGEMENT	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	30 Jun 2022	938	1,612	-		-	Phantom Stock
Amy Digeso	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	27 Apr 2022	713	10,458	-		-	Phantom Stock (Annual)
Christopher J. Williams	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	27 Apr 2022	141	2,375	-		-	Phantom Stock (Retainer Deferral)
Christopher J. Williams	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	27 Apr 2022	713	7,235	-		-	Phantom Stock (Annual)
Dianne M. Neal	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	27 Apr 2022	713	10,458	-		-	Phantom Stock (Annual)
Lon R. Greenberg	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	27 Apr 2022	713	17,365	-		-	Phantom Stock (Annual)
Robert F. Sharpe	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	27 Apr 2022	713	35,914	-		-	Phantom Stock (Annual)
W. Edward Walter	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	27 Apr 2022	713	4,912	-		-	Phantom Stock (Annual)
Brian Shea	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	27 Apr 2022	713	3,606	-		-	Phantom Stock (Annual)
Walter S. Berman	EXECUTIVE VP AND CFO	Sale of securities on an exchange or to another person at price $ 312.01 per share.	28 Mar 2022	8,711	10,751 (0%)	0%	312.0	2,717,958	Common Stock
James M. Cracchiolo	Director, CHAIRMAN AND CEO	Sale of securities on an exchange or to another person at price $ 314.60 per share.	25 Mar 2022	24,572	160,597 (0%)	0%	314.6	7,730,255	Common Stock
James M. Cracchiolo	Director, CHAIRMAN AND CEO	Sale of securities on an exchange or to another person at price $ 313.83 per share.	25 Mar 2022	32,050	185,169 (0%)	0%	313.8	10,058,268	Common Stock
Gumer Alvero	PRESIDENT-INSURANCE&ANNUITIES	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	25 Mar 2022	5,061	0	-		-	Employee Stock Option (right to buy)
Gumer Alvero	PRESIDENT-INSURANCE&ANNUITIES	Sale of securities on an exchange or to another person at price $ 314.30 per share.	25 Mar 2022	2,044	7,717 (0%)	0%	314.3	642,425	Common Stock
Gumer Alvero	PRESIDENT-INSURANCE&ANNUITIES	Payment of exercise price or tax liability using portion of securities received from the company at price $ 314.37 per share.	25 Mar 2022	3,017	9,761 (0%)	0%	314.4	948,454	Common Stock
Gumer Alvero	PRESIDENT-INSURANCE&ANNUITIES	Exercise or conversion of derivative security received from the company (such as an option) at price $ 87.79 per share.	25 Mar 2022	5,061	12,778 (0%)	0%	87.8	444,305	Common Stock
James M. Cracchiolo	Director, Chairman and CEO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	11 Feb 2022	1,113	96,746	-		-	Phantom Stock
Joseph E. Sweeney	Pres-AWM Products & Services	Sale of securities on an exchange or to another person at price $ 316.15 per share.	11 Feb 2022	4,800	10,140 (0%)	0%	316.2	1,517,529	Common Stock
Joseph E. Sweeney	Pres-AWM Products & Services	Grant, award, or other acquisition of securities at price $ 0.00 per share.	11 Feb 2022	293	1,551	-		-	Phantom Stock
Joseph E. Sweeney	Pres-AWM Products & Services	Sale of securities on an exchange or to another person at price $ 315.04 per share.	11 Feb 2022	8,181	14,940 (0%)	0%	315.0	2,577,309	Common Stock
Walter S. Berman	Executive VP and CFO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	11 Feb 2022	546	29,394	-		-	Phantom Stock
William F. Truscott	CEO, Global Asset Management	Sale of securities on an exchange or to another person at price $ 304.43 per share.	11 Feb 2022	5,500	28,363 (0%)	0%	304.4	1,674,356	Common Stock
William F. Truscott	CEO, Global Asset Management	Sale of securities on an exchange or to another person at price $ 305.44 per share.	11 Feb 2022	10,500	17,863 (0%)	0%	305.4	3,207,113	Common Stock
William F. Truscott	CEO, Global Asset Management	Grant, award, or other acquisition of securities at price $ 0.00 per share.	11 Feb 2022	503	2,529	-		-	Phantom Stock
John R. Woerner	Pres Ins & Chief Strat Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	11 Feb 2022	98	1,105	-		-	Phantom Stock
Karen Wilson Thissen	Executive VP and GC	Grant, award, or other acquisition of securities at price $ 0.00 per share.	11 Feb 2022	193	1,456	-		-	Phantom Stock
Karen Wilson Thissen	Executive VP and GC	Exercise or conversion of derivative security received from the company (such as an option) at price $ 126.89 per share.	11 Feb 2022	4,459	19,682 (0%)	0%	126.9	565,803	Common Stock
Karen Wilson Thissen	Executive VP and GC	Payment of exercise price or tax liability using portion of securities received from the company at price $ 313.75 per share.	11 Feb 2022	3,015	16,667 (0%)	0%	313.7	945,956	Common Stock
Karen Wilson Thissen	Executive VP and GC	Sale of securities on an exchange or to another person at price $ 313.88 per share.	11 Feb 2022	6,444	10,223 (0%)	0%	313.9	2,022,661	Common Stock
Karen Wilson Thissen	Executive VP and GC	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	11 Feb 2022	4,459	0	-		-	Employee Stock Option (right to buy)
John R. Hutt	Sr Vice Pres and Controller	Grant, award, or other acquisition of securities at price $ 0.00 per share.	11 Feb 2022	65	777	-		-	Phantom Stock
Gerard P. Smyth	EVP Technology and CIO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	11 Feb 2022	193	793	-		-	Phantom Stock
John R. Hutt	Sr Vice Pres and Controller	Exercise or conversion of derivative security received from the company (such as an option) at price $ 87.79 per share.	10 Feb 2022	2,825	5,913 (0%)	0%	87.8	248,007	Common Stock
John R. Hutt	Sr Vice Pres and Controller	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	10 Feb 2022	2,825	0	-		-	Employee Stock Option (right to buy)
John R. Hutt	Sr Vice Pres and Controller	Sale of securities on an exchange or to another person at price $ 323.02 per share.	10 Feb 2022	1,285	3,088 (0%)	0%	323.0	415,081	Common Stock
John R. Hutt	Sr Vice Pres and Controller	Payment of exercise price or tax liability using portion of securities received from the company at price $ 322.53 per share.	10 Feb 2022	1,540	4,373 (0%)	0%	322.5	496,689	Common Stock
Walter S. Berman	Executive VP and CFO	Sale of securities on an exchange or to another person at price $ 319.37 per share.	07 Feb 2022	7,000	19,462 (0%)	0%	319.4	2,235,597	Common Stock
Walter S. Berman	Executive VP and CFO	Sale of securities on an exchange or to another person at price $ 311.00 per share.	07 Feb 2022	5,000	26,462 (0%)	0%	311.0	1,554,993	Common Stock
James M. Cracchiolo	Director, Chairman and CEO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	02 Feb 2022	89,829	263,176 (0%)	0%		0	Common Stock
James M. Cracchiolo	Director, Chairman and CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 313.21 per share.	02 Feb 2022	45,957	217,219 (0%)	0%	313.2	14,394,192	Common Stock
Joseph E. Sweeney	Pres-AWM Products & Services	Grant, award, or other acquisition of securities at price $ 0.00 per share.	02 Feb 2022	15,771	30,963 (0%)	0%		0	Common Stock
Joseph E. Sweeney	Pres-AWM Products & Services	Payment of exercise price or tax liability using portion of securities received from the company at price $ 313.21 per share.	02 Feb 2022	7,842	23,121 (0%)	0%	313.2	2,456,193	Common Stock
Walter S. Berman	Executive VP and CFO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 313.21 per share.	02 Feb 2022	16,467	31,462 (0%)	0%	313.2	5,157,629	Common Stock
Walter S. Berman	Executive VP and CFO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	02 Feb 2022	32,229	47,929 (0%)	0%		0	Common Stock
William F. Truscott	CEO, Global Asset Management	Grant, award, or other acquisition of securities at price $ 0.00 per share.	02 Feb 2022	25,356	35,847 (0%)	0%		0	Common Stock
William F. Truscott	CEO, Global Asset Management	Payment of exercise price or tax liability using portion of securities received from the company at price $ 313.21 per share.	02 Feb 2022	11,341	10,491 (0%)	0%	313.2	3,552,115	Common Stock
John R. Woerner	Pres Ins & Chief Strat Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	02 Feb 2022	14,227	40,655 (0%)	0%		0	Common Stock
John R. Woerner	Pres Ins & Chief Strat Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 313.21 per share.	02 Feb 2022	6,488	34,167 (0%)	0%	313.2	2,032,106	Common Stock
Karen Wilson Thissen	Executive VP and GC	Payment of exercise price or tax liability using portion of securities received from the company at price $ 313.21 per share.	02 Feb 2022	3,806	15,223 (0%)	0%	313.2	1,192,077	Common Stock
Karen Wilson Thissen	Executive VP and GC	Grant, award, or other acquisition of securities at price $ 0.00 per share.	02 Feb 2022	8,620	19,029 (0%)	0%		0	Common Stock
James M. Cracchiolo	Director, Chairman and CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 308.10 per share.	01 Feb 2022	5,458	173,347 (0%)	0%	308.1	1,681,610	Common Stock
Joseph E. Sweeney	Pres-AWM Products & Services	Payment of exercise price or tax liability using portion of securities received from the company at price $ 308.10 per share.	01 Feb 2022	739	15,192 (0%)	0%	308.1	227,686	Common Stock
Walter S. Berman	Executive VP and CFO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 308.10 per share.	01 Feb 2022	1,841	15,700 (0%)	0%	308.1	567,212	Common Stock
William F. Truscott	CEO, Global Asset Management	Payment of exercise price or tax liability using portion of securities received from the company at price $ 308.10 per share.	01 Feb 2022	1,259	10,491 (0%)	0%	308.1	387,898	Common Stock
John R. Woerner	Pres Ins & Chief Strat Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 308.10 per share.	01 Feb 2022	563	26,428 (0%)	0%	308.1	173,460	Common Stock
Karen Wilson Thissen	Executive VP and GC	Payment of exercise price or tax liability using portion of securities received from the company at price $ 308.10 per share.	01 Feb 2022	286	10,409 (0%)	0%	308.1	88,117	Common Stock
John R. Hutt	Sr Vice Pres and Controller	Payment of exercise price or tax liability using portion of securities received from the company at price $ 308.10 per share.	01 Feb 2022	62	3,088 (0%)	0%	308.1	19,102	Common Stock
Gerard P. Smyth	EVP Technology and CIO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 308.11 per share.	01 Feb 2022	75	11,067 (0%)	0%	308.1	23,108	Common Stock
Christopher J. Williams	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	31 Jan 2022	127	2,224	-		-	Phantom Stock (Retainer Deferral)
John R. Woerner	Pres Ins & Chief Strat Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 304.31 per share.	29 Jan 2022	352	26,991 (0%)	0%	304.3	107,117	Common Stock
John R. Woerner	Pres Ins & Chief Strat Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 298.09 per share.	29 Jan 2022	276	27,343 (0%)	0%	298.1	82,273	Common Stock
Colin Moore	EVP & Global CIO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 304.31 per share.	29 Jan 2022	455	66,517 (0%)	0%	304.3	138,461	Common Stock
Colin Moore	EVP & Global CIO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 298.09 per share.	29 Jan 2022	377	66,972 (0%)	0%	298.1	112,380	Common Stock
James M. Cracchiolo	Director, Chairman and CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 304.31 per share.	28 Jan 2022	3,338	178,805 (0%)	0%	304.3	1,015,787	Common Stock
James M. Cracchiolo	Director, Chairman and CEO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	28 Jan 2022	33,919	33,919	-		-	Employee Stock Option (right to buy)
James M. Cracchiolo	Director, Chairman and CEO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	28 Jan 2022	12,647	184,527 (0%)	0%		0	Common Stock
James M. Cracchiolo	Director, Chairman and CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 298.09 per share.	28 Jan 2022	2,384	182,143 (0%)	0%	298.1	710,647	Common Stock
Joseph E. Sweeney	Pres-AWM Products & Services	Payment of exercise price or tax liability using portion of securities received from the company at price $ 298.09 per share.	28 Jan 2022	356	16,365 (0%)	0%	298.1	106,120	Common Stock
Joseph E. Sweeney	Pres-AWM Products & Services	Grant, award, or other acquisition of securities at price $ 0.00 per share.	28 Jan 2022	1,992	16,721 (0%)	0%		0	Common Stock
Joseph E. Sweeney	Pres-AWM Products & Services	Grant, award, or other acquisition of securities at price $ 0.00 per share.	28 Jan 2022	6,286	6,286	-		-	Employee Stock Option (right to buy)
Joseph E. Sweeney	Pres-AWM Products & Services	Payment of exercise price or tax liability using portion of securities received from the company at price $ 304.31 per share.	28 Jan 2022	434	15,931 (0%)	0%	304.3	132,071	Common Stock
Walter S. Berman	Executive VP and CFO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 298.09 per share.	28 Jan 2022	747	18,671 (0%)	0%	298.1	222,673	Common Stock
Walter S. Berman	Executive VP and CFO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	28 Jan 2022	4,075	19,418 (0%)	0%		0	Common Stock
Walter S. Berman	Executive VP and CFO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	28 Jan 2022	12,859	12,859	-		-	Employee Stock Option (right to buy)
Walter S. Berman	Executive VP and CFO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 304.31 per share.	28 Jan 2022	1,130	17,541 (0%)	0%	304.3	343,870	Common Stock
William F. Truscott	CEO, Global Asset Management	Payment of exercise price or tax liability using portion of securities received from the company at price $ 304.31 per share.	28 Jan 2022	652	13,466 (0%)	0%	304.3	198,410	Common Stock
William F. Truscott	CEO, Global Asset Management	Grant, award, or other acquisition of securities at price $ 0.00 per share.	28 Jan 2022	3,396	17,322 (0%)	0%		0	Common Stock
William F. Truscott	CEO, Global Asset Management	Payment of exercise price or tax liability using portion of securities received from the company at price $ 298.09 per share.	28 Jan 2022	471	15,581 (0%)	0%	298.1	140,400	Common Stock
William F. Truscott	CEO, Global Asset Management	Grant, award, or other acquisition of securities at price $ 0.00 per share.	28 Jan 2022	10,716	10,716	-		-	Employee Stock Option (right to buy)
Karen Wilson Thissen	Executive VP and GC	Payment of exercise price or tax liability using portion of securities received from the company at price $ 298.09 per share.	28 Jan 2022	165	10,897 (0%)	0%	298.1	49,185	Common Stock
Karen Wilson Thissen	Executive VP and GC	Grant, award, or other acquisition of securities at price $ 0.00 per share.	28 Jan 2022	905	11,062 (0%)	0%		0	Common Stock
Karen Wilson Thissen	Executive VP and GC	Grant, award, or other acquisition of securities at price $ 0.00 per share.	28 Jan 2022	2,857	2,857	-		-	Employee Stock Option (right to buy)
Karen Wilson Thissen	Executive VP and GC	Payment of exercise price or tax liability using portion of securities received from the company at price $ 304.31 per share.	28 Jan 2022	202	10,695 (0%)	0%	304.3	61,471	Common Stock
John R. Hutt	Sr Vice Pres and Controller	Payment of exercise price or tax liability using portion of securities received from the company at price $ 304.31 per share.	28 Jan 2022	64	3,150 (0%)	0%	304.3	19,476	Common Stock
John R. Hutt	Sr Vice Pres and Controller	Grant, award, or other acquisition of securities at price $ 0.00 per share.	28 Jan 2022	356	3,278 (0%)	0%		0	Common Stock
John R. Hutt	Sr Vice Pres and Controller	Grant, award, or other acquisition of securities at price $ 0.00 per share.	28 Jan 2022	659	659	-		-	Employee Stock Option (right to buy)
John R. Hutt	Sr Vice Pres and Controller	Payment of exercise price or tax liability using portion of securities received from the company at price $ 298.09 per share.	28 Jan 2022	64	3,214 (0%)	0%	298.1	19,078	Common Stock
Gerard P. Smyth	EVP Technology and CIO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 304.31 per share.	28 Jan 2022	80	11,142 (0%)	0%	304.3	24,345	Common Stock
Gerard P. Smyth	EVP Technology and CIO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	28 Jan 2022	2,857	2,857	-		-	Employee Stock Option (right to buy)
Gerard P. Smyth	EVP Technology and CIO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	28 Jan 2022	905	11,292 (0%)	0%		0	Common Stock
Gerard P. Smyth	EVP Technology and CIO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 298.09 per share.	28 Jan 2022	70	11,222 (0%)	0%	298.1	20,866	Common Stock
James M. Cracchiolo	Director, Chairman and CEO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 126.89 per share.	27 Dec 2021	86,266	258,146 (0%)	0%	126.9	10,946,293	Common Stock
James M. Cracchiolo	Director, Chairman and CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 306.57 per share.	27 Dec 2021	62,276	195,870 (0%)	0%	306.6	19,091,953	Common Stock
James M. Cracchiolo	Director, Chairman and CEO	Sale of securities on an exchange or to another person at price $ 306.35 per share.	27 Dec 2021	23,990	171,880 (0%)	0%	306.4	7,349,375	Common Stock
James M. Cracchiolo	Director, Chairman and CEO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	27 Dec 2021	86,266	43,135	-		-	Employee Stock Option (right to buy)
John R. Hutt	Sr Vice Pres and Controller	Payment of exercise price or tax liability using portion of securities received from the company at price $ 302.80 per share.	16 Dec 2021	1,067	3,590 (0%)	0%	302.8	323,088	Common Stock
John R. Hutt	Sr Vice Pres and Controller	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	16 Dec 2021	1,735	0	-		-	Employee Stock Option (right to buy)
John R. Hutt	Sr Vice Pres and Controller	Sale of securities on an exchange or to another person at price $ 302.61 per share.	16 Dec 2021	668	2,922 (0%)	0%	302.6	202,145	Common Stock
John R. Hutt	Sr Vice Pres and Controller	Exercise or conversion of derivative security received from the company (such as an option) at price $ 128.76 per share.	16 Dec 2021	1,735	4,657 (0%)	0%	128.8	223,399	Common Stock
William F. Truscott	CEO, Global Asset Management	Gift of securities by or to the insider at price $ 0.00 per share.	13 Dec 2021	15,550	15,399 (0%)	0%		0	Common Stock
Karen Wilson Thissen	Executive VP and GC	Sale of securities on an exchange or to another person at price $ 308.03 per share.	08 Nov 2021	1,500	10,157 (0%)	0%	308.0	462,039	Common Stock
John R. Hutt	Sr Vice Pres and Controller	Payment of exercise price or tax liability using portion of securities received from the company at price $ 305.71 per share.	01 Nov 2021	813	2,922 (0%)	0%	305.7	248,542	Common Stock
John R. Hutt	Sr Vice Pres and Controller	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	01 Nov 2021	1,476	0	-		-	Employee Stock Option (right to buy)
John R. Hutt	Sr Vice Pres and Controller	Exercise or conversion of derivative security received from the company (such as an option) at price $ 107.61 per share.	01 Nov 2021	1,476	3,735 (0%)	0%	107.6	158,832	Common Stock
Christopher J. Williams	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	29 Oct 2021	57	2,089	-		-	Phantom Stock (Retainer Deferral)
James M. Cracchiolo	Director, Chairman and CEO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	29 Oct 2021	108,334	0	-		-	Employee Stock Option (right to buy)
James M. Cracchiolo	Director, Chairman and CEO	Sale of securities on an exchange or to another person at price $ 302.83 per share.	29 Oct 2021	14,531	171,880 (0%)	0%	302.8	4,400,424	Common Stock
James M. Cracchiolo	Director, Chairman and CEO	Sale of securities on an exchange or to another person at price $ 304.43 per share.	29 Oct 2021	16,101	186,411 (0%)	0%	304.4	4,901,697	Common Stock
James M. Cracchiolo	Director, Chairman and CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 305.30 per share.	29 Oct 2021	77,702	202,512 (0%)	0%	305.3	23,722,421	Common Stock
James M. Cracchiolo	Director, Chairman and CEO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 123.37 per share.	29 Oct 2021	108,334	280,214 (0%)	0%	123.4	13,365,166	Common Stock
Walter S. Berman	Executive VP and CFO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 128.76 per share.	28 Oct 2021	20,506	35,849 (0%)	0%	128.8	2,640,353	Common Stock
Walter S. Berman	Executive VP and CFO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	28 Oct 2021	37,723	0	-		-	Employee Stock Options (right to buy)
Walter S. Berman	Executive VP and CFO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	28 Oct 2021	20,506	0	-		-	Employee Stock Option (right to buy)
Walter S. Berman	Executive VP and CFO	Sale of securities on an exchange or to another person at price $ 302.37 per share.	28 Oct 2021	15,986	15,343 (0%)	0%	302.4	4,833,688	Common Stock
Walter S. Berman	Executive VP and CFO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 302.46 per share.	28 Oct 2021	42,243	31,329 (0%)	0%	302.5	12,776,818	Common Stock
Walter S. Berman	Executive VP and CFO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 123.37 per share.	28 Oct 2021	37,723	73,572 (0%)	0%	123.4	4,653,887	Common Stock
Lon R. Greenberg	Director	Gift of securities by or to the insider at price $ 0.00 per share.	21 Sep 2021	2,500	5,500 (0%)	0%		0	Common Stock
William F. Truscott	CEO, Global Asset Management	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	24 Aug 2021	53,129	0	-		-	Employee Stock Option (right to buy)
William F. Truscott	CEO, Global Asset Management	Sale of securities on an exchange or to another person at price $ 271.39 per share.	24 Aug 2021	19,522	30,949 (0%)	0%	271.4	5,298,109	Common Stock
William F. Truscott	CEO, Global Asset Management	Payment of exercise price or tax liability using portion of securities received from the company at price $ 271.80 per share.	24 Aug 2021	33,607	13,926 (0%)	0%	271.8	9,134,383	Common Stock
William F. Truscott	CEO, Global Asset Management	Exercise or conversion of derivative security received from the company (such as an option) at price $ 87.79 per share.	24 Aug 2021	53,129	67,055 (0%)	0%	87.8	4,664,195	Common Stock
William F. Truscott	CEO, Global Asset Management	Gift of securities by or to the insider at price $ 0.00 per share.	24 Aug 2021	4,026	30,949 (0%)	0%		0	Common Stock
Joseph E. Sweeney	Pres-AWM Products & Services	Sale of securities on an exchange or to another person at price $ 265.52 per share.	09 Aug 2021	11,210	14,729 (0%)	0%	265.5	2,976,503	Common Stock

*All Values are in $ Million

Client Category: Promoter/ KMP/ Director / Immediate Relatives / Employee / etc
Security Type: Share/ Warrants / Convertible Debentures

Data as reported to USA Exchanges

View All The Insider Trades disclosures

31.73% Gain from 52W Low

Insider Trading disclosures for Ameriprise Financial Inc

The latest disclosure was made by Robert F. Sharpe in Ameriprise Financial Inc where a trade of 1,000 Common Stock done at an average price of $551.4 was reported to US exchanges on Feb. 18, 2025.

Screeners based on Insider Trading and SAST parameters