1. MARKETS
  2. SECTOR : DIVERSIFIED CONSUMER SERVICES
  3. INDUSTRY : HEALTHCARE INDUSTRY SERVICES
  4. APOLLO MEDICAL HOLDINGS INC

Apollo Medical Holdings Inc

XNAS: AMEH

Expensive Underperformer

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Insider Trading disclosures for Apollo Medical Holdings Inc

The latest disclosure was made by Vong John in Apollo Medical Holdings Inc where a trade of 1,813 Common Stock done was reported to US exchanges on Dec. 15, 2023.

Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company. A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).

Client Name Client Category Action Reported to Exchange Quantity Post Transaction Holding Traded % Avg. Price Value Security Type
Vong John Chief Accounting Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Dec 2023 1,813 10,340 (0%) 0% 0 Common Stock
Schmidt David G. Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Dec 2023 5,750 5,750 (0%) 0% 0 Common Stock
Kenneth Sim Director, Executive Chairman Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Dec 2023 30,000 351,859 (0%) 0% 0 Common Stock
Vong John Chief Accounting Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Dec 2023 7,100 19,253 (0%) 0% 0 Common Stock
Vong John Chief Accounting Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Dec 2023 1,813 8,527 (0%) 0% 0 Common Stock
Lam S. Thomas Director, President and Co-CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Dec 2023 30,000 321,855 (0%) 0% 0 Common Stock
Mitchell Kitayama W. Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Dec 2023 6,750 6,750 (0%) 0% 0 Common Stock
S. Lam Thomas Director, President and Co-CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Dec 2023 30,000 381,855 (0%) 0% 0 Common Stock
Kenneth Sim Director, Executive Chairman Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Dec 2023 30,000 381,859 (0%) 0% 0 Common Stock
Matthew Mazdyasni Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Dec 2023 4,750 4,750 (0%) 0% 0 Common Stock
Vong John Chief Accounting Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Dec 2023 1,813 6,714 (0%) 0% 0 Common Stock
John Vong Chief Accounting Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Dec 2023 1,813 12,153 (0%) 0% 0 Common Stock
Chiang John Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Dec 2023 4,750 4,850 (0%) 0% 0 Common Stock
Sim Kenneth Director, Executive Chairman Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Dec 2023 30,000 321,859 (0%) 0% 0 Common Stock
Weili Dai Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Dec 2023 3,650 3,650 (0%) 0% 0 Common Stock
Thomas Lam S. Director, President and Co-CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Dec 2023 30,000 351,855 (0%) 0% 0 Common Stock
Linda Marsh Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Dec 2023 3,650 66,150 (0%) 0% 0 Common Stock
David Schmidt G. Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 18.11 per share. 06 Dec 2023 7,500 7,500 (0%) 0% 18.1 135,825 Common Stock
David G. Schmidt Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 06 Dec 2023 7,500 0 - - Stock Option (right to buy)
Schmidt David G. Director Sale or transfer of securities back to the company at price $ 33.49 per share. 06 Dec 2023 7,500 0 (0%) 0% 33.5 251,175 Common Stock
W. Kitayama Mitchell Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 18.11 per share. 06 Dec 2023 7,500 7,500 (0%) 0% 18.1 135,825 Common Stock
Kitayama Mitchell W. Director Sale or transfer of securities back to the company at price $ 33.49 per share. 06 Dec 2023 7,500 0 (0%) 0% 33.5 251,175 Common Stock
Kitayama W. Mitchell Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 06 Dec 2023 7,500 0 - - Stock Option (right to buy)
John Vong Chief Accounting Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 33.23 per share. 30 Nov 2023 65 4,901 (0%) 0% 33.2 2,160 Common Stock
Brandon Sim Co-Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 May 2023 380,053 902,620 (1%) 0% 0 Common Stock
Chandan Basho See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 May 2023 130,732 207,671 (0%) 0% 0 Common Stock
Linda Marsh Director Sale or transfer of securities back to the company at price $ 35.32 per share. 14 Mar 2023 270,081 0 (0%) 0% 35.3 9,539,261 Common Stock
John Vong SVP-Chief Accounting Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Dec 2022 1,388 5,159 (0%) 0% 0 Common Stock
John Vong SVP-Chief Accounting Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Dec 2022 694 7,935 (0%) 0% 0 Common Stock
John Vong SVP-Chief Accounting Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Dec 2022 694 7,241 (0%) 0% 0 Common Stock
John Vong SVP-Chief Accounting Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Dec 2022 1,388 6,547 (0%) 0% 0 Common Stock
Kenneth Sim Director, Executive Chairman Exercise or conversion of derivative security received from the company (such as an option) at price $ 11.00 per share. 08 Dec 2022 48,587 291,859 (0%) 0% 11 534,457 Common Stock
Kenneth Sim Director, Executive Chairman Exercise or conversion of derivative security received from the company (such as an option) at price $ 10.00 per share. 08 Dec 2022 51,445 243,272 (0%) 0% 10 514,450 Common Stock
Kenneth Sim Director, Executive Chairman Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 Dec 2022 48,587 0 - - Warrants to purchase Common Stock
Kenneth Sim Director, Executive Chairman Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 Dec 2022 51,445 0 - - Warrants to purchase Common Stock
Thomas S. Lam Director, President and Co-CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 05 Dec 2022 51,442 0 - - Warrants to purchase Common Stock
Thomas S. Lam Director, President and Co-CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 10.00 per share. 05 Dec 2022 51,443 243,270 (0%) 0% 10 514,430 Common Stock
Thomas S. Lam Director, President and Co-CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 11.00 per share. 05 Dec 2022 48,585 291,855 (0%) 0% 11 534,435 Common Stock
Thomas S. Lam Director, President and Co-CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 05 Dec 2022 48,585 0 - - Warrants to purchase Common Stock
Thomas S. Lam Director, President and Co-CEO Other type of transaction at price $ 0.00 per share. 02 Dec 2022 984,042 10,191,660 (19%) 1% 0 Common Stock
Thomas S. Lam Director, President and Co-CEO Other type of transaction at price $ 0.00 per share. 02 Dec 2022 37,439 1,107,474 (2%) 0% 0 Common Stock
Kenneth Sim Director, Executive Chairman Other type of transaction at price $ 0.00 per share. 02 Dec 2022 984,042 10,191,660 (19%) 1% 0 Common Stock
Kenneth Sim Director, Executive Chairman Other type of transaction at price $ 0.00 per share. 02 Dec 2022 37,439 520,117 (0%) 0% 0 Common Stock
Albert Young Chief Administrative Officer Other type of transaction at price $ 0.00 per share. 02 Dec 2022 984,042 10,191,660 (19%) 1% 0 Common Stock
Albert Young Chief Administrative Officer Other type of transaction at price $ 0.00 per share. 02 Dec 2022 19,506 1,184,749 (2%) 0% 0 Common Stock
Albert Young Chief Administrative Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 11.00 per share. 29 Nov 2022 26,828 1,165,243 (2%) 0% 11 295,108 Common Stock
Albert Young Chief Administrative Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 29 Nov 2022 28,406 0 - - Warrants to purchase Common Stock
Albert Young Chief Administrative Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 29 Nov 2022 26,828 0 - - Warrants to purchase Common Stock
Albert Young Chief Administrative Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 10.00 per share. 29 Nov 2022 28,406 1,138,415 (2%) 0% 10 284,060 Common Stock
Brandon Sim Co- Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jun 2022 198,511 491,134 (0%) 0% 0 Common Stock
Brandon Sim Co- Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jun 2022 108,560 292,623 (0%) 0% 0 Common Stock
Albert Young Chief Administrative Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 48.47 per share. 31 Mar 2022 256 1,110,009 (2%) 0% 48.5 12,408 Common Stock
Eric Chin Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 48.47 per share. 31 Mar 2022 469 20,844 (0%) 0% 48.5 22,732 Common Stock
Thomas S. Lam Director, President and Co-CEO Gift of securities by or to the insider at price $ 0.00 per share. 03 Mar 2022 200,000 799,855 (1%) 0% 0 Common Stock
Thomas S. Lam Director, President and Co-CEO Gift of securities by or to the insider at price $ 0.00 per share. 03 Mar 2022 383,764 0 (0%) 0% 0 Common Stock
Thomas S. Lam Director, President and Co-CEO Gift of securities by or to the insider at price $ 0.00 per share. 03 Mar 2022 383,764 0 (0%) 0% 0 Common Stock
Kenneth Sim Director, Executive Chairman Gift of securities by or to the insider at price $ 0.00 per share. 25 Feb 2022 392,816 0 (0%) 0% 0 Common Stock
Kenneth Sim Director, Executive Chairman Gift of securities by or to the insider at price $ 0.00 per share. 25 Feb 2022 258,824 230,576 (0%) 0% 0 Common Stock
Kenneth Sim Director, Executive Chairman Gift of securities by or to the insider at price $ 0.00 per share. 25 Feb 2022 392,816 0 (0%) 0% 0 Common Stock
Brandon Sim Co-CEO Gift of securities by or to the insider at price $ 0.00 per share. 25 Feb 2022 392,816 392,816 (0%) 0% 0 Common Stock
Brandon Sim Co-CEO Gift of securities by or to the insider at price $ 0.00 per share. 25 Feb 2022 258,824 258,824 (0%) 0% 0 Common Stock
Eric Chin Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 50.71 per share. 03 Feb 2022 2,802 21,313 (0%) 0% 50.7 142,089 Common Stock
Mitchell W. Kitayama Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Jan 2022 8,500 8,500 - - Stock Option (right to buy)
Ernest A. Bates Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Jan 2022 8,500 8,500 - - Stock Option (right to buy)
David G. Schmidt Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Jan 2022 8,500 8,500 - - Stock Option (right to buy)
Mark Fawcett Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Jan 2022 8,500 8,500 - - Stock Option (right to buy)
Michael F. Eng Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Jan 2022 8,500 8,500 - - Stock Option (right to buy)
Linda Marsh Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Jan 2022 8,500 8,500 - - Stock Option (right to buy)
John Chiang Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Jan 2022 8,500 8,500 - - Stock Option (right to buy)
Matthew Mazdyasni Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Jan 2022 8,500 8,500 - - Stock Option (right to buy)
Kenneth Sim Director, Executive Chairman Gift of securities by or to the insider at price $ 0.00 per share. 04 Nov 2021 230,688 397,724 (0%) 0% 0 Common Stock
Thomas S. Lam Director, President and Co-CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Nov 2021 29,502 29,502 - - Stock Option (right to buy)
Thomas S. Lam Director, President and Co-CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Nov 2021 65,242 191,827 (0%) 0% 0 Common Stock
Kenneth Sim Director, Executive Chairman Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Nov 2021 65,242 191,827 (0%) 0% 0 Common Stock
Kenneth Sim Director, Executive Chairman Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Nov 2021 29,502 29,502 - - Stock Option (right to buy)
Brandon Sim Co-CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Nov 2021 54,486 54,486 - - Stock Option (right to buy)
Brandon Sim Co-CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Nov 2021 42,451 184,063 (0%) 0% 0 Common Stock
David G. Schmidt Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.20 per share. 17 Aug 2021 40,000 40,000 (0%) 0% 5.2 208,000 Common Stock
David G. Schmidt Director Sale of securities on an exchange or to another person at price $ 73.67 per share. 17 Aug 2021 40,000 0 (0%) 0% 73.7 2,946,800 Common Stock
David G. Schmidt Director Sale or transfer of securities back to the company at price $ 0.00 per share. 17 Aug 2021 40,000 0 - - Stock Option (right to buy)
Albert Young Chief Administrative Officer Sale of securities on an exchange or to another person at price $ 48.58 per share. 15 Jun 2021 5,000 1,110,265 (2%) 0% 48.6 242,900 Common Stock
Brandon Sim See Remarks Payment of exercise price or tax liability using portion of securities received from the company at price $ 34.88 per share. 31 May 2021 5,426 141,612 (0%) 0% 34.9 189,259 Common Stock
Brandon Sim See Remarks Purchase of securities on an exchange or from another person at price $ 31.40 per share. 13 May 2021 1,000 147,038 (0%) 0% 31.4 31,400 Common Stock
Adrian Vazquez Chief Medical Officer Sale of securities on an exchange or to another person at price $ 24.50 per share. 28 Apr 2021 100,000 371,004 (0%) 0% 24.5 2,450,000 Common Stock
Thomas S. Lam Director, President and Co-CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 10.00 per share. 30 Mar 2021 31,755 908,183 (1%) 0% 10 317,550 Common Stock
Thomas S. Lam Director, President and Co-CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 30 Mar 2021 31,755 0 - - Warrant to Purchase Common Stock
Kenneth Sim Director, Executive Chairman and Co-CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 10.00 per share. 30 Mar 2021 31,756 859,101 (1%) 0% 10 317,560 Common Stock
Kenneth Sim Director, Executive Chairman and Co-CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 30 Mar 2021 31,756 0 - - Warrant to Purchase Common Stock
Eric Chin Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Mar 2021 8,606 24,670 (0%) 0% 0 Common Stock
Brandon Sim COO, CTO and VP of Engineering Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Mar 2021 59,165 146,038 (0%) 0% 0 Common Stock
Eric Chin Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Feb 2021 6,867 16,064 (0%) 0% 0 Common Stock
Eric Chin Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Feb 2021 3,103 3,103 - - Stock Option (right to buy)
Brandon Sim COO, CTO and VP of Engineering Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Feb 2021 21,334 21,334 - - Stock Option (right to buy)
Brandon Sim COO, CTO and VP of Engineering Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Feb 2021 47,210 86,873 (0%) 0% 0 Common Stock
Thomas S. Lam Director, President and Co-CEO Other type of transaction at price $ 0.00 per share. 22 Dec 2020 185,938 876,428 (1%) 0% 0 Common Stock
Thomas S. Lam Director, President and Co-CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 10.00 per share. 22 Dec 2020 31,755 908,183 (1%) 0% 10 317,550 Common Stock
Kenneth Sim Director, Executive Chairman and Co-CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 10.00 per share. 22 Dec 2020 31,756 859,100 (1%) 0% 10 317,560 Common Stock
Kenneth Sim Director, Executive Chairman and Co-CEO Other type of transaction at price $ 0.00 per share. 22 Dec 2020 185,938 827,344 (1%) 0% 0 Common Stock
Albert Young Chief Administrative Officer Other type of transaction at price $ 0.00 per share. 22 Dec 2020 96,877 1,115,265 (2%) 0% 0 Common Stock
Kenneth Sim Director, Executive Chairman and Co-CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Dec 2020 29,502 29,502 - - Stock Option (right to buy)
Kenneth Sim Director, Executive Chairman and Co-CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Dec 2020 65,242 126,585 (0%) 0% 0 Common Stock
Mitchell W. Kitayama Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Nov 2020 20,000 20,000 - - Stock Option (right to buy)
Ernest A. Bates Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Nov 2020 20,000 20,000 - - Stock Option (right to buy)
Li Yu Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Nov 2020 20,000 20,000 - - Stock Option (right to buy)
David G. Schmidt Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Nov 2020 20,000 20,000 - - Stock Option (right to buy)
Mark Fawcett Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Nov 2020 20,000 20,000 - - Stock Option (right to buy)
Michael F. Eng Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Nov 2020 20,000 20,000 - - Stock Option (right to buy)
Linda Marsh Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Nov 2020 20,000 20,000 - - Stock Option (right to buy)
John Chiang Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Nov 2020 20,000 20,000 - - Stock Option (right to buy)
Matthew Mazdyasni Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Nov 2020 20,000 20,000 - - Stock Option (right to buy)
Thomas S. Lam Director, President and Co-CEO Purchase of securities on an exchange or from another person at price $ 17.28 per share. 14 Sep 2020 5,000 690,490 (1%) 0% 17.3 86,381 Common Stock
Kenneth Sim Director, Executive Chairman and Co-CEO Purchase of securities on an exchange or from another person at price $ 17.23 per share. 14 Sep 2020 5,000 42,996 (0%) 0% 17.2 86,168 Common Stock
Kenneth Sim Director, Executive Chairman and Co-CEO Purchase of securities on an exchange or from another person at price $ 17.20 per share. 14 Sep 2020 1,000 17,379 (0%) 0% 17.2 17,204 Common Stock
Brandon Sim See Remarks Purchase of securities on an exchange or from another person at price $ 17.20 per share. 14 Sep 2020 1,000 17,379 (0%) 0% 17.2 17,204 Common Stock
Brandon Sim See Remarks Purchase of securities on an exchange or from another person at price $ 17.23 per share. 14 Sep 2020 5,000 42,996 (0%) 0% 17.2 86,168 Common Stock
Adrian Vazquez Chief Medical Officer Sale of securities on an exchange or to another person at price $ 18.00 per share. 11 Sep 2020 602 471,004 (0%) 0% 18 10,836 Common Stock
Thomas S. Lam Director, President and Co-CEO Other type of transaction at price $ 0.00 per share. 10 Sep 2020 564,691 685,490 (1%) 1% 0 Common Stock
Thomas S. Lam Director, President and Co-CEO Other type of transaction at price $ 0.00 per share. 10 Sep 2020 564,691 564,691 (1%) 1% 0 Common Stock
Kenneth Sim Director, Executive Chairman and Co-CEO Purchase of securities on an exchange or from another person at price $ 17.60 per share. 10 Sep 2020 5,000 37,996 (0%) 0% 17.6 88,000 Common Stock
Brandon Sim See Remarks Purchase of securities on an exchange or from another person at price $ 17.60 per share. 10 Sep 2020 5,000 37,996 (0%) 0% 17.6 88,000 Common Stock
Kenneth Sim Director, Executive Chairman and Co-CEO Other type of transaction at price $ 0.00 per share. 09 Sep 2020 564,706 641,407 (1%) 1% 0 Common Stock
Kenneth Sim Director, Executive Chairman and Co-CEO Other type of transaction at price $ 0.00 per share. 09 Sep 2020 564,706 564,706 (1%) 1% 0 Common Stock
Adrian Vazquez Chief Medical Officer Sale of securities on an exchange or to another person at price $ 18.00 per share. 08 Sep 2020 7,484 471,606 (0%) 0% 18 134,712 Common Stock
Adrian Vazquez Chief Medical Officer Sale of securities on an exchange or to another person at price $ 18.15 per share. 08 Sep 2020 5,783 479,090 (0%) 0% 18.1 104,949 Common Stock
Thomas S. Lam Director, President and Co-CEO Purchase of securities on an exchange or from another person at price $ 17.85 per share. 08 Sep 2020 5,000 1,814,872 (3%) 0% 17.9 89,250 Common Stock
Thomas S. Lam Director, President and Co-CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 18.89 per share. 08 Sep 2020 30,252 1,809,872 (3%) 0% 18.9 571,460 Common Stock
Thomas S. Lam Director, President and Co-CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 9.00 per share. 08 Sep 2020 63,510 1,840,124 (3%) 0% 9 571,590 Common Stock
Thomas S. Lam Director, President and Co-CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 Sep 2020 63,510 0 - - Warrants to Purchase Common Stock
Thomas S. Lam Director, President and Co-CEO Purchase of securities on an exchange or from another person at price $ 18.23 per share. 27 Aug 2020 5,000 1,776,614 (3%) 0% 18.2 91,150 Common Stock
Kenneth Sim Director, Executive Chairman and Co-CEO Purchase of securities on an exchange or from another person at price $ 18.34 per share. 27 Aug 2020 5,000 1,770,556 (3%) 0% 18.3 91,700 Common Stock
Brandon Sim See Remarks, Item 2 Purchase of securities on an exchange or from another person at price $ 18.34 per share. 27 Aug 2020 5,000 1,770,556 (3%) 0% 18.3 91,700 Common Stock
Adrian Vazquez Chief Medical Officer Sale of securities on an exchange or to another person at price $ 17.23 per share. 05 Jun 2020 29,185 489,073 (0%) 0% 17.2 502,858 Common Stock
Adrian Vazquez Chief Medical Officer Sale of securities on an exchange or to another person at price $ 17.09 per share. 05 Jun 2020 4,200 484,873 (0%) 0% 17.1 71,778 Common Stock
Adrian Vazquez Chief Medical Officer Sale of securities on an exchange or to another person at price $ 18.00 per share. 03 Jun 2020 2,683 518,258 (0%) 0% 18 48,294 Common Stock
Hing Ang Chief Operating Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 26 May 2020 2,444 38,316 (0%) 0% 0 Common Stock
Mark Fawcett Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.00 per share. 06 May 2020 20,000 30,000 (0%) 0% 5 100,000 Common Stock
Mark Fawcett Director Sale or transfer of securities back to the company at price $ 0.00 per share. 06 May 2020 20,000 36,909 - - Stock Option (right to buy)
Albert Young Chief Administrative Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 9.00 per share. 31 Mar 2020 35,069 1,001,109 (1%) 0% 9 315,621 Common Stock
Albert Young Chief Administrative Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 10.00 per share. 31 Mar 2020 17,534 1,018,643 (1%) 0% 10 175,340 Common Stock
Albert Young Chief Administrative Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Mar 2020 35,069 0 - - Warrants to Purchase Common Stock
Albert Young Chief Administrative Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Mar 2020 17,534 0 - - Warrants to Purchase Common Stock
Albert Young Chief Administrative Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 12.92 per share. 31 Mar 2020 256 966,040 (1%) 0% 12.9 3,308 Common Stock
Eric Chin Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 14.90 per share. 31 Mar 2020 2,040 9,197 (0%) 0% 14.9 30,396 Common Stock
Eric Chin Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 12.92 per share. 31 Mar 2020 555 7,157 (0%) 0% 12.9 7,171 Common Stock
Linda Marsh Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 04 Mar 2020 62,500 0 - - Stock Option (right to buy)
Linda Marsh Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 10.00 per share. 04 Mar 2020 62,500 62,500 (0%) 0% 10 625,000 Common Stock
Linda Marsh Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Mar 2020 62,500 62,500 - - Stock Option (right to buy)
Linda Marsh Director Sale or transfer of securities back to the company at price $ 0.00 per share. 04 Mar 2020 62,500 0 - - Stock Option (right to buy)
Mitchell W. Kitayama Director Other type of transaction at price $ 0.00 per share. 05 Feb 2020 2,048 18,500 - - Stock Option (right to buy)
Mitchell W. Kitayama Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Feb 2020 3,409 21,909 - - Stock Option (right to buy)
David G. Schmidt Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Feb 2020 3,409 101,909 - - Stock Option (right to buy)
David G. Schmidt Director Other type of transaction at price $ 0.00 per share. 05 Feb 2020 2,048 98,500 - - Stock Option (right to buy)
Mark Fawcett Director Other type of transaction at price $ 0.00 per share. 05 Feb 2020 2,048 53,500 - - Stock Option (right to buy)
Mark Fawcett Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Feb 2020 3,409 56,909 - - Stock Option (right to buy)
Hing Ang Chief Operating Officer Other type of transaction at price $ 0.00 per share. 05 Feb 2020 3,674 37,593 (0%) 0% 0 Common Stock
Hing Ang Chief Operating Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Feb 2020 3,666 41,259 (0%) 0% 0 Common Stock
Albert Young Chief Administrative Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Feb 2020 1,880 966,296 (1%) 0% 0 Common Stock
Albert Young Chief Administrative Officer Other type of transaction at price $ 0.00 per share. 05 Feb 2020 1,885 916,446 (1%) 0% 0 Common Stock
Eric Chin CFO & Corporate Secretary Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Feb 2020 4,073 7,712 (0%) 0% 0 Common Stock
Eric Chin CFO & Corporate Secretary Other type of transaction at price $ 0.00 per share. 05 Feb 2020 4,083 3,639 (0%) 0% 0 Common Stock
John Chiang Director Other type of transaction at price $ 0.00 per share. 05 Feb 2020 900 11,000 - - Stock Option (right to buy)
John Chiang Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Feb 2020 1,515 12,515 - - Stock Option (right to buy)
Thomas S. Lam Director, President and Co-CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Dec 2019 28,046 28,046 - - Stock Option (right to buy)
Thomas S. Lam Director, President and Co-CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Dec 2019 61,343 61,343 (0%) 0% 0 Common Stock
Kenneth Sim Director, Executive Chairman and Co-CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Dec 2019 28,046 28,046 - - Stock Option (right to buy)
Kenneth Sim Director, Executive Chairman and Co-CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Dec 2019 61,343 61,343 (0%) 0% 0 Common Stock
Thomas S. Lam Director, President and Co-CEO Other type of transaction at price $ 0.00 per share. 27 Dec 2019 58,883 0 (0%) 0% 0 Common Stock
Thomas S. Lam Director, President and Co-CEO Other type of transaction at price $ 0.00 per share. 27 Dec 2019 39,189 0 - - Stock Option (right to buy)
Kenneth Sim Director, Executive Chairman and Co-CEO Other type of transaction at price $ 0.00 per share. 27 Dec 2019 39,189 0 - - Stock Option (right to buy)
Kenneth Sim Director, Executive Chairman and Co-CEO Other type of transaction at price $ 0.00 per share. 27 Dec 2019 58,883 0 (0%) 0% 0 Common Stock
Thomas S. Lam Director, President and Co-CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Dec 2019 93,450 17,158,389 (32%) 0% 0 Common Stock
Thomas S. Lam Director, President and Co-CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Dec 2019 86,874 1,830,497 (3%) 0% 0 Common Stock
Kenneth Sim Director, Executive Chairman and Co-CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Dec 2019 93,450 17,158,389 (32%) 0% 0 Common Stock
Kenneth Sim Director, Executive Chairman and Co-CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Dec 2019 86,878 1,824,439 (3%) 0% 0 Common Stock
Albert Young Chief Administrative Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Dec 2019 47,970 966,301 (1%) 0% 0 Common Stock
Albert Young Chief Administrative Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Dec 2019 93,450 17,158,389 (32%) 0% 0 Common Stock
Michael F. Eng None Purchase of securities on an exchange or from another person at price $ 18.48 per share. 04 Dec 2019 1,890 4,890 (0%) 0% 18.5 34,927 Common Stock
Hing Ang Chief Operating Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Nov 2019 3,674 41,267 (0%) 0% 0 Common Stock
Albert Young Chief Administrative Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Nov 2019 1,885 918,331 (1%) 0% 0 Common Stock
Eric Chin Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Nov 2019 4,083 7,722 (0%) 0% 0 Common Stock
Mitchell W. Kitayama None Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Nov 2019 2,048 20,548 - - Stock Options
David G. Schmidt None Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Nov 2019 2,048 100,548 - - Stock Options
Mark Fawcett None Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Nov 2019 2,048 55,548 - - Stock Options
John Chiang None Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Nov 2019 900 11,900 - - Stock Options
Thomas S. Lam Director, President and Co-CEO Purchase of securities on an exchange or from another person at price $ 14.84 per share. 14 Nov 2019 10,000 1,743,623 (3%) 0% 14.8 148,400 Common Stock
Kenneth Sim Director, Executive Chairman and Co-CEO Purchase of securities on an exchange or from another person at price $ 14.67 per share. 14 Nov 2019 10,000 1,737,561 (3%) 0% 14.7 146,700 Common Stock
Mitchell W. Kitayama None Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Oct 2019 11,000 18,500 - - Stock Options
Ernest A. Bates None Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Oct 2019 11,000 18,500 - - Stock Options
Li Yu None Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Oct 2019 11,000 18,500 - - Stock Options
David G. Schmidt None Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Oct 2019 11,000 98,500 - - Stock Options
Mark Fawcett None Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Oct 2019 11,000 53,500 - - Stock Options
Michael F. Eng None Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Oct 2019 11,000 18,500 - - Stock Options
Linda Marsh None Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Oct 2019 11,000 73,500 - - Stock Options
John Chiang None Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Oct 2019 11,000 11,000 - - Stock Options
Kenneth Sim Director, Executive Chairman and Co-CEO Purchase of securities on an exchange or from another person at price $ 15.55 per share. 08 Oct 2019 5,000 1,727,561 (3%) 0% 15.6 77,750 Common Stock
Michael F. Eng None Purchase of securities on an exchange or from another person at price $ 20.28 per share. 12 Sep 2019 2,000 3,000 (0%) 0% 20.3 40,560 Common Stock
Adrian Vazquez Chief Medical Officer Sale of securities on an exchange or to another person at price $ 19.77 per share. 11 Sep 2019 27,350 520,941 (0%) 0% 19.8 540,710 Common Stock
Adrian Vazquez Chief Medical Officer Sale of securities on an exchange or to another person at price $ 20.14 per share. 11 Sep 2019 13,746 548,291 (1%) 0% 20.1 276,844 Common Stock
Adrian Vazquez Chief Medical Officer Sale of securities on an exchange or to another person at price $ 20.14 per share. 11 Sep 2019 43,704 562,037 (1%) 0% 20.1 880,199 Common Stock
Thomas S. Lam Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Sep 2019 15,015,015 16,790,575 (31%) 41% - Common Stock
Kenneth Sim Director, Executive Chairman Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Sep 2019 15,015,015 16,790,575 (31%) 41% - Common Stock
Albert Young Co-Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Sep 2019 15,015,015 16,750,575 (31%) 41% - Common Stock
Michael F. Eng None Purchase of securities on an exchange or from another person at price $ 15.97 per share. 19 Aug 2019 1,000 1,000 (0%) 0% 16.0 15,970 Common Stock
Thomas S. Lam Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 15.57 per share. 14 Aug 2019 4,000 1,668,740 (3%) 0% 15.6 62,280 Common Stock
Thomas S. Lam Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 16.19 per share. 14 Aug 2019 6,000 1,674,740 (3%) 0% 16.2 97,140 Common Stock
Thomas S. Lam Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 16.85 per share. 14 Aug 2019 7,200 1,664,740 (3%) 0% 16.9 121,320 Common Stock
Kenneth Sim Director, Executive Chairman Purchase of securities on an exchange or from another person at price $ 16.23 per share. 14 Aug 2019 2,000 1,659,678 (3%) 0% 16.2 32,460 Common Stock
Kenneth Sim Director, Executive Chairman Purchase of securities on an exchange or from another person at price $ 15.25 per share. 14 Aug 2019 1,500 1,661,178 (3%) 0% 15.3 22,875 Common Stock
Kenneth Sim Director, Executive Chairman Purchase of securities on an exchange or from another person at price $ 16.35 per share. 14 Aug 2019 563 1,663,678 (3%) 0% 16.3 9,205 Common Stock
Kenneth Sim Director, Executive Chairman Purchase of securities on an exchange or from another person at price $ 16.35 per share. 14 Aug 2019 437 1,663,115 (3%) 0% 16.4 7,145 Common Stock
Kenneth Sim Director, Executive Chairman Purchase of securities on an exchange or from another person at price $ 16.25 per share. 14 Aug 2019 1,500 1,662,678 (3%) 0% 16.3 24,375 Common Stock
Albert Young Co-Chief Medical Officer Purchase of securities on an exchange or from another person at price $ 15.01 per share. 14 Aug 2019 5,000 916,446 (1%) 0% 15.0 75,050 Common Stock
John Chiang None Purchase of securities on an exchange or from another person at price $ 16.31 per share. 14 Jun 2019 100 100 (0%) 0% 16.3 1,631 Common Stock
Eric Chin Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 14.72 per share. 12 Jun 2019 2,040 3,639 (0%) 0% 14.7 30,029 Common Stock
Mark Fawcett None Purchase of securities on an exchange or from another person at price $ 14.13 per share. 11 Jun 2019 10,000 10,000 (0%) 0% 14.1 141,300 Common Stock
Thomas S. Lam Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 14.64 per share. 11 Jun 2019 6,900 1,657,540 (3%) 0% 14.6 101,016 Common Stock
Kenneth Sim Director, Executive Chairman Purchase of securities on an exchange or from another person at price $ 14.45 per share. 11 Jun 2019 1,300 1,657,678 (3%) 0% 14.5 18,785 Common Stock
Kenneth Sim Director, Executive Chairman Purchase of securities on an exchange or from another person at price $ 14.51 per share. 11 Jun 2019 5,696 1,656,378 (3%) 0% 14.5 82,649 Common Stock
Adrian Vazquez Co-Chief Medical Officer Sale of securities on an exchange or to another person at price $ 16.01 per share. 03 Jun 2019 38,051 605,741 (1%) 0% 16.0 609,056 Common Stock
Adrian Vazquez Co-Chief Medical Officer Sale of securities on an exchange or to another person at price $ 16.64 per share. 03 Jun 2019 46,949 643,792 (1%) 0% 16.6 781,114 Common Stock
Eric Chin Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jan 2019 1,599 1,599 (0%) 0% 0 Common Stock
Mitchell W. Kitayama None Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Jan 2019 7,500 7,500 - - Stock Options
Ernest A. Bates None Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Jan 2019 7,500 7,500 - - Stock Options
Li Yu None Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Jan 2019 7,500 7,500 - - Stock Options
David G. Schmidt None Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Jan 2019 7,500 7,500 - - Stock Options
Mark Fawcett None Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Jan 2019 7,500 7,500 - - Stock Options
Michael F. Eng None Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Jan 2019 7,500 7,500 - - Stock Options
Thomas S. Lam Director, Co-Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Dec 2018 86,876 1,650,640 (4%) 0% 0 Common Stock
Thomas S. Lam Director, Co-Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Dec 2018 93,451 1,775,560 (5%) 0% 0 Common Stock
Kenneth Sim Director, Executive Chairman Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Dec 2018 86,878 1,650,682 (4%) 0% 0 Common Stock
Kenneth Sim Director, Executive Chairman Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Dec 2018 93,451 1,775,560 (5%) 0% 0 Common Stock
Albert Young Co-Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Dec 2018 93,451 1,775,560 (5%) 0% 0 Common Stock
Albert Young Co-Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Dec 2018 47,971 911,446 (2%) 0% 0 Common Stock
Warren Hosseinion Director, Co-Chief Executive Officer Sale of securities on an exchange or to another person at price $ 17.31 per share. 26 Nov 2018 30,000 559,438 (1%) 0% 17.3 519,300 Common Stock
Warren Hosseinion Director, Co-Chief Executive Officer Sale of securities on an exchange or to another person at price $ 17.91 per share. 26 Nov 2018 20,000 589,438 (1%) 0% 17.9 358,200 Common Stock
Warren Hosseinion Director, Co-Chief Executive Officer Sale of securities on an exchange or to another person at price $ 17.07 per share. 21 Nov 2018 20,000 609,438 (1%) 0% 17.1 341,400 Common Stock
Warren Hosseinion Director, Co-Chief Executive Officer Sale of securities on an exchange or to another person at price $ 16.21 per share. 21 Nov 2018 30,000 629,438 (1%) 0% 16.2 486,300 Common Stock
Warren Hosseinion Director, Co-Chief Executive Officer Sale of securities on an exchange or to another person at price $ 18.97 per share. 19 Nov 2018 20,000 679,438 (1%) 0% 19.0 379,400 Common Stock
Warren Hosseinion Director, Co-Chief Executive Officer Sale of securities on an exchange or to another person at price $ 17.58 per share. 19 Nov 2018 20,000 659,438 (1%) 0% 17.6 351,600 Common Stock
Adrian Vazquez Co-Chief Medical Officer Sale of securities on an exchange or to another person at price $ 18.56 per share. 19 Nov 2018 77,868 834,470 (2%) 0% 18.6 1,445,215 Common Stock
Adrian Vazquez Co-Chief Medical Officer Sale of securities on an exchange or to another person at price $ 16.51 per share. 19 Nov 2018 75,000 690,741 (2%) 0% 16.5 1,238,100 Common Stock
Adrian Vazquez Co-Chief Medical Officer Sale of securities on an exchange or to another person at price $ 17.55 per share. 19 Nov 2018 68,729 765,741 (2%) 0% 17.6 1,206,435 Common Stock
Adrian Vazquez Co-Chief Medical Officer Sale of securities on an exchange or to another person at price $ 16.01 per share. 07 Sep 2018 7,886 912,338 (2%) 0% 16.0 126,255 Common Stock
Adrian Vazquez Co-Chief Medical Officer Sale of securities on an exchange or to another person at price $ 15.02 per share. 07 Sep 2018 25,688 920,224 (2%) 0% 15.0 385,834 Common Stock
Warren Hosseinion Director, Co-Chief Executive Officer Sale of securities on an exchange or to another person at price $ 16.03 per share. 29 Aug 2018 15,000 707,338 (2%) 0% 16.0 240,450 Common Stock
Warren Hosseinion Director, Co-Chief Executive Officer Sale of securities on an exchange or to another person at price $ 15.76 per share. 29 Aug 2018 7,900 699,438 (2%) 0% 15.8 124,504 Common Stock
Warren Hosseinion Director, Co-Chief Executive Officer Sale of securities on an exchange or to another person at price $ 17.35 per share. 27 Aug 2018 15,000 737,338 (2%) 0% 17.4 260,250 Common Stock
Warren Hosseinion Director, Co-Chief Executive Officer Sale of securities on an exchange or to another person at price $ 16.65 per share. 27 Aug 2018 15,000 722,338 (2%) 0% 16.7 249,750 Common Stock
Adrian Vazquez Co-Chief Medical Officer Sale of securities on an exchange or to another person at price $ 17.35 per share. 27 Aug 2018 25,000 945,912 (2%) 0% 17.4 433,750 Common Stock
Adrian Vazquez Co-Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 24 Aug 2018 18,574 4,826 - - Stock Option (right to buy)
Adrian Vazquez Co-Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 24 Aug 2018 10,000 23,400 - - Stock Option (right to buy)
Adrian Vazquez Co-Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 24 Aug 2018 30,000 33,400 - - Stock Option (right to buy)
Adrian Vazquez Co-Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.37 per share. 24 Aug 2018 18,574 970,912 (2%) 0% 6.4 118,316 Common Stock
Adrian Vazquez Co-Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 10.00 per share. 24 Aug 2018 10,000 952,338 (2%) 0% 10 100,000 Common Stock
Adrian Vazquez Co-Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.50 per share. 24 Aug 2018 30,000 942,338 (2%) 0% 1.5 45,000 Common Stock
Warren Hosseinion Director, Co-Chief Executive Officer Sale of securities on an exchange or to another person at price $ 16.47 per share. 23 Aug 2018 15,000 752,338 (2%) 0% 16.5 247,050 Common Stock
Warren Hosseinion Director, Co-Chief Executive Officer Sale of securities on an exchange or to another person at price $ 15.97 per share. 23 Aug 2018 18,000 767,338 (2%) 0% 16.0 287,460 Common Stock
Warren Hosseinion Director, Co-Chief Executive Officer Sale of securities on an exchange or to another person at price $ 16.73 per share. 21 Aug 2018 15,000 800,338 (2%) 0% 16.7 250,950 Common Stock
Warren Hosseinion Director, Co-Chief Executive Officer Sale of securities on an exchange or to another person at price $ 16.32 per share. 21 Aug 2018 15,000 785,338 (2%) 0% 16.3 244,800 Common Stock
Warren Hosseinion Director, Co-Chief Executive Officer Sale of securities on an exchange or to another person at price $ 18.51 per share. 17 Aug 2018 10,000 827,338 (2%) 0% 18.5 185,100 Common Stock
Warren Hosseinion Director, Co-Chief Executive Officer Sale of securities on an exchange or to another person at price $ 17.75 per share. 17 Aug 2018 12,000 815,338 (2%) 0% 17.8 213,000 Common Stock
Gary M. Augusta None Sale of securities on an exchange or to another person at price $ 18.71 per share. 17 Aug 2018 12,948 152,997 (0%) 0% 18.7 242,218 Common Stock
Warren Hosseinion Director, Co-Chief Executive Officer Sale of securities on an exchange or to another person at price $ 16.35 per share. 14 Jun 2018 20,000 837,338 (2%) 0% 16.4 327,000 Common Stock
Warren Hosseinion Director, Co-Chief Executive Officer Sale of securities on an exchange or to another person at price $ 15.44 per share. 12 Jun 2018 13,000 872,338 (2%) 0% 15.4 200,720 Common Stock
Warren Hosseinion Director, Co-Chief Executive Officer Sale of securities on an exchange or to another person at price $ 15.77 per share. 12 Jun 2018 15,000 857,338 (2%) 0% 15.8 236,550 Common Stock
Warren Hosseinion Director, Co-Chief Executive Officer Sale of securities on an exchange or to another person at price $ 15.44 per share. 08 Jun 2018 12,000 885,338 (2%) 0% 15.4 185,280 Common Stock
Warren Hosseinion Director, Co-Chief Executive Officer Sale of securities on an exchange or to another person at price $ 14.73 per share. 08 Jun 2018 8,000 897,338 (2%) 0% 14.7 117,840 Common Stock
Warren Hosseinion Director, Co-Chief Executive Officer Sale of securities on an exchange or to another person at price $ 14.20 per share. 06 Jun 2018 14,535 905,338 (2%) 0% 14.2 206,397 Common Stock
Warren Hosseinion Director, Co-Chief Executive Officer Sale of securities on an exchange or to another person at price $ 14.70 per share. 06 Jun 2018 13,876 919,873 (2%) 0% 14.7 203,977 Common Stock
Warren Hosseinion Director, Co-Chief Executive Officer Sale of securities on an exchange or to another person at price $ 14.85 per share. 04 Jun 2018 13,876 933,749 (2%) 0% 14.9 206,059 Common Stock
Warren Hosseinion Director, Co-Chief Executive Officer Sale of securities on an exchange or to another person at price $ 14.78 per share. 04 Jun 2018 13,876 947,625 (2%) 0% 14.8 205,087 Common Stock
Warren Hosseinion Director, Co-Chief Executive Officer Sale of securities on an exchange or to another person at price $ 14.37 per share. 31 May 2018 11,876 961,501 (2%) 0% 14.4 170,658 Common Stock
Warren Hosseinion Director, Co-Chief Executive Officer Sale of securities on an exchange or to another person at price $ 13.63 per share. 31 May 2018 9,476 973,377 (2%) 0% 13.6 129,158 Common Stock
Warren Hosseinion Director, Co-Chief Executive Officer Sale of securities on an exchange or to another person at price $ 13.28 per share. 29 May 2018 5,876 982,853 (2%) 0% 13.3 78,033 Common Stock
Warren Hosseinion Director, Co-Chief Executive Officer Sale of securities on an exchange or to another person at price $ 13.52 per share. 29 May 2018 5,876 988,729 (2%) 0% 13.5 79,444 Common Stock
Warren Hosseinion Director, Co-Chief Executive Officer Sale of securities on an exchange or to another person at price $ 13.70 per share. 24 May 2018 5,876 994,605 (2%) 0% 13.7 80,501 Common Stock
Warren Hosseinion Director, Co-Chief Executive Officer Sale of securities on an exchange or to another person at price $ 14.19 per share. 24 May 2018 5,876 1,000,481 (3%) 0% 14.2 83,380 Common Stock
Warren Hosseinion Director, Co-Chief Executive Officer Sale of securities on an exchange or to another person at price $ 14.69 per share. 22 May 2018 5,876 1,006,357 (3%) 0% 14.7 86,318 Common Stock
Warren Hosseinion Director, Co-Chief Executive Officer Sale of securities on an exchange or to another person at price $ 15.39 per share. 22 May 2018 5,876 1,012,233 (3%) 0% 15.4 90,432 Common Stock
Warren Hosseinion Director, Co-Chief Executive Officer Sale of securities on an exchange or to another person at price $ 15.90 per share. 18 May 2018 5,876 1,023,985 (3%) 0% 15.9 93,428 Common Stock
Warren Hosseinion Director, Co-Chief Executive Officer Sale of securities on an exchange or to another person at price $ 15.66 per share. 18 May 2018 5,876 1,018,109 (3%) 0% 15.7 92,018 Common Stock
Hing Ang Chief Operating Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Mar 2018 37,593 37,593 (0%) 0% 0 Common Stock
Warren Hosseinion Director, Co-Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Jan 2018 22,476 71,024 - - Stock Option
Warren Hosseinion Director, Co-Chief Executive Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 28.90 per share. 15 Jan 2018 4,953 1,029,861 (3%) 0% 28.9 143,142 Common Stock
Warren Hosseinion Director, Co-Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.37 per share. 15 Jan 2018 22,476 1,034,814 (3%) 0% 6.4 143,172 Common Stock
Mihir Shah Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.50 per share. 15 Jan 2018 23,610 23,610 (0%) 0% 4.5 106,245 Common Stock
Mihir Shah Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Jan 2018 23,610 26,390 - - Stock Option
Mihir Shah Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 28.90 per share. 15 Jan 2018 3,678 19,932 (0%) 0% 28.9 106,294 Common Stock
Thomas S. Lam Director, Co-Chief Executive Officer Other type of transaction at price $ 0.00 per share. 08 Dec 2017 52,263 52,262 - - Warrants to purchase Common Stock
Thomas S. Lam Director, Co-Chief Executive Officer Other type of transaction at price $ 0.00 per share. 08 Dec 2017 1,682,109 1,682,109 (5%) 5% 0 Common Stock
Thomas S. Lam Director, Co-Chief Executive Officer Other type of transaction at price $ 0.00 per share. 08 Dec 2017 1,664,054 1,664,054 (5%) 5% 0 Common Stock
Thomas S. Lam Director, Co-Chief Executive Officer Other type of transaction at price $ 0.00 per share. 08 Dec 2017 1,563,763 1,563,763 (4%) 4% 0 Common Stock
Thomas S. Lam Director, Co-Chief Executive Officer Other type of transaction at price $ 0.00 per share. 08 Dec 2017 68,317 68,317 - - Warrants to purchase Common Stock
Thomas S. Lam Director, Co-Chief Executive Officer Other type of transaction at price $ 0.00 per share. 08 Dec 2017 34,159 34,158 - - Warrants to purchase Common Stock
Thomas S. Lam Director, Co-Chief Executive Officer Other type of transaction at price $ 0.00 per share. 08 Dec 2017 55,337 55,337 - - Warrants to purchase Common Stock
Warren Hosseinion Director, Chief Executive Officer, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Apr 2017 23,363 23,363 - - Stock Option (right to buy)
Warren Hosseinion Director, Chief Executive Officer, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Apr 2017 6,637 6,637 - - Stock Option (right to buy)
Adrian Vazquez Chief Medical Officer, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Apr 2017 10,000 10,000 - - Stock Option (right to buy)
Gary M. Augusta Director, Chairman of the Board Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Apr 2017 15,000 15,000 - - Stock Option (right to buy)
Mihir Shah Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Apr 2017 10,000 10,000 - - Stock Option (right to buy)
Mihir Shah Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Nov 2016 50,000 50,000 - - Stock Option (right to buy)
Warren Hosseinion Director, Chief Executive Officer, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Sep 2016 93,500 93,500 - - Stock Option (right to buy)
Suresh T. Nihalani None Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Sep 2016 20,000 20,000 - - Stock Option (right to buy)
Suresh T. Nihalani None Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Sep 2016 20,000 20,000 - - Stock Option (right to buy)
Adrian Vazquez Chief Medical Officer, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Sep 2016 23,400 23,400 - - Stock Option (right to buy)
Gary M. Augusta Director, Executive Chairman Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Sep 2016 93,500 93,500 - - Stock Option (right to buy)
David Schmidt None Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Sep 2016 20,000 20,000 - - Stock Option (right to buy)
David Schmidt None Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Sep 2016 20,000 20,000 - - Stock Option (right to buy)
Mark Fawcett None Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Sep 2016 20,000 20,000 - - Common Stock
Mark Fawcett None Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Sep 2016 15,000 15,000 - - Stock Option (right to buy)
Edward Schreck None Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Sep 2016 20,000 20,000 - - Stock Option (right to buy)
Edward Schreck None Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Sep 2016 20,000 20,000 - - Stock Option (right to buy)
Thomas S. Lam None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 30 Mar 2016 555,555 555,555 - - Series B Preferred Stock
Thomas S. Lam None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 30 Mar 2016 555,555 1,666,666 - - Warrants to purchase Common Stock
Mitch Creem Director, Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Jan 2015 500 500 - - Option
Mitch Creem Director, Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Jan 2015 500 500 - - Option
Mitch Creem Director, Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Jan 2015 500 500 - - Option
Gary M. Augusta Director, Executive Chairman Other type of transaction at price $ 0.00 per share. 30 Apr 2013 100,000 1,659,457 - - Common Stock
Noel DeWinter Chief Financial Officer 31 Jan 2010 250,000 250,000 - - Common Stock, par value $.001 per share
Suresh T. Nihalani None 31 Jan 2010 400,000 400,000 - - Common Stock, par value $.001 per share
Bradley S. Shepherd Ten Percent Owner Sale of securities on an exchange or to another person at price $ 0.00 per share. 20 May 2005 1,800,000 10,200,000 - - Common Stock
*All Values are in $ Million
Client Category: Promoter/ KMP/ Director / Immediate Relatives / Employee / etc  
Security Type: Share/ Warrants / Convertible Debentures
Data as reported to USA Exchanges
View All The Insider Trades disclosures
Screeners based on Insider Trading and SAST parameters