Board Meeting
The next board meeting for Alpine Immune Sciences Inc is on 20 Mar 2025 for the purpose of Alpine Immune Sciences Inc Annual Report for 2024 See details


Insider Trading disclosures for Alpine Immune Sciences Inc

The latest disclosure was made by Robert E. Conway in Alpine Immune Sciences Inc where a trade of 2,868 Stock Option (Right to buy) done was reported to US exchanges on May 20, 2024.

Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company. A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).

Client Name Client Category Action Reported to Exchange Quantity Post Transaction Holding Traded % Avg. Price Value Security Type
Robert E. Conway Director Sale or transfer of securities back to the company at price $ 0.00 per share. 20 May 2024 2,868 0 - - Stock Option (Right to buy)
Robert E. Conway Director Sale or transfer of securities back to the company at price $ 0.00 per share. 20 May 2024 50,000 0 (0%) 0% - Common Stock
Robert E. Conway Director Sale or transfer of securities back to the company at price $ 0.00 per share. 20 May 2024 17,500 0 - - Stock Option (Right to buy)
Robert E. Conway Director Sale or transfer of securities back to the company at price $ 0.00 per share. 20 May 2024 10,000 0 - - Stock Option (Right to buy)
Robert E. Conway Director Sale or transfer of securities back to the company at price $ 0.00 per share. 20 May 2024 10,000 0 - - Stock Option (Right to buy)
Robert E. Conway Director Sale or transfer of securities back to the company at price $ 0.00 per share. 20 May 2024 7,650 0 - - Stock Option (Right to buy)
Robert E. Conway Director Sale or transfer of securities back to the company at price $ 0.00 per share. 20 May 2024 7,650 0 - - Stock Option (Right to buy)
Robert E. Conway Director Sale or transfer of securities back to the company at price $ 0.00 per share. 20 May 2024 7,650 0 - - Stock Option (Right to buy)
Robert E. Conway Director Sale or transfer of securities back to the company at price $ 0.00 per share. 20 May 2024 7,650 0 - - Stock Option (Right to buy)
Robert E. Conway Director Sale or transfer of securities back to the company at price $ 0.00 per share. 20 May 2024 1,912 0 - - Stock Option (Right to buy)
Robert E. Conway Director Sale or transfer of securities back to the company at price $ 0.00 per share. 20 May 2024 3,075 0 - - Stock Option (Right to buy)
Paul Rickey See Remarks Sale or transfer of securities back to the company at price $ 0.00 per share. 20 May 2024 137 0 - - Stock Option (Right to buy)
Paul Rickey See Remarks Sale or transfer of securities back to the company at price $ 0.00 per share. 20 May 2024 143 0 - - Stock Option (Right to buy)
Paul Rickey See Remarks Sale or transfer of securities back to the company at price $ 0.00 per share. 20 May 2024 1,214 0 - - Stock Option (Right to buy)
Paul Rickey See Remarks Sale or transfer of securities back to the company at price $ 0.00 per share. 20 May 2024 112,945 0 - - Stock Option (Right to buy)
Paul Rickey See Remarks Sale or transfer of securities back to the company at price $ 0.00 per share. 20 May 2024 112,500 0 - - Stock Option (Right to buy)
Paul Rickey See Remarks Sale or transfer of securities back to the company at price $ 0.00 per share. 20 May 2024 108,999 0 - - Stock Option (Right to buy)
Paul Rickey See Remarks Sale or transfer of securities back to the company at price $ 0.00 per share. 20 May 2024 78,000 0 - - Stock Option (Right to buy)
Paul Rickey See Remarks Sale or transfer of securities back to the company at price $ 0.00 per share. 20 May 2024 26,761 31,200 (0%) 0% - Common Stock
Paul Rickey See Remarks Sale or transfer of securities back to the company at price $ 0.00 per share. 20 May 2024 31,200 0 (0%) 0% - Common Stock
Paul Rickey See Remarks Sale or transfer of securities back to the company at price $ 0.00 per share. 20 May 2024 836 0 - - Stock Option (Right to buy)
Christopher Peetz Director Sale or transfer of securities back to the company at price $ 0.00 per share. 20 May 2024 7,650 0 - - Stock Option (Right to buy)
Christopher Peetz Director Sale or transfer of securities back to the company at price $ 0.00 per share. 20 May 2024 17,500 0 - - Stock Option (Right to buy)
Christopher Peetz Director Sale or transfer of securities back to the company at price $ 0.00 per share. 20 May 2024 10,000 0 - - Stock Option (Right to buy)
Christopher Peetz Director Sale or transfer of securities back to the company at price $ 0.00 per share. 20 May 2024 10,000 0 - - Stock Option (Right to buy)
Christopher Peetz Director Sale or transfer of securities back to the company at price $ 0.00 per share. 20 May 2024 7,650 0 - - Stock Option (Right to buy)
Christopher Peetz Director Sale or transfer of securities back to the company at price $ 0.00 per share. 20 May 2024 7,650 0 - - Stock Option (Right to buy)
Christopher Peetz Director Sale or transfer of securities back to the company at price $ 0.00 per share. 20 May 2024 7,650 0 - - Stock Option (Right to buy)
Christopher Peetz Director Sale or transfer of securities back to the company at price $ 0.00 per share. 20 May 2024 1,900 0 (0%) 0% - Common Stock
Stanford Peng See Remarks Sale or transfer of securities back to the company at price $ 0.00 per share. 20 May 2024 48,000 0 (0%) 0% - Common Stock
Stanford Peng See Remarks Sale or transfer of securities back to the company at price $ 0.00 per share. 20 May 2024 150,000 0 - - Stock Option (Right to buy)
Stanford Peng See Remarks Sale or transfer of securities back to the company at price $ 0.00 per share. 20 May 2024 215,000 0 - - Stock Option (Right to buy)
Stanford Peng See Remarks Sale or transfer of securities back to the company at price $ 0.00 per share. 20 May 2024 142,975 0 - - Stock Option (Right to buy)
Stanford Peng See Remarks Sale or transfer of securities back to the company at price $ 0.00 per share. 20 May 2024 81,088 0 - - Stock Option (Right to buy)
Stanford Peng See Remarks Sale or transfer of securities back to the company at price $ 0.00 per share. 20 May 2024 50,000 0 - - Stock Option (Right to buy)
Stanford Peng See Remarks Sale or transfer of securities back to the company at price $ 0.00 per share. 20 May 2024 71,874 0 - - Stock Option (Right to buy)
Stanford Peng See Remarks Sale or transfer of securities back to the company at price $ 0.00 per share. 20 May 2024 236,623 0 - - Stock Option (Right to buy)
Stanford Peng See Remarks Sale or transfer of securities back to the company at price $ 0.00 per share. 20 May 2024 42,407 0 - - Stock Option (Right to buy)
Stanford Peng See Remarks Sale or transfer of securities back to the company at price $ 0.00 per share. 20 May 2024 296,163 48,000 (0%) 1% - Common Stock
Stanford Peng See Remarks Sale or transfer of securities back to the company at price $ 0.00 per share. 20 May 2024 120,000 0 - - Stock Option (Right to buy)
Natasha A. Hernday Director Sale or transfer of securities back to the company at price $ 0.00 per share. 20 May 2024 7,650 0 - - Stock Option (Right to buy)
Natasha A. Hernday Director Sale or transfer of securities back to the company at price $ 0.00 per share. 20 May 2024 10,000 0 - - Stock Option (Right to buy)
Natasha A. Hernday Director Sale or transfer of securities back to the company at price $ 0.00 per share. 20 May 2024 10,000 0 - - Stock Option (Right to buy)
Natasha A. Hernday Director Sale or transfer of securities back to the company at price $ 0.00 per share. 20 May 2024 17,500 0 - - Stock Option (Right to buy)
Natasha A. Hernday Director Sale or transfer of securities back to the company at price $ 0.00 per share. 20 May 2024 15,000 0 - - Stock Option (Right to buy)
Jorn Drappa Director Sale or transfer of securities back to the company at price $ 0.00 per share. 20 May 2024 10,000 0 - - Stock Option (Right to buy)
Jorn Drappa Director Sale or transfer of securities back to the company at price $ 0.00 per share. 20 May 2024 17,500 0 - - Stock Option (Right to buy)
Jorn Drappa Director Sale or transfer of securities back to the company at price $ 0.00 per share. 20 May 2024 20,000 0 - - Stock Option (Right to buy)
Remy Durand Chief Business Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 20 May 2024 78,000 0 - - Stock Option (Right to buy)
Remy Durand Chief Business Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 20 May 2024 102,192 31,200 (0%) 0% - Common Stock
Remy Durand Chief Business Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 20 May 2024 31,200 0 (0%) 0% - Common Stock
Remy Durand Chief Business Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 20 May 2024 2,635 0 - - Stock Option (Right to buy)
Remy Durand Chief Business Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 20 May 2024 26,922 0 - - Stock Option (Right to buy)
Remy Durand Chief Business Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 20 May 2024 70,155 0 - - Stock Option (Right to buy)
Remy Durand Chief Business Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 20 May 2024 112,500 0 - - Stock Option (Right to buy)
Remy Durand Chief Business Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 20 May 2024 109,000 0 - - Stock Option (Right to buy)
U. Martin Fuhs Chief Accounting Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 20 May 2024 7,300 0 (0%) 0% - Common Stock
U. Martin Fuhs Chief Accounting Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 20 May 2024 22,820 7,300 (0%) 0% - Common Stock
U. Martin Fuhs Chief Accounting Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 20 May 2024 14,600 0 - - Stock Option (Right to buy)
U. Martin Fuhs Chief Accounting Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 20 May 2024 28,700 0 - - Stock Option (Right to buy)
U. Martin Fuhs Chief Accounting Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 20 May 2024 52,180 0 - - Stock Option (Right to buy)
James N. Topper Director Sale or transfer of securities back to the company at price $ 0.00 per share. 18 May 2024 7,650 0 - - Stock Option (Right to buy)
James N. Topper Director Sale or transfer of securities back to the company at price $ 0.00 per share. 18 May 2024 7,650 0 - - Stock Option (Right to buy)
James N. Topper Director Sale or transfer of securities back to the company at price $ 0.00 per share. 18 May 2024 7,650 0 - - Stock Option (Right to buy)
James N. Topper Director Sale or transfer of securities back to the company at price $ 0.00 per share. 18 May 2024 7,650 0 - - Stock Option (Right to buy)
James N. Topper Director 18 May 2024 2,829,347 0 (0%) 15% - Common Stock
James N. Topper Director Sale or transfer of securities back to the company at price $ 0.00 per share. 18 May 2024 17,500 0 - - Stock Option (Right to buy)
James N. Topper Director Sale or transfer of securities back to the company at price $ 0.00 per share. 18 May 2024 10,000 0 - - Stock Option (Right to buy)
James N. Topper Director Sale or transfer of securities back to the company at price $ 0.00 per share. 18 May 2024 10,000 0 - - Stock Option (Right to buy)
Peter A. Thompson Director 18 May 2024 264,315 0 (0%) 1% - Common Stock
Peter A. Thompson Director 18 May 2024 2,416,181 0 (0%) 12% - Common Stock
Peter A. Thompson Director Sale or transfer of securities back to the company at price $ 0.00 per share. 18 May 2024 17,500 0 - - Stock Option (Right to buy)
Peter A. Thompson Director Sale or transfer of securities back to the company at price $ 0.00 per share. 18 May 2024 10,000 0 - - Stock Option (Right to buy)
Peter A. Thompson Director Sale or transfer of securities back to the company at price $ 0.00 per share. 18 May 2024 10,000 0 - - Stock Option (Right to buy)
Peter A. Thompson Director Sale or transfer of securities back to the company at price $ 0.00 per share. 18 May 2024 7,650 0 - - Stock Option (Right to buy)
Peter A. Thompson Director Sale or transfer of securities back to the company at price $ 0.00 per share. 18 May 2024 7,650 0 - - Stock Option (Right to buy)
Peter A. Thompson Director Sale or transfer of securities back to the company at price $ 0.00 per share. 18 May 2024 7,650 0 - - Stock Option (Right to buy)
Peter A. Thompson Director Sale or transfer of securities back to the company at price $ 0.00 per share. 18 May 2024 7,650 0 - - Stock Option (Right to buy)
Mitchell H. Gold Director, Executive Chairman and CEO Sale or transfer of securities back to the company at price $ 0.00 per share. 18 May 2024 208,916 0 - - Stock Option (Right to buy)
Mitchell H. Gold Director, Executive Chairman and CEO Sale or transfer of securities back to the company at price $ 0.00 per share. 18 May 2024 200,000 0 - - Stock Option (Right to buy)
Mitchell H. Gold Director, Executive Chairman and CEO Sale or transfer of securities back to the company at price $ 0.00 per share. 18 May 2024 270,000 0 - - Stock Option (Right to buy)
Mitchell H. Gold Director, Executive Chairman and CEO Sale or transfer of securities back to the company at price $ 0.00 per share. 18 May 2024 255,000 0 - - Stock Option (Right to buy)
Mitchell H. Gold Director, Executive Chairman and CEO Sale or transfer of securities back to the company at price $ 0.00 per share. 18 May 2024 215,000 0 - - Stock Option (Right to buy)
Mitchell H. Gold Director, Executive Chairman and CEO Sale or transfer of securities back to the company at price $ 0.00 per share. 18 May 2024 336,755 0 - - Stock Option (Right to buy)
Mitchell H. Gold Director, Executive Chairman and CEO Sale or transfer of securities back to the company at price $ 0.00 per share. 18 May 2024 240,000 0 - - Stock Option (Right to buy)
Mitchell H. Gold Director, Executive Chairman and CEO Sale or transfer of securities back to the company at price $ 0.00 per share. 18 May 2024 96,000 0 (0%) 0% - Common Stock
Mitchell H. Gold Director, Executive Chairman and CEO Sale or transfer of securities back to the company at price $ 0.00 per share. 18 May 2024 70,000 0 - - Stock Option (Right to buy)
Mitchell H. Gold Director, Executive Chairman and CEO Sale or transfer of securities back to the company at price $ 0.00 per share. 18 May 2024 247,951 0 - - Stock Option (Right to buy)
Mitchell H. Gold Director, Executive Chairman and CEO 18 May 2024 2,627,157 0 (0%) 14% - Common Stock
Mitchell H. Gold Director, Executive Chairman and CEO Sale or transfer of securities back to the company at price $ 0.00 per share. 18 May 2024 13,245 96,000 (0%) 0% - Common Stock
Mitchell H. Gold Director, Executive Chairman and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 7.55 per share. 08 May 2024 13,245 109,245 (0%) 0% 7.6 100,000 Common Stock
Mitchell H. Gold Director, Executive Chairman and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 May 2024 13,245 336,755 - - Stock Option (Right to buy)
Stanford Peng See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 May 2024 7,025 142,975 - - Stock Option (Right to buy)
Stanford Peng See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.33 per share. 08 May 2024 13,377 344,163 (1%) 0% 6.3 84,676 Common Stock
Stanford Peng See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.23 per share. 08 May 2024 26,912 330,786 (1%) 0% 3.2 86,926 Common Stock
Stanford Peng See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 11.31 per share. 08 May 2024 22,593 303,874 (1%) 0% 11.3 255,527 Common Stock
Stanford Peng See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.65 per share. 08 May 2024 161,492 281,281 (1%) 0% 0.7 104,970 Common Stock
Stanford Peng See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.65 per share. 08 May 2024 37,267 119,789 (0%) 0% 0.7 24,224 Common Stock
Stanford Peng See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.51 per share. 08 May 2024 3,126 82,522 (0%) 0% 6.5 20,350 Common Stock
Stanford Peng See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 13.20 per share. 08 May 2024 7,025 79,396 (0%) 0% 13.2 92,730 Common Stock
Stanford Peng See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 May 2024 13,377 236,623 - - Stock Option (Right to buy)
Stanford Peng See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 May 2024 26,912 81,088 - - Stock Option (Right to buy)
Stanford Peng See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 May 2024 22,593 42,407 - - Stock Option (Right to buy)
Stanford Peng See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 May 2024 161,492 0 - - Stock Option (Right to buy)
Stanford Peng See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 May 2024 37,267 0 - - Stock Option (Right to buy)
Stanford Peng See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 May 2024 3,126 71,874 - - Stock Option (Right to buy)
Remy Durand Chief Business Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 May 2024 38,078 26,922 - - Stock Option (Right to buy)
Remy Durand Chief Business Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 May 2024 25,000 0 - - Stock Option (Right to buy)
Remy Durand Chief Business Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 May 2024 9,845 70,155 - - Stock Option (Right to buy)
Remy Durand Chief Business Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.76 per share. 08 May 2024 10,000 133,392 (0%) 0% 4.8 47,600 Common Stock
Remy Durand Chief Business Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.23 per share. 08 May 2024 38,078 123,392 (0%) 0% 3.2 122,992 Common Stock
Remy Durand Chief Business Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.09 per share. 08 May 2024 12,365 85,314 (0%) 0% 4.1 50,573 Common Stock
Remy Durand Chief Business Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.51 per share. 08 May 2024 25,000 72,949 (0%) 0% 6.5 162,750 Common Stock
Remy Durand Chief Business Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 13.20 per share. 08 May 2024 9,845 47,949 (0%) 0% 13.2 129,954 Common Stock
Remy Durand Chief Business Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 May 2024 10,000 0 - - Stock Option (Right to buy)
Remy Durand Chief Business Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 May 2024 12,365 2,635 - - Stock Option (Right to buy)
U. Martin Fuhs Chief Accounting Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 May 2024 22,820 52,180 - - Stock Option (Right to buy)
U. Martin Fuhs Chief Accounting Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 12.07 per share. 08 May 2024 22,820 30,120 (0%) 0% 12.1 275,437 Common Stock
Paul Rickey See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 07 May 2024 398 137 - - Stock Option (Right to buy)
Paul Rickey See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 07 May 2024 164 836 - - Stock Option (Right to buy)
Paul Rickey See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 07 May 2024 857 143 - - Stock Option (Right to buy)
Paul Rickey See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 07 May 2024 7,055 112,945 - - Stock Option (Right to buy)
Paul Rickey See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.02 per share. 07 May 2024 398 57,961 (0%) 0% 5.0 1,998 Common Stock
Paul Rickey See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.23 per share. 07 May 2024 18,286 57,563 (0%) 0% 3.2 59,064 Common Stock
Paul Rickey See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 11.31 per share. 07 May 2024 164 39,277 (0%) 0% 11.3 1,855 Common Stock
Paul Rickey See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.51 per share. 07 May 2024 857 39,113 (0%) 0% 6.5 5,579 Common Stock
Paul Rickey See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 13.20 per share. 07 May 2024 7,055 38,256 (0%) 0% 13.2 93,126 Common Stock
Paul Rickey See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 8.00 per share. 07 May 2024 1 31,201 (0%) 0% 8 8 Common Stock
Paul Rickey See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 07 May 2024 18,286 1,214 - - Stock Option (Right to buy)
Paul Rickey See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 07 May 2024 1 108,999 - - Stock Option (Right to buy)
James N. Topper Director Sale of securities on an exchange or to another person at price $ 64.58 per share. 25 Apr 2024 19 2,829,347 (15%) 0% 64.6 1,227 Common Stock
James N. Topper Director 25 Apr 2024 1,200,000 2,829,366 (15%) 6% 0.0 1,200 Common Stock
James N. Topper Director 25 Apr 2024 1,200,000 0 - - Warrant (Right to Buy)
Rickey Paul See Remarks Sale of securities on an exchange or to another person at price $ 22.00 per share. 25 Jan 2024 236 0 (0%) 0% 22 5,192 Common Stock
Rickey Paul See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 25 Jan 2024 73,764 1,000 - - Stock Option (Right to buy)
Paul Rickey See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 25 Jan 2024 236 74,764 - - Stock Option (Right to buy)
Rickey Paul See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.51 per share. 25 Jan 2024 236 236 (0%) 0% 6.5 1,536 Common Stock
Paul Rickey See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 25 Jan 2024 44,000 1,000 - - Stock Option (Right to buy)
Rickey Paul See Remarks Sale of securities on an exchange or to another person at price $ 22.31 per share. 25 Jan 2024 73,764 0 (0%) 0% 22.3 1,645,830 Common Stock
Paul Rickey See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.51 per share. 25 Jan 2024 73,764 73,764 (0%) 0% 6.5 480,204 Common Stock
Paul Rickey See Remarks Sale of securities on an exchange or to another person at price $ 25.00 per share. 25 Jan 2024 44,000 0 (0%) 0% 25 1,100,000 Common Stock
Paul Rickey See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 11.31 per share. 25 Jan 2024 44,000 44,000 (0%) 0% 11.3 497,640 Common Stock
A. Peter Thompson Director 11 Jan 2024 145,251 0 - - Warrant (Right to Buy)
A. Peter Thompson Director 11 Jan 2024 145,251 2,416,181 (12%) 0% 12.7 1,850,498 Common Stock
Peng Stanford See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Jan 2024 48,000 72,371 (0%) 0% 0 Common Stock
Mitchell H. Gold Director, Executive Chairman and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Jan 2024 240,000 240,000 - - Stock Option (Right to buy)
Remy Durand Chief Business Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Jan 2024 31,200 38,104 (0%) 0% 0 Common Stock
Remy Durand Chief Business Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Jan 2024 78,000 78,000 - - Stock Option (Right to buy)
Gold Mitchell H. Director, Executive Chairman and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Jan 2024 96,000 96,000 (0%) 0% 0 Common Stock
Rickey Paul See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Jan 2024 78,000 78,000 - - Stock Option (Right to buy)
Rickey Paul See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Jan 2024 31,200 31,200 (0%) 0% 0 Common Stock
Peng Stanford See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Jan 2024 120,000 120,000 - - Stock Option (Right to buy)
E. Robert Conway Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2024 17,500 17,500 - - Stock Option (Right to buy)
James Topper N. Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2024 17,500 17,500 - - Stock Option (Right to buy)
Jorn Drappa Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2024 17,500 17,500 - - Stock Option (Right to buy)
A. Peter Thompson Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2024 17,500 17,500 - - Stock Option (Right to buy)
Peetz Christopher Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2024 17,500 17,500 - - Stock Option (Right to buy)
A. Hernday Natasha Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2024 17,500 17,500 - - Stock Option (Right to buy)
H. Gold Mitchell Director, Executive Chairman and CEO Sale of securities on an exchange or to another person at price $ 20.04 per share. 28 Dec 2023 1,016 0 (0%) 0% 20.0 20,362 Common Stock
Gold H. Mitchell Director, Executive Chairman and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 28 Dec 2023 1,016 247,951 - - Stock Option (Right to buy)
Gold Mitchell H. Director, Executive Chairman and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 28 Dec 2023 74,441 0 - - Warrant (right to buy)
Gold Mitchell H. Director, Executive Chairman and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 19.65 per share. 28 Dec 2023 48,264 2,627,157 (14%) 0% 19.7 948,388 Common Stock
H. Gold Mitchell Director, Executive Chairman and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.65 per share. 28 Dec 2023 1,016 1,016 (0%) 0% 0.6 660 Common Stock
Gold Mitchell H. Director, Executive Chairman and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 12.74 per share. 28 Dec 2023 74,441 2,675,421 (14%) 0% 12.7 948,378 Common Stock
Thompson A. Peter Director Sale of securities on an exchange or to another person at price $ 19.96 per share. 27 Dec 2023 18,922 406,609 (2%) 0% 20.0 377,683 Common Stock
Thompson A. Peter Director Sale of securities on an exchange or to another person at price $ 19.82 per share. 27 Dec 2023 26,872 3,466,613 (18%) 0% 19.8 532,603 Common Stock
Thompson Peter A. Director Sale of securities on an exchange or to another person at price $ 18.32 per share. 27 Dec 2023 139,166 264,315 (1%) 0% 18.3 2,549,521 Common Stock
Thompson A. Peter Director Sale of securities on an exchange or to another person at price $ 18.32 per share. 27 Dec 2023 1,195,683 2,270,930 (12%) 6% 18.3 21,904,913 Common Stock
A. Thompson Peter Director Sale of securities on an exchange or to another person at price $ 19.82 per share. 27 Dec 2023 3,128 403,481 (2%) 0% 19.8 61,997 Common Stock
Peter Thompson A. Director Sale of securities on an exchange or to another person at price $ 19.96 per share. 27 Dec 2023 162,576 3,493,485 (18%) 0% 20.0 3,245,017 Common Stock
Gold Mitchell H. Director, Executive Chairman and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.45 per share. 22 Dec 2023 37,825 37,825 (0%) 0% 0.4 17,021 Common Stock
H. Gold Mitchell Director, Executive Chairman and CEO Sale of securities on an exchange or to another person at price $ 20.04 per share. 22 Dec 2023 29,573 0 (0%) 0% 20.0 592,717 Common Stock
Gold Mitchell H. Director, Executive Chairman and CEO Sale of securities on an exchange or to another person at price $ 20.22 per share. 22 Dec 2023 24,486 0 (0%) 0% 20.2 495,217 Common Stock
Mitchell H. Gold Director, Executive Chairman and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.65 per share. 22 Dec 2023 29,573 29,573 (0%) 0% 0.6 19,222 Common Stock
H. Gold Mitchell Director, Executive Chairman and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.45 per share. 22 Dec 2023 2,402 2,402 (0%) 0% 0.5 1,081 Common Stock
Mitchell H. Gold Director, Executive Chairman and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 22 Dec 2023 22,084 278,540 - - Stock Option (Right to buy)
Mitchell H. Gold Director, Executive Chairman and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 22 Dec 2023 29,573 248,967 - - Stock Option (Right to buy)
H. Gold Mitchell Director, Executive Chairman and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 22 Dec 2023 37,825 2,402 - - Stock Option (Right to buy)
Gold Mitchell H. Director, Executive Chairman and CEO Sale of securities on an exchange or to another person at price $ 20.43 per share. 22 Dec 2023 37,825 0 (0%) 0% 20.4 772,595 Common Stock
H. Gold Mitchell Director, Executive Chairman and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.65 per share. 22 Dec 2023 22,084 24,486 (0%) 0% 0.7 14,355 Common Stock
H. Mitchell Gold Director, Executive Chairman and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 22 Dec 2023 2,402 0 - - Stock Option (Right to buy)
Paul Rickey See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.02 per share. 19 Dec 2023 15,213 15,213 (0%) 0% 5.0 76,369 Common Stock
Paul Rickey See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 19 Dec 2023 15,213 535 - - Stock Option (Right to buy)
Mitchell Gold H. Director, Executive Chairman and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 19 Dec 2023 2,402 40,227 - - Stock Option (Right to buy)
Paul Rickey See Remarks Sale of securities on an exchange or to another person at price $ 19.21 per share. 19 Dec 2023 15,213 0 (0%) 0% 19.2 292,222 Common Stock
Mitchell Gold H. Director, Executive Chairman and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.45 per share. 19 Dec 2023 2,402 2,402 (0%) 0% 0.5 1,081 Common Stock
Gold H. Mitchell Director, Executive Chairman and CEO Sale of securities on an exchange or to another person at price $ 20.01 per share. 19 Dec 2023 2,402 0 (0%) 0% 20.0 48,064 Common Stock
Paul Rickey See Remarks Sale of securities on an exchange or to another person at price $ 19.00 per share. 14 Dec 2023 11,600 0 (0%) 0% 19.0 220,406 Common Stock
Paul Rickey See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.02 per share. 14 Dec 2023 1,800 1,800 (0%) 0% 5.0 9,036 Common Stock
Rickey Paul See Remarks Sale of securities on an exchange or to another person at price $ 19.00 per share. 14 Dec 2023 1,800 0 (0%) 0% 19.0 34,203 Common Stock
Paul Rickey See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.02 per share. 14 Dec 2023 45,387 45,387 (0%) 0% 5.0 227,843 Common Stock
Paul Rickey See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.02 per share. 14 Dec 2023 11,600 11,600 (0%) 0% 5.0 58,232 Common Stock
Rickey Paul See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 Dec 2023 1,800 15,748 - - Stock Option (Right to buy)
Paul Rickey See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 Dec 2023 45,387 17,548 - - Stock Option (Right to buy)
Paul Rickey See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 Dec 2023 11,600 62,935 - - Stock Option (Right to buy)
Rickey Paul See Remarks Sale of securities on an exchange or to another person at price $ 19.09 per share. 14 Dec 2023 45,387 0 (0%) 0% 19.1 866,383 Common Stock
James N. Topper Director 11 Dec 2023 145,251 1,629,366 (8%) 0% 12.7 1,850,498 Common Stock
N. Topper James Director 11 Dec 2023 145,251 0 - - Warrant (Right to Buy)
Gold H. Mitchell Director, Executive Chairman and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.45 per share. 08 Dec 2023 8,613 8,613 (0%) 0% 0.5 3,876 Common Stock
Gold H. Mitchell Director, Executive Chairman and CEO Sale of securities on an exchange or to another person at price $ 17.26 per share. 08 Dec 2023 68,870 32,450 (0%) 0% 17.3 1,189,027 Common Stock
Gold H. Mitchell Director, Executive Chairman and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 Dec 2023 8,613 42,629 - - Stock Option (Right to buy)
Mitchell Gold H. Director, Executive Chairman and CEO Sale of securities on an exchange or to another person at price $ 17.32 per share. 08 Dec 2023 8,613 0 (0%) 0% 17.3 149,138 Common Stock
Mitchell Gold H. Director, Executive Chairman and CEO Sale of securities on an exchange or to another person at price $ 17.32 per share. 08 Dec 2023 32,450 0 (0%) 0% 17.3 561,888 Common Stock
H. Gold Mitchell Director, Executive Chairman and CEO Sale of securities on an exchange or to another person at price $ 17.08 per share. 08 Dec 2023 8,067 101,320 (0%) 0% 17.1 137,784 Common Stock
Paul Rickey See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.23 per share. 04 Dec 2023 63,947 63,947 (0%) 0% 3.2 206,549 Common Stock
Paul Rickey See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 04 Dec 2023 63,947 26,364 - - Stock Option (Right to buy)
Paul Rickey See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 04 Dec 2023 418 25,946 - - Stock Option (Right to buy)
Paul Rickey See Remarks Sale of securities on an exchange or to another person at price $ 16.06 per share. 04 Dec 2023 63,947 0 (0%) 0% 16.1 1,026,887 Common Stock
Paul Rickey See Remarks Sale of securities on an exchange or to another person at price $ 16.01 per share. 04 Dec 2023 418 0 (0%) 0% 16.0 6,694 Common Stock
Rickey Paul See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.23 per share. 04 Dec 2023 6,446 6,446 (0%) 0% 3.2 20,821 Common Stock
Rickey Paul See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.23 per share. 04 Dec 2023 418 418 (0%) 0% 3.2 1,350 Common Stock
Rickey Paul See Remarks Sale of securities on an exchange or to another person at price $ 16.08 per share. 04 Dec 2023 6,446 0 (0%) 0% 16.1 103,650 Common Stock
Paul Rickey See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 04 Dec 2023 6,446 19,500 - - Stock Option (Right to buy)
Andrew Seth Sandler Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Jan 2023 50,000 50,000 - - Stock Option (Right to buy)
Mitchell H. Gold Director, Executive Chairman and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Jan 2023 350,000 350,000 - - Stock Option (Right to buy)
Paul Rickey See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Jan 2023 109,000 109,000 - - Stock Option (Right to buy)
Stanford Peng See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Jan 2023 150,000 150,000 - - Stock Option (Right to buy)
James N. Topper Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jan 2023 10,000 10,000 - - Stock Option (Right to buy)
Peter A. Thompson Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jan 2023 10,000 10,000 - - Stock Option (Right to buy)
Robert E. Conway Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jan 2023 10,000 10,000 - - Stock Option (Right to buy)
Christopher Peetz Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jan 2023 10,000 10,000 - - Stock Option (Right to buy)
Natasha A. Hernday Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jan 2023 10,000 10,000 - - Stock Option (Right to buy)
Jorn Drappa Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jan 2023 10,000 10,000 - - Stock Option (Right to buy)
Jorn Drappa Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Jul 2022 20,000 20,000 - - Stock Option (Right to buy)
Jay Venkatesan Director, Ten Percent Owner Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Jul 2022 20,063 70,000 - - Stock Option (Right to buy)
Jay Venkatesan Director, Ten Percent Owner Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.45 per share. 15 Jul 2022 20,063 238,126 (1%) 0% 0.4 9,028 Common Stock
Mitchell H. Gold Director, Executive Chairman and CEO, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Jan 2022 215,000 215,000 - - Stock Option (Right to buy)
Paul Rickey Senior VP and CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Jan 2022 112,500 112,500 - - Stock Option (Right to buy)
Stanford Peng See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Jan 2022 215,000 215,000 - - Stock Option (Right to buy)
James N. Topper Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jan 2022 10,000 10,000 - - Stock Option (Right to buy)
Peter A. Thompson Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jan 2022 10,000 10,000 - - Stock Option (Right to buy)
Robert E. Conway Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jan 2022 10,000 10,000 - - Stock Option (Right to buy)
Christopher Peetz Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jan 2022 10,000 10,000 - - Stock Option (Right to buy)
Jay Venkatesan Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jan 2022 10,000 10,000 - - Stock Option (Right to buy)
Natasha A. Hernday Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jan 2022 10,000 10,000 - - Stock Option (Right to buy)
Robert E. Conway Director Purchase of securities on an exchange or from another person at price $ 10.08 per share. 23 Sep 2021 15,000 50,000 (0%) 0% 10.1 151,154 Common Stock
Christopher Peetz Director Purchase of securities on an exchange or from another person at price $ 10.17 per share. 23 Sep 2021 1,900 1,900 (0%) 0% 10.2 19,323 Common Stock
Robert E. Conway Director Purchase of securities on an exchange or from another person at price $ 9.80 per share. 21 Sep 2021 10,000 35,000 (0%) 0% 9.8 97,966 Common Stock
Peter A. Thompson Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 9.40 per share. 17 Sep 2021 425,531 425,531 (2%) 2% 9.4 3,999,991 Common Stock
Peter A. Thompson Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 9.40 per share. 17 Sep 2021 585,106 3,656,061 (19%) 3% 9.4 5,499,996 Common Stock
Mitchell H. Gold Director, Executive Chairman and CEO, Ten Percent Owner Sale of securities on an exchange or to another person at price $ 9.40 per share. 17 Sep 2021 400,000 2,600,980 (13%) 2% 9.4 3,760,000 Common Stock
Mitchell H. Gold Director, Executive Chairman and CEO, Ten Percent Owner Sale of securities on an exchange or to another person at price $ 10.01 per share. 17 Sep 2021 45,262 109,387 (0%) 0% 10.0 452,964 Common Stock
Jay Venkatesan Director, Ten Percent Owner Sale of securities on an exchange or to another person at price $ 9.40 per share. 17 Sep 2021 400,000 2,600,980 (13%) 2% 9.4 3,760,000 Common Stock
Mitchell H. Gold Director, Executive Chairman and CEO, Ten Percent Owner Sale of securities on an exchange or to another person at price $ 10.00 per share. 15 Sep 2021 6,768 154,649 (0%) 0% 10.0 67,696 Common Stock
Mitchell H. Gold Director, Executive Chairman and CEO, Ten Percent Owner Sale of securities on an exchange or to another person at price $ 10.00 per share. 15 Sep 2021 3,484 161,417 (0%) 0% 10 34,840 Common Stock
Mitchell H. Gold Director, Executive Chairman and CEO, Ten Percent Owner Sale of securities on an exchange or to another person at price $ 10.01 per share. 25 Jun 2021 9,473 168,380 (0%) 0% 10.0 94,865 Common Stock
Mitchell H. Gold Director, Executive Chairman and CEO, Ten Percent Owner Sale of securities on an exchange or to another person at price $ 10.00 per share. 25 Jun 2021 3,479 164,901 (0%) 0% 10.0 34,792 Common Stock
Zelanna Goldberg Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jun 2021 160,000 160,000 - - Stock Option (Right to buy)
Mitchell H. Gold Director, Executive Chairman and CEO, Ten Percent Owner Sale of securities on an exchange or to another person at price $ 15.00 per share. 19 May 2021 1,221 177,853 (0%) 0% 15.0 18,316 Common Stock
Mitchell H. Gold Director, Executive Chairman and CEO, Ten Percent Owner Sale of securities on an exchange or to another person at price $ 15.03 per share. 19 May 2021 50,965 179,074 (0%) 0% 15.0 765,917 Common Stock
Mitchell H. Gold Director, Executive Chairman and CEO, Ten Percent Owner Sale of securities on an exchange or to another person at price $ 11.68 per share. 12 May 2021 10,000 240,039 (1%) 0% 11.7 116,842 Common Stock
Mitchell H. Gold Director, Executive Chairman and CEO, Ten Percent Owner Sale of securities on an exchange or to another person at price $ 11.52 per share. 12 May 2021 10,000 230,039 (1%) 0% 11.5 115,169 Common Stock
Mitchell H. Gold Director, Executive Chairman and CEO, Ten Percent Owner Sale of securities on an exchange or to another person at price $ 10.52 per share. 13 Apr 2021 10,000 250,039 (1%) 0% 10.5 105,200 Common Stock
Mitchell H. Gold Director, Executive Chairman and CEO, Ten Percent Owner Sale of securities on an exchange or to another person at price $ 10.07 per share. 13 Apr 2021 10,000 260,039 (1%) 0% 10.1 100,714 Common Stock
Jay Venkatesan Director, Ten Percent Owner Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 30 Mar 2021 7,650 0 - - Stock Option (Right to buy)
Jay Venkatesan Director, Ten Percent Owner Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.09 per share. 30 Mar 2021 7,650 210,413 (1%) 0% 4.1 31,289 Common Stock
Jay Venkatesan Director, Ten Percent Owner Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.62 per share. 30 Mar 2021 7,650 218,063 (1%) 0% 3.6 27,718 Common Stock
Jay Venkatesan Director, Ten Percent Owner Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 30 Mar 2021 7,650 0 - - Stock Option (Right to buy)
Mitchell H. Gold Director, Executive Chairman and CEO, Ten Percent Owner Sale of securities on an exchange or to another person at price $ 13.01 per share. 04 Mar 2021 10,000 280,039 (1%) 0% 13.0 130,108 Common Stock
Mitchell H. Gold Director, Executive Chairman and CEO, Ten Percent Owner Sale of securities on an exchange or to another person at price $ 12.99 per share. 04 Mar 2021 10,000 270,039 (1%) 0% 13.0 129,875 Common Stock
Mitchell H. Gold Director, Executive Chairman and CEO, Ten Percent Owner Sale of securities on an exchange or to another person at price $ 12.07 per share. 01 Feb 2021 2,979 307,060 (1%) 0% 12.1 35,968 Common Stock
Mitchell H. Gold Director, Executive Chairman and CEO, Ten Percent Owner Sale of securities on an exchange or to another person at price $ 11.74 per share. 01 Feb 2021 10,000 290,039 (1%) 0% 11.7 117,381 Common Stock
Mitchell H. Gold Director, Executive Chairman and CEO, Ten Percent Owner Sale of securities on an exchange or to another person at price $ 13.20 per share. 01 Feb 2021 7,021 300,039 (1%) 0% 13.2 92,698 Common Stock
Mitchell H. Gold Director, Executive Chairman and CEO, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Jan 2021 255,000 255,000 - - Stock Option (Right to buy)
Paul Rickey Senior VP and CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Jan 2021 120,000 120,000 - - Stock Option (Right to buy)
Stanford Peng See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Jan 2021 150,000 150,000 - - Stock Option (Right to buy)
James N. Topper Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Jan 2021 7,650 7,650 - - Stock Option (Right to buy)
Peter A. Thompson Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Jan 2021 7,650 7,650 - - Stock Option (Right to buy)
Robert E. Conway Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Jan 2021 7,650 7,650 - - Stock Option (Right to buy)
Christopher Peetz Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Jan 2021 7,650 7,650 - - Stock Option (Right to buy)
Jay Venkatesan Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Jan 2021 7,650 7,650 - - Stock Option (Right to buy)
Natasha A. Hernday Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Jan 2021 7,650 7,650 - - Stock Option (Right to buy)
Peter A. Thompson Director, Ten Percent Owner Sale of securities on an exchange or to another person at price $ 14.25 per share. 28 Dec 2020 600,000 3,070,955 (16%) 3% 14.3 8,550,000 Common Stock
Mitchell H. Gold Director, Executive Chairman and CEO, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 22 Dec 2020 993,801 3,000,980 (16%) 5% 0 Common Stock
Mitchell H. Gold Director, Executive Chairman and CEO, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 22 Dec 2020 260,528 321,162 (1%) 1% 0 Common Stock
Jay Venkatesan Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 22 Dec 2020 993,801 3,000,980 (16%) 5% 0 Common Stock
Jay Venkatesan Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 22 Dec 2020 181,024 202,763 (1%) 0% 0 Common Stock
Natasha A. Hernday Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Dec 2020 15,000 15,000 - - Stock Option (right to buy)
Robert E. Conway Director Purchase of securities on an exchange or from another person at price $ 8.03 per share. 19 Nov 2020 10,000 25,000 (0%) 0% 8.0 80,300 Common Stock
Stanford Peng See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Jul 2020 50,000 50,000 - - Stock Option (right to buy)
Mitchell H. Gold Director, Executive Chairman and CEO, Ten Percent Owner Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.71 per share. 30 Jun 2020 8,227 60,634 (0%) 0% 9.7 79,884 Common Stock
Paul Rickey Senior VP and CFO Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.71 per share. 30 Jun 2020 2,258 26,285 (0%) 0% 9.7 21,925 Common Stock
Stanford Peng See Remarks Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.71 per share. 30 Jun 2020 3,923 28,294 (0%) 0% 9.7 38,092 Common Stock
Mitchell H. Gold Director, Executive Chairman and CEO, Ten Percent Owner Gift of securities by or to the insider at price $ 0.00 per share. 23 Jan 2020 5,000 6,292 (0%) 0% 0 Common Stock
Mitchell H. Gold Director, Executive Chairman and CEO, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 23 Jan 2020 270,000 270,000 - - Stock Option (right to buy)
Mitchell H. Gold Director, Executive Chairman and CEO, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 23 Jan 2020 67,569 68,861 (0%) 0% 0 Common Stock
Mitchell H. Gold Director, Executive Chairman and CEO, Ten Percent Owner Gift of securities by or to the insider at price $ 0.00 per share. 23 Jan 2020 5,000 1,292 (0%) 0% 0 Common Stock
Paul Rickey Senior VP and CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 23 Jan 2020 18,543 28,543 (0%) 0% 0 Common Stock
Paul Rickey Senior VP and CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 23 Jan 2020 102,000 102,000 - - Stock Option (right to buy)
Stanford Peng President & Head of R&D Grant, award, or other acquisition of securities at price $ 0.00 per share. 23 Jan 2020 32,217 32,217 (0%) 0% 0 Common Stock
Stanford Peng President & Head of R&D Grant, award, or other acquisition of securities at price $ 0.00 per share. 23 Jan 2020 108,000 108,000 - - Stock Option (right to buy)
James N. Topper Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2020 7,650 7,650 - - Stock Option (Right to buy)
Peter A. Thompson Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2020 7,650 7,650 - - Stock Option (Right to buy)
Paul J. Sekhri Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2020 7,650 7,650 - - Stock Option (Right to buy)
Robert E. Conway Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2020 7,650 7,650 - - Stock Option (Right to buy)
Christopher Peetz Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2020 7,650 7,650 - - Stock Option (Right to buy)
Jay Venkatesan Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2020 7,650 7,650 - - Stock Option (Right to buy)
Paul Rickey Senior VP and CFO Purchase of securities on an exchange or from another person at price $ 4.95 per share. 30 May 2019 10,000 10,000 (0%) 0% 5.0 49,500 Common Stock
Mitchell H. Gold Director, Executive Chairman and CEO, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Feb 2019 200,000 200,000 - - Stock Option (right to buy)
Mark J. Litton See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Feb 2019 75,000 75,000 - - Stock Option (right to buy)
Mark J. Litton See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Feb 2019 25,000 25,000 - - Stock Option (right to buy)
Paul Rickey Senior VP and CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Feb 2019 75,000 75,000 - - Stock Option (right to buy)
Stanford Peng See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Feb 2019 75,000 75,000 - - Stock Option (right to buy)
James N. Topper Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 5.37 per share. 18 Jan 2019 372,439 2,571,450 (13%) 2% 5.4 1,999,997 Common Stock
James N. Topper Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 18 Jan 2019 145,251 145,251 - - Warrant (Right to Buy)
Peter A. Thompson Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 18 Jan 2019 145,251 145,251 - - Warrants to Purchase Common Stock
Peter A. Thompson Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 5.37 per share. 18 Jan 2019 372,439 3,670,955 (19%) 2% 5.4 1,999,997 Common Stock
Mitchell H. Gold Director, Executive Chairman and CEO, Ten Percent Owner Gift of securities by or to the insider at price $ 0.00 per share. 18 Jan 2019 3,000 20,292 (0%) 0% 0 Common Stock
Mitchell H. Gold Director, Executive Chairman and CEO, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 5.37 per share. 18 Jan 2019 190,875 3,994,781 (21%) 1% 5.4 1,024,999 Common Stock
Mitchell H. Gold Director, Executive Chairman and CEO, Ten Percent Owner Gift of securities by or to the insider at price $ 0.00 per share. 18 Jan 2019 3,000 17,292 (0%) 0% 0 Common Stock
Mitchell H. Gold Director, Executive Chairman and CEO, Ten Percent Owner Gift of securities by or to the insider at price $ 0.00 per share. 18 Jan 2019 6,000 11,292 (0%) 0% 0 Common Stock
Mitchell H. Gold Director, Executive Chairman and CEO, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 18 Jan 2019 74,441 74,441 - - Warrant (right to buy)
Jay Venkatesan Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 5.37 per share. 18 Jan 2019 190,875 3,994,781 (21%) 1% 5.4 1,024,999 Common Stock
Jay Venkatesan Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 18 Jan 2019 74,441 74,441 - - Warrant (right to buy)
James N. Topper Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2019 7,650 7,650 - - Stock Option (Right to buy)
Peter A. Thompson Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2019 7,650 7,650 - - Stock Option (Right to buy)
Paul J. Sekhri None Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2019 7,650 7,650 - - Stock Option (Right to buy)
Robert E. Conway None Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2019 7,650 7,650 - - Stock Option (Right to buy)
Christopher Peetz None Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2019 7,650 7,650 - - Stock Option (Right to buy)
Jay Venkatesan Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2019 7,650 7,650 - - Stock Option (Right to buy)
Stanford Peng See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Sep 2018 250,000 250,000 - - Stock Option (Right to buy)
Mark J. Litton See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Aug 2018 150,000 150,000 - - Stock Option (right to buy)
Christopher Peetz None Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Apr 2018 7,650 7,650 - - Stock Option (right to buy)
Paul J. Sekhri None Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2018 7,650 7,650 - - Stock Option (Right to buy)
Robert E. Conway None Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2018 7,650 7,650 - - Stock Option (Right to buy)
Mitchell H. Gold Director, Executive Chairman and CEO, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2018 70,000 70,000 - - Stock Option (Right to buy)
James N. Topper Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2018 7,650 7,650 - - Stock Option (Right to buy)
Peter A. Thompson Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2018 7,650 7,650 - - Stock Option (Right to buy)
Paul Rickey Senior VP and CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2018 45,000 45,000 - - Stock Option (Right to buy)
Jay Venkatesan Director, President, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2018 25,000 25,000 - - Stock Option (Right to buy)
Stanford Peng See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2018 65,000 65,000 - - Stock Option (Right to buy)
James N. Topper Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Jul 2017 2,199,011 2,199,011 (15%) 15% 0 Common Stock
Peter A. Thompson Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Jul 2017 3,298,516 3,298,516 (23%) 23% 0 Common Stock
Mitchell H. Gold Director, Executive Chairman and CEO, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 24 Jul 2017 24,845 24,845 (0%) 0% 0 Common Stock
Mitchell H. Gold Director, Executive Chairman and CEO, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Jul 2017 51,242 51,242 - - Employee Stock Option (right to buy)
Mitchell H. Gold Director, Executive Chairman and CEO, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Jul 2017 300,624 300,624 - - Employee Stock Option (right to buy)
Mitchell H. Gold Director, Executive Chairman and CEO, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Jul 2017 208,916 208,916 - - Employee Stock Option (right to buy)
Mitchell H. Gold Director, Executive Chairman and CEO, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 24 Jul 2017 3,803,906 3,803,906 (27%) 27% 0 Common Stock
Mitchell H. Gold Director, Executive Chairman and CEO, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Jul 2017 23,292 23,292 (0%) 0% 0 Common Stock
Mitchell H. Gold Director, Executive Chairman and CEO, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 24 Jul 2017 24,845 24,845 (0%) 0% 0 Common Stock
Mitchell H. Gold Director, Executive Chairman and CEO, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 24 Jul 2017 24,845 24,845 (0%) 0% 0 Common Stock
Paul Rickey Senior VP and CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Jul 2017 74,535 74,535 - - Employee Stock Option (right to buy)
Jay Venkatesan Director, President, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 24 Jul 2017 18,633 18,633 (0%) 0% 0 Common Stock
Jay Venkatesan Director, President, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Jul 2017 21,739 21,739 (0%) 0% 0 Common Stock
Jay Venkatesan Director, President, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 24 Jul 2017 18,633 18,633 (0%) 0% 0 Common Stock
Jay Venkatesan Director, President, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 24 Jul 2017 3,803,906 3,803,906 (27%) 27% 0 Common Stock
Jay Venkatesan Director, President, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Jul 2017 90,063 90,063 - - Employee Stock Option (right to buy)
Stanford Peng See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Jul 2017 161,492 161,492 - - Employee Stock Option (right to buy)
Stanford Peng See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Jul 2017 37,267 37,267 - - Employee Stock Option (right to buy)
Robert E. Conway None Purchase of securities on an exchange or from another person at price $ 2.34 per share. 09 May 2017 5,000 45,000 (0%) 0% 2.3 11,700 Common Stock
Robert E. Conway None Purchase of securities on an exchange or from another person at price $ 2.28 per share. 08 May 2017 15,000 60,000 (0%) 0% 2.3 34,200 Common Stock
Robert E. Conway None Purchase of securities on an exchange or from another person at price $ 2.30 per share. 05 May 2017 20,000 40,000 (0%) 0% 2.3 46,000 Common Stock
Janice Troha Exec Vice President / COO Purchase of securities on an exchange or from another person at price $ 2.34 per share. 05 May 2017 10,000 10,000 (0%) 0% 2.3 23,400 Common Stock
Robert E. Conway None Purchase of securities on an exchange or from another person at price $ 2.26 per share. 04 May 2017 10,000 20,000 (0%) 0% 2.3 22,600 Common Stock
R. Michael Carruthers Interim President / CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Jan 2017 200,000 200,000 - - Stock Option (Right to Buy)
Janice Troha Exec Vice President / COO Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Jan 2017 200,000 200,000 - - Stock Option (Right to Buy)
David Rodman Exec Vice President and CMO Sale of securities on an exchange or to another person at price $ 2.27 per share. 03 Jan 2017 6,687 11,368 (0%) 0% 2.3 15,179 Common Stock
David Rodman Exec Vice President and CMO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Jan 2017 18,056 162,501 - - Restricted Stock Units
David Rodman Exec Vice President and CMO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Jan 2017 18,055 18,055 (0%) 0% 0 Common Stock
R. Michael Carruthers Exec Vice President / CFO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 02 Dec 2016 24,000 24,000 - - Common Stock
David Rodman Exec Vice President and CMO Sale of securities on an exchange or to another person at price $ 0.00 per share. 03 Oct 2016 5,820 12,236 - - Common Stock
David Rodman Exec Vice President and CMO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Oct 2016 18,056 180,556 - - Restricted Stock Units
David Rodman Exec Vice President and CMO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Oct 2016 18,056 18,056 - - Common Stock
Paul J. Sekhri None Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Sep 2016 12,300 12,300 - - Stock Option (Right to Buy)
John R. Moore None Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Sep 2016 12,300 12,300 - - Stock Option (Right to Buy)
R. Michael Carruthers Exec Vice President / CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Sep 2016 110,000 110,000 - - Stock Option (Right to Buy)
Robert E. Conway None Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Sep 2016 12,300 12,300 - - Stock Option (Right to Buy)
Howard P. Furst None Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Sep 2016 12,300 12,300 - - Stock Option (Right to Buy)
Flynn E James Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Sep 2016 12,300 12,300 - - Stock Option (right to buy)
Evan Loh None Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Sep 2016 12,300 12,300 - - Stock Option (Right to Buy)
Jon Congleton Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Sep 2016 250,000 250,000 - - Stock Option (Right to Buy)
Janice Troha Exec Vice President / COO Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Sep 2016 110,000 110,000 - - Stock Option (Right to Buy)
David Rodman Exec Vice President and CMO Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Sep 2016 100,000 100,000 - - Stock Option (Right to Buy)
David Rodman Exec Vice President and CMO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 01 Jul 2016 18,055 198,612 - - Restricted Stock Units
David Rodman Exec Vice President and CMO Sale of securities on an exchange or to another person at price $ 0.00 per share. 01 Jul 2016 5,950 12,105 - - Common Stock
David Rodman Exec Vice President and CMO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 01 Jul 2016 18,055 18,055 - - Common Stock
Jon Congleton Director, President and CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 16 Jun 2016 5,000 20,000 - - Common Stock
Jon Congleton Director, President and CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 24 Mar 2016 5,000 15,000 - - Common Stock
Jon Congleton Director, President and CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 22 Mar 2016 5,000 10,000 - - Common Stock
Jon Congleton Director, President and CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 11 Dec 2015 5,000 5,000 - - Common Stock
John R. Moore None Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Sep 2015 7,650 7,650 - - Stock Option (Right to Buy)
R. Michael Carruthers Exec VP/CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Sep 2015 55,400 55,400 - - Stock Option (Right to Buy)
Robert E. Conway None Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Sep 2015 7,650 7,650 - - Stock Option (Right to Buy)
Jonathan S. Leff None Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Sep 2015 7,650 7,650 - - Stock Option (Right to Buy)
Howard P. Furst None Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Sep 2015 7,650 7,650 - - Stock Option (Right to Buy)
Evan Loh None Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Sep 2015 7,650 7,650 - - Stock Option (Right to Buy)
Jon Congleton Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Sep 2015 121,100 121,100 - - Stock Option (Right to Buy)
Janice Troha Exec. VP/COO Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Sep 2015 65,400 65,400 - - Stock Option (Right to Buy)
Sherif Gabriel Vice President Research Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Sep 2015 24,700 24,700 - - Stock Option (Right to Buy)
Steven Shoemaker VP Clinical R&D Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Sep 2015 39,700 39,700 - - Stock Option (Right to Buy)
Robert E. Conway None Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jul 2015 11,475 11,475 - - Stock Option (Right to Buy)
Jonathan S. Leff None Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jul 2015 11,475 11,475 - - Stock Option (Right to Buy)
Howard P. Furst None Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jul 2015 11,475 11,475 - - Stock Option (Right to Buy)
Flynn E James Other 23 Jun 2015 1,085,085 0 - - Series 1 Preferred Stock
Flynn E James Other 23 Jun 2015 85,962 0 - - Series 2 Preferred Stock
Flynn E James Other 23 Jun 2015 301,027 383,237 - - Common Stock
Flynn E James Other 23 Jun 2015 133,597 1,019,945 - - Common Stock
Flynn E James Other 23 Jun 2015 324,278 754,677 - - Common Stock
Flynn E James Other 23 Jun 2015 2,013,613 0 - - Series 1 Preferred Stock
Flynn E James Other 23 Jun 2015 1,243,423 0 - - Series 1 Preferred Stock
Flynn E James Other 23 Jun 2015 817,541 0 - - Series 2 Preferred Stock
Flynn E James Other 23 Jun 2015 484,944 617,397 - - Common Stock
Flynn E James Other 23 Jun 2015 18,825 402,062 - - Common Stock
Flynn E James Other Purchase of securities on an exchange or from another person at price $ 0.00 per share. 23 Jun 2015 104,795 1,124,740 - - Common Stock
Flynn E James Other 23 Jun 2015 1,401,003 0 - - Series 1 Preferred Stock
Flynn E James Other 23 Jun 2015 54,385 0 - - Series 2 Preferred Stock
Flynn E James Other 23 Jun 2015 696,993 886,348 - - Common Stock
Flynn E James Other 23 Jun 2015 430,399 430,399 - - Common Stock
Flynn E James Other 23 Jun 2015 282,984 658,576 - - Common Stock
Flynn E James Other Purchase of securities on an exchange or from another person at price $ 0.00 per share. 23 Jun 2015 77,539 832,216 - - Common Stock
Flynn E James Other 23 Jun 2015 869,667 0 - - Series 1 Preferred Stock
Flynn E James Other 23 Jun 2015 385,962 0 - - Series 2 Preferred Stock
Flynn E James Other 23 Jun 2015 936,839 0 - - Series 2 Preferred Stock
Flynn E James Other 23 Jun 2015 375,592 375,592 - - Common Stock
Flynn E James Other 23 Jun 2015 29,755 647,152 - - Common Stock
Flynn E James Other Purchase of securities on an exchange or from another person at price $ 0.00 per share. 23 Jun 2015 67,666 726,242 - - Common Stock
*All Values are in $ Million
Client Category: Promoter/ KMP/ Director / Immediate Relatives / Employee / etc  
Security Type: Share/ Warrants / Convertible Debentures
Data as reported to USA Exchanges
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