3.3M XNAS Volume
XNAS 18 Mar, 2025 5:30 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Benjamin Machinas Beneski | SVP, Chief Technical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Mar 2025 | 112,339 | 112,339 | - | - | Stock Option (Right to buy) | |
| Benjamin Machinas Beneski | SVP, Chief Technical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Mar 2025 | 31,755 | 223,995 (0%) | 0% | 0 | Common Stock | |
| Deborah M. Messemer | Director | Sale of securities on an exchange or to another person at price $ 2.43 per share. | 18 Feb 2025 | 13,313 | 144,316 (0%) | 0% | 2.4 | 32,351 | Common Stock |
| Earl Douglas | SVP, General Counsel | Sale of securities on an exchange or to another person at price $ 1.71 per share. | 03 Feb 2025 | 6,404 | 587,848 (0%) | 0% | 1.7 | 10,951 | Common Stock |
| Geoffrey M. Parker | CHIEF FINANCIAL OFFICER | Sale of securities on an exchange or to another person at price $ 1.73 per share. | 03 Feb 2025 | 4,361 | 1,301,540 (1%) | 0% | 1.7 | 7,545 | Common Stock |
| David D. Chang | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 1.68 per share. | 03 Feb 2025 | 46,003 | 5,317,237 (4%) | 0% | 1.7 | 77,285 | Common Stock |
| Timothy L. Moore | Chief Technical Officer | Sale of securities on an exchange or to another person at price $ 1.71 per share. | 03 Feb 2025 | 14,746 | 250,713 (0%) | 0% | 1.7 | 25,216 | Common Stock |
| Zachary Roberts | EVP of R&D | Sale of securities on an exchange or to another person at price $ 1.70 per share. | 03 Feb 2025 | 18,832 | 643,135 (0%) | 0% | 1.7 | 32,014 | Common Stock |
| Arie S. Belldegrun | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Jan 2025 | 369,957 | 2,236,816 (1%) | 0% | 0 | Common Stock | |
| Arie S. Belldegrun | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Jan 2025 | 1,307,927 | 1,307,927 | - | - | Stock Option (Right to buy) | |
| Earl Douglas | SVP, General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Jan 2025 | 512,370 | 512,370 | - | - | Stock Option (Right to buy) | |
| Earl Douglas | SVP, General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Jan 2025 | 144,928 | 594,252 (0%) | 0% | 0 | Common Stock | |
| Geoffrey M. Parker | CHIEF FINANCIAL OFFICER | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Jan 2025 | 614,844 | 614,844 | - | - | Stock Option (Right to buy) | |
| Geoffrey M. Parker | CHIEF FINANCIAL OFFICER | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Jan 2025 | 173,913 | 1,305,901 (1%) | 0% | 0 | Common Stock | |
| David D. Chang | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Jan 2025 | 552,174 | 5,363,240 (4%) | 0% | 0 | Common Stock | |
| David D. Chang | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Jan 2025 | 1,952,130 | 1,952,130 | - | - | Stock Option (Right to buy) | |
| Annie Yoshiyama | SVP, Finance | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Jan 2025 | 36,232 | 137,990 (0%) | 0% | 0 | Common Stock | |
| Annie Yoshiyama | SVP, Finance | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Jan 2025 | 128,093 | 128,093 | - | - | Stock Option (Right to buy) | |
| Zachary Roberts | EVP of R&D | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Jan 2025 | 173,913 | 661,967 (0%) | 0% | 0 | Common Stock | |
| Zachary Roberts | EVP of R&D | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Jan 2025 | 614,844 | 614,844 | - | - | Stock Option (Right to buy) | |
| Zachary Roberts | EVP of R&D | Sale of securities on an exchange or to another person at price $ 1.78 per share. | 21 Jan 2025 | 27,199 | 488,054 (0%) | 0% | 1.8 | 48,414 | Common Stock |
| Deborah M. Messemer | Director | Sale of securities on an exchange or to another person at price $ 2.18 per share. | 09 Dec 2024 | 9,136 | 157,629 (0%) | 0% | 2.2 | 19,916 | Common Stock |
| Franz Bernard Humer | Director | Sale of securities on an exchange or to another person at price $ 2.16 per share. | 05 Dec 2024 | 9,221 | 307,507 (0%) | 0% | 2.2 | 19,917 | Common Stock |
| Geoffrey M. Parker | CHIEF FINANCIAL OFFICER | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.84 per share. | 21 Oct 2024 | 36,404 | 1,131,988 (0%) | 0% | 2.8 | 103,387 | Common Stock |
| Earl Douglas | SVP, General Counsel | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.78 per share. | 21 Aug 2024 | 28,310 | 449,324 (0%) | 0% | 2.8 | 78,843 | Common Stock |
| Deborah M. Messemer | Director | Sale of securities on an exchange or to another person at price $ 2.28 per share. | 18 Jun 2024 | 18,641 | 166,765 (0%) | 0% | 2.3 | 42,488 | Common Stock |
| Joshua A. Kazam | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jun 2024 | 191,082 | 191,082 | - | - | Stock Option (Right to buy) | |
| Vicki L. Sato | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jun 2024 | 95,541 | 95,541 | - | - | Stock Option (Right to buy) | |
| Vicki L. Sato | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jun 2024 | 61,475 | 162,575 (0%) | 0% | 0 | Common Stock | |
| Franz Bernard Humer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jun 2024 | 95,541 | 95,541 | - | - | Stock Option (Right to buy) | |
| Franz Bernard Humer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jun 2024 | 61,475 | 316,728 (0%) | 0% | 0 | Common Stock | |
| Owen N. Witte | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jun 2024 | 191,082 | 191,082 | - | - | Stock Option (Right to buy) | |
| Deborah M. Messemer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jun 2024 | 122,950 | 185,406 (0%) | 0% | 0 | Common Stock | |
| Elizabeth Barrett | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jun 2024 | 191,082 | 191,082 | - | - | Stock Option (Right to buy) | |
| Stephen L. Mayo | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jun 2024 | 191,082 | 191,082 | - | - | Stock Option (Right to buy) | |
| Franz Bernard Humer | Director | Sale of securities on an exchange or to another person at price $ 2.34 per share. | 30 May 2024 | 11,200 | 255,253 (0%) | 0% | 2.3 | 26,181 | Common Stock |
| Arie S. Belldegrun | Director | Purchase of securities on an exchange or from another person at price $ 2.90 per share. | 16 May 2024 | 1,724,137 | 1,724,137 (1%) | 1% | 2.9 | 4,999,997 | Common Stock |
| Arie S. Belldegrun | Director | Grant, award, or other acquisition of securities at price $ 2.90 per share. | 16 May 2024 | 344,828 | 539,867 (0%) | 0% | 2.9 | 1,000,001 | Common Stock |
| Geoffrey M. Parker | CHIEF FINANCIAL OFFICER | Grant, award, or other acquisition of securities at price $ 2.90 per share. | 16 May 2024 | 344,828 | 1,164,418 (0%) | 0% | 2.9 | 1,000,001 | Common Stock |
| David D. Chang | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 2.90 per share. | 16 May 2024 | 344,828 | 4,810,106 (3%) | 0% | 2.9 | 1,000,001 | Common Stock |
| Timothy L. Moore | Chief Technical Officer | 22 Apr 2024 | 17,360 | 265,459 (0%) | 0% | 3.5 | 60,189 | Common Stock | |
| David D. Chang | Director, President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.33 per share. | 14 Mar 2024 | 53,393 | 4,465,278 (3%) | 0% | 4.3 | 231,192 | Common Stock |
| Geoffrey M. Parker | CHIEF FINANCIAL OFFICER | Purchase of securities on an exchange or from another person at price $ 3.59 per share. | 30 Jan 2024 | 190 | 819,590 (0%) | 0% | 3.6 | 683 | Common Stock |
| D. David Chang | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2024 | 317,800 | 4,513,203 (3%) | 0% | 0 | Common Stock | |
| Belldegrun S. Arie | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2024 | 749,398 | 749,398 | - | - | Stock Option (Right to buy) | |
| Moore Timothy L. | Chief Technical Officer | 25 Jan 2024 | 341,515 | 341,515 | - | - | Stock Option (Right to buy) | ||
| Belldegrun Arie S. | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2024 | 211,973 | 1,866,859 (1%) | 0% | 0 | Common Stock | |
| Chang D. David | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2024 | 1,123,535 | 1,123,535 | - | - | Stock Option (Right to buy) | |
| M. Geoffrey Parker | CHIEF FINANCIAL OFFICER | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2024 | 103,939 | 103,939 | - | - | Stock Option (Right to buy) | |
| Roberts Zachary | EVP of R&D | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2024 | 140,000 | 515,253 (0%) | 0% | 0 | Common Stock | |
| Roberts Zachary | EVP of R&D | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2024 | 494,949 | 494,949 | - | - | Stock Option (Right to buy) | |
| L. Timothy Moore | Chief Technical Officer | 25 Jan 2024 | 96,600 | 282,819 (0%) | 0% | 0 | Common Stock | ||
| Parker M. Geoffrey | CHIEF FINANCIAL OFFICER | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2024 | 29,400 | 819,400 (0%) | 0% | 0 | Common Stock | |
| Earl Douglas | SVP, General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2024 | 41,800 | 477,634 (0%) | 0% | 0 | Common Stock | |
| Earl Douglas | SVP, General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2024 | 147,778 | 147,778 | - | - | Stock Option (Right to buy) | |
| Roberts Zachary | EVP of R&D | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.17 per share. | 22 Jan 2024 | 24,690 | 375,253 (0%) | 0% | 3.2 | 78,376 | Common Stock |
| Deborah M. Messemer | Director | Sale of securities on an exchange or to another person at price $ 2.70 per share. | 18 Dec 2023 | 18,640 | 62,456 (0%) | 0% | 2.7 | 50,317 | Common Stock |
| Yinlin Jack Chen | SVP, Finance | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Aug 2023 | 39,160 | 39,160 | - | - | Stock Option (Right to Buy) | |
| Yinlin Jack Chen | SVP, Finance | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Aug 2023 | 11,401 | 88,881 (0%) | 0% | 0 | Common Stock | |
| Stephen L. Mayo | Director | Sale of securities on an exchange or to another person at price $ 4.29 per share. | 07 Aug 2023 | 10,000 | 25,328 (0%) | 0% | 4.3 | 42,855 | Common Stock |
| Joshua A. Kazam | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jun 2023 | 116,120 | 116,120 | - | - | Stock Option (Right to Buy) | |
| Vicki L. Sato | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jun 2023 | 23,224 | 23,224 | - | - | Stock Option (Right to Buy) | |
| Vicki L. Sato | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jun 2023 | 59,649 | 101,100 (0%) | 0% | 0 | Common Stock | |
| Franz Bernard Humer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jun 2023 | 74,561 | 266,453 (0%) | 0% | 0 | Common Stock | |
| Owen N. Witte | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jun 2023 | 74,561 | 292,832 (0%) | 0% | 0 | Common Stock | |
| Deborah M. Messemer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jun 2023 | 74,561 | 81,096 (0%) | 0% | 0 | Common Stock | |
| Elizabeth Barrett | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jun 2023 | 116,120 | 116,120 | - | - | Stock Option (Right to Buy) | |
| Stephen L. Mayo | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jun 2023 | 116,120 | 116,120 | - | - | Stock Option (Right to Buy) | |
| Timothy L. Moore | Chief Technical Officer | 24 Apr 2023 | 186,219 | 186,219 (0%) | 0% | 0 | Common Stock | ||
| Timothy L. Moore | Chief Technical Officer | 24 Apr 2023 | 831,024 | 831,024 | - | - | Stock Option (Right to Buy) | ||
| Lillian Smith | VP, Corporate Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Apr 2023 | 56,545 | 140,390 (0%) | 0% | 0 | Common Stock | |
| Arie S. Belldegrun | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Mar 2023 | 994,800 | 994,800 | - | - | Stock Option (Right to Buy) | |
| Arie S. Belldegrun | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Mar 2023 | 1,282,976 | 1,654,886 (1%) | 1% | 0 | Common Stock | |
| David D. Chang | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Mar 2023 | 1,492,200 | 1,492,200 | - | - | Stock Option (Right to Buy) | |
| David D. Chang | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Mar 2023 | 1,924,464 | 4,193,911 (3%) | 1% | 0 | Common Stock | |
| Eric Schmidt | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Mar 2023 | 432,738 | 432,738 | - | - | Stock Option (Right to Buy) | |
| Eric Schmidt | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Mar 2023 | 558,094 | 862,439 (0%) | 0% | 0 | Common Stock | |
| Alison Moore | Chief Technical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Mar 2023 | 432,738 | 432,738 | - | - | Stock Option (Right to buy) | |
| Alison Moore | Chief Technical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Mar 2023 | 558,094 | 672,731 (0%) | 0% | 0 | Common Stock | |
| Zachary Roberts | EVP of R&D | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Mar 2023 | 148,035 | 399,943 (0%) | 0% | 0 | Common Stock | |
| David D. Chang | Director, President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.56 per share. | 14 Mar 2023 | 22,340 | 2,269,447 (1%) | 0% | 5.6 | 124,210 | Common Stock |
| Eric Schmidt | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.47 per share. | 14 Mar 2023 | 35,879 | 304,345 (0%) | 0% | 5.5 | 196,258 | Common Stock |
| Alison Moore | Chief Technical Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.51 per share. | 14 Mar 2023 | 8,351 | 114,637 (0%) | 0% | 5.5 | 45,990 | Common Stock |
| Veer Bhavnagri | General Counsel | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.67 per share. | 14 Mar 2023 | 23,628 | 556,049 (0%) | 0% | 5.7 | 133,971 | Common Stock |
| Veer Bhavnagri | General Counsel | Sale of securities on an exchange or to another person at price $ 6.85 per share. | 13 Feb 2023 | 3,000 | 577,677 (0%) | 0% | 6.9 | 20,550 | Common Stock |
| Zachary Roberts | EVP of R&D | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 251,908 | 251,908 (0%) | 0% | 0 | Common Stock | |
| Zachary Roberts | EVP of R&D | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 873,015 | 873,015 | - | - | Stock Option (Right to Buy) | |
| Veer Bhavnagri | General Counsel | Sale of securities on an exchange or to another person at price $ 7.04 per share. | 17 Jan 2023 | 3,000 | 580,677 (0%) | 0% | 7.0 | 21,120 | Common Stock |
| Veer Bhavnagri | General Counsel | Sale of securities on an exchange or to another person at price $ 7.53 per share. | 15 Dec 2022 | 5,602 | 583,677 (0%) | 0% | 7.5 | 42,186 | Common Stock |
| Rafael G. Amado | EVP of R&D | Payment of exercise price or tax liability using portion of securities received from the company at price $ 11.83 per share. | 07 Oct 2022 | 8,464 | 541,946 (0%) | 0% | 11.8 | 100,099 | Common Stock |
| Rafael G. Amado | EVP of R&D | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Oct 2022 | 19,120 | 550,410 (0%) | 0% | 0 | Common Stock | |
| Rafael G. Amado | EVP of R&D | Payment of exercise price or tax liability using portion of securities received from the company at price $ 11.06 per share. | 03 Oct 2022 | 8,968 | 531,290 (0%) | 0% | 11.1 | 99,201 | Common Stock |
| Owen N. Witte | Director | Sale of securities on an exchange or to another person at price $ 16.50 per share. | 11 Aug 2022 | 10,000 | 223,271 (0%) | 0% | 16.5 | 165,000 | Common Stock |
| Owen N. Witte | Director | Sale of securities on an exchange or to another person at price $ 17.25 per share. | 11 Aug 2022 | 5,000 | 218,271 (0%) | 0% | 17.3 | 86,250 | Common Stock |
| Owen N. Witte | Director | Sale of securities on an exchange or to another person at price $ 16.50 per share. | 11 Aug 2022 | 10,000 | 223,271 (0%) | 0% | 16.5 | 165,000 | Common Stock |
| Owen N. Witte | Director | Sale of securities on an exchange or to another person at price $ 17.25 per share. | 11 Aug 2022 | 5,000 | 218,271 (0%) | 0% | 17.3 | 86,250 | Common Stock |
| Rafael G. Amado | EVP of R&D and CMO | Sale of securities on an exchange or to another person at price $ 11.97 per share. | 02 Aug 2022 | 2,000 | 540,257 (0%) | 0% | 12.0 | 23,940 | Common Stock |
| Stephen L. Mayo | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jul 2022 | 35,328 | 35,328 (0%) | 0% | 0 | Common Stock | |
| Stephen L. Mayo | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jul 2022 | 54,487 | 54,487 | - | - | Stock Option (Right to Buy) | |
| Rafael G. Amado | EVP of R&D and CMO | Sale of securities on an exchange or to another person at price $ 11.44 per share. | 05 Jul 2022 | 2,000 | 542,257 (0%) | 0% | 11.4 | 22,880 | Common Stock |
| Owen N. Witte | Director | Sale of securities on an exchange or to another person at price $ 11.76 per share. | 22 Jun 2022 | 10,000 | 233,271 (0%) | 0% | 11.8 | 117,600 | Common Stock |
| Rafael G. Amado | EVP of R&D and CMO | Sale of securities on an exchange or to another person at price $ 11.18 per share. | 21 Jun 2022 | 2,000 | 544,257 (0%) | 0% | 11.2 | 22,360 | Common Stock |
| Joshua A. Kazam | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jun 2022 | 44,178 | 303,063 (0%) | 0% | 0 | Common Stock | |
| Vicki L. Sato | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jun 2022 | 35,535 | 35,535 | - | - | Stock Option (Right to Buy) | |
| Vicki L. Sato | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jun 2022 | 22,089 | 41,451 (0%) | 0% | 0 | Common Stock | |
| Franz Bernard Humer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jun 2022 | 44,178 | 191,892 (0%) | 0% | 0 | Common Stock | |
| Owen N. Witte | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jun 2022 | 22,089 | 243,271 (0%) | 0% | 0 | Common Stock | |
| Owen N. Witte | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jun 2022 | 35,535 | 35,535 | - | - | Stock Option (Right to Buy) | |
| Deborah M. Messemer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jun 2022 | 71,070 | 71,070 | - | - | Stock Option (Right to Buy) | |
| Elizabeth Barrett | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jun 2022 | 71,070 | 71,070 | - | - | Stock Option (Right to Buy) | |
| Rafael G. Amado | EVP of R&D and CMO | Sale of securities on an exchange or to another person at price $ 7.40 per share. | 19 May 2022 | 11,500 | 546,257 (0%) | 0% | 7.4 | 85,092 | Common Stock |
| Arie S. Belldegrun | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Mar 2022 | 1,458,333 | 1,458,333 | - | - | Stock Option (Right to Buy) | |
| David D. Chang | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Mar 2022 | 2,195,512 | 2,195,512 | - | - | Stock Option (Right to Buy) | |
| Rafael G. Amado | EVP of R&D and CMO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Mar 2022 | 237,358 | 557,477 (0%) | 0% | 0 | Common Stock | |
| Rafael G. Amado | EVP of R&D and CMO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Mar 2022 | 368,589 | 368,589 | - | - | Stock Option (Right to Buy) | |
| Eric Schmidt | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Mar 2022 | 368,589 | 368,589 | - | - | Stock Option (Right to Buy) | |
| Eric Schmidt | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Mar 2022 | 237,358 | 337,904 (0%) | 0% | 0 | Common Stock | |
| Alison Moore | Chief Technical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Mar 2022 | 737,179 | 737,179 | - | - | Stock Option (Right to Buy) | |
| Veer Bhavnagri | General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Mar 2022 | 175,438 | 589,279 (0%) | 0% | 0 | Common Stock | |
| Veer Bhavnagri | General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Mar 2022 | 272,435 | 272,435 | - | - | Stock Option (Right to Buy) | |
| David D. Chang | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 7.65 per share. | 15 Mar 2022 | 23,648 | 2,289,652 (1%) | 0% | 7.6 | 180,879 | Common Stock |
| Rafael G. Amado | EVP of R&D and CMO | Sale of securities on an exchange or to another person at price $ 7.71 per share. | 15 Mar 2022 | 5,169 | 320,119 (0%) | 0% | 7.7 | 39,848 | Common Stock |
| Eric Schmidt | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 7.63 per share. | 15 Mar 2022 | 11,469 | 100,546 (0%) | 0% | 7.6 | 87,551 | Common Stock |
| Alison Moore | Chief Technical Officer | Sale of securities on an exchange or to another person at price $ 7.63 per share. | 15 Mar 2022 | 8,698 | 120,430 (0%) | 0% | 7.6 | 66,388 | Common Stock |
| Veer Bhavnagri | General Counsel | Sale of securities on an exchange or to another person at price $ 7.68 per share. | 15 Mar 2022 | 8,849 | 413,841 (0%) | 0% | 7.7 | 67,962 | Common Stock |
| Arie S. Belldegrun | Director | Other type of transaction at price $ 0.00 per share. | 14 Mar 2022 | 4,710,120 | 4,710,120 (3%) | 3% | 0 | Common Stock | |
| Arie S. Belldegrun | Director | Other type of transaction at price $ 0.00 per share. | 14 Mar 2022 | 4,710,120 | 0 (0%) | 3% | 0 | Common Stock | |
| Joshua A. Kazam | Director | Other type of transaction at price $ 0.00 per share. | 07 Mar 2022 | 412,618 | 671,503 (0%) | 0% | 0 | Common Stock | |
| Joshua A. Kazam | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 07 Mar 2022 | 412,618 | 258,885 (0%) | 0% | 0 | Common Stock | |
| Arie S. Belldegrun | Director | Purchase of securities on an exchange or from another person at price $ 12.60 per share. | 12 Jan 2022 | 155,039 | 195,039 (0%) | 0% | 12.6 | 1,953,491 | Common Stock |
| Joshua A. Kazam | Director | Purchase of securities on an exchange or from another person at price $ 12.60 per share. | 12 Jan 2022 | 15,000 | 258,885 (0%) | 0% | 12.6 | 189,000 | Common Stock |
| Rafael Amado | EVP of R&D and CMO | Sale of securities on an exchange or to another person at price $ 24.35 per share. | 01 Oct 2021 | 11,507 | 323,928 (0%) | 0% | 24.3 | 280,185 | Common Stock |
| Veer Bhavnagri | General Counsel | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Sep 2021 | 5,000 | 112,300 | - | - | Stock Option (Right to Buy) | |
| Veer Bhavnagri | General Counsel | Sale of securities on an exchange or to another person at price $ 24.77 per share. | 15 Sep 2021 | 5,000 | 421,669 (0%) | 0% | 24.8 | 123,845 | Common Stock |
| Veer Bhavnagri | General Counsel | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.27 per share. | 15 Sep 2021 | 5,000 | 426,669 (0%) | 0% | 2.3 | 11,350 | Common Stock |
| Owen N. Witte | Director | Sale of securities on an exchange or to another person at price $ 25.54 per share. | 09 Sep 2021 | 5,000 | 221,182 (0%) | 0% | 25.5 | 127,700 | Common Stock |
| Owen N. Witte | Director | Sale of securities on an exchange or to another person at price $ 23.24 per share. | 20 Aug 2021 | 5,000 | 226,182 (0%) | 0% | 23.2 | 116,200 | Common Stock |
| Owen N. Witte | Director | Sale of securities on an exchange or to another person at price $ 23.70 per share. | 20 Aug 2021 | 5,000 | 231,182 (0%) | 0% | 23.7 | 118,500 | Common Stock |
| Veer Bhavnagri | General Counsel | Sale of securities on an exchange or to another person at price $ 21.00 per share. | 16 Aug 2021 | 5,000 | 421,353 (0%) | 0% | 21.0 | 104,994 | Common Stock |
| Veer Bhavnagri | General Counsel | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Aug 2021 | 5,000 | 117,300 | - | - | Stock Option (Right to Buy) | |
| Veer Bhavnagri | General Counsel | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.27 per share. | 16 Aug 2021 | 5,000 | 426,353 (0%) | 0% | 2.3 | 11,350 | Common Stock |
| Vicki L. Sato | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jul 2021 | 31,692 | 31,692 | - | - | Stock Option (Right to Buy) | |
| Vicki L. Sato | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jul 2021 | 19,362 | 19,362 (0%) | 0% | 0 | Common Stock | |
| Elizabeth Barrett | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jul 2021 | 63,385 | 63,385 | - | - | Stock Option (Right to Buy) | |
| Veer Bhavnagri | General Counsel | Sale of securities on an exchange or to another person at price $ 21.55 per share. | 15 Jul 2021 | 5,000 | 421,353 (0%) | 0% | 21.6 | 107,753 | Common Stock |
| Veer Bhavnagri | General Counsel | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Jul 2021 | 5,000 | 122,300 | - | - | Stock Option (Right to Buy) | |
| Veer Bhavnagri | General Counsel | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.27 per share. | 15 Jul 2021 | 5,000 | 426,353 (0%) | 0% | 2.3 | 11,350 | Common Stock |
| Veer Bhavnagri | General Counsel | Sale of securities on an exchange or to another person at price $ 25.32 per share. | 15 Jun 2021 | 5,000 | 421,353 (0%) | 0% | 25.3 | 126,600 | Common Stock |
| Veer Bhavnagri | General Counsel | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Jun 2021 | 5,000 | 127,300 | - | - | Stock Option (Right to Buy) | |
| Veer Bhavnagri | General Counsel | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.27 per share. | 15 Jun 2021 | 5,000 | 426,353 (0%) | 0% | 2.3 | 11,350 | Common Stock |
| Joshua A. Kazam | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 10 Jun 2021 | 500,000 | 243,885 (0%) | 0% | 0 | Common Stock | |
| Joshua A. Kazam | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jun 2021 | 16,498 | 743,885 (0%) | 0% | 0 | Common Stock | |
| Franz Bernard Humer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jun 2021 | 16,498 | 147,714 (0%) | 0% | 0 | Common Stock | |
| Deborah M. Messemer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jun 2021 | 28,015 | 28,015 | - | - | Stock Option (Right to Buy) | |
| Owen N. Witte | Director | Sale of securities on an exchange or to another person at price $ 25.05 per share. | 09 Jun 2021 | 9,969 | 236,182 (0%) | 0% | 25.0 | 249,723 | Common Stock |
| Owen N. Witte | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jun 2021 | 28,015 | 28,015 | - | - | Stock Option (Right to Buy) | |
| Arie S. Belldegrun | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 18.22 per share. | 24 May 2021 | 379,066 | 583,034 (0%) | 0% | 18.2 | 6,906,583 | Common Stock |
| Arie S. Belldegrun | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 May 2021 | 379,066 | 0 | - | - | Stock Option (Right to Buy) | |
| David D. Chang | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 May 2021 | 27,410 | 541,190 | - | - | Stock Option (Right to Buy) | |
| David D. Chang | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 18.22 per share. | 24 May 2021 | 27,410 | 2,312,279 (1%) | 0% | 18.2 | 499,410 | Common Stock |
| Eric Schmidt | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 18.22 per share. | 24 May 2021 | 14,897 | 110,994 (0%) | 0% | 18.2 | 271,423 | Common Stock |
| Eric Schmidt | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 May 2021 | 14,897 | 94,703 | - | - | Stock Option (Right to Buy) | |
| Rafael Amado | EVP of R&D and CMO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 May 2021 | 200,534 | 335,435 (0%) | 0% | 0 | Common Stock | |
| Veer Bhavnagri | General Counsel | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.27 per share. | 18 May 2021 | 5,000 | 426,353 (0%) | 0% | 2.3 | 11,350 | Common Stock |
| Veer Bhavnagri | General Counsel | Sale of securities on an exchange or to another person at price $ 30.00 per share. | 18 May 2021 | 5,000 | 421,353 (0%) | 0% | 30 | 150,000 | Common Stock |
| Veer Bhavnagri | General Counsel | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 18 May 2021 | 5,000 | 132,300 | - | - | Stock Option (Right to Buy) | |
| Veer Bhavnagri | General Counsel | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 May 2021 | 5,000 | 137,300 | - | - | Stock Option (Right to Buy) | |
| Veer Bhavnagri | General Counsel | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.27 per share. | 17 May 2021 | 5,000 | 426,353 (0%) | 0% | 2.3 | 11,350 | Common Stock |
| Veer Bhavnagri | General Counsel | Sale of securities on an exchange or to another person at price $ 28.30 per share. | 17 May 2021 | 5,000 | 421,353 (0%) | 0% | 28.3 | 141,476 | Common Stock |
| Veer Bhavnagri | General Counsel | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.27 per share. | 15 Apr 2021 | 10,000 | 431,353 (0%) | 0% | 2.3 | 22,700 | Common Stock |
| Veer Bhavnagri | General Counsel | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Apr 2021 | 10,000 | 142,300 | - | - | Stock Option (Right to Buy) | |
| Veer Bhavnagri | General Counsel | Sale of securities on an exchange or to another person at price $ 32.64 per share. | 15 Apr 2021 | 606 | 421,353 (0%) | 0% | 32.6 | 19,780 | Common Stock |
| Veer Bhavnagri | General Counsel | Sale of securities on an exchange or to another person at price $ 32.01 per share. | 15 Apr 2021 | 9,394 | 421,959 (0%) | 0% | 32.0 | 300,738 | Common Stock |
| Arie S. Belldegrun | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Mar 2021 | 53,635 | 203,968 (0%) | 0% | 0 | Common Stock | |
| Arie S. Belldegrun | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Mar 2021 | 199,223 | 199,223 | - | - | Stock Option (Right to Buy) | |
| David D. Chang | Director, President and CEO | Gift of securities by or to the insider at price $ 0.00 per share. | 26 Mar 2021 | 205,778 | 856,044 (0%) | 0% | 0 | Common Stock | |
| David D. Chang | Director, President and CEO | Gift of securities by or to the insider at price $ 0.00 per share. | 26 Mar 2021 | 205,778 | 856,044 (0%) | 0% | 0 | Common Stock | |
| Rafael Amado | EVP of R&D and CMO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Mar 2021 | 24,866 | 134,901 (0%) | 0% | 0 | Common Stock | |
| Rafael Amado | EVP of R&D and CMO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Mar 2021 | 92,365 | 92,365 | - | - | Stock Option (Right to Buy) | |
| Eric Schmidt | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Mar 2021 | 92,365 | 92,365 | - | - | Stock Option (Right to Buy) | |
| Eric Schmidt | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Mar 2021 | 24,866 | 96,097 (0%) | 0% | 0 | Common Stock | |
| Alison Moore | Chief Technical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Mar 2021 | 92,365 | 92,365 | - | - | Stock Option (Right to Buy) | |
| Alison Moore | Chief Technical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Mar 2021 | 24,866 | 127,440 (0%) | 0% | 0 | Common Stock | |
| Veer Bhavnagri | General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Mar 2021 | 82,469 | 82,469 | - | - | Stock Option (Right to Buy) | |
| Veer Bhavnagri | General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Mar 2021 | 22,202 | 421,353 (0%) | 0% | 0 | Common Stock | |
| David D. Chang | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 38.57 per share. | 15 Mar 2021 | 20,513 | 2,204,417 (1%) | 0% | 38.6 | 791,271 | Common Stock |
| Rafael Amado | EVP of R&D and CMO | Sale of securities on an exchange or to another person at price $ 38.05 per share. | 15 Mar 2021 | 2,798 | 110,035 (0%) | 0% | 38.1 | 106,471 | Common Stock |
| Eric Schmidt | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 38.23 per share. | 15 Mar 2021 | 8,053 | 71,231 (0%) | 0% | 38.2 | 307,889 | Common Stock |
| Alison Moore | Chief Technical Officer | Sale of securities on an exchange or to another person at price $ 38.14 per share. | 15 Mar 2021 | 6,164 | 102,574 (0%) | 0% | 38.1 | 235,089 | Common Stock |
| Veer Bhavnagri | General Counsel | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.27 per share. | 15 Mar 2021 | 10,000 | 415,774 (0%) | 0% | 2.3 | 22,700 | Common Stock |
| Veer Bhavnagri | General Counsel | Sale of securities on an exchange or to another person at price $ 38.16 per share. | 15 Mar 2021 | 6,623 | 409,151 (0%) | 0% | 38.2 | 252,730 | Common Stock |
| Veer Bhavnagri | General Counsel | Sale of securities on an exchange or to another person at price $ 37.79 per share. | 15 Mar 2021 | 9,600 | 399,551 (0%) | 0% | 37.8 | 362,808 | Common Stock |
| Veer Bhavnagri | General Counsel | Sale of securities on an exchange or to another person at price $ 38.15 per share. | 15 Mar 2021 | 400 | 399,151 (0%) | 0% | 38.2 | 15,260 | Common Stock |
| Veer Bhavnagri | General Counsel | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Mar 2021 | 10,000 | 152,300 | - | - | Stock Option (Right to Buy) | |
| Eric Schmidt | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 31.69 per share. | 14 Jan 2021 | 3,547 | 1,164,048 (0%) | 0% | 31.7 | 112,393 | Common Stock |
| Eric Schmidt | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 33.28 per share. | 14 Jan 2021 | 400 | 1,152,595 (0%) | 0% | 33.3 | 13,314 | Common Stock |
| Eric Schmidt | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 32.40 per share. | 14 Jan 2021 | 11,053 | 1,152,995 (0%) | 0% | 32.4 | 358,151 | Common Stock |
| Eric Schmidt | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 30.60 per share. | 14 Jan 2021 | 9,851 | 1,172,744 (0%) | 0% | 30.6 | 301,481 | Common Stock |
| Eric Schmidt | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 31.10 per share. | 14 Jan 2021 | 5,149 | 1,167,595 (0%) | 0% | 31.1 | 160,129 | Common Stock |
| Veer Bhavnagri | General Counsel | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 Dec 2020 | 51,500 | 162,300 | - | - | Stock Option (Right to Buy) | |
| Veer Bhavnagri | General Counsel | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.27 per share. | 17 Dec 2020 | 51,500 | 405,402 (0%) | 0% | 2.3 | 116,905 | Common Stock |
| Eric Schmidt | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 33.00 per share. | 16 Nov 2020 | 10,366 | 1,182,595 (0%) | 0% | 33 | 342,078 | Common Stock |
| Eric Schmidt | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 32.60 per share. | 16 Nov 2020 | 4,634 | 1,192,961 (0%) | 0% | 32.6 | 151,068 | Common Stock |
| Eric Schmidt | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 39.47 per share. | 15 Oct 2020 | 5,104 | 1,207,491 (0%) | 0% | 39.5 | 201,442 | Common Stock |
| Eric Schmidt | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 40.07 per share. | 15 Oct 2020 | 4,218 | 1,203,273 (0%) | 0% | 40.1 | 169,011 | Common Stock |
| Eric Schmidt | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 43.01 per share. | 15 Oct 2020 | 100 | 1,197,595 (0%) | 0% | 43.0 | 4,301 | Common Stock |
| Eric Schmidt | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 42.32 per share. | 15 Oct 2020 | 2,099 | 1,197,695 (0%) | 0% | 42.3 | 88,840 | Common Stock |
| Eric Schmidt | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 41.33 per share. | 15 Oct 2020 | 3,479 | 1,199,794 (0%) | 0% | 41.3 | 143,800 | Common Stock |
| Alison Moore | Chief Technical Officer | Sale of securities on an exchange or to another person at price $ 42.00 per share. | 12 Oct 2020 | 24,233 | 108,370 (0%) | 0% | 42 | 1,017,786 | Common Stock |
| Alison Moore | Chief Technical Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Oct 2020 | 11,031 | 579,959 | - | - | Stock Option (Right to Buy) | |
| Alison Moore | Chief Technical Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Oct 2020 | 24,233 | 590,990 | - | - | Stock Option (Right to Buy) | |
| Alison Moore | Chief Technical Officer | Sale of securities on an exchange or to another person at price $ 42.00 per share. | 12 Oct 2020 | 11,031 | 108,370 (0%) | 0% | 42 | 463,302 | Common Stock |
| Alison Moore | Chief Technical Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.27 per share. | 12 Oct 2020 | 11,031 | 119,401 (0%) | 0% | 2.3 | 25,040 | Common Stock |
| Alison Moore | Chief Technical Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.27 per share. | 12 Oct 2020 | 24,233 | 132,603 (0%) | 0% | 2.3 | 55,009 | Common Stock |
| Alison Moore | Chief Technical Officer | Sale of securities on an exchange or to another person at price $ 41.00 per share. | 08 Oct 2020 | 5,065 | 117,680 (0%) | 0% | 41 | 207,665 | Common Stock |
| Alison Moore | Chief Technical Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Oct 2020 | 30,199 | 615,223 | - | - | Stock Option (Right to Buy) | |
| Alison Moore | Chief Technical Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Oct 2020 | 5,065 | 645,422 | - | - | Stock Option (Right to Buy) | |
| Alison Moore | Chief Technical Officer | Sale of securities on an exchange or to another person at price $ 41.00 per share. | 08 Oct 2020 | 39,509 | 108,370 (0%) | 0% | 41 | 1,619,869 | Common Stock |
| Alison Moore | Chief Technical Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.27 per share. | 08 Oct 2020 | 30,199 | 147,879 (0%) | 0% | 2.3 | 68,552 | Common Stock |
| Alison Moore | Chief Technical Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.27 per share. | 08 Oct 2020 | 5,065 | 122,745 (0%) | 0% | 2.3 | 11,498 | Common Stock |
| Rafael Amado | EVP of R&D and CMO | Sale of securities on an exchange or to another person at price $ 39.40 per share. | 07 Oct 2020 | 16,538 | 111,677 (0%) | 0% | 39.4 | 651,515 | Common Stock |
| Alison Moore | Chief Technical Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 06 Oct 2020 | 35,264 | 650,487 | - | - | Stock Option (Right to Buy) | |
| Alison Moore | Chief Technical Officer | Sale of securities on an exchange or to another person at price $ 40.00 per share. | 06 Oct 2020 | 44,574 | 117,680 (0%) | 0% | 40 | 1,782,960 | Common Stock |
| Alison Moore | Chief Technical Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.27 per share. | 06 Oct 2020 | 35,264 | 161,536 (0%) | 0% | 2.3 | 80,049 | Common Stock |
| Veer Bhavnagri | General Counsel | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 06 Oct 2020 | 10,000 | 213,800 | - | - | Stock Option (Right to Buy) | |
| Veer Bhavnagri | General Counsel | Sale of securities on an exchange or to another person at price $ 40.00 per share. | 06 Oct 2020 | 10,000 | 353,902 (0%) | 0% | 40 | 400,000 | Common Stock |
| Veer Bhavnagri | General Counsel | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.27 per share. | 06 Oct 2020 | 10,000 | 363,902 (0%) | 0% | 2.3 | 22,700 | Common Stock |
| Rafael Amado | EVP of R&D and CMO | Sale of securities on an exchange or to another person at price $ 36.37 per share. | 01 Oct 2020 | 9,752 | 128,215 (0%) | 0% | 36.4 | 354,662 | Common Stock |
| Veer Bhavnagri | General Counsel | Sale of securities on an exchange or to another person at price $ 36.21 per share. | 01 Oct 2020 | 16,215 | 362,687 (0%) | 0% | 36.2 | 587,069 | Common Stock |
| Veer Bhavnagri | General Counsel | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Oct 2020 | 25,000 | 223,800 | - | - | Stock Option (Right to Buy) | |
| Veer Bhavnagri | General Counsel | Sale of securities on an exchange or to another person at price $ 37.72 per share. | 01 Oct 2020 | 800 | 353,902 (0%) | 0% | 37.7 | 30,180 | Common Stock |
| Veer Bhavnagri | General Counsel | Sale of securities on an exchange or to another person at price $ 37.03 per share. | 01 Oct 2020 | 7,985 | 354,702 (0%) | 0% | 37.0 | 295,664 | Common Stock |
| Veer Bhavnagri | General Counsel | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.27 per share. | 01 Oct 2020 | 25,000 | 378,902 (0%) | 0% | 2.3 | 56,750 | Common Stock |
| Eric Schmidt | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 35.96 per share. | 21 Sep 2020 | 3,200 | 1,214,506 (0%) | 0% | 36.0 | 115,069 | Common Stock |
| Eric Schmidt | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 37.04 per share. | 21 Sep 2020 | 1,911 | 1,212,595 (0%) | 0% | 37.0 | 70,783 | Common Stock |
| Eric Schmidt | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 34.75 per share. | 21 Sep 2020 | 9,889 | 1,217,706 (0%) | 0% | 34.8 | 343,692 | Common Stock |
| Veer Bhavnagri | General Counsel | Sale of securities on an exchange or to another person at price $ 35.35 per share. | 01 Sep 2020 | 24,600 | 354,302 (0%) | 0% | 35.4 | 869,610 | Common Stock |
| Veer Bhavnagri | General Counsel | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Sep 2020 | 25,000 | 248,800 | - | - | Stock Option (Right to Buy) | |
| Veer Bhavnagri | General Counsel | Sale of securities on an exchange or to another person at price $ 35.89 per share. | 01 Sep 2020 | 400 | 353,902 (0%) | 0% | 35.9 | 14,356 | Common Stock |
| Veer Bhavnagri | General Counsel | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.27 per share. | 01 Sep 2020 | 25,000 | 378,902 (0%) | 0% | 2.3 | 56,750 | Common Stock |
| Alison Moore | Chief Technical Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Aug 2020 | 32,451 | 685,751 | - | - | Stock Option (Right to Buy) | |
| Alison Moore | Chief Technical Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.27 per share. | 13 Aug 2020 | 32,451 | 126,272 (0%) | 0% | 2.3 | 73,664 | Common Stock |
| Veer Bhavnagri | General Counsel | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.27 per share. | 03 Aug 2020 | 25,000 | 385,455 (0%) | 0% | 2.3 | 56,750 | Common Stock |
| Veer Bhavnagri | General Counsel | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 Aug 2020 | 25,000 | 273,800 | - | - | Stock Option (Right to Buy) | |
| Veer Bhavnagri | General Counsel | Sale of securities on an exchange or to another person at price $ 37.29 per share. | 03 Aug 2020 | 16,450 | 353,902 (0%) | 0% | 37.3 | 613,397 | Common Stock |
| Veer Bhavnagri | General Counsel | Sale of securities on an exchange or to another person at price $ 36.46 per share. | 03 Aug 2020 | 15,103 | 370,352 (0%) | 0% | 36.5 | 550,723 | Common Stock |
| Joshua A. Kazam | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jun 2020 | 9,969 | 1,033,305 (0%) | 0% | 0 | Common Stock | |
| Franz Bernard Humer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jun 2020 | 9,969 | 131,216 (0%) | 0% | 0 | Common Stock | |
| Owen N. Witte | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jun 2020 | 9,969 | 246,151 (0%) | 0% | 0 | Common Stock | |
| Deborah M. Messemer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jun 2020 | 16,640 | 16,640 | - | - | Stock Option (Right to Buy) | |
| Arie S. Belldegrun | Director | Purchase of securities on an exchange or from another person at price $ 47.00 per share. | 04 Jun 2020 | 106,382 | 1,798,163 (1%) | 0% | 47 | 4,999,954 | Common Stock |
| Arie S. Belldegrun | Director | Purchase of securities on an exchange or from another person at price $ 47.00 per share. | 04 Jun 2020 | 40,000 | 40,000 (0%) | 0% | 47 | 1,880,000 | Common Stock |
| Joshua A. Kazam | Director | Other type of transaction at price $ 0.00 per share. | 24 Apr 2020 | 8,039 | 1,023,336 (0%) | 0% | 0 | Common Stock | |
| David D. Chang | Director, President and CEO | Gift of securities by or to the insider at price $ 0.00 per share. | 24 Apr 2020 | 428,022 | 650,266 (0%) | 0% | 0 | Common Stock | |
| David D. Chang | Director, President and CEO | Gift of securities by or to the insider at price $ 0.00 per share. | 24 Apr 2020 | 428,022 | 650,266 (0%) | 0% | 0 | Common Stock | |
| David D. Chang | Director, President and CEO | Other type of transaction at price $ 0.00 per share. | 24 Apr 2020 | 9,187 | 2,224,101 (1%) | 0% | 0 | Common Stock | |
| David D. Chang | Director, President and CEO | Other type of transaction at price $ 0.00 per share. | 24 Apr 2020 | 9,198 | 1,201,108 (0%) | 0% | 0 | Common Stock | |
| Arie S. Belldegrun | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Mar 2020 | 379,066 | 379,066 | - | - | Stock Option (Right to Buy) | |
| David D. Chang | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Mar 2020 | 568,600 | 568,600 | - | - | Stock Option (Right to Buy) | |
| Rafael Amado | EVP of R&D and CMO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Mar 2020 | 30,800 | 135,962 (0%) | 0% | 0 | Common Stock | |
| Rafael Amado | EVP of R&D and CMO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Mar 2020 | 109,600 | 109,600 | - | - | Stock Option (Right to Buy) | |
| Eric Schmidt | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Mar 2020 | 30,800 | 78,706 (0%) | 0% | 0 | Common Stock | |
| Eric Schmidt | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Mar 2020 | 109,600 | 109,600 | - | - | Stock Option (Right to Buy) | |
| Alison Moore | Chief Technical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Mar 2020 | 30,800 | 93,821 (0%) | 0% | 0 | Common Stock | |
| Alison Moore | Chief Technical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Mar 2020 | 109,600 | 109,600 | - | - | Stock Option (Right to Buy) | |
| David D. Chang | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 20.06 per share. | 16 Mar 2020 | 1,625 | 2,214,914 (1%) | 0% | 20.1 | 32,603 | Common Stock |
| David D. Chang | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 19.24 per share. | 16 Mar 2020 | 18,710 | 2,215,426 (1%) | 0% | 19.2 | 360,012 | Common Stock |
| Eric Schmidt | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 20.25 per share. | 16 Mar 2020 | 300 | 47,906 (0%) | 0% | 20.3 | 6,075 | Common Stock |
| Eric Schmidt | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 19.70 per share. | 16 Mar 2020 | 5,150 | 47,257 (0%) | 0% | 19.7 | 101,433 | Common Stock |
| Alison Moore | Chief Technical Officer | Sale of securities on an exchange or to another person at price $ 19.19 per share. | 16 Mar 2020 | 3,750 | 63,021 (0%) | 0% | 19.2 | 71,980 | Common Stock |
| Joshua A. Kazam | Director | Other type of transaction at price $ 0.00 per share. | 04 Mar 2020 | 8,217 | 1,015,297 (0%) | 0% | 0 | Common Stock | |
| David D. Chang | Director, President and CEO | Other type of transaction at price $ 0.00 per share. | 04 Mar 2020 | 9,391 | 2,234,136 (1%) | 0% | 0 | Common Stock | |
| David D. Chang | Director, President and CEO | Other type of transaction at price $ 0.00 per share. | 04 Mar 2020 | 9,402 | 1,191,910 (0%) | 0% | 0 | Common Stock | |
| Eric Schmidt | Chief Financial Officer | Other type of transaction at price $ 25.30 per share. | 20 Feb 2020 | 237,155 | 1,227,595 (0%) | 0% | 25.3 | 6,000,022 | Common Stock |
| Joshua A. Kazam | None | Other type of transaction at price $ 0.00 per share. | 19 Nov 2019 | 8,217 | 1,453,703 (1%) | 0% | 0 | Common Stock | |
| Joshua A. Kazam | None | Gift of securities by or to the insider at price $ 0.00 per share. | 19 Nov 2019 | 446,623 | 1,007,080 (0%) | 0% | 0 | Common Stock | |
| David D. Chang | Director, President and CEO | Other type of transaction at price $ 0.00 per share. | 19 Nov 2019 | 9,391 | 2,224,745 (1%) | 0% | 0 | Common Stock | |
| David D. Chang | Director, President and CEO | Other type of transaction at price $ 0.00 per share. | 19 Nov 2019 | 9,402 | 1,182,508 (0%) | 0% | 0 | Common Stock | |
| Joshua A. Kazam | None | Other type of transaction at price $ 0.00 per share. | 25 Oct 2019 | 8,217 | 1,445,486 (1%) | 0% | 0 | Common Stock | |
| David D. Chang | Director, President and CEO | Other type of transaction at price $ 0.00 per share. | 25 Oct 2019 | 9,391 | 2,215,354 (1%) | 0% | 0 | Common Stock | |
| David D. Chang | Director, President and CEO | Other type of transaction at price $ 0.00 per share. | 25 Oct 2019 | 9,402 | 1,173,106 (0%) | 0% | 0 | Common Stock | |
| Joshua A. Kazam | None | Other type of transaction at price $ 0.00 per share. | 23 Sep 2019 | 8,217 | 1,437,269 (1%) | 0% | 0 | Common Stock | |
| David D. Chang | Director, President and CEO | Other type of transaction at price $ 0.00 per share. | 23 Sep 2019 | 9,391 | 2,205,963 (1%) | 0% | 0 | Common Stock | |
| David D. Chang | Director, President and CEO | Other type of transaction at price $ 0.00 per share. | 23 Sep 2019 | 9,402 | 1,163,704 (0%) | 0% | 0 | Common Stock | |
| Alison Moore | Chief Technical Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.27 per share. | 16 Sep 2019 | 5,257 | 71,324 (0%) | 0% | 2.3 | 11,933 | Common Stock |
| Alison Moore | Chief Technical Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2019 | 21,067 | 718,202 | - | - | Stock Option (Right to Buy) | |
| Alison Moore | Chief Technical Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2019 | 22,503 | 739,269 | - | - | Stock Option (Right to Buy) | |
| Alison Moore | Chief Technical Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2019 | 5,257 | 761,772 | - | - | Stock Option (Right to Buy) | |
| Alison Moore | Chief Technical Officer | Sale of securities on an exchange or to another person at price $ 32.13 per share. | 16 Sep 2019 | 21,067 | 66,067 (0%) | 0% | 32.1 | 676,872 | Common Stock |
| Alison Moore | Chief Technical Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.27 per share. | 16 Sep 2019 | 21,067 | 87,134 (0%) | 0% | 2.3 | 47,822 | Common Stock |
| Alison Moore | Chief Technical Officer | Sale of securities on an exchange or to another person at price $ 32.11 per share. | 16 Sep 2019 | 22,503 | 66,067 (0%) | 0% | 32.1 | 722,560 | Common Stock |
| Alison Moore | Chief Technical Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.27 per share. | 16 Sep 2019 | 22,503 | 88,570 (0%) | 0% | 2.3 | 51,082 | Common Stock |
| Alison Moore | Chief Technical Officer | Sale of securities on an exchange or to another person at price $ 32.00 per share. | 16 Sep 2019 | 5,257 | 66,067 (0%) | 0% | 32.0 | 168,234 | Common Stock |
| Joshua A. Kazam | None | Other type of transaction at price $ 0.00 per share. | 05 Sep 2019 | 8,217 | 1,429,052 (1%) | 0% | 0 | Common Stock | |
| David D. Chang | Director, President and CEO | Other type of transaction at price $ 0.00 per share. | 05 Sep 2019 | 9,391 | 2,195,469 (1%) | 0% | 0 | Common Stock | |
| David D. Chang | Director, President and CEO | Other type of transaction at price $ 0.00 per share. | 05 Sep 2019 | 9,402 | 1,154,302 (0%) | 0% | 0 | Common Stock | |
| Rafael Amado | EVP of R&D and CMO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Sep 2019 | 160,630 | 160,630 | - | - | Stock Option (Right to Buy) | |
| Rafael Amado | EVP of R&D and CMO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Sep 2019 | 105,162 | 105,162 (0%) | 0% | 0 | Common Stock | |
| Alison Moore | Chief Technical Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.27 per share. | 26 Jul 2019 | 13,193 | 78,566 (0%) | 0% | 2.3 | 29,948 | Common Stock |
| Alison Moore | Chief Technical Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 26 Jul 2019 | 11,819 | 767,029 | - | - | Stock Option (Right to Buy) | |
| Alison Moore | Chief Technical Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 26 Jul 2019 | 23,815 | 778,848 | - | - | Stock Option (Right to Buy) | |
| Alison Moore | Chief Technical Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 26 Jul 2019 | 13,193 | 802,663 | - | - | Stock Option (Right to Buy) | |
| Alison Moore | Chief Technical Officer | Sale of securities on an exchange or to another person at price $ 29.84 per share. | 26 Jul 2019 | 11,819 | 65,373 (0%) | 0% | 29.8 | 352,738 | Common Stock |
| Alison Moore | Chief Technical Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.27 per share. | 26 Jul 2019 | 11,819 | 77,192 (0%) | 0% | 2.3 | 26,829 | Common Stock |
| Alison Moore | Chief Technical Officer | Sale of securities on an exchange or to another person at price $ 29.39 per share. | 26 Jul 2019 | 23,815 | 65,373 (0%) | 0% | 29.4 | 699,870 | Common Stock |
| Alison Moore | Chief Technical Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.27 per share. | 26 Jul 2019 | 23,815 | 89,188 (0%) | 0% | 2.3 | 54,060 | Common Stock |
| Alison Moore | Chief Technical Officer | Sale of securities on an exchange or to another person at price $ 29.18 per share. | 26 Jul 2019 | 13,193 | 65,373 (0%) | 0% | 29.2 | 384,994 | Common Stock |
| Joshua A. Kazam | None | Other type of transaction at price $ 0.00 per share. | 18 Jul 2019 | 8,217 | 1,420,835 (1%) | 0% | 0 | Common Stock | |
| David D. Chang | Director, President and CEO | Other type of transaction at price $ 0.00 per share. | 18 Jul 2019 | 9,402 | 1,144,900 (0%) | 0% | 0 | Common Stock | |
| David D. Chang | Director, President and CEO | Other type of transaction at price $ 0.00 per share. | 18 Jul 2019 | 9,391 | 2,186,078 (1%) | 0% | 0 | Common Stock | |
| Joshua A. Kazam | None | Other type of transaction at price $ 0.00 per share. | 10 Jul 2019 | 5,590 | 1,412,618 (1%) | 0% | 0 | Common Stock | |
| Alison Moore | Chief Technical Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.27 per share. | 28 Jun 2019 | 27,816 | 65,373 (0%) | 0% | 2.3 | 63,142 | Common Stock |
| Alison Moore | Chief Technical Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 28 Jun 2019 | 27,816 | 815,856 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| David D. Chang | Director, President and CEO | Other type of transaction at price $ 0.00 per share. | 18 Jun 2019 | 10,154 | 1,135,498 (0%) | 0% | 0 | Common Stock | |
| David D. Chang | Director, President and CEO | Other type of transaction at price $ 0.00 per share. | 18 Jun 2019 | 6,388 | 2,176,687 (1%) | 0% | 0 | Common Stock | |
| Joshua A. Kazam | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Jun 2019 | 16,377 | 1,407,028 (1%) | 0% | 0 | Common Stock | |
| Franz Bernard Humer | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Jun 2019 | 16,377 | 121,247 (0%) | 0% | 0 | Common Stock | |
| Owen N. Witte | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Jun 2019 | 26,025 | 26,025 | - | - | Stock Option (Right to Buy) | |
| Deborah M. Messemer | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Jun 2019 | 26,025 | 26,025 | - | - | Stock Option (Right to Buy) | |
| Arie S. Belldegrun | None | Other type of transaction at price $ 0.00 per share. | 26 Apr 2019 | 13,413 | 501,663 (0%) | 0% | 0 | Common Stock | |
| Arie S. Belldegrun | None | Other type of transaction at price $ 0.00 per share. | 26 Apr 2019 | 598,937 | 5,390,415 (4%) | 0% | 0 | Common Stock | |
| David D. Chang | Director, President and CEO | Other type of transaction at price $ 0.00 per share. | 26 Apr 2019 | 11,753 | 1,113,591 (0%) | 0% | 0 | Common Stock | |
| Arie S. Belldegrun | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Mar 2019 | 115,333 | 150,333 (0%) | 0% | 0 | Common Stock | |
| Arie S. Belldegrun | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Mar 2019 | 195,133 | 195,133 | - | - | Stock Option (Right to Buy) | |
| David D. Chang | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Mar 2019 | 173,000 | 2,168,625 (1%) | 0% | 0 | Common Stock | |
| David D. Chang | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Mar 2019 | 292,700 | 292,700 | - | - | Employee Stock Option (Right to Buy) | |
| Eric Schmidt | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Mar 2019 | 83,500 | 83,500 | - | - | Employee Stock Option (Right to Buy) | |
| Eric Schmidt | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Mar 2019 | 49,400 | 49,400 (0%) | 0% | 0 | Common Stock | |
| Alison Moore | Chief Technical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Mar 2019 | 37,050 | 37,050 (0%) | 0% | 0 | Common Stock | |
| Alison Moore | Chief Technical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Mar 2019 | 83,500 | 83,500 | - | - | Employee Stock Option (Right to Buy) | |
| Arie S. Belldegrun | None | Purchase of securities on an exchange or from another person at price $ 18.00 per share. | 15 Oct 2018 | 194,445 | 1,691,781 (1%) | 0% | 18 | 3,500,010 | Common Stock |
| Joshua A. Kazam | None | 15 Oct 2018 | 18,716 | 1,390,651 (1%) | 0% | 0 | Common Stock | ||
| Joshua A. Kazam | None | 15 Oct 2018 | 3,565 | 0 | - | - | Series A Convertible Preferred Stock | ||
| Franz Bernard Humer | None | 15 Oct 2018 | 14,261 | 0 | - | - | Series A Convertible Preferred Stock | ||
| Franz Bernard Humer | None | 15 Oct 2018 | 74,870 | 104,870 (0%) | 0% | 0 | Common Stock | ||
| Franz Bernard Humer | None | Purchase of securities on an exchange or from another person at price $ 18.00 per share. | 15 Oct 2018 | 30,000 | 30,000 (0%) | 0% | 18 | 540,000 | Common Stock |
| David D. Chang | Director, President and CEO | 15 Oct 2018 | 5,704 | 0 | - | - | Series A Convertible Preferred Stock | ||
| David D. Chang | Director, President and CEO | 15 Oct 2018 | 29,946 | 1,101,838 (0%) | 0% | 0 | Common Stock | ||
| David D. Chang | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 18.00 per share. | 15 Oct 2018 | 40,000 | 1,995,625 (1%) | 0% | 18 | 720,000 | Common Stock |
| Owen N. Witte | None | 15 Oct 2018 | 7,130 | 0 | - | - | Series A Convertible Preferred Stock | ||
| Owen N. Witte | None | 15 Oct 2018 | 37,432 | 236,182 (0%) | 0% | 0 | Common Stock | ||
| Owen N. Witte | None | Purchase of securities on an exchange or from another person at price $ 18.00 per share. | 15 Oct 2018 | 15,000 | 198,750 (0%) | 0% | 18 | 270,000 | Common Stock |
| Deborah M. Messemer | None | Other type of transaction at price $ 0.00 per share. | 15 Oct 2018 | 6,535 | 6,535 (0%) | 0% | 0 | Common Stock |