Adam Morgan
|
Director, Ten Percent Owner |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
16 Sep 2024 |
800,000 |
0
|
-
|
|
-
|
Warrants |
Adam Morgan
|
Director, Ten Percent Owner |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
16 Sep 2024 |
50,000 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Adam Morgan
|
Director, Ten Percent Owner |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
16 Sep 2024 |
1,825 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Adam Morgan
|
Director, Ten Percent Owner |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
16 Sep 2024 |
4,178,725 |
0
(0%)
|
84%
|
|
-
|
Common Stock |
Adam Morgan
|
Director, Ten Percent Owner |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
16 Sep 2024 |
9,429,808 |
0
(0%)
|
189%
|
|
-
|
Common Stock |
Philip Ashman
|
President of Intl Operations |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.83 per share. |
26 Mar 2024 |
12,103 |
118,274
(2%)
|
0%
|
3.8 |
46,354
|
Common Stock |
Richard S. Eiswirth
|
President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Mar 2024 |
14,700 |
14,700
|
-
|
|
-
|
Restricted Stock Units |
Philip Ashman
|
President of Intl Operations |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Mar 2024 |
75,000 |
75,000
|
-
|
|
-
|
Performance-Based Restricted Stock Units |
Philip Ashman
|
President of Intl Operations |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Mar 2024 |
6,800 |
6,800
|
-
|
|
-
|
Restricted Stock Units |
Elliot Maltz
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Mar 2024 |
75,000 |
75,000
|
-
|
|
-
|
Restricted Stock Units |
Elliot Maltz
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Mar 2024 |
75,000 |
75,000
|
-
|
|
-
|
Performance-Based Restricted Stock Units |
Jason Werner
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Mar 2024 |
1,800 |
1,800
|
-
|
|
-
|
Restricted Stock Units |
Philip Ashman
|
President of Intl Operations |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.86 per share. |
10 Jan 2024 |
2,938 |
130,377
(2%)
|
0%
|
3.9 |
11,344
|
Common Stock |
Elliot Maltz
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2024 |
75,000 |
75,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Adam Morgan
|
Director, Ten Percent Owner |
|
15 Aug 2023 |
8,117 |
0
|
-
|
|
-
|
Series B Convertible Preferred Stock |
Adam Morgan
|
Director, Ten Percent Owner |
|
15 Aug 2023 |
6,000 |
0
|
-
|
|
-
|
Series B Convertible Preferred Stock |
Adam Morgan
|
Director, Ten Percent Owner |
|
15 Aug 2023 |
7,000 |
0
|
-
|
|
-
|
Series B Convertible Preferred Stock |
Adam Morgan
|
Director, Ten Percent Owner |
|
15 Aug 2023 |
4,845,392 |
6,505,046
(130%)
|
97%
|
1.7 |
8,237,166
|
Common Stock |
Adam Morgan
|
Director, Ten Percent Owner |
|
15 Aug 2023 |
4,178,725 |
4,178,725
(84%)
|
84%
|
1.7 |
7,103,833
|
Common Stock |
Adam Morgan
|
Director, Ten Percent Owner |
|
15 Aug 2023 |
2,924,762 |
9,429,808
(189%)
|
58%
|
2.1 |
6,142,000
|
Common Stock |
C. Daniel Myers
|
Chairman Emeritus |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Aug 2023 |
6,000 |
6,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Adam Morgan
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 1.70 per share. |
17 May 2023 |
1,401,901 |
1,659,654
(33%)
|
28%
|
1.7 |
2,383,232
|
Common Stock |
Adam Morgan
|
Director, Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
17 May 2023 |
2,057,143 |
800,000
|
-
|
|
-
|
Warrants |
Adam Morgan
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
17 May 2023 |
8,117 |
8,117
|
-
|
|
-
|
Series B Convertible Preferred Stock |
Adam Morgan
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
17 May 2023 |
7,000 |
7,000
|
-
|
|
-
|
Series B Convertible Preferred Stock |
Jason Werner
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 May 2023 |
921 |
921
|
-
|
|
-
|
Stock Option (Right to Buy) |
Russell L. Skibsted
|
Chief Financial Officer & SVP |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Mar 2023 |
58,000 |
75,500
(1%)
|
1%
|
|
0
|
Common Stock |
Richard S. Eiswirth
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Mar 2023 |
186,000 |
322,518
(6%)
|
3%
|
|
0
|
Common Stock |
David Holland
|
Chief Marketing Officer & SVP |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Mar 2023 |
68,000 |
108,880
(2%)
|
1%
|
|
0
|
Common Stock |
Philip Ashman
|
Chief Operating Officer & SVP |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Mar 2023 |
103,000 |
133,315
(2%)
|
2%
|
|
0
|
Common Stock |
Michael Kaseta
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Mar 2023 |
1,825 |
1,825
|
-
|
|
-
|
Stock Option (Right to Buy) |
Adam Morgan
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Mar 2023 |
1,825 |
1,825
|
-
|
|
-
|
Stock Option (Right to Buy) |
Roger Sawhney
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Feb 2023 |
2,252 |
2,252
|
-
|
|
-
|
Stock Option (Right to Buy) |
Philip Ashman
|
Chief Operating Officer & SVP |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.81 per share. |
03 Feb 2023 |
2,889 |
30,315
(0%)
|
0%
|
2.8 |
8,119
|
Common Stock |
Russell L. Skibsted
|
Chief Financial Officer & SVP |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Jan 2023 |
52,500 |
52,500
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Russell L. Skibsted
|
Chief Financial Officer & SVP |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Jan 2023 |
17,500 |
17,500
(0%)
|
0%
|
|
0
|
Common Stock |
Brian K. Halak
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Jan 2023 |
6,000 |
6,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
James R. Largent
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Jan 2023 |
6,000 |
6,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
C. Daniel Myers
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Jan 2023 |
6,000 |
6,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Peter J. Pizzo
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Jan 2023 |
6,000 |
6,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Garheng Kong
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Jan 2023 |
6,000 |
6,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
John Snisarenko
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Jan 2023 |
6,000 |
6,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Erin Parsons
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Jan 2023 |
6,000 |
6,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Richard S. Eiswirth
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 4.44 per share. |
31 Oct 2022 |
500 |
136,518
(2%)
|
0%
|
4.4 |
2,219
|
Common Stock |
David Holland
|
Chief Marketing Officer & SVP |
Grant, award, or other acquisition of securities at price $ 4.44 per share. |
31 Oct 2022 |
500 |
40,880
(0%)
|
0%
|
4.4 |
2,219
|
Common Stock |
John Philip Jones
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 4.44 per share. |
31 Oct 2022 |
372 |
32,185
(0%)
|
0%
|
4.4 |
1,651
|
Common Stock |
Richard S. Eiswirth
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 3.76 per share. |
29 Apr 2022 |
500 |
136,018
(2%)
|
0%
|
3.8 |
1,879
|
Common Stock |
David Holland
|
Chief Marketing Officer & SVP |
Grant, award, or other acquisition of securities at price $ 3.76 per share. |
29 Apr 2022 |
500 |
40,380
(0%)
|
0%
|
3.8 |
1,879
|
Common Stock |
John Philip Jones
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 3.76 per share. |
29 Apr 2022 |
426 |
31,813
(0%)
|
0%
|
3.8 |
1,600
|
Common Stock |
Philip Ashman
|
Chief Operating Officer & SVP |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.65 per share. |
10 Jan 2022 |
1,175 |
33,204
(0%)
|
0%
|
4.7 |
5,464
|
Common Stock |
Richard S. Eiswirth
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Jan 2022 |
25,000 |
135,518
(2%)
|
0%
|
|
0
|
Common Stock |
Richard S. Eiswirth
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Jan 2022 |
75,000 |
75,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
David Holland
|
Chief Marketing Officer & SVP |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Jan 2022 |
26,250 |
26,250
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
David Holland
|
Chief Marketing Officer & SVP |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Jan 2022 |
8,750 |
39,880
(0%)
|
0%
|
|
0
|
Common Stock |
Philip Ashman
|
Chief Operating Officer & SVP |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Jan 2022 |
45,000 |
45,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Philip Ashman
|
Chief Operating Officer & SVP |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Jan 2022 |
15,000 |
34,379
(0%)
|
0%
|
|
0
|
Common Stock |
John Philip Jones
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Jan 2022 |
26,250 |
26,250
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
John Philip Jones
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Jan 2022 |
8,750 |
31,387
(0%)
|
0%
|
|
0
|
Common Stock |
Richard S. Eiswirth
|
Director, President and CEO |
Purchase of securities on an exchange or from another person at price $ 4.50 per share. |
15 Dec 2021 |
484 |
110,518
(2%)
|
0%
|
4.5 |
2,177
|
Common Stock |
Richard S. Eiswirth
|
Director, President and CEO |
Purchase of securities on an exchange or from another person at price $ 4.89 per share. |
02 Dec 2021 |
5,000 |
105,034
(2%)
|
0%
|
4.9 |
24,428
|
Common Stock |
Erin Parsons
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Nov 2021 |
3,255 |
3,255
|
-
|
|
-
|
Stock Option (Right to Buy) |
Richard S. Eiswirth
|
Director, President and CEO |
Purchase of securities on an exchange or from another person at price $ 5.50 per share. |
04 Nov 2021 |
1,400 |
100,034
(2%)
|
0%
|
5.5 |
7,700
|
Common Stock |
Richard S. Eiswirth
|
Director, President and CEO |
Purchase of securities on an exchange or from another person at price $ 4.41 per share. |
04 Nov 2021 |
10,086 |
98,634
(1%)
|
0%
|
4.4 |
44,446
|
Common Stock |
Richard S. Eiswirth
|
Director, President and CEO |
Purchase of securities on an exchange or from another person at price $ 4.45 per share. |
03 Nov 2021 |
28,005 |
88,548
(1%)
|
0%
|
4.5 |
124,745
|
Common Stock |
David Holland
|
Chief Marketing Officer & SVP |
Purchase of securities on an exchange or from another person at price $ 4.08 per share. |
03 Nov 2021 |
5,000 |
31,130
(0%)
|
0%
|
4.1 |
20,392
|
Common Stock |
John Philip Jones
|
Chief Financial Officer |
Purchase of securities on an exchange or from another person at price $ 4.08 per share. |
03 Nov 2021 |
5,000 |
24,965
(0%)
|
0%
|
4.1 |
20,399
|
Common Stock |
Brian K. Halak
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Nov 2021 |
6,000 |
6,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
James R. Largent
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Nov 2021 |
6,000 |
6,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
James R. Largent
|
Director |
Purchase of securities on an exchange or from another person at price $ 4.31 per share. |
02 Nov 2021 |
10,000 |
13,000
(0%)
|
0%
|
4.3 |
43,090
|
Common Stock |
C. Daniel Myers
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Nov 2021 |
6,000 |
6,000
|
-
|
|
-
|
Common Stock |
Peter J. Pizzo
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Nov 2021 |
6,000 |
6,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Garheng Kong
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Nov 2021 |
6,000 |
6,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
John Snisarenko
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Nov 2021 |
6,000 |
6,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Richard S. Eiswirth
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 3.76 per share. |
29 Oct 2021 |
500 |
60,543
(1%)
|
0%
|
3.8 |
1,879
|
Common Stock |
David Holland
|
Chief Marketing Officer & SVP |
Grant, award, or other acquisition of securities at price $ 3.76 per share. |
29 Oct 2021 |
500 |
26,130
(0%)
|
0%
|
3.8 |
1,879
|
Common Stock |
John Philip Jones
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 3.76 per share. |
29 Oct 2021 |
399 |
19,965
(0%)
|
0%
|
3.8 |
1,499
|
Common Stock |
Brian K. Halak
|
Director |
Other type of transaction at price $ 0.00 per share. |
17 Sep 2021 |
215 |
327
(0%)
|
0%
|
|
0
|
Common Stock |
Richard S. Eiswirth
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 3.56 per share. |
30 Apr 2021 |
500 |
60,043
(1%)
|
0%
|
3.6 |
1,781
|
Common Stock |
David Holland
|
Chief Marketing Officer & SVP |
Grant, award, or other acquisition of securities at price $ 3.56 per share. |
30 Apr 2021 |
500 |
25,630
(0%)
|
0%
|
3.6 |
1,781
|
Common Stock |
John Philip Jones
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 3.56 per share. |
30 Apr 2021 |
421 |
19,566
(0%)
|
0%
|
3.6 |
1,499
|
Common Stock |
Philip Ashman
|
Chief Operating Officer & SVP |
Sale of securities on an exchange or to another person at price $ 9.62 per share. |
08 Apr 2021 |
45 |
19,379
(0%)
|
0%
|
9.6 |
433
|
Common Stock |
John Philip Jones
|
Chief Financial Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.64 per share. |
09 Mar 2021 |
1,164 |
19,145
(0%)
|
0%
|
7.6 |
8,893
|
Common Stock |
David Holland
|
Chief Operating Officer & SVP |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.41 per share. |
08 Mar 2021 |
1,935 |
25,130
(0%)
|
0%
|
7.4 |
14,348
|
Common Stock |
Philip Ashman
|
Chief Operating Officer & SVP |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.77 per share. |
04 Mar 2021 |
2,533 |
19,424
(0%)
|
0%
|
7.8 |
19,681
|
Common Stock |
Richard S. Eiswirth
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jan 2021 |
52,500 |
52,500
|
-
|
|
-
|
Common Stock |
Richard S. Eiswirth
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jan 2021 |
17,500 |
59,543
(1%)
|
0%
|
|
0
|
Common Stock |
David Holland
|
Chief Marketing Officer & SVP |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jan 2021 |
16,875 |
16,875
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
David Holland
|
Chief Marketing Officer & SVP |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jan 2021 |
5,625 |
27,065
(0%)
|
0%
|
|
0
|
Common Stock |
Philip Ashman
|
Chief Operating Officer & SVP |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jan 2021 |
30,000 |
30,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Philip Ashman
|
Chief Operating Officer & SVP |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jan 2021 |
10,000 |
21,957
(0%)
|
0%
|
|
0
|
Common Stock |
John Philip Jones
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jan 2021 |
5,625 |
17,981
(0%)
|
0%
|
|
0
|
Common Stock |
John Philip Jones
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jan 2021 |
16,875 |
16,875
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Samer Kaba
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jan 2021 |
18,750 |
18,750
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Samer Kaba
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jan 2021 |
6,250 |
14,929
(0%)
|
0%
|
|
0
|
Common Stock |
Philip Ashman
|
Chief Operating Officer & SVP |
Purchase of securities on an exchange or from another person at price $ 4.50 per share. |
04 Nov 2020 |
1,316 |
11,957
(0%)
|
0%
|
4.5 |
5,922
|
Common Stock |
Richard S. Eiswirth
|
Director, President and CEO |
Purchase of securities on an exchange or from another person at price $ 4.15 per share. |
02 Nov 2020 |
2,500 |
42,043
(0%)
|
0%
|
4.2 |
10,377
|
Common Stock |
Richard S. Eiswirth
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 3.56 per share. |
30 Oct 2020 |
500 |
39,543
(0%)
|
0%
|
3.6 |
1,781
|
Common Stock |
David Holland
|
Chief Marketing Officer & SVP |
Grant, award, or other acquisition of securities at price $ 3.56 per share. |
30 Oct 2020 |
500 |
21,440
(0%)
|
0%
|
3.6 |
1,781
|
Common Stock |
John Philip Jones
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 3.56 per share. |
30 Oct 2020 |
421 |
12,356
(0%)
|
0%
|
3.6 |
1,499
|
Common Stock |
C. Daniel Myers
|
Director |
Sale of securities on an exchange or to another person at price $ 6.73 per share. |
20 Aug 2020 |
5,000 |
5,578
(0%)
|
0%
|
6.7 |
33,650
|
Common Stock |
Brian K. Halak
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Jun 2020 |
3,333 |
3,333
|
-
|
|
-
|
Stock Option (Right to Buy) |
James R. Largent
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Jun 2020 |
3,333 |
3,333
|
-
|
|
-
|
Stock Option (Right to Buy) |
Mary T. Szela
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Jun 2020 |
3,333 |
3,333
|
-
|
|
-
|
Stock Option (Right to Buy) |
C. Daniel Myers
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Jun 2020 |
3,333 |
3,333
|
-
|
|
-
|
Stock Option (Right to Buy) |
Peter J. Pizzo
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Jun 2020 |
3,333 |
3,333
|
-
|
|
-
|
Stock Option (Right to Buy) |
Garheng Kong
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Jun 2020 |
3,333 |
3,333
|
-
|
|
-
|
Stock Option (Right to Buy) |
John Snisarenko
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Jun 2020 |
3,333 |
3,333
|
-
|
|
-
|
Stock Option (Right to Buy) |
Richard S. Eiswirth
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 3.61 per share. |
30 Apr 2020 |
167 |
39,043
(0%)
|
0%
|
3.6 |
603
|
Common Stock |
David Holland
|
Chief Marketing Officer & SVP |
Grant, award, or other acquisition of securities at price $ 3.61 per share. |
30 Apr 2020 |
167 |
20,940
(0%)
|
0%
|
3.6 |
603
|
Common Stock |
John Philip Jones
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 3.61 per share. |
30 Apr 2020 |
167 |
11,935
(0%)
|
0%
|
3.6 |
603
|
Common Stock |
Richard S. Eiswirth
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Mar 2020 |
10,884 |
38,876
(0%)
|
0%
|
|
0
|
Common Stock |
David Holland
|
Chief Marketing Officer & SVP |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Mar 2020 |
5,172 |
20,773
(0%)
|
0%
|
|
0
|
Common Stock |
Philip Ashman
|
Chief Operating Officer & SVP |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Mar 2020 |
5,389 |
10,641
(0%)
|
0%
|
|
0
|
Common Stock |
John Philip Jones
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Mar 2020 |
3,958 |
11,768
(0%)
|
0%
|
|
0
|
Common Stock |
Samer Kaba
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Mar 2020 |
4,683 |
8,679
(0%)
|
0%
|
|
0
|
Common Stock |
Samer Kaba
|
Chief Medical Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.13 per share. |
09 Mar 2020 |
838 |
4,834
(0%)
|
0%
|
6.1 |
5,137
|
Common Stock |
Samer Kaba
|
Chief Medical Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.63 per share. |
09 Mar 2020 |
838 |
3,996
(0%)
|
0%
|
5.6 |
4,717
|
Common Stock |
Richard S. Eiswirth
|
Director, President and CEO |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.67 per share. |
05 Mar 2020 |
1,958 |
27,992
(0%)
|
0%
|
6.7 |
13,060
|
Common Stock |
Richard S. Eiswirth
|
Director, President and CEO |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.37 per share. |
05 Mar 2020 |
1,958 |
29,950
(0%)
|
0%
|
6.4 |
12,472
|
Common Stock |
David Holland
|
Chief Marketing Officer & SVP |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.14 per share. |
03 Mar 2020 |
1,270 |
15,601
(0%)
|
0%
|
6.1 |
7,798
|
Common Stock |
David Holland
|
Chief Marketing Officer & SVP |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.85 per share. |
03 Mar 2020 |
1,270 |
16,871
(0%)
|
0%
|
6.9 |
8,700
|
Common Stock |
Philip Ashman
|
Chief Operating Officer & SVP |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.05 per share. |
28 Feb 2020 |
1,447 |
6,699
(0%)
|
0%
|
7.0 |
10,201
|
Common Stock |
Philip Ashman
|
Chief Operating Officer & SVP |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.15 per share. |
28 Feb 2020 |
1,447 |
5,252
(0%)
|
0%
|
6.1 |
8,899
|
Common Stock |
John Philip Jones
|
Chief Financial Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.15 per share. |
28 Feb 2020 |
938 |
7,810
(0%)
|
0%
|
6.2 |
5,769
|
Common Stock |
John Philip Jones
|
Chief Financial Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.05 per share. |
28 Feb 2020 |
938 |
8,748
(0%)
|
0%
|
7.1 |
6,613
|
Common Stock |
Richard S. Eiswirth
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 Jan 2020 |
53,500 |
53,500
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
David Holland
|
Chief Marketing Officer & SVP |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 Jan 2020 |
14,000 |
14,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Philip Ashman
|
Chief Operating Officer & SVP |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 Jan 2020 |
20,000 |
20,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
John Philip Jones
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 Jan 2020 |
19,000 |
19,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Samer Kaba
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 Jan 2020 |
17,500 |
17,500
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Richard S. Eiswirth
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 7.58 per share. |
31 Dec 2019 |
202 |
31,908
(0%)
|
0%
|
7.6 |
1,531
|
Common Stock |
David Holland
|
Chief Marketing Officer & SVP |
Grant, award, or other acquisition of securities at price $ 7.58 per share. |
31 Dec 2019 |
106 |
18,141
(0%)
|
0%
|
7.6 |
803
|
Common Stock |
John Philip Jones
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 7.58 per share. |
31 Dec 2019 |
78 |
9,686
(0%)
|
0%
|
7.6 |
591
|
Common Stock |
Samer Kaba
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 7.58 per share. |
31 Dec 2019 |
93 |
5,672
(0%)
|
0%
|
7.6 |
705
|
Common Stock |
Richard S. Eiswirth
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 8.24 per share. |
13 Dec 2019 |
186 |
31,706
(0%)
|
0%
|
8.2 |
1,533
|
Common Stock |
David Holland
|
Chief Marketing Officer & SVP |
Grant, award, or other acquisition of securities at price $ 8.24 per share. |
13 Dec 2019 |
98 |
18,035
(0%)
|
0%
|
8.2 |
808
|
Common Stock |
John Philip Jones
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 8.24 per share. |
13 Dec 2019 |
72 |
9,608
(0%)
|
0%
|
8.2 |
593
|
Common Stock |
Samer Kaba
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 8.24 per share. |
13 Dec 2019 |
86 |
5,579
(0%)
|
0%
|
8.2 |
709
|
Common Stock |
John Philip Jones
|
Chief Financial Officer |
Purchase of securities on an exchange or from another person at price $ 9.29 per share. |
10 Dec 2019 |
1,000 |
9,536
(0%)
|
0%
|
9.3 |
9,294
|
Common Stock |
Richard S. Eiswirth
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 5.66 per share. |
29 Nov 2019 |
271 |
31,520
(0%)
|
0%
|
5.7 |
1,534
|
Common Stock |
David Holland
|
Chief Marketing Officer & SVP |
Grant, award, or other acquisition of securities at price $ 5.66 per share. |
29 Nov 2019 |
142 |
17,937
(0%)
|
0%
|
5.7 |
804
|
Common Stock |
John Philip Jones
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 5.66 per share. |
29 Nov 2019 |
105 |
8,536
(0%)
|
0%
|
5.7 |
594
|
Common Stock |
Samer Kaba
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 5.66 per share. |
29 Nov 2019 |
126 |
5,493
(0%)
|
0%
|
5.7 |
713
|
Common Stock |
John Snisarenko
|
Director |
Purchase of securities on an exchange or from another person at price $ 4.95 per share. |
21 Nov 2019 |
10,000 |
10,000
(0%)
|
0%
|
5.0 |
49,500
|
Common Stock |
James R. Largent
|
Director |
Purchase of securities on an exchange or from another person at price $ 5.11 per share. |
19 Nov 2019 |
3,000 |
3,000
(0%)
|
0%
|
5.1 |
15,344
|
Common Stock |
Richard S. Eiswirth
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 4.75 per share. |
15 Nov 2019 |
323 |
31,249
(0%)
|
0%
|
4.7 |
1,534
|
Common Stock |
David Holland
|
Chief Marketing Officer & SVP |
Grant, award, or other acquisition of securities at price $ 4.75 per share. |
15 Nov 2019 |
170 |
17,795
(0%)
|
0%
|
4.8 |
808
|
Common Stock |
John Philip Jones
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 4.75 per share. |
15 Nov 2019 |
125 |
8,431
(0%)
|
0%
|
4.8 |
594
|
Common Stock |
Samer Kaba
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 4.75 per share. |
15 Nov 2019 |
149 |
5,367
(0%)
|
0%
|
4.8 |
708
|
Common Stock |
Richard S. Eiswirth
|
Director, President and CEO |
Purchase of securities on an exchange or from another person at price $ 0.30 per share. |
14 Nov 2019 |
75,000 |
438,901
(8%)
|
0%
|
0.3 |
22,418
|
Common Stock |
Richard S. Eiswirth
|
Director, President and CEO |
Purchase of securities on an exchange or from another person at price $ 0.30 per share. |
14 Nov 2019 |
25,000 |
463,901
(9%)
|
0%
|
0.3 |
7,473
|
Common Stock |
John Philip Jones
|
Chief Financial Officer |
Purchase of securities on an exchange or from another person at price $ 0.30 per share. |
01 Nov 2019 |
10,000 |
124,590
(2%)
|
0%
|
0.3 |
3,008
|
Common Stock |
Richard S. Eiswirth
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.24 per share. |
31 Oct 2019 |
2,500 |
363,901
(7%)
|
0%
|
0.2 |
602
|
Common Stock |
Richard S. Eiswirth
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.28 per share. |
31 Oct 2019 |
5,419 |
361,401
(7%)
|
0%
|
0.3 |
1,536
|
Common Stock |
David Holland
|
Chief Marketing Officer & SVP |
Grant, award, or other acquisition of securities at price $ 0.24 per share. |
31 Oct 2019 |
2,500 |
264,379
(5%)
|
0%
|
0.2 |
602
|
Common Stock |
David Holland
|
Chief Marketing Officer & SVP |
Grant, award, or other acquisition of securities at price $ 0.28 per share. |
31 Oct 2019 |
2,850 |
261,879
(5%)
|
0%
|
0.3 |
808
|
Common Stock |
Samer Kaba
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.28 per share. |
31 Oct 2019 |
2,513 |
78,277
(1%)
|
0%
|
0.3 |
712
|
Common Stock |
Richard S. Eiswirth
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.40 per share. |
15 Oct 2019 |
3,839 |
355,982
(7%)
|
0%
|
0.4 |
1,536
|
Common Stock |
David Holland
|
Chief Marketing Officer & SVP |
Grant, award, or other acquisition of securities at price $ 0.40 per share. |
15 Oct 2019 |
2,020 |
259,029
(5%)
|
0%
|
0.4 |
808
|
Common Stock |
John Philip Jones
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.40 per share. |
15 Oct 2019 |
1,490 |
109,986
(2%)
|
0%
|
0.4 |
596
|
Common Stock |
Samer Kaba
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.40 per share. |
15 Oct 2019 |
1,779 |
75,764
(1%)
|
0%
|
0.4 |
712
|
Common Stock |
Richard S. Eiswirth
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.57 per share. |
30 Sep 2019 |
2,694 |
352,143
(7%)
|
0%
|
0.6 |
1,536
|
Common Stock |
David Holland
|
Chief Marketing Officer & SVP |
Grant, award, or other acquisition of securities at price $ 0.57 per share. |
30 Sep 2019 |
1,417 |
257,009
(5%)
|
0%
|
0.6 |
808
|
Common Stock |
John Philip Jones
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.57 per share. |
30 Sep 2019 |
1,046 |
108,496
(2%)
|
0%
|
0.6 |
596
|
Common Stock |
Samer Kaba
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.57 per share. |
30 Sep 2019 |
1,249 |
73,985
(1%)
|
0%
|
0.6 |
712
|
Common Stock |
Richard S. Eiswirth
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.41 per share. |
13 Sep 2019 |
3,745 |
349,449
(7%)
|
0%
|
0.4 |
1,535
|
Common Stock |
David Holland
|
Chief Marketing Officer & SVP |
Grant, award, or other acquisition of securities at price $ 0.41 per share. |
13 Sep 2019 |
1,970 |
255,592
(5%)
|
0%
|
0.4 |
808
|
Common Stock |
John Philip Jones
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.41 per share. |
13 Sep 2019 |
1,454 |
107,450
(2%)
|
0%
|
0.4 |
596
|
Common Stock |
Samer Kaba
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.41 per share. |
13 Sep 2019 |
1,736 |
72,736
(1%)
|
0%
|
0.4 |
712
|
Common Stock |
John Snisarenko
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Jul 2019 |
46,150 |
46,150
|
-
|
|
-
|
Stock Option (Right to Buy) |
Brian K. Halak
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Jun 2019 |
50,000 |
50,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
James R. Largent
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Jun 2019 |
50,000 |
50,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Mary T. Szela
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Jun 2019 |
50,000 |
50,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
C. Daniel Myers
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Jun 2019 |
50,000 |
50,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Peter J. Pizzo
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Jun 2019 |
50,000 |
50,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Garheng Kong
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Jun 2019 |
50,000 |
50,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Richard S. Eiswirth
|
President and CEO |
Grant, award, or other acquisition of securities at price $ 0.82 per share. |
30 Apr 2019 |
2,500 |
345,704
(6%)
|
0%
|
0.8 |
2,061
|
Common Stock |
C. Daniel Myers
|
Director |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.98 per share. |
04 Feb 2019 |
21,966 |
158,676
(3%)
|
0%
|
1.0 |
21,472
|
Common Stock |
C. Daniel Myers
|
Director |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.94 per share. |
04 Feb 2019 |
21,966 |
180,642
(3%)
|
0%
|
0.9 |
20,648
|
Common Stock |
Kenneth Green
|
Chief Scientific Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.85 per share. |
31 Jan 2019 |
10,815 |
220,919
(4%)
|
0%
|
0.9 |
9,194
|
Common Stock |
Kenneth Green
|
Chief Scientific Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.93 per share. |
31 Jan 2019 |
10,815 |
210,104
(4%)
|
0%
|
0.9 |
10,099
|
Common Stock |
Richard S. Eiswirth
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Jan 2019 |
500,000 |
500,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Richard S. Eiswirth
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Jan 2019 |
201,100 |
372,870
(7%)
|
0%
|
|
0
|
Common Stock |
Philip Ashman
|
Chief Operating Officer & SVP |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Jan 2019 |
92,300 |
148,700
(2%)
|
0%
|
|
0
|
Common Stock |
Philip Ashman
|
Chief Operating Officer & SVP |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Jan 2019 |
200,000 |
200,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
John Philip Jones
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Jan 2019 |
79,400 |
108,596
(2%)
|
0%
|
|
0
|
Common Stock |
John Philip Jones
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Jan 2019 |
250,000 |
250,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
John Philip Jones
|
Chief Financial Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.83 per share. |
22 Jan 2019 |
1,411 |
29,196
(0%)
|
0%
|
0.8 |
1,171
|
Common Stock |
John Philip Jones
|
Chief Financial Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.83 per share. |
22 Jan 2019 |
1,411 |
30,607
(0%)
|
0%
|
0.8 |
1,167
|
Common Stock |
Brian K. Halak
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Jun 2018 |
40,000 |
40,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
James R. Largent
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Jun 2018 |
40,000 |
40,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Mary T. Szela
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Jun 2018 |
40,000 |
40,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Mark J. Brooks
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Jun 2018 |
40,000 |
40,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Calvin W. Roberts
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Jun 2018 |
40,000 |
40,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Peter J. Pizzo
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Jun 2018 |
40,000 |
40,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Garheng Kong
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Jun 2018 |
40,000 |
40,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Richard S. Eiswirth
|
President and CFO |
Purchase of securities on an exchange or from another person at price $ 1.05 per share. |
07 May 2018 |
10,000 |
171,770
(0%)
|
0%
|
1.1 |
10,500
|
Common Stock |
Richard S. Eiswirth
|
President and CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Jan 2018 |
300,000 |
300,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Richard S. Eiswirth
|
President and CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Jan 2018 |
83,800 |
161,770
(0%)
|
0%
|
|
0
|
Common Stock |
Kenneth Green
|
SVP & Chief Scientific Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Jan 2018 |
185,000 |
185,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Kenneth Green
|
SVP & Chief Scientific Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Jan 2018 |
61,100 |
231,734
(0%)
|
0%
|
|
0
|
Common Stock |
David Holland
|
SVP of Sales and Marketing |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Jan 2018 |
140,000 |
140,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
C. Daniel Myers
|
Director, CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Jan 2018 |
395,000 |
395,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
C. Daniel Myers
|
Director, CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Jan 2018 |
124,100 |
199,161
(0%)
|
0%
|
|
0
|
Common Stock |
Philip Ashman
|
SVP, EU Managing Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Jan 2018 |
150,000 |
150,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Philip Ashman
|
SVP, EU Managing Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Jan 2018 |
56,400 |
56,400
(0%)
|
0%
|
|
0
|
Common Stock |
Richard S. Eiswirth
|
President and CFO |
Sale of securities on an exchange or to another person at price $ 1.18 per share. |
18 Jan 2018 |
6,809 |
77,970
(0%)
|
0%
|
1.2 |
8,036
|
Common Stock |
Richard S. Eiswirth
|
President and CFO |
Sale of securities on an exchange or to another person at price $ 1.22 per share. |
18 Jan 2018 |
6,601 |
84,779
(0%)
|
0%
|
1.2 |
8,027
|
Common Stock |
Kenneth Green
|
SVP & Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 1.18 per share. |
18 Jan 2018 |
5,404 |
170,634
(0%)
|
0%
|
1.2 |
6,378
|
Common Stock |
Kenneth Green
|
SVP & Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 1.22 per share. |
18 Jan 2018 |
5,234 |
176,038
(0%)
|
0%
|
1.2 |
6,365
|
Common Stock |
David Holland
|
SVP of Sales and Marketing |
Sale of securities on an exchange or to another person at price $ 1.18 per share. |
18 Jan 2018 |
12,750 |
109,588
(0%)
|
0%
|
1.2 |
15,048
|
Common Stock |
David Holland
|
SVP of Sales and Marketing |
Sale of securities on an exchange or to another person at price $ 1.22 per share. |
18 Jan 2018 |
12,750 |
122,338
(0%)
|
0%
|
1.2 |
15,504
|
Common Stock |
C. Daniel Myers
|
Director, CEO |
Sale of securities on an exchange or to another person at price $ 1.18 per share. |
18 Jan 2018 |
26,450 |
75,061
(0%)
|
0%
|
1.2 |
31,216
|
Common Stock |
C. Daniel Myers
|
Director, CEO |
Sale of securities on an exchange or to another person at price $ 1.22 per share. |
18 Jan 2018 |
26,450 |
101,511
(0%)
|
0%
|
1.2 |
32,163
|
Common Stock |
Philip Ashman
|
SVP, EU Managing Director |
Sale of securities on an exchange or to another person at price $ 1.18 per share. |
18 Jan 2018 |
12,750 |
0
(0%)
|
0%
|
1.2 |
15,048
|
Common Stock |
Philip Ashman
|
SVP, EU Managing Director |
Sale of securities on an exchange or to another person at price $ 1.22 per share. |
18 Jan 2018 |
12,750 |
12,750
(0%)
|
0%
|
1.2 |
15,504
|
Common Stock |
Richard S. Eiswirth
|
President and CFO |
Sale of securities on an exchange or to another person at price $ 1.23 per share. |
16 Jan 2018 |
7,239 |
91,380
(0%)
|
0%
|
1.2 |
8,911
|
Common Stock |
Richard S. Eiswirth
|
President and CFO |
Sale of securities on an exchange or to another person at price $ 1.24 per share. |
16 Jan 2018 |
7,255 |
98,619
(0%)
|
0%
|
1.2 |
8,979
|
Common Stock |
Kenneth Green
|
SVP & Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 1.23 per share. |
16 Jan 2018 |
5,739 |
181,272
(0%)
|
0%
|
1.2 |
7,065
|
Common Stock |
Kenneth Green
|
SVP & Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 1.24 per share. |
16 Jan 2018 |
5,750 |
187,011
(0%)
|
0%
|
1.2 |
7,116
|
Common Stock |
David Holland
|
SVP of Sales and Marketing |
Sale of securities on an exchange or to another person at price $ 1.24 per share. |
16 Jan 2018 |
12,750 |
147,838
(0%)
|
0%
|
1.2 |
15,779
|
Common Stock |
David Holland
|
SVP of Sales and Marketing |
Sale of securities on an exchange or to another person at price $ 1.23 per share. |
16 Jan 2018 |
12,750 |
135,088
(0%)
|
0%
|
1.2 |
15,695
|
Common Stock |
C. Daniel Myers
|
Director, CEO |
Sale of securities on an exchange or to another person at price $ 1.23 per share. |
16 Jan 2018 |
26,450 |
127,961
(0%)
|
0%
|
1.2 |
32,560
|
Common Stock |
C. Daniel Myers
|
Director, CEO |
Sale of securities on an exchange or to another person at price $ 1.24 per share. |
16 Jan 2018 |
26,450 |
154,411
(0%)
|
0%
|
1.2 |
32,735
|
Common Stock |
Philip Ashman
|
SVP, EU Managing Director |
Sale of securities on an exchange or to another person at price $ 1.24 per share. |
16 Jan 2018 |
12,750 |
38,250
(0%)
|
0%
|
1.2 |
15,779
|
Common Stock |
Philip Ashman
|
SVP, EU Managing Director |
Sale of securities on an exchange or to another person at price $ 1.23 per share. |
16 Jan 2018 |
12,750 |
25,500
(0%)
|
0%
|
1.2 |
15,695
|
Common Stock |
C. Daniel Myers
|
Director, CEO |
Gift of securities by or to the insider at price $ 0.00 per share. |
31 Dec 2017 |
500 |
197,661
(0%)
|
0%
|
|
0
|
Common Stock |
C. Daniel Myers
|
Director, CEO |
Grant, award, or other acquisition of securities at price $ 1.05 per share. |
31 Dec 2017 |
2,494 |
202,608
(0%)
|
0%
|
1.0 |
2,607
|
Common Stock |
C. Daniel Myers
|
Director, CEO |
Grant, award, or other acquisition of securities at price $ 1.06 per share. |
31 Dec 2017 |
2,453 |
200,114
(0%)
|
0%
|
1.1 |
2,606
|
Common Stock |
C. Daniel Myers
|
Director, CEO |
Gift of securities by or to the insider at price $ 0.00 per share. |
31 Dec 2017 |
500 |
198,161
(0%)
|
0%
|
|
0
|
Common Stock |
C. Daniel Myers
|
Director, CEO |
Gift of securities by or to the insider at price $ 0.00 per share. |
31 Dec 2017 |
500 |
198,661
(0%)
|
0%
|
|
0
|
Common Stock |
Brian K. Halak
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Jun 2017 |
40,000 |
40,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
James R. Largent
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Jun 2017 |
40,000 |
40,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Glen Bradley
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Jun 2017 |
40,000 |
40,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Mark J. Brooks
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Jun 2017 |
40,000 |
40,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Calvin W. Roberts
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Jun 2017 |
40,000 |
40,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Peter J. Pizzo
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Jun 2017 |
40,000 |
40,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Garheng Kong
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Jun 2017 |
40,000 |
40,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
C. Daniel Myers
|
Director, CEO |
Sale of securities on an exchange or to another person at price $ 1.39 per share. |
10 Mar 2017 |
21,172 |
180,861
(0%)
|
0%
|
1.4 |
29,429
|
Common Stock |
Richard S. Eiswirth
|
President and CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 Jan 2017 |
325,000 |
325,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Richard S. Eiswirth
|
President and CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 Jan 2017 |
70,900 |
105,874
(0%)
|
0%
|
|
0
|
Common Stock |
Kenneth Green
|
SVP & Chief Scientific Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 Jan 2017 |
200,000 |
200,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Kenneth Green
|
SVP & Chief Scientific Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 Jan 2017 |
56,200 |
192,761
(0%)
|
0%
|
|
0
|
Common Stock |
David Holland
|
SVP of Sales and Marketing |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 Jan 2017 |
150,000 |
150,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
David Holland
|
SVP of Sales and Marketing |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 Jan 2017 |
51,000 |
160,588
(0%)
|
0%
|
|
0
|
Common Stock |
C. Daniel Myers
|
Director, CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 Jan 2017 |
425,000 |
425,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
C. Daniel Myers
|
Director, CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 Jan 2017 |
105,800 |
202,033
(0%)
|
0%
|
|
0
|
Common Stock |
Philip Ashman
|
SVP, EU Managing Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 Jan 2017 |
51,000 |
51,000
(0%)
|
0%
|
|
0
|
Common Stock |
Philip Ashman
|
SVP, EU Managing Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 Jan 2017 |
150,000 |
150,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
C. Daniel Myers
|
Director, CEO |
Gift of securities by or to the insider at price $ 0.00 per share. |
31 Dec 2016 |
1,000 |
94,233
|
-
|
|
-
|
Common Stock |
C. Daniel Myers
|
Director, CEO |
Gift of securities by or to the insider at price $ 0.00 per share. |
31 Dec 2016 |
1,000 |
95,233
|
-
|
|
-
|
Common Stock |
C. Daniel Myers
|
Director, CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2016 |
2,103 |
96,336
|
-
|
|
-
|
Common Stock |
C. Daniel Myers
|
Director, CEO |
Gift of securities by or to the insider at price $ 0.00 per share. |
31 Dec 2016 |
1,000 |
96,233
|
-
|
|
-
|
Common Stock |
C. Daniel Myers
|
Director, CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2016 |
2,455 |
98,791
|
-
|
|
-
|
Common Stock |
Calvin W. Roberts
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
12 Dec 2016 |
20,000 |
75,620
|
-
|
|
-
|
Common Stock |
Calvin W. Roberts
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
12 Dec 2016 |
30,000 |
65,820
|
-
|
|
-
|
Common Stock |
Kenneth Green
|
SVP & Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
11 Oct 2016 |
36,177 |
136,561
|
-
|
|
-
|
Common Stock |
Kenneth Green
|
SVP & Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
11 Oct 2016 |
8,031 |
100,384
|
-
|
|
-
|
Common Stock |
Kenneth Green
|
SVP & Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
11 Oct 2016 |
36,177 |
0
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Kenneth Green
|
SVP & Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
11 Oct 2016 |
8,031 |
0
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
C. Daniel Myers
|
Director, CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
11 Oct 2016 |
55,147 |
0
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
C. Daniel Myers
|
Director, CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
11 Oct 2016 |
55,147 |
145,131
|
-
|
|
-
|
Common Stock |
C. Daniel Myers
|
Director, CEO |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
11 Oct 2016 |
48,898 |
96,233
|
-
|
|
-
|
Common Stock |
David Holland
|
SVP of Sales and Marketing |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
11 Oct 2016 |
27,971 |
0
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
David Holland
|
SVP of Sales and Marketing |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. |
11 Oct 2016 |
24,801 |
109,588
|
-
|
|
-
|
Common Stock |
David Holland
|
SVP of Sales and Marketing |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
11 Oct 2016 |
27,971 |
134,389
|
-
|
|
-
|
Common Stock |
Richard S. Eiswirth
|
President and CFO |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
15 Sep 2016 |
51,471 |
34,974
|
-
|
|
-
|
Common Stock |
Richard S. Eiswirth
|
President and CFO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
15 Sep 2016 |
51,471 |
86,445
|
-
|
|
-
|
Common Stock |
Richard S. Eiswirth
|
President and CFO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
15 Sep 2016 |
51,471 |
0
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Peter J. Pizzo
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Jun 2016 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
James R. Largent
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Jun 2016 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Brian K. Halak
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Jun 2016 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Mark J. Brooks
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Jun 2016 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Calvin W. Roberts
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Jun 2016 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Garheng Kong
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Jun 2016 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Glen Bradley
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Jun 2016 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Kate D. Mitchell
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
20 Apr 2016 |
20,703 |
4,002,718
|
-
|
|
-
|
Common Stock |
Kate D. Mitchell
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
20 Apr 2016 |
3,300 |
3,999,418
|
-
|
|
-
|
Common Stock |
Kate D. Mitchell
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
20 Apr 2016 |
453,870 |
4,023,421
|
-
|
|
-
|
Common Stock |
Kate D. Mitchell
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
20 Apr 2016 |
100 |
4,477,291
|
-
|
|
-
|
Common Stock |
Kate D. Mitchell
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
20 Apr 2016 |
700 |
3,998,718
|
-
|
|
-
|
Common Stock |
Richard S. Eiswirth
|
President and CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Jan 2016 |
275,000 |
275,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Kenneth Green
|
SVP & Chief Scientific Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Jan 2016 |
195,000 |
195,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
C. Daniel Myers
|
Director, CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Jan 2016 |
450,000 |
450,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
David Holland
|
SVP of Sales and Marketing |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Jan 2016 |
125,000 |
125,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Philip Ashman
|
SVP, EU Managing Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Jan 2016 |
125,000 |
125,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Kenneth Green
|
SVP & Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
16 Dec 2015 |
44,118 |
0
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Kenneth Green
|
SVP & Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
16 Dec 2015 |
44,118 |
92,353
|
-
|
|
-
|
Common Stock |
Richard S. Eiswirth
|
COO and CFO |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
15 Dec 2015 |
31,260 |
34,974
|
-
|
|
-
|
Common Stock |
Richard S. Eiswirth
|
COO and CFO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
15 Dec 2015 |
31,260 |
66,234
|
-
|
|
-
|
Common Stock |
Richard S. Eiswirth
|
COO and CFO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
15 Dec 2015 |
31,260 |
15,409
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Richard S. Eiswirth
|
COO and CFO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
15 Dec 2015 |
15,409 |
50,383
|
-
|
|
-
|
Common Stock |
Richard S. Eiswirth
|
COO and CFO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
15 Dec 2015 |
15,409 |
0
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Richard S. Eiswirth
|
COO and CFO |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
15 Dec 2015 |
15,409 |
34,974
|
-
|
|
-
|
Common Stock |
Flynn E James
|
Other |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
04 Dec 2015 |
40,301 |
632,894
|
-
|
|
-
|
Common Stock |
Flynn E James
|
Other |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
04 Dec 2015 |
27,530 |
728,718
|
-
|
|
-
|
Common Stock |
Flynn E James
|
Other |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
04 Dec 2015 |
40,301 |
4,664,585
|
-
|
|
-
|
Common Stock |
Flynn E James
|
Other |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
04 Dec 2015 |
27,529 |
4,760,408
|
-
|
|
-
|
Common Stock |
Flynn E James
|
Other |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
04 Dec 2015 |
68,294 |
4,732,879
|
-
|
|
-
|
Common Stock |
Flynn E James
|
Other |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
04 Dec 2015 |
68,294 |
701,188
|
-
|
|
-
|
Common Stock |
Flynn E James
|
Other |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
01 Dec 2015 |
55,257 |
539,106
|
-
|
|
-
|
Common Stock |
Flynn E James
|
Other |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
01 Dec 2015 |
55,257 |
4,570,798
|
-
|
|
-
|
Common Stock |
Flynn E James
|
Other |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
01 Dec 2015 |
12,883 |
4,515,541
|
-
|
|
-
|
Common Stock |
Flynn E James
|
Other |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
01 Dec 2015 |
53,486 |
4,624,284
|
-
|
|
-
|
Common Stock |
Flynn E James
|
Other |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
01 Dec 2015 |
12,882 |
483,849
|
-
|
|
-
|
Common Stock |
Flynn E James
|
Other |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
01 Dec 2015 |
53,487 |
592,593
|
-
|
|
-
|
Common Stock |
Flynn E James
|
Other |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
06 Nov 2015 |
36,625 |
4,502,658
|
-
|
|
-
|
Common Stock |
Flynn E James
|
Other |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
06 Nov 2015 |
36,625 |
470,967
|
-
|
|
-
|
Common Stock |
Flynn E James
|
Other |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
30 Oct 2015 |
8,271 |
434,342
|
-
|
|
-
|
Common Stock |
Flynn E James
|
Other |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
30 Oct 2015 |
8,271 |
4,466,033
|
-
|
|
-
|
Common Stock |
C. Daniel Myers
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Oct 2015 |
989 |
89,984
|
-
|
|
-
|
Common Stock |
David Holland
|
SVP of Sales and Marketing |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Oct 2015 |
2,500 |
106,418
|
-
|
|
-
|
Common Stock |
Flynn E James
|
Other |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
27 Oct 2015 |
13,165 |
4,457,762
|
-
|
|
-
|
Common Stock |
Flynn E James
|
Other |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
27 Oct 2015 |
13,165 |
426,071
|
-
|
|
-
|
Common Stock |
Flynn E James
|
Other |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
27 Oct 2015 |
16,506 |
4,444,597
|
-
|
|
-
|
Common Stock |
Flynn E James
|
Other |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
27 Oct 2015 |
16,506 |
412,906
|
-
|
|
-
|
Common Stock |
Flynn E James
|
Other |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
22 Oct 2015 |
12,090 |
379,283
|
-
|
|
-
|
Common Stock |
Flynn E James
|
Other |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
22 Oct 2015 |
12,091 |
4,410,975
|
-
|
|
-
|
Common Stock |
Flynn E James
|
Other |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
22 Oct 2015 |
975 |
367,193
|
-
|
|
-
|
Common Stock |
Flynn E James
|
Other |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
22 Oct 2015 |
17,117 |
396,400
|
-
|
|
-
|
Common Stock |
Flynn E James
|
Other |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
22 Oct 2015 |
975 |
4,398,884
|
-
|
|
-
|
Common Stock |
Flynn E James
|
Other |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
22 Oct 2015 |
17,116 |
4,428,091
|
-
|
|
-
|
Common Stock |
Flynn E James
|
Other |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
19 Oct 2015 |
64,613 |
4,267,502
|
-
|
|
-
|
Common Stock |
Flynn E James
|
Other |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
19 Oct 2015 |
80,342 |
4,397,909
|
-
|
|
-
|
Common Stock |
Flynn E James
|
Other |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
19 Oct 2015 |
64,613 |
235,811
|
-
|
|
-
|
Common Stock |
Flynn E James
|
Other |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
19 Oct 2015 |
80,342 |
366,218
|
-
|
|
-
|
Common Stock |
Flynn E James
|
Other |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
19 Oct 2015 |
50,065 |
4,317,567
|
-
|
|
-
|
Common Stock |
Flynn E James
|
Other |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
19 Oct 2015 |
50,065 |
285,876
|
-
|
|
-
|
Common Stock |
Richard S. Eiswirth
|
COO and CFO |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
15 Oct 2015 |
13,625 |
34,974
|
-
|
|
-
|
Common Stock |
Richard S. Eiswirth
|
COO and CFO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
15 Oct 2015 |
13,625 |
48,599
|
-
|
|
-
|
Common Stock |
Richard S. Eiswirth
|
COO and CFO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
15 Oct 2015 |
13,625 |
0
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Flynn E James
|
Other |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
07 Oct 2015 |
69,536 |
79,841
|
-
|
|
-
|
Common Stock |
Flynn E James
|
Other |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
07 Oct 2015 |
71,540 |
171,198
|
-
|
|
-
|
Common Stock |
Flynn E James
|
Other |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
07 Oct 2015 |
19,816 |
4,131,349
|
-
|
|
-
|
Common Stock |
Flynn E James
|
Other |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
07 Oct 2015 |
19,817 |
99,658
|
-
|
|
-
|
Common Stock |
Flynn E James
|
Other |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
07 Oct 2015 |
69,536 |
4,111,533
|
-
|
|
-
|
Common Stock |
Flynn E James
|
Other |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
07 Oct 2015 |
71,540 |
4,202,889
|
-
|
|
-
|
Common Stock |
Calvin W. Roberts
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
03 Sep 2015 |
6,224 |
101,845
|
-
|
|
-
|
Common Stock |
Calvin W. Roberts
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
03 Sep 2015 |
200 |
2,350
|
-
|
|
-
|
Common Stock |
Calvin W. Roberts
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
24 Aug 2015 |
6,389 |
6,389
|
-
|
|
-
|
Common Stock |
Calvin W. Roberts
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
24 Aug 2015 |
2,150 |
2,150
|
-
|
|
-
|
Common Stock |
Kenneth Green
|
SVP & Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
21 Aug 2015 |
19,600 |
48,235
|
-
|
|
-
|
Common Stock |
Kenneth Green
|
SVP & Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
21 Aug 2015 |
400 |
67,835
|
-
|
|
-
|
Common Stock |
Kenneth Green
|
SVP & Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
17 Aug 2015 |
501 |
87,030
|
-
|
|
-
|
Common Stock |
Kenneth Green
|
SVP & Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
17 Aug 2015 |
304 |
87,531
|
-
|
|
-
|
Common Stock |
Kenneth Green
|
SVP & Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
17 Aug 2015 |
18,695 |
68,335
|
-
|
|
-
|
Common Stock |
Kenneth Green
|
SVP & Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
17 Aug 2015 |
400 |
87,835
|
-
|
|
-
|
Common Stock |
Kenneth Green
|
SVP & Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
17 Aug 2015 |
100 |
68,235
|
-
|
|
-
|
Common Stock |
Kate Mitchell
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
21 Jul 2015 |
732 |
4,477,591
|
-
|
|
-
|
Common Stock |
Kate Mitchell
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
21 Jul 2015 |
200 |
4,477,391
|
-
|
|
-
|
Common Stock |
Brian K. Halak
|
None |
Other type of transaction at price $ 0.00 per share. |
16 Jul 2015 |
1,692 |
1,692
|
-
|
|
-
|
Common Stock |
Kate Mitchell
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
26 Jun 2015 |
1,024 |
4,478,323
|
-
|
|
-
|
Common Stock |
Peter J. Pizzo
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Jun 2015 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
James R. Largent
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Jun 2015 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Brian K. Halak
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Jun 2015 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Mark J. Brooks
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Jun 2015 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Calvin W. Roberts
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Jun 2015 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Garheng Kong
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Jun 2015 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Glen Bradley
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Jun 2015 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Kate Mitchell
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
18 Jun 2015 |
200 |
4,479,347
|
-
|
|
-
|
Common Stock |
Kate Mitchell
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
18 Jun 2015 |
5,368 |
4,479,547
|
-
|
|
-
|
Common Stock |
Richard S. Eiswirth
|
COO and CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Apr 2015 |
2,500 |
34,974
|
-
|
|
-
|
Common Stock |
C. Daniel Myers
|
Director, President and CEO |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
30 Apr 2015 |
2,000 |
88,995
|
-
|
|
-
|
Common Stock |
C. Daniel Myers
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Apr 2015 |
678 |
90,995
|
-
|
|
-
|
Common Stock |
David Holland
|
SVP of Sales and Marketing |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Apr 2015 |
1,834 |
103,918
|
-
|
|
-
|
Common Stock |
Kate Mitchell
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
24 Apr 2015 |
1,438 |
4,486,591
|
-
|
|
-
|
Common Stock |
Kate Mitchell
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
24 Apr 2015 |
1,676 |
4,484,915
|
-
|
|
-
|
Common Stock |
Kate Mitchell
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
21 Apr 2015 |
3,600 |
4,488,791
|
-
|
|
-
|
Common Stock |
Kate Mitchell
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
21 Apr 2015 |
762 |
4,488,029
|
-
|
|
-
|
Common Stock |
Kate Mitchell
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
16 Apr 2015 |
12,800 |
4,509,891
|
-
|
|
-
|
Common Stock |
Kate Mitchell
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
16 Apr 2015 |
2,700 |
4,492,391
|
-
|
|
-
|
Common Stock |
Kate Mitchell
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
16 Apr 2015 |
14,800 |
4,495,091
|
-
|
|
-
|
Common Stock |
Kate Mitchell
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
13 Apr 2015 |
17,300 |
4,522,691
|
-
|
|
-
|
Common Stock |
Kate Mitchell
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
13 Apr 2015 |
18,400 |
4,539,991
|
-
|
|
-
|
Common Stock |
Kate Mitchell
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
13 Apr 2015 |
100 |
4,558,391
|
-
|
|
-
|
Common Stock |
C. Daniel Myers
|
Director, President and CEO |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
01 Apr 2015 |
2,000 |
90,317
|
-
|
|
-
|
Common Stock |
Richard S. Eiswirth
|
COO and CFO |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
06 Mar 2015 |
10,000 |
32,474
|
-
|
|
-
|
Common Stock |
C. Daniel Myers
|
Director, President and CEO |
Gift of securities by or to the insider at price $ 0.00 per share. |
19 Feb 2015 |
2,000 |
94,317
|
-
|
|
-
|
Common Stock |
C. Daniel Myers
|
Director, President and CEO |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
19 Feb 2015 |
2,000 |
92,317
|
-
|
|
-
|
Common Stock |
Richard S. Eiswirth
|
COO and CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Jan 2015 |
275,000 |
275,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Kenneth Green
|
See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Jan 2015 |
195,000 |
195,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
C. Daniel Myers
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Jan 2015 |
450,000 |
450,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
David Holland
|
SVP of Sales and Marketing |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Jan 2015 |
125,000 |
125,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Philip Ashman
|
SVP, EU Managing Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Jan 2015 |
125,000 |
125,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
C. Daniel Myers
|
Director, President and CEO |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
07 Jan 2015 |
2,000 |
96,317
|
-
|
|
-
|
Common Stock |
C. Daniel Myers
|
Director, President and CEO |
Gift of securities by or to the insider at price $ 0.00 per share. |
07 Jan 2015 |
4,500 |
98,317
|
-
|
|
-
|
Common Stock |
C. Daniel Myers
|
Director, President and CEO |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
02 Jan 2015 |
2,000 |
102,817
|
-
|
|
-
|
Common Stock |
David Holland
|
SVP of Sales and Marketing |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
02 Jan 2015 |
5,000 |
27,971
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
David Holland
|
SVP of Sales and Marketing |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
02 Jan 2015 |
5,000 |
107,084
|
-
|
|
-
|
Common Stock |
David Holland
|
SVP of Sales and Marketing |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
02 Jan 2015 |
5,000 |
102,084
|
-
|
|
-
|
Common Stock |
Kenneth Green
|
SVP & Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
09 Dec 2014 |
14,706 |
88,235
|
-
|
|
-
|
Common Stock |
Kenneth Green
|
SVP & Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
09 Dec 2014 |
14,706 |
0
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
C. Daniel Myers
|
President and CEO |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
01 Dec 2014 |
2,000 |
104,817
|
-
|
|
-
|
Common Stock |
David Holland
|
SVP of Sales and Marketing |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Dec 2014 |
117 |
32,971
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
David Holland
|
SVP of Sales and Marketing |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Dec 2014 |
117 |
107,084
|
-
|
|
-
|
Common Stock |
David Holland
|
SVP of Sales and Marketing |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Dec 2014 |
4,883 |
0
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
David Holland
|
SVP of Sales and Marketing |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Dec 2014 |
4,883 |
106,967
|
-
|
|
-
|
Common Stock |
David Holland
|
SVP of Sales and Marketing |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
01 Dec 2014 |
5,000 |
102,084
|
-
|
|
-
|
Common Stock |
C. Daniel Myers
|
Director, President and CEO |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
31 Oct 2014 |
2,000 |
106,817
|
-
|
|
-
|
Common Stock |
C. Daniel Myers
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Oct 2014 |
460 |
108,817
|
-
|
|
-
|
Common Stock |
David Holland
|
SVP of Sales and Marketing |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
31 Oct 2014 |
5,000 |
107,084
|
-
|
|
-
|
Common Stock |
David Holland
|
SVP of Sales and Marketing |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
31 Oct 2014 |
5,000 |
102,084
|
-
|
|
-
|
Common Stock |
David Holland
|
SVP of Sales and Marketing |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Oct 2014 |
1,222 |
102,084
|
-
|
|
-
|
Common Stock |
David Holland
|
SVP of Sales and Marketing |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
31 Oct 2014 |
5,000 |
4,883
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Kate Mitchell
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
27 Oct 2014 |
57,918 |
4,558,491
|
-
|
|
-
|
Common Stock |
C. Daniel Myers
|
Director, President and CEO |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
01 Oct 2014 |
2,000 |
108,357
|
-
|
|
-
|
Common Stock |
David Holland
|
SVP of Sales and Marketing |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Oct 2014 |
5,000 |
105,862
|
-
|
|
-
|
Common Stock |
David Holland
|
SVP of Sales and Marketing |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Oct 2014 |
5,000 |
9,883
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
David Holland
|
SVP of Sales and Marketing |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
01 Oct 2014 |
5,000 |
100,862
|
-
|
|
-
|
Common Stock |
Michael F. Powell
|
Ten Percent Owner |
|
11 Sep 2014 |
2,506,270 |
2,506,270
|
-
|
|
-
|
Common Stock |
Michael F. Powell
|
Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
11 Sep 2014 |
40,020 |
40,020
|
-
|
|
-
|
Common Stock |
Michael F. Powell
|
Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
11 Sep 2014 |
2,000,000 |
506,270
|
-
|
|
-
|
Common Stock |
Michael F. Powell
|
Ten Percent Owner |
|
11 Sep 2014 |
166,667 |
83,333
|
-
|
|
-
|
Series A Convertible Preferred Stock |
Kate Mitchell
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
10 Sep 2014 |
100 |
4,616,464
|
-
|
|
-
|
Common Stock |
Kate Mitchell
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
10 Sep 2014 |
55 |
4,616,409
|
-
|
|
-
|
Common Stock |
Kate Mitchell
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
10 Sep 2014 |
2,661 |
4,616,564
|
-
|
|
-
|
Common Stock |
Kate Mitchell
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
02 Sep 2014 |
11,300 |
4,647,425
|
-
|
|
-
|
Common Stock |
Kate Mitchell
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
02 Sep 2014 |
25,600 |
4,621,825
|
-
|
|
-
|
Common Stock |
Kate Mitchell
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
02 Sep 2014 |
2,600 |
4,619,225
|
-
|
|
-
|
Common Stock |
C. Daniel Myers
|
Director, President and CEO |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
02 Sep 2014 |
2,000 |
110,357
|
-
|
|
-
|
Common Stock |
David Holland
|
SVP of Sales and Marketing |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
02 Sep 2014 |
5,000 |
105,862
|
-
|
|
-
|
Common Stock |
David Holland
|
SVP of Sales and Marketing |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
02 Sep 2014 |
5,000 |
100,862
|
-
|
|
-
|
Common Stock |
David Holland
|
SVP of Sales and Marketing |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
02 Sep 2014 |
5,000 |
14,883
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Kate Mitchell
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
28 Aug 2014 |
3,000 |
4,663,125
|
-
|
|
-
|
Common Stock |
Kate Mitchell
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
28 Aug 2014 |
4,400 |
4,658,725
|
-
|
|
-
|
Common Stock |
David Holland
|
SVP of Sales & Marketing |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
01 Jul 2014 |
5,000 |
98,362
|
-
|
|
-
|
Common Stock |
David Holland
|
SVP of Sales & Marketing |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Jul 2014 |
5,000 |
103,362
|
-
|
|
-
|
Common Stock |
David Holland
|
SVP of Sales & Marketing |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Jul 2014 |
5,000 |
24,883
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Kate Mitchell
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
30 Jun 2014 |
600 |
4,666,125
|
-
|
|
-
|
Common Stock |
Philip R. Tracy
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Jun 2014 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Peter J. Pizzo
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Jun 2014 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
James R. Largent
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Jun 2014 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Brian K. Halak
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Jun 2014 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Mark J. Brooks
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Jun 2014 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Calvin W. Roberts
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Jun 2014 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Garheng Kong
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Jun 2014 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Glen Bradley
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Jun 2014 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
C. Daniel Myers
|
Director, President and CEO |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
06 Jun 2014 |
5,000 |
111,130
|
-
|
|
-
|
Common Stock |
David Holland
|
Senior Vice President of Sales |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
02 Jun 2014 |
3,205 |
29,883
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
David Holland
|
Senior Vice President of Sales |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
02 Jun 2014 |
3,205 |
103,362
|
-
|
|
-
|
Common Stock |
David Holland
|
Senior Vice President of Sales |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
02 Jun 2014 |
1,795 |
0
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
David Holland
|
Senior Vice President of Sales |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
02 Jun 2014 |
5,000 |
98,362
|
-
|
|
-
|
Common Stock |
David Holland
|
Senior Vice President of Sales |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
02 Jun 2014 |
1,795 |
100,157
|
-
|
|
-
|
Common Stock |
David Holland
|
SVP of Sales and Marketing |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 May 2014 |
5,000 |
103,362
|
-
|
|
-
|
Common Stock |
David Holland
|
SVP of Sales and Marketing |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
01 May 2014 |
5,000 |
98,362
|
-
|
|
-
|
Common Stock |
David Holland
|
SVP of Sales and Marketing |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 May 2014 |
5,000 |
1,795
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Richard S. Eiswirth
|
COO and CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Apr 2014 |
2,500 |
19,974
|
-
|
|
-
|
Common Stock |
Richard S. Eiswirth
|
COO and CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Apr 2014 |
2,500 |
22,474
|
-
|
|
-
|
Common Stock |
Susan Caballa
|
See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Apr 2014 |
1,445 |
78,877
|
-
|
|
-
|
Common Stock |
Susan Caballa
|
See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Apr 2014 |
543 |
79,420
|
-
|
|
-
|
Common Stock |
Kate Mitchell
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
03 Apr 2014 |
23,000 |
4,739,125
|
-
|
|
-
|
Common Stock |
Kate Mitchell
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
03 Apr 2014 |
9,500 |
4,684,725
|
-
|
|
-
|
Common Stock |
Kate Mitchell
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
03 Apr 2014 |
22,900 |
4,788,325
|
-
|
|
-
|
Common Stock |
Kate Mitchell
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
03 Apr 2014 |
10,900 |
4,707,925
|
-
|
|
-
|
Common Stock |
Kate Mitchell
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
03 Apr 2014 |
13,300 |
4,725,825
|
-
|
|
-
|
Common Stock |
Kate Mitchell
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
03 Apr 2014 |
17,700 |
4,667,025
|
-
|
|
-
|
Common Stock |
Kate Mitchell
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
03 Apr 2014 |
7,800 |
4,762,125
|
-
|
|
-
|
Common Stock |
Kate Mitchell
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
03 Apr 2014 |
300 |
4,666,725
|
-
|
|
-
|
Common Stock |
Kate Mitchell
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
03 Apr 2014 |
14,500 |
4,848,594
|
-
|
|
-
|
Common Stock |
Kate Mitchell
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
03 Apr 2014 |
26,400 |
4,811,225
|
-
|
|
-
|
Common Stock |
Kate Mitchell
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
03 Apr 2014 |
13,700 |
4,694,225
|
-
|
|
-
|
Common Stock |
Kate Mitchell
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
03 Apr 2014 |
18,400 |
4,769,925
|
-
|
|
-
|
Common Stock |
Kate Mitchell
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
03 Apr 2014 |
7,000 |
4,718,825
|
-
|
|
-
|
Common Stock |
Kate Mitchell
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
03 Apr 2014 |
10,969 |
4,837,625
|
-
|
|
-
|
Common Stock |
David Holland
|
SVP of Sales and Marketing |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Apr 2014 |
10,000 |
6,795
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
David Holland
|
SVP of Sales and Marketing |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Apr 2014 |
10,000 |
108,362
|
-
|
|
-
|
Common Stock |
David Holland
|
SVP of Sales and Marketing |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
01 Apr 2014 |
10,000 |
98,362
|
-
|
|
-
|
Common Stock |
C. Daniel Myers
|
Director, President and CEO |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
04 Mar 2014 |
22,775 |
116,130
|
-
|
|
-
|
Common Stock |
C. Daniel Myers
|
Director, President and CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
04 Mar 2014 |
22,775 |
138,905
|
-
|
|
-
|
Common Stock |
C. Daniel Myers
|
Director, President and CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
04 Mar 2014 |
22,775 |
0
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Susan Caballa
|
See Remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
04 Mar 2014 |
8,931 |
86,363
|
-
|
|
-
|
Common Stock |
Susan Caballa
|
See Remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
04 Mar 2014 |
8,931 |
0
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Susan Caballa
|
See Remarks |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
04 Mar 2014 |
8,931 |
77,432
|
-
|
|
-
|
Common Stock |
David Holland
|
SVP of Sales and Marketing |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
03 Mar 2014 |
5,000 |
103,362
|
-
|
|
-
|
Common Stock |
David Holland
|
SVP of Sales and Marketing |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
03 Mar 2014 |
5,000 |
103,362
|
-
|
|
-
|
Common Stock |
David Holland
|
SVP of Sales and Marketing |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
03 Mar 2014 |
5,000 |
16,795
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
David Holland
|
SVP of Sales and Marketing |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
03 Mar 2014 |
5,000 |
21,795
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
David Holland
|
SVP of Sales and Marketing |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
03 Mar 2014 |
5,000 |
98,362
|
-
|
|
-
|
Common Stock |
David Holland
|
SVP of Sales and Marketing |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
03 Mar 2014 |
5,000 |
98,362
|
-
|
|
-
|
Common Stock |
Kenneth Green
|
SVP & Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
11 Feb 2014 |
73,529 |
73,529
|
-
|
|
-
|
Common Stock |
Kenneth Green
|
SVP & Chief Scientific Officer |
Gift of securities by or to the insider at price $ 0.00 per share. |
11 Feb 2014 |
2,500 |
0
|
-
|
|
-
|
Common Stock |
Kenneth Green
|
SVP & Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
11 Feb 2014 |
73,529 |
0
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Kenneth Green
|
SVP & Chief Scientific Officer |
Gift of securities by or to the insider at price $ 0.00 per share. |
11 Feb 2014 |
7,520 |
7,520
|
-
|
|
-
|
Common Stock |
Kenneth Green
|
SVP & Chief Scientific Officer |
Gift of securities by or to the insider at price $ 0.00 per share. |
11 Feb 2014 |
2,500 |
0
|
-
|
|
-
|
Common Stock |
Kenneth Green
|
SVP & Chief Scientific Officer |
Gift of securities by or to the insider at price $ 0.00 per share. |
11 Feb 2014 |
7,520 |
2,500
|
-
|
|
-
|
Common Stock |
Richard S. Eiswirth
|
COO and CFO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
17 Jan 2014 |
50,000 |
67,474
|
-
|
|
-
|
Common Stock |
Richard S. Eiswirth
|
COO and CFO |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
17 Jan 2014 |
50,000 |
17,474
|
-
|
|
-
|
Common Stock |
Richard S. Eiswirth
|
COO and CFO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
17 Jan 2014 |
50,000 |
46,669
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Jesse I. Treu
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
15 Jan 2014 |
2,230 |
34,907
|
-
|
|
-
|
Common Stock |
Jesse I. Treu
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
15 Jan 2014 |
92,445 |
3,795,246
|
-
|
|
-
|
Common Stock |
Jesse I. Treu
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
15 Jan 2014 |
1,010 |
37,137
|
-
|
|
-
|
Common Stock |
Jesse I. Treu
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
15 Jan 2014 |
204,315 |
3,590,931
|
-
|
|
-
|
Common Stock |
C. Daniel Myers
|
Director, President and CEO |
Gift of securities by or to the insider at price $ 0.00 per share. |
31 Dec 2013 |
4,000 |
116,130
|
-
|
|
-
|
Common Stock |
Richard S. Eiswirth
|
COO and CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 Dec 2013 |
235,000 |
235,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Richard S. Eiswirth
|
COO and CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 Dec 2013 |
105,000 |
105,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Kenneth Green
|
SVP & Chief Science Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 Dec 2013 |
65,000 |
65,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Kenneth Green
|
SVP & Chief Science Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 Dec 2013 |
135,000 |
135,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
C. Daniel Myers
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 Dec 2013 |
365,000 |
365,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
C. Daniel Myers
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 Dec 2013 |
110,000 |
110,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Susan Caballa
|
SVP,Regulatory&Medical Affairs |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 Dec 2013 |
90,000 |
90,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |