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XNAS 21 Mar, 2025 5:30 PM (EDT)



Insider Trading disclosures for Alector Inc

The latest disclosure was made by Marc Grasso in Alector Inc where a trade of 18,091 Common Stock done at an average price of $1.5 was reported to US exchanges on March 3, 2025.

Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company. A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).

Client Name Client Category Action Reported to Exchange Quantity Post Transaction Holding Traded % Avg. Price Value Security Type
Marc Grasso Chief Financial Officer Sale of securities on an exchange or to another person at price $ 1.47 per share. 03 Mar 2025 18,091 312,560 (0%) 0% 1.5 26,547 Common Stock
Arnon Rosenthal Director, Chief Executive Officer Sale of securities on an exchange or to another person at price $ 1.47 per share. 03 Mar 2025 40,330 2,466,744 (3%) 0% 1.5 59,176 Common Stock
Gary Romano Chief Medical Officer Sale of securities on an exchange or to another person at price $ 1.47 per share. 03 Mar 2025 16,306 332,977 (0%) 0% 1.5 23,927 Common Stock
Saraswati Kenkare-Mitra President and Head of R&D Sale of securities on an exchange or to another person at price $ 1.47 per share. 03 Mar 2025 29,073 536,142 (0%) 0% 1.5 42,662 Common Stock
Gary Romano Chief Medical Officer Sale of securities on an exchange or to another person at price $ 2.52 per share. 02 Dec 2024 14,892 349,283 (0%) 0% 2.5 37,519 Common Stock
Arnon Rosenthal Director, Chief Executive Officer Sale of securities on an exchange or to another person at price $ 2.52 per share. 02 Dec 2024 52,172 2,507,074 (3%) 0% 2.5 131,442 Common Stock
Grasso Marc Chief Financial Officer Sale of securities on an exchange or to another person at price $ 2.52 per share. 02 Dec 2024 16,489 330,651 (0%) 0% 2.5 41,542 Common Stock
Saraswati Kenkare-Mitra President and Head of R&D Sale of securities on an exchange or to another person at price $ 2.52 per share. 02 Dec 2024 26,500 565,215 (0%) 0% 2.5 66,764 Common Stock
Marc Grasso Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Oct 2024 216,400 347,140 (0%) 0% 0 Common Stock
Arnon Rosenthal Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Oct 2024 610,500 2,559,246 (3%) 0% 0 Common Stock
Gary Romano Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Oct 2024 184,380 364,175 (0%) 0% 0 Common Stock
Saraswati Kenkare-Mitra President and Head of R&D Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Oct 2024 300,000 591,715 (0%) 0% 0 Common Stock
Marc Grasso Chief Financial Officer Sale of securities on an exchange or to another person at price $ 4.88 per share. 03 Sep 2024 7,297 130,740 (0%) 0% 4.9 35,620 Common Stock
Arnon Rosenthal Director, Chief Executive Officer Sale of securities on an exchange or to another person at price $ 4.88 per share. 03 Sep 2024 26,499 1,948,746 (2%) 0% 4.9 129,387 Common Stock
Gary Romano Chief Medical Officer Sale of securities on an exchange or to another person at price $ 4.88 per share. 03 Sep 2024 8,478 179,795 (0%) 0% 4.9 41,385 Common Stock
Saraswati Kenkare-Mitra President and Head of R&D Sale of securities on an exchange or to another person at price $ 4.88 per share. 03 Sep 2024 13,926 291,715 (0%) 0% 4.9 67,981 Common Stock
Kristine Yaffe Director Sale of securities on an exchange or to another person at price $ 5.06 per share. 12 Aug 2024 5,000 67,709 (0%) 0% 5.1 25,309 Common Stock
Paula Hammond Director Sale of securities on an exchange or to another person at price $ 5.06 per share. 12 Aug 2024 10,500 60,209 (0%) 0% 5.1 53,179 Common Stock
Louis J. Lavigne Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Jun 2024 35,000 70,709 (0%) 0% 0 Common Stock
David M. Wehner Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Jun 2024 35,000 115,330 (0%) 0% 0 Common Stock
Kristine Yaffe Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Jun 2024 35,000 72,709 (0%) 0% 0 Common Stock
Paula Hammond Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Jun 2024 35,000 70,709 (0%) 0% 0 Common Stock
Elizabeth A. Garofalo Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Jun 2024 35,000 61,250 (0%) 0% 0 Common Stock
Marc Grasso Chief Financial Officer Sale of securities on an exchange or to another person at price $ 4.80 per share. 03 Jun 2024 6,920 138,037 (0%) 0% 4.8 33,208 Common Stock
Arnon Rosenthal Director, Chief Executive Officer Sale of securities on an exchange or to another person at price $ 4.80 per share. 03 Jun 2024 25,135 1,975,245 (2%) 0% 4.8 120,618 Common Stock
Gary Romano Chief Medical Officer Sale of securities on an exchange or to another person at price $ 4.80 per share. 03 Jun 2024 8,040 188,273 (0%) 0% 4.8 38,582 Common Stock
Saraswati Kenkare-Mitra President and Head of R&D Sale of securities on an exchange or to another person at price $ 4.80 per share. 03 Jun 2024 13,206 305,641 (0%) 0% 4.8 63,373 Common Stock
Mark Altmeyer Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Mar 2024 41,250 41,250 (0%) 0% 0 Common Stock
Altmeyer Mark Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Mar 2024 19,420 19,420 - - Stock Option (right to buy)
Marc Grasso Chief Financial Officer Sale of securities on an exchange or to another person at price $ 6.92 per share. 04 Mar 2024 5,716 144,957 (0%) 0% 6.9 39,562 Common Stock
Arnon Rosenthal Director, Chief Executive Officer Sale of securities on an exchange or to another person at price $ 6.92 per share. 04 Mar 2024 18,837 2,000,380 (2%) 0% 6.9 130,386 Common Stock
Gary Romano Chief Medical Officer Sale of securities on an exchange or to another person at price $ 6.92 per share. 04 Mar 2024 6,001 196,313 (0%) 0% 6.9 41,554 Common Stock
Saraswati Kenkare-Mitra President and Head of R&D Sale of securities on an exchange or to another person at price $ 6.92 per share. 04 Mar 2024 10,169 318,847 (0%) 0% 6.9 70,387 Common Stock
Garofalo A. Elizabeth Director Gift of securities by or to the insider at price $ 0.00 per share. 05 Dec 2023 9,459 26,250 (0%) 0% 0 Common Stock
Grasso Marc Chief Financial Officer Sale of securities on an exchange or to another person at price $ 5.56 per share. 04 Dec 2023 4,574 150,673 (0%) 0% 5.6 25,431 Common Stock
Rosenthal Arnon Director, Chief Executive Officer Sale of securities on an exchange or to another person at price $ 5.56 per share. 04 Dec 2023 23,831 2,019,217 (2%) 0% 5.6 132,500 Common Stock
Saraswati Kenkare-Mitra President and Head of R&D Sale of securities on an exchange or to another person at price $ 5.56 per share. 04 Dec 2023 12,519 329,016 (0%) 0% 5.6 69,606 Common Stock
Romano Gary Chief Medical Officer Sale of securities on an exchange or to another person at price $ 5.56 per share. 04 Dec 2023 5,035 202,314 (0%) 0% 5.6 27,995 Common Stock
Louis J. Lavigne Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Jun 2023 26,250 35,709 (0%) 0% 0 Common Stock
Louis J. Lavigne Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Jun 2023 12,360 12,360 - - Stock Option (right to buy)
David M. Wehner Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Jun 2023 12,360 12,360 - - Stock Option (right to buy)
David M. Wehner Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Jun 2023 26,250 80,330 (0%) 0% 0 Common Stock
Tillman U. Gerngross Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Jun 2023 26,250 2,644,319 (3%) 0% 0 Common Stock
Tillman U. Gerngross Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Jun 2023 12,360 12,360 - - Stock Option (right to buy)
Kristine Yaffe Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Jun 2023 12,360 12,360 - - Stock Option (right to buy)
Kristine Yaffe Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Jun 2023 26,250 35,709 (0%) 0% 0 Common Stock
Paula Hammond Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Jun 2023 26,250 35,709 (0%) 0% 0 Common Stock
Paula Hammond Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Jun 2023 12,360 12,360 - - Stock Option (right to buy)
Elizabeth A. Garofalo Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Jun 2023 26,250 35,709 (0%) 0% 0 Common Stock
Elizabeth A. Garofalo Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Jun 2023 12,360 12,360 - - Stock Option (right to buy)
Marc Grasso Chief Financial Officer Sale of securities on an exchange or to another person at price $ 6.90 per share. 02 Jun 2023 1,050 33,361 (0%) 0% 6.9 7,249 Common Stock
Arnon Rosenthal Director, Chief Executive Officer Sale of securities on an exchange or to another person at price $ 6.90 per share. 02 Jun 2023 5,255 1,651,095 (2%) 0% 6.9 36,279 Common Stock
Gary Romano Chief Medical Officer Sale of securities on an exchange or to another person at price $ 6.90 per share. 02 Jun 2023 2,617 102,120 (0%) 0% 6.9 18,067 Common Stock
Saraswati Kenkare-Mitra President and Head of R&D Sale of securities on an exchange or to another person at price $ 6.90 per share. 02 Jun 2023 4,092 184,149 (0%) 0% 6.9 28,250 Common Stock
Arnon Rosenthal Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Mar 2023 42,990 1,671,536 (2%) 0% 0 Common Stock
Arnon Rosenthal Director, Chief Executive Officer Sale of securities on an exchange or to another person at price $ 6.22 per share. 03 Mar 2023 15,186 1,656,350 (2%) 0% 6.2 94,428 Common Stock
Marc Grasso Chief Financial Officer Sale of securities on an exchange or to another person at price $ 8.32 per share. 02 Mar 2023 1,291 34,411 (0%) 0% 8.3 10,739 Common Stock
Arnon Rosenthal Director, Chief Executive Officer Sale of securities on an exchange or to another person at price $ 8.32 per share. 02 Mar 2023 5,849 1,628,546 (2%) 0% 8.3 48,651 Common Stock
Saraswati Kenkare-Mitra President and Head of R&D Sale of securities on an exchange or to another person at price $ 8.32 per share. 02 Mar 2023 10,124 188,241 (0%) 0% 8.3 84,216 Common Stock
Gary Romano Chief Medical Officer Sale of securities on an exchange or to another person at price $ 8.32 per share. 02 Dec 2022 3,238 104,737 (0%) 0% 8.3 26,933 Common Stock
Gary Romano Chief Medical Officer Sale of securities on an exchange or to another person at price $ 8.71 per share. 02 Dec 2022 2,145 107,975 (0%) 0% 8.7 18,679 Common Stock
Robert King Chief Development Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Oct 2022 14,384 14,384 - - Employee Stock Option (right to buy)
Robert King Chief Development Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Oct 2022 21,576 550,871 (0%) 0% 0 Common Stock
Marc Grasso Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Oct 2022 35,702 35,702 (0%) 0% 0 Common Stock
Marc Grasso Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Oct 2022 23,801 23,801 - - Employee Stock Option (right to buy)
Arnon Rosenthal Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Oct 2022 119,446 119,446 - - Employee Stock Option (right to buy)
Arnon Rosenthal Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Oct 2022 179,169 1,634,395 (2%) 0% 0 Common Stock
Gary Romano Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Oct 2022 20,047 110,120 (0%) 0% 0 Common Stock
Gary Romano Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Oct 2022 13,365 13,365 - - Employee Stock Option (right to buy)
Saraswati Kenkare-Mitra President and Head of R&D Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Oct 2022 80,365 198,365 (0%) 0% 0 Common Stock
Saraswati Kenkare-Mitra President and Head of R&D Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Oct 2022 53,576 53,576 - - Employee Stock Option (right to buy)
Robert King Chief Development Officer Sale of securities on an exchange or to another person at price $ 10.62 per share. 02 Sep 2022 176 529,295 (0%) 0% 10.6 1,869 Common Stock
Gary Romano Chief Medical Officer Sale of securities on an exchange or to another person at price $ 10.62 per share. 02 Sep 2022 2,177 90,073 (0%) 0% 10.6 23,120 Common Stock
Louis J. Lavigne Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jun 2022 9,459 9,459 (0%) 0% 0 Common Stock
Louis J. Lavigne Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jun 2022 18,918 18,918 - - Stock Option (right to buy)
David M. Wehner Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jun 2022 18,918 18,918 - - Stock Option (right to buy)
David M. Wehner Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jun 2022 9,459 54,080 (0%) 0% 0 Common Stock
Tillman U. Gerngross Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jun 2022 9,459 2,618,069 (3%) 0% 0 Common Stock
Tillman U. Gerngross Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jun 2022 18,918 18,918 - - Stock Option (right to buy)
Kristine Yaffe Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jun 2022 9,459 9,459 (0%) 0% 0 Common Stock
Kristine Yaffe Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jun 2022 18,918 18,918 - - Stock Option (right to buy)
Paula Hammond Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jun 2022 9,459 9,459 (0%) 0% 0 Common Stock
Paula Hammond Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jun 2022 18,918 18,918 - - Stock Option (right to buy)
Elizabeth A. Garofalo Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jun 2022 18,918 18,918 - - Stock Option (right to buy)
Elizabeth A. Garofalo Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jun 2022 9,459 9,459 (0%) 0% 0 Common Stock
Robert King Chief Development Officer Sale of securities on an exchange or to another person at price $ 8.71 per share. 02 Jun 2022 177 529,471 (0%) 0% 8.7 1,542 Common Stock
Gary Romano Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 May 2022 369,000 369,000 - - Employee Stock Option (right to buy)
Gary Romano Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 May 2022 92,250 92,250 (0%) 0% 0 Common Stock
Robert King Chief Development Officer Sale of securities on an exchange or to another person at price $ 15.57 per share. 01 Mar 2022 287 528,404 (0%) 0% 15.6 4,468 Common Stock
Marc Grasso Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Mar 2022 450,000 450,000 - - Employee Stock Option (right to buy)
Saraswati Kenkare-Mitra President and Head of R&D Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jan 2022 59,000 118,000 (0%) 0% 0 Common Stock
Saraswati Kenkare-Mitra President and Head of R&D Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jan 2022 300,000 300,000 - - Employee Stock Option (right to buy)
Saraswati Kenkare-Mitra President and Head of R&D Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jan 2022 59,000 59,000 (0%) 0% 0 Common Stock
Shehnaaz Suliman President and COO Sale of securities on an exchange or to another person at price $ 22.33 per share. 10 Dec 2021 8,874 102,598 (0%) 0% 22.3 198,192 Common Stock
Shehnaaz Suliman President and COO Exercise or conversion of derivative security received from the company (such as an option) at price $ 17.23 per share. 10 Dec 2021 75,000 177,598 (0%) 0% 17.2 1,292,250 Common Stock
Shehnaaz Suliman President and COO Sale of securities on an exchange or to another person at price $ 21.69 per share. 10 Dec 2021 66,126 111,472 (0%) 0% 21.7 1,433,975 Common Stock
Shehnaaz Suliman President and COO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 10 Dec 2021 75,000 305,187 - - Employee Stock Option (right to buy)
Shehnaaz Suliman President and COO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 10 Dec 2021 75,000 380,187 - - Employee Stock Option (right to buy)
Shehnaaz Suliman President and COO Sale of securities on an exchange or to another person at price $ 21.73 per share. 10 Dec 2021 10,898 102,598 (0%) 0% 21.7 236,802 Common Stock
Shehnaaz Suliman President and COO Sale of securities on an exchange or to another person at price $ 21.16 per share. 10 Dec 2021 64,102 113,496 (0%) 0% 21.2 1,356,347 Common Stock
Shehnaaz Suliman President and COO Exercise or conversion of derivative security received from the company (such as an option) at price $ 17.23 per share. 10 Dec 2021 75,000 177,598 (0%) 0% 17.2 1,292,250 Common Stock
Robert King Chief Development Officer Sale of securities on an exchange or to another person at price $ 20.09 per share. 01 Dec 2021 250 528,691 (0%) 0% 20.1 5,023 Common Stock
Arnon Rosenthal Director, Chief Executive Officer Sale of securities on an exchange or to another person at price $ 25.00 per share. 08 Nov 2021 15,000 667,500 (0%) 0% 25 375,000 Common Stock
Arnon Rosenthal Director, Chief Executive Officer Sale of securities on an exchange or to another person at price $ 25.00 per share. 08 Nov 2021 55,000 2,137,875 (2%) 0% 25 1,375,000 Common Stock
Arnon Rosenthal Director, Chief Executive Officer Sale of securities on an exchange or to another person at price $ 25.00 per share. 08 Nov 2021 15,000 667,500 (0%) 0% 25 375,000 Common Stock
Arnon Rosenthal Director, Chief Executive Officer Sale of securities on an exchange or to another person at price $ 25.00 per share. 08 Nov 2021 15,000 652,500 (0%) 0% 25 375,000 Common Stock
Arnon Rosenthal Director, Chief Executive Officer Sale of securities on an exchange or to another person at price $ 25.00 per share. 08 Nov 2021 15,000 652,500 (0%) 0% 25 375,000 Common Stock
Arnon Rosenthal Director, Chief Executive Officer Sale of securities on an exchange or to another person at price $ 25.00 per share. 08 Nov 2021 15,000 652,500 (0%) 0% 25 375,000 Common Stock
Arnon Rosenthal Director, Chief Executive Officer Sale of securities on an exchange or to another person at price $ 25.00 per share. 08 Nov 2021 55,000 2,082,875 (2%) 0% 25 1,375,000 Common Stock
Arnon Rosenthal Director, Chief Executive Officer Sale of securities on an exchange or to another person at price $ 25.00 per share. 08 Nov 2021 15,000 667,500 (0%) 0% 25 375,000 Common Stock
Arnon Rosenthal Director, Chief Executive Officer Sale of securities on an exchange or to another person at price $ 25.00 per share. 04 Nov 2021 55,000 2,247,875 (2%) 0% 25 1,375,000 Common Stock
Arnon Rosenthal Director, Chief Executive Officer Sale of securities on an exchange or to another person at price $ 25.00 per share. 04 Nov 2021 15,000 697,500 (0%) 0% 25 375,000 Common Stock
Arnon Rosenthal Director, Chief Executive Officer Sale of securities on an exchange or to another person at price $ 25.00 per share. 04 Nov 2021 15,000 697,500 (0%) 0% 25 375,000 Common Stock
Arnon Rosenthal Director, Chief Executive Officer Sale of securities on an exchange or to another person at price $ 25.00 per share. 04 Nov 2021 15,000 697,500 (0%) 0% 25 375,000 Common Stock
Arnon Rosenthal Director, Chief Executive Officer Sale of securities on an exchange or to another person at price $ 25.00 per share. 04 Nov 2021 15,000 682,500 (0%) 0% 25 375,000 Common Stock
Arnon Rosenthal Director, Chief Executive Officer Sale of securities on an exchange or to another person at price $ 25.00 per share. 04 Nov 2021 15,000 682,500 (0%) 0% 25 375,000 Common Stock
Arnon Rosenthal Director, Chief Executive Officer Sale of securities on an exchange or to another person at price $ 25.00 per share. 04 Nov 2021 15,000 682,500 (0%) 0% 25 375,000 Common Stock
Arnon Rosenthal Director, Chief Executive Officer Sale of securities on an exchange or to another person at price $ 25.00 per share. 04 Nov 2021 55,000 2,192,875 (2%) 0% 25 1,375,000 Common Stock
Robert King Chief Development Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Oct 2021 5,939 528,256 (0%) 0% 0 Common Stock
Arnon Rosenthal Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Oct 2021 417,213 417,213 - - Employee Stock Option (right to buy)
Elizabeth A. Garofalo Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 23 Sep 2021 33,235 33,235 - - Stock Option (right to buy)
Arnon Rosenthal Director, Chief Executive Officer Sale of securities on an exchange or to another person at price $ 25.10 per share. 22 Sep 2021 9,625 2,302,875 (2%) 0% 25.1 241,567 Common Stock
Arnon Rosenthal Director, Chief Executive Officer Sale of securities on an exchange or to another person at price $ 26.10 per share. 22 Sep 2021 5,283 2,312,500 (2%) 0% 26.1 137,890 Common Stock
Arnon Rosenthal Director, Chief Executive Officer Sale of securities on an exchange or to another person at price $ 25.29 per share. 22 Sep 2021 94,717 2,317,783 (2%) 0% 25.3 2,395,298 Common Stock
Arnon Rosenthal Director, Chief Executive Officer Sale of securities on an exchange or to another person at price $ 25.76 per share. 20 Sep 2021 91,954 2,520,546 (3%) 0% 25.8 2,368,542 Common Stock
Arnon Rosenthal Director, Chief Executive Officer Sale of securities on an exchange or to another person at price $ 26.56 per share. 20 Sep 2021 8,462 2,412,500 (3%) 0% 26.6 224,739 Common Stock
Arnon Rosenthal Director, Chief Executive Officer Sale of securities on an exchange or to another person at price $ 26.07 per share. 20 Sep 2021 91,538 2,420,962 (3%) 0% 26.1 2,386,698 Common Stock
Arnon Rosenthal Director, Chief Executive Officer Sale of securities on an exchange or to another person at price $ 26.33 per share. 20 Sep 2021 8,046 2,512,500 (3%) 0% 26.3 211,849 Common Stock
Kristine Yaffe Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 18.10 per share. 10 Sep 2021 2,000 2,000 (0%) 0% 18.1 36,200 Common Stock
Kristine Yaffe Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 10 Sep 2021 2,000 38,000 - - Stock Option (right to buy)
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 10.14 per share. 09 Aug 2021 8,734 252,744 (0%) 0% 10.1 88,563 Common Stock
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 09 Aug 2021 4,525 84,450 - - Employee Stock Option (right to buy)
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 09 Aug 2021 8,734 31,250 - - Employee Stock Option (right to buy)
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 09 Aug 2021 9,691 81,000 - - Employee Stock Option (right to buy)
Robert Paul Chief Medical Officer Sale of securities on an exchange or to another person at price $ 27.79 per share. 09 Aug 2021 300 234,319 (0%) 0% 27.8 8,337 Common Stock
Robert Paul Chief Medical Officer Sale of securities on an exchange or to another person at price $ 27.17 per share. 09 Aug 2021 22,650 234,619 (0%) 0% 27.2 615,430 Common Stock
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 17.15 per share. 09 Aug 2021 4,525 257,269 (0%) 0% 17.2 77,604 Common Stock
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 8.16 per share. 09 Aug 2021 9,691 244,010 (0%) 0% 8.2 79,079 Common Stock
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 17.15 per share. 06 Jul 2021 30,000 264,319 (0%) 0% 17.2 514,500 Common Stock
Robert Paul Chief Medical Officer Sale of securities on an exchange or to another person at price $ 35.95 per share. 06 Jul 2021 3,600 250,495 (0%) 0% 36.0 129,433 Common Stock
Robert Paul Chief Medical Officer Sale of securities on an exchange or to another person at price $ 35.10 per share. 06 Jul 2021 10,224 254,095 (0%) 0% 35.1 358,813 Common Stock
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 06 Jul 2021 10,574 88,975 - - Employee Stock Option (right to buy)
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 06 Jul 2021 11,883 39,984 - - Employee Stock Option (right to buy)
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 06 Jul 2021 7,292 90,691 - - Employee Stock Option (right to buy)
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 06 Jul 2021 30,000 99,549 - - Employee Stock Option (right to buy)
Robert Paul Chief Medical Officer Sale of securities on an exchange or to another person at price $ 39.32 per share. 06 Jul 2021 17,149 234,319 (0%) 0% 39.3 674,220 Common Stock
Robert Paul Chief Medical Officer Sale of securities on an exchange or to another person at price $ 38.14 per share. 06 Jul 2021 7,700 251,468 (0%) 0% 38.1 293,686 Common Stock
Robert Paul Chief Medical Officer Sale of securities on an exchange or to another person at price $ 37.41 per share. 06 Jul 2021 4,900 259,168 (0%) 0% 37.4 183,332 Common Stock
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 17.15 per share. 06 Jul 2021 10,574 264,068 (0%) 0% 17.1 181,344 Common Stock
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 10.14 per share. 06 Jul 2021 11,883 253,494 (0%) 0% 10.1 120,494 Common Stock
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 8.16 per share. 06 Jul 2021 7,292 241,611 (0%) 0% 8.2 59,503 Common Stock
Robert Paul Chief Medical Officer Sale of securities on an exchange or to another person at price $ 40.01 per share. 06 Jul 2021 1,100 234,319 (0%) 0% 40.0 44,016 Common Stock
Robert Paul Chief Medical Officer Sale of securities on an exchange or to another person at price $ 39.20 per share. 06 Jul 2021 10,495 235,419 (0%) 0% 39.2 411,411 Common Stock
Robert Paul Chief Medical Officer Sale of securities on an exchange or to another person at price $ 38.55 per share. 06 Jul 2021 3,581 245,914 (0%) 0% 38.6 138,059 Common Stock
Robert Paul Chief Medical Officer Sale of securities on an exchange or to another person at price $ 37.43 per share. 06 Jul 2021 1,000 249,495 (0%) 0% 37.4 37,434 Common Stock
Robert King Chief Development Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 10.14 per share. 02 Jul 2021 30,000 582,317 (0%) 0% 10.1 304,200 Common Stock
Robert King Chief Development Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 8.16 per share. 02 Jul 2021 30,000 552,317 (0%) 0% 8.2 244,800 Common Stock
Robert King Chief Development Officer Sale of securities on an exchange or to another person at price $ 31.14 per share. 02 Jul 2021 60,000 522,317 (0%) 0% 31.1 1,868,400 Common Stock
Robert King Chief Development Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 02 Jul 2021 30,000 120,000 - - Employee Stock Option (right to buy)
Robert King Chief Development Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 02 Jul 2021 30,000 70,000 - - Employee Stock Option (right to buy)
Calvin Yu Vice President, Finance Exercise or conversion of derivative security received from the company (such as an option) at price $ 17.15 per share. 02 Jul 2021 1,667 80,020 (0%) 0% 17.1 28,589 Common Stock
Calvin Yu Vice President, Finance Sale of securities on an exchange or to another person at price $ 34.65 per share. 02 Jul 2021 3,334 76,686 (0%) 0% 34.6 115,523 Common Stock
Calvin Yu Vice President, Finance Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 02 Jul 2021 18,420 14,118 - - Employee Stock Option (right to buy)
Calvin Yu Vice President, Finance Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 02 Jul 2021 11,250 10,625 - - Employee Stock Option (right to buy)
Calvin Yu Vice President, Finance Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 02 Jul 2021 31,170 48,830 - - Employee Stock Option (right to buy)
Calvin Yu Vice President, Finance Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 02 Jul 2021 1,042 13,076 - - Employee Stock Option (right to buy)
Calvin Yu Vice President, Finance Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 02 Jul 2021 1,667 47,163 - - Employee Stock Option (right to buy)
Calvin Yu Vice President, Finance Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 02 Jul 2021 625 10,000 - - Employee Stock Option (right to buy)
Calvin Yu Vice President, Finance Exercise or conversion of derivative security received from the company (such as an option) at price $ 8.16 per share. 02 Jul 2021 18,420 145,106 (0%) 0% 8.2 150,307 Common Stock
Calvin Yu Vice President, Finance Exercise or conversion of derivative security received from the company (such as an option) at price $ 10.14 per share. 02 Jul 2021 11,250 156,356 (0%) 0% 10.1 114,075 Common Stock
Calvin Yu Vice President, Finance Exercise or conversion of derivative security received from the company (such as an option) at price $ 17.15 per share. 02 Jul 2021 31,170 187,526 (0%) 0% 17.2 534,566 Common Stock
Calvin Yu Vice President, Finance Sale of securities on an exchange or to another person at price $ 31.14 per share. 02 Jul 2021 90,840 96,686 (0%) 0% 31.1 2,828,758 Common Stock
Calvin Yu Vice President, Finance Sale of securities on an exchange or to another person at price $ 40.02 per share. 02 Jul 2021 20,000 76,686 (0%) 0% 40.0 800,320 Common Stock
Calvin Yu Vice President, Finance Exercise or conversion of derivative security received from the company (such as an option) at price $ 8.16 per share. 02 Jul 2021 1,042 77,728 (0%) 0% 8.2 8,503 Common Stock
Calvin Yu Vice President, Finance Exercise or conversion of derivative security received from the company (such as an option) at price $ 10.14 per share. 02 Jul 2021 625 78,353 (0%) 0% 10.1 6,338 Common Stock
Robert Paul Chief Medical Officer Sale of securities on an exchange or to another person at price $ 31.14 per share. 01 Jul 2021 30,000 234,319 (0%) 0% 31.1 934,200 Common Stock
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 01 Jul 2021 17,326 129,549 - - Employee Stock Option (right to buy)
Robert Paul Chief Medical Officer Sale of securities on an exchange or to another person at price $ 22.23 per share. 01 Jul 2021 26,726 246,993 (0%) 0% 22.2 594,124 Common Stock
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 17.15 per share. 01 Jul 2021 17,326 264,319 (0%) 0% 17.2 297,141 Common Stock
Louis J. Lavigne Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 17 Jun 2021 25,709 25,709 - - Stock Option (right to buy)
David M. Wehner Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 17 Jun 2021 25,709 25,709 - - Stock Option (right to buy)
Tillman U. Gerngross Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 17 Jun 2021 25,709 25,709 - - Stock Option (right to buy)
Kristine Yaffe Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 17 Jun 2021 25,709 25,709 - - Stock Option (right to buy)
Paula Hammond Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 17 Jun 2021 25,709 25,709 - - Stock Option (right to buy)
Robert Paul Chief Medical Officer Sale of securities on an exchange or to another person at price $ 22.07 per share. 15 Jun 2021 30,000 273,719 (0%) 0% 22.1 661,953 Common Stock
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Jun 2021 12,900 56,467 - - Employee Stock Option (right to buy)
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Jun 2021 4,600 51,867 - - Employee Stock Option (right to buy)
Robert Paul Chief Medical Officer Sale of securities on an exchange or to another person at price $ 22.18 per share. 15 Jun 2021 4,600 273,719 (0%) 0% 22.2 102,049 Common Stock
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 10.14 per share. 15 Jun 2021 4,600 278,319 (0%) 0% 10.1 46,644 Common Stock
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 10.14 per share. 15 Jun 2021 12,900 303,719 (0%) 0% 10.1 130,806 Common Stock
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 8.16 per share. 15 Jun 2021 17,100 290,819 (0%) 0% 8.2 139,536 Common Stock
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Jun 2021 17,100 97,983 - - Employee Stock Option (right to buy)
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 8.16 per share. 08 Jun 2021 7,292 281,011 (0%) 0% 8.2 59,503 Common Stock
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 Jun 2021 11,883 42,284 - - Employee Stock Option (right to buy)
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 Jun 2021 7,292 115,083 - - Employee Stock Option (right to buy)
Robert Paul Chief Medical Officer Sale of securities on an exchange or to another person at price $ 20.83 per share. 08 Jun 2021 800 273,719 (0%) 0% 20.8 16,661 Common Stock
Robert Paul Chief Medical Officer Sale of securities on an exchange or to another person at price $ 19.89 per share. 08 Jun 2021 2,200 274,519 (0%) 0% 19.9 43,753 Common Stock
Robert Paul Chief Medical Officer Sale of securities on an exchange or to another person at price $ 19.00 per share. 08 Jun 2021 16,175 276,719 (0%) 0% 19.0 307,331 Common Stock
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 10.14 per share. 08 Jun 2021 11,883 292,894 (0%) 0% 10.1 120,494 Common Stock
Calvin Yu Vice President, Finance Sale of securities on an exchange or to another person at price $ 17.77 per share. 02 Jun 2021 1,844 126,686 (0%) 0% 17.8 32,768 Common Stock
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 21 May 2021 14,191 122,375 - - Employee Stock Option (right to buy)
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 21 May 2021 784 54,167 - - Employee Stock Option (right to buy)
Robert Paul Chief Medical Officer Sale of securities on an exchange or to another person at price $ 18.14 per share. 21 May 2021 14,975 273,719 (0%) 0% 18.1 271,681 Common Stock
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 10.14 per share. 21 May 2021 784 288,694 (0%) 0% 10.1 7,950 Common Stock
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 8.16 per share. 21 May 2021 14,191 287,910 (0%) 0% 8.2 115,799 Common Stock
Robert Paul Chief Medical Officer Sale of securities on an exchange or to another person at price $ 18.04 per share. 18 May 2021 4,200 273,719 (0%) 0% 18.0 75,786 Common Stock
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 18 May 2021 1,300 54,951 - - Employee Stock Option (right to buy)
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 18 May 2021 2,900 136,566 - - Employee Stock Option (right to buy)
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 10.14 per share. 18 May 2021 1,300 277,919 (0%) 0% 10.1 13,182 Common Stock
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 8.16 per share. 18 May 2021 2,900 276,619 (0%) 0% 8.2 23,664 Common Stock
Robert King Chief Development Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 May 2021 45,000 522,317 (0%) 0% 0 Common Stock
Shehnaaz Suliman President and COO Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 May 2021 100,000 100,000 (0%) 0% 0 Common Stock
Arnon Rosenthal Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 May 2021 150,000 1,455,226 (1%) 0% 0 Common Stock
Calvin Yu Vice President, Finance Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 May 2021 16,000 126,686 (0%) 0% 0 Common Stock
Robert Paul Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 May 2021 60,000 273,719 (0%) 0% 0 Common Stock
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 8.16 per share. 07 Apr 2021 17,092 230,811 (0%) 0% 8.2 139,471 Common Stock
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 07 Apr 2021 3,125 146,875 - - Employee Stock Option (right to buy)
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 07 Apr 2021 2,083 56,251 - - Employee Stock Option (right to buy)
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 07 Apr 2021 17,092 139,466 - - Employee Stock Option (right to buy)
Robert Paul Chief Medical Officer Sale of securities on an exchange or to another person at price $ 19.82 per share. 07 Apr 2021 45 213,719 (0%) 0% 19.8 892 Common Stock
Robert Paul Chief Medical Officer Sale of securities on an exchange or to another person at price $ 19.19 per share. 07 Apr 2021 22,255 213,764 (0%) 0% 19.2 427,158 Common Stock
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 17.15 per share. 07 Apr 2021 3,125 236,019 (0%) 0% 17.2 53,594 Common Stock
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 10.14 per share. 07 Apr 2021 2,083 232,894 (0%) 0% 10.1 21,122 Common Stock
Robert Paul Chief Medical Officer Sale of securities on an exchange or to another person at price $ 22.85 per share. 22 Mar 2021 24,490 219,229 (0%) 0% 22.9 559,601 Common Stock
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 22 Mar 2021 13,800 156,558 - - Employee Stock Option (right to buy)
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 22 Mar 2021 30,000 170,358 - - Employee Stock Option (right to buy)
Robert Paul Chief Medical Officer Sale of securities on an exchange or to another person at price $ 22.21 per share. 22 Mar 2021 13,800 213,719 (0%) 0% 22.2 306,498 Common Stock
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 8.16 per share. 22 Mar 2021 13,800 227,519 (0%) 0% 8.2 112,608 Common Stock
Robert Paul Chief Medical Officer Sale of securities on an exchange or to another person at price $ 23.55 per share. 22 Mar 2021 5,510 213,719 (0%) 0% 23.6 129,774 Common Stock
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 8.16 per share. 22 Mar 2021 30,000 243,719 (0%) 0% 8.2 244,800 Common Stock
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 10.14 per share. 09 Mar 2021 2,083 232,894 (0%) 0% 10.1 21,122 Common Stock
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 09 Mar 2021 2,083 58,334 - - Employee Stock Option (right to buy)
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 09 Mar 2021 17,092 200,358 - - Employee Stock Option (right to buy)
Robert Paul Chief Medical Officer Sale of securities on an exchange or to another person at price $ 18.12 per share. 09 Mar 2021 19,175 213,719 (0%) 0% 18.1 347,405 Common Stock
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 8.16 per share. 09 Mar 2021 17,092 230,811 (0%) 0% 8.2 139,471 Common Stock
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 09 Feb 2021 17,091 217,450 - - Employee Stock Option (right to buy)
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 09 Feb 2021 2,084 60,417 - - Employee Stock Option (right to buy)
Robert Paul Chief Medical Officer Sale of securities on an exchange or to another person at price $ 20.81 per share. 09 Feb 2021 19,175 213,719 (0%) 0% 20.8 399,055 Common Stock
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 10.14 per share. 09 Feb 2021 2,084 232,894 (0%) 0% 10.1 21,132 Common Stock
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 8.16 per share. 09 Feb 2021 17,091 230,810 (0%) 0% 8.2 139,463 Common Stock
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 8.16 per share. 25 Jan 2021 27,916 241,635 (0%) 0% 8.2 227,795 Common Stock
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 25 Jan 2021 4,166 62,501 - - Employee Stock Option (right to buy)
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 25 Jan 2021 23,142 234,541 - - Employee Stock Option (right to buy)
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 25 Jan 2021 2,084 66,667 - - Employee Stock Option (right to buy)
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 25 Jan 2021 27,916 257,683 - - Employee Stock Option (right to buy)
Robert Paul Chief Medical Officer Sale of securities on an exchange or to another person at price $ 18.00 per share. 25 Jan 2021 27,308 213,719 (0%) 0% 18 491,544 Common Stock
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 10.14 per share. 25 Jan 2021 4,166 241,027 (0%) 0% 10.1 42,243 Common Stock
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 8.16 per share. 25 Jan 2021 23,142 236,861 (0%) 0% 8.2 188,839 Common Stock
Robert Paul Chief Medical Officer Sale of securities on an exchange or to another person at price $ 18.01 per share. 25 Jan 2021 30,000 213,719 (0%) 0% 18.0 540,225 Common Stock
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 10.14 per share. 25 Jan 2021 2,084 243,719 (0%) 0% 10.1 21,132 Common Stock
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 8.16 per share. 19 Jan 2021 27,917 241,636 (0%) 0% 8.2 227,803 Common Stock
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 19 Jan 2021 2,083 68,751 - - Employee Stock Option (right to buy)
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 19 Jan 2021 6,484 285,599 - - Employee Stock Option (right to buy)
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 19 Jan 2021 2,083 70,834 - - Employee Stock Option (right to buy)
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 19 Jan 2021 27,917 292,083 - - Employee Stock Option (right to buy)
Robert Paul Chief Medical Officer Sale of securities on an exchange or to another person at price $ 18.00 per share. 19 Jan 2021 8,567 213,719 (0%) 0% 18.0 154,211 Common Stock
Robert Paul Chief Medical Officer Sale of securities on an exchange or to another person at price $ 18.12 per share. 19 Jan 2021 30,000 213,719 (0%) 0% 18.1 543,552 Common Stock
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 10.14 per share. 19 Jan 2021 2,083 243,719 (0%) 0% 10.1 21,122 Common Stock
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 8.16 per share. 19 Jan 2021 6,484 220,203 (0%) 0% 8.2 52,909 Common Stock
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 10.14 per share. 19 Jan 2021 2,083 222,286 (0%) 0% 10.1 21,122 Common Stock
Robert Paul Chief Medical Officer Sale of securities on an exchange or to another person at price $ 22.94 per share. 15 Jul 2020 9,622 214,097 (0%) 0% 22.9 220,729 Common Stock
Robert Paul Chief Medical Officer Sale of securities on an exchange or to another person at price $ 23.58 per share. 15 Jul 2020 378 213,719 (0%) 0% 23.6 8,913 Common Stock
Robert Paul Chief Medical Officer Sale of securities on an exchange or to another person at price $ 29.43 per share. 15 Jun 2020 6,091 227,628 (0%) 0% 29.4 179,258 Common Stock
Robert Paul Chief Medical Officer Sale of securities on an exchange or to another person at price $ 29.90 per share. 15 Jun 2020 3,909 223,719 (0%) 0% 29.9 116,879 Common Stock
Calvin Yu Vice President, Finance Sale of securities on an exchange or to another person at price $ 31.04 per share. 03 Jun 2020 1,043 110,986 (0%) 0% 31.0 32,375 Common Stock
Calvin Yu Vice President, Finance Sale of securities on an exchange or to another person at price $ 32.02 per share. 03 Jun 2020 300 110,686 (0%) 0% 32.0 9,606 Common Stock
Robert King Chief Development Officer Sale of securities on an exchange or to another person at price $ 26.24 per share. 15 May 2020 3,365 488,952 (0%) 0% 26.2 88,298 Common Stock
Robert King Chief Development Officer Sale of securities on an exchange or to another person at price $ 27.78 per share. 15 May 2020 3,003 477,317 (0%) 0% 27.8 83,423 Common Stock
Robert King Chief Development Officer Sale of securities on an exchange or to another person at price $ 27.02 per share. 15 May 2020 8,632 480,320 (0%) 0% 27.0 233,237 Common Stock
Robert Paul Chief Medical Officer Sale of securities on an exchange or to another person at price $ 27.00 per share. 15 May 2020 5,996 235,823 (0%) 0% 27 161,892 Common Stock
Robert Paul Chief Medical Officer Sale of securities on an exchange or to another person at price $ 27.78 per share. 15 May 2020 2,104 233,719 (0%) 0% 27.8 58,449 Common Stock
Robert Paul Chief Medical Officer Sale of securities on an exchange or to another person at price $ 26.15 per share. 15 May 2020 1,900 241,819 (0%) 0% 26.2 49,685 Common Stock
Louis J. Lavigne None Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 May 2020 19,274 19,274 - - Stock Option (right to buy)
David M. Wehner None Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 May 2020 19,274 19,274 - - Stock Option (right to buy)
Tillman U. Gerngross None Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 May 2020 19,274 19,274 - - Stock Option (right to buy)
Kristine Yaffe None Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 May 2020 19,274 19,274 - - Stock Option (right to buy)
Robert Paul Chief Medical Officer Sale of securities on an exchange or to another person at price $ 22.27 per share. 15 Apr 2020 10,000 243,719 (0%) 0% 22.3 222,700 Common Stock
Paula Hammond None Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Mar 2020 29,443 29,443 - - Stock Option (right to buy)
Robert Paul Chief Medical Officer Sale of securities on an exchange or to another person at price $ 24.46 per share. 13 Mar 2020 176 253,719 (0%) 0% 24.5 4,305 Common Stock
Robert Paul Chief Medical Officer Sale of securities on an exchange or to another person at price $ 23.49 per share. 13 Mar 2020 5,459 253,895 (0%) 0% 23.5 128,232 Common Stock
Robert Paul Chief Medical Officer Sale of securities on an exchange or to another person at price $ 22.47 per share. 13 Mar 2020 2,884 259,354 (0%) 0% 22.5 64,803 Common Stock
Robert Paul Chief Medical Officer Sale of securities on an exchange or to another person at price $ 21.57 per share. 13 Mar 2020 1,481 262,238 (0%) 0% 21.6 31,945 Common Stock
Robert King Chief Development Officer Sale of securities on an exchange or to another person at price $ 29.09 per share. 14 Feb 2020 4,668 502,649 (0%) 0% 29.1 135,792 Common Stock
Robert King Chief Development Officer Sale of securities on an exchange or to another person at price $ 29.77 per share. 14 Feb 2020 10,332 492,317 (0%) 0% 29.8 307,584 Common Stock
Robert Paul Chief Medical Officer Sale of securities on an exchange or to another person at price $ 29.07 per share. 14 Feb 2020 3,000 270,719 (0%) 0% 29.1 87,210 Common Stock
Robert Paul Chief Medical Officer Sale of securities on an exchange or to another person at price $ 29.74 per share. 14 Feb 2020 7,000 263,719 (0%) 0% 29.7 208,180 Common Stock
Sabah Oney Chief Business Officer Sale of securities on an exchange or to another person at price $ 35.03 per share. 07 Feb 2020 19,900 573,918 (0%) 0% 35.0 697,097 Common Stock
Calvin Yu Vice President, Finance Sale of securities on an exchange or to another person at price $ 35.02 per share. 06 Feb 2020 24,033 110,686 (0%) 0% 35.0 841,636 Common Stock
Calvin Yu Vice President, Finance Exercise or conversion of derivative security received from the company (such as an option) at price $ 8.16 per share. 06 Feb 2020 1,096 126,390 (0%) 0% 8.2 8,943 Common Stock
Calvin Yu Vice President, Finance Exercise or conversion of derivative security received from the company (such as an option) at price $ 10.14 per share. 06 Feb 2020 725 127,115 (0%) 0% 10.1 7,352 Common Stock
Calvin Yu Vice President, Finance Sale of securities on an exchange or to another person at price $ 35.00 per share. 06 Feb 2020 2,621 124,494 (0%) 0% 35 91,735 Common Stock
Calvin Yu Vice President, Finance Exercise or conversion of derivative security received from the company (such as an option) at price $ 8.16 per share. 06 Feb 2020 2,825 127,319 (0%) 0% 8.2 23,052 Common Stock
Calvin Yu Vice President, Finance Exercise or conversion of derivative security received from the company (such as an option) at price $ 10.14 per share. 06 Feb 2020 7,400 134,719 (0%) 0% 10.1 75,036 Common Stock
Calvin Yu Vice President, Finance Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 06 Feb 2020 1,096 35,363 - - Stock Option (right to buy)
Calvin Yu Vice President, Finance Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 06 Feb 2020 725 29,275 - - Stock Option (right to buy)
Calvin Yu Vice President, Finance Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 06 Feb 2020 2,825 32,538 - - Stock Option (right to buy)
Calvin Yu Vice President, Finance Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 06 Feb 2020 7,400 21,875 - - Stock Option (right to buy)
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 05 Feb 2020 10,000 320,000 - - Stock Option (right to buy)
Robert Paul Chief Medical Officer Sale of securities on an exchange or to another person at price $ 32.10 per share. 05 Feb 2020 10,000 273,719 (0%) 0% 32.1 321,000 Common Stock
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 8.16 per share. 05 Feb 2020 10,000 283,719 (0%) 0% 8.2 81,600 Common Stock
Calvin Yu Vice President, Finance Sale of securities on an exchange or to another person at price $ 30.04 per share. 04 Feb 2020 63,541 125,294 (0%) 0% 30.0 1,908,772 Common Stock
Calvin Yu Vice President, Finance Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 04 Feb 2020 13,541 36,459 - - Stock Option (right to buy)
Calvin Yu Vice President, Finance Exercise or conversion of derivative security received from the company (such as an option) at price $ 8.16 per share. 04 Feb 2020 13,541 188,835 (0%) 0% 8.2 110,495 Common Stock
Sabah Oney Chief Business Officer Sale of securities on an exchange or to another person at price $ 30.00 per share. 04 Feb 2020 16,667 593,918 (0%) 0% 30 500,010 Common Stock
Sabah Oney Chief Business Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 04 Feb 2020 16,667 100,000 - - Stock Option (right to buy)
Sabah Oney Chief Business Officer Sale of securities on an exchange or to another person at price $ 35.00 per share. 04 Feb 2020 100 593,818 (0%) 0% 35 3,500 Common Stock
Sabah Oney Chief Business Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 8.16 per share. 04 Feb 2020 16,667 610,585 (0%) 0% 8.2 136,003 Common Stock
David M. Wehner None Purchase of securities on an exchange or from another person at price $ 25.00 per share. 03 Feb 2020 20,000 44,621 (0%) 0% 25 500,000 Common Stock
Robert Paul Chief Medical Officer Sale of securities on an exchange or to another person at price $ 28.00 per share. 30 Jan 2020 8,000 273,719 (0%) 0% 28 224,000 Common Stock
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 30 Jan 2020 8,000 330,000 - - Stock Option (right to buy)
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 8.16 per share. 30 Jan 2020 8,000 281,719 (0%) 0% 8.2 65,280 Common Stock
Robert Paul Chief Medical Officer Sale of securities on an exchange or to another person at price $ 25.22 per share. 23 Jan 2020 599 273,719 (0%) 0% 25.2 15,107 Common Stock
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 8.16 per share. 23 Jan 2020 6,000 279,719 (0%) 0% 8.2 48,960 Common Stock
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 23 Jan 2020 6,000 338,000 - - Stock Option (right to buy)
Robert Paul Chief Medical Officer Sale of securities on an exchange or to another person at price $ 24.22 per share. 23 Jan 2020 5,401 274,318 (0%) 0% 24.2 130,812 Common Stock
Sabah Oney Chief Business Officer Sale of securities on an exchange or to another person at price $ 25.05 per share. 23 Jan 2020 14,467 593,918 (0%) 0% 25.0 362,398 Common Stock
Sabah Oney Chief Business Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 8.16 per share. 23 Jan 2020 14,467 608,385 (0%) 0% 8.2 118,051 Common Stock
Sabah Oney Chief Business Officer Sale of securities on an exchange or to another person at price $ 25.21 per share. 23 Jan 2020 2,200 593,918 (0%) 0% 25.2 55,462 Common Stock
Sabah Oney Chief Business Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 8.16 per share. 23 Jan 2020 2,200 596,118 (0%) 0% 8.2 17,952 Common Stock
Sabah Oney Chief Business Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 23 Jan 2020 14,467 116,667 - - Stock Option (right to buy)
Sabah Oney Chief Business Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 23 Jan 2020 2,200 131,134 - - Stock Option (right to buy)
Robert King Chief Development Officer Sale of securities on an exchange or to another person at price $ 22.01 per share. 21 Jan 2020 14,997 507,320 (0%) 0% 22.0 330,084 Common Stock
Robert King Chief Development Officer Sale of securities on an exchange or to another person at price $ 22.00 per share. 21 Jan 2020 3 507,317 (0%) 0% 22 66 Common Stock
Robert Paul Chief Medical Officer Sale of securities on an exchange or to another person at price $ 18.67 per share. 15 Jan 2020 10,000 273,719 (0%) 0% 18.7 186,700 Common Stock
Shehnaaz Suliman President and COO Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jan 2020 550,000 550,000 - - Stock Option (right to buy)
Robert Paul Chief Medical Officer Sale of securities on an exchange or to another person at price $ 20.03 per share. 13 Dec 2019 10,000 283,719 (0%) 0% 20.0 200,300 Common Stock
Sabah Oney Chief Business Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 8.16 per share. 12 Dec 2019 6,810 600,728 (0%) 0% 8.2 55,570 Common Stock
Sabah Oney Chief Business Officer Sale of securities on an exchange or to another person at price $ 20.13 per share. 12 Dec 2019 6,810 593,918 (0%) 0% 20.1 137,069 Common Stock
Sabah Oney Chief Business Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 12 Dec 2019 6,810 133,334 - - Stock Option (right to buy)
Sabah Oney Chief Business Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 8.16 per share. 10 Dec 2019 500 594,418 (0%) 0% 8.2 4,080 Common Stock
Sabah Oney Chief Business Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 10 Dec 2019 500 140,144 - - Stock Option (right to buy)
Sabah Oney Chief Business Officer Sale of securities on an exchange or to another person at price $ 20.01 per share. 10 Dec 2019 500 593,918 (0%) 0% 20.0 10,005 Common Stock
Sabah Oney Chief Business Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 05 Dec 2019 5,156 142,944 - - Stock Option (right to buy)
Sabah Oney Chief Business Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 05 Dec 2019 1,500 148,100 - - Stock Option (right to buy)
Sabah Oney Chief Business Officer Sale of securities on an exchange or to another person at price $ 20.07 per share. 05 Dec 2019 2,300 593,918 (0%) 0% 20.1 46,161 Common Stock
Sabah Oney Chief Business Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 8.16 per share. 05 Dec 2019 2,300 596,218 (0%) 0% 8.2 18,768 Common Stock
Sabah Oney Chief Business Officer Sale of securities on an exchange or to another person at price $ 20.02 per share. 05 Dec 2019 5,156 593,918 (0%) 0% 20.0 103,223 Common Stock
Sabah Oney Chief Business Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 05 Dec 2019 2,300 140,644 - - Stock Option (right to buy)
Sabah Oney Chief Business Officer Sale of securities on an exchange or to another person at price $ 20.00 per share. 05 Dec 2019 1,500 593,918 (0%) 0% 20 30,000 Common Stock
Sabah Oney Chief Business Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 8.16 per share. 05 Dec 2019 1,500 595,418 (0%) 0% 8.2 12,240 Common Stock
Sabah Oney Chief Business Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 8.16 per share. 05 Dec 2019 5,156 599,074 (0%) 0% 8.2 42,073 Common Stock
Calvin Yu Vice President, Finance Sale of securities on an exchange or to another person at price $ 18.31 per share. 03 Dec 2019 1,315 175,294 (0%) 0% 18.3 24,078 Common Stock
Robert King Chief Development Officer Sale of securities on an exchange or to another person at price $ 15.92 per share. 15 Nov 2019 7,500 522,317 (0%) 0% 15.9 119,400 Common Stock
Robert Paul Chief Medical Officer Sale of securities on an exchange or to another person at price $ 15.93 per share. 15 Nov 2019 10,000 293,719 (0%) 0% 15.9 159,300 Common Stock
Robert King Chief Development Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Nov 2019 150,000 150,000 - - Stock Option (right to buy)
Arnon Rosenthal Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Nov 2019 520,000 520,000 - - Stock Option (right to buy)
Calvin Yu Vice President, Finance Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Nov 2019 80,000 80,000 - - Stock Option (right to buy)
Robert Paul Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Nov 2019 150,000 150,000 - - Stock Option (right to buy)
Sabah Oney Chief Business Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Nov 2019 150,000 150,000 - - Stock Option (right to buy)
Robert Paul Chief Medical Officer Sale of securities on an exchange or to another person at price $ 14.68 per share. 15 Oct 2019 10,000 301,719 (0%) 0% 14.7 146,800 Common Stock
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 20 Sep 2019 4,000 346,000 - - Stock Option (right to buy)
Robert Paul Chief Medical Officer Sale of securities on an exchange or to another person at price $ 20.00 per share. 20 Sep 2019 4,000 311,719 (0%) 0% 20 80,000 Common Stock
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 8.16 per share. 20 Sep 2019 4,000 315,719 (0%) 0% 8.2 32,640 Common Stock
Sabah Oney Chief Business Officer Sale of securities on an exchange or to another person at price $ 20.00 per share. 20 Sep 2019 400 593,918 (0%) 0% 20 8,000 Common Stock
Sabah Oney Chief Business Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 8.16 per share. 20 Sep 2019 400 594,318 (0%) 0% 8.2 3,264 Common Stock
Sabah Oney Chief Business Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 20 Sep 2019 400 149,600 - - Stock Option (right to buy)
Robert Paul Chief Medical Officer Sale of securities on an exchange or to another person at price $ 19.08 per share. 16 Sep 2019 10,000 311,719 (0%) 0% 19.1 190,800 Common Stock
Robert King Chief Development Officer Sale of securities on an exchange or to another person at price $ 15.00 per share. 19 Aug 2019 7,500 529,817 (0%) 0% 15 112,500 Common Stock
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 8.16 per share. 19 Aug 2019 1,084 324,803 (0%) 0% 8.2 8,845 Common Stock
Robert Paul Chief Medical Officer Sale of securities on an exchange or to another person at price $ 16.00 per share. 19 Aug 2019 1,084 323,719 (0%) 0% 16 17,344 Common Stock
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 8.16 per share. 19 Aug 2019 916 324,635 (0%) 0% 8.2 7,475 Common Stock
Robert Paul Chief Medical Officer Sale of securities on an exchange or to another person at price $ 16.00 per share. 19 Aug 2019 916 323,719 (0%) 0% 16 14,656 Common Stock
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 19 Aug 2019 1,084 348,916 - - Stock Option (right to buy)
Robert Paul Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 19 Aug 2019 916 348,000 - - Stock Option (right to buy)
Robert Paul Chief Medical Officer Sale of securities on an exchange or to another person at price $ 14.19 per share. 15 Aug 2019 10,000 323,719 (0%) 0% 14.2 141,900 Common Stock
Kristine Yaffe None Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Aug 2019 40,000 40,000 - - Stock Option (right to buy)
Carl L Gordon Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 May 2019 20,000 20,000 - - Stock Option (right to buy)
Louis J. Lavigne None Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 May 2019 20,000 20,000 - - Stock Option (right to buy)
David M. Wehner None Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 May 2019 20,000 20,000 - - Stock Option (right to buy)
Tillman U. Gerngross None Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 May 2019 20,000 20,000 - - Stock Option (right to buy)
Carl L Gordon Director, Ten Percent Owner 11 Feb 2019 94,075 94,075 (0%) 0% - Common Stock
Carl L Gordon Director, Ten Percent Owner 11 Feb 2019 405,925 405,925 (0%) 0% - Common Stock
Carl L Gordon Director, Ten Percent Owner 11 Feb 2019 4,282,288 4,688,213 (5%) 6% - Common Stock
Carl L Gordon Director, Ten Percent Owner 11 Feb 2019 2,029,626 6,717,839 (8%) 2% - Common Stock
Carl L Gordon Director, Ten Percent Owner 11 Feb 2019 2,280,479 8,998,318 (11%) 3% - Common Stock
Carl L Gordon Director, Ten Percent Owner 11 Feb 2019 1,012,282 10,010,600 (12%) 1% - Common Stock
Carl L Gordon Director, Ten Percent Owner 11 Feb 2019 266,437 10,277,037 (13%) 0% - Common Stock
Carl L Gordon Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 19.00 per share. 11 Feb 2019 157,939 10,434,976 (13%) 0% 19 3,000,841 Common Stock
Carl L Gordon Director, Ten Percent Owner 11 Feb 2019 992,437 1,086,512 (1%) 1% - Common Stock
Carl L Gordon Director, Ten Percent Owner 11 Feb 2019 470,374 1,556,886 (1%) 0% - Common Stock
Carl L Gordon Director, Ten Percent Owner 11 Feb 2019 528,510 2,085,396 (2%) 0% - Common Stock
Carl L Gordon Director, Ten Percent Owner 11 Feb 2019 234,601 2,319,997 (2%) 0% - Common Stock
Carl L Gordon Director, Ten Percent Owner 11 Feb 2019 85,295 2,405,292 (3%) 0% - Common Stock
Carl L Gordon Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 19.00 per share. 11 Feb 2019 50,561 2,455,853 (3%) 0% 19 960,659 Common Stock
Carl L Gordon Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 19.00 per share. 11 Feb 2019 203,200 203,200 (0%) 0% 19 3,860,800 Common Stock
Carl L Gordon Director, Ten Percent Owner 11 Feb 2019 405,925 0 - - Series A-1 Preferred Stock
Carl L Gordon Director, Ten Percent Owner 11 Feb 2019 94,075 0 - - Series A-1 Preferred Stock
Carl L Gordon Director, Ten Percent Owner 11 Feb 2019 4,282,288 0 - - Series A-2 Preferred Stock
Carl L Gordon Director, Ten Percent Owner 11 Feb 2019 992,437 0 - - Series A-2 Preferred Stock
Carl L Gordon Director, Ten Percent Owner 11 Feb 2019 2,029,626 0 - - Series B Preferred Stock
Carl L Gordon Director, Ten Percent Owner 11 Feb 2019 470,374 0 - - Series B Preferred Stock
Carl L Gordon Director, Ten Percent Owner 11 Feb 2019 2,280,479 0 - - Series C Preferred Stock
Carl L Gordon Director, Ten Percent Owner 11 Feb 2019 528,510 0 - - Series C Preferred Stock
Carl L Gordon Director, Ten Percent Owner 11 Feb 2019 1,012,282 0 - - Series D Preferred Stock
Carl L Gordon Director, Ten Percent Owner 11 Feb 2019 234,601 0 - - Series D Preferred Stock
Carl L Gordon Director, Ten Percent Owner 11 Feb 2019 266,437 0 - - Series E Preferred Stock
Carl L Gordon Director, Ten Percent Owner 11 Feb 2019 85,295 0 - - Series E Preferred Stock
Louis J. Lavigne None 11 Feb 2019 10,552 0 - - Series E Preferred Stock
Louis J. Lavigne None 11 Feb 2019 10,552 10,552 (0%) 0% - Common Stock
David M. Wehner None 11 Feb 2019 24,621 24,621 (0%) 0% - Common Stock
David M. Wehner None 11 Feb 2019 24,621 0 - - Series E Preferred Stock
Tillman U. Gerngross None 11 Feb 2019 52,760 2,608,610 (3%) 0% - Common Stock
Tillman U. Gerngross None 11 Feb 2019 374,532 0 - - Series C Preferred Stock
Tillman U. Gerngross None 11 Feb 2019 52,760 0 - - Series E Preferred Stock
Tillman U. Gerngross None 11 Feb 2019 374,532 2,555,850 (3%) 0% - Common Stock
*All Values are in $ Million
Client Category: Promoter/ KMP/ Director / Immediate Relatives / Employee / etc  
Security Type: Share/ Warrants / Convertible Debentures
Data as reported to USA Exchanges
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