Cameron Turtle
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Feb 2024 |
277,750 |
277,750
|
-
|
|
-
|
Stock Option (Right to Buy) |
King-Jones Heidy
|
See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Feb 2024 |
63,000 |
63,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Scott Burrows L.
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Feb 2024 |
70,000 |
70,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Burrows L. Scott
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Dec 2023 |
134,953 |
134,953
(0%)
|
0%
|
|
0
|
Common Stock |
W. Jeffrey Albers
|
Director |
|
22 Nov 2023 |
34,360 |
34,360
(0%)
|
0%
|
|
0
|
Common Stock |
Albers Jeffrey W.
|
Director |
|
22 Nov 2023 |
859 |
0
|
-
|
|
-
|
Series A Preferred Stock |
W. Jeffrey Albers
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Nov 2023 |
50,000 |
50,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Magovcevic Ivana
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Jun 2023 |
1,950,000 |
1,950,000
|
-
|
|
-
|
Stock Option (right to buy) |
Russell J. Cox
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Jun 2023 |
1,950,000 |
1,950,000
|
-
|
|
-
|
Stock Option (right to buy) |
Alison F. Lawton
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Jun 2023 |
1,950,000 |
1,950,000
|
-
|
|
-
|
Stock Option (right to buy) |
Hunter C. Smith
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Jun 2023 |
1,950,000 |
1,950,000
|
-
|
|
-
|
Stock Option (right to buy) |
Jonathan Alspaugh
|
President and CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Jun 2023 |
19,787,969 |
19,787,969
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Linda Neuman
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Feb 2023 |
550,000 |
550,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Michael Conick Hanley
|
Chief Business Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Feb 2023 |
500,000 |
500,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
James Paul Kastenmayer
|
General Counsel |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Feb 2023 |
500,000 |
500,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Jonathan Alspaugh
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Feb 2023 |
640,000 |
640,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Jeffrey M. Goldberg
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Nov 2022 |
1,884,838 |
1,884,838
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Linda Neuman
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Nov 2022 |
25,000 |
25,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Marcio Souza
|
Director |
Purchase of securities on an exchange or from another person at price $ 0.56 per share. |
25 Aug 2022 |
90,000 |
90,000
(0%)
|
0%
|
0.6 |
50,472
|
Common Stock |
Leslie Sloan
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Aug 2022 |
130,000 |
130,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Michael Conick Hanley
|
Chief Business Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Aug 2022 |
130,000 |
130,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
James Paul Kastenmayer
|
Interim CEO & General Counsel |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Aug 2022 |
130,000 |
130,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Jonathan Alspaugh
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Aug 2022 |
130,000 |
130,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Michael Conick Hanley
|
Chief Commercial Officer |
Purchase of securities on an exchange or from another person at price $ 0.71 per share. |
08 Jun 2022 |
28,200 |
36,200
(0%)
|
0%
|
0.7 |
20,022
|
Common Stock |
Magovcevic Ivana
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jun 2022 |
43,000 |
43,000
|
-
|
|
-
|
Director Stock Option (right to buy) |
V. Bryan Lawlis
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jun 2022 |
43,000 |
43,000
|
-
|
|
-
|
Director Stock Option (right to buy) |
Russell J. Cox
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jun 2022 |
43,000 |
43,000
|
-
|
|
-
|
Director Stock Option (right to buy) |
Alison F. Lawton
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jun 2022 |
43,000 |
43,000
|
-
|
|
-
|
Director Stock Option (right to buy) |
Sandesh Mahatme
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jun 2022 |
43,000 |
43,000
|
-
|
|
-
|
Director Stock Option (right to buy) |
Hunter C. Smith
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jun 2022 |
43,000 |
43,000
|
-
|
|
-
|
Director Stock Option (right to buy) |
Armen Shanafelt
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jun 2022 |
43,000 |
43,000
|
-
|
|
-
|
Director Stock Option (right to buy) |
Marcio Souza
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jun 2022 |
43,000 |
43,000
|
-
|
|
-
|
Director Stock Option (right to buy) |
Anthony G. Quinn
|
Director, President & CEO |
Purchase of securities on an exchange or from another person at price $ 2.34 per share. |
16 Mar 2022 |
80,079 |
550,540
(1%)
|
0%
|
2.3 |
187,705
|
Common Stock |
Anthony G. Quinn
|
Director, President & CEO |
Purchase of securities on an exchange or from another person at price $ 1.93 per share. |
11 Mar 2022 |
67,472 |
431,044
(1%)
|
0%
|
1.9 |
130,221
|
Common Stock |
Anthony G. Quinn
|
Director, President & CEO |
Purchase of securities on an exchange or from another person at price $ 2.06 per share. |
11 Mar 2022 |
34,777 |
363,572
(1%)
|
0%
|
2.1 |
71,780
|
Common Stock |
Anthony G. Quinn
|
Director, President & CEO |
Purchase of securities on an exchange or from another person at price $ 1.86 per share. |
11 Mar 2022 |
42,417 |
473,461
(1%)
|
0%
|
1.9 |
78,942
|
Common Stock |
Jonathan Alspaugh
|
Chief Financial Officer |
Purchase of securities on an exchange or from another person at price $ 2.08 per share. |
11 Mar 2022 |
75,000 |
165,372
(0%)
|
0%
|
2.1 |
156,000
|
Common Stock |
Anthony G. Quinn
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Feb 2022 |
350,000 |
350,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Leslie Sloan
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Feb 2022 |
180,000 |
180,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Michael Conick Hanley
|
Chief Commercial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Feb 2022 |
160,000 |
160,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Steven Weber
|
VP, Controller&Princ Acctg Off |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Feb 2022 |
30,000 |
30,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Jonathan Alspaugh
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Feb 2022 |
170,000 |
170,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Anthony G. Quinn
|
Director, President & CEO |
Purchase of securities on an exchange or from another person at price $ 3.70 per share. |
09 Dec 2021 |
43,108 |
318,269
(1%)
|
0%
|
3.7 |
159,500
|
Common Stock |
Anthony G. Quinn
|
Director, President & CEO |
Purchase of securities on an exchange or from another person at price $ 3.75 per share. |
09 Dec 2021 |
10,526 |
328,795
(1%)
|
0%
|
3.8 |
39,473
|
Common Stock |
Armen Shanafelt
|
Director |
Purchase of securities on an exchange or from another person at price $ 3.65 per share. |
09 Dec 2021 |
14,685 |
150,000
(0%)
|
0%
|
3.6 |
53,600
|
Common Stock |
Armen Shanafelt
|
Director |
Purchase of securities on an exchange or from another person at price $ 3.65 per share. |
09 Dec 2021 |
13,516 |
135,315
(0%)
|
0%
|
3.6 |
49,333
|
Common Stock |
Armen Shanafelt
|
Director |
Purchase of securities on an exchange or from another person at price $ 3.67 per share. |
09 Dec 2021 |
121,799 |
121,799
(0%)
|
0%
|
3.7 |
446,759
|
Common Stock |
Jonathan Alspaugh
|
Chief Financial Officer |
Purchase of securities on an exchange or from another person at price $ 3.72 per share. |
09 Dec 2021 |
50,000 |
90,372
(0%)
|
0%
|
3.7 |
186,000
|
Common Stock |
Hunter C. Smith
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Nov 2021 |
60,000 |
60,000
|
-
|
|
-
|
Director Stock Option (right to buy) |
Jonathan Alspaugh
|
Chief Financial Officer |
Purchase of securities on an exchange or from another person at price $ 6.37 per share. |
16 Aug 2021 |
9,780 |
9,780
(0%)
|
0%
|
6.4 |
62,275
|
Common Stock |
Jonathan Alspaugh
|
Chief Financial Officer |
Purchase of securities on an exchange or from another person at price $ 6.72 per share. |
16 Aug 2021 |
7,200 |
40,372
(0%)
|
0%
|
6.7 |
48,400
|
Common Stock |
Jonathan Alspaugh
|
Chief Financial Officer |
Purchase of securities on an exchange or from another person at price $ 6.50 per share. |
16 Aug 2021 |
23,392 |
33,172
(0%)
|
0%
|
6.5 |
151,985
|
Common Stock |
Jonathan Alspaugh
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 Jul 2021 |
160,000 |
160,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Marcio Souza
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Jun 2021 |
60,000 |
60,000
|
-
|
|
-
|
Director Stock Option (right to buy) |
Magovcevic Ivana
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Jun 2021 |
40,000 |
40,000
|
-
|
|
-
|
Director Stock Option (right to buy) |
V. Bryan Lawlis
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Jun 2021 |
40,000 |
40,000
|
-
|
|
-
|
Director Stock Option (right to buy) |
Russell J. Cox
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Jun 2021 |
40,000 |
40,000
|
-
|
|
-
|
Director Stock Option (right to buy) |
Alison F. Lawton
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Jun 2021 |
40,000 |
40,000
|
-
|
|
-
|
Director Stock Option (right to buy) |
Sandesh Mahatme
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Jun 2021 |
40,000 |
40,000
|
-
|
|
-
|
Director Stock Option (right to buy) |
Armen Shanafelt
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Jun 2021 |
40,000 |
40,000
|
-
|
|
-
|
Director Stock Option (right to buy) |
Anthony G. Quinn
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Feb 2021 |
330,000 |
330,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Leslie Sloan
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Feb 2021 |
160,000 |
160,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Michael Conick Hanley
|
Chief Commercial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Feb 2021 |
135,000 |
135,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Steven Weber
|
VP, Controller&Princ Acctg Off |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Feb 2021 |
50,000 |
50,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Magovcevic Ivana
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Jun 2020 |
28,100 |
28,100
|
-
|
|
-
|
Director Stock Option (right to buy) |
V. Bryan Lawlis
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Jun 2020 |
28,100 |
28,100
|
-
|
|
-
|
Director Stock Option (right to buy) |
Russell J. Cox
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Jun 2020 |
28,100 |
28,100
|
-
|
|
-
|
Director Stock Option (right to buy) |
Suzanne L. Bruhn
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Jun 2020 |
28,100 |
28,100
|
-
|
|
-
|
Director Stock Option (right to buy) |
Sandesh Mahatme
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Jun 2020 |
28,100 |
28,100
|
-
|
|
-
|
Director Stock Option (right to buy) |
Armen Shanafelt
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Jun 2020 |
28,100 |
28,100
|
-
|
|
-
|
Director Stock Option (right to buy) |
Anthony G. Quinn
|
Director, President & CEO |
Purchase of securities on an exchange or from another person at price $ 4.75 per share. |
30 Apr 2020 |
165,000 |
538,469
(1%)
|
0%
|
4.8 |
783,750
|
Common Stock |
Anthony G. Quinn
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Feb 2020 |
301,000 |
301,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Charles N. York
|
Chief Financial Officer and VP |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Feb 2020 |
126,000 |
126,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Leslie Sloan
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Feb 2020 |
100,000 |
100,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Michael Conick Hanley
|
Chief Commercial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Feb 2020 |
25,000 |
25,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Madduri Ravin Rao
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Feb 2020 |
25,000 |
25,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Madduri Ravin Rao
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Nov 2019 |
130,000 |
130,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Michael Conick Hanley
|
Chief Commercial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Oct 2019 |
130,000 |
130,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Anthony G. Quinn
|
Director, President & CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
04 Oct 2019 |
662 |
0
|
-
|
|
-
|
Stock Option (right to buy) |
Anthony G. Quinn
|
Director, President & CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.31 per share. |
04 Oct 2019 |
17,603 |
371,908
(1%)
|
0%
|
6.3 |
111,075
|
Common Stock |
Anthony G. Quinn
|
Director, President & CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.46 per share. |
04 Oct 2019 |
662 |
354,305
(1%)
|
0%
|
5.5 |
3,615
|
Common Stock |
Anthony G. Quinn
|
Director, President & CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
04 Oct 2019 |
17,603 |
119,914
|
-
|
|
-
|
Stock Option (right to buy) |
Anthony G. Quinn
|
Director, President & CEO |
Purchase of securities on an exchange or from another person at price $ 6.23 per share. |
12 Jun 2019 |
5,282 |
353,643
(1%)
|
0%
|
6.2 |
32,913
|
Common Stock |
Anthony G. Quinn
|
Director, President & CEO |
Purchase of securities on an exchange or from another person at price $ 6.17 per share. |
12 Jun 2019 |
14,406 |
348,361
(1%)
|
0%
|
6.2 |
88,836
|
Common Stock |
Anthony G. Quinn
|
Director, President & CEO |
Purchase of securities on an exchange or from another person at price $ 6.11 per share. |
12 Jun 2019 |
12,217 |
333,955
(1%)
|
0%
|
6.1 |
74,705
|
Common Stock |
Anthony G. Quinn
|
Director, President & CEO |
Purchase of securities on an exchange or from another person at price $ 6.56 per share. |
20 May 2019 |
8,989 |
304,135
(1%)
|
0%
|
6.6 |
58,923
|
Common Stock |
Anthony G. Quinn
|
Director, President & CEO |
Purchase of securities on an exchange or from another person at price $ 6.86 per share. |
20 May 2019 |
3,809 |
321,738
(1%)
|
0%
|
6.9 |
26,128
|
Common Stock |
Anthony G. Quinn
|
Director, President & CEO |
Purchase of securities on an exchange or from another person at price $ 6.89 per share. |
20 May 2019 |
13,794 |
317,929
(1%)
|
0%
|
6.9 |
94,981
|
Common Stock |
Anthony G. Quinn
|
Director, President & CEO |
Purchase of securities on an exchange or from another person at price $ 6.83 per share. |
15 May 2019 |
5,520 |
288,928
(0%)
|
0%
|
6.8 |
37,691
|
Common Stock |
Anthony G. Quinn
|
Director, President & CEO |
Purchase of securities on an exchange or from another person at price $ 7.10 per share. |
15 May 2019 |
719 |
277,152
(0%)
|
0%
|
7.1 |
5,103
|
Common Stock |
Anthony G. Quinn
|
Director, President & CEO |
Purchase of securities on an exchange or from another person at price $ 6.76 per share. |
15 May 2019 |
6,256 |
283,408
(0%)
|
0%
|
6.8 |
42,269
|
Common Stock |
Anthony G. Quinn
|
Director, President & CEO |
Purchase of securities on an exchange or from another person at price $ 6.65 per share. |
15 May 2019 |
6,218 |
295,146
(1%)
|
0%
|
6.6 |
41,335
|
Common Stock |
Leslie Sloan
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 Mar 2019 |
36,000 |
36,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Anthony G. Quinn
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Feb 2019 |
280,000 |
280,000
|
-
|
|
-
|
Stock Option (right to buy) |
Charles N. York
|
Chief Financial Officer and VP |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Feb 2019 |
87,600 |
87,600
|
-
|
|
-
|
Employee Stock Option (right to buy) |
James Wooldridge
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Feb 2019 |
50,200 |
50,200
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Aaron Schuchart
|
Chief Business Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Feb 2019 |
60,000 |
60,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Anthony G. Quinn
|
Director, President & CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.31 per share. |
06 Feb 2019 |
7,433 |
276,433
(0%)
|
0%
|
6.3 |
46,902
|
Common Stock |
Anthony G. Quinn
|
Director, President & CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
06 Feb 2019 |
7,433 |
137,517
|
-
|
|
-
|
Stock Option (right to buy) |
Anthony G. Quinn
|
Director, President & CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
06 Feb 2019 |
1,323 |
662
|
-
|
|
-
|
Stock Option (right to buy) |
Anthony G. Quinn
|
Director, President & CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.46 per share. |
06 Feb 2019 |
1,323 |
269,000
(0%)
|
0%
|
5.5 |
7,224
|
Common Stock |
Anthony G. Quinn
|
Director, President & CEO |
Purchase of securities on an exchange or from another person at price $ 6.02 per share. |
07 Dec 2018 |
2,000 |
94,793
(0%)
|
0%
|
6.0 |
12,040
|
Common Stock |
Anthony G. Quinn
|
Director, President & CEO |
Purchase of securities on an exchange or from another person at price $ 9.13 per share. |
07 Dec 2018 |
994 |
95,787
(0%)
|
0%
|
9.1 |
9,075
|
Common Stock |
Anthony G. Quinn
|
Director, President & CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.11 per share. |
07 Dec 2018 |
150,000 |
245,787
(1%)
|
0%
|
4.1 |
616,500
|
Common Stock |
Anthony G. Quinn
|
Director, President & CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.46 per share. |
07 Dec 2018 |
3,306 |
249,093
(1%)
|
0%
|
5.5 |
18,051
|
Common Stock |
Anthony G. Quinn
|
Director, President & CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.31 per share. |
07 Dec 2018 |
18,584 |
267,677
(1%)
|
0%
|
6.3 |
117,265
|
Common Stock |
Anthony G. Quinn
|
Director, President & CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
07 Dec 2018 |
150,000 |
0
|
-
|
|
-
|
Director Stock Option (right to buy) |
Anthony G. Quinn
|
Director, President & CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
07 Dec 2018 |
3,306 |
1,985
|
-
|
|
-
|
Director Stock Option (right to buy) |
Anthony G. Quinn
|
Director, President & CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
07 Dec 2018 |
18,584 |
144,950
|
-
|
|
-
|
Director Stock Option (right to buy) |
Aaron Schuchart
|
Chief Business Officer |
Sale of securities on an exchange or to another person at price $ 9.50 per share. |
27 Sep 2018 |
5,900 |
2,500
(0%)
|
0%
|
9.5 |
56,050
|
Common Stock |
Aaron Schuchart
|
Chief Business Officer |
Sale of securities on an exchange or to another person at price $ 9.55 per share. |
27 Sep 2018 |
100 |
8,400
(0%)
|
0%
|
9.6 |
955
|
Common Stock |
Aaron Schuchart
|
Chief Business Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.50 per share. |
17 Aug 2018 |
8,500 |
8,500
(0%)
|
0%
|
3.5 |
29,750
|
Common Stock |
Aaron Schuchart
|
Chief Business Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
17 Aug 2018 |
8,500 |
91,500
|
-
|
|
-
|
Employee Stock Option (right to buy) |
George Georgiou
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
13 Aug 2018 |
20,000 |
10,000
|
-
|
|
-
|
Director Stock Option (right to buy) |
George Georgiou
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
13 Aug 2018 |
17,333 |
6,667
|
-
|
|
-
|
Director Stock Option (right to buy) |
George Georgiou
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 7.28 per share. |
13 Aug 2018 |
17,333 |
155,861
(0%)
|
0%
|
7.3 |
126,184
|
Common Stock |
George Georgiou
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.73 per share. |
13 Aug 2018 |
20,000 |
175,861
(0%)
|
0%
|
4.7 |
94,600
|
Common Stock |
Anthony G. Quinn
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Jul 2018 |
50,000 |
50,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Anthony G. Quinn
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Jul 2018 |
75,000 |
75,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Anthony G. Quinn
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Jul 2018 |
75,000 |
75,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Anthony G. Quinn
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Jul 2018 |
300,000 |
300,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
V. Bryan Lawlis
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Jul 2018 |
36,800 |
36,800
|
-
|
|
-
|
Director Stock Option (right to buy) |
Anthony G. Quinn
|
Director, Interim CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
12 Jul 2018 |
14,866 |
163,534
|
-
|
|
-
|
Director Stock Option (right to buy) |
Anthony G. Quinn
|
Director, Interim CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
12 Jul 2018 |
24,000 |
0
|
-
|
|
-
|
Director Stock Option (right to buy) |
Anthony G. Quinn
|
Director, Interim CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 7.04 per share. |
12 Jul 2018 |
24,000 |
77,927
(0%)
|
0%
|
7.0 |
168,960
|
Common Stock |
Anthony G. Quinn
|
Director, Interim CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.31 per share. |
12 Jul 2018 |
14,866 |
92,793
(0%)
|
0%
|
6.3 |
93,804
|
Common Stock |
Anthony G. Quinn
|
Director, Interim CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.46 per share. |
11 Jul 2018 |
3,307 |
53,927
(0%)
|
0%
|
5.5 |
18,056
|
Common Stock |
Anthony G. Quinn
|
Director, Interim CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
11 Jul 2018 |
3,307 |
5,291
|
-
|
|
-
|
Director Stock Option (right to buy) |
Russell J. Cox
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jun 2018 |
18,400 |
18,400
|
-
|
|
-
|
Director Stock Option (right to buy) |
Suzanne L. Bruhn
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jun 2018 |
18,400 |
18,400
|
-
|
|
-
|
Director Stock Option (right to buy) |
Sandesh Mahatme
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jun 2018 |
18,400 |
18,400
|
-
|
|
-
|
Director Stock Option (right to buy) |
George Georgiou
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jun 2018 |
18,400 |
18,400
|
-
|
|
-
|
Director Stock Option (right to buy) |
Armen Shanafelt
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jun 2018 |
18,400 |
18,400
|
-
|
|
-
|
Director Stock Option (right to buy) |
Magovcevic Ivana
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Mar 2018 |
36,800 |
36,800
|
-
|
|
-
|
Director Stock Option (right to buy) |
Anthony G. Quinn
|
Director, Interim CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 Feb 2018 |
178,400 |
178,400
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Charles N. York
|
Chief Financial Officer and VP |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 Feb 2018 |
92,100 |
92,100
|
-
|
|
-
|
Employee Stock Option (right to buy) |
James Wooldridge
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 Feb 2018 |
45,000 |
45,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Aaron Schuchart
|
Chief Business Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 Feb 2018 |
20,000 |
20,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Anthony G. Quinn
|
Director, Interim CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.46 per share. |
15 Feb 2018 |
15,211 |
50,620
(0%)
|
0%
|
5.5 |
83,052
|
Common Stock |
Anthony G. Quinn
|
Director, Interim CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
15 Feb 2018 |
15,211 |
8,598
|
-
|
|
-
|
Director Stock Option (right to buy) |
Anthony G. Quinn
|
Director, Interim CEO |
Purchase of securities on an exchange or from another person at price $ 5.06 per share. |
06 Dec 2017 |
600 |
35,409
(0%)
|
0%
|
5.1 |
3,039
|
Common Stock |
Anthony G. Quinn
|
Director, Interim CEO |
Purchase of securities on an exchange or from another person at price $ 4.99 per share. |
06 Dec 2017 |
2,800 |
34,809
(0%)
|
0%
|
5.0 |
13,967
|
Common Stock |
Anthony G. Quinn
|
Director, Interim CEO |
Purchase of securities on an exchange or from another person at price $ 4.92 per share. |
06 Dec 2017 |
4,888 |
32,009
(0%)
|
0%
|
4.9 |
24,072
|
Common Stock |
Russell J. Cox
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Dec 2017 |
30,000 |
30,000
|
-
|
|
-
|
Director Stock Option (right to buy) |
Anthony G. Quinn
|
None |
Purchase of securities on an exchange or from another person at price $ 4.93 per share. |
01 Dec 2017 |
5,065 |
27,121
(0%)
|
0%
|
4.9 |
24,976
|
Common Stock |
Anthony G. Quinn
|
None |
Purchase of securities on an exchange or from another person at price $ 4.98 per share. |
01 Dec 2017 |
7,956 |
22,056
(0%)
|
0%
|
5.0 |
39,624
|
Common Stock |
Anthony G. Quinn
|
None |
Purchase of securities on an exchange or from another person at price $ 4.53 per share. |
01 Dec 2017 |
4,100 |
14,100
(0%)
|
0%
|
4.5 |
18,578
|
Common Stock |
Sandesh Mahatme
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Dec 2017 |
30,000 |
30,000
|
-
|
|
-
|
Director Stock Option (right to buy) |
George Georgiou
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Dec 2017 |
30,000 |
30,000
|
-
|
|
-
|
Director Stock Option (right to buy) |
Charles N. York
|
Chief Financial Officer and VP |
Purchase of securities on an exchange or from another person at price $ 4.28 per share. |
01 Dec 2017 |
2,000 |
12,828
(0%)
|
0%
|
4.3 |
8,568
|
Common Stock |
Charles N. York
|
Chief Financial Officer and VP |
Purchase of securities on an exchange or from another person at price $ 2.52 per share. |
01 Dec 2017 |
1,959 |
14,787
(0%)
|
0%
|
2.5 |
4,929
|
Common Stock |
Charles N. York
|
Chief Financial Officer and VP |
Purchase of securities on an exchange or from another person at price $ 4.76 per share. |
01 Dec 2017 |
10,241 |
34,787
(0%)
|
0%
|
4.8 |
48,700
|
Common Stock |
Charles N. York
|
Chief Financial Officer and VP |
Purchase of securities on an exchange or from another person at price $ 4.97 per share. |
01 Dec 2017 |
3,259 |
24,546
(0%)
|
0%
|
5.0 |
16,197
|
Common Stock |
Charles N. York
|
Chief Financial Officer and VP |
Purchase of securities on an exchange or from another person at price $ 4.59 per share. |
01 Dec 2017 |
6,500 |
21,287
(0%)
|
0%
|
4.6 |
29,855
|
Common Stock |
Charles N. York
|
Chief Financial Officer and VP |
Purchase of securities on an exchange or from another person at price $ 3.99 per share. |
01 Dec 2017 |
2,000 |
10,828
(0%)
|
0%
|
4.0 |
7,974
|
Common Stock |
Armen Shanafelt
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Dec 2017 |
30,000 |
30,000
|
-
|
|
-
|
Director Stock Option (right to buy) |
Anthony G. Quinn
|
Director, Interim CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Aug 2017 |
150,000 |
150,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Joseph E. Tyler
|
VP, Manufacturing |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Aug 2017 |
25,000 |
25,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Scott W. Rowlinson
|
VP, Research |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Aug 2017 |
25,000 |
25,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Charles N. York
|
Chief Financial Officer and VP |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Aug 2017 |
58,500 |
58,500
|
-
|
|
-
|
Employee Stock Option (right to buy) |
James Wooldridge
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Aug 2017 |
165,000 |
165,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
James Wooldridge
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Aug 2017 |
10,000 |
10,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Aaron Schuchart
|
Chief Business Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Aug 2017 |
10,000 |
10,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Aaron Schuchart
|
Chief Business Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 Jun 2017 |
100,000 |
100,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Anthony G. Quinn
|
Director, interim Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Apr 2017 |
24,000 |
24,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Joseph E. Tyler
|
VP, Manufacturing |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 Mar 2017 |
39,000 |
39,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
David G. Lowe
|
Director, CEO and President |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 Mar 2017 |
160,000 |
160,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Henry Hebel
|
VP, Product Development |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 Mar 2017 |
38,200 |
38,200
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Scott W. Rowlinson
|
VP, Research |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 Mar 2017 |
60,000 |
60,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Charles N. York
|
Chief Financial Officer and VP |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 Mar 2017 |
90,000 |
90,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Suzanne L. Bruhn
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Feb 2017 |
82,000 |
82,000
|
-
|
|
-
|
Director Stock Option (right to buy) |
David G. Lowe
|
Director, CEO and President |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 May 2016 |
160,000 |
160,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Tyler E Joseph
|
VP, Manufacturing |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 May 2016 |
33,000 |
33,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Russell Cox
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 May 2016 |
10,000 |
10,000
|
-
|
|
-
|
Director Stock Option (right to buy) |
Sandesh Mahatme
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 May 2016 |
10,000 |
10,000
|
-
|
|
-
|
Director Stock Option (right to buy) |
Henry Hebel
|
VP, Product Development |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 May 2016 |
43,000 |
43,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
George Georgiou
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 May 2016 |
24,000 |
24,000
|
-
|
|
-
|
Director Stock Option (right to buy) |
David G. Lowe
|
Director, CEO and President |
|
12 Apr 2016 |
2,857 |
0
|
-
|
|
-
|
Series A Preferred Stock |
David G. Lowe
|
Director, CEO and President |
|
12 Apr 2016 |
2,801 |
0
|
-
|
|
-
|
Series B Preferred Stock |
David G. Lowe
|
Director, CEO and President |
|
12 Apr 2016 |
5,658 |
5,658
|
-
|
|
-
|
Common Stock |
Tyler E Joseph
|
VP, Manufacturing |
|
12 Apr 2016 |
22,857 |
0
|
-
|
|
-
|
Series A Preferred Stock |
Tyler E Joseph
|
VP, Manufacturing |
|
12 Apr 2016 |
8,403 |
0
|
-
|
|
-
|
Series B Preferred Stock |
Tyler E Joseph
|
VP, Manufacturing |
|
12 Apr 2016 |
31,260 |
42,428
|
-
|
|
-
|
Common Stock |
Russell Cox
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
12 Apr 2016 |
7,000 |
7,000
|
-
|
|
-
|
Common Stock |
Anthony G. Quinn
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
12 Apr 2016 |
10,000 |
10,000
|
-
|
|
-
|
Common Stock |