490.6K XNAS Volume
XNAS 17 Mar, 2025 4:01 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Cameron Turtle | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2024 | 277,750 | 277,750 | - | - | Stock Option (Right to Buy) | |
| King-Jones Heidy | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2024 | 63,000 | 63,000 | - | - | Stock Option (Right to Buy) | |
| Scott Burrows L. | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2024 | 70,000 | 70,000 | - | - | Stock Option (Right to Buy) | |
| Burrows L. Scott | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Dec 2023 | 134,953 | 134,953 (0%) | 0% | 0 | Common Stock | |
| W. Jeffrey Albers | Director | 22 Nov 2023 | 34,360 | 34,360 (0%) | 0% | 0 | Common Stock | ||
| Albers Jeffrey W. | Director | 22 Nov 2023 | 859 | 0 | - | - | Series A Preferred Stock | ||
| W. Jeffrey Albers | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Nov 2023 | 50,000 | 50,000 | - | - | Stock Option (Right to Buy) | |
| Magovcevic Ivana | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Jun 2023 | 1,950,000 | 1,950,000 | - | - | Stock Option (right to buy) | |
| Russell J. Cox | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Jun 2023 | 1,950,000 | 1,950,000 | - | - | Stock Option (right to buy) | |
| Alison F. Lawton | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Jun 2023 | 1,950,000 | 1,950,000 | - | - | Stock Option (right to buy) | |
| Hunter C. Smith | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Jun 2023 | 1,950,000 | 1,950,000 | - | - | Stock Option (right to buy) | |
| Jonathan Alspaugh | President and CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Jun 2023 | 19,787,969 | 19,787,969 | - | - | Employee Stock Option (right to buy) | |
| Linda Neuman | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Feb 2023 | 550,000 | 550,000 | - | - | Employee Stock Option (right to buy) | |
| Michael Conick Hanley | Chief Business Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Feb 2023 | 500,000 | 500,000 | - | - | Employee Stock Option (right to buy) | |
| James Paul Kastenmayer | General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Feb 2023 | 500,000 | 500,000 | - | - | Employee Stock Option (right to buy) | |
| Jonathan Alspaugh | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Feb 2023 | 640,000 | 640,000 | - | - | Employee Stock Option (right to buy) | |
| Jeffrey M. Goldberg | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Nov 2022 | 1,884,838 | 1,884,838 | - | - | Employee Stock Option (right to buy) | |
| Linda Neuman | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Nov 2022 | 25,000 | 25,000 | - | - | Employee Stock Option (right to buy) | |
| Marcio Souza | Director | Purchase of securities on an exchange or from another person at price $ 0.56 per share. | 25 Aug 2022 | 90,000 | 90,000 (0%) | 0% | 0.6 | 50,472 | Common Stock |
| Leslie Sloan | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2022 | 130,000 | 130,000 | - | - | Employee Stock Option (right to buy) | |
| Michael Conick Hanley | Chief Business Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2022 | 130,000 | 130,000 | - | - | Employee Stock Option (right to buy) | |
| James Paul Kastenmayer | Interim CEO & General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2022 | 130,000 | 130,000 | - | - | Employee Stock Option (right to buy) | |
| Jonathan Alspaugh | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2022 | 130,000 | 130,000 | - | - | Employee Stock Option (right to buy) | |
| Michael Conick Hanley | Chief Commercial Officer | Purchase of securities on an exchange or from another person at price $ 0.71 per share. | 08 Jun 2022 | 28,200 | 36,200 (0%) | 0% | 0.7 | 20,022 | Common Stock |
| Magovcevic Ivana | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jun 2022 | 43,000 | 43,000 | - | - | Director Stock Option (right to buy) | |
| V. Bryan Lawlis | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jun 2022 | 43,000 | 43,000 | - | - | Director Stock Option (right to buy) | |
| Russell J. Cox | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jun 2022 | 43,000 | 43,000 | - | - | Director Stock Option (right to buy) | |
| Alison F. Lawton | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jun 2022 | 43,000 | 43,000 | - | - | Director Stock Option (right to buy) | |
| Sandesh Mahatme | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jun 2022 | 43,000 | 43,000 | - | - | Director Stock Option (right to buy) | |
| Hunter C. Smith | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jun 2022 | 43,000 | 43,000 | - | - | Director Stock Option (right to buy) | |
| Armen Shanafelt | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jun 2022 | 43,000 | 43,000 | - | - | Director Stock Option (right to buy) | |
| Marcio Souza | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jun 2022 | 43,000 | 43,000 | - | - | Director Stock Option (right to buy) | |
| Anthony G. Quinn | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 2.34 per share. | 16 Mar 2022 | 80,079 | 550,540 (1%) | 0% | 2.3 | 187,705 | Common Stock |
| Anthony G. Quinn | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 1.93 per share. | 11 Mar 2022 | 67,472 | 431,044 (1%) | 0% | 1.9 | 130,221 | Common Stock |
| Anthony G. Quinn | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 2.06 per share. | 11 Mar 2022 | 34,777 | 363,572 (1%) | 0% | 2.1 | 71,780 | Common Stock |
| Anthony G. Quinn | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 1.86 per share. | 11 Mar 2022 | 42,417 | 473,461 (1%) | 0% | 1.9 | 78,942 | Common Stock |
| Jonathan Alspaugh | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 2.08 per share. | 11 Mar 2022 | 75,000 | 165,372 (0%) | 0% | 2.1 | 156,000 | Common Stock |
| Anthony G. Quinn | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Feb 2022 | 350,000 | 350,000 | - | - | Employee Stock Option (right to buy) | |
| Leslie Sloan | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Feb 2022 | 180,000 | 180,000 | - | - | Employee Stock Option (right to buy) | |
| Michael Conick Hanley | Chief Commercial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Feb 2022 | 160,000 | 160,000 | - | - | Employee Stock Option (right to buy) | |
| Steven Weber | VP, Controller&Princ Acctg Off | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Feb 2022 | 30,000 | 30,000 | - | - | Employee Stock Option (right to buy) | |
| Jonathan Alspaugh | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Feb 2022 | 170,000 | 170,000 | - | - | Employee Stock Option (right to buy) | |
| Anthony G. Quinn | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 3.70 per share. | 09 Dec 2021 | 43,108 | 318,269 (1%) | 0% | 3.7 | 159,500 | Common Stock |
| Anthony G. Quinn | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 3.75 per share. | 09 Dec 2021 | 10,526 | 328,795 (1%) | 0% | 3.8 | 39,473 | Common Stock |
| Armen Shanafelt | Director | Purchase of securities on an exchange or from another person at price $ 3.65 per share. | 09 Dec 2021 | 14,685 | 150,000 (0%) | 0% | 3.6 | 53,600 | Common Stock |
| Armen Shanafelt | Director | Purchase of securities on an exchange or from another person at price $ 3.65 per share. | 09 Dec 2021 | 13,516 | 135,315 (0%) | 0% | 3.6 | 49,333 | Common Stock |
| Armen Shanafelt | Director | Purchase of securities on an exchange or from another person at price $ 3.67 per share. | 09 Dec 2021 | 121,799 | 121,799 (0%) | 0% | 3.7 | 446,759 | Common Stock |
| Jonathan Alspaugh | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 3.72 per share. | 09 Dec 2021 | 50,000 | 90,372 (0%) | 0% | 3.7 | 186,000 | Common Stock |
| Hunter C. Smith | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Nov 2021 | 60,000 | 60,000 | - | - | Director Stock Option (right to buy) | |
| Jonathan Alspaugh | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 6.37 per share. | 16 Aug 2021 | 9,780 | 9,780 (0%) | 0% | 6.4 | 62,275 | Common Stock |
| Jonathan Alspaugh | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 6.72 per share. | 16 Aug 2021 | 7,200 | 40,372 (0%) | 0% | 6.7 | 48,400 | Common Stock |
| Jonathan Alspaugh | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 6.50 per share. | 16 Aug 2021 | 23,392 | 33,172 (0%) | 0% | 6.5 | 151,985 | Common Stock |
| Jonathan Alspaugh | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Jul 2021 | 160,000 | 160,000 | - | - | Employee Stock Option (right to buy) | |
| Marcio Souza | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Jun 2021 | 60,000 | 60,000 | - | - | Director Stock Option (right to buy) | |
| Magovcevic Ivana | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2021 | 40,000 | 40,000 | - | - | Director Stock Option (right to buy) | |
| V. Bryan Lawlis | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2021 | 40,000 | 40,000 | - | - | Director Stock Option (right to buy) | |
| Russell J. Cox | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2021 | 40,000 | 40,000 | - | - | Director Stock Option (right to buy) | |
| Alison F. Lawton | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2021 | 40,000 | 40,000 | - | - | Director Stock Option (right to buy) | |
| Sandesh Mahatme | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2021 | 40,000 | 40,000 | - | - | Director Stock Option (right to buy) | |
| Armen Shanafelt | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2021 | 40,000 | 40,000 | - | - | Director Stock Option (right to buy) | |
| Anthony G. Quinn | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Feb 2021 | 330,000 | 330,000 | - | - | Employee Stock Option (right to buy) | |
| Leslie Sloan | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Feb 2021 | 160,000 | 160,000 | - | - | Employee Stock Option (right to buy) | |
| Michael Conick Hanley | Chief Commercial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Feb 2021 | 135,000 | 135,000 | - | - | Employee Stock Option (right to buy) | |
| Steven Weber | VP, Controller&Princ Acctg Off | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Feb 2021 | 50,000 | 50,000 | - | - | Employee Stock Option (right to buy) | |
| Magovcevic Ivana | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2020 | 28,100 | 28,100 | - | - | Director Stock Option (right to buy) | |
| V. Bryan Lawlis | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2020 | 28,100 | 28,100 | - | - | Director Stock Option (right to buy) | |
| Russell J. Cox | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2020 | 28,100 | 28,100 | - | - | Director Stock Option (right to buy) | |
| Suzanne L. Bruhn | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2020 | 28,100 | 28,100 | - | - | Director Stock Option (right to buy) | |
| Sandesh Mahatme | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2020 | 28,100 | 28,100 | - | - | Director Stock Option (right to buy) | |
| Armen Shanafelt | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2020 | 28,100 | 28,100 | - | - | Director Stock Option (right to buy) | |
| Anthony G. Quinn | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 4.75 per share. | 30 Apr 2020 | 165,000 | 538,469 (1%) | 0% | 4.8 | 783,750 | Common Stock |
| Anthony G. Quinn | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Feb 2020 | 301,000 | 301,000 | - | - | Employee Stock Option (right to buy) | |
| Charles N. York | Chief Financial Officer and VP | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Feb 2020 | 126,000 | 126,000 | - | - | Employee Stock Option (right to buy) | |
| Leslie Sloan | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Feb 2020 | 100,000 | 100,000 | - | - | Employee Stock Option (right to buy) | |
| Michael Conick Hanley | Chief Commercial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Feb 2020 | 25,000 | 25,000 | - | - | Employee Stock Option (right to buy) | |
| Madduri Ravin Rao | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Feb 2020 | 25,000 | 25,000 | - | - | Employee Stock Option (right to buy) | |
| Madduri Ravin Rao | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Nov 2019 | 130,000 | 130,000 | - | - | Employee Stock Option (right to buy) | |
| Michael Conick Hanley | Chief Commercial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Oct 2019 | 130,000 | 130,000 | - | - | Employee Stock Option (right to buy) | |
| Anthony G. Quinn | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Oct 2019 | 662 | 0 | - | - | Stock Option (right to buy) | |
| Anthony G. Quinn | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.31 per share. | 04 Oct 2019 | 17,603 | 371,908 (1%) | 0% | 6.3 | 111,075 | Common Stock |
| Anthony G. Quinn | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.46 per share. | 04 Oct 2019 | 662 | 354,305 (1%) | 0% | 5.5 | 3,615 | Common Stock |
| Anthony G. Quinn | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Oct 2019 | 17,603 | 119,914 | - | - | Stock Option (right to buy) | |
| Anthony G. Quinn | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 6.23 per share. | 12 Jun 2019 | 5,282 | 353,643 (1%) | 0% | 6.2 | 32,913 | Common Stock |
| Anthony G. Quinn | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 6.17 per share. | 12 Jun 2019 | 14,406 | 348,361 (1%) | 0% | 6.2 | 88,836 | Common Stock |
| Anthony G. Quinn | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 6.11 per share. | 12 Jun 2019 | 12,217 | 333,955 (1%) | 0% | 6.1 | 74,705 | Common Stock |
| Anthony G. Quinn | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 6.56 per share. | 20 May 2019 | 8,989 | 304,135 (1%) | 0% | 6.6 | 58,923 | Common Stock |
| Anthony G. Quinn | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 6.86 per share. | 20 May 2019 | 3,809 | 321,738 (1%) | 0% | 6.9 | 26,128 | Common Stock |
| Anthony G. Quinn | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 6.89 per share. | 20 May 2019 | 13,794 | 317,929 (1%) | 0% | 6.9 | 94,981 | Common Stock |
| Anthony G. Quinn | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 6.83 per share. | 15 May 2019 | 5,520 | 288,928 (0%) | 0% | 6.8 | 37,691 | Common Stock |
| Anthony G. Quinn | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 7.10 per share. | 15 May 2019 | 719 | 277,152 (0%) | 0% | 7.1 | 5,103 | Common Stock |
| Anthony G. Quinn | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 6.76 per share. | 15 May 2019 | 6,256 | 283,408 (0%) | 0% | 6.8 | 42,269 | Common Stock |
| Anthony G. Quinn | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 6.65 per share. | 15 May 2019 | 6,218 | 295,146 (1%) | 0% | 6.6 | 41,335 | Common Stock |
| Leslie Sloan | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Mar 2019 | 36,000 | 36,000 | - | - | Employee Stock Option (right to buy) | |
| Anthony G. Quinn | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Feb 2019 | 280,000 | 280,000 | - | - | Stock Option (right to buy) | |
| Charles N. York | Chief Financial Officer and VP | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Feb 2019 | 87,600 | 87,600 | - | - | Employee Stock Option (right to buy) | |
| James Wooldridge | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Feb 2019 | 50,200 | 50,200 | - | - | Employee Stock Option (right to buy) | |
| Aaron Schuchart | Chief Business Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Feb 2019 | 60,000 | 60,000 | - | - | Employee Stock Option (right to buy) | |
| Anthony G. Quinn | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.31 per share. | 06 Feb 2019 | 7,433 | 276,433 (0%) | 0% | 6.3 | 46,902 | Common Stock |
| Anthony G. Quinn | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 06 Feb 2019 | 7,433 | 137,517 | - | - | Stock Option (right to buy) | |
| Anthony G. Quinn | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 06 Feb 2019 | 1,323 | 662 | - | - | Stock Option (right to buy) | |
| Anthony G. Quinn | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.46 per share. | 06 Feb 2019 | 1,323 | 269,000 (0%) | 0% | 5.5 | 7,224 | Common Stock |
| Anthony G. Quinn | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 6.02 per share. | 07 Dec 2018 | 2,000 | 94,793 (0%) | 0% | 6.0 | 12,040 | Common Stock |
| Anthony G. Quinn | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 9.13 per share. | 07 Dec 2018 | 994 | 95,787 (0%) | 0% | 9.1 | 9,075 | Common Stock |
| Anthony G. Quinn | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.11 per share. | 07 Dec 2018 | 150,000 | 245,787 (1%) | 0% | 4.1 | 616,500 | Common Stock |
| Anthony G. Quinn | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.46 per share. | 07 Dec 2018 | 3,306 | 249,093 (1%) | 0% | 5.5 | 18,051 | Common Stock |
| Anthony G. Quinn | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.31 per share. | 07 Dec 2018 | 18,584 | 267,677 (1%) | 0% | 6.3 | 117,265 | Common Stock |
| Anthony G. Quinn | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 07 Dec 2018 | 150,000 | 0 | - | - | Director Stock Option (right to buy) | |
| Anthony G. Quinn | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 07 Dec 2018 | 3,306 | 1,985 | - | - | Director Stock Option (right to buy) | |
| Anthony G. Quinn | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 07 Dec 2018 | 18,584 | 144,950 | - | - | Director Stock Option (right to buy) | |
| Aaron Schuchart | Chief Business Officer | Sale of securities on an exchange or to another person at price $ 9.50 per share. | 27 Sep 2018 | 5,900 | 2,500 (0%) | 0% | 9.5 | 56,050 | Common Stock |
| Aaron Schuchart | Chief Business Officer | Sale of securities on an exchange or to another person at price $ 9.55 per share. | 27 Sep 2018 | 100 | 8,400 (0%) | 0% | 9.6 | 955 | Common Stock |
| Aaron Schuchart | Chief Business Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.50 per share. | 17 Aug 2018 | 8,500 | 8,500 (0%) | 0% | 3.5 | 29,750 | Common Stock |
| Aaron Schuchart | Chief Business Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 Aug 2018 | 8,500 | 91,500 | - | - | Employee Stock Option (right to buy) | |
| George Georgiou | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Aug 2018 | 20,000 | 10,000 | - | - | Director Stock Option (right to buy) | |
| George Georgiou | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Aug 2018 | 17,333 | 6,667 | - | - | Director Stock Option (right to buy) | |
| George Georgiou | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 7.28 per share. | 13 Aug 2018 | 17,333 | 155,861 (0%) | 0% | 7.3 | 126,184 | Common Stock |
| George Georgiou | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.73 per share. | 13 Aug 2018 | 20,000 | 175,861 (0%) | 0% | 4.7 | 94,600 | Common Stock |
| Anthony G. Quinn | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Jul 2018 | 50,000 | 50,000 | - | - | Employee Stock Option (right to buy) | |
| Anthony G. Quinn | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Jul 2018 | 75,000 | 75,000 | - | - | Employee Stock Option (right to buy) | |
| Anthony G. Quinn | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Jul 2018 | 75,000 | 75,000 | - | - | Employee Stock Option (right to buy) | |
| Anthony G. Quinn | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Jul 2018 | 300,000 | 300,000 | - | - | Employee Stock Option (right to buy) | |
| V. Bryan Lawlis | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jul 2018 | 36,800 | 36,800 | - | - | Director Stock Option (right to buy) | |
| Anthony G. Quinn | Director, Interim CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Jul 2018 | 14,866 | 163,534 | - | - | Director Stock Option (right to buy) | |
| Anthony G. Quinn | Director, Interim CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Jul 2018 | 24,000 | 0 | - | - | Director Stock Option (right to buy) | |
| Anthony G. Quinn | Director, Interim CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 7.04 per share. | 12 Jul 2018 | 24,000 | 77,927 (0%) | 0% | 7.0 | 168,960 | Common Stock |
| Anthony G. Quinn | Director, Interim CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.31 per share. | 12 Jul 2018 | 14,866 | 92,793 (0%) | 0% | 6.3 | 93,804 | Common Stock |
| Anthony G. Quinn | Director, Interim CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.46 per share. | 11 Jul 2018 | 3,307 | 53,927 (0%) | 0% | 5.5 | 18,056 | Common Stock |
| Anthony G. Quinn | Director, Interim CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Jul 2018 | 3,307 | 5,291 | - | - | Director Stock Option (right to buy) | |
| Russell J. Cox | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jun 2018 | 18,400 | 18,400 | - | - | Director Stock Option (right to buy) | |
| Suzanne L. Bruhn | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jun 2018 | 18,400 | 18,400 | - | - | Director Stock Option (right to buy) | |
| Sandesh Mahatme | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jun 2018 | 18,400 | 18,400 | - | - | Director Stock Option (right to buy) | |
| George Georgiou | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jun 2018 | 18,400 | 18,400 | - | - | Director Stock Option (right to buy) | |
| Armen Shanafelt | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jun 2018 | 18,400 | 18,400 | - | - | Director Stock Option (right to buy) | |
| Magovcevic Ivana | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Mar 2018 | 36,800 | 36,800 | - | - | Director Stock Option (right to buy) | |
| Anthony G. Quinn | Director, Interim CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Feb 2018 | 178,400 | 178,400 | - | - | Employee Stock Option (right to buy) | |
| Charles N. York | Chief Financial Officer and VP | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Feb 2018 | 92,100 | 92,100 | - | - | Employee Stock Option (right to buy) | |
| James Wooldridge | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Feb 2018 | 45,000 | 45,000 | - | - | Employee Stock Option (right to buy) | |
| Aaron Schuchart | Chief Business Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Feb 2018 | 20,000 | 20,000 | - | - | Employee Stock Option (right to buy) | |
| Anthony G. Quinn | Director, Interim CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.46 per share. | 15 Feb 2018 | 15,211 | 50,620 (0%) | 0% | 5.5 | 83,052 | Common Stock |
| Anthony G. Quinn | Director, Interim CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Feb 2018 | 15,211 | 8,598 | - | - | Director Stock Option (right to buy) | |
| Anthony G. Quinn | Director, Interim CEO | Purchase of securities on an exchange or from another person at price $ 5.06 per share. | 06 Dec 2017 | 600 | 35,409 (0%) | 0% | 5.1 | 3,039 | Common Stock |
| Anthony G. Quinn | Director, Interim CEO | Purchase of securities on an exchange or from another person at price $ 4.99 per share. | 06 Dec 2017 | 2,800 | 34,809 (0%) | 0% | 5.0 | 13,967 | Common Stock |
| Anthony G. Quinn | Director, Interim CEO | Purchase of securities on an exchange or from another person at price $ 4.92 per share. | 06 Dec 2017 | 4,888 | 32,009 (0%) | 0% | 4.9 | 24,072 | Common Stock |
| Russell J. Cox | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2017 | 30,000 | 30,000 | - | - | Director Stock Option (right to buy) | |
| Anthony G. Quinn | None | Purchase of securities on an exchange or from another person at price $ 4.93 per share. | 01 Dec 2017 | 5,065 | 27,121 (0%) | 0% | 4.9 | 24,976 | Common Stock |
| Anthony G. Quinn | None | Purchase of securities on an exchange or from another person at price $ 4.98 per share. | 01 Dec 2017 | 7,956 | 22,056 (0%) | 0% | 5.0 | 39,624 | Common Stock |
| Anthony G. Quinn | None | Purchase of securities on an exchange or from another person at price $ 4.53 per share. | 01 Dec 2017 | 4,100 | 14,100 (0%) | 0% | 4.5 | 18,578 | Common Stock |
| Sandesh Mahatme | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2017 | 30,000 | 30,000 | - | - | Director Stock Option (right to buy) | |
| George Georgiou | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2017 | 30,000 | 30,000 | - | - | Director Stock Option (right to buy) | |
| Charles N. York | Chief Financial Officer and VP | Purchase of securities on an exchange or from another person at price $ 4.28 per share. | 01 Dec 2017 | 2,000 | 12,828 (0%) | 0% | 4.3 | 8,568 | Common Stock |
| Charles N. York | Chief Financial Officer and VP | Purchase of securities on an exchange or from another person at price $ 2.52 per share. | 01 Dec 2017 | 1,959 | 14,787 (0%) | 0% | 2.5 | 4,929 | Common Stock |
| Charles N. York | Chief Financial Officer and VP | Purchase of securities on an exchange or from another person at price $ 4.76 per share. | 01 Dec 2017 | 10,241 | 34,787 (0%) | 0% | 4.8 | 48,700 | Common Stock |
| Charles N. York | Chief Financial Officer and VP | Purchase of securities on an exchange or from another person at price $ 4.97 per share. | 01 Dec 2017 | 3,259 | 24,546 (0%) | 0% | 5.0 | 16,197 | Common Stock |
| Charles N. York | Chief Financial Officer and VP | Purchase of securities on an exchange or from another person at price $ 4.59 per share. | 01 Dec 2017 | 6,500 | 21,287 (0%) | 0% | 4.6 | 29,855 | Common Stock |
| Charles N. York | Chief Financial Officer and VP | Purchase of securities on an exchange or from another person at price $ 3.99 per share. | 01 Dec 2017 | 2,000 | 10,828 (0%) | 0% | 4.0 | 7,974 | Common Stock |
| Armen Shanafelt | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2017 | 30,000 | 30,000 | - | - | Director Stock Option (right to buy) | |
| Anthony G. Quinn | Director, Interim CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Aug 2017 | 150,000 | 150,000 | - | - | Employee Stock Option (right to buy) | |
| Joseph E. Tyler | VP, Manufacturing | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Aug 2017 | 25,000 | 25,000 | - | - | Employee Stock Option (right to buy) | |
| Scott W. Rowlinson | VP, Research | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Aug 2017 | 25,000 | 25,000 | - | - | Employee Stock Option (right to buy) | |
| Charles N. York | Chief Financial Officer and VP | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Aug 2017 | 58,500 | 58,500 | - | - | Employee Stock Option (right to buy) | |
| James Wooldridge | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Aug 2017 | 165,000 | 165,000 | - | - | Employee Stock Option (right to buy) | |
| James Wooldridge | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Aug 2017 | 10,000 | 10,000 | - | - | Employee Stock Option (right to buy) | |
| Aaron Schuchart | Chief Business Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Aug 2017 | 10,000 | 10,000 | - | - | Employee Stock Option (right to buy) | |
| Aaron Schuchart | Chief Business Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2017 | 100,000 | 100,000 | - | - | Employee Stock Option (right to buy) | |
| Anthony G. Quinn | Director, interim Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2017 | 24,000 | 24,000 | - | - | Employee Stock Option (right to buy) | |
| Joseph E. Tyler | VP, Manufacturing | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2017 | 39,000 | 39,000 | - | - | Employee Stock Option (right to buy) | |
| David G. Lowe | Director, CEO and President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2017 | 160,000 | 160,000 | - | - | Employee Stock Option (right to buy) | |
| Henry Hebel | VP, Product Development | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2017 | 38,200 | 38,200 | - | - | Employee Stock Option (right to buy) | |
| Scott W. Rowlinson | VP, Research | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2017 | 60,000 | 60,000 | - | - | Employee Stock Option (right to buy) | |
| Charles N. York | Chief Financial Officer and VP | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2017 | 90,000 | 90,000 | - | - | Employee Stock Option (right to buy) | |
| Suzanne L. Bruhn | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Feb 2017 | 82,000 | 82,000 | - | - | Director Stock Option (right to buy) | |
| David G. Lowe | Director, CEO and President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 May 2016 | 160,000 | 160,000 | - | - | Employee Stock Option (right to buy) | |
| Tyler E Joseph | VP, Manufacturing | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 May 2016 | 33,000 | 33,000 | - | - | Employee Stock Option (right to buy) | |
| Russell Cox | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 May 2016 | 10,000 | 10,000 | - | - | Director Stock Option (right to buy) | |
| Sandesh Mahatme | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 May 2016 | 10,000 | 10,000 | - | - | Director Stock Option (right to buy) | |
| Henry Hebel | VP, Product Development | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 May 2016 | 43,000 | 43,000 | - | - | Employee Stock Option (right to buy) | |
| George Georgiou | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 May 2016 | 24,000 | 24,000 | - | - | Director Stock Option (right to buy) | |
| David G. Lowe | Director, CEO and President | 12 Apr 2016 | 2,857 | 0 | - | - | Series A Preferred Stock | ||
| David G. Lowe | Director, CEO and President | 12 Apr 2016 | 2,801 | 0 | - | - | Series B Preferred Stock | ||
| David G. Lowe | Director, CEO and President | 12 Apr 2016 | 5,658 | 5,658 | - | - | Common Stock | ||
| Tyler E Joseph | VP, Manufacturing | 12 Apr 2016 | 22,857 | 0 | - | - | Series A Preferred Stock | ||
| Tyler E Joseph | VP, Manufacturing | 12 Apr 2016 | 8,403 | 0 | - | - | Series B Preferred Stock | ||
| Tyler E Joseph | VP, Manufacturing | 12 Apr 2016 | 31,260 | 42,428 | - | - | Common Stock | ||
| Russell Cox | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 12 Apr 2016 | 7,000 | 7,000 | - | - | Common Stock | |
| Anthony G. Quinn | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 12 Apr 2016 | 10,000 | 10,000 | - | - | Common Stock |