395.9K XNAS Volume
XNAS 18 Mar, 2025 10:40 AM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Adam S. Grossman | Director, President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 16.91 per share. | 06 Mar 2025 | 56,438 | 2,097,363 (2%) | 0% | 16.9 | 954,367 | Common Stock |
| Adam S. Grossman | Director, President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 17.02 per share. | 06 Mar 2025 | 29,513 | 2,067,850 (2%) | 0% | 17.0 | 502,311 | Common Stock |
| Kaitlin Kestenberg | COO and SVP, Compliance | Payment of exercise price or tax liability using portion of securities received from the company at price $ 17.02 per share. | 06 Mar 2025 | 3,935 | 509,345 (0%) | 0% | 17.0 | 66,974 | Common Stock |
| Kaitlin Kestenberg | COO and SVP, Compliance | Payment of exercise price or tax liability using portion of securities received from the company at price $ 16.91 per share. | 06 Mar 2025 | 8,881 | 513,280 (0%) | 0% | 16.9 | 150,178 | Common Stock |
| Brad L. Tade | CFO and Treasurer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 15.78 per share. | 26 Feb 2025 | 5,280 | 256,380 (0%) | 0% | 15.8 | 83,318 | Common Stock |
| Adam S. Grossman | Director, President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 15.44 per share. | 25 Feb 2025 | 18,018 | 2,208,668 (2%) | 0% | 15.4 | 278,198 | Common Stock |
| Adam S. Grossman | Director, President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 15.78 per share. | 25 Feb 2025 | 54,867 | 2,153,801 (2%) | 0% | 15.8 | 865,801 | Common Stock |
| Kaitlin Kestenberg | COO and SVP, Compliance | Payment of exercise price or tax liability using portion of securities received from the company at price $ 15.44 per share. | 25 Feb 2025 | 1,855 | 522,161 (0%) | 0% | 15.4 | 28,641 | Common Stock |
| Steven A. Elms | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Feb 2025 | 16,279 | 16,279 | - | - | Stock Option (Right to Buy) | |
| Steven A. Elms | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Feb 2025 | 10,889 | 87,330 (0%) | 0% | 0 | Common Stock | |
| Jerrold B. Grossman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Feb 2025 | 16,279 | 16,279 | - | - | Stock Option (Right to Buy) | |
| Jerrold B. Grossman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Feb 2025 | 10,889 | 478,194 (0%) | 0% | 0 | Common Stock | |
| Adam S. Grossman | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Feb 2025 | 376,744 | 376,744 | - | - | Stock Option (right to buy) | |
| Adam S. Grossman | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Feb 2025 | 252,022 | 2,226,686 (2%) | 0% | 0 | Common Stock | |
| Lawrence P. Guiheen | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Feb 2025 | 10,889 | 164,830 (0%) | 0% | 0 | Common Stock | |
| Lawrence P. Guiheen | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Feb 2025 | 16,279 | 16,279 | - | - | Stock Option (right to buy) | |
| Alison Cecily Finger | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Feb 2025 | 10,889 | 34,929 (0%) | 0% | 0 | Common Stock | |
| Alison Cecily Finger | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Feb 2025 | 16,279 | 16,279 | - | - | Stock Option (right to buy) | |
| Young T. Kwon | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Feb 2025 | 10,889 | 252,330 (0%) | 0% | 0 | Common Stock | |
| Young T. Kwon | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Feb 2025 | 16,279 | 16,279 | - | - | Stock Option (right to buy) | |
| Eduardo Rene Salas | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Feb 2025 | 16,279 | 16,279 | - | - | Stock Option (right to buy) | |
| Eduardo Rene Salas | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Feb 2025 | 10,889 | 10,889 (0%) | 0% | 0 | Common Stock | |
| Kaitlin Kestenberg | COO and SVP, Compliance | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Feb 2025 | 116,279 | 116,279 | - | - | Stock Option (right to buy) | |
| Kaitlin Kestenberg | COO and SVP, Compliance | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Feb 2025 | 77,784 | 524,016 (0%) | 0% | 0 | Common Stock | |
| Brad L. Tade | CFO and Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Feb 2025 | 93,023 | 93,023 | - | - | Stock Option (right to buy) | |
| Brad L. Tade | CFO and Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Feb 2025 | 62,227 | 261,660 (0%) | 0% | 0 | Common Stock | |
| Kaitlin Kestenberg | COO and SVP, Compliance | Exercise or conversion of derivative security received from the company (such as an option) at price $ 10.80 per share. | 30 Jan 2025 | 5,000 | 449,587 (0%) | 0% | 10.8 | 54,000 | Common Stock |
| Kaitlin Kestenberg | COO and SVP, Compliance | Payment of exercise price or tax liability using portion of securities received from the company at price $ 16.10 per share. | 30 Jan 2025 | 3,355 | 446,232 (0%) | 0% | 16.1 | 54,016 | Common Stock |
| Kaitlin Kestenberg | COO and SVP, Compliance | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Jan 2025 | 5,000 | 0 | - | - | Employee Stock Option (right to buy) | |
| Adam S. Grossman | Director, President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 17.15 per share. | 31 Dec 2024 | 14,343 | 1,974,664 (2%) | 0% | 17.1 | 245,982 | Common Stock |
| Kaitlin Kestenberg | COO and SVP, Compliance | Payment of exercise price or tax liability using portion of securities received from the company at price $ 17.15 per share. | 31 Dec 2024 | 1,854 | 444,587 (0%) | 0% | 17.1 | 31,796 | Common Stock |
| Eduardo Rene Salas | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Dec 2024 | 20,011 | 20,011 | - | - | Stock Option (right to buy) | |
| Steven A. Elms | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 10.80 per share. | 27 Nov 2024 | 9,000 | 2,124,671 (2%) | 0% | 10.8 | 97,200 | Common Stock |
| Steven A. Elms | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 27 Nov 2024 | 9,000 | 0 | - | - | Stock Option (Right to Buy) | |
| Adam S. Grossman | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 21.10 per share. | 22 Nov 2024 | 48,967 | 1,989,007 (2%) | 0% | 21.1 | 1,033,204 | Common Stock |
| Brad L. Tade | CFO and Treasurer | Sale of securities on an exchange or to another person at price $ 21.15 per share. | 22 Nov 2024 | 15,000 | 199,433 (0%) | 0% | 21.2 | 317,250 | Common Stock |
| Adam S. Grossman | Director, President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 19.99 per share. | 30 Sep 2024 | 21,752 | 2,037,974 (2%) | 0% | 20.0 | 434,822 | Common Stock |
| Kaitlin Kestenberg | COO and SVP, Compliance | Payment of exercise price or tax liability using portion of securities received from the company at price $ 19.99 per share. | 30 Sep 2024 | 2,647 | 446,441 (0%) | 0% | 20.0 | 52,914 | Common Stock |
| Lawrence P. Guiheen | Director | Sale of securities on an exchange or to another person at price $ 18.47 per share. | 09 Sep 2024 | 9,000 | 153,941 (0%) | 0% | 18.5 | 166,189 | Common Stock |
| Lawrence P. Guiheen | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Sep 2024 | 9,000 | 0 | - | - | Common Stock | |
| Lawrence P. Guiheen | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 10.80 per share. | 09 Sep 2024 | 9,000 | 162,941 (0%) | 0% | 10.8 | 97,200 | Common Stock |
| Kaitlin Kestenberg | COO and SVP, Compliance | Sale of securities on an exchange or to another person at price $ 16.90 per share. | 30 Aug 2024 | 24,150 | 449,088 (0%) | 0% | 16.9 | 408,050 | Common Stock |
| Kaitlin Kestenberg | COO and SVP, Compliance | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Aug 2024 | 8,125 | 3,750 | - | - | Common Stock | |
| Kaitlin Kestenberg | COO and SVP, Compliance | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Aug 2024 | 4,375 | 0 | - | - | Common Stock | |
| Kaitlin Kestenberg | COO and SVP, Compliance | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Aug 2024 | 6,650 | 0 | - | - | Common Stock | |
| Kaitlin Kestenberg | COO and SVP, Compliance | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Aug 2024 | 5,000 | 0 | - | - | Common Stock | |
| Kaitlin Kestenberg | COO and SVP, Compliance | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.35 per share. | 30 Aug 2024 | 8,125 | 457,213 (0%) | 0% | 2.4 | 19,094 | Common Stock |
| Kaitlin Kestenberg | COO and SVP, Compliance | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.59 per share. | 30 Aug 2024 | 4,375 | 461,588 (0%) | 0% | 2.6 | 11,331 | Common Stock |
| Kaitlin Kestenberg | COO and SVP, Compliance | Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.94 per share. | 30 Aug 2024 | 6,650 | 468,238 (0%) | 0% | 5.9 | 39,501 | Common Stock |
| Kaitlin Kestenberg | COO and SVP, Compliance | Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.72 per share. | 30 Aug 2024 | 5,000 | 473,238 (0%) | 0% | 4.7 | 23,600 | Common Stock |
| Jerrold B. Grossman | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 10.80 per share. | 29 Aug 2024 | 9,000 | 604,166 (0%) | 0% | 10.8 | 97,200 | Common Stock |
| Jerrold B. Grossman | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.66 per share. | 29 Aug 2024 | 118,861 | 586,166 (0%) | 0% | 3.7 | 435,031 | Common Stock |
| Jerrold B. Grossman | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.96 per share. | 29 Aug 2024 | 9,000 | 595,166 (0%) | 0% | 6.0 | 53,640 | Common Stock |
| Jerrold B. Grossman | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Aug 2024 | 118,861 | 0 | - | - | Common Stock | |
| Jerrold B. Grossman | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Aug 2024 | 9,000 | 0 | - | - | Common Stock | |
| Jerrold B. Grossman | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Aug 2024 | 9,000 | 0 | - | - | Common Stock | |
| Jerrold B. Grossman | Director | Sale of securities on an exchange or to another person at price $ 17.27 per share. | 29 Aug 2024 | 136,861 | 467,305 (0%) | 0% | 17.3 | 2,363,932 | Common Stock |
| Adam S. Grossman | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.35 per share. | 26 Aug 2024 | 64,405 | 2,124,131 (2%) | 0% | 3.4 | 215,757 | Common Stock |
| Adam S. Grossman | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 26 Aug 2024 | 47,396 | 0 | - | - | Common Stock | |
| Adam S. Grossman | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 26 Aug 2024 | 341,960 | 741,020 | - | - | Common Stock | |
| Adam S. Grossman | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 26 Aug 2024 | 60,000 | 0 | - | - | Common Stock | |
| Adam S. Grossman | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 26 Aug 2024 | 40,500 | 0 | - | - | Common Stock | |
| Adam S. Grossman | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 26 Aug 2024 | 16,984 | 0 | - | - | Common Stock | |
| Adam S. Grossman | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 26 Aug 2024 | 55,000 | 0 | - | - | Common Stock | |
| Adam S. Grossman | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 26 Aug 2024 | 64,405 | 1,082,980 | - | - | Common Stock | |
| Adam S. Grossman | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 17.29 per share. | 26 Aug 2024 | 389,356 | 2,059,726 (2%) | 0% | 17.3 | 6,732,900 | Common Stock |
| Adam S. Grossman | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.91 per share. | 26 Aug 2024 | 47,396 | 2,449,082 (2%) | 0% | 2.9 | 138,159 | Common Stock |
| Adam S. Grossman | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.35 per share. | 26 Aug 2024 | 341,960 | 2,401,686 (2%) | 0% | 3.4 | 1,145,566 | Common Stock |
| Adam S. Grossman | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 17.69 per share. | 26 Aug 2024 | 236,889 | 2,059,726 (2%) | 0% | 17.7 | 4,191,088 | Common Stock |
| Adam S. Grossman | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 10.80 per share. | 26 Aug 2024 | 60,000 | 2,296,615 (2%) | 0% | 10.8 | 648,000 | Common Stock |
| Adam S. Grossman | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 9.37 per share. | 26 Aug 2024 | 40,500 | 2,236,615 (2%) | 0% | 9.4 | 379,485 | Common Stock |
| Adam S. Grossman | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.96 per share. | 26 Aug 2024 | 16,984 | 2,196,115 (2%) | 0% | 6.0 | 101,225 | Common Stock |
| Adam S. Grossman | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.00 per share. | 26 Aug 2024 | 55,000 | 2,179,131 (2%) | 0% | 5 | 275,000 | Common Stock |
| Young T. Kwon | Director | Sale of securities on an exchange or to another person at price $ 18.26 per share. | 23 Aug 2024 | 60,000 | 241,441 (0%) | 0% | 18.3 | 1,095,600 | Common Stock |
| Kaitlin Kestenberg | COO and SVP, Compliance | Payment of exercise price or tax liability using portion of securities received from the company at price $ 13.58 per share. | 24 Jul 2024 | 2,502 | 449,088 (0%) | 0% | 13.6 | 33,977 | Common Stock |
| Brad L. Tade | CFO and Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Jul 2024 | 115,100 | 115,100 | - | - | Stock Option (right to buy) | |
| Brad L. Tade | CFO and Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Jul 2024 | 72,400 | 214,433 (0%) | 0% | 0 | Common Stock | |
| Adam S. Grossman | Director, President,CEO, and Interim CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 11.18 per share. | 30 Jun 2024 | 21,752 | 2,059,726 (2%) | 0% | 11.2 | 243,187 | Common Stock |
| Kaitlin Kestenberg | COO and SVP, Compliance | Payment of exercise price or tax liability using portion of securities received from the company at price $ 11.18 per share. | 30 Jun 2024 | 2,085 | 451,590 (0%) | 0% | 11.2 | 23,310 | Common Stock |
| Adam S. Grossman | Director, President,CEO, and Interim CFO | Other type of transaction at price $ 3.21 per share. | 14 Jun 2024 | 460,000 | 2,191,475 (2%) | 0% | 3.2 | 1,476,600 | Common Stock |
| Adam S. Grossman | Director, President,CEO, and Interim CFO | Sale of securities on an exchange or to another person at price $ 10.72 per share. | 14 Jun 2024 | 100,000 | 2,081,475 (2%) | 0% | 10.7 | 1,071,980 | Common Stock |
| Adam S. Grossman | Director, President,CEO, and Interim CFO | Gift of securities by or to the insider at price $ 0.00 per share. | 14 Jun 2024 | 10,000 | 2,181,475 (2%) | 0% | 0 | Common Stock | |
| Adam S. Grossman | Director, President,CEO, and Interim CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.60 per share. | 31 Mar 2024 | 21,752 | 2,651,475 (3%) | 0% | 6.6 | 143,563 | Common Stock |
| Kaitlin Kestenberg | COO and SVP, Compliance | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.60 per share. | 31 Mar 2024 | 2,085 | 112,190 (0%) | 0% | 6.6 | 13,761 | Common Stock |
| Kaitlin Kestenberg | COO and SVP, Compliance | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Mar 2024 | 192,320 | 304,510 (0%) | 0% | 0 | Common Stock | |
| Kaitlin Kestenberg | COO and SVP, Compliance | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Mar 2024 | 300,328 | 300,328 | - | - | Stock Option (right to buy) | |
| Steven A. Elms | Director | Sale of securities on an exchange or to another person at price $ 6.01 per share. | 18 Mar 2024 | 49,887 | 2,527,500 (2%) | 0% | 6.0 | 299,821 | Common Stock |
| Steven A. Elms | Director | Sale of securities on an exchange or to another person at price $ 6.08 per share. | 18 Mar 2024 | 411,829 | 2,115,671 (2%) | 0% | 6.1 | 2,503,920 | Common Stock |
| Steven A. Elms | Director | Sale of securities on an exchange or to another person at price $ 6.05 per share. | 13 Mar 2024 | 448,276 | 2,760,395 (3%) | 0% | 6.1 | 2,712,070 | Common Stock |
| Steven A. Elms | Director | Sale of securities on an exchange or to another person at price $ 6.21 per share. | 13 Mar 2024 | 407,000 | 3,208,671 (3%) | 0% | 6.2 | 2,527,470 | Common Stock |
| Steven A. Elms | Director | Sale of securities on an exchange or to another person at price $ 6.01 per share. | 13 Mar 2024 | 183,008 | 2,577,387 (2%) | 0% | 6.0 | 1,099,878 | Common Stock |
| Brian Lenz | EVP, CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.12 per share. | 06 Mar 2024 | 16,677 | 719,967 (0%) | 0% | 6.1 | 102,063 | Common Stock |
| Brian Lenz | EVP, CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.16 per share. | 06 Mar 2024 | 16,965 | 703,002 (0%) | 0% | 6.2 | 104,504 | Common Stock |
| Adam S. Grossman | Director, President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.12 per share. | 06 Mar 2024 | 55,003 | 2,701,990 (3%) | 0% | 6.1 | 336,618 | Common Stock |
| Adam S. Grossman | Director, President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.16 per share. | 06 Mar 2024 | 28,763 | 2,673,227 (3%) | 0% | 6.2 | 177,180 | Common Stock |
| Brian Lenz | EVP, CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.36 per share. | 29 Feb 2024 | 4,935 | 736,644 (0%) | 0% | 5.4 | 26,452 | Common Stock |
| Adam S. Grossman | Director, President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.36 per share. | 29 Feb 2024 | 9,588 | 2,756,993 (3%) | 0% | 5.4 | 51,392 | Common Stock |
| Bryant Fong E. | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Feb 2024 | 24,040 | 83,941 (0%) | 0% | 0 | Common Stock | |
| T. Young Kwon | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Feb 2024 | 37,541 | 37,541 | - | - | Stock Option (right to buy) | |
| P. Guiheen Lawrence | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Feb 2024 | 37,541 | 37,541 | - | - | Stock Option (right to buy) | |
| Grossman S. Adam | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Feb 2024 | 557,728 | 2,766,581 (3%) | 0% | 0 | Common Stock | |
| Finger Alison Cecily | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Feb 2024 | 37,541 | 37,541 | - | - | Stock Option (right to buy) | |
| Bryant E. Fong | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Feb 2024 | 37,541 | 37,541 | - | - | Stock Option (right to buy) | |
| S. Adam Grossman | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Feb 2024 | 870,950 | 870,950 | - | - | Stock Option (right to buy) | |
| P. Guiheen Lawrence | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Feb 2024 | 24,040 | 153,941 (0%) | 0% | 0 | Common Stock | |
| B. Jerrold Grossman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Feb 2024 | 37,541 | 37,541 | - | - | Stock Option (right to buy) | |
| Grossman Jerrold B. | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Feb 2024 | 24,040 | 467,305 (0%) | 0% | 0 | Common Stock | |
| Kwon T. Young | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Feb 2024 | 24,040 | 301,441 (0%) | 0% | 0 | Common Stock | |
| Elms Steven A. | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Feb 2024 | 37,541 | 37,541 | - | - | Stock Option (right to buy) | |
| Alison Finger Cecily | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Feb 2024 | 24,040 | 24,040 (0%) | 0% | 0 | Common Stock | |
| Elms Steven A. | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Feb 2024 | 24,040 | 76,441 (0%) | 0% | 0 | Common Stock | |
| Grossman S. Adam | Director, President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.26 per share. | 25 Feb 2024 | 22,457 | 2,208,853 (2%) | 0% | 5.3 | 118,124 | Common Stock |
| Brian Lenz | EVP, CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.26 per share. | 25 Feb 2024 | 8,257 | 741,579 (0%) | 0% | 5.3 | 43,432 | Common Stock |
| Adam S. Grossman | Director, President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.52 per share. | 31 Dec 2023 | 23,057 | 2,231,310 (2%) | 0% | 4.5 | 104,218 | Common Stock |
| Lenz Brian | EVP, CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.52 per share. | 31 Dec 2023 | 16,908 | 749,836 (0%) | 0% | 4.5 | 76,424 | Common Stock |
| Jerrold B. Grossman | Director | Purchase of securities on an exchange or from another person at price $ 3.71 per share. | 30 Aug 2023 | 130,000 | 443,265 (0%) | 0% | 3.7 | 482,144 | Common Stock |
| Young T. Kwon | Director | Purchase of securities on an exchange or from another person at price $ 3.90 per share. | 24 Aug 2023 | 25,000 | 277,401 (0%) | 0% | 3.9 | 97,500 | Common Stock |
| Bryant E. Fong | Director | Sale of securities on an exchange or to another person at price $ 3.87 per share. | 22 Aug 2023 | 1,433,304 | 0 (0%) | 1% | 3.9 | 5,544,737 | Common Stock |
| Brian Lenz | EVP, CFO | Sale of securities on an exchange or to another person at price $ 4.45 per share. | 15 Aug 2023 | 178,184 | 782,013 (0%) | 0% | 4.5 | 793,400 | Common Stock |
| Brian Lenz | EVP, CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Aug 2023 | 192,472 | 0 | - | - | Stock Option (Right to Buy) | |
| Brian Lenz | EVP, CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Aug 2023 | 150,000 | 0 | - | - | Stock Option (Right to Buy) | |
| Brian Lenz | EVP, CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Aug 2023 | 200,000 | 0 | - | - | Stock Option (Right to Buy) | |
| Brian Lenz | EVP, CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Aug 2023 | 85,416 | 14,584 | - | - | Stock Option (Right to Buy) | |
| Brian Lenz | EVP, CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Aug 2023 | 83,979 | 55,021 | - | - | Stock Option (Right to Buy) | |
| Brian Lenz | EVP, CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Aug 2023 | 97,395 | 177,605 | - | - | Stock Option (Right to Buy) | |
| Brian Lenz | EVP, CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.61 per share. | 15 Aug 2023 | 631,078 | 960,197 (1%) | 0% | 4.6 | 2,909,270 | Common Stock |
| Brian Lenz | EVP, CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.66 per share. | 15 Aug 2023 | 192,472 | 1,591,275 (1%) | 0% | 3.7 | 704,448 | Common Stock |
| Brian Lenz | EVP, CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.71 per share. | 15 Aug 2023 | 150,000 | 1,398,803 (1%) | 0% | 3.7 | 556,500 | Common Stock |
| Brian Lenz | EVP, CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.22 per share. | 15 Aug 2023 | 200,000 | 1,248,803 (1%) | 0% | 3.2 | 644,000 | Common Stock |
| Brian Lenz | EVP, CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.92 per share. | 15 Aug 2023 | 85,416 | 1,048,803 (1%) | 0% | 2.9 | 249,415 | Common Stock |
| Brian Lenz | EVP, CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.35 per share. | 15 Aug 2023 | 83,979 | 963,387 (1%) | 0% | 2.4 | 197,351 | Common Stock |
| Brian Lenz | EVP, CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.67 per share. | 15 Aug 2023 | 97,395 | 879,408 (1%) | 0% | 1.7 | 162,650 | Common Stock |
| Brian Lenz | EVP, CFO | Sale of securities on an exchange or to another person at price $ 4.60 per share. | 15 Aug 2023 | 211,578 | 782,013 (0%) | 0% | 4.6 | 972,730 | Common Stock |
| Adam S. Grossman | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.35 per share. | 15 Aug 2023 | 277,131 | 3,012,716 (3%) | 0% | 2.4 | 651,258 | Common Stock |
| Adam S. Grossman | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Aug 2023 | 583,224 | 0 | - | - | Common Stock | |
| Adam S. Grossman | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Aug 2023 | 350,000 | 0 | - | - | Common Stock | |
| Adam S. Grossman | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Aug 2023 | 400,000 | 0 | - | - | Common Stock | |
| Adam S. Grossman | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Aug 2023 | 277,604 | 47,396 | - | - | Common Stock | |
| Adam S. Grossman | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Aug 2023 | 277,131 | 181,569 | - | - | Common Stock | |
| Adam S. Grossman | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Aug 2023 | 212,500 | 387,500 | - | - | Common Stock | |
| Adam S. Grossman | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 4.33 per share. | 15 Aug 2023 | 3 | 2,523,085 (2%) | 0% | 4.3 | 13 | Common Stock |
| Adam S. Grossman | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.67 per share. | 15 Aug 2023 | 212,500 | 2,735,585 (3%) | 0% | 1.7 | 354,875 | Common Stock |
| Adam S. Grossman | Director, President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.61 per share. | 15 Aug 2023 | 1,589,987 | 2,523,088 (2%) | 1% | 4.6 | 7,329,840 | Common Stock |
| Adam S. Grossman | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 4.54 per share. | 15 Aug 2023 | 510,469 | 4,113,075 (4%) | 0% | 4.5 | 2,318,959 | Common Stock |
| Adam S. Grossman | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.66 per share. | 15 Aug 2023 | 583,224 | 4,623,544 (5%) | 0% | 3.7 | 2,134,600 | Common Stock |
| Adam S. Grossman | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.71 per share. | 15 Aug 2023 | 350,000 | 4,040,320 (4%) | 0% | 3.7 | 1,298,500 | Common Stock |
| Adam S. Grossman | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.22 per share. | 15 Aug 2023 | 400,000 | 3,690,320 (4%) | 0% | 3.2 | 1,288,000 | Common Stock |
| Adam S. Grossman | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.92 per share. | 15 Aug 2023 | 277,604 | 3,290,320 (3%) | 0% | 2.9 | 809,216 | Common Stock |
| Brian Lenz | EVP, CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.69 per share. | 30 Jun 2023 | 15,268 | 993,591 (1%) | 0% | 3.7 | 56,339 | Common Stock |
| Adam S. Grossman | Director, President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.69 per share. | 30 Jun 2023 | 20,051 | 2,523,085 (2%) | 0% | 3.7 | 73,988 | Common Stock |
| Brian Lenz | EVP, CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.31 per share. | 31 Mar 2023 | 15,469 | 1,008,858 (1%) | 0% | 3.3 | 51,202 | Common Stock |
| Adam S. Grossman | Director, President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.31 per share. | 31 Mar 2023 | 17,853 | 2,543,139 (2%) | 0% | 3.3 | 59,093 | Common Stock |
| Martha J. Demski | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Mar 2023 | 51,630 | 51,630 | - | - | Employee Stock Option (right to buy) | |
| Martha J. Demski | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Mar 2023 | 25,815 | 56,601 (0%) | 0% | 0 | Common Stock | |
| Steven A. Elms | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Mar 2023 | 25,815 | 52,401 (0%) | 0% | 0 | Common Stock | |
| Steven A. Elms | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Mar 2023 | 51,630 | 51,630 | - | - | Employee Stock Option (right to buy) | |
| Jerrold B. Grossman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Mar 2023 | 25,815 | 313,265 (0%) | 0% | 0 | Common Stock | |
| Jerrold B. Grossman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Mar 2023 | 51,630 | 51,630 | - | - | Employee Stock Option (right to buy) | |
| Bryant E. Fong | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Mar 2023 | 25,815 | 59,901 (0%) | 0% | 0 | Common Stock | |
| Bryant E. Fong | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Mar 2023 | 51,630 | 51,630 | - | - | Employee Stock Option (right to buy) | |
| Lawrence P. Guiheen | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Mar 2023 | 51,630 | 51,630 | - | - | Employee Stock Option (right to buy) | |
| Lawrence P. Guiheen | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Mar 2023 | 25,815 | 129,901 (0%) | 0% | 0 | Common Stock | |
| Young T. Kwon | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Mar 2023 | 51,630 | 51,630 | - | - | Employee Stock Option (right to buy) | |
| Young T. Kwon | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Mar 2023 | 25,815 | 252,401 (0%) | 0% | 0 | Common Stock | |
| Brian Lenz | EVP, CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.42 per share. | 25 Feb 2023 | 1,559 | 919,044 (1%) | 0% | 3.4 | 5,332 | Common Stock |
| Brian Lenz | EVP, CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Feb 2023 | 270,345 | 270,345 | - | - | Employee Stock Option (right to buy) | |
| Brian Lenz | EVP, CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.40 per share. | 25 Feb 2023 | 16,965 | 1,024,327 (1%) | 0% | 3.4 | 57,681 | Common Stock |
| Brian Lenz | EVP, CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.55 per share. | 25 Feb 2023 | 5,000 | 906,117 (1%) | 0% | 3.6 | 17,750 | Common Stock |
| Brian Lenz | EVP, CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Feb 2023 | 135,175 | 1,041,292 (1%) | 0% | 0 | Common Stock | |
| Brian Lenz | EVP, CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.42 per share. | 25 Feb 2023 | 7,927 | 911,117 (1%) | 0% | 3.4 | 27,110 | Common Stock |
| Adam S. Grossman | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Feb 2023 | 573,695 | 2,584,599 (2%) | 0% | 0 | Common Stock | |
| Adam S. Grossman | Director, President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.55 per share. | 25 Feb 2023 | 7,507 | 2,010,904 (2%) | 0% | 3.6 | 26,650 | Common Stock |
| Adam S. Grossman | Director, President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.42 per share. | 25 Feb 2023 | 14,412 | 2,018,411 (2%) | 0% | 3.4 | 49,289 | Common Stock |
| Adam S. Grossman | Director, President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.42 per share. | 25 Feb 2023 | 4,018 | 2,032,823 (2%) | 0% | 3.4 | 13,742 | Common Stock |
| Adam S. Grossman | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Feb 2023 | 1,147,385 | 1,147,385 | - | - | Employee Stock Option (right to buy) | |
| Adam S. Grossman | Director, President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.40 per share. | 25 Feb 2023 | 23,607 | 2,560,992 (2%) | 0% | 3.4 | 80,264 | Common Stock |
| Brian Lenz | EVP, CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.87 per share. | 04 Jan 2023 | 114,222 | 920,603 (1%) | 0% | 3.9 | 442,039 | Common Stock |
| Adam S. Grossman | Director, President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.87 per share. | 04 Jan 2023 | 166,867 | 2,036,841 (2%) | 0% | 3.9 | 645,775 | Common Stock |
| Brian Lenz | EVP, CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.43 per share. | 30 Sep 2022 | 73,678 | 1,027,832 (1%) | 0% | 2.4 | 179,038 | Common Stock |
| Adam S. Grossman | Director, President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.43 per share. | 30 Sep 2022 | 101,315 | 2,188,725 (2%) | 0% | 2.4 | 246,195 | Common Stock |
| Brian Lenz | EVP, CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.46 per share. | 23 Mar 2022 | 37,178 | 1,153,475 (1%) | 0% | 1.5 | 54,280 | Common Stock |
| Adam S. Grossman | Director, President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.46 per share. | 23 Mar 2022 | 50,539 | 2,360,044 (2%) | 0% | 1.5 | 73,787 | Common Stock |
| Martha J. Demski | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Mar 2022 | 26,586 | 30,786 (0%) | 0% | 0 | Common Stock | |
| Martha J. Demski | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Mar 2022 | 53,172 | 53,172 | - | - | Employee Stock Option (right to buy) | |
| Brian Lenz | EVP, CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Mar 2022 | 275,000 | 275,000 | - | - | Employee Stock Option (right to buy) | |
| Brian Lenz | EVP, CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Mar 2022 | 137,500 | 1,190,653 (1%) | 0% | 0 | Common Stock | |
| Steven A. Elms | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Mar 2022 | 53,172 | 53,172 | - | - | Employee Stock Option (right to buy) | |
| Steven A. Elms | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Mar 2022 | 26,586 | 26,586 (0%) | 0% | 0 | Common Stock | |
| Jerrold B. Grossman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Mar 2022 | 26,586 | 287,450 (0%) | 0% | 0 | Common Stock | |
| Jerrold B. Grossman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Mar 2022 | 53,172 | 53,172 | - | - | Employee Stock Option (right to buy) | |
| Adam S. Grossman | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Mar 2022 | 600,000 | 600,000 | - | - | Employee Stock Option (right to buy) | |
| Adam S. Grossman | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Mar 2022 | 300,000 | 2,410,583 (2%) | 0% | 0 | Common Stock | |
| Bryant E. Fong | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Mar 2022 | 53,172 | 53,172 | - | - | Employee Stock Option (right to buy) | |
| Bryant E. Fong | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Mar 2022 | 26,586 | 34,086 (0%) | 0% | 0 | Common Stock | |
| Lawrence P. Guiheen | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Mar 2022 | 53,172 | 53,172 | - | - | Employee Stock Option (right to buy) | |
| Lawrence P. Guiheen | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Mar 2022 | 26,586 | 104,086 (0%) | 0% | 0 | Common Stock | |
| Young T. Kwon | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Mar 2022 | 26,586 | 226,586 (0%) | 0% | 0 | Common Stock | |
| Young T. Kwon | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Mar 2022 | 53,172 | 53,172 | - | - | Employee Stock Option (right to buy) | |
| Brian Lenz | EVP, CFO | Purchase of securities on an exchange or from another person at price $ 1.00 per share. | 25 Oct 2021 | 30,000 | 1,065,501 (1%) | 0% | 1 | 30,000 | Common Stock |
| Jerrold B. Grossman | Director | Purchase of securities on an exchange or from another person at price $ 1.00 per share. | 25 Oct 2021 | 100,000 | 260,864 (0%) | 0% | 1 | 100,000 | Common Stock |
| Adam S. Grossman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 1.00 per share. | 25 Oct 2021 | 250,000 | 1,128,444 (1%) | 0% | 1 | 250,000 | Common Stock |
| Adam S. Grossman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 1.00 per share. | 25 Oct 2021 | 100,000 | 2,137,616 (2%) | 0% | 1 | 100,000 | Common Stock |
| Young T. Kwon | Director | Purchase of securities on an exchange or from another person at price $ 1.00 per share. | 25 Oct 2021 | 100,000 | 200,000 (0%) | 0% | 1 | 100,000 | Common Stock |
| Young T. Kwon | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Oct 2021 | 93,500 | 93,500 | - | - | Stock Option (right to buy) | |
| Martha J. Demski | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Feb 2021 | 55,000 | 55,000 | - | - | Stock Option (right to buy) | |
| Brian Lenz | EVP, CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Feb 2021 | 139,000 | 139,000 | - | - | Employee Stock Option (right to buy) | |
| Brian Lenz | EVP, CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Feb 2021 | 63,936 | 140,078 (0%) | 0% | 0 | Common Stock | |
| Steven A. Elms | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Feb 2021 | 55,000 | 55,000 | - | - | Stock Option (right to buy) | |
| Jerrold B. Grossman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Feb 2021 | 55,000 | 55,000 | - | - | Stock Option (right to buy) | |
| Adam S. Grossman | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Feb 2021 | 458,700 | 458,700 | - | - | Employee Stock Option (right to buy) | |
| Adam S. Grossman | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Feb 2021 | 221,447 | 397,545 (0%) | 0% | 0 | Common Stock | |
| Bryant E. Fong | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Feb 2021 | 55,000 | 55,000 | - | - | Stock Option (right to buy) | |
| James Mond | EVP, CSO and CMO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Feb 2021 | 64,361 | 137,535 (0%) | 0% | 0 | Common Stock | |
| James Mond | EVP, CSO and CMO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Feb 2021 | 139,000 | 139,000 | - | - | Employee Stock Option (right to buy) | |
| Lawrence P. Guiheen | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Feb 2021 | 55,000 | 55,000 | - | - | Stock Option (right to buy) | |
| Martha J. Demski | Director | Purchase of securities on an exchange or from another person at price $ 2.29 per share. | 11 Sep 2020 | 2,200 | 4,200 (0%) | 0% | 2.3 | 5,038 | Common Stock |
| Jerrold B. Grossman | Director | Purchase of securities on an exchange or from another person at price $ 2.22 per share. | 10 Sep 2020 | 5,000 | 160,864 (0%) | 0% | 2.2 | 11,100 | Common Stock |
| Adam S. Grossman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 2.24 per share. | 08 Sep 2020 | 4,000 | 176,098 (0%) | 0% | 2.2 | 8,960 | Common Stock |
| James Mond | EVP, CSO and CMO | Purchase of securities on an exchange or from another person at price $ 2.20 per share. | 08 Sep 2020 | 4,000 | 73,174 (0%) | 0% | 2.2 | 8,800 | Common Stock |
| Jerrold B. Grossman | Director | Purchase of securities on an exchange or from another person at price $ 2.56 per share. | 21 Aug 2020 | 5,000 | 155,564 (0%) | 0% | 2.6 | 12,800 | Common Stock |
| Jerrold B. Grossman | Director | Purchase of securities on an exchange or from another person at price $ 2.62 per share. | 21 Aug 2020 | 300 | 155,864 (0%) | 0% | 2.6 | 786 | Common Stock |
| Martha J. Demski | Director | Purchase of securities on an exchange or from another person at price $ 2.88 per share. | 13 Aug 2020 | 2,000 | 2,000 (0%) | 0% | 2.9 | 5,760 | Common Stock |
| Jerrold B. Grossman | Director | Purchase of securities on an exchange or from another person at price $ 2.89 per share. | 12 Aug 2020 | 5,000 | 145,564 (0%) | 0% | 2.9 | 14,450 | Common Stock |
| Jerrold B. Grossman | Director | Purchase of securities on an exchange or from another person at price $ 2.90 per share. | 12 Aug 2020 | 5,000 | 150,564 (0%) | 0% | 2.9 | 14,475 | Common Stock |
| Jerrold B. Grossman | Director | Purchase of securities on an exchange or from another person at price $ 2.87 per share. | 12 Aug 2020 | 200 | 140,564 (0%) | 0% | 2.9 | 574 | Common Stock |
| Brian Lenz | EVP, CFO | Purchase of securities on an exchange or from another person at price $ 2.96 per share. | 11 Aug 2020 | 4,000 | 76,142 (0%) | 0% | 3.0 | 11,860 | Common Stock |
| Adam S. Grossman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 2.97 per share. | 10 Aug 2020 | 1,000 | 172,098 (0%) | 0% | 3.0 | 2,970 | Common Stock |
| Adam S. Grossman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 3.04 per share. | 10 Aug 2020 | 2,000 | 171,098 (0%) | 0% | 3.0 | 6,080 | Common Stock |
| Adam S. Grossman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 3.07 per share. | 10 Aug 2020 | 2,990 | 169,098 (0%) | 0% | 3.1 | 9,179 | Common Stock |
| Adam S. Grossman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 3.10 per share. | 10 Aug 2020 | 10 | 166,108 (0%) | 0% | 3.1 | 31 | Common Stock |
| James Mond | EVP, CSO and CMO | Purchase of securities on an exchange or from another person at price $ 2.88 per share. | 10 Aug 2020 | 5,000 | 67,174 (0%) | 0% | 2.9 | 14,400 | Common Stock |
| James Mond | EVP, CSO and CMO | Purchase of securities on an exchange or from another person at price $ 2.88 per share. | 10 Aug 2020 | 2,000 | 69,174 (0%) | 0% | 2.9 | 5,750 | Common Stock |
| Martha J. Demski | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Jun 2020 | 30,000 | 30,000 | - | - | Stock Option (right to buy) | |
| Eric I. Richman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Feb 2020 | 15,000 | 15,000 | - | - | Employee Stock Option (right to buy) | |
| Eric I. Richman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Feb 2020 | 7,500 | 44,030 (0%) | 0% | 0 | Common Stock | |
| Dov A. Goldstein | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Feb 2020 | 7,500 | 7,500 (0%) | 0% | 0 | Common Stock | |
| Brian Lenz | EVP, CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Feb 2020 | 100,000 | 100,000 | - | - | Employee Stock Option (right to buy) | |
| Brian Lenz | EVP, CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Feb 2020 | 40,000 | 72,142 (0%) | 0% | 0 | Common Stock | |
| Steven A. Elms | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Feb 2020 | 7,500 | 7,500 (0%) | 0% | 0 | Common Stock | |
| Jerrold B. Grossman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Feb 2020 | 7,500 | 140,364 (0%) | 0% | 0 | Common Stock | |
| Adam S. Grossman | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Feb 2020 | 325,000 | 325,000 | - | - | Employee Stock Option (right to buy) | |
| Adam S. Grossman | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Feb 2020 | 100,000 | 166,098 (0%) | 0% | 0 | Common Stock | |
| Bryant E. Fong | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Feb 2020 | 7,500 | 7,500 (0%) | 0% | 0 | Common Stock | |
| James Mond | EVP, CSO and CMO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Feb 2020 | 40,000 | 62,174 (0%) | 0% | 0 | Common Stock | |
| James Mond | EVP, CSO and CMO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Feb 2020 | 100,000 | 100,000 | - | - | Employee Stock Option (right to buy) | |
| Lawrence P. Guiheen | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Feb 2020 | 7,500 | 77,500 (0%) | 0% | 0 | Common Stock | |
| Brian Lenz | EVP, CFO | Purchase of securities on an exchange or from another person at price $ 3.50 per share. | 11 Feb 2020 | 7,142 | 32,142 (0%) | 0% | 3.5 | 24,997 | Common Stock |
| Jerrold B. Grossman | Director | Purchase of securities on an exchange or from another person at price $ 3.50 per share. | 11 Feb 2020 | 22,857 | 22,857 (0%) | 0% | 3.5 | 80,000 | Common Stock |
| Jerrold B. Grossman | Director | Purchase of securities on an exchange or from another person at price $ 3.50 per share. | 11 Feb 2020 | 22,857 | 132,864 (0%) | 0% | 3.5 | 80,000 | Common Stock |
| Adam S. Grossman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 3.50 per share. | 11 Feb 2020 | 28,571 | 66,098 (0%) | 0% | 3.5 | 99,999 | Common Stock |
| Adam S. Grossman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 3.50 per share. | 11 Feb 2020 | 57,143 | 878,444 (1%) | 0% | 3.5 | 200,001 | Common Stock |
| James Mond | CSO and CMO | Purchase of securities on an exchange or from another person at price $ 3.50 per share. | 11 Feb 2020 | 4,285 | 22,174 (0%) | 0% | 3.5 | 14,998 | Common Stock |
| Lawrence P. Guiheen | Director | Purchase of securities on an exchange or from another person at price $ 3.50 per share. | 11 Feb 2020 | 20,000 | 70,000 (0%) | 0% | 3.5 | 70,000 | Common Stock |
| Brian Lenz | EVP, CFO | Purchase of securities on an exchange or from another person at price $ 4.00 per share. | 17 May 2019 | 5,000 | 25,000 (0%) | 0% | 4 | 20,000 | Common Stock |
| Jerrold B. Grossman | Director | Purchase of securities on an exchange or from another person at price $ 4.00 per share. | 17 May 2019 | 12,000 | 110,007 (0%) | 0% | 4 | 48,000 | Common Stock |
| Adam S. Grossman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 4.00 per share. | 17 May 2019 | 5,000 | 37,527 (0%) | 0% | 4 | 20,000 | Common Stock |
| Adam S. Grossman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 4.00 per share. | 17 May 2019 | 25,000 | 821,301 (0%) | 0% | 4 | 100,000 | Common Stock |
| James Mond | EVP, CSO and CMO | Purchase of securities on an exchange or from another person at price $ 4.00 per share. | 17 May 2019 | 4,500 | 17,889 (0%) | 0% | 4 | 18,000 | Common Stock |
| Lawrence P. Guiheen | Director | Purchase of securities on an exchange or from another person at price $ 4.00 per share. | 17 May 2019 | 25,000 | 50,000 (0%) | 0% | 4 | 100,000 | Common Stock |
| Eric I. Richman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Mar 2019 | 30,000 | 30,000 | - | - | Stock Option (right to buy) | |
| Dov A. Goldstein | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Mar 2019 | 30,000 | 30,000 | - | - | Stock Option (right to buy) | |
| Steven A. Elms | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Mar 2019 | 30,000 | 30,000 | - | - | Stock Option (right to buy) | |
| Jerrold B. Grossman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Mar 2019 | 30,000 | 30,000 | - | - | Stock Option (right to buy) | |
| Bryant E. Fong | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Mar 2019 | 30,000 | 30,000 | - | - | Stock Option (right to buy) | |
| Lawrence P. Guiheen | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Mar 2019 | 30,000 | 30,000 | - | - | Stock Option (right to buy) | |
| Bryant E. Fong | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Feb 2019 | 15,000 | 15,000 | - | - | Employee Stock Option (right to buy) | |
| Bryant E. Fong | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Feb 2019 | 7,500 | 7,500 (0%) | 0% | 0 | Common Stock | |
| Brian Lenz | EVP, CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Jan 2019 | 200,000 | 200,000 | - | - | Employee Stock Option (right to buy) | |
| Adam S. Grossman | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Jan 2019 | 400,000 | 400,000 | - | - | Employee Stock Option (right to buy) | |
| James Mond | EVP, CSO and CMO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Jan 2019 | 200,000 | 200,000 | - | - | Employee Stock Option (right to buy) | |
| Eric I. Richman | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Jun 2018 | 17,500 | 17,500 | - | - | Stock Option (right to buy) | |
| Dov A. Goldstein | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Jun 2018 | 17,500 | 17,500 | - | - | Stock Option (right to buy) | |
| Steven A. Elms | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Jun 2018 | 17,500 | 17,500 | - | - | Stock Option (right to buy) | |
| Jerrold B. Grossman | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Jun 2018 | 17,500 | 17,500 | - | - | Stock Option (right to buy) | |
| Bryant E. Fong | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Jun 2018 | 17,500 | 17,500 | - | - | Stock Option (right to buy) | |
| Lawrence P. Guiheen | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Jun 2018 | 17,500 | 17,500 | - | - | Stock Option (right to buy) | |
| Eric I. Richman | None | Purchase of securities on an exchange or from another person at price $ 4.78 per share. | 08 Jun 2018 | 5,230 | 36,530 (0%) | 0% | 4.8 | 24,999 | Common Stock |
| Brian Lenz | VP, CFO | Purchase of securities on an exchange or from another person at price $ 4.78 per share. | 08 Jun 2018 | 5,000 | 20,000 (0%) | 0% | 4.8 | 23,900 | Common Stock |
| Jerrold B. Grossman | None | Purchase of securities on an exchange or from another person at price $ 4.78 per share. | 08 Jun 2018 | 20,921 | 98,007 (0%) | 0% | 4.8 | 100,002 | Common Stock |
| Jerrold B. Grossman | None | Purchase of securities on an exchange or from another person at price $ 4.78 per share. | 08 Jun 2018 | 31,381 | 31,381 (0%) | 0% | 4.8 | 150,001 | Common Stock |
| Adam S. Grossman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 4.78 per share. | 08 Jun 2018 | 52,301 | 796,301 (2%) | 0% | 4.8 | 249,999 | Common Stock |
| Adam S. Grossman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 4.78 per share. | 08 Jun 2018 | 20,921 | 32,527 (0%) | 0% | 4.8 | 100,002 | Common Stock |
| Lawrence P. Guiheen | None | Purchase of securities on an exchange or from another person at price $ 4.78 per share. | 08 Jun 2018 | 20,000 | 25,000 (0%) | 0% | 4.8 | 95,600 | Common Stock |
| Brian Lenz | VP, CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Feb 2018 | 150,000 | 150,000 | - | - | Employee Stock Option (right to buy) | |
| Adam S. Grossman | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Feb 2018 | 350,000 | 350,000 | - | - | Employee Stock Option (right to buy) | |
| James Mond | EVP, CSO and CMO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Feb 2018 | 150,000 | 150,000 | - | - | Employee Stock Option (right to buy) | |
| Eric I. Richman | None | Purchase of securities on an exchange or from another person at price $ 2.15 per share. | 09 Nov 2017 | 25,000 | 31,300 (0%) | 0% | 2.2 | 53,750 | Common Stock |
| Brian Lenz | VP, CFO | Purchase of securities on an exchange or from another person at price $ 2.15 per share. | 09 Nov 2017 | 6,500 | 15,000 (0%) | 0% | 2.2 | 13,975 | Common Stock |
| Adam S. Grossman | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 2.15 per share. | 09 Nov 2017 | 485,000 | 744,000 (2%) | 1% | 2.2 | 1,042,750 | Common Stock |
| James Mond | EVP, CSO and CMO | Purchase of securities on an exchange or from another person at price $ 2.15 per share. | 09 Nov 2017 | 10,000 | 13,389 (0%) | 0% | 2.2 | 21,500 | Common Stock |
| Eric I. Richman | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jul 2017 | 2,800 | 0 | - | - | Employee Stock Option (right to buy) | |
| Eric I. Richman | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.68 per share. | 13 Jul 2017 | 2,800 | 6,300 (0%) | 0% | 2.7 | 7,504 | Common Stock |
| Jerrold B. Grossman | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.68 per share. | 13 Jul 2017 | 48,185 | 116,218 (0%) | 0% | 2.7 | 129,136 | Common Stock |
| Jerrold B. Grossman | None | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.30 per share. | 13 Jul 2017 | 39,132 | 77,086 (0%) | 0% | 3.3 | 129,136 | Common Stock |
| Jerrold B. Grossman | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jul 2017 | 48,185 | 0 | - | - | Employee Stock Option (right to buy) | |
| Adam S. Grossman | Director, President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.30 per share. | 13 Jul 2017 | 34,126 | 11,606 (0%) | 0% | 3.3 | 112,616 | Common Stock |
| Adam S. Grossman | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jul 2017 | 42,021 | 0 | - | - | Employee Stock Option (right to buy) | |
| Adam S. Grossman | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.68 per share. | 13 Jul 2017 | 42,021 | 45,732 (0%) | 0% | 2.7 | 112,616 | Common Stock |
| Eric I. Richman | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Jun 2017 | 78,144 | 78,144 | - | - | Stock Option (right to buy) | |
| Dov A. Goldstein | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Jun 2017 | 53,837 | 53,837 | - | - | Stock Option (right to buy) | |
| Brian Lenz | VP, CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Jun 2017 | 192,472 | 192,472 | - | - | Employee Stock Option (right to buy) | |
| Steven A. Elms | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Jun 2017 | 53,837 | 53,837 | - | - | Stock Option (right to buy) | |
| Jerrold B. Grossman | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Jun 2017 | 118,861 | 118,861 | - | - | Stock Option (right to buy) | |
| Adam S. Grossman | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Jun 2017 | 583,224 | 583,224 | - | - | Employee Stock Option (right to buy) | |
| Bryant E. Fong | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Jun 2017 | 53,837 | 53,837 | - | - | Stock Option (right to buy) | |
| James Mond | EVP, CSO and CMO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Jun 2017 | 242,546 | 242,546 | - | - | Employee Stock Option (right to buy) | |
| Lawrence P. Guiheen | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Jun 2017 | 53,837 | 53,837 | - | - | Stock Option (right to buy) | |
| Eric I. Richman | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Feb 2017 | 10,000 | 10,000 | - | - | Stock Option (right to buy) | |
| Dov A. Goldstein | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Feb 2017 | 10,000 | 10,000 | - | - | Stock Option (right to buy) | |
| Brian Lenz | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Feb 2017 | 22,500 | 22,500 | - | - | Employee Stock Option (right to buy) | |
| Steven A. Elms | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Feb 2017 | 10,000 | 10,000 | - | - | Stock Option (right to buy) | |
| Jerrold B. Grossman | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Feb 2017 | 10,000 | 10,000 | - | - | Stock Option (right to buy) | |
| Adam S. Grossman | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Feb 2017 | 55,000 | 55,000 | - | - | Employee Stock Option (right to buy) | |
| Bryant E. Fong | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Feb 2017 | 10,000 | 10,000 | - | - | Stock Option (right to buy) | |
| James Mond | CSO/CMO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Feb 2017 | 22,500 | 22,500 | - | - | Employee Stock Option (right to buy) | |
| Lawrence P. Guiheen | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Feb 2017 | 10,000 | 10,000 | - | - | Stock Option (right to buy) | |
| Jerrold B. Grossman | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 03 May 2016 | 45,769 | 106,327 | - | - | Common Stock, $0.0001 par value per share | |
| Brian Lenz | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 03 May 2016 | 2,500 | 8,500 | - | - | Common Stock, $0.0001 par value per share | |
| Adam S. Grossman | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 03 May 2016 | 200,000 | 843,668 | - | - | Common Stock, $0.0001 par value per share | |
| James Mond | CSO/CMO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 03 May 2016 | 770 | 3,389 | - | - | Common Stock, $0.0001 par value per share | |
| Steven A. Elms | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Jan 2016 | 9,000 | 9,000 | - | - | Options to purchase | |
| Jerrold B. Grossman | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Jan 2016 | 9,000 | 9,000 | - | - | Options to purchase | |
| Eric I. Richman | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Jan 2016 | 9,000 | 9,000 | - | - | Options to purchase | |
| Brian Lenz | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Jan 2016 | 5,750 | 5,750 | - | - | Options to purchase | |
| Dov A. Goldstein | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Jan 2016 | 9,000 | 9,000 | - | - | Options to purchase | |
| Adam S. Grossman | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Jan 2016 | 16,984 | 16,984 | - | - | Options to purchase | |
| Bryant E. Fong | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Jan 2016 | 9,000 | 9,000 | - | - | Options to purchase | |
| James Mond | CSO/CMO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Jan 2016 | 6,750 | 6,750 | - | - | Options to purchase | |
| Lawrence P. Guiheen | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Jan 2016 | 9,000 | 9,000 | - | - | Options to purchase | |
| Jerrold B. Grossman | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 18 Dec 2015 | 4,000 | 60,558 | - | - | Common Stock, $0.0001 par value per share | |
| Adam S. Grossman | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 18 Dec 2015 | 6,400 | 643,668 | - | - | Common Stock, $0.0001 par value per share | |
| Jerrold B. Grossman | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 07 Dec 2015 | 500 | 56,558 | - | - | Common Stock, $0.0001 par value per share | |
| Adam S. Grossman | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 07 Dec 2015 | 100 | 636,868 | - | - | Common Stock, $0.0001 par value per share | |
| Adam S. Grossman | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 07 Dec 2015 | 100 | 636,968 | - | - | Common Stock, $0.0001 par value per share | |
| Adam S. Grossman | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 07 Dec 2015 | 300 | 637,268 | - | - | Common Stock, $0.0001 par value per share | |
| Jerrold B. Grossman | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 02 Dec 2015 | 6,000 | 56,058 | - | - | Common Stock, $0.0001 par value per share | |
| Brian Lenz | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 02 Dec 2015 | 250 | 5,250 | - | - | Common Stock, $0.0001 par value per share | |
| Brian Lenz | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 02 Dec 2015 | 250 | 5,500 | - | - | Common Stock, $0.0001 par value per share | |
| Brian Lenz | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 02 Dec 2015 | 500 | 6,000 | - | - | Common Stock, $0.0001 par value per share | |
| Adam S. Grossman | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 02 Dec 2015 | 500 | 635,018 | - | - | Common Stock, $0.0001 par value per share | |
| Adam S. Grossman | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 02 Dec 2015 | 1,000 | 636,018 | - | - | Common Stock, $0.0001 par value per share | |
| Adam S. Grossman | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 02 Dec 2015 | 750 | 636,768 | - | - | Common Stock, $0.0001 par value per share | |
| Adam S. Grossman | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 01 Dec 2015 | 1,800 | 634,518 | - | - | Common Stock, $0.0001 par value per share | |
| Adam S. Grossman | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 25 Nov 2015 | 1,800 | 632,718 | - | - | Common Stock, $0.0001 par value per share | |
| Adam S. Grossman | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 19 Nov 2015 | 1,000 | 628,057 | - | - | Common Stock, $0.0001 par value per share | |
| Adam S. Grossman | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 19 Nov 2015 | 361 | 628,418 | - | - | Common Stock, $0.0001 par value per share | |
| Adam S. Grossman | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 19 Nov 2015 | 2,500 | 630,918 | - | - | Common Stock, $0.0001 par value per share | |
| Brian Lenz | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Oct 2015 | 23,000 | 23,000 | - | - | Options to purchase | |
| Adam S. Grossman | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Oct 2015 | 40,500 | 40,500 | - | - | Options to purchase | |
| James Mond | CSO/CMO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Oct 2015 | 27,000 | 27,000 | - | - | Options to purchase | |
| Brian Lenz | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 19 Mar 2015 | 200 | 4,450 | - | - | Common Stock, $0.0001 par value per share | |
| Brian Lenz | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 19 Mar 2015 | 550 | 5,000 | - | - | Common Stock, $0.0001 par value per share | |
| Adam S. Grossman | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 19 Mar 2015 | 2,000 | 627,057 | - | - | Common Stock, $0.0001 par value per share | |
| Jerrold B. Grossman | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 16 Mar 2015 | 1,200 | 577,574 | - | - | Common Stock, $0.0001 par value per share | |
| Jerrold B. Grossman | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 16 Mar 2015 | 500 | 578,074 | - | - | Common Stock, $0.0001 par value per share | |
| Brian Lenz | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 16 Mar 2015 | 1,250 | 4,250 | - | - | Common Stock, $0.0001 par value per share | |
| Adam S. Grossman | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 16 Mar 2015 | 8,500 | 618,957 | - | - | Common Stock, $0.0001 par value per share | |
| Adam S. Grossman | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 16 Mar 2015 | 300 | 619,257 | - | - | Common Stock, $0.0001 par value per share | |
| Adam S. Grossman | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 16 Mar 2015 | 100 | 619,357 | - | - | Common Stock, $0.0001 par value per share | |
| Adam S. Grossman | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 16 Mar 2015 | 100 | 619,457 | - | - | Common Stock, $0.0001 par value per share | |
| Adam S. Grossman | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 16 Mar 2015 | 100 | 619,557 | - | - | Common Stock, $0.0001 par value per share | |
| Adam S. Grossman | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 16 Mar 2015 | 5,500 | 625,057 | - | - | Common Stock, $0.0001 par value per share | |
| James Mond | CSO/CMO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 16 Mar 2015 | 1,250 | 2,565 | - | - | Common Stock, $0.0001 par value per share | |
| Lawrence P. Guiheen | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 16 Mar 2015 | 1,000 | 6,000 | - | - | Common Stock, $0.0001 par value per share | |
| Eric I. Richman | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 13 Mar 2015 | 2,500 | 2,500 | - | - | Common Stock, $0.0001 par value per share | |
| Eric I. Richman | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 13 Mar 2015 | 1,000 | 3,500 | - | - | Common Stock, $0.0001 par value per share | |
| Steven A. Elms | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jan 2015 | 9,000 | 9,000 | - | - | Options to purchase | |
| Jerrold B. Grossman | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jan 2015 | 9,000 | 9,000 | - | - | Options to purchase | |
| Eric I. Richman | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jan 2015 | 9,000 | 9,000 | - | - | Options to purchase | |
| Brian Lenz | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jan 2015 | 18,000 | 18,000 | - | - | Options to purchase | |
| Dov A. Goldstein | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jan 2015 | 9,000 | 9,000 | - | - | Options to purchase | |
| Adam S. Grossman | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jan 2015 | 60,000 | 60,000 | - | - | Options to purchase | |
| Bryant E. Fong | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jan 2015 | 9,000 | 9,000 | - | - | Options to purchase | |
| James Mond | CSO/CMO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jan 2015 | 22,000 | 22,000 | - | - | Options to purchase | |
| Lawrence P. Guiheen | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jan 2015 | 9,000 | 9,000 | - | - | Options to purchase | |
| Jerrold Grossman | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 11 Sep 2014 | 800 | 576,374 | - | - | Common Stock, $0.0001 par value per share | |
| Adam S. Grossman | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 11 Sep 2014 | 3,000 | 609,157 | - | - | Common Stock, $0.0001 par value per share | |
| Adam S. Grossman | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 11 Sep 2014 | 1,000 | 610,157 | - | - | Common Stock, $0.0001 par value per share | |
| Adam S. Grossman | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 11 Sep 2014 | 300 | 610,457 | - | - | Common Stock, $0.0001 par value per share | |
| Adam S. Grossman | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 22 Aug 2014 | 1,000 | 606,157 | - | - | Common Stock, $0.0001 par value per share | |
| Adam S. Grossman | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 21 Aug 2014 | 600 | 605,157 | - | - | Common Stock, $0.0001 par value per share | |
| Brian Lenz | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 13 Aug 2014 | 500 | 3,000 | - | - | Common Stock, $0.0001 par value per share | |
| Adam S. Grossman | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 13 Aug 2014 | 1,000 | 603,457 | - | - | Common Stock, $0.0001 par value per share | |
| Adam S. Grossman | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 13 Aug 2014 | 1,100 | 604,557 | - | - | Common Stock, $0.0001 par value per share | |
| Steven A. Elms | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jun 2014 | 9,000 | 9,000 | - | - | Options to purchase | |
| Jerrold Grossman | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jun 2014 | 9,000 | 9,000 | - | - | Options to purchase | |
| Eric I. Richman | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jun 2014 | 9,000 | 9,000 | - | - | Options to purchase | |
| Brian Lenz | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jun 2014 | 39,032 | 39,032 | - | - | Options to purchase | |
| Dov A. Goldstein | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jun 2014 | 9,000 | 9,000 | - | - | Options to purchase | |
| Adam S. Grossman | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jun 2014 | 99,309 | 99,309 | - | - | Options to purchase | |
| Bryant E. Fong | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jun 2014 | 9,000 | 9,000 | - | - | Options to purchase | |
| James Mond | CSO/CMO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jun 2014 | 29,591 | 29,591 | - | - | Options to purchase | |
| Lawrence P. Guiheen | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jun 2014 | 9,000 | 9,000 | - | - | Options to purchase | |
| Adam S. Grossman | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 18 Jun 2014 | 1,875 | 602,457 | - | - | Common Stock, $0.0001 par value per share | |
| Adam S. Grossman | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 03 Jun 2014 | 425 | 600,582 | - | - | Common Stock, $0.0001 par value per share | |
| Adam S. Grossman | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 28 May 2014 | 200 | 600,157 | - | - | Common Stock, $0.0001 par value per share | |
| Adam S. Grossman | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 May 2014 | 500 | 599,957 | - | - | Common Stock, $0.0001 par value per share | |
| Brian Lenz | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 22 May 2014 | 500 | 2,500 | - | - | Common Stock, $0.0001 par value per share | |
| Adam S. Grossman | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 21 May 2014 | 2,226 | 597,457 | - | - | Common Stock, $0.0001 par value per share | |
| Adam S. Grossman | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 21 May 2014 | 2,000 | 599,457 | - | - | Common Stock, $0.0001 par value per share | |
| Adam S. Grossman | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 19 May 2014 | 874 | 595,231 | - | - | Common Stock, $0.0001 par value per share | |
| Brian Lenz | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 14 May 2014 | 1,000 | 2,000 | - | - | Common Stock, $0.0001 par value per share | |
| Adam S. Grossman | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 14 May 2014 | 3,000 | 583,957 | - | - | Common Stock, $0.0001 par value per share | |
| Adam S. Grossman | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 14 May 2014 | 500 | 584,457 | - | - | Common Stock, $0.0001 par value per share | |
| Adam S. Grossman | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 14 May 2014 | 9,400 | 593,857 | - | - | Common Stock, $0.0001 par value per share | |
| Adam S. Grossman | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 14 May 2014 | 500 | 594,357 | - | - | Common Stock, $0.0001 par value per share | |
| James Mond | CSO/CMO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 14 May 2014 | 1,315 | 1,315 | - | - | Common Stock, $0.0001 par value per share | |
| Jerrold Grossman | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 10 Dec 2013 | 500 | 575,574 | - | - | Common Stock, $0.0001 par value per share |