Donald R. Joseph
|
Chief Legal Officer and Secy |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Mar 2023 |
30,000 |
30,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
John M. Dunn
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Mar 2023 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (right to buy) |
Jason A. Amello
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Mar 2023 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (right to buy) |
Michelle G. Burris
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Mar 2023 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (right to buy) |
Stephen Aselage
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Mar 2023 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (right to buy) |
Harry S. Palmin
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Mar 2023 |
30,000 |
30,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
John M. Klopp
|
Chief Technical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Mar 2023 |
30,000 |
30,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Jefferson E. Davis
|
Chief Business Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Mar 2023 |
30,000 |
30,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Bernard H. Paul
|
Chief People Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Mar 2023 |
30,000 |
30,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Adrian Quartel
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Mar 2023 |
30,000 |
30,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Tanya Hayden
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Mar 2023 |
30,000 |
30,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Stephen Aselage
|
Director |
Purchase of securities on an exchange or from another person at price $ 1.22 per share. |
29 Nov 2022 |
409,836 |
483,741
(4%)
|
4%
|
1.2 |
500,000
|
Common Stock |
Chris Schelling
|
Director, President & CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 1.22 per share. |
29 Nov 2022 |
819,672 |
2,712,529
(26%)
|
8%
|
1.2 |
1,000,000
|
Common Stock |
Tanya Hayden
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Jun 2022 |
25,000 |
25,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Adrian Quartel
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Feb 2022 |
200,000 |
200,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Donald R. Joseph
|
Chief Legal Officer and Secy |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Jan 2022 |
25,000 |
25,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
John M. Dunn
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Jan 2022 |
18,500 |
18,500
|
-
|
|
-
|
Stock Option (right to buy) |
Jason A. Amello
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Jan 2022 |
18,500 |
18,500
|
-
|
|
-
|
Stock Option (right to buy) |
Michelle G. Burris
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Jan 2022 |
18,500 |
18,500
|
-
|
|
-
|
Stock Option (right to buy) |
Stephen Aselage
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Jan 2022 |
18,500 |
18,500
|
-
|
|
-
|
Stock Option (right to buy) |
Harry S. Palmin
|
Chief Opp. and Financial Offr |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Jan 2022 |
25,000 |
25,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Chris Schelling
|
Director, President & CEO, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Jan 2022 |
50,000 |
50,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Matthew T. Seibt
|
Chief Commercial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Jan 2022 |
25,000 |
25,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
John M. Klopp
|
Chief Technical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Jan 2022 |
25,000 |
25,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Jefferson E. Davis
|
Chief Business Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Jan 2022 |
25,000 |
25,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Bernard H. Paul
|
Chief People Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Jan 2022 |
25,000 |
25,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Stephen Aselage
|
Director |
Purchase of securities on an exchange or from another person at price $ 2.04 per share. |
09 Dec 2021 |
7,984 |
73,905
(0%)
|
0%
|
2.0 |
16,287
|
Common Stock |
Stephen Aselage
|
Director |
Purchase of securities on an exchange or from another person at price $ 2.15 per share. |
09 Dec 2021 |
2,016 |
65,921
(0%)
|
0%
|
2.1 |
4,334
|
Common Stock |
Jefferson E. Davis
|
Chief Business Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Feb 2021 |
100,000 |
100,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Donald R. Joseph
|
Chief Legal Officer and Secy |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Jan 2021 |
60,000 |
60,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
John M. Dunn
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Jan 2021 |
15,000 |
15,000
|
-
|
|
-
|
Stock Option (right to buy) |
Jason A. Amello
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Jan 2021 |
15,000 |
15,000
|
-
|
|
-
|
Stock Option (right to buy) |
Michelle G. Burris
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Jan 2021 |
15,000 |
15,000
|
-
|
|
-
|
Stock Option (right to buy) |
Stephen Aselage
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Jan 2021 |
15,000 |
15,000
|
-
|
|
-
|
Stock Option (right to buy) |
Harry S. Palmin
|
Chief Opp. and Financial Offr |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Jan 2021 |
60,000 |
60,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Chris Schelling
|
Director, President & CEO, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Jan 2021 |
40,000 |
40,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Matthew T. Seibt
|
Chief Commercial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Jan 2021 |
20,000 |
20,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
John Klopp
|
Chief Technical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Jan 2021 |
20,000 |
20,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Donald R. Joseph
|
Chief Legal Officer and Secy |
Purchase of securities on an exchange or from another person at price $ 3.50 per share. |
24 Jul 2020 |
14,285 |
14,285
(0%)
|
0%
|
3.5 |
49,998
|
Common Stock |
John M. Dunn
|
None |
Purchase of securities on an exchange or from another person at price $ 3.50 per share. |
24 Jul 2020 |
21,428 |
27,380
(0%)
|
0%
|
3.5 |
74,998
|
Common Stock |
Stephen Aselage
|
None |
Purchase of securities on an exchange or from another person at price $ 3.50 per share. |
24 Jul 2020 |
45,000 |
63,905
(0%)
|
0%
|
3.5 |
157,500
|
Common Stock |
Chris Schelling
|
Director, President & CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 3.50 per share. |
24 Jul 2020 |
142,857 |
1,892,857
(18%)
|
1%
|
3.5 |
500,000
|
Common Stock |
John M. Dunn
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2020 |
9,000 |
9,000
|
-
|
|
-
|
Stock Option (right to buy) |
Jason A. Amello
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2020 |
9,000 |
9,000
|
-
|
|
-
|
Stock Option (right to buy) |
Michelle G. Burris
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2020 |
9,000 |
9,000
|
-
|
|
-
|
Stock Option (right to buy) |
Stephen Aselage
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2020 |
9,000 |
9,000
|
-
|
|
-
|
Stock Option (right to buy) |
Donald R. Joseph
|
Chief Legal Officer and Secy |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Sep 2019 |
40,000 |
40,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Harry S. Palmin
|
Chief Opp. and Financial Offr |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Sep 2019 |
40,000 |
40,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
William T. Andrews
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Sep 2019 |
40,000 |
40,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Matthew T. Seibt
|
Chief Commercial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Sep 2019 |
50,000 |
50,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Stephen Aselage
|
None |
Purchase of securities on an exchange or from another person at price $ 3.72 per share. |
03 Jul 2019 |
5,000 |
18,905
(0%)
|
0%
|
3.7 |
18,581
|
Common Stock |
William T. Andrews
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Mar 2019 |
9,000 |
9,000
(0%)
|
0%
|
|
0
|
Common Stock |
Donald R. Joseph
|
Chief Legal Officer and Secy |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Feb 2019 |
27,000 |
27,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
John M. Dunn
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Feb 2019 |
6,000 |
6,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Jason A. Amello
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Feb 2019 |
6,000 |
6,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Michelle G. Burris
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Feb 2019 |
6,000 |
6,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Stephen Aselage
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Feb 2019 |
6,000 |
6,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Harry S. Palmin
|
Chief Opp. and Financial Offr |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Feb 2019 |
27,000 |
27,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
William T. Andrews
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Feb 2019 |
27,000 |
27,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Chris Schelling
|
Director, President and Chief Executive |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Feb 2019 |
72,500 |
72,500
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Salma Jutt-Eghbali
|
Chief Commercial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Dec 2018 |
60,000 |
60,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Donald R. Joseph
|
Chief Legal Officer and Secy |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 Apr 2018 |
60,000 |
60,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Stephen Aselage
|
None |
Purchase of securities on an exchange or from another person at price $ 12.00 per share. |
14 Dec 2017 |
2,000 |
13,905
(0%)
|
0%
|
12 |
24,000
|
Common Stock |
John M. Dunn
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Oct 2017 |
6,000 |
6,000
|
-
|
|
-
|
Stock Option (right to buy) |
Jason A. Amello
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Oct 2017 |
9,000 |
9,000
|
-
|
|
-
|
Stock Option (right to buy) |
Michelle G. Burris
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Oct 2017 |
9,000 |
9,000
|
-
|
|
-
|
Stock Option (right to buy) |
Stephen Aselage
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Oct 2017 |
6,000 |
6,000
|
-
|
|
-
|
Stock Option (right to buy) |
Harry S. Palmin
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Oct 2017 |
67,600 |
67,600
|
-
|
|
-
|
Employee Stock Option (right to buy) |
William T. Andrews
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Oct 2017 |
100,000 |
100,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Chris Schelling
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Oct 2017 |
46,000 |
46,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
John M. Dunn
|
None |
Other type of transaction at price $ 0.00 per share. |
19 Sep 2017 |
16,000 |
16,000
|
-
|
|
-
|
Nonqualified Stock Option (right to buy) |
John M. Dunn
|
None |
Other type of transaction at price $ 0.00 per share. |
19 Sep 2017 |
5,952 |
5,952
(0%)
|
0%
|
|
0
|
Common Stock |
Stephen Aselage
|
None |
Other type of transaction at price $ 0.00 per share. |
19 Sep 2017 |
11,905 |
11,905
(0%)
|
0%
|
|
0
|
Common Stock |
Stephen Aselage
|
None |
Other type of transaction at price $ 0.00 per share. |
19 Sep 2017 |
21,000 |
21,000
|
-
|
|
-
|
Nonqualified Stock Option (right to buy) |
Harry S. Palmin
|
Chief Financial Officer |
Other type of transaction at price $ 0.00 per share. |
19 Sep 2017 |
125,000 |
125,000
(1%)
|
1%
|
|
0
|
Common Stock |
Chris Schelling
|
Director, President and CEO |
Other type of transaction at price $ 0.00 per share. |
19 Sep 2017 |
1,750,000 |
1,750,000
(22%)
|
22%
|
|
0
|
Common Stock |
Robert D. Steiner
|
Chief Medical Officer |
Other type of transaction at price $ 0.00 per share. |
19 Sep 2017 |
40,000 |
40,000
|
-
|
|
-
|
Nonqualified Stock Option (right to buy) |
Timothy C. Barabe
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
18 Nov 2016 |
16,000 |
0
|
-
|
|
-
|
Warrants (Right to Buy) |
Timothy C. Barabe
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
18 Nov 2016 |
7,809 |
12,910
|
-
|
|
-
|
Common Stock |
Timothy C. Barabe
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
18 Nov 2016 |
7,105 |
20,719
|
-
|
|
-
|
Common Stock |
Timothy C. Barabe
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Sep 2016 |
6,455 |
27,824
|
-
|
|
-
|
Common Stock |
Scott B. Seaman
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Sep 2016 |
6,455 |
29,989
|
-
|
|
-
|
Common Stock |
Michael S. Richman
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Sep 2016 |
6,455 |
25,884
|
-
|
|
-
|
Common Stock |
Gail Maderis
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Sep 2016 |
6,455 |
25,884
|
-
|
|
-
|
Common Stock |
Timothy C. Barabe
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Jun 2016 |
6,455 |
21,369
|
-
|
|
-
|
Common Stock |
Scott B. Seaman
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Jun 2016 |
6,455 |
23,534
|
-
|
|
-
|
Common Stock |
Michael S. Richman
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Jun 2016 |
6,455 |
19,429
|
-
|
|
-
|
Common Stock |
Gail Maderis
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Jun 2016 |
6,455 |
19,429
|
-
|
|
-
|
Common Stock |
Timothy C. Barabe
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 May 2016 |
6,455 |
14,914
|
-
|
|
-
|
Common Stock |
Donna R. Rill
|
Chief Development Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 May 2016 |
50,000 |
50,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Scott B. Seaman
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 May 2016 |
6,455 |
17,079
|
-
|
|
-
|
Common Stock |
Michael S. Richman
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 May 2016 |
6,455 |
12,974
|
-
|
|
-
|
Common Stock |
Neil K. Warma
|
Director, President, CEO and Acting CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 May 2016 |
50,000 |
50,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Gail Maderis
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 May 2016 |
6,455 |
12,974
|
-
|
|
-
|
Common Stock |
Don Healey
|
Chief Scientific Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 May 2016 |
50,000 |
50,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Timothy C. Barabe
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2015 |
1,354 |
8,460
|
-
|
|
-
|
Common Stock |
Michael S. Richman
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2015 |
1,354 |
6,520
|
-
|
|
-
|
Common Stock |
Gail Maderis
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2015 |
1,354 |
6,520
|
-
|
|
-
|
Common Stock |
Timothy C. Barabe
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Sep 2015 |
1,200 |
7,106
|
-
|
|
-
|
Common Stock |
Michael S. Richman
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Sep 2015 |
1,200 |
5,166
|
-
|
|
-
|
Common Stock |
Gail Maderis
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Sep 2015 |
1,200 |
5,166
|
-
|
|
-
|
Common Stock |
Timothy C. Barabe
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Jun 2015 |
8,427 |
47,245
|
-
|
|
-
|
Common Stock |
Michael S. Richman
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Jun 2015 |
8,427 |
31,729
|
-
|
|
-
|
Common Stock |
Gail Maderis
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Jun 2015 |
8,427 |
31,729
|
-
|
|
-
|
Common Stock |
Timothy C. Barabe
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
08 Apr 2015 |
16,000 |
0
|
-
|
|
-
|
Subscription Rights (Right to Buy) |
Timothy C. Barabe
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
08 Apr 2015 |
16,000 |
38,818
|
-
|
|
-
|
Common Stock |
Timothy C. Barabe
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
08 Apr 2015 |
16,000 |
16,000
|
-
|
|
-
|
Warrants (Right to Buy) |
Scott B. Seaman
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
08 Apr 2015 |
518,707 |
0
|
-
|
|
-
|
Subscription Rights (Right to Buy) |
Scott B. Seaman
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
08 Apr 2015 |
518,707 |
518,707
|
-
|
|
-
|
Warrants (Right to Buy) |
Scott B. Seaman
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
08 Apr 2015 |
44,087 |
44,087
|
-
|
|
-
|
Warrants (Right to Buy) |
Scott B. Seaman
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
08 Apr 2015 |
518,707 |
1,037,414
|
-
|
|
-
|
Common Stock |
Scott B. Seaman
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
08 Apr 2015 |
44,087 |
0
|
-
|
|
-
|
Subscription Rights (Right to Buy) |
Scott B. Seaman
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
08 Apr 2015 |
44,087 |
85,000
|
-
|
|
-
|
Common Stock |
Michael S. Richman
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
08 Apr 2015 |
8,242 |
23,302
|
-
|
|
-
|
Common Stock |
Michael S. Richman
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
08 Apr 2015 |
8,242 |
8,242
|
-
|
|
-
|
Warrants (Right to Buy) |
Michael S. Richman
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
08 Apr 2015 |
8,242 |
0
|
-
|
|
-
|
Subscription Rights (Right to Buy) |
Neil K. Warma
|
Director, President and CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
08 Apr 2015 |
37,247 |
37,247
|
-
|
|
-
|
Warrants (Right to Buy) |
Neil K. Warma
|
Director, President and CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
08 Apr 2015 |
37,247 |
144,881
|
-
|
|
-
|
Common Stock |
Neil K. Warma
|
Director, President and CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
08 Apr 2015 |
37,247 |
0
|
-
|
|
-
|
Subscription Rights (Right to Buy) |
Gail Maderis
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
08 Apr 2015 |
8,242 |
8,242
|
-
|
|
-
|
Warrants (Right to Buy) |
Gail Maderis
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
08 Apr 2015 |
8,242 |
0
|
-
|
|
-
|
Subscription Rights (Right to Buy) |
Gail Maderis
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
08 Apr 2015 |
8,242 |
23,302
|
-
|
|
-
|
Common Stock |
Karthik Radhakrishnan
|
Chief Financial Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
08 Apr 2015 |
50,000 |
0
|
-
|
|
-
|
Subscription Rights (Right to Buy) |
Karthik Radhakrishnan
|
Chief Financial Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
08 Apr 2015 |
50,000 |
50,000
|
-
|
|
-
|
Warrants (Right to Buy) |
Karthik Radhakrishnan
|
Chief Financial Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
08 Apr 2015 |
50,000 |
124,659
|
-
|
|
-
|
Common Stock |
Timothy C. Barabe
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Mar 2015 |
6,818 |
22,818
|
-
|
|
-
|
Common Stock |
Timothy C. Barabe
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Mar 2015 |
23,804 |
23,804
|
-
|
|
-
|
Stock Option (Right to Buy) |
Timothy C. Barabe
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Mar 2015 |
71,410 |
71,410
|
-
|
|
-
|
Stock Option (Right to Buy) |
Scott B. Seaman
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Mar 2015 |
23,804 |
23,804
|
-
|
|
-
|
Stock Option (Right to Buy) |
Scott B. Seaman
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Mar 2015 |
35,706 |
35,706
|
-
|
|
-
|
Stock Option (Right to Buy) |
Scott B. Seaman
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Mar 2015 |
71,410 |
71,410
|
-
|
|
-
|
Stock Option (Right to Buy) |
Michael S. Richman
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Mar 2015 |
23,804 |
23,804
|
-
|
|
-
|
Stock Option (Right to Buy) |
Michael S. Richman
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Mar 2015 |
71,410 |
71,410
|
-
|
|
-
|
Stock Option (Right to Buy) |
Michael S. Richman
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Mar 2015 |
6,818 |
15,060
|
-
|
|
-
|
Common Stock |
Gail Maderis
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Mar 2015 |
71,410 |
71,410
|
-
|
|
-
|
Stock Option (Right to Buy) |
Gail Maderis
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Mar 2015 |
23,804 |
23,804
|
-
|
|
-
|
Stock Option (Right to Buy) |
Gail Maderis
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Mar 2015 |
6,818 |
15,060
|
-
|
|
-
|
Common Stock |
Hans-Peter Hartung
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Mar 2015 |
23,804 |
23,804
|
-
|
|
-
|
Stock Option (Right to Buy) |
Hans-Peter Hartung
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Mar 2015 |
71,410 |
71,410
|
-
|
|
-
|
Stock Option (Right to Buy) |
Donna R. Rill
|
Chief Development Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Mar 2015 |
50,000 |
50,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Neil K. Warma
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Mar 2015 |
120,000 |
120,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Karthik Radhakrishnan
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Mar 2015 |
50,000 |
50,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Timothy C. Barabe
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
17 Sep 2014 |
10,000 |
16,000
|
-
|
|
-
|
Common Stock |
Neil K. Warma
|
Director, President & CEO |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
16 Sep 2014 |
10,000 |
107,634
|
-
|
|
-
|
Common Stock |
Timothy C. Barabe
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Mar 2014 |
6,000 |
6,000
|
-
|
|
-
|
Common Stock |
Timothy C. Barabe
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Mar 2014 |
12,900 |
12,900
|
-
|
|
-
|
Stock Option (Right to Buy) |
Timothy C. Barabe
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Mar 2014 |
4,300 |
4,300
|
-
|
|
-
|
Stock Option (Right to Buy) |
Hans-Peter Hartung
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Mar 2014 |
12,900 |
12,900
|
-
|
|
-
|
Stock Option (Right to Buy) |
Hans-Peter Hartung
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Mar 2014 |
4,300 |
4,300
|
-
|
|
-
|
Stock Option (Right to Buy) |
Hans-Peter Hartung
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Mar 2014 |
6,450 |
6,450
|
-
|
|
-
|
Stock Option (Right to Buy) |
Donna R. Rill
|
Chief Development Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Feb 2014 |
64,625 |
64,625
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Donna R. Rill
|
Chief Development Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Feb 2014 |
12,363 |
32,765
|
-
|
|
-
|
Common Stock |
Scott B. Seaman
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Feb 2014 |
17,686 |
17,686
|
-
|
|
-
|
Stock Option (Right to Buy) |
Scott B. Seaman
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Feb 2014 |
8,844 |
8,844
|
-
|
|
-
|
Stock Option (Right to Buy) |
Scott B. Seaman
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Feb 2014 |
5,896 |
5,896
|
-
|
|
-
|
Stock Option (Right to Buy) |
Michael S. Richman
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Feb 2014 |
17,686 |
17,686
|
-
|
|
-
|
Stock Option (Right to Buy) |
Michael S. Richman
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Feb 2014 |
5,896 |
5,896
|
-
|
|
-
|
Stock Option (Right to Buy) |
Michael S. Richman
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Feb 2014 |
8,242 |
8,242
|
-
|
|
-
|
Common Stock |
Neil K. Warma
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Feb 2014 |
316,250 |
316,250
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Neil K. Warma
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Feb 2014 |
51,748 |
97,634
|
-
|
|
-
|
Common Stock |
Gail Maderis
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Feb 2014 |
8,242 |
8,242
|
-
|
|
-
|
Common Stock |
Gail Maderis
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Feb 2014 |
5,896 |
5,896
|
-
|
|
-
|
Stock Option (Right to Buy) |
Gail Maderis
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Feb 2014 |
17,686 |
17,686
|
-
|
|
-
|
Stock Option (Right to Buy) |
Karthik Radhakrishnan
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Feb 2014 |
64,625 |
64,625
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Karthik Radhakrishnan
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Feb 2014 |
16,659 |
74,659
|
-
|
|
-
|
Common Stock |
Scott B. Seaman
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
18 Dec 2013 |
30,000 |
40,913
|
-
|
|
-
|
Common Stock |
Karthik Radhakrishnan
|
Chief Financial Officer |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
18 Dec 2013 |
8,000 |
58,000
|
-
|
|
-
|
Common Stock |
Donna R. Rill
|
Chief Development Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Nov 2013 |
20,000 |
20,402
|
-
|
|
-
|
Common Stock |
Neil K. Warma
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Nov 2013 |
50,000 |
50,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Neil K. Warma
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Nov 2013 |
28,571 |
45,886
|
-
|
|
-
|
Common Stock |
Scott B. Seaman
|
None |
|
24 Sep 2013 |
269,182 |
518,708
|
-
|
|
-
|
Common Stock |
Neil K. Warma
|
Director, President & CEO |
|
24 Sep 2013 |
8,076 |
17,315
|
-
|
|
-
|
Common Stock |
David E. Jorden
|
None |
|
24 Sep 2013 |
61,912 |
293,456
|
-
|
|
-
|
Common Stock |
Karthik Radhakrishnan
|
Chief Financial Officer |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
08 Aug 2013 |
50,000 |
50,000
|
-
|
|
-
|
Common Stock |
Scott B. Seaman
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Jun 2013 |
19,345 |
249,526
|
-
|
|
-
|
Common Stock |
Neil K. Warma
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Jun 2013 |
581 |
9,239
|
-
|
|
-
|
Common Stock |
David E. Jorden
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Jun 2013 |
4,450 |
231,544
|
-
|
|
-
|
Common Stock |
Scott B. Seaman
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Apr 2013 |
17,143 |
17,143
|
-
|
|
-
|
Stock Option (Right to Buy) |
Scott B. Seaman
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Apr 2013 |
5,000 |
5,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Michael S. Richman
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Apr 2013 |
17,143 |
17,143
|
-
|
|
-
|
Stock Option (Right to Buy) |
Michael S. Richman
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Apr 2013 |
5,000 |
5,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
David E. Jorden
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Apr 2013 |
5,000 |
5,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
David E. Jorden
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Apr 2013 |
17,143 |
17,143
|
-
|
|
-
|
Stock Option (Right to Buy) |
Gail Maderis
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Apr 2013 |
5,000 |
5,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Gail Maderis
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Apr 2013 |
17,143 |
17,143
|
-
|
|
-
|
Stock Option (Right to Buy) |
Karthik Radhakrishnan
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Mar 2013 |
125,000 |
125,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Scott B. Seaman
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
12 Feb 2013 |
25 |
49,975
|
-
|
|
-
|
Common Stock Warrant (Right to Buy) |
Scott B. Seaman
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
12 Feb 2013 |
11,966 |
1,318
|
-
|
|
-
|
Common Stock Warrant (Right to Buy) |
Scott B. Seaman
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
12 Feb 2013 |
1,318 |
0
|
-
|
|
-
|
Common Stock Warrant (Right to Buy) |
Scott B. Seaman
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
12 Feb 2013 |
36,691 |
13,284
|
-
|
|
-
|
Common Stock Warrant (Right to Buy) |
Donna R. Rill
|
Chief Development Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Feb 2013 |
20,000 |
20,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Donna R. Rill
|
Chief Development Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Feb 2013 |
20,939 |
20,939
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Neil K. Warma
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Feb 2013 |
95,970 |
95,970
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Scott B. Seaman
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Jan 2013 |
22,950 |
22,950
|
-
|
|
-
|
Common Stock Warrant (Right to Buy) |
Neil K. Warma
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Jan 2013 |
688 |
688
|
-
|
|
-
|
Common Stock Warrant (Right to Buy) |
David E. Jorden
|
Director, Acting Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Jan 2013 |
5,278 |
5,278
|
-
|
|
-
|
Common Stock Warrant (Right to Buy) |
Scott B. Seaman
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2012 |
19,978 |
230,181
|
-
|
|
-
|
Common Stock |
David E. Jorden
|
Director, Acting Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2012 |
37,500 |
37,500
|
-
|
|
-
|
Common Stock Warrant (Right to Buy) |
David E. Jorden
|
Director, Acting Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2012 |
4,595 |
227,094
|
-
|
|
-
|
Common Stock |
Donna R. Rill
|
SVP Operations & Quality Sys. |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Sep 2012 |
10,469 |
10,469
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Neil K. Warma
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Sep 2012 |
43,623 |
43,623
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Neil K. Warma
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Sep 2012 |
600 |
8,658
|
-
|
|
-
|
Common Stock |
Jaye Thompson
|
SVP Clinical Dev & Reg Affairs |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Sep 2012 |
10,469 |
10,469
|
-
|
|
-
|
Employee Stock Option (right to buy) |
David E. Jorden
|
Director, Acting Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Aug 2012 |
75,000 |
75,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Scott B. Seaman
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Jul 2012 |
468,750 |
468,750
|
-
|
|
-
|
Common Stock Warrant (Right to Buy) |
Neil K. Warma
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Jul 2012 |
14,063 |
14,063
|
-
|
|
-
|
Common Stock Warrant (Right to Buy) |
David E. Jorden
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Jul 2012 |
107,813 |
107,813
|
-
|
|
-
|
Common Stock Warrant (Right to Buy) |
Scott B. Seaman
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Mar 2012 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Scott B. Seaman
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Mar 2012 |
20,600 |
20,600
|
-
|
|
-
|
Stock Option (Right to Buy) |
Michael S. Richman
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Mar 2012 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Michael S. Richman
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Mar 2012 |
20,600 |
20,600
|
-
|
|
-
|
Stock Option (Right to Buy) |
David E. Jorden
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Mar 2012 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
David E. Jorden
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Mar 2012 |
20,600 |
20,600
|
-
|
|
-
|
Stock Option (Right to Buy) |
Gail Maderis
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Mar 2012 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Gail Maderis
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Mar 2012 |
20,600 |
20,600
|
-
|
|
-
|
Stock Option (Right to Buy) |
Donna R. Rill
|
SVP of Operations |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 Jan 2012 |
38,388 |
38,388
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Neil K. Warma
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 Jan 2012 |
174,493 |
174,493
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Jaye Thompson
|
SVP of Clin Dev & Reg Affairs |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 Jan 2012 |
38,388 |
38,388
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Gail Maderis
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
27 Oct 2011 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (right to buy) |
Gail Maderis
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
27 Oct 2011 |
1,667 |
1,667
|
-
|
|
-
|
Stock Option (right to buy) |
Gail Maderis
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
27 Oct 2011 |
1,756 |
1,756
|
-
|
|
-
|
Stock Option (right to buy) |
David T. Hung
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
05 Apr 2011 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (right to buy) |
David T. Hung
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
05 Apr 2011 |
10,500 |
10,500
|
-
|
|
-
|
Stock Option (right to buy) |
Scott B. Seaman
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
05 Apr 2011 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Scott B. Seaman
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
05 Apr 2011 |
10,500 |
10,500
|
-
|
|
-
|
Stock Option (Right to Buy) |
Michael S. Richman
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
05 Apr 2011 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (right to buy) |
Michael S. Richman
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
05 Apr 2011 |
10,500 |
10,500
|
-
|
|
-
|
Stock Option (right to buy) |
David E. Jorden
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
05 Apr 2011 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (right to buy) |
David E. Jorden
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
05 Apr 2011 |
10,500 |
10,500
|
-
|
|
-
|
Stock Option (right to buy) |
Donna R. Rill
|
SVP of Operations |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Jan 2011 |
25,000 |
25,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Neil K. Warma
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Jan 2011 |
75,000 |
75,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Jaye Thompson
|
SVP of Clin Dev & Reg Affairs |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Jan 2011 |
25,000 |
25,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Neil K. Warma
|
Director, President & CEO |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
11 Jun 2010 |
3,000 |
27,234
|
-
|
|
-
|
Common Stock |
Neil K. Warma
|
Director, President & CEO |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
11 Jun 2010 |
5,000 |
32,234
|
-
|
|
-
|
Common Stock |
David E. Jorden
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
11 Jun 2010 |
28,091 |
890,000
|
-
|
|
-
|
Common Stock |
David E. Jorden
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
11 Jun 2010 |
13,000 |
145,000
|
-
|
|
-
|
Series E Warrants (right to buy) |
Neil K. Warma
|
Director, President & CEO |
|
09 Jun 2010 |
21,213 |
24,234
|
-
|
|
-
|
Common Stock |
David E. Jorden
|
None |
|
09 Jun 2010 |
159,104 |
809,104
|
-
|
|
-
|
Common Stock |
David E. Jorden
|
None |
|
09 Jun 2010 |
52,805 |
861,909
|
-
|
|
-
|
Common Stock |
David T. Hung
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Apr 2010 |
10,000 |
10,000
|
-
|
|
-
|
Common Stock Option (right to buy) |
David T. Hung
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Apr 2010 |
7,889 |
7,889
|
-
|
|
-
|
Common Stock Option (right to buy) |
Scott B. Seaman
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Apr 2010 |
10,000 |
10,000
|
-
|
|
-
|
Common Stock Option (right to buy) |
Scott B. Seaman
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Apr 2010 |
7,889 |
7,889
|
-
|
|
-
|
Common Stock Option (right to buy) |
Michael S. Richman
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Apr 2010 |
10,000 |
10,000
|
-
|
|
-
|
Common Stock Option (right to buy) |
Michael S. Richman
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Apr 2010 |
7,889 |
7,889
|
-
|
|
-
|
Common Stock Option (right to buy) |
David E. Jorden
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Apr 2010 |
10,000 |
10,000
|
-
|
|
-
|
Common Stock Option (right to buy) |
David E. Jorden
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Apr 2010 |
7,889 |
7,889
|
-
|
|
-
|
Common Stock Option (right to buy) |
David E. Jorden
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
11 Dec 2009 |
25,000 |
650,000
|
-
|
|
-
|
Common Stock |
Donna R. Rill
|
Sr. V.P. of Operations |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Nov 2009 |
50,000 |
50,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Neil K. Warma
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Nov 2009 |
100,000 |
100,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Jaye Thompson
|
Sr VP Clin Dev & Reg Affairs |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Nov 2009 |
50,000 |
50,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
David E. Jorden
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
16 Nov 2009 |
25,000 |
625,000
|
-
|
|
-
|
Common Stock |
David E. Jorden
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
09 Nov 2009 |
4,500 |
600,000
|
-
|
|
-
|
Common Stock |
David E. Jorden
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
09 Nov 2009 |
20,000 |
804,880
|
-
|
|
-
|
Series E Warrant |
David E. Jorden
|
None |
|
13 Oct 2009 |
38,000 |
784,880
|
-
|
|
-
|
Common Stock |
David E. Jorden
|
None |
|
13 Oct 2009 |
38,000 |
595,500
|
-
|
|
-
|
Common Stock |
David E. Jorden
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
11 Sep 2009 |
9,840 |
822,880
|
-
|
|
-
|
Series E Warrant |
David T. Hung
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
10 Sep 2009 |
20,200 |
0
|
-
|
|
-
|
Common Stock |
David B. McWilliams
|
None |
Other type of transaction at price $ 0.00 per share. |
26 Aug 2009 |
37,000 |
238,668
|
-
|
|
-
|
Common Stock Option (right to buy) |
David B. McWilliams
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Aug 2009 |
8,000 |
246,668
|
-
|
|
-
|
Common Stock Option (right to buy) |
Scott B. Seaman
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Aug 2009 |
8,000 |
149,089
|
-
|
|
-
|
Common Stock Option (right to buy) |
Michael S. Richman
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Aug 2009 |
8,000 |
103,650
|
-
|
|
-
|
Common Stock Option (right to buy) |
David E. Jorden
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Aug 2009 |
8,000 |
813,040
|
-
|
|
-
|
Common Stock |
David T. Hung
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
25 Aug 2009 |
20,000 |
27,000
|
-
|
|
-
|
Common Stock |
David T. Hung
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
25 Aug 2009 |
6,800 |
20,200
|
-
|
|
-
|
Common Stock |
David T. Hung
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Aug 2009 |
8,000 |
76,105
|
-
|
|
-
|
Common Stock Option (right to buy) |
David T. Hung
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
20 Aug 2009 |
10,000 |
47,005
|
-
|
|
-
|
Common Stock |
David T. Hung
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
20 Aug 2009 |
5 |
47,000
|
-
|
|
-
|
Common Stock |
David T. Hung
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
20 Aug 2009 |
10,000 |
68,105
|
-
|
|
-
|
Option (right to buy) |
David E. Jorden
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Aug 2009 |
24,928 |
792,308
|
-
|
|
-
|
Series E Warrant |
David E. Jorden
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Aug 2009 |
12,732 |
805,040
|
-
|
|
-
|
Series E Warrant |
David E. Jorden
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 May 2009 |
50,000 |
742,380
|
-
|
|
-
|
Convertible Promissory Note |
David E. Jorden
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 May 2009 |
25,000 |
767,380
|
-
|
|
-
|
Common Stock Warrant (right to buy) |
Neil K. Warma
|
Director, Pres & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Apr 2009 |
20,000 |
423,021
|
-
|
|
-
|
Convertible Promissory Note |
Neil K. Warma
|
Director, Pres & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Apr 2009 |
10,000 |
433,021
|
-
|
|
-
|
Common Stock Warrant (right to buy) |
David E. Jorden
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Apr 2009 |
150,000 |
617,380
|
-
|
|
-
|
Convertible Promissory Note |
David E. Jorden
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Apr 2009 |
75,000 |
692,380
|
-
|
|
-
|
Common Stock Warrant (right to buy) |
David B. McWilliams
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 Feb 2009 |
8,000 |
275,668
|
-
|
|
-
|
Common Stock Option (right to buy) |
David T. Hung
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 Feb 2009 |
8,000 |
78,105
|
-
|
|
-
|
Common Stock Option (right to buy) |
Jim C. Williams
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 Feb 2009 |
28,643 |
162,573
|
-
|
|
-
|
Common Stock Option (right to buy) |
Donna R. Rill
|
Sr. V.P. of Operations |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 Feb 2009 |
8,396 |
151,776
|
-
|
|
-
|
Common Stock Option (right to buy) |
Scott B. Seaman
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 Feb 2009 |
28,250 |
133,089
|
-
|
|
-
|
Common Stock Option (right to buy) |
Scott B. Seaman
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 Feb 2009 |
8,000 |
141,089
|
-
|
|
-
|
Common Stock Option (right to buy) |
Michael S. Richman
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 Feb 2009 |
29,250 |
95,650
|
-
|
|
-
|
Common Stock Option (right to buy) |
David E. Jorden
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 Feb 2009 |
6,880 |
459,380
|
-
|
|
-
|
Common Stock Option (right to buy) |
David E. Jorden
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 Feb 2009 |
8,000 |
467,380
|
-
|
|
-
|
Common Stock Option (right to buy) |
Donna R. Rill
|
Senior V.P. of Operations |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 Jan 2009 |
40,000 |
143,380
|
-
|
|
-
|
Common Stock Option (right to buy) |
Lynne Hohlfeld
|
CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 Jan 2009 |
20,000 |
116,000
|
-
|
|
-
|
Common Stock Option (right to buy) |
Neil K. Warma
|
President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 Jan 2009 |
150,000 |
403,021
|
-
|
|
-
|
Common Stock Option (right to buy) |
Stark Jay Brian
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
19 Sep 2008 |
184,376 |
805,174
|
-
|
|
-
|
Common Stock, $0.50 par value per share |
Stark Jay Brian
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
19 Sep 2008 |
195,000 |
610,174
|
-
|
|
-
|
Common Stock, $0.50 par value per share |
Stark Jay Brian
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
19 Sep 2008 |
250,000 |
360,174
|
-
|
|
-
|
Common Stock, $0.50 par value per share |
Stark Jay Brian
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
19 Sep 2008 |
500 |
359,674
|
-
|
|
-
|
Common Stock, $0.50 par value per share |
David E. Jorden
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Aug 2008 |
20,000 |
452,500
|
-
|
|
-
|
Common Stock Option (right to buy) |
David T. Hung
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Aug 2008 |
15,105 |
47,005
|
-
|
|
-
|
Common Stock |
David T. Hung
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Aug 2008 |
15,105 |
70,105
|
-
|
|
-
|
Common Stock Warrant (right to buy) |
Scott B. Seaman
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Aug 2008 |
15,105 |
104,839
|
-
|
|
-
|
Common Stock Warrant (right to buy) |
Scott B. Seaman
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Aug 2008 |
15,105 |
43,655
|
-
|
|
-
|
Common Stock |
Neil K. Warma
|
President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Aug 2008 |
3,021 |
3,021
|
-
|
|
-
|
Common Stock |
Neil K. Warma
|
President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Aug 2008 |
3,021 |
253,021
|
-
|
|
-
|
Common Stock Warrant (right to buy) |
David B. McWilliams
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Jun 2008 |
10,000 |
228,668
|
-
|
|
-
|
Common Stock Option (right to buy) |
David B. McWilliams
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Jun 2008 |
39,000 |
267,668
|
-
|
|
-
|
Common Stock Option |
David T. Hung
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Jun 2008 |
10,000 |
55,000
|
-
|
|
-
|
Common Stock Option (right to buy) |
Jim C. Williams
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Jun 2008 |
23,000 |
133,930
|
-
|
|
-
|
Common Stock Option (right to buy) |
Donna R. Rill
|
V.P. Operations |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Jun 2008 |
33,000 |
103,380
|
-
|
|
-
|
Common Stock Option (right to buy) |
Gregory H. Bailey
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Jun 2008 |
10,000 |
103,928
|
-
|
|
-
|
Common Stock Option (right to buy) |
Lorin Jeffry Randall
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Jun 2008 |
10,000 |
30,000
|
-
|
|
-
|
Common Stock Option (right to buy) |
Scott B. Seaman
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Jun 2008 |
10,000 |
89,734
|
-
|
|
-
|
Common Stock Option (right to buy) |
Lynne Hohlfeld
|
CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Jun 2008 |
21,000 |
96,000
|
-
|
|
-
|
Common Stock Option (right to buy) |
Michael S. Richman
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Jun 2008 |
10,000 |
66,400
|
-
|
|
-
|
Common Stock Option (right to buy) |
David B. McWilliams
|
Director, CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 May 2008 |
8,700 |
218,668
|
-
|
|
-
|
Common Stock Option (right to buy) |
David T. Hung
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 May 2008 |
31,900 |
31,900
|
-
|
|
-
|
Common Stock |
Jim C. Williams
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 May 2008 |
10,300 |
110,930
|
-
|
|
-
|
Common Stock Option (right to buy) |
Donna R. Rill
|
Vice President, Operations |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 May 2008 |
3,000 |
70,380
|
-
|
|
-
|
Common Stock Option (right to buy) |
Gregory H. Bailey
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 May 2008 |
31,000 |
131,000
|
-
|
|
-
|
Common Stock |
Scott B. Seaman
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 May 2008 |
11,900 |
79,734
|
-
|
|
-
|
Common Stock (right to buy) |
Lynne Hohlfeld
|
CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 May 2008 |
8,000 |
75,000
|
-
|
|
-
|
Common Stock Option (right to buy) |
Michael S. Richman
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 May 2008 |
11,400 |
56,400
|
-
|
|
-
|
Common Stock Option (right to buy) |
Scott B. Seaman
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
19 Feb 2008 |
10,000 |
67,834
|
-
|
|
-
|
Series E Warrant |
Scott B. Seaman
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
19 Feb 2008 |
10,000 |
28,550
|
-
|
|
-
|
Common Stock |
David B. McWilliams
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Jun 2007 |
41,000 |
203,000
|
-
|
|
-
|
Common Stock Option (right to buy) |
David T. Hung
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Jun 2007 |
10,000 |
45,000
|
-
|
|
-
|
Common Stock Option (right to buy) |
Jim C. Williams
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Jun 2007 |
30,000 |
97,875
|
-
|
|
-
|
Common Stock Option (right to buy) |
Donna R. Rill
|
Vice President of Operations |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Jun 2007 |
32,000 |
67,380
|
-
|
|
-
|
Common Stock Option (right to buy) |
Gregory H. Bailey
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Jun 2007 |
10,000 |
45,000
|
-
|
|
-
|
Common Stock Option (right to buy) |
Scott B. Seaman
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Jun 2007 |
10,000 |
45,000
|
-
|
|
-
|
Common Stock Option (right to buy) |
Lynne Hohlfeld
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Jun 2007 |
32,000 |
67,000
|
-
|
|
-
|
Common Stock Option (right to buy) |
Michael S. Richman
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Jun 2007 |
10,000 |
45,000
|
-
|
|
-
|
Common Stock Option (right to buy) |
Lynne Hohlfeld
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Jul 2006 |
12,500 |
35,000
|
-
|
|
-
|
Common Stock Option (right to buy) |
David B. McWilliams
|
Director, CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Jun 2006 |
120,000 |
162,000
|
-
|
|
-
|
Common Stock Option (right to buy) |
Paul Frison
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Jun 2006 |
2,500 |
10,000
|
-
|
|
-
|
Common Stock Options (right to buy) |
David T. Hung
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Jun 2006 |
35,000 |
35,000
|
-
|
|
-
|
Common Stock Options (right to buy) |
C. William Rouse
|
CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Jun 2006 |
65,000 |
80,000
|
-
|
|
-
|
Common Stock Options (right to buy) |
C. William Rouse
|
CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Jun 2006 |
10,000 |
90,000
|
-
|
|
-
|
Common Stock Options (right to buy) |
Gregory H. Bailey
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Jun 2006 |
35,000 |
35,000
|
-
|
|
-
|
Common Stock Options (right to buy) |
Scott B. Seaman
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Jun 2006 |
35,000 |
35,000
|
-
|
|
-
|
Common Stock Options (right to buy) |
Paul Frison
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 May 2006 |
30,000 |
30,000
|
-
|
|
-
|
Common Stock Options (right to buy) |
Paul Frison
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 May 2006 |
10,000 |
40,000
|
-
|
|
-
|
Common Stock Options (right to buy) |
Paul Frison
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 May 2006 |
15,000 |
55,000
|
-
|
|
-
|
Common Stock Options (right to buy) |
Paul Frison
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 May 2006 |
20,000 |
75,000
|
-
|
|
-
|
Common Stock Options (right to buy) |
Gregory H. Bailey
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
25 Apr 2006 |
1 |
2
|
-
|
|
-
|
Warrant (right to buy) |
George R. Jarkesy
|
Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
22 Mar 2006 |
199,694 |
0
|
-
|
|
-
|
A Warrants to purchase common stock |
David B. McWilliams
|
Director, CFO |
Other type of transaction at price $ 0.00 per share. |
17 Feb 2006 |
2 |
7
|
-
|
|
-
|
Series A Warrant |
David B. McWilliams
|
Director, CFO |
Other type of transaction at price $ 0.00 per share. |
17 Feb 2006 |
1 |
6
|
-
|
|
-
|
Series A Warrant |
C. William Rouse
|
CFO |
Other type of transaction at price $ 0.00 per share. |
25 Jan 2006 |
1 |
2
|
-
|
|
-
|
Series A Warrant |
George R. Jarkesy
|
Ten Percent Owner |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
10 Jan 2006 |
2,000 |
1,298,000
|
-
|
|
-
|
Common Stock |
George R. Jarkesy
|
Ten Percent Owner |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
10 Jan 2006 |
6,000 |
1,292,000
|
-
|
|
-
|
Common Stock |
George R. Jarkesy
|
Ten Percent Owner |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
10 Jan 2006 |
30,000 |
1,262,000
|
-
|
|
-
|
Common Stock |
David B. McWilliams
|
Director, CEO |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
14 Dec 2005 |
2,000 |
66,256
|
-
|
|
-
|
Common Stock |
C. William Rouse
|
CFO |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
14 Dec 2005 |
1,500 |
164,420
|
-
|
|
-
|
Common Stock |
Paul Frison
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Oct 2005 |
30,000 |
65,000
|
-
|
|
-
|
Common Stock Options (right to buy) |
Paul Frison
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Oct 2005 |
10,000 |
75,000
|
-
|
|
-
|
Common Stock Options (right to buy) |
Anthony N. Kamin
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Oct 2005 |
30,000 |
145,000
|
-
|
|
-
|
Common Stock Options (right to buy) |
Anthony N. Kamin
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Oct 2005 |
2,500 |
147,500
|
-
|
|
-
|
Common Stock Options (right to buy) |
Anthony N. Kamin
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
17 Oct 2005 |
5,000 |
105,000
|
-
|
|
-
|
Common Stock |
Terry Wesner
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Oct 2005 |
30,000 |
75,000
|
-
|
|
-
|
Common Stock Options (right to buy) |
Terry Wesner
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Oct 2005 |
7,500 |
82,500
|
-
|
|
-
|
Common Stock Options (right to buy) |
David B. McWilliams
|
Director, CEO |
Other type of transaction at price $ 0.00 per share. |
30 Jun 2005 |
36,922 |
40,922
|
-
|
|
-
|
Common Stock |
David B. McWilliams
|
Director, CEO |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
30 Jun 2005 |
23,334 |
64,256
|
-
|
|
-
|
Common Stock |
David B. McWilliams
|
Director, CEO |
Other type of transaction at price $ 0.00 per share. |
30 Jun 2005 |
2 |
0
|
-
|
|
-
|
15% Subordinated Convertible Note |
David B. McWilliams
|
Director, CEO |
Other type of transaction at price $ 0.00 per share. |
30 Jun 2005 |
2 |
0
|
-
|
|
-
|
Warrant (right to buy) |
David B. McWilliams
|
Director, CEO |
Other type of transaction at price $ 0.00 per share. |
30 Jun 2005 |
2 |
2
|
-
|
|
-
|
Series A Warrant |
David B. McWilliams
|
Director, CEO |
Other type of transaction at price $ 0.00 per share. |
30 Jun 2005 |
2 |
4
|
-
|
|
-
|
Series B Warrant |
David B. McWilliams
|
Director, CEO |
Other type of transaction at price $ 0.00 per share. |
30 Jun 2005 |
2 |
6
|
-
|
|
-
|
Series C Warrant |
David B. McWilliams
|
Director, CEO |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
30 Jun 2005 |
1 |
7
|
-
|
|
-
|
Series A Warrant |
David B. McWilliams
|
Director, CEO |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
30 Jun 2005 |
1 |
8
|
-
|
|
-
|
Series B Warrant |
David B. McWilliams
|
Director, CEO |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
30 Jun 2005 |
1 |
9
|
-
|
|
-
|
Series C Warrant |
C. William Rouse
|
CFO |
Other type of transaction at price $ 0.00 per share. |
30 Jun 2005 |
1 |
0
|
-
|
|
-
|
15% Subordinated Convertible Note |
C. William Rouse
|
CFO |
Other type of transaction at price $ 0.00 per share. |
30 Jun 2005 |
1 |
0
|
-
|
|
-
|
Warrant (right to buy) |
C. William Rouse
|
CFO |
Other type of transaction at price $ 0.00 per share. |
30 Jun 2005 |
1 |
1
|
-
|
|
-
|
Series A Warrant |
C. William Rouse
|
CFO |
Other type of transaction at price $ 0.00 per share. |
30 Jun 2005 |
1 |
2
|
-
|
|
-
|
Series B Warrant |
C. William Rouse
|
CFO |
Other type of transaction at price $ 0.00 per share. |
30 Jun 2005 |
1 |
3
|
-
|
|
-
|
Series C Warrant |
C. William Rouse
|
CFO |
Other type of transaction at price $ 0.00 per share. |
30 Jun 2005 |
11,670 |
162,920
|
-
|
|
-
|
Common Stock |
Paul Frison
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Jun 2005 |
15,000 |
35,000
|
-
|
|
-
|
Common Stock Options (right to buy) |
Anthony N. Kamin
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Jun 2005 |
15,000 |
115,000
|
-
|
|
-
|
Common Stock Options (right to buy) |
Warren C. Lau
|
Other |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
27 Apr 2005 |
36,000 |
1,062,748
|
-
|
|
-
|
Common Stock |
George R. Jarkesy
|
Ten Percent Owner |
Gift of securities by or to the insider at price $ 0.00 per share. |
14 Feb 2005 |
200,000 |
200,000
|
-
|
|
-
|
Common Stock |
George R. Jarkesy
|
Ten Percent Owner |
Gift of securities by or to the insider at price $ 0.00 per share. |
14 Feb 2005 |
124,088 |
324,088
|
-
|
|
-
|
Common Stock |
George R. Jarkesy
|
Ten Percent Owner |
Gift of securities by or to the insider at price $ 0.00 per share. |
14 Feb 2005 |
71,667 |
395,755
|
-
|
|
-
|
Common Stock |
George R. Jarkesy
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
14 Feb 2005 |
199,694 |
199,694
|
-
|
|
-
|
A Warrants to purchase common stock |
George R. Jarkesy
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
14 Feb 2005 |
79,878 |
279,572
|
-
|
|
-
|
B Warrants to purchase common stock |
George R. Jarkesy
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
14 Feb 2005 |
159,753 |
439,325
|
-
|
|
-
|
C Warrants to purchase common stock |
David B. McWilliams
|
Director, CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Jan 2005 |
1 |
420,000
|
-
|
|
-
|
Common Stock Option (right to buy) |
David B. McWilliams
|
Director, CEO |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
21 Jan 2005 |
1,500 |
4,000
|
-
|
|
-
|
Common Stock |
David B. McWilliams
|
Director, CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Jan 2005 |
1 |
420,000
|
-
|
|
-
|
Common Stock Option (right to buy) |
David B. McWilliams
|
Director, CEO |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
21 Jan 2005 |
1 |
2
|
-
|
|
-
|
15% Subordinated Convertible Note |
David B. McWilliams
|
Director, CEO |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
21 Jan 2005 |
1 |
2
|
-
|
|
-
|
Warrant (right to buy) |
C. William Rouse
|
CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Jan 2005 |
1 |
2
|
-
|
|
-
|
Common Stock Option (right to buy) |
C. William Rouse
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Jan 2005 |
1 |
2
|
-
|
|
-
|
Common Stock Option (right to buy) |
C. William Rouse
|
CFO |
|
31 Dec 2004 |
1,250 |
151,250
|
-
|
|
-
|
Common Stock |
C. William Rouse
|
CFO |
|
31 Dec 2004 |
1 |
1
|
-
|
|
-
|
Common Stock Option (right to buy) |
C. William Rouse
|
CFO |
|
31 Dec 2004 |
1 |
1
|
-
|
|
-
|
15% Subordinated Convertible Note |
C. William Rouse
|
CFO |
|
31 Dec 2004 |
1 |
1
|
-
|
|
-
|
Warrant (right to buy) |
Warren C. Lau
|
Other |
|
06 Oct 2004 |
200,000 |
1,078,748
|
-
|
|
-
|
Common Stock |
Warren C. Lau
|
Other |
|
06 Oct 2004 |
20,000 |
1,078,748
|
-
|
|
-
|
Common Stock |
George R. Jarkesy
|
Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
04 Jun 2004 |
1,012,500 |
1,512,500
|
-
|
|
-
|
Common Stock |
George R. Jarkesy
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
04 Jun 2004 |
500 |
1,512,000
|
-
|
|
-
|
Common Stock |
George R. Jarkesy
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
04 Jun 2004 |
1,000 |
1,511,000
|
-
|
|
-
|
Common Stock |
George R. Jarkesy
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
04 Jun 2004 |
500 |
1,510,500
|
-
|
|
-
|
Common Stock |
George R. Jarkesy
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
04 Jun 2004 |
1,000 |
1,509,500
|
-
|
|
-
|
Common Stock |
George R. Jarkesy
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
04 Jun 2004 |
2,000 |
1,507,500
|
-
|
|
-
|
Common Stock |
George R. Jarkesy
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
04 Jun 2004 |
2,000 |
1,505,500
|
-
|
|
-
|
Common Stock |
George R. Jarkesy
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
04 Jun 2004 |
1,000 |
1,504,500
|
-
|
|
-
|
Common Stock |
George R. Jarkesy
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
04 Jun 2004 |
1,000 |
1,503,500
|
-
|
|
-
|
Common Stock |
George R. Jarkesy
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
04 Jun 2004 |
1,000 |
1,502,500
|
-
|
|
-
|
Common Stock |
George R. Jarkesy
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
04 Jun 2004 |
2,000 |
1,500,500
|
-
|
|
-
|
Common Stock |
George R. Jarkesy
|
Ten Percent Owner |
Gift of securities by or to the insider at price $ 0.00 per share. |
04 Jun 2004 |
200,000 |
1,300,500
|
-
|
|
-
|
Common Stock |
James G. Otteson
|
Director, CEO and CFO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
01 Feb 2004 |
12,500,000 |
16,090,994
|
-
|
|
-
|
common stock |