Acer Therapeutics Inc

XNAS: ACER

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Insider Trading disclosures for Acer Therapeutics Inc

The latest disclosure was made by Donald R. Joseph in Acer Therapeutics Inc where a trade of 30,000 Employee Stock Option (right to buy) done was reported to US exchanges on March 14, 2023.

Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company. A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).

Client Name Client Category Action Reported to Exchange Quantity Post Transaction Holding Traded % Avg. Price Value Security Type
Donald R. Joseph Chief Legal Officer and Secy Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Mar 2023 30,000 30,000 - - Employee Stock Option (right to buy)
John M. Dunn Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Mar 2023 20,000 20,000 - - Stock Option (right to buy)
Jason A. Amello Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Mar 2023 20,000 20,000 - - Stock Option (right to buy)
Michelle G. Burris Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Mar 2023 20,000 20,000 - - Stock Option (right to buy)
Stephen Aselage Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Mar 2023 20,000 20,000 - - Stock Option (right to buy)
Harry S. Palmin Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Mar 2023 30,000 30,000 - - Employee Stock Option (right to buy)
John M. Klopp Chief Technical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Mar 2023 30,000 30,000 - - Employee Stock Option (right to buy)
Jefferson E. Davis Chief Business Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Mar 2023 30,000 30,000 - - Employee Stock Option (right to buy)
Bernard H. Paul Chief People Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Mar 2023 30,000 30,000 - - Employee Stock Option (right to buy)
Adrian Quartel Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Mar 2023 30,000 30,000 - - Employee Stock Option (right to buy)
Tanya Hayden Chief Operating Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Mar 2023 30,000 30,000 - - Employee Stock Option (right to buy)
Stephen Aselage Director Purchase of securities on an exchange or from another person at price $ 1.22 per share. 29 Nov 2022 409,836 483,741 (4%) 4% 1.2 500,000 Common Stock
Chris Schelling Director, President & CEO, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 1.22 per share. 29 Nov 2022 819,672 2,712,529 (26%) 8% 1.2 1,000,000 Common Stock
Tanya Hayden Chief Operating Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Jun 2022 25,000 25,000 - - Employee Stock Option (right to buy)
Adrian Quartel Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Feb 2022 200,000 200,000 - - Employee Stock Option (right to buy)
Donald R. Joseph Chief Legal Officer and Secy Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Jan 2022 25,000 25,000 - - Employee Stock Option (right to buy)
John M. Dunn Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Jan 2022 18,500 18,500 - - Stock Option (right to buy)
Jason A. Amello Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Jan 2022 18,500 18,500 - - Stock Option (right to buy)
Michelle G. Burris Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Jan 2022 18,500 18,500 - - Stock Option (right to buy)
Stephen Aselage Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Jan 2022 18,500 18,500 - - Stock Option (right to buy)
Harry S. Palmin Chief Opp. and Financial Offr Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Jan 2022 25,000 25,000 - - Employee Stock Option (right to buy)
Chris Schelling Director, President & CEO, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Jan 2022 50,000 50,000 - - Employee Stock Option (right to buy)
Matthew T. Seibt Chief Commercial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Jan 2022 25,000 25,000 - - Employee Stock Option (right to buy)
John M. Klopp Chief Technical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Jan 2022 25,000 25,000 - - Employee Stock Option (right to buy)
Jefferson E. Davis Chief Business Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Jan 2022 25,000 25,000 - - Employee Stock Option (right to buy)
Bernard H. Paul Chief People Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Jan 2022 25,000 25,000 - - Employee Stock Option (right to buy)
Stephen Aselage Director Purchase of securities on an exchange or from another person at price $ 2.04 per share. 09 Dec 2021 7,984 73,905 (0%) 0% 2.0 16,287 Common Stock
Stephen Aselage Director Purchase of securities on an exchange or from another person at price $ 2.15 per share. 09 Dec 2021 2,016 65,921 (0%) 0% 2.1 4,334 Common Stock
Jefferson E. Davis Chief Business Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Feb 2021 100,000 100,000 - - Employee Stock Option (right to buy)
Donald R. Joseph Chief Legal Officer and Secy Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jan 2021 60,000 60,000 - - Employee Stock Option (right to buy)
John M. Dunn Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jan 2021 15,000 15,000 - - Stock Option (right to buy)
Jason A. Amello Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jan 2021 15,000 15,000 - - Stock Option (right to buy)
Michelle G. Burris Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jan 2021 15,000 15,000 - - Stock Option (right to buy)
Stephen Aselage Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jan 2021 15,000 15,000 - - Stock Option (right to buy)
Harry S. Palmin Chief Opp. and Financial Offr Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jan 2021 60,000 60,000 - - Employee Stock Option (right to buy)
Chris Schelling Director, President & CEO, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jan 2021 40,000 40,000 - - Employee Stock Option (right to buy)
Matthew T. Seibt Chief Commercial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jan 2021 20,000 20,000 - - Employee Stock Option (right to buy)
John Klopp Chief Technical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jan 2021 20,000 20,000 - - Employee Stock Option (right to buy)
Donald R. Joseph Chief Legal Officer and Secy Purchase of securities on an exchange or from another person at price $ 3.50 per share. 24 Jul 2020 14,285 14,285 (0%) 0% 3.5 49,998 Common Stock
John M. Dunn None Purchase of securities on an exchange or from another person at price $ 3.50 per share. 24 Jul 2020 21,428 27,380 (0%) 0% 3.5 74,998 Common Stock
Stephen Aselage None Purchase of securities on an exchange or from another person at price $ 3.50 per share. 24 Jul 2020 45,000 63,905 (0%) 0% 3.5 157,500 Common Stock
Chris Schelling Director, President & CEO, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 3.50 per share. 24 Jul 2020 142,857 1,892,857 (18%) 1% 3.5 500,000 Common Stock
John M. Dunn None Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2020 9,000 9,000 - - Stock Option (right to buy)
Jason A. Amello None Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2020 9,000 9,000 - - Stock Option (right to buy)
Michelle G. Burris None Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2020 9,000 9,000 - - Stock Option (right to buy)
Stephen Aselage None Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2020 9,000 9,000 - - Stock Option (right to buy)
Donald R. Joseph Chief Legal Officer and Secy Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Sep 2019 40,000 40,000 - - Employee Stock Option (right to buy)
Harry S. Palmin Chief Opp. and Financial Offr Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Sep 2019 40,000 40,000 - - Employee Stock Option (right to buy)
William T. Andrews Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Sep 2019 40,000 40,000 - - Employee Stock Option (right to buy)
Matthew T. Seibt Chief Commercial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Sep 2019 50,000 50,000 - - Employee Stock Option (right to buy)
Stephen Aselage None Purchase of securities on an exchange or from another person at price $ 3.72 per share. 03 Jul 2019 5,000 18,905 (0%) 0% 3.7 18,581 Common Stock
William T. Andrews Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Mar 2019 9,000 9,000 (0%) 0% 0 Common Stock
Donald R. Joseph Chief Legal Officer and Secy Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Feb 2019 27,000 27,000 - - Employee Stock Option (right to buy)
John M. Dunn None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Feb 2019 6,000 6,000 - - Employee Stock Option (right to buy)
Jason A. Amello None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Feb 2019 6,000 6,000 - - Employee Stock Option (right to buy)
Michelle G. Burris None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Feb 2019 6,000 6,000 - - Employee Stock Option (right to buy)
Stephen Aselage None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Feb 2019 6,000 6,000 - - Employee Stock Option (right to buy)
Harry S. Palmin Chief Opp. and Financial Offr Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Feb 2019 27,000 27,000 - - Employee Stock Option (right to buy)
William T. Andrews Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Feb 2019 27,000 27,000 - - Employee Stock Option (right to buy)
Chris Schelling Director, President and Chief Executive Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Feb 2019 72,500 72,500 - - Employee Stock Option (right to buy)
Salma Jutt-Eghbali Chief Commercial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Dec 2018 60,000 60,000 - - Employee Stock Option (right to buy)
Donald R. Joseph Chief Legal Officer and Secy Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Apr 2018 60,000 60,000 - - Employee Stock Option (right to buy)
Stephen Aselage None Purchase of securities on an exchange or from another person at price $ 12.00 per share. 14 Dec 2017 2,000 13,905 (0%) 0% 12 24,000 Common Stock
John M. Dunn None Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Oct 2017 6,000 6,000 - - Stock Option (right to buy)
Jason A. Amello None Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Oct 2017 9,000 9,000 - - Stock Option (right to buy)
Michelle G. Burris None Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Oct 2017 9,000 9,000 - - Stock Option (right to buy)
Stephen Aselage None Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Oct 2017 6,000 6,000 - - Stock Option (right to buy)
Harry S. Palmin Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Oct 2017 67,600 67,600 - - Employee Stock Option (right to buy)
William T. Andrews Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Oct 2017 100,000 100,000 - - Employee Stock Option (right to buy)
Chris Schelling Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Oct 2017 46,000 46,000 - - Employee Stock Option (right to buy)
John M. Dunn None Other type of transaction at price $ 0.00 per share. 19 Sep 2017 16,000 16,000 - - Nonqualified Stock Option (right to buy)
John M. Dunn None Other type of transaction at price $ 0.00 per share. 19 Sep 2017 5,952 5,952 (0%) 0% 0 Common Stock
Stephen Aselage None Other type of transaction at price $ 0.00 per share. 19 Sep 2017 11,905 11,905 (0%) 0% 0 Common Stock
Stephen Aselage None Other type of transaction at price $ 0.00 per share. 19 Sep 2017 21,000 21,000 - - Nonqualified Stock Option (right to buy)
Harry S. Palmin Chief Financial Officer Other type of transaction at price $ 0.00 per share. 19 Sep 2017 125,000 125,000 (1%) 1% 0 Common Stock
Chris Schelling Director, President and CEO Other type of transaction at price $ 0.00 per share. 19 Sep 2017 1,750,000 1,750,000 (22%) 22% 0 Common Stock
Robert D. Steiner Chief Medical Officer Other type of transaction at price $ 0.00 per share. 19 Sep 2017 40,000 40,000 - - Nonqualified Stock Option (right to buy)
Timothy C. Barabe None Sale of securities on an exchange or to another person at price $ 0.00 per share. 18 Nov 2016 16,000 0 - - Warrants (Right to Buy)
Timothy C. Barabe None Sale of securities on an exchange or to another person at price $ 0.00 per share. 18 Nov 2016 7,809 12,910 - - Common Stock
Timothy C. Barabe None Sale of securities on an exchange or to another person at price $ 0.00 per share. 18 Nov 2016 7,105 20,719 - - Common Stock
Timothy C. Barabe None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Sep 2016 6,455 27,824 - - Common Stock
Scott B. Seaman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Sep 2016 6,455 29,989 - - Common Stock
Michael S. Richman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Sep 2016 6,455 25,884 - - Common Stock
Gail Maderis None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Sep 2016 6,455 25,884 - - Common Stock
Timothy C. Barabe None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2016 6,455 21,369 - - Common Stock
Scott B. Seaman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2016 6,455 23,534 - - Common Stock
Michael S. Richman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2016 6,455 19,429 - - Common Stock
Gail Maderis None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2016 6,455 19,429 - - Common Stock
Timothy C. Barabe None Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 May 2016 6,455 14,914 - - Common Stock
Donna R. Rill Chief Development Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 May 2016 50,000 50,000 - - Employee Stock Option (Right to Buy)
Scott B. Seaman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 May 2016 6,455 17,079 - - Common Stock
Michael S. Richman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 May 2016 6,455 12,974 - - Common Stock
Neil K. Warma Director, President, CEO and Acting CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 May 2016 50,000 50,000 - - Employee Stock Option (Right to Buy)
Gail Maderis None Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 May 2016 6,455 12,974 - - Common Stock
Don Healey Chief Scientific Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 May 2016 50,000 50,000 - - Employee Stock Option (Right to Buy)
Timothy C. Barabe None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2015 1,354 8,460 - - Common Stock
Michael S. Richman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2015 1,354 6,520 - - Common Stock
Gail Maderis None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2015 1,354 6,520 - - Common Stock
Timothy C. Barabe None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Sep 2015 1,200 7,106 - - Common Stock
Michael S. Richman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Sep 2015 1,200 5,166 - - Common Stock
Gail Maderis None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Sep 2015 1,200 5,166 - - Common Stock
Timothy C. Barabe None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2015 8,427 47,245 - - Common Stock
Michael S. Richman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2015 8,427 31,729 - - Common Stock
Gail Maderis None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2015 8,427 31,729 - - Common Stock
Timothy C. Barabe None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 Apr 2015 16,000 0 - - Subscription Rights (Right to Buy)
Timothy C. Barabe None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 Apr 2015 16,000 38,818 - - Common Stock
Timothy C. Barabe None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 Apr 2015 16,000 16,000 - - Warrants (Right to Buy)
Scott B. Seaman None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 Apr 2015 518,707 0 - - Subscription Rights (Right to Buy)
Scott B. Seaman None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 Apr 2015 518,707 518,707 - - Warrants (Right to Buy)
Scott B. Seaman None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 Apr 2015 44,087 44,087 - - Warrants (Right to Buy)
Scott B. Seaman None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 Apr 2015 518,707 1,037,414 - - Common Stock
Scott B. Seaman None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 Apr 2015 44,087 0 - - Subscription Rights (Right to Buy)
Scott B. Seaman None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 Apr 2015 44,087 85,000 - - Common Stock
Michael S. Richman None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 Apr 2015 8,242 23,302 - - Common Stock
Michael S. Richman None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 Apr 2015 8,242 8,242 - - Warrants (Right to Buy)
Michael S. Richman None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 Apr 2015 8,242 0 - - Subscription Rights (Right to Buy)
Neil K. Warma Director, President and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 Apr 2015 37,247 37,247 - - Warrants (Right to Buy)
Neil K. Warma Director, President and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 Apr 2015 37,247 144,881 - - Common Stock
Neil K. Warma Director, President and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 Apr 2015 37,247 0 - - Subscription Rights (Right to Buy)
Gail Maderis None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 Apr 2015 8,242 8,242 - - Warrants (Right to Buy)
Gail Maderis None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 Apr 2015 8,242 0 - - Subscription Rights (Right to Buy)
Gail Maderis None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 Apr 2015 8,242 23,302 - - Common Stock
Karthik Radhakrishnan Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 Apr 2015 50,000 0 - - Subscription Rights (Right to Buy)
Karthik Radhakrishnan Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 Apr 2015 50,000 50,000 - - Warrants (Right to Buy)
Karthik Radhakrishnan Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 Apr 2015 50,000 124,659 - - Common Stock
Timothy C. Barabe None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Mar 2015 6,818 22,818 - - Common Stock
Timothy C. Barabe None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Mar 2015 23,804 23,804 - - Stock Option (Right to Buy)
Timothy C. Barabe None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Mar 2015 71,410 71,410 - - Stock Option (Right to Buy)
Scott B. Seaman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Mar 2015 23,804 23,804 - - Stock Option (Right to Buy)
Scott B. Seaman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Mar 2015 35,706 35,706 - - Stock Option (Right to Buy)
Scott B. Seaman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Mar 2015 71,410 71,410 - - Stock Option (Right to Buy)
Michael S. Richman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Mar 2015 23,804 23,804 - - Stock Option (Right to Buy)
Michael S. Richman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Mar 2015 71,410 71,410 - - Stock Option (Right to Buy)
Michael S. Richman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Mar 2015 6,818 15,060 - - Common Stock
Gail Maderis None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Mar 2015 71,410 71,410 - - Stock Option (Right to Buy)
Gail Maderis None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Mar 2015 23,804 23,804 - - Stock Option (Right to Buy)
Gail Maderis None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Mar 2015 6,818 15,060 - - Common Stock
Hans-Peter Hartung None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Mar 2015 23,804 23,804 - - Stock Option (Right to Buy)
Hans-Peter Hartung None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Mar 2015 71,410 71,410 - - Stock Option (Right to Buy)
Donna R. Rill Chief Development Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Mar 2015 50,000 50,000 - - Employee Stock Option (Right to Buy)
Neil K. Warma Director, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Mar 2015 120,000 120,000 - - Employee Stock Option (Right to Buy)
Karthik Radhakrishnan Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Mar 2015 50,000 50,000 - - Employee Stock Option (Right to Buy)
Timothy C. Barabe None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 17 Sep 2014 10,000 16,000 - - Common Stock
Neil K. Warma Director, President & CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 16 Sep 2014 10,000 107,634 - - Common Stock
Timothy C. Barabe None Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Mar 2014 6,000 6,000 - - Common Stock
Timothy C. Barabe None Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Mar 2014 12,900 12,900 - - Stock Option (Right to Buy)
Timothy C. Barabe None Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Mar 2014 4,300 4,300 - - Stock Option (Right to Buy)
Hans-Peter Hartung None Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Mar 2014 12,900 12,900 - - Stock Option (Right to Buy)
Hans-Peter Hartung None Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Mar 2014 4,300 4,300 - - Stock Option (Right to Buy)
Hans-Peter Hartung None Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Mar 2014 6,450 6,450 - - Stock Option (Right to Buy)
Donna R. Rill Chief Development Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Feb 2014 64,625 64,625 - - Employee Stock Option (Right to Buy)
Donna R. Rill Chief Development Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Feb 2014 12,363 32,765 - - Common Stock
Scott B. Seaman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Feb 2014 17,686 17,686 - - Stock Option (Right to Buy)
Scott B. Seaman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Feb 2014 8,844 8,844 - - Stock Option (Right to Buy)
Scott B. Seaman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Feb 2014 5,896 5,896 - - Stock Option (Right to Buy)
Michael S. Richman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Feb 2014 17,686 17,686 - - Stock Option (Right to Buy)
Michael S. Richman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Feb 2014 5,896 5,896 - - Stock Option (Right to Buy)
Michael S. Richman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Feb 2014 8,242 8,242 - - Common Stock
Neil K. Warma Director, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Feb 2014 316,250 316,250 - - Employee Stock Option (Right to Buy)
Neil K. Warma Director, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Feb 2014 51,748 97,634 - - Common Stock
Gail Maderis None Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Feb 2014 8,242 8,242 - - Common Stock
Gail Maderis None Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Feb 2014 5,896 5,896 - - Stock Option (Right to Buy)
Gail Maderis None Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Feb 2014 17,686 17,686 - - Stock Option (Right to Buy)
Karthik Radhakrishnan Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Feb 2014 64,625 64,625 - - Employee Stock Option (Right to Buy)
Karthik Radhakrishnan Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Feb 2014 16,659 74,659 - - Common Stock
Scott B. Seaman None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 18 Dec 2013 30,000 40,913 - - Common Stock
Karthik Radhakrishnan Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 18 Dec 2013 8,000 58,000 - - Common Stock
Donna R. Rill Chief Development Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Nov 2013 20,000 20,402 - - Common Stock
Neil K. Warma Director, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Nov 2013 50,000 50,000 - - Employee Stock Option (right to buy)
Neil K. Warma Director, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Nov 2013 28,571 45,886 - - Common Stock
Scott B. Seaman None 24 Sep 2013 269,182 518,708 - - Common Stock
Neil K. Warma Director, President & CEO 24 Sep 2013 8,076 17,315 - - Common Stock
David E. Jorden None 24 Sep 2013 61,912 293,456 - - Common Stock
Karthik Radhakrishnan Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 08 Aug 2013 50,000 50,000 - - Common Stock
Scott B. Seaman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2013 19,345 249,526 - - Common Stock
Neil K. Warma Director, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2013 581 9,239 - - Common Stock
David E. Jorden None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2013 4,450 231,544 - - Common Stock
Scott B. Seaman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Apr 2013 17,143 17,143 - - Stock Option (Right to Buy)
Scott B. Seaman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Apr 2013 5,000 5,000 - - Stock Option (Right to Buy)
Michael S. Richman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Apr 2013 17,143 17,143 - - Stock Option (Right to Buy)
Michael S. Richman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Apr 2013 5,000 5,000 - - Stock Option (Right to Buy)
David E. Jorden None Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Apr 2013 5,000 5,000 - - Stock Option (Right to Buy)
David E. Jorden None Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Apr 2013 17,143 17,143 - - Stock Option (Right to Buy)
Gail Maderis None Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Apr 2013 5,000 5,000 - - Stock Option (Right to Buy)
Gail Maderis None Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Apr 2013 17,143 17,143 - - Stock Option (Right to Buy)
Karthik Radhakrishnan Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Mar 2013 125,000 125,000 - - Employee Stock Option (right to buy)
Scott B. Seaman None Sale of securities on an exchange or to another person at price $ 0.00 per share. 12 Feb 2013 25 49,975 - - Common Stock Warrant (Right to Buy)
Scott B. Seaman None Sale of securities on an exchange or to another person at price $ 0.00 per share. 12 Feb 2013 11,966 1,318 - - Common Stock Warrant (Right to Buy)
Scott B. Seaman None Sale of securities on an exchange or to another person at price $ 0.00 per share. 12 Feb 2013 1,318 0 - - Common Stock Warrant (Right to Buy)
Scott B. Seaman None Sale of securities on an exchange or to another person at price $ 0.00 per share. 12 Feb 2013 36,691 13,284 - - Common Stock Warrant (Right to Buy)
Donna R. Rill Chief Development Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Feb 2013 20,000 20,000 - - Employee Stock Option (right to buy)
Donna R. Rill Chief Development Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Feb 2013 20,939 20,939 - - Employee Stock Option (right to buy)
Neil K. Warma Director, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Feb 2013 95,970 95,970 - - Employee Stock Option (right to buy)
Scott B. Seaman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Jan 2013 22,950 22,950 - - Common Stock Warrant (Right to Buy)
Neil K. Warma Director, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Jan 2013 688 688 - - Common Stock Warrant (Right to Buy)
David E. Jorden Director, Acting Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Jan 2013 5,278 5,278 - - Common Stock Warrant (Right to Buy)
Scott B. Seaman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2012 19,978 230,181 - - Common Stock
David E. Jorden Director, Acting Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2012 37,500 37,500 - - Common Stock Warrant (Right to Buy)
David E. Jorden Director, Acting Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2012 4,595 227,094 - - Common Stock
Donna R. Rill SVP Operations & Quality Sys. Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Sep 2012 10,469 10,469 - - Employee Stock Option (right to buy)
Neil K. Warma Director, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Sep 2012 43,623 43,623 - - Employee Stock Option (right to buy)
Neil K. Warma Director, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Sep 2012 600 8,658 - - Common Stock
Jaye Thompson SVP Clinical Dev & Reg Affairs Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Sep 2012 10,469 10,469 - - Employee Stock Option (right to buy)
David E. Jorden Director, Acting Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Aug 2012 75,000 75,000 - - Stock Option (Right to Buy)
Scott B. Seaman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Jul 2012 468,750 468,750 - - Common Stock Warrant (Right to Buy)
Neil K. Warma Director, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Jul 2012 14,063 14,063 - - Common Stock Warrant (Right to Buy)
David E. Jorden None Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Jul 2012 107,813 107,813 - - Common Stock Warrant (Right to Buy)
Scott B. Seaman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Mar 2012 10,000 10,000 - - Stock Option (Right to Buy)
Scott B. Seaman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Mar 2012 20,600 20,600 - - Stock Option (Right to Buy)
Michael S. Richman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Mar 2012 10,000 10,000 - - Stock Option (Right to Buy)
Michael S. Richman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Mar 2012 20,600 20,600 - - Stock Option (Right to Buy)
David E. Jorden None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Mar 2012 10,000 10,000 - - Stock Option (Right to Buy)
David E. Jorden None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Mar 2012 20,600 20,600 - - Stock Option (Right to Buy)
Gail Maderis None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Mar 2012 10,000 10,000 - - Stock Option (Right to Buy)
Gail Maderis None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Mar 2012 20,600 20,600 - - Stock Option (Right to Buy)
Donna R. Rill SVP of Operations Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jan 2012 38,388 38,388 - - Employee Stock Option (right to buy)
Neil K. Warma Director, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jan 2012 174,493 174,493 - - Employee Stock Option (right to buy)
Jaye Thompson SVP of Clin Dev & Reg Affairs Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jan 2012 38,388 38,388 - - Employee Stock Option (right to buy)
Gail Maderis None Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Oct 2011 20,000 20,000 - - Stock Option (right to buy)
Gail Maderis None Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Oct 2011 1,667 1,667 - - Stock Option (right to buy)
Gail Maderis None Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Oct 2011 1,756 1,756 - - Stock Option (right to buy)
David T. Hung None Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Apr 2011 10,000 10,000 - - Stock Option (right to buy)
David T. Hung None Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Apr 2011 10,500 10,500 - - Stock Option (right to buy)
Scott B. Seaman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Apr 2011 10,000 10,000 - - Stock Option (Right to Buy)
Scott B. Seaman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Apr 2011 10,500 10,500 - - Stock Option (Right to Buy)
Michael S. Richman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Apr 2011 10,000 10,000 - - Stock Option (right to buy)
Michael S. Richman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Apr 2011 10,500 10,500 - - Stock Option (right to buy)
David E. Jorden None Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Apr 2011 10,000 10,000 - - Stock Option (right to buy)
David E. Jorden None Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Apr 2011 10,500 10,500 - - Stock Option (right to buy)
Donna R. Rill SVP of Operations Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Jan 2011 25,000 25,000 - - Employee Stock Option (right to buy)
Neil K. Warma Director, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Jan 2011 75,000 75,000 - - Employee Stock Option (right to buy)
Jaye Thompson SVP of Clin Dev & Reg Affairs Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Jan 2011 25,000 25,000 - - Employee Stock Option (Right to Buy)
Neil K. Warma Director, President & CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 11 Jun 2010 3,000 27,234 - - Common Stock
Neil K. Warma Director, President & CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 11 Jun 2010 5,000 32,234 - - Common Stock
David E. Jorden None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 11 Jun 2010 28,091 890,000 - - Common Stock
David E. Jorden None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 11 Jun 2010 13,000 145,000 - - Series E Warrants (right to buy)
Neil K. Warma Director, President & CEO 09 Jun 2010 21,213 24,234 - - Common Stock
David E. Jorden None 09 Jun 2010 159,104 809,104 - - Common Stock
David E. Jorden None 09 Jun 2010 52,805 861,909 - - Common Stock
David T. Hung None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Apr 2010 10,000 10,000 - - Common Stock Option (right to buy)
David T. Hung None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Apr 2010 7,889 7,889 - - Common Stock Option (right to buy)
Scott B. Seaman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Apr 2010 10,000 10,000 - - Common Stock Option (right to buy)
Scott B. Seaman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Apr 2010 7,889 7,889 - - Common Stock Option (right to buy)
Michael S. Richman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Apr 2010 10,000 10,000 - - Common Stock Option (right to buy)
Michael S. Richman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Apr 2010 7,889 7,889 - - Common Stock Option (right to buy)
David E. Jorden None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Apr 2010 10,000 10,000 - - Common Stock Option (right to buy)
David E. Jorden None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Apr 2010 7,889 7,889 - - Common Stock Option (right to buy)
David E. Jorden None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 11 Dec 2009 25,000 650,000 - - Common Stock
Donna R. Rill Sr. V.P. of Operations Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Nov 2009 50,000 50,000 - - Employee Stock Option (right to buy)
Neil K. Warma Director, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Nov 2009 100,000 100,000 - - Employee Stock Option (right to buy)
Jaye Thompson Sr VP Clin Dev & Reg Affairs Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Nov 2009 50,000 50,000 - - Employee Stock Option (right to buy)
David E. Jorden None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 16 Nov 2009 25,000 625,000 - - Common Stock
David E. Jorden None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Nov 2009 4,500 600,000 - - Common Stock
David E. Jorden None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Nov 2009 20,000 804,880 - - Series E Warrant
David E. Jorden None 13 Oct 2009 38,000 784,880 - - Common Stock
David E. Jorden None 13 Oct 2009 38,000 595,500 - - Common Stock
David E. Jorden None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 11 Sep 2009 9,840 822,880 - - Series E Warrant
David T. Hung None Sale of securities on an exchange or to another person at price $ 0.00 per share. 10 Sep 2009 20,200 0 - - Common Stock
David B. McWilliams None Other type of transaction at price $ 0.00 per share. 26 Aug 2009 37,000 238,668 - - Common Stock Option (right to buy)
David B. McWilliams None Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Aug 2009 8,000 246,668 - - Common Stock Option (right to buy)
Scott B. Seaman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Aug 2009 8,000 149,089 - - Common Stock Option (right to buy)
Michael S. Richman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Aug 2009 8,000 103,650 - - Common Stock Option (right to buy)
David E. Jorden None Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Aug 2009 8,000 813,040 - - Common Stock
David T. Hung None Sale of securities on an exchange or to another person at price $ 0.00 per share. 25 Aug 2009 20,000 27,000 - - Common Stock
David T. Hung None Sale of securities on an exchange or to another person at price $ 0.00 per share. 25 Aug 2009 6,800 20,200 - - Common Stock
David T. Hung None Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Aug 2009 8,000 76,105 - - Common Stock Option (right to buy)
David T. Hung None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 20 Aug 2009 10,000 47,005 - - Common Stock
David T. Hung None Sale of securities on an exchange or to another person at price $ 0.00 per share. 20 Aug 2009 5 47,000 - - Common Stock
David T. Hung None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 20 Aug 2009 10,000 68,105 - - Option (right to buy)
David E. Jorden None Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Aug 2009 24,928 792,308 - - Series E Warrant
David E. Jorden None Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Aug 2009 12,732 805,040 - - Series E Warrant
David E. Jorden None Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 May 2009 50,000 742,380 - - Convertible Promissory Note
David E. Jorden None Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 May 2009 25,000 767,380 - - Common Stock Warrant (right to buy)
Neil K. Warma Director, Pres & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Apr 2009 20,000 423,021 - - Convertible Promissory Note
Neil K. Warma Director, Pres & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Apr 2009 10,000 433,021 - - Common Stock Warrant (right to buy)
David E. Jorden None Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Apr 2009 150,000 617,380 - - Convertible Promissory Note
David E. Jorden None Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Apr 2009 75,000 692,380 - - Common Stock Warrant (right to buy)
David B. McWilliams None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Feb 2009 8,000 275,668 - - Common Stock Option (right to buy)
David T. Hung None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Feb 2009 8,000 78,105 - - Common Stock Option (right to buy)
Jim C. Williams Chief Operating Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Feb 2009 28,643 162,573 - - Common Stock Option (right to buy)
Donna R. Rill Sr. V.P. of Operations Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Feb 2009 8,396 151,776 - - Common Stock Option (right to buy)
Scott B. Seaman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Feb 2009 28,250 133,089 - - Common Stock Option (right to buy)
Scott B. Seaman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Feb 2009 8,000 141,089 - - Common Stock Option (right to buy)
Michael S. Richman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Feb 2009 29,250 95,650 - - Common Stock Option (right to buy)
David E. Jorden None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Feb 2009 6,880 459,380 - - Common Stock Option (right to buy)
David E. Jorden None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Feb 2009 8,000 467,380 - - Common Stock Option (right to buy)
Donna R. Rill Senior V.P. of Operations Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jan 2009 40,000 143,380 - - Common Stock Option (right to buy)
Lynne Hohlfeld CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jan 2009 20,000 116,000 - - Common Stock Option (right to buy)
Neil K. Warma President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jan 2009 150,000 403,021 - - Common Stock Option (right to buy)
Stark Jay Brian Ten Percent Owner Sale of securities on an exchange or to another person at price $ 0.00 per share. 19 Sep 2008 184,376 805,174 - - Common Stock, $0.50 par value per share
Stark Jay Brian Ten Percent Owner Sale of securities on an exchange or to another person at price $ 0.00 per share. 19 Sep 2008 195,000 610,174 - - Common Stock, $0.50 par value per share
Stark Jay Brian Ten Percent Owner Sale of securities on an exchange or to another person at price $ 0.00 per share. 19 Sep 2008 250,000 360,174 - - Common Stock, $0.50 par value per share
Stark Jay Brian Ten Percent Owner Sale of securities on an exchange or to another person at price $ 0.00 per share. 19 Sep 2008 500 359,674 - - Common Stock, $0.50 par value per share
David E. Jorden None Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Aug 2008 20,000 452,500 - - Common Stock Option (right to buy)
David T. Hung None Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Aug 2008 15,105 47,005 - - Common Stock
David T. Hung None Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Aug 2008 15,105 70,105 - - Common Stock Warrant (right to buy)
Scott B. Seaman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Aug 2008 15,105 104,839 - - Common Stock Warrant (right to buy)
Scott B. Seaman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Aug 2008 15,105 43,655 - - Common Stock
Neil K. Warma President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Aug 2008 3,021 3,021 - - Common Stock
Neil K. Warma President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Aug 2008 3,021 253,021 - - Common Stock Warrant (right to buy)
David B. McWilliams None Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Jun 2008 10,000 228,668 - - Common Stock Option (right to buy)
David B. McWilliams None Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Jun 2008 39,000 267,668 - - Common Stock Option
David T. Hung None Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Jun 2008 10,000 55,000 - - Common Stock Option (right to buy)
Jim C. Williams Chief Operating Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Jun 2008 23,000 133,930 - - Common Stock Option (right to buy)
Donna R. Rill V.P. Operations Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Jun 2008 33,000 103,380 - - Common Stock Option (right to buy)
Gregory H. Bailey None Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Jun 2008 10,000 103,928 - - Common Stock Option (right to buy)
Lorin Jeffry Randall None Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Jun 2008 10,000 30,000 - - Common Stock Option (right to buy)
Scott B. Seaman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Jun 2008 10,000 89,734 - - Common Stock Option (right to buy)
Lynne Hohlfeld CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Jun 2008 21,000 96,000 - - Common Stock Option (right to buy)
Michael S. Richman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Jun 2008 10,000 66,400 - - Common Stock Option (right to buy)
David B. McWilliams Director, CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 May 2008 8,700 218,668 - - Common Stock Option (right to buy)
David T. Hung None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 May 2008 31,900 31,900 - - Common Stock
Jim C. Williams Chief Operating Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 May 2008 10,300 110,930 - - Common Stock Option (right to buy)
Donna R. Rill Vice President, Operations Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 May 2008 3,000 70,380 - - Common Stock Option (right to buy)
Gregory H. Bailey None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 May 2008 31,000 131,000 - - Common Stock
Scott B. Seaman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 May 2008 11,900 79,734 - - Common Stock (right to buy)
Lynne Hohlfeld CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 May 2008 8,000 75,000 - - Common Stock Option (right to buy)
Michael S. Richman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 May 2008 11,400 56,400 - - Common Stock Option (right to buy)
Scott B. Seaman None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 19 Feb 2008 10,000 67,834 - - Series E Warrant
Scott B. Seaman None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 19 Feb 2008 10,000 28,550 - - Common Stock
David B. McWilliams Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Jun 2007 41,000 203,000 - - Common Stock Option (right to buy)
David T. Hung None Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Jun 2007 10,000 45,000 - - Common Stock Option (right to buy)
Jim C. Williams Chief Operating Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Jun 2007 30,000 97,875 - - Common Stock Option (right to buy)
Donna R. Rill Vice President of Operations Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Jun 2007 32,000 67,380 - - Common Stock Option (right to buy)
Gregory H. Bailey None Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Jun 2007 10,000 45,000 - - Common Stock Option (right to buy)
Scott B. Seaman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Jun 2007 10,000 45,000 - - Common Stock Option (right to buy)
Lynne Hohlfeld Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Jun 2007 32,000 67,000 - - Common Stock Option (right to buy)
Michael S. Richman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Jun 2007 10,000 45,000 - - Common Stock Option (right to buy)
Lynne Hohlfeld Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Jul 2006 12,500 35,000 - - Common Stock Option (right to buy)
David B. McWilliams Director, CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2006 120,000 162,000 - - Common Stock Option (right to buy)
Paul Frison None Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2006 2,500 10,000 - - Common Stock Options (right to buy)
David T. Hung None Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2006 35,000 35,000 - - Common Stock Options (right to buy)
C. William Rouse CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2006 65,000 80,000 - - Common Stock Options (right to buy)
C. William Rouse CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2006 10,000 90,000 - - Common Stock Options (right to buy)
Gregory H. Bailey None Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2006 35,000 35,000 - - Common Stock Options (right to buy)
Scott B. Seaman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2006 35,000 35,000 - - Common Stock Options (right to buy)
Paul Frison None Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 May 2006 30,000 30,000 - - Common Stock Options (right to buy)
Paul Frison None Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 May 2006 10,000 40,000 - - Common Stock Options (right to buy)
Paul Frison None Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 May 2006 15,000 55,000 - - Common Stock Options (right to buy)
Paul Frison None Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 May 2006 20,000 75,000 - - Common Stock Options (right to buy)
Gregory H. Bailey None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 25 Apr 2006 1 2 - - Warrant (right to buy)
George R. Jarkesy Ten Percent Owner Other type of transaction at price $ 0.00 per share. 22 Mar 2006 199,694 0 - - A Warrants to purchase common stock
David B. McWilliams Director, CFO Other type of transaction at price $ 0.00 per share. 17 Feb 2006 2 7 - - Series A Warrant
David B. McWilliams Director, CFO Other type of transaction at price $ 0.00 per share. 17 Feb 2006 1 6 - - Series A Warrant
C. William Rouse CFO Other type of transaction at price $ 0.00 per share. 25 Jan 2006 1 2 - - Series A Warrant
George R. Jarkesy Ten Percent Owner Sale or transfer of securities back to the company at price $ 0.00 per share. 10 Jan 2006 2,000 1,298,000 - - Common Stock
George R. Jarkesy Ten Percent Owner Sale or transfer of securities back to the company at price $ 0.00 per share. 10 Jan 2006 6,000 1,292,000 - - Common Stock
George R. Jarkesy Ten Percent Owner Sale or transfer of securities back to the company at price $ 0.00 per share. 10 Jan 2006 30,000 1,262,000 - - Common Stock
David B. McWilliams Director, CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 14 Dec 2005 2,000 66,256 - - Common Stock
C. William Rouse CFO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 14 Dec 2005 1,500 164,420 - - Common Stock
Paul Frison None Grant, award, or other acquisition of securities at price $ 0.00 per share. 17 Oct 2005 30,000 65,000 - - Common Stock Options (right to buy)
Paul Frison None Grant, award, or other acquisition of securities at price $ 0.00 per share. 17 Oct 2005 10,000 75,000 - - Common Stock Options (right to buy)
Anthony N. Kamin None Grant, award, or other acquisition of securities at price $ 0.00 per share. 17 Oct 2005 30,000 145,000 - - Common Stock Options (right to buy)
Anthony N. Kamin None Grant, award, or other acquisition of securities at price $ 0.00 per share. 17 Oct 2005 2,500 147,500 - - Common Stock Options (right to buy)
Anthony N. Kamin None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 17 Oct 2005 5,000 105,000 - - Common Stock
Terry Wesner None Grant, award, or other acquisition of securities at price $ 0.00 per share. 17 Oct 2005 30,000 75,000 - - Common Stock Options (right to buy)
Terry Wesner None Grant, award, or other acquisition of securities at price $ 0.00 per share. 17 Oct 2005 7,500 82,500 - - Common Stock Options (right to buy)
David B. McWilliams Director, CEO Other type of transaction at price $ 0.00 per share. 30 Jun 2005 36,922 40,922 - - Common Stock
David B. McWilliams Director, CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 30 Jun 2005 23,334 64,256 - - Common Stock
David B. McWilliams Director, CEO Other type of transaction at price $ 0.00 per share. 30 Jun 2005 2 0 - - 15% Subordinated Convertible Note
David B. McWilliams Director, CEO Other type of transaction at price $ 0.00 per share. 30 Jun 2005 2 0 - - Warrant (right to buy)
David B. McWilliams Director, CEO Other type of transaction at price $ 0.00 per share. 30 Jun 2005 2 2 - - Series A Warrant
David B. McWilliams Director, CEO Other type of transaction at price $ 0.00 per share. 30 Jun 2005 2 4 - - Series B Warrant
David B. McWilliams Director, CEO Other type of transaction at price $ 0.00 per share. 30 Jun 2005 2 6 - - Series C Warrant
David B. McWilliams Director, CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 30 Jun 2005 1 7 - - Series A Warrant
David B. McWilliams Director, CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 30 Jun 2005 1 8 - - Series B Warrant
David B. McWilliams Director, CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 30 Jun 2005 1 9 - - Series C Warrant
C. William Rouse CFO Other type of transaction at price $ 0.00 per share. 30 Jun 2005 1 0 - - 15% Subordinated Convertible Note
C. William Rouse CFO Other type of transaction at price $ 0.00 per share. 30 Jun 2005 1 0 - - Warrant (right to buy)
C. William Rouse CFO Other type of transaction at price $ 0.00 per share. 30 Jun 2005 1 1 - - Series A Warrant
C. William Rouse CFO Other type of transaction at price $ 0.00 per share. 30 Jun 2005 1 2 - - Series B Warrant
C. William Rouse CFO Other type of transaction at price $ 0.00 per share. 30 Jun 2005 1 3 - - Series C Warrant
C. William Rouse CFO Other type of transaction at price $ 0.00 per share. 30 Jun 2005 11,670 162,920 - - Common Stock
Paul Frison None Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Jun 2005 15,000 35,000 - - Common Stock Options (right to buy)
Anthony N. Kamin None Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Jun 2005 15,000 115,000 - - Common Stock Options (right to buy)
Warren C. Lau Other Sale of securities on an exchange or to another person at price $ 0.00 per share. 27 Apr 2005 36,000 1,062,748 - - Common Stock
George R. Jarkesy Ten Percent Owner Gift of securities by or to the insider at price $ 0.00 per share. 14 Feb 2005 200,000 200,000 - - Common Stock
George R. Jarkesy Ten Percent Owner Gift of securities by or to the insider at price $ 0.00 per share. 14 Feb 2005 124,088 324,088 - - Common Stock
George R. Jarkesy Ten Percent Owner Gift of securities by or to the insider at price $ 0.00 per share. 14 Feb 2005 71,667 395,755 - - Common Stock
George R. Jarkesy Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 14 Feb 2005 199,694 199,694 - - A Warrants to purchase common stock
George R. Jarkesy Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 14 Feb 2005 79,878 279,572 - - B Warrants to purchase common stock
George R. Jarkesy Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 14 Feb 2005 159,753 439,325 - - C Warrants to purchase common stock
David B. McWilliams Director, CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Jan 2005 1 420,000 - - Common Stock Option (right to buy)
David B. McWilliams Director, CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 21 Jan 2005 1,500 4,000 - - Common Stock
David B. McWilliams Director, CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Jan 2005 1 420,000 - - Common Stock Option (right to buy)
David B. McWilliams Director, CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 21 Jan 2005 1 2 - - 15% Subordinated Convertible Note
David B. McWilliams Director, CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 21 Jan 2005 1 2 - - Warrant (right to buy)
C. William Rouse CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Jan 2005 1 2 - - Common Stock Option (right to buy)
C. William Rouse Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Jan 2005 1 2 - - Common Stock Option (right to buy)
C. William Rouse CFO 31 Dec 2004 1,250 151,250 - - Common Stock
C. William Rouse CFO 31 Dec 2004 1 1 - - Common Stock Option (right to buy)
C. William Rouse CFO 31 Dec 2004 1 1 - - 15% Subordinated Convertible Note
C. William Rouse CFO 31 Dec 2004 1 1 - - Warrant (right to buy)
Warren C. Lau Other 06 Oct 2004 200,000 1,078,748 - - Common Stock
Warren C. Lau Other 06 Oct 2004 20,000 1,078,748 - - Common Stock
George R. Jarkesy Ten Percent Owner Other type of transaction at price $ 0.00 per share. 04 Jun 2004 1,012,500 1,512,500 - - Common Stock
George R. Jarkesy Ten Percent Owner Sale of securities on an exchange or to another person at price $ 0.00 per share. 04 Jun 2004 500 1,512,000 - - Common Stock
George R. Jarkesy Ten Percent Owner Sale of securities on an exchange or to another person at price $ 0.00 per share. 04 Jun 2004 1,000 1,511,000 - - Common Stock
George R. Jarkesy Ten Percent Owner Sale of securities on an exchange or to another person at price $ 0.00 per share. 04 Jun 2004 500 1,510,500 - - Common Stock
George R. Jarkesy Ten Percent Owner Sale of securities on an exchange or to another person at price $ 0.00 per share. 04 Jun 2004 1,000 1,509,500 - - Common Stock
George R. Jarkesy Ten Percent Owner Sale of securities on an exchange or to another person at price $ 0.00 per share. 04 Jun 2004 2,000 1,507,500 - - Common Stock
George R. Jarkesy Ten Percent Owner Sale of securities on an exchange or to another person at price $ 0.00 per share. 04 Jun 2004 2,000 1,505,500 - - Common Stock
George R. Jarkesy Ten Percent Owner Sale of securities on an exchange or to another person at price $ 0.00 per share. 04 Jun 2004 1,000 1,504,500 - - Common Stock
George R. Jarkesy Ten Percent Owner Sale of securities on an exchange or to another person at price $ 0.00 per share. 04 Jun 2004 1,000 1,503,500 - - Common Stock
George R. Jarkesy Ten Percent Owner Sale of securities on an exchange or to another person at price $ 0.00 per share. 04 Jun 2004 1,000 1,502,500 - - Common Stock
George R. Jarkesy Ten Percent Owner Sale of securities on an exchange or to another person at price $ 0.00 per share. 04 Jun 2004 2,000 1,500,500 - - Common Stock
George R. Jarkesy Ten Percent Owner Gift of securities by or to the insider at price $ 0.00 per share. 04 Jun 2004 200,000 1,300,500 - - Common Stock
James G. Otteson Director, CEO and CFO, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 01 Feb 2004 12,500,000 16,090,994 - - common stock
*All Values are in $ Million
Client Category: Promoter/ KMP/ Director / Immediate Relatives / Employee / etc  
Security Type: Share/ Warrants / Convertible Debentures
Data as reported to USA Exchanges
View All The Insider Trades disclosures
Screeners based on Insider Trading and SAST parameters